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<str<strong>on</strong>g>Comments</str<strong>on</strong>g> <strong>on</strong> a generalisati<strong>on</strong> <strong>of</strong> Heisenberg’suncertainty principle and eventual c<strong>on</strong>sequences tophenomena in low energy physicsJune 15, 2012AbstractIn these notes we discuss a generalizati<strong>on</strong> <strong>of</strong> the Heisenberg’s uncertainty principlemotivated by some attempts to rec<strong>on</strong>cile quantum mechanics and general relativity.1 Introducti<strong>on</strong>Following the traditi<strong>on</strong>al way for new developments in physics, quantum theory has appearedas an explanati<strong>on</strong> for the data from experiments probing Nature at a distance <strong>of</strong> the order <strong>of</strong>10 −10 meters. Its huge success made the quantum aspects <strong>of</strong> the laws <strong>of</strong> physics a fundamentalpart to understand the World: the phenomena we observe and things that we measure arethough to have their roots in the micro-scale, and even theories describing Nature in biggerlength scales (> 10 −10 m) are expected to have their “quantum versi<strong>on</strong>s”.Quantum mechanics (QM) was extrapolated to a quantum theory <strong>of</strong> fields (QFT) which,with the standard model (SM) produce spectacularly good predicti<strong>on</strong>s, being the most reliabletheories we have when gravitati<strong>on</strong>al effects are negligible.On the other hand, our understanding <strong>of</strong> gravity is expressed by Einstein’s general relativity(GR) which establishes the relati<strong>on</strong> (equality) between the gravitati<strong>on</strong>al field and thespacetime geometry.The picture <strong>of</strong> the World we have is sustained by these three pillars: QFT, SM and GR.All the rest is speculati<strong>on</strong>. However, this picture is both (a) fragmented and (b) incomplete,from the theoretical point <strong>of</strong> view. Since Newt<strong>on</strong>’s observati<strong>on</strong> that the force that keeps ourMo<strong>on</strong> in orbit is the same that makes an apple falls down, physicists are always looking (and1


adius associated to the mass ∆M, R S = 2G∆M , otherwise we would not be able to observec 2the phot<strong>on</strong>, since it cannot scape the black-hole. This leads us to c<strong>on</strong>clude that ∆x L pwhere L p =√Gc 3is called the Plank’s length.Notice that the HUP, as said before, does not predict any minimum length, i.e., there is nolimitati<strong>on</strong> in ∆x. However the above calculati<strong>on</strong> shows that when gravity enters in the gamesuch a limitati<strong>on</strong> appears naturally: HUP breaks down for higher energies, or equivalentlysmaller distances (<strong>of</strong> the order <strong>of</strong> Plank’s length) where quantum gravity effects would berelevant. Of course, the HUP must be recovered when gravity is negligible, so such quantumgravity effects should be treated as correcti<strong>on</strong>s.In 1989 Amati, Ciafal<strong>on</strong>i and Veneziano suggested [2] a generalized uncertainty principle(GUP) in the c<strong>on</strong>text <strong>of</strong> string theory <strong>of</strong> the form ∆x∆p 2 + β(∆p)2 . The fact that thisGUP implies a minimum length scale can be seen as follows. Without the sec<strong>on</strong>d (new) term<strong>on</strong>e can make the localizati<strong>on</strong> in positi<strong>on</strong> as small as <strong>on</strong>e likes by making the uncertainty inthe momentum large. However, when doing that the RHS grows faster (quadratic in ∆p) thanthe LHS (linear in ∆p), and for large enough ∆p, the inequality sign would be c<strong>on</strong>tradicted.To avoid this a minimum and finite ∆x appears, implying a maximum value <strong>of</strong> ∆p, preservingthe inequality.Solving this inequality for ∆p the c<strong>on</strong>diti<strong>on</strong> 3 ∆x √ 2β must be imposed in order toguarantee real roots. This is, in fact, what defines the minimum value <strong>of</strong> ∆x. Then bycomparis<strong>on</strong> with our previous discussi<strong>on</strong> we set β = α L2 p where α is dimensi<strong>on</strong>less.Notice that the “correcti<strong>on</strong>” to the HUP is proporti<strong>on</strong>al to the square <strong>of</strong> the Plank’s length,so, it is related to Plank’s area instead. On the other hand, it is the square <strong>of</strong> the Plank’slength that is proporti<strong>on</strong>al to the gravitati<strong>on</strong>al c<strong>on</strong>stant G, so this correcti<strong>on</strong> does look like acorrecti<strong>on</strong> dua to gravitati<strong>on</strong>. Nevertheless <strong>on</strong>e could c<strong>on</strong>sider a generalizati<strong>on</strong> such that thecorrecti<strong>on</strong> is in Plank’s length instead. In fact this issue was discussed in [3] and the less<strong>on</strong>we learn from there is roughly that since these terms c<strong>on</strong>stitute correcti<strong>on</strong>s to a relati<strong>on</strong> that<strong>on</strong>e still cannot verify empirically, any leading order is acceptable.Modificati<strong>on</strong>s <strong>of</strong> HUP appear in many places, <strong>on</strong>e being slightly different from another, andthe reas<strong>on</strong>s for these changes are also diverse: from string theory, cosmic rays related issues[4],modificati<strong>on</strong>s <strong>of</strong> Lorentz symmetry [5], and so <strong>on</strong>. As we menti<strong>on</strong>ed in the beginning, QM andGR are very well tested theories and therefore their predicti<strong>on</strong>s are very reliable. So, am<strong>on</strong>gall the possible places a generalizati<strong>on</strong> <strong>of</strong> the uncertainty principle can come from, probablya model independent circumstance based <strong>on</strong> these two theories would be very interesting.Indeed, Maggiore showed [6] that a different versi<strong>on</strong> <strong>of</strong> the Heisenberg’s microscope gedanken3 β 0.3


experiment where gravitati<strong>on</strong>al effects were included gives rise to a GUP just like that <strong>on</strong>e wediscussed above (see also [7]): ∆x∆p 2 + β(∆p)2 .The laws <strong>of</strong> the quantum World produce results that are very distant from what we canintuitively guess, being completely disc<strong>on</strong>nected from our sensitive experience as humans. Inparticular the implicati<strong>on</strong>s from the uncertainty principle (whose mathematical structure issurprisingly very simple) require reflecti<strong>on</strong>, since we would like to understand from where <strong>on</strong>eshould expect some “testable” modificati<strong>on</strong> <strong>of</strong> it.The stability <strong>of</strong> the atom was a huge problem before quantum theory: electromagnetismpredicts that the electr<strong>on</strong> moving around the prot<strong>on</strong> (forming the hydrogen atom) shouldradiate, and therefore its moti<strong>on</strong> would be a spiral going towards the nucleus, making ourexistence a mystery. The fact that there is the HUP in quantum systems is what makes theatom stable. First <strong>of</strong> all, it’s the uncertainty principle together with the fact that the electr<strong>on</strong>is c<strong>on</strong>fined that makes the electr<strong>on</strong> moves! This can be seen as follows: take the H-atom tobe a box <strong>of</strong> size 10 −10 meters. Then, if we want to localize the electr<strong>on</strong> within this precisi<strong>on</strong>(∆x ∼ 10 −10 m) we have an uncertainty in its momentum <strong>of</strong> ∆p ∼ 10−24 Kg·ms. The mass <strong>of</strong>the electr<strong>on</strong> is approximately 10 −30 Kg, so that its velocity is more or less <strong>on</strong>e third <strong>of</strong> thevelocity <strong>of</strong> light. Basically when we try to c<strong>on</strong>fine (localize) quantum particles they start tomove like crazy. From here we see immediately that it’s just not possible for the electr<strong>on</strong> tobe at r = 0, i.e., to fall into the prot<strong>on</strong>, and be at rest there (p = 0).Using the HUP it’s not difficult to estimate the minimum energy the electr<strong>on</strong> must havein the hydrogen atom (the binding energy).So, here it is a good place to estimate howthe GUP would change that. The calculati<strong>on</strong> is simple. First, by symmetry we expect that〈r〉 = 0 = 〈p〉, which means that (∆r) 2 = 〈r 2 〉, and analogously for the momentum. The totalenergy is given by E = p2− e2(∆p)2, and the average <strong>of</strong> that is therefore 〈E〉 = − 2m r 2m e2 〈 1 〉. ∆rNow, HUP implies that ∆p , so the mean energy becomes 〈E〉 2 − e2 , and the∆r 2m(∆r) 2 ∆rRHS <strong>of</strong> this expressi<strong>on</strong> is exactly the minimum energy, so that its derivative with respect to∆r must vanish, which give us the value <strong>of</strong> the radius (for which the energy is minimized)as 2Finally, plugging this result into the expressi<strong>on</strong> for the minimum energy we getme 2 .〈E〉 min = − 1 2me 4 2≈ −13.6 eV.We proceed in the same way but now using the GUP 4 ∆x∆p 1 + αL 2 p(∆p) 2 . Solvingthis for the momentum uncertainty we get4 Take = 1.∆p ∆x2αL 2 p(1 −√)1 − 4αL2 p.(∆x) 24


Notice that the root with the plus sign is ignored. This is because we want to recover theHUP in the limit L 2 p → 0, which is <strong>on</strong>ly possible for the root with the minus sign.G):Next we c<strong>on</strong>sider a Taylor expansi<strong>on</strong> <strong>of</strong> the RHS <strong>of</strong> the above expressi<strong>on</strong> for small L 2 p (orUp to first order in L 2 p we have 〈E〉 1∆p 1∆x + α G(∆x) + 2G23 α2(∆x) + . . . 5− e2 +2m∆x ∆xαGm(∆x) 4≡ E(∆x) then dE(∆x)d∆x= − 1m(∆x) 3 +e 2(∆x) 2 − 4αGm(∆x) 5 = 0 which give us the polynomial equati<strong>on</strong> me 2 (∆x) 3 − (∆x) 2 − 4αG = 0.Notice that for α = 0 this is the same equati<strong>on</strong> <strong>on</strong>e gets (in the same step <strong>of</strong> calculati<strong>on</strong>s) forthe HUP. So, we expect the soluti<strong>on</strong> to be that soluti<strong>on</strong>, i.e., ∆x ∝ 1 plus something withme 2α. On the other hand, looking at the cubic equati<strong>on</strong> above it is clear that the soluti<strong>on</strong> mustbe a linear combinati<strong>on</strong> <strong>of</strong> the two sets <strong>of</strong> c<strong>on</strong>stants appearing: ∆x = Ame 2 +BαG, otherwisethere is no hope to arrange things <strong>on</strong> the LHS to give zero. Of course, by simple comparis<strong>on</strong>we can guess that A = 1m 2 e 4 . This, and B = 4me 2 are found 5 when we plug this ansatz intothe equati<strong>on</strong> and look separately to each order in α (i.e., α 0 and α 1 ). So, ∆x = 1me 2 +4me 2 αG.Now, put this into 〈E〉 and expand up to first order in α to get〈E〉 − me42 + αGm3 e 8from where we recognize the usual binding energy <strong>of</strong> −13.6 eV and a correcti<strong>on</strong> which is foundto be <strong>of</strong> the order <strong>of</strong> 10 −48 eV.This is very small. In [3] it is showed that a c<strong>on</strong>tributi<strong>on</strong> <strong>of</strong> the order <strong>of</strong> 10 −23 eV can beobtained if <strong>on</strong>e c<strong>on</strong>siders a GUP whose leading order is in L p instead <strong>of</strong> L 2 p. However, this isstill 12 orders above any laboratory capacity.Indeed, it is very important to search for a physical system that could give any measurablecorrecti<strong>on</strong> predicted by a GUP. A series <strong>of</strong> papers by Saurya, Elias and others are exactlyin this directi<strong>on</strong>: using a GUP that, according to them, fits in many <strong>of</strong> the possibilitiesalready discussed by other authors, they have calculated the modificati<strong>on</strong>s in some observablequantities in well known quantum systems.In the rest <strong>of</strong> these notes we shall review particularly two papers, namely, “Plank scaleeffects <strong>on</strong> some low energy quantum phenomena” [8] and “Discreteness <strong>of</strong> Space from theGeneralized Uncertainty Principle”[9].5 This equati<strong>on</strong> has two more soluti<strong>on</strong>s, but imaginary <strong>on</strong>es, which are not relevant here.5


2 The generalized can<strong>on</strong>ical relati<strong>on</strong>sSo far we saw that apparently to rec<strong>on</strong>cile gravity with quantum mechanics <strong>on</strong>e needs in fact tochange what is the cornerst<strong>on</strong>e <strong>of</strong> the latter: the uncertainty principle. From theorem (A.19)it is possible to relate the uncertainty principle between two observables with the can<strong>on</strong>icalcommutati<strong>on</strong> relati<strong>on</strong> <strong>of</strong> the associated operators, which is needed for the calculati<strong>on</strong>s. Theproblem we discuss now is that <strong>of</strong> finding the commutati<strong>on</strong> relati<strong>on</strong>s that give rise to a GUP,but before that let us take a look in the origin <strong>of</strong> the standard relati<strong>on</strong> [ˆx, ˆp] = i.C<strong>on</strong>sider a system 6 whose physical state is described by an observer, say O 1 . A sec<strong>on</strong>dobserver O 2 is displaced a distance a from O 1 .One can imagine that the descripti<strong>on</strong> 7 <strong>of</strong>the physical system given by the two observers will be different in certain ways. In order tocommunicate, the first observer must make the boost x → x + a to reach the sec<strong>on</strong>d observer,and the sec<strong>on</strong>d observer makes x → x − a to reach the first. The crucial point here is that thespace being homogeneous implies that the results <strong>of</strong> the measurements made <strong>on</strong> the systemmust be the same for the two observers 8 | 〈ψ 1 | ψ ′ 1〉| 2 = | 〈ψ 2 | ψ ′ 2〉| 2 .This last statement together with the fact that both vectors |ψ 1 〉 and |ψ 2 〉 are in the sameHilbert space lead us to use Wigner’s theorem to relate them by a unitary (or anti-unitary)operator. Since the <strong>on</strong>ly property we are interested in is the positi<strong>on</strong>, let us label the vectorin Hilbert space described by O 1 as |x〉, then, in O 2 we have |x + a〉 = ̂T (a) |x〉. Now, asimple calculati<strong>on</strong> (see appendix (B)) shows that the translati<strong>on</strong> generator ̂T (a) is unitaryand therefore can be written as ̂T (a) = e −iaˆk. C<strong>on</strong>sider now the positi<strong>on</strong> operator ˆx, whosetransformati<strong>on</strong> from <strong>on</strong>e reference frame to the ] other is given by ˆx → ˆx a = ̂T (a) −1ˆx ̂T (a). ] Foran infinitesimal translati<strong>on</strong>: ˆx a = ˆx + ia[ˆk, ˆx + O(a 2 ). Since ˆx a = ˆx + a we get[ˆk, ˆx = −i.As showed in appendix (B), c<strong>on</strong>sistency with the results from wave mechanics implies that 9ˆk = ˆp , so that the standard can<strong>on</strong>ical relati<strong>on</strong> between positi<strong>on</strong> and momentum operators isobtained.What we c<strong>on</strong>clude from this discussi<strong>on</strong> is that HUP is intimately related to the homogeneityproperty <strong>of</strong> the physical space. Specifically, it is this property that implies that measurements(<strong>of</strong> the same observable) d<strong>on</strong>e by different observers would agree, and as a c<strong>on</strong>sequence, themomentum operator is the generator <strong>of</strong> the translati<strong>on</strong> transformati<strong>on</strong>.Apparently it is not trivial to do such a c<strong>on</strong>structi<strong>on</strong> based <strong>on</strong> symmetries to go bey<strong>on</strong>d6 For simplicity we c<strong>on</strong>sider <strong>on</strong>ly <strong>on</strong>e dimensi<strong>on</strong>.7 The two observers use the same rules to associate the physical state with vectors in the Hilbert space.The Hilbert space will be the same for both, but the vectors will not.8 The notati<strong>on</strong> is obvious, but to be sure no doubts remain: the index stands for which observer is describingthat state.9 Where ˆp = −i∂ x .6


the HUP in the directi<strong>on</strong> we pointed out in the introducti<strong>on</strong>. What we can do c<strong>on</strong>cretely isto find a commutati<strong>on</strong> relati<strong>on</strong> between positi<strong>on</strong> and momentum operators that can give thedesired GUP.As a warm up exercise c<strong>on</strong>sider the commutati<strong>on</strong> relati<strong>on</strong> [ˆx, ˆp] = i (1 + αˆp 2 ) in the RHS<strong>of</strong> (A.19). What <strong>on</strong>e gets is the uncertainty principle ∆x∆p 2 (1 + α(∆p)2 + α〈p〉 2 ) which(up to this last term that is a c<strong>on</strong>stant) is <strong>of</strong> the kind <strong>of</strong> GUP we were discussing so far. In [8]the can<strong>on</strong>ical relati<strong>on</strong> proposed between positi<strong>on</strong> and momentum c<strong>on</strong>tains probably the mostgeneral polynomial expressi<strong>on</strong> in the momentum up to sec<strong>on</strong>d order:()p i p j[x i , p j ] = i δ ij + δ ij α 1 p + α 2p + β 1δ ij p 2 + β 2 p i p j ; i, j = 1, 2, 3 (2.1)where p 2 = ∑ 3i=1 p ip i . The c<strong>on</strong>stants α 1 , α 2 , β 1 and β 2 can be fixed using the Jacobi identity[[x i , x j ] , p k ] + [[x j , p k ] , x i ] + [[p k , x i ] , x j ] = 0as we now show. First, notice that space is still commutative (sorry Paulo!) and therefore thefirst term above vanishes ([x i , x j ] = 0) leaving us with[[x j , p k ] , x i ] − [[x i , p k ] , x j ] = 0.Then, using (2.1) we calculate the first term, and for the sec<strong>on</strong>d we just exchange i and j.Lets do it bit by bit:⎧⎫⎨[[x j , p k ] , x i ] = i⎩ δ [ ] [ ]⎬jkα 1 [p, x i ] +α} {{ } 2 pj p k p −1 , x i +β 1 δ jk p 2 , x i +β 2 [p j p k , x i ]} {{ } } {{ } } {{ } ⎭ .1234Each <strong>of</strong> these commutators is calculated under approximati<strong>on</strong>s to first order in momentum.Also, the first two <strong>of</strong> them require some clever tricks. For the first <strong>on</strong>e we use the following:from <strong>on</strong>e hand we have 10 [p 2 , x i ] = 2[p j , x i ]p j = −2i (p i + α 1 p i p + α 2 p i p)+higher order terms,simply by using 11 p 2 = p i p i . On the other hand, <strong>on</strong>e can write p 2 = p · p, so that [p 2 , x i ] =2 [p, x i ] p. Then, we compare these two results, which must be the same thing, to get [p, x i ] p =−ip i (1 + (α 1 + α 2 )p). Multiplying by p −1 results in[p, x i ] = −ip i p −1 − i(α 1 + α 2 )p i . (2.2)10 Notice that [x i , p j ] is a functi<strong>on</strong> <strong>of</strong> momentum according to (2.1), so it will commute with any otherfuncti<strong>on</strong> <strong>of</strong> momentum.11 In most places we use Einstein’s sum c<strong>on</strong>venti<strong>on</strong>.7


Commutator labelled as 2 is[pj p k p −1 , x i]= pj p k[p −1 , x i]+ pj [p k , x i ] p −1 + [p j , x i ] p k p −1 .The sec<strong>on</strong>d and third terms <strong>on</strong> the RHS are given by (2.1). The first <strong>on</strong>e must be found,again, using a trick, which c<strong>on</strong>sists in writing 1l = p · p −1 , then [1l, x i ] = 0 becomes p [p −1 , x i ] +[p, x i ] p −1 = 0, from where we find using (2.2)[ ]p −1 , x i = ipi p −3 + i(α 1 + α 2 )p i p −2 . (2.3)At this point the commutator number 2 is[pj p k p −1 , x i]=(ip j p k p i p −3 + (α 1 + α 2 )p −2) −−()p i p ki δ ik + δ ik α 1 p + α 2p + β 1δ ik p 2 + β 2 p i p k p j p −1 −−()p i p ji δ ij + δ ij α 1 p + α 2p + β 1δ ij p 2 + β 2 p i p j p k p −1 . (2.4)Now the commutator number 3 is direct: [p 2 , x i ] = −2p j [x i , p j ]. Using (2.1) and organizingits terms we get[p 2 , x i]= −2i(pi + (α 2 + α 2 )p i p + (β 1 + β 2 )p i p 2) . (2.5)Finally the last <strong>of</strong> the four commutators is also direct:[p j p k , x i ] = −ip j(δ ik + δ ik α 1 p + α 2p i p kp + β 1δ ik p 2 + β 2 p i p k)− ip k(δ ij + δ ij α 1 p + α 2p i p jp + β 1δ ij p 2 + β 2 p i p j). (2.6)The next step is to plug results (2.2), (2.4), (2.5) and (2.6) back where they bel<strong>on</strong>g and rewritethe Jacobi identity:(α1 p −1 + α 1 (α 1 + α 2 ) − α 2 p −1 − α 2 α 1 − α 2 β 1 p + 2β 1 + 2β 1 (α 1 + α 2 )p+ 2β 1 (β 1 + β 2 )p 2 − β 2 − β 2 α 1 p − β 1 β 2 p 2) (δ jk p i − δ ik p j ) = 0.Ignoring the higher order terms we find(α 1 − α 2 ) p −1 + α1 2 + 2β 1 − β 2 = 0.Now, taking α 1 = α 2 = −a and (for dimensi<strong>on</strong>al reas<strong>on</strong>s) β 1 = a 2 this equati<strong>on</strong> fixes β 2 = 3a 28


and we are left with equati<strong>on</strong> (1) <strong>of</strong> [8]:with a = a 0L p( ([x i , p j ] = i δ ij − a δ ij p + p )ip j+ a ( ) ) 2 δ ij p 2 + 3p i p j , (2.7)pwhere a 0 is dimensi<strong>on</strong>less.As discussed previously in “ordinary” quantum mechanics the momentum operator is foundto be the generator <strong>of</strong> translati<strong>on</strong>s in space, and in the space <strong>of</strong> wave functi<strong>on</strong>s it acts as aderivative, while the positi<strong>on</strong> operator acts multiplicatively. In fact this can be easily verifiedfrom the HUP: [x, −i∂ x ] ψ = iψ. Such a simple representati<strong>on</strong> is quite unlikely to be foundfor the momentum operator satisfying the GUP (2.7). On the other hand we have to keepin mind that when gravitati<strong>on</strong>al effects become negligible we need to recover HUP from thisGUP, and in the same way we need to recover that usual representati<strong>on</strong> <strong>of</strong> the momentumoperator as a derivative.c<strong>on</strong>sider the momentum operator to beSo, thinking in the c<strong>on</strong>text <strong>of</strong> perturbati<strong>on</strong>s what we 12 do is toˆp j = ˆp 0j + Ap 0ˆp 0j + Bp 2 0ˆp 0jwhere ˆp 0j = −i∂ j , is the usual momentum operator and p 2 0 = ∑ 3i=1 p 0ip 0i . The positi<strong>on</strong>operator is the same as the usual (notice that the RHS <strong>of</strong> the GUP c<strong>on</strong>tains no positi<strong>on</strong>), so[ˆx i , ˆp 0j ] = iδ ij . Naturally we expect the coefficients A and B to be related to a, so that whenG → 0 we get ˆp i → ˆp 0i . In fact, from dimensi<strong>on</strong>al analysis we need A ∼ a and B ∼ a 2 .In order to fix the coefficients we plug the above formula into [x i , p j ], and then compareto (2.7). So,For the first term <strong>on</strong> the RHS we have[x i , p j ] = iδ ij + A [x i , p 0 p 0j ] + B [ x i , p 2 0p 0j].[x i , p 0 p 0j ] = iδ ij p 0 + [x i , p 0 ] p 0jand we need this last commutator. In order to find it we use a similar trick as used to find(2.2). First <strong>of</strong> all we have [x i , p 2 0] = 2 [x i , p 0k ] p 0k = 2iδ ik p 0k = 2ip 0i (p 0 p −10 ). But the LHS} {{ }1lcan be written as 2 [x i , p 0 ] p 0 , which implies that [x i , p 0 ] = ip 0i p −10 . Then[x i , p 0 p 0j ] = iδ ij p 0 + ip 0i p −10 p 0j .Now, this last term can be improved. Up to first order in a we have p j ≈ p 0j (1 + Ap 0 )+O(a 2 ).12 The reader has to remember that most <strong>of</strong> the “we” in these notes refer to the work <strong>of</strong> Saurya and others.9


Then p 2 = p j p j = p 2 0 + 2Ap 2 0 + O(a 2 ), so that to order zero in a we get p ≈ p 0 and also, to firstorder in a p j ≈ p 0j (1 + ap). This last relati<strong>on</strong> can be inverted and <strong>on</strong>ce again approximated upto first order in a giving p 0j ≈ p j (1 − ap). With this result we can calculate p 0 , which appearsin the first term <strong>on</strong> the RHS <strong>of</strong> the commutator we are working in: p 0 = √ p 0j p 0j ≈ p(1 − ap).Also, the product we are improving becomes p 0i p −10 p 0j ≈ p i p j p −1 (1 − ap). Finally[x i , p 0 p 0j ] = iδ ij p(1 − ap) + ip i p j p −1 (1 − ap). (2.8)The sec<strong>on</strong>d commutator is[xi , p 2 0p 0j]= 2p(1 − ap)ipi p j p −1 (1 − ap) + p 2 (1 − 2ap + a 2 p 2 )iδ ij . (2.9)C<strong>on</strong>sidering the can<strong>on</strong>ical relati<strong>on</strong> up to sec<strong>on</strong>d order in a and in the momentum we have[x i , p j ] ≈ i ( δ ij + Apδ ij + Ap i p j p −1 + ( 2B − A 2) p i p j + (B − A 2 )p 2 δ ij)and when compared to (2.7) gives A = −a and B = 2a 2 , leading us to equati<strong>on</strong> (5) <strong>of</strong> [8]:p i = ( 1 − ap 0 + 2a 2 p 2 0)p0i . (2.10)3 The generalized Schrodinger equati<strong>on</strong>The quantum state evolves accordingly to the Schrodinger equati<strong>on</strong> Ĥψ = i∂ tψ, where thehamilt<strong>on</strong>ian operator is Ĥ = ˆp22m + ̂V . Following this perturbative philosophy we should expectour hamilt<strong>on</strong>ian to be something like Ĥ = Ĥ0 + aĤ1 + a 2 Ĥ 2 . Indeed, this is obtained whenwe square the momentum given by (2.10): p 2 = p 2 0 − 2a|p 0 |p 2 0 + 5a 2 p 4 0.Here we point out that the operator with third power in momentum is not well defined 13 .Once the Schrodinger equati<strong>on</strong> is a scalar equati<strong>on</strong>, all momentum operators appearing thereare in fact related to the norm |p 0 |. Naturally, the occurrence <strong>of</strong> a square-root in odd powers<strong>of</strong> this quantity make them untreatable by the usual means.Ignoring the fact that we d<strong>on</strong>’t know how to act with this third power in momentumoperator, and for c<strong>on</strong>venience writing it as ∇ 3 , the generalized Schrodinger equati<strong>on</strong> (GSE)readsi∂ t ψ =(− 22m ∇2 + V − ia3m ∇3 + 5a2 42m ∇4 )ψ. (3.11)We might think <strong>of</strong> this equati<strong>on</strong> as a correcti<strong>on</strong> to the Schrodinger equati<strong>on</strong> when gravitati<strong>on</strong>al13 Only in <strong>on</strong>e dimensi<strong>on</strong> we can in fact define it since there a scalar and a vector are the same thing.10


effects are taken into account.3.1 Discretizati<strong>on</strong> <strong>of</strong> spaceIn 2009 Ahmed, Saurya and Elias [9] c<strong>on</strong>siderer n<strong>on</strong>-perturbative soluti<strong>on</strong>s <strong>of</strong> the <strong>on</strong>e-dimensi<strong>on</strong>algeneralized Schrodinger equati<strong>on</strong> (3.11) up to first order in a for a free particle <strong>of</strong> mass Mc<strong>on</strong>fined to a box <strong>of</strong> size L. As usual they showed that for the stati<strong>on</strong>ary case energy is quantized,but also a new phenomen<strong>on</strong> takes place: the size <strong>of</strong> the box the particle lives cannotbe any<strong>on</strong>e; it must be a multiple <strong>of</strong> the Plank’s length. In what follows we reproduce thesesresults.C<strong>on</strong>sider the GSEi∂ t ψ = − 22M ∂2 xψ + V ψ − ia3M ∂3 xψ (3.12)where V is that <strong>of</strong> a square-wellV ={0 if 0 ≤ x ≤ L;∞otherwise.Notice 14 that although here <strong>on</strong>e can define the cubic momentum operator, the parity transformati<strong>on</strong>is no l<strong>on</strong>ger a symmetry <strong>of</strong> the equati<strong>on</strong>. This is quite unpleasant since space is notisotropic in that case.For definite energy c<strong>on</strong>figurati<strong>on</strong>s we plug the ansatz ψ(t, x) = ϕ(x)e − i Et in (3.12) obtaining− d2 ϕdx 2 − i2ad3 ϕdx 3 = 2ME 2 ϕ.Define k 2 ≡ 2ME and c<strong>on</strong>sider ϕ(x) ∼ e mx . The above differential equati<strong>on</strong> becomes a 2polynomial equati<strong>on</strong> in m:2iam 3 + m 2 + k 2 = 0.For a = 0 this problem is the well known quantum-well problem, and the soluti<strong>on</strong> is m = ±ik.Now, for a ≠ 0 we expect some generalizati<strong>on</strong> <strong>of</strong> that.equati<strong>on</strong> and expanding up to first order in a we getCalculating the soluti<strong>on</strong>s <strong>of</strong> thism = ik(1 + ak) m = −ik(1 − ak) m = i2a − i2ak2 ,ϕ(x) = Ae ik′x + Be ik′′x + Ce ( i2a −i2k2 a)x ,14 This remark appeared in <strong>on</strong>e <strong>of</strong> the many fruitful discussi<strong>on</strong>s with Rodrigo Pereira.11


As we said, for a → 0 we must recover the result <strong>of</strong> ordinary Schrodinger equati<strong>on</strong>. Since thelast term <strong>of</strong> the expressi<strong>on</strong> above cannot be expanded, we require C → 0 when a → 0.The boundary c<strong>on</strong>diti<strong>on</strong> ϕ(0) = 0 implies a c<strong>on</strong>straint between the c<strong>on</strong>stants A+B+C = 0,so that we take B = −(A + C). Then, the above soluti<strong>on</strong> is written asϕ(x) = 2iA sin (kx) e ik2 ax − Ce −ikx e ik2 ax + Ce i2a x e −i2k2 ax .Lets take A = −i ˜B , so that for a = 0 we recover the usual soluti<strong>on</strong> <strong>of</strong> a quantum particle in2a box ϕ(x) = ˜B sin ( πn x). Then we expand what we can in the above equati<strong>on</strong>, obtainingLϕ(x) ≈ ˜B( )sin (kx) + Ce i2a x − Ce −ikx + ik 2 ax ˜B sin (kx) − Ce −ikx − 2Ce i2a x .Now, since |C| → 0 for a approaching zero, we expect that |C| depends at least linearly in a.This means that the two last terms <strong>on</strong> the RHS <strong>of</strong> the above expressi<strong>on</strong> can be neglected forthey are at least <strong>of</strong> sec<strong>on</strong>d order in a.Then, we c<strong>on</strong>sider the other boundary c<strong>on</strong>diti<strong>on</strong> ϕ(L) = 0 using C = |C|e −iθ C. This givesthe relati<strong>on</strong>()˜B sin (kL) = |C| e −i(kL+θC) − e i( L2a −θ C)− ik 2 aL ˜B sin kL.For a → 0 we have k → πn (n ∈ Z) and |C| → 0. Then, the LHS above vanishes as well asLthe RHS. For the case a ≠ 0 we take kL = nπ + ε with ε ∈ IR going to zero for a → 0. Thenthe factor k 2 a falls to zero faster than a, and we can ignore that last term in the expressi<strong>on</strong>above. We remain with()˜B sin (kL) = |C| e −i(kL+θC) − e i( L2a −θ C),whose imaginary part is( ) Lsin (kL + θ C ) + sin2a − θ C = 0that is satisfied for L2a − θ C = 2πq − (nπ + θ C ) and L2a = (2q + 1)π + nπ + 2θ C, with q ∈ Z.This shows that the length <strong>of</strong> the box obeys a discretisati<strong>on</strong> rule 15 and therefore cannotbe any<strong>on</strong>e! This is in agreement with our first discussi<strong>on</strong> in the introducti<strong>on</strong> <strong>of</strong> these notes:we expect that quantum gravity implies discretisati<strong>on</strong> <strong>of</strong> geometry.15 Notice that the parameter θ C is not determined but is fixed.12


3.2 Effects <strong>of</strong> GUP in the quantizati<strong>on</strong> <strong>of</strong> the magnetic flux in asuperc<strong>on</strong>ductorHere, as in [8], we shall not go deep in the theory <strong>of</strong> superc<strong>on</strong>ductivity (it is pointless). The<strong>on</strong>ly feature we will need is the quantizati<strong>on</strong> <strong>of</strong> magnetic flux that happens in superc<strong>on</strong>ductingmaterials. Then, we shall evaluate how the generalizati<strong>on</strong> <strong>of</strong> Heisenberg’s uncertainty principle(2.7) would change that.The superc<strong>on</strong>ductivity phenomena is characterized, am<strong>on</strong>g other things, by the fact thatthe sample behaves as if it had no measurable electrical resistivity. Due to interacti<strong>on</strong>s withthe atoms <strong>of</strong> the lattice, a tiny attracti<strong>on</strong> appears between two electr<strong>on</strong>s moving in the sample,and they can form a bound state 16 which will be described as a Bose particle <strong>of</strong> charge 2e.These pairs, called Cooper’s pairs, exist for very low temperatures, and any increase <strong>of</strong> it candestroy them. The wave functi<strong>on</strong> <strong>of</strong> the Cooper pair is defined by the Schrodinger equati<strong>on</strong><strong>of</strong> charged particles moving in a magnetic field 17 (see appendix (C)):i∂ t ψ = 1 (−i∇ − qA) (−i∇ − qA) ψ. (3.13)2mThe local U(1) symmetry <strong>of</strong> this theory implies, due to Noether’s theorem, a c<strong>on</strong>served chargegiven by (the details are presented in appendix (C)) ∫ dx |ψ| 2 , whose associated current iswith Dψ = −i∇ψ − qψ.J = 12m (ψ∗ Dψ + ψ(Dψ) ∗ )Now if we write the wave functi<strong>on</strong> as ψ = √ ρe iθ a direct calculati<strong>on</strong> givesJ = m(∇θ − q A )ρ.Let us c<strong>on</strong>sider a sample which is a lump. This (the topology <strong>of</strong> the sample) is very important.Notice that the density ρ must be uniform. If this was not the case a net charge would producean electric field pushing the electr<strong>on</strong>s apart and destroying the Cooper pairs.Then, taking the divergence <strong>of</strong> the above equati<strong>on</strong>, and using the gauge where ∇ · A = 0,<strong>on</strong>e finds that in the steady state ∇ 2 θ = 0, which is satisfied for a c<strong>on</strong>stant phase θ. This alsogives J ∼ −A, with proporti<strong>on</strong>ality c<strong>on</strong>stant q m .16 Thanks to the remaining N − 2 electr<strong>on</strong>s as showed by Cooper.17 We wrote q = 2e instead.13


Locally the magnetic field can be written as B = ∇ × A. From the equati<strong>on</strong>swith J = − q A we get L<strong>on</strong>d<strong>on</strong> equati<strong>on</strong>m∇ × B − µ 0 ε 0 ∂ t E = µ 0 J ∇ × E + ∂ t B = 0∇ 2 A =( qρε 0 mc 2 )A.Just to get a hint about what is happening here <strong>on</strong>e might c<strong>on</strong>sider this equati<strong>on</strong> in <strong>on</strong>edimensi<strong>on</strong>. The soluti<strong>on</strong> is <strong>of</strong> the form e − x λ , with 18 λ −2 =qρε 0 mc 2and we see that the fielddecreases when we go inside the material. Thus, the magnetic field does not penetrate thesample very deeply. This is called the Meissner effect: if <strong>on</strong>e takes a magnetic material at hightemperature, then apply an external magnetic field to it, and finally lowers the temperaturebelow the critical temperature 19 , the field is expelled.Now, suppose that the sample is, instead <strong>of</strong> a lump, a ring with thickness larger than λ.What we are going to do is the following. First, at high temperatures, a magnetic field isapplied. Then, we cool down the sample below the critical temperature, which makes thematerial a superc<strong>on</strong>ductor, and as we saw, the magnetic field is expelled from it. The finalstep is to remove the source <strong>of</strong> magnetic field. However, from ∇ × E + ∂ t B = 0, and fromthe fact that there is no electric field inside the superc<strong>on</strong>ductor we c<strong>on</strong>clude that the fluxdΦ<strong>of</strong> magnetic field cannot change after we remove its source: = 0. In order to solve thisdtapparent c<strong>on</strong>tradicti<strong>on</strong> Nature bends the lines <strong>of</strong> field trapping them to the ring. After that,a current in the surface <strong>of</strong> the ring is generated to keep the flux c<strong>on</strong>stant.Remember that for a sample which is a lump, we took θ to be a c<strong>on</strong>stant. However, this isnot the case for our new sample, which is a ring. Since inside the superc<strong>on</strong>ductor J = 0 <strong>on</strong>egets ∇θ = qA. The flux <strong>of</strong> magnetic field inside the superc<strong>on</strong>ductor is Φ(Σ, B) = ∮ A · dl,then ∆θ = qΦ. Due to the external gauge field <strong>on</strong>e cannot expect to get ∆θ = 0. Imposing,however, that the wave functi<strong>on</strong> is single valued (and not θ), i.e., that ∆θ = 2πn we find outthatnh = qΦn ∈ Zc<strong>on</strong>cluding that the trapped flux is quantized, as multiples <strong>of</strong> h/q.It is clear now that since the GUP implies a modificati<strong>on</strong> <strong>of</strong> the Schrodinger equati<strong>on</strong> theelectrical current predicted from it will be different and ultimately we might have a c<strong>on</strong>tributi<strong>on</strong>to the quantum <strong>of</strong> flux. This is what we need to calculate now.18 This characteristic length is called L<strong>on</strong>d<strong>on</strong> penetrati<strong>on</strong> depth.19 The critical temperature is that for which below it some materials become superc<strong>on</strong>ductors. Measurementsgo from miliKelvins to 20 Kelvins.14


As we menti<strong>on</strong>ed before the correcti<strong>on</strong> to first order in a to the Schrodinger equati<strong>on</strong> givesa ill-defined operator (at least using the proposed representati<strong>on</strong> for the momentum (2.10)).Then, we shall ignore such a term and c<strong>on</strong>sider the leading order to be in a 2 .However when doing that we cannot simply ignore the problematic term and use what isleft in (3.11). It is necessary to rec<strong>on</strong>struct a generalised Schrodinger equati<strong>on</strong> from a GUPwhose leading order for the correcti<strong>on</strong>s is a 2 . This can easily be d<strong>on</strong>e following the samescheme used before and the result is[x i , p j ] = i ( δ ij + δ ij a 2 p 2 + 2a 2 p i p j). (3.14)Then, the momentum is given byp j = p 0j + a 2 |p 0 | 2 p 0jand the generalized Schrodinger equati<strong>on</strong>i∂ t ψ = − 22m ∇2 ψ + V ψ + a 2 4m ∇4 ψ. (3.15)From this equati<strong>on</strong> we get the expressi<strong>on</strong> for the electrical current, which now has two partsJ 0 and J 1 , like in (D.26) and (D.27), but with the minimal coupling. In particular thec<strong>on</strong>tributi<strong>on</strong> to the quantum flux comes fromJ gauged1 = 1 m( ( ) [ ( ) 2 ∗ [( ) ∗ ( ) 2 i ∇ − qA ψ ψ]i ∇ − qA +ψ]i ∇ − qA i ∇ − qA ψ] ∗ )+ ψ ∗ ( i ∇ − qA ) ( i ∇ − qA ) 2ψ + ψ[ (i ∇ − qA ) ( i ∇ − qA ) 2ψ.In order to estimate that we notice that after the minimal coupling is c<strong>on</strong>sidered in (D.27) weget lots <strong>of</strong> i ∇ψ −qAψ terms. Since for the superc<strong>on</strong>ductor the density ρ = |ψ|2 is uniform thefirst term involving the gradient <strong>of</strong> the wave functi<strong>on</strong> is simply ∇θ ψ. The flux <strong>of</strong> magneticfield is given by ∫ A · dl that can be approximated to |A|2πR, with R the radius <strong>of</strong> thesample (a ring). So, we see that the flux depends <strong>on</strong> the typical size <strong>of</strong> the sample. Then, theorder <strong>of</strong> magnitude <strong>of</strong> this first term involving the change <strong>of</strong> the phase can be found taking∇θ ≈ h . For the sec<strong>on</strong>d term we R c<strong>on</strong>sider20 |A| ≈ 1 |B|R, and take q = −2e, remaining2with q|A| ≈ −e|B|R. C<strong>on</strong>sidering the following values for the size <strong>of</strong> the sample and thestrength <strong>of</strong> the magnetic field as R ∼ 10 −3 m and |B| ∼ 10 −3 T, we see that the first term20 Since B = ∇ × A we get A = 1 2 B × r. 15


is 6 orders <strong>of</strong> magnitude smaller than the sec<strong>on</strong>d <strong>on</strong>e. Then, equati<strong>on</strong> (3.16) is simplified toJ gauged1 ≈ 32e 3 |A| 2 Aρ. Then, the total current is( )J gauged 2e 32e3= ∇θ + A + a2m m m |A|2 A ρ.Since the circulati<strong>on</strong> <strong>of</strong> it vanishes inside the sample we get−2e ∆θ = ( 1 + 16e 2 a 2 |A| 2) Φwhere Φ = ∮ A · dl. Imposing that the wave functi<strong>on</strong> is single valued fixes ∆θ = 2πn, withn ∈ Z. Then we can invert this relati<strong>on</strong> by doing an approximati<strong>on</strong> to order a 2 obtainingΦ = nΦ 0(1 − 16e 2 a 2 |A| 2)where Φ 0 = − h 2e .Now in order to estimate the parameter a 0 in the definiti<strong>on</strong> <strong>of</strong> a we notice that the deviati<strong>on</strong>from the usual quantum flux given by δΦ 0 = 16e 2 a 2 |B| 2 L 2 Φ 0 cannot be detected ordistinguished from what we really measure. So, supposing that indeed what we measure is aflux quantum plus a correcti<strong>on</strong> due to effects in the Plank scale we can blame our technologicallimitati<strong>on</strong> and say that the quantity 16e 2 a 2 |B| 2 L 2 is less than our experimental error δΦ 0Φ 0,which we can take to be 1 part in 10 ε . Using the values for the sample size and magnetic fieldused before we geta 0 ≤ 10 26− ε 2 ,and, <strong>of</strong> course, with better precisi<strong>on</strong> (much better than that we have nowadays) we could havehope in detecting the two c<strong>on</strong>tributi<strong>on</strong>s to the flux <strong>of</strong> magnetic field.3.3 The Landé g-factor in the n<strong>on</strong>-relativistic approximati<strong>on</strong> usinga GUPC<strong>on</strong>sider Dirac’s equati<strong>on</strong> for the 4-dimensi<strong>on</strong>al spinor ψi∂ t ψ = ( cα · p + mc 2 β ) ψwhereα i =(0 σ iσ i 0)β i =(1l 00 −1l)are 4 × 4 matrices, σ i , i = 1, 2, 3 being the Pauli matrices.16


Using equati<strong>on</strong> (2.10), up to first order in a we get α · p = α · p 0 − ap 0 α · p 0 , and fromp 0 ≈ (1 − ap)p, we approximate p 0 ≈ p, and replace it by α · p getting the generalised Diracequati<strong>on</strong> (GDE)i∂ t ψ = ( cα · p − c a (α · p 0 ) 2 + mc 2 β ) ψ. (3.16)Turning the gauge field <strong>on</strong>, and calling the can<strong>on</strong>ical momentum Π 0 we c<strong>on</strong>sider the n<strong>on</strong>relativisticapproximati<strong>on</strong> writingψ(t, x) =(ϕ(t, x)χ(t, x)so that (3.16) can be written as the set <strong>of</strong> two equati<strong>on</strong>s)e − i mc2 tmc 2 ϕ + i∂ t ϕ = cσ · Π 0 χ + mc 2 ϕ + eΦϕ − ca (σ · Π 0 ) 2 ϕ (3.17)mc 2 χ + i∂ t χ = cσ · Π 0 ϕ − mc 2 χ + eΦχ − ca (σ · Π 0 ) 2 χ. (3.18)In (3.18) we suppose a low-varying field ∂ t χ ≈ 0 and a weak electric field so that 21 Φχ ≈ 0.Then it becomesThis can be approximated tocσ · Π 0 ≈ ( 2mc 2 + ca(σ · Π 0 ) 2) χ.χ ≈ 12mc σ · Π 0ϕ(1 − a (σ · Π )0) 22mcPlugging this result back into equati<strong>on</strong> (3.17) we geti∂ t ϕ ≈( [(σ · Π0 ) 22m − a c(σ · Π 0 ) 2 + (σ · Π ])0) 4ϕ,4m 2 ci.e., a corrected Schrodinger equati<strong>on</strong> due to Plank scale effects.Working <strong>on</strong> the kinetic terms using σ i σ j = 1lδ ij + iε ijk σ k , and defining the operator S = σ 2we geti∂ t ϕ =[( ) 12m − ca Π 2 −a4m 2 c Π4 − 2 e2mc− ae2 24m 2 c 3 |B|2 − aie (∇ (σ · B) ·2m 2 c 2(1 − 2acm − a mc Π2 )S · B(Π − e )c A + i∇ 2 (σ · B)) ] .We recognize from the third term the g−factor.Using the same reas<strong>on</strong>ing used for the21 In fact, the electric field is irrelevant for our discussi<strong>on</strong>.17


superc<strong>on</strong>ductivity:g = g 0 (1 − ag 1 )with g 1 = 2mc + Π2mc and g 0 = 2. Then ignoring Π2mca 0


On the other hand, the average value <strong>of</strong> A is Ā = 1 ∑ ni=1 N i∑ ni=1 N ia i but since p i = N i ∑ ni=1 N iwe get 〈A〉 = Ā.With that we can rewrite our statistical quantities using the Born’s interpretati<strong>on</strong>. Theprobability <strong>of</strong> finding the particle inside a regi<strong>on</strong> dx is P dx (x) = ψ ∗ (t, x)ψ(t, x)dx, so we get〈x〉 = ∫ +∞xP −∞ dx(x), and 〈x 2 〉 = ∫ +∞−∞ x2 P dx (x), and therefore(∆x) 2 = 〈(x − 〈x〉) 2 〉 = 〈x 2 〉 − 〈x〉 2so the uncertainty in the measurement <strong>of</strong> the positi<strong>on</strong> <strong>of</strong> the particle is defined by (the rootmean square)∆x = √ 〈x 2 〉 − 〈x〉 2When we measure the observable A, its value is determined and therefore ∆A = 0 atleast at the instant <strong>of</strong> the measurement. Define the hermitian operator 22 â ≡  − 〈A〉, andthen (∆A) 2 = 〈ψ| â |ψ a 〉 = 〈ψ a | ψ a 〉, where |ψ a 〉 = â |ψ〉. Now since ∆A = 0 and (∆A) 2 =〈ψ a | ψ a 〉 0 for all x we c<strong>on</strong>clude that |ψ a 〉 = â |ψ〉 = 0, so  |ψ〉 = 〈A〉 |ψ〉, i.e., any statewith vanishing uncertainty in the observable A is an eigenstate <strong>of</strong> the corresp<strong>on</strong>ding hermitianoperator Â.If we want to measure A and B simultaneously, then the physical state has to be eigenstate<strong>of</strong> both  and ̂B, which is possible <strong>on</strong>ly if[Â, ̂B]= 0. Otherwise we have the followingtheorem:whose pro<strong>of</strong> is now presented.⎛ ] [Â,(∆A) 2 (∆B) 2 ⎝ 〈 ⎞ ̂B 〉⎠2i2(A.19)To the observable A it is associated the hermitian operator  with uncertainty ∆A =√〈A2 〉 − 〈A〉 2 in the state |ψ〉. Define the hermitian operator â =  − 〈A〉 so that (∆A)2 =〈ψ| (A − 〈A〉) 2 |ψ〉 = 〈a 2 〉. Define the state |ψ a 〉 = âψ. Now, let ̂B be another hermitianoperator and use similar definiti<strong>on</strong>s as those for Â. Then(∆A) 2 (∆B) 2 = 〈ψ| ââ |ψ〉 〈ψ|̂b̂b |ψ〉 = 〈ψ a | ψ a 〉 〈ψ b | ψ b 〉 = |ψ a | 2 |ψ b | 2 .Using the Schwartz inequality we get(∆A) 2 (∆B) 2 | 〈ψ a | ψ b 〉| 2 = |〈âˆb〉| 2 .This last term is the norm <strong>of</strong> a complex number, which can be separated into its real and22â † = â.19


( ) 2 (2.imaginary part, giving: |〈âˆb〉| 2 = Re〈âˆb〉 + Im〈âˆb〉)Since the real part is always(2.bigger or equal to zero the following inequality holds: |〈âˆb〉| 2 Im〈âˆb〉)Finally, writingthis imaginary part as Im〈âˆb〉 = 〈âˆb〉−〈âˆb〉 ∗theorem.2i= 〈âˆb〉−〈ˆbâ〉2i=〈[Â, ˆB]〉The HUP is found from the “quantizati<strong>on</strong> ansatz” [ˆx, ˆp] = i directly.2iwe c<strong>on</strong>clude the pro<strong>of</strong> <strong>of</strong> theA.1 The time-energy uncertaintyAs a c<strong>on</strong>sequence <strong>of</strong> the theorem (A.19) we show that ∆E∆t 2 .C<strong>on</strong>sider the observable A, and suppose that after a time ∆t, 〈A〉 changes by ∆A. Fromthe formulas showed in the previous secti<strong>on</strong> for the average <strong>of</strong> an observable a direct calculati<strong>on</strong>making use <strong>of</strong> the Scrhodinger equati<strong>on</strong> givesThen, from our hypothesisand thereforeddt 〈A〉 = d ∫dtdx ψ ∗ Âψ =∣ ∣∣∣ ddt 〈A〉 ∣ ∣∣∣∆t = ∆A1∣ ∣∣∣〈[Â, Ĥ]〉∣∆t = ∆A.Now, using (A.19) we get 1 ∆A∆E 12〈[Â, Ĥ]〉〈 1] [Â, 〉 Ĥ .i= 1 ∆Aso, ∆E∆t .2 ∆t 2BThe translati<strong>on</strong> operatorC<strong>on</strong>sider a state |x〉 and the transformati<strong>on</strong> |x + a〉 = ̂T (a) |x〉.translati<strong>on</strong> operator ̂T (a) is unitary. TakeNow, lets show that the〈x ′ | ̂T (a) |x〉 = 〈x ′ | x + a〉 = δ ((x + a) − x ′ ) = 〈x ′ − a| x〉where in the last step we used the fact that the delta functi<strong>on</strong> is symmetric. Then, 〈x ′ | ̂T (a) =〈x ′ − a| and we c<strong>on</strong>clude that ̂T (a) = ̂T † (−a), so the adjoint <strong>of</strong> the translati<strong>on</strong> operatortranslates backwards. Moreover it is direct to see that ̂T † (a)T (a) |x〉 = |x〉, i.e. this operatoris unitary and therefore can be written as ̂T (a) = e −iaˆk where ˆk † = ˆk.C<strong>on</strong>sider the eigenvalue problem ˆk |k〉 = k |k〉, where |k〉 are also the eigenstates <strong>of</strong>20


̂T (a). Take the projecti<strong>on</strong> <strong>of</strong> the translati<strong>on</strong> operator <strong>on</strong>to the positi<strong>on</strong> space:〈x| ̂T (a) |k〉 =e −iaˆkψ k (x). Doing the same thing but now using ̂T (a) = ̂T † (−a) we get 〈x| ̂T (a) |k〉 =〈x − a| k〉 = ψ k (x − a), and comparing both results: ψ(x − a) = e −iaˆkψ(x). Expanding theRHS for small a up to first order and after that taking the limit a → 0 we get −i∂ x ψ = ˆkψ.Using the de Broglie relati<strong>on</strong> p = k and taking ˆp = −i∂ x we arrive to the c<strong>on</strong>clusi<strong>on</strong> thatˆk = ˆp .CThe minimal coupling in electromagnetic phenomenaRoughly speaking the gauge principle states that when we promote a global symmetry <strong>of</strong> thetheory to become a local <strong>on</strong>e, it might be necessary the introducti<strong>on</strong> <strong>of</strong> new fields - the gaugefields.We start by writing the wave functi<strong>on</strong> in an “internal space basis” as ψ = ψ a u a . The gaugegroup is the local U(1), whose elements are g(x) = e − i qα(x) , and it acts <strong>on</strong> the (“internalstructure” <strong>of</strong> the) wave functi<strong>on</strong> as ψ → gψ. Now, when we go from <strong>on</strong>e point <strong>of</strong> the spaceto another as x → x + dx the wave functi<strong>on</strong> changes according to ψ → ψ + dψ, where dψ =ψ(x + dx) − ψ(x). On the other hand, dψ = dψ a u a + u a du a , where this change in the internalbasis elements is given by du a = g(dx)u − u. Let us make a quick (and trivial) c<strong>on</strong>siderati<strong>on</strong>to get g(dx). First, notice that g(0) = 1l implies α(0) = 0. Then g(dx) = e − i α(dx) , andα(dx) = α(0 + dx) ≈ α(0) + ∂ µ α(x)dx µ , so α(dx) = dα, and finally g(dx) = e − i dα .c<strong>on</strong>sidering a first order approximati<strong>on</strong> in g(dx) the change in the internal basis becomes(1 −i qdα) u a = u a + du a , which gives du a = − i dαu a. Together with that we have dψ a =∂ µ ψ a dx µ and at the end: dψ = ( ∂ µ ψ a − iq ∂ µα ψ a)ua dx µ .Introducing the definiti<strong>on</strong> A µ (x) ≡ ∂ µ α(x) (and calling A µ (x) the gauge field or c<strong>on</strong>necti<strong>on</strong>),so that the gauge group element reads g = e − iq ∫ Aµdx µ , and also defining what is calledthe covariant derivative as D µ ψ = ( ∂ µ ψ a − iq A µ(x) ψ a)ua , we get to the c<strong>on</strong>clusi<strong>on</strong> that thewave functi<strong>on</strong> changes from <strong>on</strong>e point to the other according toψ(x + dx) − ψ(x) = D µ ψ dx µ .Another (more practical) c<strong>on</strong>clusi<strong>on</strong> is that the covariant derivative (and not the ordinaryderivative) transforms in the same way as ψ does under the gauge transformati<strong>on</strong> if the gaugefield transforms as A µ → A µ − i q ∂ µgg −1 = A µ − ∂ µ θ, for g = e − i qθ(x) , i.e., Dψ → gDψ whenψ → gψ.Next we analyse the so called geodesic c<strong>on</strong>figurati<strong>on</strong>s, defined by D µ ψ = 0. The wavefuncti<strong>on</strong>s defined by this equati<strong>on</strong> are such that it is the presence <strong>of</strong> the gauge field al<strong>on</strong>e thatSo,21


makes changes <strong>on</strong> them. For c<strong>on</strong>venience define e ≡ q , and this equati<strong>on</strong> reads∂ µ ψ − ieA µ ψ = 0.(C.20)The soluti<strong>on</strong> <strong>of</strong> this equati<strong>on</strong> can be found iteratively and is given byψ Γ (x, x R ) = e ie ∫ Γ Aµdxµ ψ Rwhere Γ stands for a path in spacetime joining the points x R and x, and ψ R is the wavefuncti<strong>on</strong> calculated at x R . For completeness we discuss in (??) how the soluti<strong>on</strong> is found.This derivati<strong>on</strong> is not needed for the rest <strong>of</strong> the discussi<strong>on</strong> and can be ignored by the reader.Notice that if we turn <strong>of</strong>f the gauge field then ψ(x, x R ) = ψ R , i.e., the wave functi<strong>on</strong> atthe final point is the same <strong>of</strong> that in the initial (reference) point. That is what <strong>on</strong>e expectssince according to equati<strong>on</strong> (C.20), the <strong>on</strong>ly thing changing the wave functi<strong>on</strong> is the gaugefield, which is not there in this case. So what the gauge principle is telling us is that the wavefuncti<strong>on</strong> <strong>of</strong> a free particle differs from that <strong>of</strong> a particle in an external electromagnetic fieldby a phase.We put a Γ under the wave functi<strong>on</strong> symbol in order to stress out that when the gauge fieldin <strong>on</strong>, the wave functi<strong>on</strong> will change by a multiplicative phase, but this phase will depend <strong>on</strong>the path <strong>of</strong> the particle. Suppose we solve equati<strong>on</strong> (C.20) for a path Γ 1 going from x R to x f ,with initial c<strong>on</strong>diti<strong>on</strong> ψ R . Then, imagine we take the same initial c<strong>on</strong>diti<strong>on</strong>, and the same endpoints, but now a different path, Γ 2 . The wave functi<strong>on</strong> in the first case is 23 ψ Γ1 = e ie ∫ Γ 1 A ψ Rand in the sec<strong>on</strong>d case ψ Γ2 = e ie ∫ Γ 2 A ψ R . We have seen that two different soluti<strong>on</strong>s <strong>of</strong> equati<strong>on</strong>(C.20) can be related by a gauge transformati<strong>on</strong> ψ → e −ieθ(x) ψ. Then, suppose this is thecase and ψ Γ1 and ψ Γ2 differ by this multiplicative phase: ψ Γ1 = e −ieθ(x) ψ Γ2 . We then find outthat θ = − ∫ Γ 1A, where Γ ≡ Γ∪Γ −11 ∪ Γ −12 is the loop whose base point is x R . Now, Stokes2theorem implies that the integral <strong>of</strong> the gauge field over this loop equals to the integral <strong>of</strong> itscurvature F = dA over the area Σ whose boundary is Γ, i.e., the flux <strong>of</strong> the field strengththrough the area Σ: θ = − ∫ Γ 1 ∪Γ −12A = − ∫ F ≡ −Φ(Σ, F ).ΣWe have seen that when a local U(1) transformati<strong>on</strong> is c<strong>on</strong>sidered the gauge potentialenters in the game and not <strong>on</strong>ly the wave functi<strong>on</strong> changes by a (local) phase factor but alsothe ordinary derivative must be replaced by a covariant derivative. What we need now isto take all these new features into the Schrodinger equati<strong>on</strong> in order to describe a chargedparticle in an electromagnetic field.The lagrangian <strong>of</strong> a n<strong>on</strong>-relativistic particle <strong>of</strong> electric charge e and mass m in an electro-23 Some times we might use the differential form notati<strong>on</strong>: ω = 1 n! ω µ 1···µ ndx µ1 · · · dx µn .22


magnetic field described by the gauge potentials A and φ isL = 1 2 mv2 + ev · A − eφ.(C.21)The first step to get the hamilt<strong>on</strong>ian functi<strong>on</strong>, and therefore the Schrodinger equati<strong>on</strong>, is toget the can<strong>on</strong>ical momentum:p = ∂L∂v= mv + eA ≡ Π + eA(C.22)where Π = mv defines the kinetic momentum.The hamilt<strong>on</strong>ian is defined by∣H = (p · v − L)∣v=v(p)and equati<strong>on</strong> (C.22) can be inverted to give the velocity in terms <strong>of</strong> the momentum 24 leavingus (after a straightforward calculati<strong>on</strong>) withH = 12m |(p − eA)|2 + eφ.Then, the minimal coupling discussed before has the following “practical implicati<strong>on</strong>s”p → p − eAH → H − eφ,i.e., the ordinary (kinetic) momentum (which, in fact, should have been represented here byΠ in the LHS <strong>of</strong> the first substituti<strong>on</strong>) is replaced by the momentum which has the ordinary<strong>on</strong>e plus a c<strong>on</strong>tributi<strong>on</strong> from the external (gauge) field; and the energy gets also a c<strong>on</strong>tributi<strong>on</strong>from the scalar potential.We finally arrive to the c<strong>on</strong>clusi<strong>on</strong> that the local gauge U(1) transformati<strong>on</strong>s transformthe free particle wave functi<strong>on</strong> by a local phase and the free particle hamilt<strong>on</strong>ian asH = p22m−→ H − eφ =|p − eA|22m . (C.23)The first step to build up the quantum versi<strong>on</strong> <strong>of</strong> this theory 25 is to promote the variables <strong>of</strong>24 In the case the magnetic field is too str<strong>on</strong>g so that the kinetic term can be neglected, the equati<strong>on</strong> definingthe can<strong>on</strong>ical momentum in terms <strong>of</strong> velocity cannot be inverted and we have a c<strong>on</strong>strained system. In thatcase the can<strong>on</strong>ical quantizati<strong>on</strong> procedure must be d<strong>on</strong>e using the Dirac-Bergmann algorithm, and we end upwith a n<strong>on</strong>-commutative theory (is that right Paulo?).25 Following the can<strong>on</strong>ical quantizati<strong>on</strong> scheme23


the phase space, positi<strong>on</strong> and momentum, into operators whose representati<strong>on</strong> isx → ˆx = xp → ˆp = −i∇and (also/therefore) [ˆx, ˆp] = i. The gauge field acts multiplicatively and since it is in anabelian Lie algebra[µ Âν], = 0. Now, the quantum hamilt<strong>on</strong>ian is obtained by “putting ahat” in the quantities at the RHS <strong>of</strong> (C.23):Ĥψ = 1 (− 2 ∇ 2 ψ − e 2mi)2e∇A ψ − A∇ψ + e 2 |A| 2 ψ + eiˆφψ. (C.24)Notice that the sec<strong>on</strong>d term <strong>on</strong> the RHS can be made to vanish in the Lorentz gauge. TheSchrodinger equati<strong>on</strong> is finally obtained taking Ĥ = i∂ t.It is possible (and nice) to formulate this as a field theory for ψ and ψ ∗ . The free theoryis described by the lagrangianL = i 2 (ψ∗ ∂ t ψ − ψ∂ t ψ ∗ ) − 22m ∇ψ∇ψ∗ .One can check that taking the variati<strong>on</strong> <strong>of</strong> the acti<strong>on</strong> S = ∫ dtL with respect to ψ ∗ , andcomparing the result with the equati<strong>on</strong> obtained from (C.24) with e = 0. For pedagogicalreas<strong>on</strong>s lets rewrite the above lagrangian in an apparently inc<strong>on</strong>venient way, with the is and together with the derivatives:L = 1 2 (ψ∗ (i∂ t ψ) + ψ(−i∂ t ψ ∗ )) − 12m ((−i∇ψ)(i∇ψ)) .Although strange, with this expressi<strong>on</strong> it is now easier to c<strong>on</strong>sider the minimal coupling−i∇ → −i∇ − eAi∇ → i∇ − eAandi∂ t → i∂ t − eφ− i∂ t → −i∂ t − eφ.The “gauged” lagrangian becomesL = 1 2 ψ∗ (i∂ t ψ − eφψ) + 1 2 ψ (−i∂ tψ ∗ − eφψ ∗ )− 12m (−i∇ψ − eAψ) (i∇ψ∗ − eAψ)(C.25)and <strong>on</strong>e can verify that variati<strong>on</strong> <strong>of</strong> the corresp<strong>on</strong>ding acti<strong>on</strong> with respect to ψ ∗ gives exactly(C.24).24


As discussed before the minimal coupling implies that the ordinary derivatives are replacedby covariant <strong>on</strong>es, which is exactly what is happening here. One can introduceD 0 = i∂ t − eφD = −i∇ − eAand write the gauged lagrangian aswhich is a much nicer and compact form.L = 1 2 ψ∗ D 0 ψ + 1 2 ψ(D 0ψ) ∗ − 12m Dψ(Dψ)∗C.1 Soluti<strong>on</strong> <strong>of</strong> the hol<strong>on</strong>omy equati<strong>on</strong> (C.20)Let Γ be a path in spacetime parametrized by σ ↦→ x µ (σ), such that x µ (0) = x R is theinitial point - called also reference point. We c<strong>on</strong>sider the spacetime manifold to be piece-wisesimply-c<strong>on</strong>nected, so that the path is defined inside a simply-c<strong>on</strong>nected regi<strong>on</strong>. We want tosolve (C.20) for c<strong>on</strong>figurati<strong>on</strong>s <strong>on</strong> this path. Then, the first step is to project (take the innerproduct) this equati<strong>on</strong> <strong>on</strong> the velocity vector dxµ in each point <strong>of</strong> Γ. Calling C dσµ = −ieA µ forc<strong>on</strong>venience we getdψdσ + C dx µµdσ ψ = 0.Integrating this equati<strong>on</strong> in σ from σ = 0 to some other point we get∫ σψ Γ [σ, 0] − ψ Γ [0, 0] = − C µ (σ ′ ) dxµ0 dσ ψ Γ[σ ′ , 0]dσ ′ .′The sec<strong>on</strong>d term <strong>on</strong> the LHS will be denoted as ψ R since it is the wave functi<strong>on</strong> calculated atthe reference point. Now, <strong>on</strong> the RHS we have still a wave functi<strong>on</strong> inside the integral. Usingagain the same equati<strong>on</strong> above we can write this wave functi<strong>on</strong> asand plug it back gettingψ Γ [σ, 0] = ψ R −∫ σ0ψ Γ [σ ′ , 0] = ψ R −∫ σ ′0C µ (σ ′′ ) dxµdσ ′′ ψ Γ[σ ′′ , 0]dσ ′′∫ σ∫ σC µ (σ ′ ) dxµdσ ′ dσ′ ψ R + C µ (σ ′ ) dxµ′0 dσ ′ dσ′ C ν (σ ′′ ) dxν0 dσ ψ Γ[σ ′′ , 0]dσ ′′ .′′25


We notice that we still have the wave functi<strong>on</strong> <strong>on</strong> the RHS, so we repeat the procedure <strong>on</strong>cemoreψ Γ [σ, 0] = ψ R −−∫ σ0∫ σand in fact recurrently.0∫ σ∫ σC µ (σ ′ ) dxµdσ ′ dσ′ ψ R + C µ (σ ′ ) dxµ′0 dσ ′ dσ′ C ν (σ ′′ ) dxν0 dσ ψ Γ[σ ′′ , 0]dσ ′′ ψ ′′ RC µ (σ ′ ) dxµdσ ′ dσ′ ∫ σ ′0C ν (σ ′′ ) dxνdσ ′′ dσ′′ ∫ σ ′′0C ρ (σ ′′′ ) dxρdσ ′′′ ψ Γ[σ ′′′ , 0]dσ ′′′ .A great simplificati<strong>on</strong> here is that the c<strong>on</strong>necti<strong>on</strong> is abelian andtherefore we do not need to worry about path ordering. The RHS <strong>of</strong> this expressi<strong>on</strong> can bewritten asψ Γ [σ, 0] =∞∑∫(−1) nn=0σσ 1 ···0dσ n · · · dσ 1dx µndσ n· · · dxµ 1dσ 1C µ1 (σ 1 ) · · · C µn (σ n )ψ R .We notice that there is an ambiguity when calculating the integrals.sec<strong>on</strong>d term we haveFor instance, in the(∫ σ2dσ ′ C(σ )) ′ =0∫ σ ∫ σ100dσ 1 dσ 2 (C(σ 1 )C(σ 2 ))and the integrati<strong>on</strong> variables can be exchanged without affecting the result. Then we c<strong>on</strong>cludethat∫ ∫ans similarly for the other terms we getSo, the soluti<strong>on</strong> is written as1 dσ 2 (C(σ 1 )C(σ 2 )) =σσ 1 σ 2 0dσ 1 (∫ σ2dσ ′ C(σ )) ′ ,2 0ψ Γ [σ, 0] =(∫1 σndσ ′ C(σ )) ′ .n! 0∞∑(∫(−1) n σndσ ′ C(σ )) ′ ψ R ,n!n=0which is formally the series <strong>of</strong> the exp<strong>on</strong>ential functi<strong>on</strong>:ψ Γ [σ, 0] = e ie ∫ Γ Aµdxµ ψ R .026


DThe current for the generalized Schrodinger equati<strong>on</strong>Let us c<strong>on</strong>sider a “practical” way <strong>of</strong> calculating the c<strong>on</strong>served current associated to the U(1)symmetry which involves a trick with the equati<strong>on</strong> for ψ and its complex c<strong>on</strong>jugate.Take the free (with no external gauge field) GSEi∂ t ψ = − 22m ∇2 ψ + V ψ + a 2 4m ∇4 ψand multiply it by ψ ∗ . Then, c<strong>on</strong>sider its complex c<strong>on</strong>jugate multiplied by ψ. Subtractingthe sec<strong>on</strong>d result from the first we get (writing it in a very pedagogical way for the minimalcoupling to be c<strong>on</strong>sidered later)i∂ t |ψ| 2 = 1 (ψ ∗ (−i∇) 2 ψ − ψ (i∇) 2 ψ ∗) + a2 (ψ ∗ (−i∇) 4 ψ − ψ (i∇) 4 ψ ∗) .2mmBoth terms above can be written as the divergence <strong>of</strong> a gradient, as we now show. For thefirst <strong>on</strong>e it is direct to check that it is − 2 ∇ · (ψ ∗ ∇ψ − ψ∇ψ ∗ ) . For the sec<strong>on</strong>d <strong>on</strong>e we firstnotice that it appears in∇ · ∇ (∇ · (ψ ∗ ∇ψ − ψ∇ψ ∗ )) = 2 ( ∇ψ ∗ · ∇ ( ∇ 2 ψ ) − ∇ψ · ∇ ( ∇ 2 ψ ∗)) + ψ ∗ ∇ 4 ψ − ψ∇ 4 ψ ∗ .Now we notice that the first term in the RHS can be written as 2∇ · (∇ψ ∗ ∇ 2 ψ − ∇ψ∇ 2 ψ ∗ ),and also we have ∇∇·(ψ ∗ ∇ψ − ψ∇ψ ∗ ) = ∇ψ ∗ ∇ 2 ψ−∇ψ∇ 2 ψ ∗ +ψ ∗ ∇∇ 2 ψ−ψ∇∇ 2 ψ ∗ . Finally,we end up withψ ∗ ∇ 4 ψ − ψ∇ 4 ψ ∗ = ∇ · (∇ψ∇ 2 ψ ∗ − ∇ψ ∗ ∇ 2 ψ + ψ ∗ ∇∇ 2 ψ − ψ∇∇ 2 ψ ∗) .Now we can write a c<strong>on</strong>tinuity equati<strong>on</strong> ∂ t ρ + ∇ · J = 0 where ρ = |ψ| 2 andwithJ 1 = 1 m( [ ( ) ] 2 ∗i ∇ψ i ∇ ψ +J = J 0 + a 2 J 1 ,J 0 = 1 ( ) (ψ ∗2m i ∇ψ( ) ∗ ) + ψi ∇ψ(D.26)[ i ∇ψ ] ∗ ( i ∇ ) 2ψ + ψ ∗ i ∇ ( i ∇ ) 2ψ + ψ[i ∇ ( i ∇ ) 2ψ] ∗ )(D.27)If <strong>on</strong>e turns the gauge field <strong>on</strong> the currents above change according to the minimal coupling,as discussed before..27


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