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A Familiar Frontier: The Kennedy Administration in the Congo ...

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TABLE OF CONTENTSIntroduction 1Chapter One: Stanleyville 12Chapter Two: Leopoldville 41Chapter Three: Elisabethville 67Conclusion 93Bibliography 97iii


Belgium’s <strong>in</strong>terest <strong>in</strong> <strong>the</strong> <strong>Congo</strong> was a primarily economic one, even <strong>in</strong> 1960; <strong>the</strong>forebod<strong>in</strong>g jungles of central Africa certa<strong>in</strong>ly did a great deal to discourage any broadermission, <strong>in</strong>clud<strong>in</strong>g <strong>the</strong> development of local government or civil service.<strong>The</strong>re was a sizeable population of Europeans <strong>in</strong> <strong>the</strong> country up through and after<strong>the</strong> <strong>Congo</strong> ga<strong>in</strong>ed <strong>in</strong>dependence. <strong>The</strong> European community was concentrated <strong>in</strong> <strong>the</strong>wealthiest prov<strong>in</strong>ce of Katanga, but <strong>the</strong>ir connection with <strong>the</strong> <strong>Congo</strong> was commercialra<strong>the</strong>r than civic. <strong>The</strong> Belgians failed to provide even <strong>the</strong> basic <strong>in</strong>frastructure, like schoolsor hospitals, used to justify colonial endeavors elsewhere. <strong>The</strong>irs was a uniquely remoteform of imperialism, with little active participation from <strong>the</strong> government <strong>in</strong> Brussels.Education and health care were adm<strong>in</strong>istered by a variety of Christian missions without<strong>the</strong> aid of a centralized authority to standardize practices throughout <strong>the</strong> enormouscolony. Accord<strong>in</strong>gly, those <strong>in</strong>stitutions tended to perpetuate tribal and l<strong>in</strong>guisticdifferences that would ultimately thwart <strong>the</strong> ability of <strong>the</strong> <strong>Congo</strong> to become a modernnation-state. 1Despite, or perhaps because of, <strong>the</strong> backwardness of its colony, Belgium waswill<strong>in</strong>g to turn over control to <strong>the</strong> <strong>Congo</strong>lese <strong>in</strong> 1960 with only a cursory <strong>in</strong>troduction toself-government. Union M<strong>in</strong>iére, <strong>the</strong> Belgian company that held much of <strong>the</strong> nation’ssubstantial m<strong>in</strong>eral wealth, <strong>in</strong>tended to ma<strong>in</strong>ta<strong>in</strong> a presence, especially <strong>in</strong> Katanga, but<strong>the</strong> Belgians were will<strong>in</strong>g to rid <strong>the</strong>mselves of <strong>the</strong>ir limited colonial obligations so long asbus<strong>in</strong>ess <strong>in</strong>terests were not threatened. To this end, Belgium secured as president of <strong>the</strong>new nation <strong>the</strong> moderate and lethargic Joseph Kasavubu, who was <strong>in</strong>tended to serve as acounterweight to <strong>the</strong> strong personality of Prime M<strong>in</strong>ister Patrice Lumumba. Lumumbawas a controversial figure; <strong>the</strong> Belgians feared he would turn out to be a dangerous1 Report of Task Force on Africa, John F. <strong>Kennedy</strong> Library, Pre-Presidential Files, Box 1073, Folder 22


adical and his party had won a plurality with only 25% of Parliamentary seats.Belgium’s distaste for Lumumba would only <strong>in</strong>crease when he publicly embarrassed <strong>the</strong>Belgian K<strong>in</strong>g, Leopold’s son Baudou<strong>in</strong> I, with a bluntly critical take on Belgian ruledur<strong>in</strong>g <strong>the</strong> festivities to celebrate <strong>in</strong>dependence. This was just a preview of Lumumba’sbrief reign, where<strong>in</strong> such maneuvers would be praised as frank and direct by his grow<strong>in</strong>gcult follow<strong>in</strong>g while also mak<strong>in</strong>g him so many enemies.<strong>The</strong> <strong>Congo</strong> Crisis began only days after that memorable <strong>in</strong>dependence day speech<strong>in</strong> <strong>the</strong> new capital of Leopoldville. It would outlast <strong>the</strong> com<strong>in</strong>g and go<strong>in</strong>g of a bevy ofpotential <strong>Congo</strong>lese leaders, tak<strong>in</strong>g various shapes, as it began with a nationwide militarymut<strong>in</strong>y and developed <strong>in</strong>to a civil war between three rival governments. <strong>The</strong> orig<strong>in</strong>algovernment <strong>in</strong> Leopoldville eventually spawned a leftist opposition government <strong>in</strong>Stanleyville, first organized beh<strong>in</strong>d <strong>the</strong> charismatic Lumumba, while <strong>the</strong> very existenceof this alternative pushed <strong>the</strong> Leopoldville cont<strong>in</strong>gent toward a moderate, pro-Westernapproach. And just as soon as chaos broke out <strong>in</strong> July 1960, Katanga used its economicadvantages to declare its <strong>in</strong>dependence, establish<strong>in</strong>g a reactionary, Belgian-dom<strong>in</strong>atedstate <strong>in</strong> Elisabethville. <strong>The</strong>se three rival governments form <strong>the</strong> organizational backboneof this <strong>the</strong>sis, reflect<strong>in</strong>g <strong>the</strong> shifts <strong>in</strong> focus of <strong>the</strong> United States and <strong>the</strong> United Nationsamong <strong>the</strong> various po<strong>in</strong>ts of concern as <strong>the</strong> crisis developed.<strong>The</strong> tim<strong>in</strong>g of <strong>the</strong> <strong>Congo</strong> Crisis meant that <strong>the</strong> response of <strong>the</strong> United Stateswould be decided by multiple presidential adm<strong>in</strong>istrations. When <strong>the</strong> <strong>Congo</strong> ga<strong>in</strong>ed its<strong>in</strong>dependence <strong>in</strong> 1960, Dwight D. Eisenhower was <strong>in</strong> <strong>the</strong> last months of his presidencyand John F. <strong>Kennedy</strong> was runn<strong>in</strong>g a campaign to replace him. Yet <strong>the</strong> crisis that <strong>Kennedy</strong><strong>in</strong>herited upon his <strong>in</strong>auguration <strong>in</strong> January 1961 was different <strong>in</strong> some key aspects than3


<strong>the</strong> crisis that Eisenhower faced, even near <strong>the</strong> end of his term. This <strong>the</strong>sis will exam<strong>in</strong>e<strong>the</strong> events of 1960 and 1961, a period which <strong>in</strong>cludes events of enormous significance<strong>in</strong>clud<strong>in</strong>g <strong>the</strong> secession of Katanga, Lumumba’s dismissal by President Kasavubu, <strong>the</strong>rise of <strong>the</strong> ambitious young Colonel Joseph Mobutu, Lumumba’s kidnapp<strong>in</strong>g and secretassass<strong>in</strong>ation, <strong>the</strong> death of U.N. Secretary-General Dag Hammarskjold and <strong>the</strong> U.N.’sarmed <strong>in</strong>tervention <strong>in</strong> Katanga.This <strong>the</strong>sis could easily have extended through Mobutu’s decisive coup d’état <strong>in</strong>1965, and thus <strong>the</strong> Presidency of Lyndon B. Johnson, but events played out differentlyafter 1961. It would be more difficult to establish a narrative of American <strong>in</strong>volvement,because, <strong>in</strong> <strong>the</strong> m<strong>in</strong>ds of many <strong>in</strong> <strong>the</strong> West, <strong>the</strong> <strong>Congo</strong> Crisis was substantially resolvedby <strong>the</strong> end of 1961. <strong>The</strong> U.S. and <strong>the</strong> U.N. were los<strong>in</strong>g <strong>in</strong>terest <strong>in</strong> <strong>the</strong> day-to-day events <strong>in</strong><strong>the</strong> country, and would play only a sporadic role over <strong>the</strong> next few years. <strong>The</strong> death ofHammarskjold <strong>in</strong> September 1961 deprived <strong>the</strong> <strong>Congo</strong> of one of its ma<strong>in</strong> advocates on<strong>the</strong> <strong>in</strong>ternational stage, and his successor U Thant never developed a comparable personalstake <strong>in</strong> <strong>the</strong> crisis. Yet <strong>the</strong> trend was already established by <strong>the</strong> end of 1961, and <strong>the</strong>rewere more than enough critical moments <strong>in</strong> <strong>the</strong> eighteen preced<strong>in</strong>g months <strong>in</strong> which tof<strong>in</strong>d cont<strong>in</strong>uity. <strong>The</strong> task of this <strong>the</strong>sis is to show that such a trend existed <strong>in</strong> that period,draw<strong>in</strong>g <strong>the</strong> policies of Eisenhower and <strong>Kennedy</strong> <strong>in</strong>to a s<strong>in</strong>gle, unified account, despitewhat <strong>the</strong> historical actors <strong>the</strong>mselves have said.John F. <strong>Kennedy</strong> came to office with <strong>the</strong> promise of a New <strong>Frontier</strong> for <strong>the</strong> UnitedStates, a far-reach<strong>in</strong>g policy <strong>in</strong>itiative that emerged out of <strong>Kennedy</strong>’s speech at <strong>the</strong>Democratic National Convention <strong>in</strong> August 1960. Although <strong>the</strong> New <strong>Frontier</strong> issometimes thought of as a set of domestic goals, its very name makes it clear that4


<strong>Kennedy</strong> <strong>in</strong>tended it to apply to foreign policy as well. One of <strong>the</strong> new frontiers to whichAmericans could look <strong>in</strong> 1960 was that of Africa, with its abundance of newly<strong>in</strong>dependent countries, and it was a frontier for which <strong>the</strong> new President was uniquelywell-suited. As a Senator, <strong>Kennedy</strong> had made his name with an impassioned speech <strong>in</strong>1957 <strong>in</strong> support of Algeria’s attempt to ga<strong>in</strong> <strong>in</strong>dependence from France. <strong>The</strong> speech wasdeeply unpopular with <strong>the</strong> French press as well as Americans of both parties, <strong>in</strong>clud<strong>in</strong>gPresident Eisenhower and Eisenhower’s two-time Democratic opponent, AdlaiStevenson. 2 Yet it made a name for <strong>Kennedy</strong> <strong>in</strong> both domestic and <strong>in</strong>ternational circles,and led him to be appo<strong>in</strong>ted Chairman of <strong>the</strong> brand new Senate Foreign RelationsSubcommittee on Africa <strong>in</strong> 1959. <strong>Kennedy</strong>’s adviser Ted Sorensen wasted no time <strong>in</strong>look<strong>in</strong>g for ways to “exploit” this position, hop<strong>in</strong>g to establish <strong>Kennedy</strong> as a “concerned,farsighted, progressive American leader” as well as “<strong>the</strong> Senator who knows aboutAfrica.” 3 <strong>Kennedy</strong> used his familiarity with Africa to great effect <strong>in</strong> attack<strong>in</strong>g <strong>the</strong>Eisenhower <strong>Adm<strong>in</strong>istration</strong>, particularly as his opponent <strong>in</strong> <strong>the</strong> 1960 presidential electionwas Vice-President Richard Nixon. In his speech on Algeria, <strong>Kennedy</strong> had describedEisenhower’s policy on <strong>the</strong> Third World as “cautious neutrality on all <strong>the</strong> real issues, anda restatement of our obvious dependence upon our European friends…and our obviousdesire not to become <strong>in</strong>volved.” 4 After this scath<strong>in</strong>g condemnation, <strong>Kennedy</strong> turned hisstatus as <strong>the</strong> Chairman of <strong>the</strong> Subcommittee on Africa <strong>in</strong>to a series of thirteen speechesabout <strong>the</strong> cont<strong>in</strong>ent before a variety of <strong>in</strong>terested bodies <strong>in</strong> 1959 and 1960. <strong>The</strong> speechesusually made <strong>the</strong> same general po<strong>in</strong>ts, connect<strong>in</strong>g Africa’s <strong>in</strong>dependence movement to2 Richard D. Mahoney, JFK: Ordeal <strong>in</strong> Africa (New York: Oxford University Press, 1983), 203 Memo from Sorensen to <strong>Kennedy</strong>, President’s Office Files, Box 114, Folder 64 Qtd. <strong>in</strong> Mahoney, JFK: Ordeal <strong>in</strong> Africa, 205


<strong>the</strong> revolutionary history of <strong>the</strong> United States and establish<strong>in</strong>g that America’s proper rolewas to offer education, food and development capital for <strong>the</strong> new countries.Dur<strong>in</strong>g <strong>the</strong> election, <strong>Kennedy</strong> tried to use Nixon’s reputation as a Cold Warrioraga<strong>in</strong>st him, turn<strong>in</strong>g <strong>the</strong> Vice-President’s own words aga<strong>in</strong>st him. “Our leaders may talkof ‘w<strong>in</strong>n<strong>in</strong>g <strong>the</strong> battle for men’s m<strong>in</strong>ds,’ which <strong>the</strong> Vice President stressed upon hisreturn from that cont<strong>in</strong>ent…but <strong>the</strong> people of Africa are more <strong>in</strong>terested <strong>in</strong> developmentthan <strong>the</strong>y are <strong>in</strong> doctr<strong>in</strong>e. <strong>The</strong>y are more <strong>in</strong>terested <strong>in</strong> achiev<strong>in</strong>g a decent standard ofliv<strong>in</strong>g than <strong>in</strong> follow<strong>in</strong>g <strong>the</strong> standards of ei<strong>the</strong>r East or West.” 5 Yet he was just as quick tocondemn <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong> for los<strong>in</strong>g Africa to communism; <strong>in</strong> one of hisdebates with Nixon, <strong>Kennedy</strong> said “I have seen us ignore Africa.” 6 His example was <strong>the</strong>radical regime <strong>in</strong> Gu<strong>in</strong>ea, which he used to bemoan <strong>the</strong> failure of <strong>the</strong> U.S. to reach out toAfrica and secure <strong>the</strong> cont<strong>in</strong>ent <strong>in</strong> <strong>the</strong> anti-communist camp. Ano<strong>the</strong>r common criticismof <strong>Kennedy</strong>’s was that Eisenhower tended to select political cronies as ambassadors toThird World countries, someth<strong>in</strong>g he portrayed as an especially dangerous gamble giventhat such states were rarely considered safe from communist plots.On one level, this strategy was designed to appeal to African-American voterswho had noticed his poor record on civil rights while not alienat<strong>in</strong>g <strong>the</strong> white Sou<strong>the</strong>rnw<strong>in</strong>g of <strong>the</strong> Democratic Party. <strong>The</strong> fact that <strong>Kennedy</strong> could couch his agenda <strong>in</strong> anticommunistrhetoric made it practically beyond reproach. At <strong>the</strong> same time, it is clearfrom <strong>in</strong>ternal documents of <strong>the</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong> that <strong>the</strong> campaign’s focus onAfrica was not just a cynical political calculation. <strong>The</strong> <strong>Kennedy</strong> campaign’s brief<strong>in</strong>gpaper on Africa declared that “American policy toward Africa has failed to ei<strong>the</strong>r operate5 <strong>Kennedy</strong>’s Remarks to Conference of American Society on African Culture, Pre-Presidential Files, Box1030, Folder 236 Qtd. <strong>in</strong> Mahoney, JFK: Ordeal <strong>in</strong> Africa, 306


<strong>in</strong> terms of American <strong>in</strong>terest or to take <strong>in</strong>to consideration <strong>the</strong> major problems ofAfricans.” 7<strong>Kennedy</strong>’s conspicuous devotion to African affairs is also seen <strong>in</strong> his highlypublicizedfirst Cab<strong>in</strong>et selection. <strong>Kennedy</strong> announced former Michigan Governor G.Mennen Williams as Assistant Secretary of State for African Affairs before fill<strong>in</strong>g morevisible posts, noticeably leav<strong>in</strong>g open <strong>the</strong> spot above Williams <strong>in</strong> <strong>the</strong> State Department.Williams recalled that when he took <strong>the</strong> position, “<strong>the</strong> directive was ‘to take <strong>the</strong> ceil<strong>in</strong>goff your imag<strong>in</strong>ations’ and to be un<strong>in</strong>hibited by past attitudes.” 8 <strong>The</strong> transition period alsosaw <strong>Kennedy</strong> appo<strong>in</strong>t a large group of mostly academics as his Task Force on Africa,charged with <strong>the</strong> delivery of a massive report on <strong>the</strong> cont<strong>in</strong>ent by January 1, 1961. <strong>The</strong>Task Force echoed <strong>the</strong> o<strong>the</strong>rs voices by advis<strong>in</strong>g that “our approach to Africa lacks adoctr<strong>in</strong>e…<strong>the</strong> development of such a doctr<strong>in</strong>e, and its appropriate exposition, bothpublicly and privately, deserve <strong>the</strong> highest priority.” 9African leaders were among those persuaded by <strong>Kennedy</strong>’s rhetoric. Gu<strong>in</strong>eanPresident Sékou Touré, whose rise to power <strong>Kennedy</strong> had used as an example of <strong>the</strong>failure of <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong>, had a highly publicized meet<strong>in</strong>g with <strong>Kennedy</strong>dur<strong>in</strong>g <strong>the</strong> campaign and expressed his appreciation for <strong>the</strong> Senator’s speech onAlgeria. 10 Ghanaian President Kwame Nkrumah sent a telegram to <strong>Kennedy</strong> shortly afterhis <strong>in</strong>auguration to offer his perspective on <strong>the</strong> <strong>Congo</strong> Crisis, but also to take note of <strong>the</strong><strong>in</strong>creased African focus of <strong>the</strong> President’s <strong>in</strong>ner circle, a not particularly veiled criticismof <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong>. He expla<strong>in</strong>ed that it gave him “great hope and7 Brief<strong>in</strong>g Paper for <strong>Kennedy</strong>, Pre-Presidential Files, Box 993A, Folder 248 Analytical Chronology, National Security Files, Box 27a, Folder: Analytical Chronology of <strong>the</strong> <strong>Congo</strong>Crisis 3/9/619 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 210 Mahoney, JFK: Ordeal <strong>in</strong> Africa, 317


confidence” that <strong>the</strong> “Cab<strong>in</strong>et <strong>in</strong>cludes advisers who, I believe, understand <strong>the</strong>fundamental problems of our cont<strong>in</strong>ent.” 11<strong>The</strong> perspective that <strong>Kennedy</strong>’s <strong>Adm<strong>in</strong>istration</strong> represented a repudiation ofEisenhower policies and a new dawn for U.S.-African relations is strongly reflected <strong>in</strong><strong>the</strong> historical scholarship. Ca<strong>the</strong>r<strong>in</strong>e Hoskyns writes that “by January 1961 <strong>the</strong> situationhad changed…<strong>the</strong> new men whom <strong>Kennedy</strong> had appo<strong>in</strong>ted regarded <strong>the</strong> Eisenhower<strong>Congo</strong> policy as a failure and were advocat<strong>in</strong>g a change.” 12 Madele<strong>in</strong>e G. Kalb’s <strong>The</strong><strong>Congo</strong> Cables, a work to which this <strong>the</strong>sis none<strong>the</strong>less owes a debt of gratitude, divides<strong>the</strong> <strong>Congo</strong> Crisis <strong>in</strong>to two dist<strong>in</strong>ct sections: “<strong>The</strong> Eisenhower Policy” and “<strong>The</strong> <strong>Kennedy</strong>Policy,” with <strong>the</strong> last chapter of <strong>the</strong> book entitled “<strong>Kennedy</strong>: An Unexpected Success.”Even critical accounts of <strong>Kennedy</strong>’s Africa policy, which acknowledge that it did notcome close to liv<strong>in</strong>g up to <strong>the</strong> <strong>in</strong>itial fervor of its beg<strong>in</strong>n<strong>in</strong>gs, attribute <strong>the</strong> eventual returnof American dis<strong>in</strong>terest to o<strong>the</strong>r factors: a hostile congress, <strong>the</strong> cont<strong>in</strong>ued presence ofEurope-oriented officials <strong>in</strong> <strong>the</strong> State Department, or press<strong>in</strong>g Cold War commitments <strong>in</strong>o<strong>the</strong>r parts of <strong>the</strong> world. 13However, <strong>the</strong> conception of a dramatically different policy under <strong>Kennedy</strong> isunsupported by <strong>the</strong> events <strong>in</strong> <strong>the</strong> <strong>Congo</strong> <strong>in</strong> 1961. On virtually all major concerns, <strong>the</strong>United States adopted a substantially similar position under <strong>Kennedy</strong> <strong>in</strong> 1961 as it hadunder Eisenhower <strong>in</strong> 1960. Look<strong>in</strong>g at <strong>the</strong> three sequential areas of American<strong>in</strong>tervention, Stanleyville, Leopoldville and Elisabethville, a careful consideration ofevents and reactions <strong>in</strong> 1960 and 1961 will show that <strong>Kennedy</strong>’s actions almost always11 Telegram from Nkrumah to <strong>Kennedy</strong>, President’s Office Files, Box 114, Folder 1112 Ca<strong>the</strong>r<strong>in</strong>e Hoskyns, <strong>The</strong> <strong>Congo</strong> s<strong>in</strong>ce Independence, January 1960-December 1961 (New York: OxfordUniversity Press, 1965), 31313 Waldemar A. Nielsen, <strong>The</strong> Great Powers and Africa (New York: Praeger Publishers, 1969), 291-2938


found a precedent <strong>in</strong> <strong>the</strong> actions of Eisenhower. Accord<strong>in</strong>gly, <strong>the</strong> <strong>the</strong>sis will necessarilymove back and forth chronologically to illum<strong>in</strong>ate patterns. Most strik<strong>in</strong>gly, <strong>the</strong> <strong>Kennedy</strong><strong>Adm<strong>in</strong>istration</strong>, despite a different ideological approach to <strong>the</strong> Cold War than itspredecessor, made almost exactly <strong>the</strong> same errors of judgment <strong>in</strong> assess<strong>in</strong>g <strong>the</strong> threatsposed by Lumumba and <strong>the</strong> Soviet Union as <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong> had. This isnot to say that <strong>Kennedy</strong> and his advisers were ignorant nor that <strong>the</strong>y were particularlydeceitful or mean-spirited. Throughout <strong>the</strong> <strong>Congo</strong> Crisis, <strong>the</strong> United States acted tosecure its own very limited <strong>in</strong>terests <strong>in</strong> <strong>the</strong> new nation to <strong>the</strong> virtual exclusion ofconsiderations about <strong>the</strong> <strong>Congo</strong>lese people, ei<strong>the</strong>r <strong>the</strong>ir welfare or <strong>the</strong>ir wishes.Chapter One focuses on American concerns with <strong>the</strong> Lumumbist oppositiongovernment <strong>in</strong> Stanleyville and its connection with <strong>the</strong> Soviet Union. This chapteraddresses <strong>the</strong> beg<strong>in</strong>n<strong>in</strong>g of <strong>Kennedy</strong>’s Presidency, when <strong>the</strong> situation <strong>in</strong> <strong>the</strong> <strong>Congo</strong> wasstill very unclear. Only days before <strong>Kennedy</strong>’s <strong>in</strong>auguration on January 20, 1960, PatriceLumumba had been kidnapped and surreptitiously killed. However, it would be almost amonth before <strong>the</strong> Katangese government announced his death, creat<strong>in</strong>g a situation <strong>in</strong>which <strong>the</strong> United States still planned for <strong>the</strong> cont<strong>in</strong>gency that Lumumba might return topower. Fears of Lumumba’s oratory gifts and a possible communist takeover of <strong>the</strong><strong>Congo</strong> animated <strong>the</strong> decisions of this period just as <strong>the</strong>y had when Eisenhower was <strong>in</strong>office, despite <strong>the</strong> fact that <strong>the</strong> danger posed by Lumumba and <strong>the</strong> U.S.S.R. was nowgreatly reduced. <strong>The</strong> chapter beg<strong>in</strong>s by provid<strong>in</strong>g <strong>the</strong> crucial historical context of <strong>the</strong><strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong>’s outlook, detail<strong>in</strong>g Lumumba’s political background and <strong>the</strong>strong emotions he aroused <strong>in</strong> Eisenhower and his advisers.9


Next, Chapter Two deals with <strong>the</strong> efforts to set up a legitimate government <strong>in</strong>Leopoldville that would be acceptable to <strong>the</strong> <strong>in</strong>ternational community. It picks <strong>the</strong> storyup with <strong>the</strong> news that Lumumba is dead, represent<strong>in</strong>g a major shift <strong>in</strong> <strong>the</strong> politicaldynamics of <strong>the</strong> <strong>Congo</strong>. <strong>The</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong> turned to <strong>the</strong> task of select<strong>in</strong>g areplacement for Lumumba, someone more likely to policies more <strong>in</strong> l<strong>in</strong>e with U.S.<strong>in</strong>terests <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. Various American officials considered a few options beforesettl<strong>in</strong>g on Cyrille Adoula and us<strong>in</strong>g superpower <strong>in</strong>fluence to push him <strong>in</strong>to <strong>the</strong>Premiership. <strong>The</strong> diplomatic wrangl<strong>in</strong>g of this period, <strong>in</strong> which <strong>the</strong> U.S. and U.N.representatives <strong>in</strong> <strong>the</strong> <strong>Congo</strong> had to negotiate with envoys from each of <strong>the</strong> threegovernments, culm<strong>in</strong>ated with <strong>the</strong> successful conference <strong>in</strong> Lovanium that f<strong>in</strong>ally chose anew government. Aga<strong>in</strong>, <strong>Kennedy</strong>’s moves mirror those of Eisenhower, who was among<strong>the</strong> multitudes dissatisfied with Lumumba and <strong>the</strong>refore started to look for possiblereplacements not long after <strong>the</strong> Prime M<strong>in</strong>ister had taken office.F<strong>in</strong>ally, Chapter Three concludes <strong>the</strong> story with an exploration of <strong>the</strong> events <strong>in</strong>Elisabethville, a part of <strong>the</strong> equation that had been largely ignored for almost a year assuccession battles raged <strong>in</strong> <strong>the</strong> rest of <strong>the</strong> country. Dur<strong>in</strong>g <strong>the</strong> f<strong>in</strong>al few months of 1961,Katanga saw substantive fight<strong>in</strong>g between U.N. forces and a variety of local andEuropean supporters of Moise Tshombe’s secessionist regime. This period represented<strong>the</strong> most direct <strong>in</strong>volvement by <strong>the</strong> U.S. and <strong>the</strong> U.N. <strong>in</strong> <strong>Congo</strong>lese affairs, someth<strong>in</strong>gthat prompted both to work for a reduction of <strong>the</strong>ir role. Tshombe had been a secondarycharacter for most of <strong>the</strong> events of 1960-61, play<strong>in</strong>g his most significant parts at <strong>the</strong>beg<strong>in</strong>n<strong>in</strong>g and end of this story. Despite <strong>the</strong> enormous changes <strong>in</strong> <strong>the</strong> nation over thattime, <strong>Kennedy</strong> dealt with him much as Eisenhower had done, with both demonstrat<strong>in</strong>g a10


will<strong>in</strong>gness to tolerate him because of his repudiation of Communism. Thus, this chapterwill <strong>in</strong>clude a substantial explanation of <strong>the</strong> historical context as well, this time <strong>the</strong>background of Katanga’s secession <strong>in</strong> July 1960 and how that drew <strong>the</strong> U.S. <strong>in</strong>to <strong>the</strong><strong>Congo</strong> Crisis <strong>in</strong> <strong>the</strong> first place.Taken toge<strong>the</strong>r, <strong>the</strong> three chapters deal with <strong>the</strong> major policy <strong>in</strong>itiatives of <strong>the</strong>U.S. dur<strong>in</strong>g 1961: first, respond<strong>in</strong>g to Lumumba’s kidnapp<strong>in</strong>g and death; second,organiz<strong>in</strong>g a <strong>Congo</strong>lese government more sympa<strong>the</strong>tic to American <strong>in</strong>terests; and third,address<strong>in</strong>g <strong>the</strong> Katanga secession and <strong>the</strong> use of force by U.N. troops. It should be notedthat this is a <strong>the</strong>sis about American actors, and not primarily about actors <strong>in</strong> <strong>the</strong> UnitedNations. Representatives of <strong>the</strong> U.N. show up frequently <strong>in</strong> <strong>the</strong>se pages, but only when<strong>the</strong>ir presence changes <strong>the</strong> situation on <strong>the</strong> ground or sheds light on <strong>the</strong> motivations of <strong>the</strong>U.S. policy. Secretary-General Dag Hammarskjold is a frequent participant <strong>in</strong> <strong>the</strong>narrative, mostly because of his enthusiasm for African decolonization, a prospect whichwent so badly awry <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, thanks <strong>in</strong> part to American actions.11


Chapter One:STANLEYVILLESenator John F. <strong>Kennedy</strong>, runn<strong>in</strong>g for <strong>the</strong> chance to replace President Dwight D.Eisenhower <strong>in</strong> <strong>the</strong> 1960 election, took <strong>the</strong> unprecedented step of <strong>in</strong>clud<strong>in</strong>g Africa policyas a key element of his campaign strategy. Attempt<strong>in</strong>g to capitalize on <strong>the</strong> upcom<strong>in</strong>gexplosion of newly <strong>in</strong>dependent states <strong>in</strong> Africa, <strong>Kennedy</strong> delivered a speech before <strong>the</strong>African diplomatic corps <strong>in</strong> Wash<strong>in</strong>gton on June 24. Like his previous speeches onAfrica, <strong>Kennedy</strong> proposed U.S. aid <strong>in</strong> education, food and development capital as part ofa program of <strong>in</strong>creased cooperation with Africa. <strong>Kennedy</strong> was clear with his audience: “Istress <strong>the</strong> word ‘cooperate.’” 1 <strong>The</strong> statement was a repudiation of previous Americanpolicy toward Africa, and especially <strong>the</strong> lack of engagement from Eisenhower. It was aneffective rhetorical device, but it did not serve as a prescription for a change <strong>in</strong> Americanforeign policy. <strong>Kennedy</strong> was much more engaged with African issues than Eisenhowerever was, but his <strong>Adm<strong>in</strong>istration</strong> did not stress <strong>the</strong> word ‘cooperate’ <strong>in</strong> its response to <strong>the</strong>crisis that was about to break out <strong>in</strong> <strong>the</strong> <strong>Congo</strong>.<strong>The</strong> reaction of President Eisenhower and his adm<strong>in</strong>istration upon <strong>the</strong> outbreak ofconflict <strong>in</strong> <strong>the</strong> Republic of <strong>the</strong> <strong>Congo</strong> demonstrates exactly <strong>the</strong> k<strong>in</strong>d of m<strong>in</strong>dset <strong>Kennedy</strong>was disparag<strong>in</strong>g on <strong>the</strong> campaign trail. <strong>The</strong>re is little evidence that Eisenhower or his1 Remarks of <strong>Kennedy</strong> to African Diplomatic Corps, Pre-Presidential Files, Box 1030, Folder 112


advisers were pay<strong>in</strong>g much attention when <strong>the</strong> situation <strong>in</strong> <strong>the</strong> <strong>Congo</strong> started to smolderdirectly after <strong>the</strong> nation ga<strong>in</strong>ed its <strong>in</strong>dependence on June 30, 1960. To <strong>the</strong> extent thatofficials at <strong>the</strong> high levels of U.S. government took notice of <strong>the</strong> develop<strong>in</strong>g crisis, it wasto articulate disda<strong>in</strong> for Patrice Lumumba, <strong>the</strong> young, enigmatic Prime M<strong>in</strong>ister of <strong>the</strong>new nation. Allen Dulles, <strong>the</strong> Director of Central Intelligence, described Lumumba’sbrand-new government to <strong>the</strong> National Security Council as “weak” and characterized by“a leftist t<strong>in</strong>ge.” 1 Dulles would prove himself to be one of <strong>the</strong> most vocal critics ofLumumba, a position for which <strong>the</strong>re was not a small amount of competition. Hissimplistic comments will show not only <strong>the</strong> bl<strong>in</strong>d<strong>in</strong>g power of Cold War anti-Communism, but also his casual treatment of facts. Newly-appo<strong>in</strong>ted Ambassador ClareTimberlake was ano<strong>the</strong>r who expressed concern that Lumumba was a wild card, and that<strong>the</strong> <strong>Congo</strong> was not yet ready to handle its owns affairs as an <strong>in</strong>dependent nation. Yet<strong>the</strong>re is little evidence that Eisenhower or his top aides were putt<strong>in</strong>g much effort <strong>in</strong>tounderstand<strong>in</strong>g <strong>the</strong> particularities of Lumumba or <strong>the</strong> <strong>Congo</strong> itself. <strong>The</strong> muted Americanreaction <strong>in</strong> <strong>the</strong> early days of <strong>the</strong> <strong>Congo</strong> crisis tends to validate <strong>Kennedy</strong>’s criticisms.Eisenhower’s disengagement is particularly egregious because violence hadbroken out <strong>in</strong> an area of which <strong>the</strong> President, and <strong>the</strong> vast majority of <strong>in</strong>ternationalobservers, had little prior knowledge. <strong>The</strong> <strong>Congo</strong> was not controlled by a major imperialpower like France or Great Brita<strong>in</strong>, nor had it been a likely candidate for <strong>in</strong>dependence.In <strong>the</strong> late 1950s, a wide variety of African colonies of European imperial powers beganto agitate seriously for <strong>in</strong>dependence, <strong>the</strong> catalyst hav<strong>in</strong>g come <strong>in</strong> 1957 when <strong>the</strong> Britishcolony of <strong>the</strong> Gold Coast declared itself <strong>the</strong> <strong>in</strong>dependent nation of Ghana, yet <strong>the</strong>re wasnot yet a noteworthy <strong>in</strong>dependence movement <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. French President Charles de1 Editorial Note, Foreign Relations of <strong>the</strong> United States (FRUS), 1958-1960, 14:28013


Gaulle responded to <strong>the</strong> broader zeitgeist by offer<strong>in</strong>g <strong>in</strong>dependence to French West andEquatorial Africa <strong>in</strong> a speech <strong>in</strong> Brazzaville <strong>in</strong> 1958. <strong>The</strong> speech, given just across <strong>the</strong><strong>Congo</strong> River from Leopoldville, kick-started demands for <strong>the</strong> <strong>Congo</strong>’s <strong>in</strong>dependencefrom Belgium, which had exploited <strong>the</strong> huge colony for its natural resources ever s<strong>in</strong>ceK<strong>in</strong>g Leopold established a personal colony <strong>the</strong>re <strong>in</strong> 1885 and named <strong>the</strong> capital forhimself. Unlike <strong>the</strong> French or British, who had tended to look upon <strong>the</strong>ir colonies with atleast a degree of responsibility, even if it was overshadowed by paternalism andeconomic exploitation, Belgium had never shown much civic <strong>in</strong>terest <strong>in</strong> its onlysignificant colony. <strong>The</strong> wave of decolonization did little to change <strong>the</strong> situation, as <strong>the</strong>Belgians did not make much effort to ready <strong>the</strong> <strong>Congo</strong> for self-rule, not even organiz<strong>in</strong>glocally-run municipal governments until 1957. As many sources have po<strong>in</strong>ted out, <strong>the</strong>rewere only sixteen <strong>Congo</strong>lese college graduates <strong>in</strong> 1960. 2It is understandable, <strong>the</strong>n, that <strong>the</strong> Belgians were caught off-guard when Africa’sdrive for <strong>in</strong>dependence resonated so strongly <strong>in</strong> Leopoldville. After all, <strong>Congo</strong>lesepolitical parties had only been organized s<strong>in</strong>ce <strong>the</strong> 1957 municipal elections, which wereheld <strong>in</strong> only three cities. As a means of comparison, <strong>the</strong> Mouvement National <strong>Congo</strong>lais(MNC), which would later be <strong>the</strong> party of Patrice Lumumba, had published a manifesto<strong>in</strong> 1956 demand<strong>in</strong>g <strong>in</strong>dependence, but requir<strong>in</strong>g only that it be granted with<strong>in</strong> thirtyyears. This framework was borrowed from a Belgian academic, who had proposed athirty-year plan <strong>in</strong> 1955, prompt<strong>in</strong>g negative reactions from both sides. ConservativeBelgians opposed grant<strong>in</strong>g <strong>in</strong>dependence to <strong>the</strong> <strong>Congo</strong> even on <strong>the</strong> thirty-year plan,whereas rioters <strong>in</strong> <strong>the</strong> <strong>Congo</strong> were demand<strong>in</strong>g immediate <strong>in</strong>dependence <strong>in</strong> January 1959.2 A <strong>Congo</strong> Chronology, National Security Files, Box 28, Folder: <strong>Congo</strong> General 12/20/61 “<strong>Congo</strong>Chronology”14


A year later, respond<strong>in</strong>g to <strong>the</strong> pressures com<strong>in</strong>g from France’s massive decolonization ofAfrica <strong>in</strong> 1960, Belgium <strong>in</strong>vited <strong>Congo</strong>lese leaders to participate <strong>in</strong> a round-tableconference <strong>in</strong> Belgium. <strong>The</strong> conference reflected <strong>the</strong> new, shorter timetable:<strong>in</strong>dependence was scheduled for June 30, with parliamentary elections to come evensooner. 3 <strong>The</strong> need to build a national government under such time constra<strong>in</strong>ts wascomplicated by <strong>the</strong> tribal divisions with<strong>in</strong> <strong>the</strong> diverse environments of <strong>the</strong> largest country<strong>in</strong> sub-Saharan Africa. British and French leaders had encouraged fledgl<strong>in</strong>g states toadopt one or two parties, but <strong>the</strong> history of Belgian neglect led to a multitude of smalllocal parties, segregated by tribe and region. Lumumba, a figure already regarded withsuspicion by many, <strong>in</strong>clud<strong>in</strong>g Eisenhower’s team, had been <strong>the</strong> surprise w<strong>in</strong>ner of <strong>the</strong>parliamentary elections <strong>in</strong> May, with his MNC w<strong>in</strong>n<strong>in</strong>g a small plurality <strong>in</strong> <strong>the</strong> politicallydivided legislature: 35 out of 137 seats. 4 Joseph Kasavubu was chosen for <strong>the</strong> largelyceremonialrole of President at <strong>the</strong> suggestion of Brussels. <strong>The</strong> Belgians hoped thatKasavubu might restra<strong>in</strong> <strong>the</strong> fiery Prime M<strong>in</strong>ister Lumumba, who had been <strong>in</strong> a Belgianjail until January 1960 for his role <strong>in</strong> <strong>the</strong> previous year’s riots. Lumumba lived up to hisreputation as a thorn <strong>in</strong> Belgium’s side immediately, deliver<strong>in</strong>g an impassioned speech on<strong>in</strong>dependence day. He publicly embarrassed K<strong>in</strong>g Baudou<strong>in</strong> I when he declared that “ourwounds are too fresh to forget.” 5 Only a week later, <strong>the</strong> <strong>Congo</strong> crisis began <strong>in</strong> earnest, as<strong>the</strong> <strong>Congo</strong>lese soldiers <strong>in</strong> Thysville, dangerously close to <strong>the</strong> capital, mut<strong>in</strong>ied aga<strong>in</strong>st<strong>the</strong>ir officer corps, made up exclusively of white Belgians.3 Madele<strong>in</strong>e G. Kalb, <strong>The</strong> <strong>Congo</strong> Cables: <strong>The</strong> Cold War <strong>in</strong> Africa — From Eisenhower to <strong>Kennedy</strong> (NewYork: Macmillan Publish<strong>in</strong>g Co., 1982), xxi4 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, xxv5 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 315


<strong>The</strong> rebellious soldiers demanded better pay and promotions, as well as <strong>the</strong>dismissal of General Emile Janssens, <strong>the</strong> leader of <strong>the</strong> Force Publique. Janssens hadhelped to precipitate <strong>the</strong> mut<strong>in</strong>y when he made <strong>the</strong> miscalculation of tell<strong>in</strong>g <strong>the</strong><strong>Congo</strong>lese enlisted men that noth<strong>in</strong>g would be chang<strong>in</strong>g after <strong>in</strong>dependence, with a m<strong>in</strong>dto shor<strong>in</strong>g up <strong>the</strong>ir discipl<strong>in</strong>e. With<strong>in</strong> a few days, anarchy reigned <strong>in</strong> Leopoldville; <strong>the</strong>British and French Embassies evacuated nonessential personnel and <strong>the</strong> U.S. Embassywas encircled by mut<strong>in</strong>ous soldiers, demonstrat<strong>in</strong>g <strong>the</strong>ir hostility to Western <strong>in</strong>volvement<strong>in</strong> <strong>the</strong> country. In Leopoldville, <strong>the</strong>re were rumors of random attacks on white peoplehappen<strong>in</strong>g throughout <strong>the</strong> countryside. 6 Lumumba, <strong>in</strong> his first test as Prime M<strong>in</strong>ister, hadquickly dispatched Janssens and promoted every s<strong>in</strong>gle soldier by one rank, which easedtensions but was not enough to end <strong>the</strong> <strong>in</strong>subord<strong>in</strong>ation. On July 8, Lumumba realized hehad little choice but to accede to demands by discharg<strong>in</strong>g all Belgian officers. Hefollowed up that move by fly<strong>in</strong>g frantically back and forth across <strong>the</strong> country withKasavubu, try<strong>in</strong>g to prevail on troops to end <strong>the</strong>ir rebellion and return to <strong>the</strong>ir barracks.<strong>The</strong>se efforts had only temporary success, and Belgium announced on July 9 that itwould send twelve hundred soldiers to two bases that Belgium still held <strong>in</strong> <strong>the</strong> country,one <strong>in</strong> Kitona on <strong>the</strong> Atlantic coast and not far from Thysville and ano<strong>the</strong>r <strong>in</strong> Katanga.<strong>The</strong> new arrivals would complement <strong>the</strong> twenty-five hundred Belgian troops still <strong>in</strong> <strong>the</strong><strong>Congo</strong>. Brussels paid lip service to <strong>Congo</strong>lese <strong>in</strong>dependence, expla<strong>in</strong><strong>in</strong>g that its soldierswould only <strong>in</strong>tervene to save lives (and probably only European ones at that), but <strong>the</strong>ywent on to act <strong>in</strong> at least twenty different places <strong>in</strong> <strong>the</strong> <strong>Congo</strong> over <strong>the</strong> next week. 76 Analytical Chronology 1/25/61, President’s Office Files, Box 114, Folder 147 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 616


On July 11, a few events dramatically changed <strong>the</strong> situation <strong>in</strong> <strong>the</strong> <strong>Congo</strong>,<strong>in</strong>troduc<strong>in</strong>g new players onto <strong>the</strong> scene. Lumumba and Kasavubu arrived <strong>in</strong> Luluabourg,<strong>the</strong> capital of diamond-rich Kasai Prov<strong>in</strong>ce, and immediately recognized <strong>the</strong> danger of<strong>the</strong> situation <strong>the</strong>re. Fear<strong>in</strong>g for <strong>the</strong> safety of Europeans <strong>in</strong> Luluabourg, <strong>the</strong>y authorizedBelgian military <strong>in</strong>tervention “provided <strong>the</strong>ir mission was restricted to <strong>the</strong> protection ofpersons and property,” mark<strong>in</strong>g <strong>the</strong> only time <strong>the</strong> <strong>Congo</strong>lese would authorize Belgianaction. 8 Even more significantly, Katanga Prov<strong>in</strong>ce seceded from <strong>the</strong> Republic of <strong>the</strong><strong>Congo</strong> on <strong>the</strong> same day. <strong>The</strong> country’s richest prov<strong>in</strong>ce, Katanga controlled most of <strong>the</strong>country’s significant m<strong>in</strong>eral wealth, and its uncerta<strong>in</strong> status had ramifications for <strong>the</strong>U.S. and its allies <strong>in</strong> Western Europe. <strong>The</strong> Katanga secession will be addressed <strong>in</strong> moredetail <strong>in</strong> Chapter Three, but it represented a huge blow to Lumumba and Kasavubu,especially as <strong>the</strong>y demonstrated that <strong>the</strong>y could not end <strong>the</strong> mut<strong>in</strong>y of <strong>the</strong> Force Publiquenor put a stop to cont<strong>in</strong>ued Belgian <strong>in</strong>terference. Those Belgians who were eager toma<strong>in</strong>ta<strong>in</strong> control of <strong>the</strong> resources of Katanga found a will<strong>in</strong>g partner <strong>in</strong> Moise Tshombe,<strong>the</strong> President of <strong>in</strong>dependent Katanga, who relied on muscle from foreign mercenaries tosecure his power. It was not clear that <strong>the</strong> government <strong>in</strong> Leopoldville would be able tosusta<strong>in</strong> itself without <strong>the</strong> economic resources of <strong>the</strong> Katangese m<strong>in</strong>es to which it had justlost access.Clare Timberlake, <strong>the</strong> hardheaded U.S. Ambassador <strong>in</strong> Leopoldville, was left torespond to <strong>the</strong> crisis largely without <strong>in</strong>structions from Wash<strong>in</strong>gton. He concluded rightlythat <strong>the</strong> likeliest outcomes <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, cont<strong>in</strong>ued anarchy or obvious reliance onBelgium to quell <strong>the</strong> disorder, would both underm<strong>in</strong>e <strong>the</strong> U.S. position <strong>the</strong>re.Accord<strong>in</strong>gly, he encouraged Lumumba to make a request for assistance to Dr. Ralph8 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 617


Bunche, <strong>the</strong> U.N. Under Secretary for Special Political Affairs, who had been <strong>in</strong>Leopoldville for <strong>the</strong> <strong>in</strong>dependence celebration and rema<strong>in</strong>ed <strong>the</strong>re because of <strong>the</strong> fear oftrouble. Bunche was a widely-respected diplomat and uniquely well-suited to <strong>the</strong> job; anAfrican-American, he was a vocal supporter of <strong>the</strong> civil rights movement <strong>in</strong> <strong>the</strong> U.S. andhad already won a Nobel Peace Prize for his work negotiat<strong>in</strong>g an armistice <strong>in</strong> Palest<strong>in</strong>e.Th<strong>in</strong>gs moved slowly from that po<strong>in</strong>t, with <strong>the</strong> bureaucracy of a large<strong>in</strong>ternational organization unable to match <strong>the</strong> lightn<strong>in</strong>g speed of developments on <strong>the</strong>ground <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. U.N. Secretary-General Dag Hammarskjold of Sweden, saw <strong>the</strong>Year of Africa as an excit<strong>in</strong>g opportunity for <strong>the</strong> United Nations to play a larger rolethrough economic and technical assistance to <strong>the</strong> newly-<strong>in</strong>dependent nations, and wasdisappo<strong>in</strong>ted by <strong>the</strong> outbreak of violence <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. He hoped to handle <strong>the</strong> requestfor assistance <strong>in</strong>formally without a prolonged standoff between East and West <strong>in</strong> <strong>the</strong>Security Council. 9 However, <strong>the</strong> rapidly expand<strong>in</strong>g violence <strong>in</strong> <strong>the</strong> <strong>Congo</strong> made itimpractical, as it started to look like <strong>the</strong> U.N. was ignor<strong>in</strong>g <strong>the</strong> grow<strong>in</strong>g crisis, andHammarskjold began to fear that <strong>the</strong> U.S. or U.S.S.R. would <strong>in</strong>tervene unilaterally. Thisanxiety seems misplaced given that nei<strong>the</strong>r Eisenhower nor Khrushchev demonstrated <strong>the</strong>slightest <strong>in</strong>cl<strong>in</strong>ation toward send<strong>in</strong>g <strong>in</strong> troops unilaterally, yet it was on Hammarskjold’sm<strong>in</strong>d <strong>in</strong> July 1960. Impatient with this approach, a number of high-level <strong>Congo</strong>leseofficials, led by Deputy Premier Anto<strong>in</strong>e Gizenga and Foreign M<strong>in</strong>ister Just<strong>in</strong> Bomboko,visited Timberlake on July 12 to request a cont<strong>in</strong>gent of 2,000 American soldiers.Gizenga and Bomboko represented <strong>the</strong> extremes of op<strong>in</strong>ion with<strong>in</strong> <strong>the</strong> <strong>Congo</strong>lesecab<strong>in</strong>et, and were perhaps chosen for <strong>the</strong> mission to <strong>the</strong> U.S. Ambassador accord<strong>in</strong>gly. 109 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 1210 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 818


Gizenga was a committed Marxist, more solidly radical than Lumumba, while Bombokowas probably <strong>the</strong> most pro-Western figure <strong>in</strong> <strong>the</strong> government, and had made a name forhimself a few days earlier, by putt<strong>in</strong>g himself <strong>in</strong> danger to rescue Belgian civilians frommut<strong>in</strong>ous soldiers. Timberlake counseled patience, say<strong>in</strong>g that <strong>the</strong> U.N. could not movemuch faster, while go<strong>in</strong>g on to state that he did not anticipate that <strong>the</strong> U.S. would bewill<strong>in</strong>g to send troops outside of <strong>the</strong> U.N. mandate as <strong>the</strong>y were request<strong>in</strong>g. 11 He adopteda somewhat different position <strong>in</strong> his telephone call to <strong>the</strong> State Department, when headvised that two companies of U.S. Army <strong>in</strong>fantry which had been put on stand-by status<strong>in</strong> Germany to evacuate refugees “should be flown down to Brazzaville,” across <strong>the</strong> riverfrom Leopoldville. “<strong>The</strong>ir presence <strong>the</strong>re would have a very desirable effect.” 12In a private telephone call with Secretary of State Christian Herter, PresidentEisenhower echoed Timberlake’s position with <strong>the</strong> Cab<strong>in</strong>et m<strong>in</strong>isters, repeat<strong>in</strong>g <strong>the</strong> samelanguage throughout <strong>the</strong> conversation. Eisenhower expla<strong>in</strong>ed that “we are always will<strong>in</strong>gto do our duty through <strong>the</strong> UN but we are not go<strong>in</strong>g to unilaterally get <strong>in</strong>to this…wewould be completely <strong>in</strong> error to go <strong>in</strong> unilaterally.” 13 <strong>Kennedy</strong> had well aware of this wayof th<strong>in</strong>k<strong>in</strong>g <strong>in</strong> <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong>, remark<strong>in</strong>g that when it came to <strong>the</strong>develop<strong>in</strong>g world, <strong>the</strong>re was an “obvious desire not to become <strong>in</strong>volved.” 14 Indeed,Eisenhower’s discomfort was not limited to a unilateral American move: Herter said hewas “very adverse to send<strong>in</strong>g <strong>in</strong> our troops <strong>in</strong> <strong>the</strong>se circumstances. <strong>The</strong> President said thatwas right; that he didn’t th<strong>in</strong>k any Western troops should go <strong>in</strong>.” 15 In this situation, <strong>the</strong>President and <strong>the</strong> Secretary of State agreed that <strong>the</strong>re was no benefit for America to get11 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 912 Telegram from John S.D. Eisenhower to Andrew Goodpaster, FRUS, 1958-1960, 14:29413 Memo of Telephone Conversation between Eisenhower and Herter, FRUS, 1958-1960, 14:29614 Qtd. <strong>in</strong> Mahoney, JFK: Ordeal <strong>in</strong> Africa, 2015 Memo of Telephone Conversation between Eisenhower and Herter, FRUS, 1958-1960, 14:29619


<strong>in</strong>volved <strong>in</strong> central Africa, when <strong>the</strong> United Nations can do that job for <strong>the</strong>m. In fact,when Herter mentioned that <strong>the</strong> country was experienc<strong>in</strong>g a major food shortage,Eisenhower “commented maybe after this situation some of <strong>the</strong>se people won’t want nowto be <strong>in</strong>dependent.” 16 Herter passed this decision on to Timberlake, expla<strong>in</strong><strong>in</strong>g that <strong>the</strong>U.S. would not send <strong>in</strong> troops outside of <strong>the</strong> U.N. framework, and was hesitant to do soeven with<strong>in</strong> it. 17This would prove to be a moot po<strong>in</strong>t, as Lumumba was furious to f<strong>in</strong>d out thatGizenga and Bomboko had requested U.S. troops to <strong>in</strong>tervene without his approval. Hehad been out of <strong>the</strong> capital, work<strong>in</strong>g with Kasavubu on a second request to <strong>the</strong> UnitedNations. This new version altered <strong>the</strong> terms of <strong>the</strong>ir orig<strong>in</strong>al request so that <strong>the</strong> <strong>Congo</strong>now asked for “urgent dispatch” of U.N. soldiers to protect <strong>the</strong> country from <strong>the</strong>unauthorized Belgian troops, which represented an “act of aggression.” 18 Belgian forceshad acted on <strong>the</strong>ir own <strong>in</strong>itiative to bombard <strong>the</strong> city of Matadi, <strong>in</strong> an effort to secure <strong>the</strong>nation’s chief port from mut<strong>in</strong>ous <strong>Congo</strong>lese soldiers. This attack was particularlydistress<strong>in</strong>g to Lumumba, both because of its proximity to Leopoldville and <strong>the</strong> high deathtolls be<strong>in</strong>g reported, soon revealed to be hugely exaggerated. <strong>The</strong> attack on Matadi<strong>in</strong>spired Lumumba’s second dispatch to <strong>the</strong> U.N., which also attributed <strong>the</strong> Katangeseseccession to Belgian <strong>in</strong>fluence and promised to turn to <strong>the</strong> “Bandung Treaty Powers” if<strong>the</strong> U.N. did not act without delay. 19 Lumumba refers here to <strong>the</strong> nascent non-alignedmovement, a bloc of African and Asian states that had started to band toge<strong>the</strong>r at 1955’s16 Memo of Telephone Conversation between Eisenhower and Herter, FRUS, 1958-1960, 14:29617 Telegram from Herter to Timberlake, FRUS, 1958-1960, 14:29818 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 9-1019 Memo of Telephone Conversation between Eisenhower and Herter, FRUS, 1958-1960, 14:300, Note 220


Bandung Conference to offer a third path that did not require dom<strong>in</strong>ation by ei<strong>the</strong>r U.S.or U.S.S.R.This was only <strong>the</strong> first of many times that Lumumba would threaten to switchallegiances <strong>in</strong> an effort to spur U.N. action, and it was as <strong>in</strong>effective here as it usuallywas. Westerners feared Soviet moves to take advantage of <strong>the</strong> chaos <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, and<strong>the</strong> Soviets were concerned that <strong>the</strong> Western powers would ma<strong>in</strong>ta<strong>in</strong> <strong>the</strong>ir economicdom<strong>in</strong>ation over <strong>the</strong> country, as <strong>the</strong>y had <strong>in</strong> a number of <strong>the</strong>ir former colonies. However,both sides recognized that <strong>the</strong> ideal solution to protect <strong>the</strong>ir prestige <strong>in</strong> Africa was one <strong>in</strong>which African troops played <strong>the</strong> lead<strong>in</strong>g role. Hammarskjold reversed his previousreticence and called an urgent meet<strong>in</strong>g of <strong>the</strong> Security Council on July 13. <strong>The</strong>Resolution eventually approved required Belgium to remove all troops from <strong>the</strong> <strong>Congo</strong>,and provided for U.N. military assistance until <strong>Congo</strong>lese troops were able to ma<strong>in</strong>ta<strong>in</strong>order <strong>in</strong>dependently. <strong>The</strong> resolution was somewhat more critical of Belgian actions than<strong>the</strong> West would have liked, but <strong>the</strong> U.S. Ambassador to <strong>the</strong> U.N., Henry Cabot Lodge,told Herter that “we really did much better than we had a right to expect.” 20This feel<strong>in</strong>g was short-lived, however, as events <strong>in</strong> <strong>the</strong> <strong>Congo</strong> played directly <strong>in</strong>toWestern fears. On July 14, <strong>the</strong> same day that <strong>the</strong> U.N. had authorized an operation <strong>in</strong> <strong>the</strong><strong>Congo</strong>, Lumumba and Kasavubu sent a public cable to Nikita Khrushchev, Premier of <strong>the</strong>Soviet Union. <strong>The</strong> cable was ano<strong>the</strong>r example of Lumumba’s signature tactic ofrequest<strong>in</strong>g help from actors outside <strong>the</strong> U.N. It stated, “Given <strong>the</strong> threats to <strong>the</strong> neutralityof <strong>the</strong> Republic of <strong>the</strong> <strong>Congo</strong> from Belgium and various Western nations conspir<strong>in</strong>g withher aga<strong>in</strong>st our <strong>in</strong>dependence, we ask you to watch <strong>the</strong> <strong>Congo</strong> situation closely. We mightbe led to ask help from <strong>the</strong> Soviet Union if <strong>the</strong> Western camp does not stop its aggression20 Memo of Telephone Conversation between Herter and Lodge, FRUS, 1958-1960, 14:30721


aga<strong>in</strong>st our sovereignty.” 21 Almost simultaneously, <strong>the</strong> Republic of <strong>the</strong> <strong>Congo</strong> officiallysevered its diplomatic ties with Belgium. In a National Security Council meet<strong>in</strong>g <strong>the</strong> nextday, Allen Dulles expressed his concern, add<strong>in</strong>g that “much…depended on <strong>the</strong> speedwith which <strong>the</strong> UN presence could be established <strong>in</strong> <strong>the</strong> <strong>Congo</strong>.” 22 On this count, Dullesdid not have to worry; <strong>the</strong> first U.N. forces, from <strong>in</strong>dependent African states, reached <strong>the</strong><strong>Congo</strong> on July 15, less than two days after <strong>the</strong> passage of <strong>the</strong> Security CouncilResolution.Hammarskjold provided for only smaller, ostensibly neutral countries to sendtroops: first, African states, followed by o<strong>the</strong>r nations not hold<strong>in</strong>g a permanent seat on <strong>the</strong>Security Council. 23 Never<strong>the</strong>less, <strong>the</strong> United States played a major role <strong>in</strong> <strong>the</strong> early days,provid<strong>in</strong>g n<strong>in</strong>ety aircraft for transport<strong>in</strong>g soldiers and food, handl<strong>in</strong>g communicationbetween U.N. personnel and fill<strong>in</strong>g <strong>the</strong> most critical civilian jobs <strong>in</strong> <strong>the</strong> country. 24 <strong>The</strong>Soviet Union also <strong>in</strong>volved itself <strong>in</strong> <strong>the</strong> effort, although its role was outside <strong>the</strong>framework of <strong>the</strong> U.N.’s operation. Without <strong>the</strong> transportation capabilities provided by<strong>the</strong> U.N. and <strong>the</strong> U.S., its contribution was limited to twenty-six airplanes and sixhelicopters, along with food and trucks. 25 This relatively small degree of <strong>in</strong>volvementwas enough to rile <strong>the</strong> West.Lumumba’s appeal for Soviet aid was much more effective <strong>in</strong> conv<strong>in</strong>c<strong>in</strong>g <strong>the</strong>West that he was aligned with Moscow than it was at secur<strong>in</strong>g any benefits for <strong>the</strong><strong>Congo</strong>. Hammarskjold offered his analysis about <strong>the</strong> contrast<strong>in</strong>g goals of <strong>the</strong> U.N. and21 Qtd. <strong>in</strong> Sergey Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War: <strong>The</strong> USSR <strong>in</strong> West Africa and <strong>the</strong> <strong>Congo</strong>, 1956-1964 (Wash<strong>in</strong>gton, DC: Woodrow Wilson Center Press, 2010), 9522 Memo of National Security Council Meet<strong>in</strong>g, FRUS, 1958-1960, 14:31023 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 1724 Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 9625 Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 97-822


<strong>the</strong> U.S.S.R. <strong>in</strong> <strong>the</strong> <strong>Congo</strong>: “For <strong>the</strong> moment, our <strong>in</strong>terests are nearly parallel, and <strong>the</strong>Russians will cooperate with us. But <strong>the</strong>re is no doubt <strong>in</strong> my m<strong>in</strong>d that we are on acollision course, and that eventually <strong>the</strong> two policy l<strong>in</strong>es will clash.” 26 Meanwhile,lead<strong>in</strong>g figures <strong>in</strong> Belgium and <strong>the</strong> U.S. were <strong>in</strong>creas<strong>in</strong>gly conv<strong>in</strong>ced that Lumumba wasact<strong>in</strong>g with Soviet direction after <strong>the</strong> public appeal for Soviet assistance and <strong>the</strong> demandfor a new U.N. resolution. He only <strong>in</strong>creased that suspicion when he issued an ultimatumon July 17 demand<strong>in</strong>g <strong>the</strong> removal of all Belgian troops with<strong>in</strong> two days, an unrealisticdeadl<strong>in</strong>e aga<strong>in</strong> backed by <strong>the</strong> threat of turn<strong>in</strong>g to <strong>the</strong> Soviets if <strong>the</strong> U.N. would notcomply. <strong>The</strong> <strong>Congo</strong>lese ultimatum succeeded <strong>in</strong> remov<strong>in</strong>g all Belgian troops fromLeopoldville by July 23, although Belgium would ma<strong>in</strong>ta<strong>in</strong> a strong presence <strong>in</strong> Katangago<strong>in</strong>g forward.On a strategic scale, however, <strong>the</strong> ultimatum was a horrible misstep, as <strong>the</strong>aggressiveness of Lumumba’s diplomacy had <strong>the</strong> effect of turn<strong>in</strong>g many <strong>in</strong> <strong>the</strong> U.N.aga<strong>in</strong>st him. This was particularly true of Ralph Bunche, who felt that Lumumba hadmisrepresented his earlier statements to constitute a supposed promise that <strong>the</strong> Belgiansoldiers would leave as soon as <strong>the</strong> U.N. entered <strong>the</strong> country. <strong>The</strong> second appeal to Sovietaid had <strong>the</strong> added effect of conv<strong>in</strong>c<strong>in</strong>g many previously skeptical observers thatLumumba had communist sympathies, or perhaps even worse, that he was will<strong>in</strong>g to allyhimself with whichever superpower could help him at any given moment. <strong>The</strong> secondexplanation is closer to <strong>the</strong> truth; one must remember that Lumumba had no diplomatic or<strong>in</strong>ternational experience, a fail<strong>in</strong>g which constantly underm<strong>in</strong>ed his negotiations withforeign powers.26 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 1723


In order to understand Patrice Lumumba’s actions as Prime M<strong>in</strong>ister, one mustremember <strong>the</strong> myriad problems that faced <strong>the</strong> <strong>Congo</strong> as soon as it became an <strong>in</strong>dependentnation with him as its first leader. Lumumba believed that <strong>the</strong> <strong>in</strong>terests of <strong>the</strong> <strong>Congo</strong> werebest served by a s<strong>in</strong>gle nation, unit<strong>in</strong>g <strong>the</strong> various tribes and regions, and he felt verystrongly that <strong>the</strong> Belgians that had victimized <strong>the</strong> country for so long must not be a partof that set-up, perhaps an unrealistic goal consider<strong>in</strong>g <strong>the</strong> depth of Belgian <strong>in</strong>terests <strong>in</strong>Katanga. Unfortunately, Lumumba did not have <strong>the</strong> political or military power to realizethis dream on his own, and his vision did not match up with that of <strong>the</strong> U.S. or U.S.S.R.<strong>The</strong> very existence of <strong>the</strong> <strong>Congo</strong> was threatened by <strong>the</strong> secession of Katanga less thantwo weeks <strong>in</strong>to Lumumba’s term, at which po<strong>in</strong>t he went to extraord<strong>in</strong>ary measures toprotect a unified and <strong>in</strong>dependent <strong>Congo</strong>, measures that <strong>in</strong>cluded appeal<strong>in</strong>g to both sidesof <strong>the</strong> Cold War power divide for assistance.It is hard to know whe<strong>the</strong>r Lumumba would have preferred capitalism orcommunism, only that he was will<strong>in</strong>g to accept ei<strong>the</strong>r <strong>in</strong> exchange for <strong>the</strong> military aid thatwould allow him to recapture Katanga or to face <strong>the</strong> long list of threats to his power thatwould come afterwards. Lumumba was impatient and impetuous, quickly cycl<strong>in</strong>g backand forth between possible sponsors, isolat<strong>in</strong>g himself from so many potential allies. Hedid not understand <strong>the</strong> stakes of <strong>the</strong> Cold War for <strong>the</strong> U.S. or <strong>the</strong> U.N. or <strong>the</strong> SovietUnion well enough to recognize that nei<strong>the</strong>r side would give him what he needed rightaway, and that his vacillations were underm<strong>in</strong><strong>in</strong>g his goals. Lumumba was not devoted tocommunism <strong>in</strong> <strong>the</strong> way that many U.S. officials under both Eisenhower and <strong>Kennedy</strong>suspected he was, yet his ill-considered threats and s<strong>in</strong>gle-m<strong>in</strong>ded devotion to his owngoals made him an undesirable foreign leader just <strong>the</strong> same.24


Indeed, Lumumba was a wild card, and <strong>the</strong> United States began to feel that its<strong>in</strong>terests would not be best-served by his cont<strong>in</strong>ued leadership <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. Thisperspective was first articulated <strong>in</strong> writ<strong>in</strong>g by William Burden, <strong>the</strong> U.S. Ambassador <strong>in</strong>Brussels, on July 19, 1960, less than three weeks <strong>in</strong>to <strong>the</strong> existence of an <strong>in</strong>dependent<strong>Congo</strong>. Burden’s analysis was that Lumumba had established himself as hostile to <strong>the</strong>West and defiant towards <strong>the</strong> U.N., with <strong>the</strong> result that U.S. <strong>in</strong>terests <strong>in</strong> <strong>the</strong> “<strong>Congo</strong> andAfrica generally” were threatened by his regime. He proposed that “a pr<strong>in</strong>cipal objectiveof our political and diplomatic action must <strong>the</strong>refore be to destroy [<strong>the</strong>] Lumumbagovernment as now constituted, but at [<strong>the</strong>] same time we must f<strong>in</strong>d or develop ano<strong>the</strong>rhorse to back which would be acceptable <strong>in</strong> [<strong>the</strong>] rest of Africa and defensible aga<strong>in</strong>stSoviet political attack.” 27 Burden goes on to suggest that U.S. policy <strong>in</strong> <strong>the</strong> <strong>Congo</strong> shouldfocus on underm<strong>in</strong><strong>in</strong>g Lumumba <strong>in</strong> all arenas: among <strong>the</strong> <strong>Congo</strong>lese citizens, o<strong>the</strong>rAfrican leaders, Parliament and <strong>the</strong> prov<strong>in</strong>cial governments. He does not demonstratemuch concern for <strong>the</strong> details of replac<strong>in</strong>g <strong>the</strong> <strong>in</strong>creas<strong>in</strong>gly popular Prime M<strong>in</strong>ister.Burden notes <strong>the</strong> technical supremacy of <strong>the</strong> President <strong>in</strong> <strong>the</strong> <strong>Congo</strong>lse government andconcludes that even as “weak as [Kasavubu] has shown himself to be, he would seem tobe [<strong>the</strong>] best bet for [<strong>the</strong>] immediate future.” 28Allen Dulles would go on to present a less extreme version of <strong>the</strong>se views, tell<strong>in</strong>g<strong>the</strong> National Security Council on July 21 that “<strong>in</strong> Lumumba we were faced with a personwho was a Castro or worse. We believe that he is <strong>in</strong> <strong>the</strong> pay of <strong>the</strong> Soviets.” Dulles wenton to outl<strong>in</strong>e his specific suspicions about Lumumba’s motives, say<strong>in</strong>g that <strong>the</strong> BelgianCommunist Party must be <strong>in</strong>centiviz<strong>in</strong>g his behavior. Dulles declared that “it is safe to go27 Telegram from Burden to State Department, FRUS, 1958-1960, 14:33028 Telegram from Burden to State Department, FRUS, 1958-1960, 14:33225


on <strong>the</strong> assumption that Lumumba has been bought by <strong>the</strong> Communists; this also,however, fits with his own orientation.” 29This perspective was not limited to <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong>. W. AverellHarriman, <strong>in</strong> a 1960 memo to <strong>Kennedy</strong>, <strong>the</strong>n a candidate, described Lumumba as “arabble rous<strong>in</strong>g speaker. He is a shrewd maneuverer who has clever left w<strong>in</strong>g advisers,with <strong>the</strong> aid and encouragement of Czech and Soviet ambassadors.” Harriman goes on toexpla<strong>in</strong> that Lumumba believes that he can successfully br<strong>in</strong>g Katanga back <strong>in</strong>to <strong>the</strong> fold,as “he of course counts on full support from <strong>the</strong> USSR.” 30 <strong>Kennedy</strong> certa<strong>in</strong>ly valuedHarriman’s op<strong>in</strong>ion; <strong>the</strong> latter had been U.S. Ambassador to <strong>the</strong> Soviet Union dur<strong>in</strong>gWorld War II, had been a candidate for <strong>the</strong> Democrats’ presidential nom<strong>in</strong>ation twice,and would go on to become an Ambassador-at-Large and an Assistant Secretary of Stateunder <strong>Kennedy</strong>.Harriman was far from alone among <strong>Kennedy</strong>’s closest advisors. G. MennenWilliams, <strong>Kennedy</strong>’s highly publicized pick for Assistant Secretary of State for AfricanAffairs, called Lumumba “a clever anti-white rabble-rouser” and “foremost among” <strong>the</strong>“leftist radicals” <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. 31 Williams stops short of label<strong>in</strong>g Lumumba as acommunist, while not<strong>in</strong>g that it is difficult to tell <strong>the</strong> difference between communism and“hyper-nationalist, anti-‘colonialist’, Marxist th<strong>in</strong>k<strong>in</strong>g” <strong>in</strong> Africa. 32 In a section entitled“<strong>The</strong> Problem of Lumumba,” <strong>Kennedy</strong>’s Task Force on Africa wrote that “Lumumba isattacked by critics as opportunistic, dishonest, frenetic and a would-be dictator,” a29 Memo of National Security Council Meet<strong>in</strong>g, FRUS, 1958-1960, 14:338-930 Memo from Harriman to <strong>Kennedy</strong>, President’s Office Files, Box 114, Folder 5a31 Analytical Chronology 1/25/61, President’s Office Files, Box 114, Folder 1432 Analytical Chronology 1/25/61, President’s Office Files, Box 114, Folder 1426


position from which <strong>the</strong>y conspicuously do not dissent. 33 <strong>The</strong> same Task Force suspectedthat “<strong>The</strong> Soviet Union is ready to give unilateral assistance (quite apart from <strong>the</strong> UN) toany regime friendly to its advances. It is probably giv<strong>in</strong>g substantial aid to <strong>the</strong> pro-Lumumba government <strong>in</strong> Stanleyville” that would arise after Lumumba’s break withKasavubu. 34Yet <strong>the</strong> op<strong>in</strong>ions were not unanimous. In <strong>the</strong> face of this cross-adm<strong>in</strong>istrationconsensus on Lumumba’s leftist sympathies, Rob<strong>in</strong>son McIlva<strong>in</strong>e, Timberlake’s deputy<strong>in</strong> Leopoldville, offered a divergent view, one that is much closer to <strong>the</strong> truth. He notedthat “Lumumba is an opportunist and not a Communist. His f<strong>in</strong>al decision as to whichcamp he will eventually belong will not be made by him but ra<strong>the</strong>r will be imposed uponhim by outside forces.” 35 <strong>The</strong> analysis Lawrence Devl<strong>in</strong>, <strong>in</strong> his capacity as CIA StationChief <strong>in</strong> Leopoldville, was <strong>in</strong>sightful, even if not totally accurate. “Embassy and stationbelieve <strong>Congo</strong> experienc<strong>in</strong>g classic communist effort takeover government…Whe<strong>the</strong>r ornot Lumumba actually commie or just play<strong>in</strong>g commie game to assist his solidify<strong>in</strong>gpower, anti-West forces rapidly <strong>in</strong>creas<strong>in</strong>g power <strong>Congo</strong>.” 36 <strong>Kennedy</strong>’s Task Force onAfrica put it best, “<strong>The</strong> danger of renewed Soviet <strong>in</strong>tervention <strong>in</strong> <strong>the</strong> <strong>Congo</strong> affair isserious. <strong>The</strong>re is, however, a tendency to oversimplify <strong>the</strong> situation by superimpos<strong>in</strong>g on<strong>the</strong> <strong>Congo</strong> crisis a neat pro-Communist vs. anti-Communist frame of reference.” 37Unfortunately, <strong>the</strong> officials of <strong>the</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong>, for whom those commentswere <strong>in</strong>tended, did not take <strong>the</strong>m to heart.33 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 234 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 235 Telegram from McIlva<strong>in</strong>e to State Department, FRUS, 1958-1960, 14:35636 Qtd. <strong>in</strong> U.S. Senate Select Committee to Study Governmental Operations with Respect to IntelligenceActivities, Alleged Assass<strong>in</strong>ation Plots Involv<strong>in</strong>g Foreign Leaders (New York: Norton, 1976), 1437 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 227


<strong>The</strong> widespread feel<strong>in</strong>g of disda<strong>in</strong> for Lumumba was complicated when he cameto <strong>the</strong> United States for a series of meet<strong>in</strong>gs start<strong>in</strong>g July 24, first at <strong>the</strong> U.N. <strong>in</strong> NewYork, and <strong>the</strong>n <strong>in</strong> Wash<strong>in</strong>gton. Although he cont<strong>in</strong>ued to have major differences ofop<strong>in</strong>ion with Hammarskjold on <strong>the</strong> role of U.N. forces <strong>in</strong> his country, <strong>the</strong> two were ableto agree on a technical aid package and Lumumba announced that he was “satisfied” with<strong>the</strong> actions of <strong>the</strong> Security Council so far. Respond<strong>in</strong>g to a question about seek<strong>in</strong>g Sovietaid, Lumumba tried to expla<strong>in</strong> his position with<strong>in</strong> <strong>the</strong> Cold War conflict, “For us, for <strong>the</strong><strong>Congo</strong>lese people, <strong>the</strong> Soviet Union is a people, a nation, like any o<strong>the</strong>r nation.Ideological questions are of no <strong>in</strong>terest to us. Our policy of positive neutralismrecommends contacts with all nations.” 38 Lumumba was try<strong>in</strong>g to expla<strong>in</strong> that he waswill<strong>in</strong>g to seek any avenue to secure <strong>the</strong> assistance he needed to assure a strong and stable<strong>Congo</strong>, just as McIlva<strong>in</strong>e had thought.After his conciliatory appearance <strong>in</strong> New York, Lumumba met with Herter andUnder Secretary of State C. Douglas Dillon <strong>in</strong> Wash<strong>in</strong>gton. Herter and Dillon hoped toestablish that all foreign aid to <strong>the</strong> <strong>Congo</strong> should be adm<strong>in</strong>istered through <strong>the</strong> UnitedNations, a policy that <strong>the</strong> U.S. hoped would effectively block any aid from <strong>the</strong> SovietUnion. Lumumba was respectful, but he repeatedly returned to <strong>the</strong> subject after <strong>the</strong>American representatives tried to close it. Dillon reported feel<strong>in</strong>g that <strong>the</strong> Prime M<strong>in</strong>ister“was just not a rational be<strong>in</strong>g” and that he seemed to be “an irrational, almost ‘psychotic’personality.” He concluded that “this was an <strong>in</strong>dividual whom it was impossible to dealwith.” 3938 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 3539 Qtd. <strong>in</strong> U.S. Senate Select Committee, Alleged Assass<strong>in</strong>ation Plots, 5328


Lumumba’s erratic personal added to Dillon’s grim view of <strong>the</strong> possibility ofwork<strong>in</strong>g with him. When Lumumba arrived <strong>in</strong> Wash<strong>in</strong>gton, he asked a State Departmentofficer to provide him with a blonde female companion for <strong>the</strong> even<strong>in</strong>g. He asked for agun to protect himself, apparently on <strong>the</strong> advice of <strong>the</strong> CIA’s Leopoldville Station Chief,Lawrence Devl<strong>in</strong>. 40 And he smoked hemp <strong>in</strong> his room at <strong>the</strong> Blair House, lead<strong>in</strong>g someAmerican officials to conclude that he was a “drug addict.” 41 <strong>The</strong>se factors, comb<strong>in</strong>edwith Lumumba’s especially effusive praise of Khrushchev and <strong>the</strong> Soviet people,contributed to Herter’s belief that “Lumumba’s <strong>in</strong>tentions and sympathies [are] unclear,and evidence exists that he will not prove satisfactory.” 42 It was around this time, at aPentagon meet<strong>in</strong>g attended by representatives from <strong>the</strong> Departments of State and Defenseas well as <strong>the</strong> Jo<strong>in</strong>t Chiefs of Staff and CIA, that Dillon recalled first hear<strong>in</strong>g about <strong>the</strong>possibility of assass<strong>in</strong>at<strong>in</strong>g Lumumba, although <strong>in</strong> this <strong>in</strong>stance such a course of actionwas quickly dismissed. 43That restra<strong>in</strong>t would not cont<strong>in</strong>ue for long, however. One member of <strong>the</strong> NationalSecurity Council staff, Robert H. Johnson, recollected that at one meet<strong>in</strong>g, “PresidentEisenhower said someth<strong>in</strong>g—I can no longer remember his words—that came across tome as an order for <strong>the</strong> assass<strong>in</strong>ation of Lumumba.” 44 He was shocked, both byEisenhower’s announcement and by <strong>the</strong> lack of reaction of o<strong>the</strong>rs <strong>in</strong> <strong>the</strong> room, to <strong>the</strong>extent that he admitted that he “had some doubts” about Eisenhower’s mean<strong>in</strong>g. Fur<strong>the</strong>revidence comes from <strong>the</strong> August 25 meet<strong>in</strong>g of <strong>the</strong> Special Group, a subcommitteewith<strong>in</strong> <strong>the</strong> National Security Council which <strong>in</strong>cluded Allen Dulles. Eisenhower’s Special40 Mahoney, JFK: Ordeal <strong>in</strong> Africa, 3941 Qtd. <strong>in</strong> Mahoney, JFK: Ordeal <strong>in</strong> Africa, 3942 Telegram from Herter to Burden, FRUS, 1958-1960, 14:38343 U.S. Senate Select Committee, Alleged Assass<strong>in</strong>ation Plots, 5444 U.S. Senate Select Committee, Alleged Assass<strong>in</strong>ation Plots, 5529


Assistant for National Security Affairs, Gordon Gray reported that “his associates hadexpressed extremely strong feel<strong>in</strong>gs on <strong>the</strong> necessity for very straightforward action <strong>in</strong>this situation.” 45 Several officials later testified that “associates” was used as aeuphemistic term for Eisenhower. <strong>The</strong> Special Group went on to decide “that plann<strong>in</strong>gfor <strong>the</strong> <strong>Congo</strong> would not necessarily rule out ‘consideration’ of any k<strong>in</strong>d of activity whichmight contribute to gett<strong>in</strong>g rid of Lumumba.” 46Devl<strong>in</strong> expla<strong>in</strong>ed that <strong>in</strong> late September, he met a CIA agent identified only as“Joe from Paris,” apparently an accomplished scientist, who delivered a variety ofpoisons to Leopoldville. Joe from Paris expla<strong>in</strong>ed that Devl<strong>in</strong> had a great deal of latitude<strong>in</strong> choos<strong>in</strong>g how to elim<strong>in</strong>ate Lumumba, provided that <strong>the</strong> U.S. was not implicated. Inresponse to Devl<strong>in</strong>’s concerned questions, Joe from Paris said that his orders had comefrom “<strong>the</strong> highest authority,” specifically President Eisenhower. 47 Devl<strong>in</strong> expla<strong>in</strong>ed tha<strong>the</strong> felt “it was morally wrong for me or anyone under my orders to kill Lumumba, an actthat I could not justify by any argument or rationalization.” 48 Devl<strong>in</strong>’s account of himselfas a lone opponent of violence should <strong>in</strong>vite skepticism, s<strong>in</strong>ce he never expressed hisqualms to superiors. Ultimately, though, <strong>the</strong> delays <strong>in</strong> <strong>the</strong> program and <strong>the</strong> fact thatDevl<strong>in</strong> almost certa<strong>in</strong>ly did not participate <strong>in</strong> Lumumba’s eventual death give somecredence to his story.Ultimately, it is difficult to establish conclusively whe<strong>the</strong>r vague comments byEisenhower were <strong>in</strong>tended to be used as assass<strong>in</strong>ation orders or not. It is certa<strong>in</strong>ly easy toimag<strong>in</strong>e that such a lack of precision was <strong>in</strong>tended to ma<strong>in</strong>ta<strong>in</strong> plausible deniability for45 U.S. Senate Select Committee, Alleged Assass<strong>in</strong>ation Plots, 6046 U.S. Senate Select Committee, Alleged Assass<strong>in</strong>ation Plots, 6047 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, xi48 Qtd. <strong>in</strong> Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 12530


<strong>the</strong> President, especially <strong>in</strong> written documents and group meet<strong>in</strong>gs. But whe<strong>the</strong>r or not<strong>the</strong> order came from Eisenhower, it is clear that Allen Dulles undertook a plan toassass<strong>in</strong>ate Lumumba us<strong>in</strong>g CIA resources. On August 26, Dulles sent a cable to Devl<strong>in</strong>which made his position clear. He expla<strong>in</strong>s that <strong>the</strong> top levels of government agree that“<strong>the</strong> <strong>in</strong>evitable result” of Lumumba’s cont<strong>in</strong>ued rule “will at best be chaos and at worstpave <strong>the</strong> way to communist takeover of <strong>the</strong> <strong>Congo</strong>.” He orders that Lumumba’s “removalmust be [a] urgent and prime objective and that under exist<strong>in</strong>g conditions this should be ahigh priority of our covert action.” 49 Dulles made his <strong>in</strong>tentions even clearer <strong>in</strong><strong>in</strong>structions to Devl<strong>in</strong> on September 24, shortly before <strong>the</strong> arrival of Joe from Paris. “Wewish to give every possible support <strong>in</strong> elim<strong>in</strong>at<strong>in</strong>g Lumumba from every possibility ofresum<strong>in</strong>g governmental position.” 50In 1975, <strong>the</strong> Senate Select Committee to Study Governmental Operations withRespect to Intelligence Activities looked <strong>in</strong>to <strong>the</strong> role of <strong>the</strong> United States <strong>in</strong>assass<strong>in</strong>at<strong>in</strong>g Lumumba. <strong>The</strong> Committee, commonly known as <strong>the</strong> Church Committeeafter its chairman, Senator Frank Church, offered <strong>the</strong> follow<strong>in</strong>g conclusion.<strong>The</strong> evidence <strong>in</strong>dicates that it is likely that President Eisenhower’s expression ofstrong concern about Lumumba…was taken by Allen Dulles as authority toassass<strong>in</strong>ate Lumumba…<strong>the</strong> CIA’s clandest<strong>in</strong>e service formulated a plot toassass<strong>in</strong>ate Lumumba. <strong>The</strong> plot proceeded to <strong>the</strong> po<strong>in</strong>t that lethal substances and<strong>in</strong>struments specifically <strong>in</strong>tended for use <strong>in</strong> an assass<strong>in</strong>ation were delivered by <strong>the</strong>CIA to <strong>the</strong> <strong>Congo</strong> Station. <strong>The</strong>re is no evidence that <strong>the</strong>se <strong>in</strong>struments ofassass<strong>in</strong>ation were actually used aga<strong>in</strong>st Lumumba. 51This is perhaps <strong>the</strong> greatest difference <strong>in</strong> <strong>the</strong> <strong>Congo</strong> policies of <strong>the</strong> Eisenhowerand <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong>s. Under Eisenhower, <strong>the</strong> CIA was quick to <strong>in</strong>vestigate <strong>the</strong>possibility of us<strong>in</strong>g assass<strong>in</strong>ation to deal with an <strong>in</strong>convenient foreign leader. <strong>The</strong>re is no49 U.S. Senate Select Committee, Alleged Assass<strong>in</strong>ation Plots, 1550 Qtd. <strong>in</strong> Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 12451 U.S. Senate Select Committee, Alleged Assass<strong>in</strong>ation Plots, 1331


evidence that ei<strong>the</strong>r <strong>Kennedy</strong> or his advisers seriously considered <strong>the</strong> possibility of kill<strong>in</strong>gany of <strong>the</strong> numerous leaders, <strong>in</strong>clud<strong>in</strong>g Gizenga, Tshombe or Ileo, who caused <strong>the</strong> UnitedStates trouble from time to time. <strong>The</strong> CIA did not even <strong>in</strong>form <strong>Kennedy</strong> of its old planswhen his <strong>Adm<strong>in</strong>istration</strong> took office <strong>in</strong> January 1961, even though Lumumba was <strong>in</strong>enemy hands by that po<strong>in</strong>t. Indeed, <strong>the</strong> CIA was not particularly active <strong>in</strong> <strong>the</strong> <strong>Congo</strong>dur<strong>in</strong>g <strong>Kennedy</strong>’s presidency, despite his eagerness to use <strong>the</strong>ir skills <strong>in</strong> o<strong>the</strong>r crisis areas.It should be noted that <strong>the</strong> CIA has sometimes been implicated <strong>in</strong> <strong>the</strong> plane crash thatkilled Dag Hammarskjold <strong>in</strong> September 1961, but such accounts are not credible.At first glance, it is difficult to know what to make of this major discrepancy <strong>in</strong><strong>Congo</strong> policy between two <strong>Adm<strong>in</strong>istration</strong>s whose objectives will be shown to have beenso similar. <strong>Kennedy</strong>, after all, demonstrated a will<strong>in</strong>gness to use assass<strong>in</strong>ation to dealwith problematic leaders <strong>in</strong> Cuba and South Vietnam. One must come to <strong>the</strong> conclusionthat <strong>Kennedy</strong> eschewed politically-motivated murder <strong>in</strong> <strong>the</strong> <strong>Congo</strong> not out a sense ofmorality, but because it did not fit his needs. <strong>The</strong> situation was dramatically differentwhen <strong>the</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong> took office, as Lumumba had been taken prisoner,and, it was later revealed, killed, just before <strong>Kennedy</strong>’s Inauguration. <strong>The</strong> United Statesemerged largely unsca<strong>the</strong>d after <strong>the</strong> revelation of Lumumba’s death, but more suspiciousdeaths would have undoubtedly <strong>in</strong>creased scrut<strong>in</strong>y of American actions. 52 This was anunacceptable situation for a President whose reputation was based on <strong>the</strong> support of o<strong>the</strong>rAfrican states.<strong>The</strong> situation changed dramatically on September 5, although it was notimmediately clear what effect <strong>the</strong> shift would have on U.S. <strong>in</strong>terests. President Kasavubu52 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 23632


took to <strong>the</strong> airwaves to dismiss Prime M<strong>in</strong>ister Lumumba, who had “betrayed his trust.” 53<strong>The</strong> key factor <strong>in</strong> Kasavubu’s action was that Lumumba had secured ten Soviet airplanesto use <strong>in</strong> his campaign aga<strong>in</strong>st Katanga, an action which <strong>the</strong> President felt underm<strong>in</strong>ed <strong>the</strong><strong>in</strong>ternational position of <strong>the</strong> <strong>Congo</strong>. Kasavubu <strong>the</strong>n charged Joseph Ileo, <strong>the</strong> President of<strong>the</strong> Senate, with <strong>the</strong> formation of a new government. Lumumba responded almostimmediately, with his own radio address which denied that <strong>the</strong> President was empoweredto dismiss him and rem<strong>in</strong>ded listeners that Kasavubu only held his position because of <strong>the</strong>electoral victory of Lumumba’s MNC party. Lumumba accused Kasavubu of “hightreason” as part of a “plot mounted by Belgian and French imperialists,” and declaredthat Kasavubu’s functions as head of state would be assumed by Parliament. 54 It is worthnot<strong>in</strong>g that <strong>the</strong> Constitution which <strong>the</strong> <strong>Congo</strong> <strong>in</strong>herited from Belgium does provide for<strong>the</strong> President to dismiss <strong>the</strong> Prime M<strong>in</strong>ister at his discretion. 55This confus<strong>in</strong>g back-and-forth was complicated by <strong>the</strong> fact that <strong>the</strong> U.N. was <strong>in</strong><strong>the</strong> process of chang<strong>in</strong>g its primary representative <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. <strong>The</strong> U.N. had never<strong>in</strong>tended that Ralph Bunche would rema<strong>in</strong> <strong>in</strong> Leopoldville <strong>in</strong>def<strong>in</strong>itely, and he was to bereplaced by Rajeshwar Dayal, a diplomat from non-aligned India and a favorite of PrimeM<strong>in</strong>ister Jawaharlal Nehru. Dayal arrived on September 6 with serious doubts as to <strong>the</strong>legality of Kasavubu’s actions, but he was not yet <strong>in</strong> charge of U.N. operations <strong>in</strong> <strong>the</strong><strong>Congo</strong>. That job was held on a temporary basis by Andrew Cordier, executive assistant to<strong>the</strong> Secretary-General, who was among many U.N. officials relieved to see Lumumbapotentially be<strong>in</strong>g replaced. Cordier took <strong>the</strong> extraord<strong>in</strong>ary step of us<strong>in</strong>g U.N. soldiers to53 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 7154 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 71-255 Memo to <strong>Kennedy</strong> on Legal and Constitutional Positions of Kasavubu and Lumumba, President’s OfficeFiles, Box 114, Folder 733


occupy and hold both <strong>the</strong> airport and <strong>the</strong> radio station <strong>in</strong> Leopoldville, thus deny<strong>in</strong>g <strong>the</strong>iruse to both Kasavubu and Lumumba. Cordier’s move only appeared to be neutral,however, s<strong>in</strong>ce he was aware that <strong>the</strong> lack of access would damage Lumumba’s causemore; Kasavubu could use Radio Brazzaville across <strong>the</strong> <strong>Congo</strong> River and his supporterswere concentrated around <strong>the</strong> capital, not <strong>in</strong> far-off Stanleyville, a plane ride away. 56 <strong>The</strong>decision not only provided ammunition to claims from <strong>the</strong> Soviet Union or from Africanstates that <strong>the</strong> U.N. was work<strong>in</strong>g to overturn Lumumba’s election, but it also served toestablish a stalemate between Leopoldville and Stanleyville that would last almost a year.Although Lumumba was not <strong>in</strong> a position to resolve <strong>the</strong> conflict, he beganreceiv<strong>in</strong>g widespread support, both from <strong>the</strong> <strong>Congo</strong>lese Parliament and from o<strong>the</strong>r<strong>in</strong>dependent states of Africa. <strong>The</strong> most prom<strong>in</strong>ent among those was Ghana, whocontributed <strong>the</strong> most significant number of troops, which President Kwame Nkrumahthreatened to withdraw if Lumumba was prevented from us<strong>in</strong>g <strong>the</strong> radio station. 57 Dayalalso worked to improve Lumumba’s position after he took over from Cordier onSeptember 8, quickly reopen<strong>in</strong>g <strong>the</strong> radio station and allow<strong>in</strong>g civilian traffic at <strong>the</strong>airport.Meanwhile, <strong>the</strong> Americans were sour<strong>in</strong>g on Kasavubu almost as fast as <strong>the</strong>y haddone with Lumumba. <strong>The</strong> President met with Ambassador Timberlake and AverellHarriman, <strong>in</strong> Africa on a fact-f<strong>in</strong>d<strong>in</strong>g mission for <strong>the</strong> <strong>Kennedy</strong> campaign, on September9. Harriman expressed his concern that Lumumba had won victories <strong>in</strong> Parliament, and“declared anti-Lumumba forces had to have courage to stand up and be counted and notcollapse as <strong>the</strong>y appeared to have done <strong>in</strong> Senate…such parliamentary victory <strong>in</strong>dicated56 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 7557 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 8634


to outside world that Lumumba was be<strong>in</strong>g supported by government.” 58 Timberlake wasparticularly unimpressed by Kasavubu’s weak responses to his and Harriman’s questionsabout how to extend his control given <strong>the</strong> circumstances. At one po<strong>in</strong>t, Kasavubu turnedback on <strong>the</strong> questioner to ask for advice, and at o<strong>the</strong>r he was “vague and could only stateright was on his side.” 59It is tell<strong>in</strong>g that <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong> allowed such access to Harriman,even allow<strong>in</strong>g him to participate <strong>in</strong> discussions between an Ambassador and a foreignhead of state. Harriman was, after all, work<strong>in</strong>g for Eisenhower’s Democratic rival andhad run for president as a Democrat <strong>in</strong> both 1952 and 1956. A memo to Eisenhower,prepared by <strong>the</strong> President’s Assistant Staff Secretary and son, John S.D. Eisenhower, uses<strong>in</strong>formation reported by Harriman as valuable <strong>in</strong>telligence on <strong>the</strong> country: “Harriman’stalks with <strong>Congo</strong>lese leaders conv<strong>in</strong>ce him that we can expect little if anyth<strong>in</strong>g to be done<strong>in</strong> parliamentary form aga<strong>in</strong>st Lumumba.” 60 This can perhaps be seen as a sign of a lesspolarized political elite <strong>in</strong> 1960, but it is also compell<strong>in</strong>g evidence of <strong>the</strong> similarity of <strong>the</strong>outlook of Eisenhower and <strong>Kennedy</strong>, as both leaders used <strong>the</strong> same evidence, ga<strong>the</strong>reddur<strong>in</strong>g Harriman’s 1960 tour of Africa, to guide <strong>the</strong>ir th<strong>in</strong>k<strong>in</strong>g. Ano<strong>the</strong>r exampledemonstrat<strong>in</strong>g this pr<strong>in</strong>ciple is Henry Cabot Lodge, Jr., who ran aga<strong>in</strong>st <strong>Kennedy</strong> first fora U.S. Senate seat from Massachusetts <strong>in</strong> 1952, and <strong>the</strong>n as Richard Nixon’s vicepresidentialcandidate <strong>in</strong> 1960. As Eisenhower’s Ambassador to <strong>the</strong> United Nations, heplayed a major role <strong>in</strong> how <strong>the</strong> U.N. responded to <strong>the</strong> <strong>Congo</strong> Crisis, but <strong>Kennedy</strong> wouldsoon choose him to be Ambassador to South Vietnam, where his criticism of Ngo D<strong>in</strong>hDiem encouraged <strong>Kennedy</strong> to support his overthrow <strong>in</strong> 1963. With <strong>the</strong> same men58 Telegram from Timberlake to State Department, FRUS, 1958-1960, 14:47159 Telegram from Timberlake to State Department, FRUS, 1958-1960, 14:47160 Paper Prepared by John S.D. Eisenhower, FRUS, 1958-1960, 14:48635


advis<strong>in</strong>g both Eisenhower and <strong>Kennedy</strong>, it is unlikely that <strong>the</strong>ir foreign policies wouldend up be<strong>in</strong>g dramatically different.Once Harriman left to deliver his report to <strong>Kennedy</strong>, Timberlake’s frustrationwith Kasavubu boiled over, and he stated th<strong>in</strong>gs more forcefully with a spectacularlymixed metaphor. “Kasavubu acts more like a vegetable every day while Lumumbacont<strong>in</strong>ues display brilliant broken field runn<strong>in</strong>g. In spite number of constructivesuggestions given Kasavubu and Ileo, <strong>the</strong>y seem <strong>in</strong>capable of any actions even when <strong>the</strong>yhave situation literally <strong>in</strong> hand.” 61 Lumumba had demonstrated that ability to respond to<strong>the</strong> unexpected when he had been arrested and briefly held by army officers who calledfor his resignation. Upon his release, he returned to Parliament, where he was grantedspecial powers <strong>in</strong> a jo<strong>in</strong>t meet<strong>in</strong>g of both houses. His opponents noted that most of <strong>the</strong>opposition was absent and that armed pro-Lumumba forces <strong>in</strong>side <strong>the</strong> build<strong>in</strong>g served to<strong>in</strong>timidate those who were present. In response, Kasavubu adjourned Parliament for amonth and declared its actions illegal.Events <strong>in</strong> <strong>the</strong> <strong>Congo</strong> took ano<strong>the</strong>r unexpected turn on <strong>the</strong> night of September 14,when <strong>the</strong> chief of staff of <strong>the</strong> army, Colonel Joseph Mobutu, declared that <strong>the</strong> armywould be tak<strong>in</strong>g power. International observers had not pegged Mobutu as a possibleleader up to this po<strong>in</strong>t, and he was known more as a lackey of Lumumba than as an<strong>in</strong>dependent th<strong>in</strong>ker. 62 As part of this move, he expla<strong>in</strong>ed that he was neutraliz<strong>in</strong>gKasavubu and Lumumba, and would ask <strong>the</strong> first generation of <strong>Congo</strong>lese students to goabroad for university study to return home and run <strong>the</strong> country <strong>in</strong> a nonpartisan fashionthrough <strong>the</strong> end of <strong>the</strong> year. Most crucially <strong>in</strong> American eyes, Mobutu expelled <strong>the</strong>61 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 8762 Kalb, 13436


embassies of <strong>the</strong> U.S.S.R. and Czechoslovakia, end<strong>in</strong>g diplomatic relations between <strong>the</strong><strong>Congo</strong> and <strong>the</strong> Eastern Bloc. In this action, Mobutu showcased a pro-Western bent thathad made <strong>the</strong> CIA notice him and encourage his coup.Mobutu’s coup escalated a war of words between <strong>the</strong> United States and <strong>the</strong> SovietUnion. Eisenhower had previously made a public statement that “<strong>the</strong> United Statesdeplores <strong>the</strong> unilateral action of <strong>the</strong> Soviet Union <strong>in</strong> supply<strong>in</strong>g aircraft and o<strong>the</strong>requipment for military purposes to <strong>the</strong> <strong>Congo</strong>.” He added that <strong>the</strong> U.N.’s objectives were“threatened by <strong>the</strong> Soviet action, which seems to be motivated entirely by <strong>the</strong> SovietUnion’s political designs <strong>in</strong> Africa.” 63 Khrushchev lambasted <strong>the</strong> West when he came toNew York to address <strong>the</strong> General Assembly on September 23, accus<strong>in</strong>g <strong>the</strong> “colonialists”of resort<strong>in</strong>g “to every possible means of overthrow<strong>in</strong>g that Government. <strong>The</strong>y set out tosecure <strong>the</strong> establishment of a puppet government.” 64<strong>The</strong> controversy between <strong>the</strong> Kasavubu and Lumumba factions cont<strong>in</strong>ued withoutreal resolution, despite Mobutu’s desire to neutralize all <strong>in</strong>volved parties, until November8, when President Kasavubu made his own address at <strong>the</strong> General Assembly. Claim<strong>in</strong>g hewas <strong>the</strong> sole legal ruler of <strong>the</strong> Republic of <strong>the</strong> <strong>Congo</strong>, Kasavubu proclaimed his authorityto name <strong>the</strong> country’s delegation to <strong>the</strong> U.N., a maneuver that <strong>the</strong> United States stronglysupported. On November 22, <strong>the</strong> General Assembly voted narrowly to seat Kasavubu’sdelegation, mark<strong>in</strong>g a major blow for Lumumba and <strong>the</strong> Soviets. 65 His rival wasacknowledged as <strong>the</strong> rightful leader of <strong>the</strong> country, and so Lumumba made <strong>the</strong>extraord<strong>in</strong>ary move of leav<strong>in</strong>g U.N. protection <strong>in</strong> Leopoldville to drum up support <strong>in</strong>Stanleyville. For four days after he snuck past <strong>the</strong> U.N. l<strong>in</strong>es on November 27, no one63 Qtd. <strong>in</strong> Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 11364 Qtd. <strong>in</strong> Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 12165 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 15537


was able to locate Lumumba, even as <strong>the</strong> U.S. scrambled to stop him from sett<strong>in</strong>g up arival government <strong>in</strong> Orientale Prov<strong>in</strong>ce. On December 2, <strong>the</strong> <strong>Congo</strong>lese Army announcedthat it had captured Lumumba and a group of his supporters <strong>in</strong> Kasai. He was returned toLeopoldville, show<strong>in</strong>g clear evidence of hav<strong>in</strong>g been beaten, and <strong>the</strong>n attacked aga<strong>in</strong> byangry troops, all <strong>in</strong> front of a group of news reporters. Timberlake expressed concernsmostly about <strong>the</strong> public relations aspect of such a spectacle. General Carl von Horn, headof U.N. forces <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, summed up <strong>the</strong> U.N. reaction thusly, “A small m<strong>in</strong>oritywere pla<strong>in</strong>ly alarmed and dismayed. But most of us felt quite rightly that <strong>the</strong>re was now agenu<strong>in</strong>e chance of <strong>the</strong> <strong>Congo</strong> return<strong>in</strong>g to some degree of tranquility.” 66 This k<strong>in</strong>d ofreaction to <strong>the</strong> public beat<strong>in</strong>g of a national leader, by <strong>the</strong> head of a U.N. operation,demonstrates <strong>the</strong> depth of discontent aga<strong>in</strong>st Lumumba by this po<strong>in</strong>t.With Lumumba <strong>in</strong>carcerated, Anto<strong>in</strong>e Gizenga, <strong>the</strong> disciple of Lumumba andformer Deputy Prime M<strong>in</strong>ister, announced that he considered <strong>the</strong> legal government of <strong>the</strong><strong>Congo</strong> to reside with him <strong>in</strong> Stanleyville, <strong>in</strong> <strong>the</strong> Lumumbist stronghold of OrientaleProv<strong>in</strong>ce. On December 25, forces from Stanleyville seized a garrison <strong>in</strong> Kivu andclaimed control of <strong>the</strong> prov<strong>in</strong>cial government. In early January of 1961 <strong>the</strong>y went evenfur<strong>the</strong>r south, seiz<strong>in</strong>g <strong>the</strong> town of Manono <strong>in</strong> Katanga after jo<strong>in</strong><strong>in</strong>g forces with local anti-Tshombe troops. Nei<strong>the</strong>r <strong>the</strong> soldiers led by Mobutu nor <strong>the</strong> U.N. forces demonstratedany <strong>in</strong>terest <strong>in</strong> challeng<strong>in</strong>g <strong>the</strong>se moves for almost a year.Meanwhile, Lumumba was be<strong>in</strong>g held at <strong>the</strong> army facility <strong>in</strong> Thysville, near <strong>the</strong>capital and <strong>the</strong> site of <strong>the</strong> <strong>in</strong>itial mut<strong>in</strong>y of <strong>the</strong> Force Publique that had set off <strong>the</strong> crisis.On January 13, <strong>the</strong> garrison at Thysville mut<strong>in</strong>ied once aga<strong>in</strong>, this time with demands ofbetter pay. Lumumba was even freed for a matter of hours, but opted to return to captivity66 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 16338


a<strong>the</strong>r than take a m<strong>in</strong>isterial post <strong>in</strong> Ileo’s government. 67 Kasavubu was able to stifle <strong>the</strong>revolt with <strong>the</strong> promise of a major pay raise, but he was understandably concerned thathis charismatic rival was be<strong>in</strong>g held by potentially disloyal soldiers. As such, he orderedLumumba moved to Elisabethville on January 17. <strong>The</strong> scene when <strong>the</strong> plane landed <strong>in</strong>Katanga was grim: six U.N. soldiers from Sweden stood on guard at <strong>the</strong> airport, notact<strong>in</strong>g when over one hundred Katangese troops surrounded <strong>the</strong> airplane that had carriedLumumba. Three bl<strong>in</strong>dfolded prisoners, <strong>in</strong>clud<strong>in</strong>g <strong>the</strong> deposed Prime M<strong>in</strong>ister,disembarked, be<strong>in</strong>g abused by <strong>the</strong> Katangese forces as Belgian officers looked on. AU.N. <strong>in</strong>vestigation later concluded that Lumumba was probably killed that night as hearrived <strong>in</strong> Elisabethville, but Tshombe cont<strong>in</strong>ued to act as if he was hold<strong>in</strong>g Lumumba asa captive until February 13.Between Lumumba’s <strong>in</strong>itial capture on December 2, 1960 and <strong>the</strong> announcementof his death on February 13, 1961, <strong>the</strong> framework for American response changed. JohnF. <strong>Kennedy</strong> was <strong>in</strong>augurated as President on January 20, 1961, yet at that po<strong>in</strong>t he and <strong>the</strong>members of his <strong>Adm<strong>in</strong>istration</strong> naturally believed Lumumba to be alive. Thus, <strong>the</strong> actionsof <strong>the</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong> dur<strong>in</strong>g its transition period and first month <strong>in</strong> officeprovide valuable <strong>in</strong>sights <strong>in</strong>to <strong>the</strong>ir views of Lumumba and <strong>the</strong> threat he may have posedto U.S. <strong>in</strong>terests. <strong>Kennedy</strong>’s Task Force on Africa, writ<strong>in</strong>g dur<strong>in</strong>g this period, concludedthat “currently <strong>the</strong>re is no viable alternative to <strong>the</strong> Kasavubu-Mobutu regime.” 68 <strong>The</strong>Task Force also simplified <strong>the</strong> Kasavubu-Lumumba schism:In terms of contemporary African political issues, Kasavubu has come tosymbolize <strong>the</strong> follow<strong>in</strong>g: federal government based on tribalism; cooperation withBelgium; resistance to <strong>the</strong> Soviet bloc; suspicion of <strong>the</strong> Nkrumah approach topan-Africanism. Lumumba, <strong>in</strong> turn, has symbolized: unitary government based on67 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 18468 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 239


centralism; hostility to Belgium; a will<strong>in</strong>gness to accept strong Soviet support;warm approval for <strong>the</strong> pan-African ideal. 69Of course, Kasavubu represented only <strong>the</strong> positions that <strong>the</strong> U.S. would support. G.Mennen Williams expla<strong>in</strong>ed that <strong>the</strong> situation represented <strong>the</strong> worst nightmare for U.S.<strong>in</strong>terests: “<strong>The</strong> consolidation of Gizenga’s power <strong>in</strong> Orientale prov<strong>in</strong>ce confronted <strong>the</strong>U.S. with a danger of ‘separatism’ <strong>in</strong> <strong>the</strong> <strong>Congo</strong> which was, this time, not anti-Lumumbaand anti-Communist (as <strong>in</strong> Katanga and Kasai) but pro-Lumumba and Communistsupported.”70<strong>The</strong> members of <strong>the</strong> Task Force mirrored Allen Dulles’ language about <strong>the</strong>permanence of Lumumba’s threat. “As long as he is alive, Lumumba promises to be aforce to reckon with.” 71 <strong>The</strong> conundrum of America’s <strong>Congo</strong> policy was appropriatelysummed by an official at <strong>the</strong> State Department’s <strong>Congo</strong> Desk <strong>in</strong> January 1961. “We darenot accept new elections <strong>in</strong> <strong>the</strong> <strong>Congo</strong>…We dare not accept <strong>the</strong> convocation of <strong>the</strong>Parliament…We dare not even see Lumumba <strong>in</strong>cluded <strong>in</strong> a coalition government for fearthat he could come to dom<strong>in</strong>ate <strong>the</strong> cab<strong>in</strong>et. For a country that subscribes to <strong>the</strong>democratic creed, this is a remarkable predicament.” 72 And <strong>the</strong> predicament would nowrest on John F. <strong>Kennedy</strong>’s shoulders.69 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 270 Analytical Chronology 1/25/61, President’s Office Files, Box 114, Folder 1471 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 272 Qtd. <strong>in</strong> Mahoney, JFK: Ordeal <strong>in</strong> Africa, 3440


Chapter Two:LEOPOLDVILLEEvents <strong>in</strong> <strong>the</strong> first month of 1961 might have prompted outside observers topredict a dramatically different course for <strong>the</strong> U.S. <strong>in</strong> <strong>the</strong> <strong>Congo</strong> go<strong>in</strong>g forward. <strong>The</strong>leadership situations of both nations changed with <strong>the</strong> election of John F. <strong>Kennedy</strong> and<strong>the</strong> assass<strong>in</strong>ation of Patrice Lumumba, <strong>in</strong> all likelihood tak<strong>in</strong>g place just a few days apart<strong>in</strong> January 1961, seem<strong>in</strong>g to reshape <strong>the</strong> landscape <strong>in</strong> <strong>the</strong> <strong>Congo</strong> fundamentally. Yetbetween January and August 1961, <strong>the</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong> followed <strong>in</strong> <strong>the</strong> footstepsof its predecessor by misjudg<strong>in</strong>g communist (and particularly Soviet) strength, fail<strong>in</strong>g toconfront Belgium and, most crucially, dictat<strong>in</strong>g from Wash<strong>in</strong>gton which candidate shouldtake over <strong>the</strong> leadership of <strong>the</strong> <strong>Congo</strong>. <strong>The</strong>se moves demonstrate that <strong>the</strong> primary concernof <strong>the</strong> United States throughout this period was its own <strong>in</strong>terest, no matter who wasserv<strong>in</strong>g as its president.<strong>The</strong> fact that <strong>the</strong> transition of power <strong>in</strong> both <strong>the</strong> United States and <strong>the</strong> <strong>Congo</strong> didnot lead to major changes bears explanation. As <strong>Kennedy</strong>’s Task Force on Africa toldhim, “<strong>the</strong> advent of a new <strong>Adm<strong>in</strong>istration</strong>” marked an excellent chance to reevaluate U.S.41


policy <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. 1 That is especially true as <strong>the</strong> death of Lumumba, beloved by veryfew of <strong>the</strong> Westerners who came <strong>in</strong>to contact with him, should have allowed <strong>Kennedy</strong> tochart a new path free of <strong>the</strong> perceived threat of a Lumumbist state <strong>in</strong> <strong>the</strong> heart of Africa.Yet <strong>the</strong> expulsion of Soviet diplomats and <strong>the</strong> murder of <strong>the</strong> lead<strong>in</strong>g radical voice <strong>in</strong> <strong>the</strong><strong>Congo</strong> did little to assuage fears of a communist takeover. Frustrat<strong>in</strong>g communistadvances was still <strong>the</strong> primary goal of America’s policy toward <strong>the</strong> <strong>Congo</strong>.<strong>The</strong> similarities are even more surpris<strong>in</strong>g consider<strong>in</strong>g that <strong>the</strong> two <strong>Adm<strong>in</strong>istration</strong>sarrived at <strong>the</strong>ir policies from different precedents that <strong>the</strong>y simply elided <strong>in</strong>to a s<strong>in</strong>glethreat: Eisenhower’s advisers feared <strong>the</strong> specter of communism <strong>in</strong> Europe, while<strong>Kennedy</strong>’s saw it advanc<strong>in</strong>g <strong>in</strong> <strong>the</strong> develop<strong>in</strong>g world. 2 In respond<strong>in</strong>g to <strong>the</strong> <strong>Congo</strong>, topgovernment officials found precedent for <strong>the</strong> situation <strong>the</strong>re <strong>in</strong> nations that had beenvictim to communist <strong>in</strong>surgents (Czechoslovakia or Greece for Eisenhower’s men, Laosand Cuba for <strong>the</strong> younger generation), perhaps not even consider<strong>in</strong>g that <strong>the</strong>re wasvirtually no Eastern Bloc presence <strong>in</strong> <strong>the</strong> <strong>Congo</strong> after <strong>the</strong> ascent of Mobutu. Even thisdist<strong>in</strong>ction might have led to a different perspective on <strong>the</strong> <strong>Congo</strong>, a state where <strong>the</strong>radical elements were not directed from Moscow as <strong>the</strong>y had been <strong>in</strong> Eastern Europe, yetAmerican officials once aga<strong>in</strong> imag<strong>in</strong>ed communism as monolithic. On <strong>the</strong> eve of his<strong>in</strong>auguration, <strong>Kennedy</strong>’s advisers <strong>in</strong> <strong>the</strong> Task Force on Africa looked at <strong>the</strong> Sovietstrategy “to pull a grow<strong>in</strong>g number of African states toward pro-Bloc neutralism…<strong>the</strong>Bloc will <strong>in</strong>tervene whenever opportunities develop to disrupt exist<strong>in</strong>g relationshipsbetween African states and <strong>the</strong> West, and to support dissident or radical leaders.” 3 This1 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 22 Stephen R. Weissman, American Foreign Policy <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, 1960-1964 (Ithaca, NY: CornellUniversity Press, 1974), 1343 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 242


assessment is valid, but it had little relevance to <strong>the</strong> new situation <strong>in</strong> <strong>the</strong> <strong>Congo</strong> anddemonstrated a dangerous way of th<strong>in</strong>k<strong>in</strong>g about neutralism, which closely resembledSecretary of State John Foster Dulles’ previous judgment, <strong>in</strong> 1956, that neutralism <strong>in</strong> <strong>the</strong>develop<strong>in</strong>g world was “a transitional stage to communism.” 4In <strong>the</strong>ir aforementioned report, dated December 30, 1960, <strong>the</strong> members of <strong>the</strong>Task Force concluded that “<strong>the</strong> Soviet Union is ready to give unilateral assistance (quiteapart from <strong>the</strong> UN) to any regime friendly to its advances. It is probably giv<strong>in</strong>gsubstantial aid to <strong>the</strong> pro-Lumumba government <strong>in</strong> Stanleyville.” 5 However, Sovietsources reveal that Khrushchev refused to provide aid to Gizenga after Lumumba’simprisonment despite frantic requests for “direct Soviet <strong>in</strong>terference.” On December 14,1960, only days after sett<strong>in</strong>g up his government <strong>in</strong> Stanleyville, Gizenga asked <strong>the</strong>Soviets “immediately, without delay, to help us <strong>in</strong> military equipment and foodstuffs,” as“Stanleyville Prov<strong>in</strong>ce is <strong>in</strong> serious danger.” 6 Not receiv<strong>in</strong>g a satisfactory response, asubsequent telegram called out <strong>the</strong> Russians for <strong>the</strong>ir “passivity” and asked “Why can <strong>the</strong>USSR not help <strong>the</strong> legitimate and democratic government that enjoys <strong>the</strong> support of <strong>the</strong><strong>Congo</strong>lese?” 7 One can understand why <strong>the</strong> Task Force would have expected cont<strong>in</strong>uedSoviet <strong>in</strong>volvement, s<strong>in</strong>ce <strong>the</strong>y did not have access to <strong>the</strong>se reveal<strong>in</strong>g exchanges, but <strong>in</strong>overestimat<strong>in</strong>g <strong>the</strong> danger of communist takeover, <strong>the</strong>y were just cont<strong>in</strong>u<strong>in</strong>g <strong>the</strong> mistakesof <strong>the</strong> previous <strong>Adm<strong>in</strong>istration</strong>.<strong>The</strong> first months of 1961 also saw <strong>the</strong> United States cont<strong>in</strong>ue its policy of timidlyexpress<strong>in</strong>g dissatisfaction with Belgium for keep<strong>in</strong>g so many of its advisers <strong>in</strong> Katanga.4 Qtd. <strong>in</strong> Thomas J. Noer, “New <strong>Frontier</strong>s and Old Priorities <strong>in</strong> Africa,” <strong>in</strong> <strong>Kennedy</strong>’s Quest for Victory:American Foreign Policy, 1961-1963 (New York: Oxford University Press, 1989), 2555 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 26 Qtd. <strong>in</strong> Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 1277 Qtd. <strong>in</strong> Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 12943


George Allen, Assistant Secretary of State under Eisenhower, had stated <strong>in</strong> 1956 that “allof <strong>the</strong> so-called colonial powers are our friends <strong>in</strong> <strong>the</strong> worldwide contest between <strong>the</strong>Free and Communist worlds.” 8 While largely true, it is a problematic statement,reflect<strong>in</strong>g a worldview dest<strong>in</strong>ed to alienate <strong>the</strong> emerg<strong>in</strong>g nations of Africa aga<strong>in</strong>st <strong>the</strong>Eisenhower <strong>Adm<strong>in</strong>istration</strong>. It is just ano<strong>the</strong>r rem<strong>in</strong>der why so many <strong>in</strong> Africa were gladto see <strong>Kennedy</strong>, who had so effectively scored po<strong>in</strong>ts aga<strong>in</strong>st <strong>the</strong> Republicans for <strong>the</strong>irrecord on <strong>the</strong> cont<strong>in</strong>ent, take over as leader of <strong>the</strong> free world. Unfortunately, <strong>the</strong> <strong>Kennedy</strong><strong>Adm<strong>in</strong>istration</strong> did not live up to <strong>the</strong> hopes for a New <strong>Frontier</strong> <strong>in</strong> Africa. In <strong>the</strong> months ofFebruary to May 1961, <strong>Kennedy</strong> allowed <strong>the</strong> situation <strong>in</strong> <strong>the</strong> <strong>Congo</strong> to play out, whileexpress<strong>in</strong>g reluctance to upset NATO allies <strong>in</strong> Brussels by push<strong>in</strong>g too hard on Katanga.It was only dur<strong>in</strong>g <strong>the</strong> summer, when <strong>the</strong> Belgians elected a new government thatrecognized <strong>the</strong> tide was turn<strong>in</strong>g aga<strong>in</strong>st Tshombe, that <strong>the</strong> U.N. began to take action withtacit American approval. 9Although <strong>Kennedy</strong> would later demonstrate his discomfort with a BelgiansupportedKatanga, he showed a will<strong>in</strong>gness to accept Tshombe’s unpopular secessionistregime <strong>in</strong> Elisabethville that belied his pre-<strong>in</strong>auguration reputation of strong opposition tocont<strong>in</strong>ued European imperialism <strong>in</strong> Africa. But, like <strong>the</strong>ir predecessors underEisenhower, officials <strong>in</strong> <strong>the</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong> were ready to deal with Tshombe,and even court him at times, because of <strong>the</strong> moderate, anti-radical presence that he couldprovide until <strong>the</strong> emergence of a permanent government acceptable to <strong>the</strong> U.S. It iscurious that his decision not to address <strong>the</strong> problem of Belgium and Katanga for so long,particularly after Tshombe was implicated <strong>in</strong> Lumumba’s murder, did not do more8 Qtd <strong>in</strong> Noer, “New <strong>Frontier</strong>s and Old Priorities <strong>in</strong> Africa,” 2559 Weissman, American Foreign Policy <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, 14744


damage to his reputation among Africans. This seem<strong>in</strong>g contradiction is best expla<strong>in</strong>edby <strong>Kennedy</strong>’s predecessor; Africa had frequently been ignored by Eisenhower, and <strong>the</strong>promise of a change under <strong>Kennedy</strong> was enough to excuse some early <strong>in</strong>decision <strong>in</strong> hisPresidency.Indeed, on most of <strong>the</strong> important issues faced by <strong>the</strong> United States <strong>in</strong> <strong>the</strong> <strong>Congo</strong>Crisis, <strong>the</strong> course charted by <strong>Kennedy</strong> and his State Department owed a great deal toEisenhower’s policies of <strong>the</strong> previous year. <strong>The</strong> similarities go beyond <strong>the</strong> shared fear ofLumumba and exaggerated concern about Soviet <strong>in</strong>tentions <strong>in</strong> <strong>the</strong> <strong>Congo</strong> or <strong>the</strong> mutualhesitance to place African concerns above European ones. Both Eisenhower and <strong>Kennedy</strong>determ<strong>in</strong>ed that American <strong>in</strong>terests would be best-served by choos<strong>in</strong>g a <strong>Congo</strong>lese PrimeM<strong>in</strong>ister based on U.S. criteria. While Eisenhower had refused tolerate Lumumba and<strong>in</strong>sisted on his replacement, by any means <strong>in</strong>clud<strong>in</strong>g murder, <strong>Kennedy</strong> was almost asdissatisfied with any of <strong>the</strong> potential leaders to be found <strong>in</strong> <strong>the</strong> <strong>Congo</strong>’s numerousfactions. <strong>Kennedy</strong>’s <strong>Adm<strong>in</strong>istration</strong> <strong>in</strong>stead spent months of effort to prop up CyrilleAdoula, pluck<strong>in</strong>g him from relative obscurity even though <strong>the</strong> several factions alreadyhad established leaders, of which Adoula was not one.Lumumba’s death had meant <strong>the</strong> destruction, at least for <strong>the</strong> foreseeable future, ofa unitary national party <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. Tshombe was still ensconced <strong>in</strong> Katanga,Lumumba’s successor Anto<strong>in</strong>e Gizenga had control of <strong>the</strong> country around Stanleyville,and <strong>the</strong> Kasavubu-Mobutu government rema<strong>in</strong>ed <strong>in</strong> power <strong>in</strong> Leopoldville, recognized by<strong>the</strong> U.N. as <strong>the</strong> legitimate government of <strong>the</strong> <strong>Congo</strong>. Ano<strong>the</strong>r prov<strong>in</strong>ce, South Kasai, hadalso declared <strong>in</strong>dependence under Albert Kalonji, but it lacked <strong>the</strong> political or militarystrength of <strong>the</strong> three ma<strong>in</strong> groups. <strong>The</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong>’s first goal was to45


identify an acceptable successor for Lumumba <strong>in</strong> order to restore national unity. <strong>The</strong>Task Force on Africa “<strong>in</strong>sisted on” a restored national government, based on <strong>the</strong> premisethat a solution that left Katanga to Belgian m<strong>in</strong><strong>in</strong>g <strong>in</strong>terests would not be “regarded as‘legitimate’ by many new African states.” 10 However, <strong>Kennedy</strong> proved reluctant toabandon <strong>the</strong> familiarity of Moise Tshombe’s <strong>in</strong>dependent Katanga.<strong>The</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong>’s choice for leadership, Cyrille Adoula, picked fromoutside <strong>the</strong> group of candidates already squabbl<strong>in</strong>g for power, reflected <strong>the</strong> same k<strong>in</strong>d ofdecision-mak<strong>in</strong>g that had predom<strong>in</strong>ated dur<strong>in</strong>g <strong>the</strong> Eisenhower years. Once aga<strong>in</strong>, <strong>the</strong>U.S. would value stability and perceived pro-American tendencies while disregard<strong>in</strong>g <strong>the</strong>fact that none of <strong>the</strong> numerous factions had coalesced around <strong>the</strong>ir candidate, mak<strong>in</strong>g <strong>the</strong>process of <strong>in</strong>stall<strong>in</strong>g him as Prime M<strong>in</strong>ister an especially arduous task. At <strong>the</strong> same time,one of <strong>the</strong> benefits of choos<strong>in</strong>g Adoula was that he was not so closely associated withKasavubu or with <strong>the</strong> United States as to provoke a negative reaction from <strong>the</strong>Lumumbists under Gizenga or <strong>the</strong> Katangese.<strong>The</strong> fragmentation of <strong>the</strong> <strong>Congo</strong> <strong>in</strong>to several factions was not new, however, and<strong>the</strong> search for a viable candidate to replace Lumumba had begun well before his death.But Eisenhower was not <strong>the</strong> only one to become fed up with Lumumba, as <strong>the</strong> PrimeM<strong>in</strong>ister had also succeeded <strong>in</strong> alienat<strong>in</strong>g <strong>the</strong> United Nations, play<strong>in</strong>g a crucial role try<strong>in</strong>gto broker peace <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. Lumumba’s <strong>in</strong>transigence regard<strong>in</strong>g <strong>the</strong> immediate end of<strong>the</strong> Katanga secession had caused irreparable harm <strong>in</strong> his relationship with U.N.Secretary-General Dag Hammarskjold. As early as August 1960, <strong>the</strong> U.S. and <strong>the</strong> U.N.had each privately expressed a desire to be rid of <strong>the</strong> meddlesome Lumumba and replacehim with whomever else <strong>the</strong>y could f<strong>in</strong>d.10 Report of Task Force on Africa, Pre-Presidential Files, Box 1073, Folder 246


U.S. Ambassador Clare Timberlake surveyed <strong>the</strong> national scene, only to discover“no one with national stature” as an alternative to Lumumba. He went on to describe <strong>the</strong>most likely candidate, Kasavubu, as “a political zero” and “naïve, not very bright, lazy.” 11At <strong>the</strong> same time, <strong>the</strong>re was grow<strong>in</strong>g animosity between Hammarskjold’s representativeRajeshwar Dayal and a number of <strong>in</strong>fluential parties <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, <strong>in</strong>clud<strong>in</strong>g foreigndiplomats like Timberlake and British Ambassador Ian Scott. Timberlake had earliercautioned his superiors at State not to acquiesce to <strong>the</strong> U.N. plan for an “acceleratedParliamentary solution <strong>in</strong> <strong>the</strong> <strong>Congo</strong>.” 12 Instead, <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong> wouldonly be will<strong>in</strong>g to consider a moderate, anti-communist government. Critically, both<strong>Adm<strong>in</strong>istration</strong>s discounted concerns about <strong>Congo</strong>lese self-determ<strong>in</strong>ation and afunctional state before fear of communist dom<strong>in</strong>ation, ei<strong>the</strong>r by <strong>the</strong> Soviets or by radicalelements <strong>in</strong> <strong>the</strong> <strong>Congo</strong> itself.As <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong> was leav<strong>in</strong>g office, with Lumumba imprisonedbut his death not yet announced, a Special National Intelligence Estimate found <strong>the</strong>situation to be very grim: “<strong>The</strong>re is no <strong>in</strong>dication that <strong>the</strong> <strong>Congo</strong> is develop<strong>in</strong>g a nationalleader, a national party, or a national consciousness. Political <strong>in</strong>stability on a grand scale,probably lead<strong>in</strong>g to <strong>in</strong>creased violence and o<strong>the</strong>r excesses, both organized anddisorganized, appears to be <strong>the</strong> most likely prospect for <strong>the</strong> <strong>Congo</strong> for some time tocome.” 13 In <strong>the</strong> early days of January, it seemed that <strong>the</strong> hoped-for round table conferenceto decide on a new direction might materialize, but Kasavubu and Tshombe could notagree on a location. As such, Timberlake suggested that <strong>the</strong> Kasavubu faction <strong>in</strong> <strong>the</strong>11 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 51-5212 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 14613 Special National Intelligence Estimate, FRUS, 1961-1963, 20:347


<strong>Congo</strong> could privately form a cab<strong>in</strong>et to put <strong>in</strong> place as soon as Parliament met aga<strong>in</strong>. 14Earlier <strong>in</strong> <strong>the</strong> process, when <strong>the</strong> U.S. and <strong>the</strong> U.N. first began to organize replacementsfor Lumumba <strong>in</strong> earnest, <strong>the</strong> consensus choice had been for Joseph Ileo to cont<strong>in</strong>ue on asPrime M<strong>in</strong>ister. By January, Timberlake was push<strong>in</strong>g for an alternative choice, laborleader Cyrille Adoula, but acknowledged that he did not have “broad political support.” 15It is worth not<strong>in</strong>g that Timberlake would declare that even <strong>the</strong> “most sympa<strong>the</strong>ticobservers know this country cannot govern itself <strong>in</strong> an <strong>in</strong>telligent fashion,” say<strong>in</strong>g that <strong>the</strong><strong>Congo</strong> was nowhere near achiev<strong>in</strong>g anyth<strong>in</strong>g o<strong>the</strong>r than a “façade of democracy.” 16 Hissuggestion was greeted with skepticism, as <strong>the</strong> State Department suggested ano<strong>the</strong>rcandidate, Just<strong>in</strong> Bomboko, while <strong>the</strong> revitalization of Ileo’s government, with aprom<strong>in</strong>ent military role for Mobutu, would be <strong>the</strong> back-up plan.Timberlake’s defense of Adoula was a masterpiece of mismatched and apparentlycontradictory pieces of advice for <strong>the</strong> State Department. He opens by express<strong>in</strong>g hissupport for Adoula, not<strong>in</strong>g he was just “as anti-Lumumbaist [sic] as <strong>the</strong> o<strong>the</strong>rs <strong>in</strong>clud<strong>in</strong>gBomboko, is energetic and has better general position among parliamentarians.” Next,Timberlake rem<strong>in</strong>ds <strong>the</strong> State Department of <strong>the</strong> limitations of America’s role. “In lastanalysis it will be Kasavubu and o<strong>the</strong>r <strong>Congo</strong>lese who should and will decide makeup,” acurious comment from someone who did not accept that <strong>the</strong> <strong>Congo</strong>lese could govern<strong>the</strong>mselves and had actively pushed his chosen candidate <strong>in</strong> <strong>the</strong> preced<strong>in</strong>g sentence. 17F<strong>in</strong>ally, Timberlake openly wondered whe<strong>the</strong>r a change of government would even be <strong>in</strong><strong>the</strong> United States’ <strong>in</strong>terest. He suggested that <strong>the</strong> Afro-Asian bloc <strong>in</strong> <strong>the</strong> United Nations14 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 17815 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 14516 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 14617 Telegram from Timberlake to State Department, FRUS, 1958-1960, 14:58648


would not respond any better to a new government without parliamentary legitimacy than<strong>the</strong>y had to <strong>the</strong> last one. He po<strong>in</strong>ts out that that “Mobutu and CNA represent onlyrelatively stable counter to return Lumumba at present and might have to assert<strong>the</strong>mselves aga<strong>in</strong> if moderates fail” and that he had no desire to weaken <strong>the</strong> Mobuturegime. 18 He ends by say<strong>in</strong>g that American officials have “cont<strong>in</strong>ued discussions withMobutu, Ileo, and o<strong>the</strong>rs” <strong>in</strong> order to set up a government acceptable to <strong>the</strong> United Statesand to <strong>the</strong> <strong>Congo</strong>lese Parliament. 19 It is difficult to say what Timberlake’s ultimate policyproscription is.Rusk would later give <strong>Kennedy</strong> a biographical sketch of Adoula that is useful <strong>in</strong>understand<strong>in</strong>g how American officials viewed him and why he was chosen as <strong>the</strong> bestcandidate.He is an <strong>in</strong>telligent and well-balanced moderate…A forceful and articulatespokesman for <strong>the</strong> <strong>Congo</strong>, Adoula is strongly anti-communist. He has talkedopenly with <strong>the</strong> American Embassy <strong>in</strong> Leopoldville, which considers him one of<strong>the</strong> best prospects for top leadership <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. He is one of <strong>the</strong> few lead<strong>in</strong>g<strong>Congo</strong>lese who does not depend considerably on foreign advisers. 20Rusk is also quick to note that Adoula was active <strong>in</strong> form<strong>in</strong>g <strong>the</strong> Mouvement National<strong>Congo</strong>lais, but had s<strong>in</strong>ce ended his relationship with Lumumba, someth<strong>in</strong>g sure to endearhim to many Americans.Although Lumumba’s murder did create an uncomfortable situation for <strong>the</strong> U.S.,with fr<strong>in</strong>ge elements <strong>in</strong> <strong>the</strong> <strong>Congo</strong> suspect<strong>in</strong>g not unreasonably that America had been<strong>in</strong>volved <strong>in</strong> <strong>the</strong> kill<strong>in</strong>g, nei<strong>the</strong>r <strong>the</strong> United States nor <strong>the</strong> United Nations saw <strong>the</strong>ircredibility significantly damaged <strong>in</strong> Africa. Both U.S. and U.N. strove to <strong>in</strong>sulate<strong>the</strong>mselves even fur<strong>the</strong>r by mov<strong>in</strong>g for immediate action on a U.N. Resolution on <strong>the</strong>18 Telegram from Timberlake to State Department, FRUS, 1958-1960, 14:58819 Telegram from Timberlake to State Department, FRUS, 1958-1960, 14:58820 Memo from Rusk to <strong>Kennedy</strong>, National Security Files, Box 27a, Folder: <strong>Congo</strong> General 5/61-9/6149


<strong>Congo</strong>. <strong>The</strong> Afro-Asian coalition of Ceylon, <strong>the</strong> U.A.R. and Liberia <strong>in</strong>troduced aresolution to give <strong>the</strong> U.N. greater authority to act <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. However, this draftresolution had some provisions with which <strong>the</strong> U.S. was uncomfortable. Chief among<strong>the</strong>se was its ban on foreign military personnel, but not materiel, a condition which <strong>the</strong>U.S. felt was directly unfairly towards Katanga, which needed greater Belgian troopstrength, and not aga<strong>in</strong>st possible shipment of Soviet Bloc arms to Stanleyville. <strong>The</strong>execution of Lumumba and o<strong>the</strong>r prisoners lent a sense of urgency to <strong>the</strong> SecurityCouncil meet<strong>in</strong>gs of February 1961 and prevented Adlai Stevenson from tak<strong>in</strong>g <strong>the</strong> timehe wanted to alter <strong>the</strong> resolution to more closely mirror American desires. 21 <strong>The</strong>resolution allowed for <strong>the</strong> “use of force, if necessary, <strong>in</strong> <strong>the</strong> last resort,” 22 a restrictionwhich Stevenson <strong>in</strong>terpreted to suit American <strong>in</strong>terests: “Clearly, this resolution meansthat force cannot be used until agreement has been sought by negotiation, conciliationand all o<strong>the</strong>r peaceful measures.” 23 His British counterpart, Sir Patrick Dean, went evenfur<strong>the</strong>r, say<strong>in</strong>g he understood that force could only be used “to prevent a clash betweenhostile <strong>Congo</strong>lese troops. <strong>The</strong>re can be no question of empower<strong>in</strong>g <strong>the</strong> United Nations touse its forces to impose a political settlement.” 24U.S. officials were quick to praise <strong>the</strong> effectiveness of <strong>the</strong> Resolution <strong>in</strong> mov<strong>in</strong>g<strong>the</strong> various anti-communist factions closer toge<strong>the</strong>r. Williams’ revised AnalyticalChronology noted “that <strong>the</strong> Security Council resolution of February 21 was br<strong>in</strong>g<strong>in</strong>g21 Analytical Chronology, National Security Files, Box 27a, Folder: Analytical Chronology of <strong>the</strong> <strong>Congo</strong>Crisis 3/9/6122 Ca<strong>the</strong>r<strong>in</strong>e Hoskyns, <strong>The</strong> <strong>Congo</strong>: A Chronology of Events, January 196-December 1961 (Fair Lawn, NJ:Oxford University Press, 1962), 3523 Analytical Chronology, National Security Files, Box 27a, Folder: Analytical Chronology of <strong>the</strong> <strong>Congo</strong>Crisis 3/9/6124 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 23650


about a greater degree of <strong>Congo</strong>lese unity.” 25 Williams attributed <strong>the</strong> agreement that “notonly Kasavubu, Ileo, Tshombe and Kalonji but also Gizenga” would attend a summit <strong>in</strong>Tanarive, Madagascar to <strong>the</strong> Resolution. He suggested that “<strong>the</strong> threat of disarmament of<strong>the</strong> <strong>Congo</strong>lese factions appeared to be impell<strong>in</strong>g <strong>the</strong>m to try to come to terms.” 26<strong>The</strong> Tananarive conference of March 8-12, organized by <strong>the</strong> participants<strong>the</strong>mselves and not by U.S. or U.N. representatives, did not end up <strong>in</strong>clud<strong>in</strong>g <strong>the</strong> presenceof Gizenga. Instead, Gizenga showed off his <strong>in</strong>stability and lack of political acumen bydenounc<strong>in</strong>g <strong>the</strong> meet<strong>in</strong>g after previously tell<strong>in</strong>g Dayal that he would attend. Tshombeheld sway amongst his supposed equals, with his significant m<strong>in</strong>eral wealth mak<strong>in</strong>g him<strong>the</strong> only leader with cash on hand, a tool which he used to successfully prevail upon <strong>the</strong>o<strong>the</strong>r leaders <strong>in</strong>to agree<strong>in</strong>g to a plan for a federal system with a much weaker centralgovernment. This system would be of greatest benefit to Katanga, with its unmatchedeconomic strength, but Timberlake rightly noted it was also “better adapted to tribalrealities.” 27Tshombe’s position, and <strong>the</strong> position of Katanga itself, was a precarious one.O<strong>the</strong>r African states, particularly <strong>the</strong> more radical group exemplified by Gu<strong>in</strong>ea andGhana, looked with suspicion upon <strong>the</strong> secession of Katanga and its cozy relationshipwith its former Belgian overlords. In a conversation with <strong>Kennedy</strong>, <strong>the</strong> leader ofNyasaland, Dr. Hast<strong>in</strong>gs K. Banda, expressed his feel<strong>in</strong>gs about Tshombe: “everyone <strong>in</strong>Africa knew he was a stooge of Belgian and o<strong>the</strong>r m<strong>in</strong><strong>in</strong>g <strong>in</strong>terests <strong>in</strong> Katanga. He had no25 Analytical Chronology, National Security Files, Box 27a, Folder: Analytical Chronology of <strong>the</strong> <strong>Congo</strong>Crisis 3/9/6126 Analytical Chronology, National Security Files, Box 27a, Folder: Analytical Chronology of <strong>the</strong> <strong>Congo</strong>Crisis 3/9/6127 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 24651


stand<strong>in</strong>g as an African leader.” 28 <strong>The</strong> American ambassador <strong>in</strong> Moscow characterizedKhrushchev’s assessment <strong>in</strong> much <strong>the</strong> same terms: “He seemed particularly bitterabout Tshombe, whom he characterized as stooge of Belgian m<strong>in</strong><strong>in</strong>g monopoly.” 29At <strong>the</strong> same time, American officials <strong>in</strong> both <strong>the</strong> Eisenhower and <strong>Kennedy</strong><strong>Adm<strong>in</strong>istration</strong>s looked favorably on Katanga, as its friendship with <strong>the</strong> West wasthought to guarantee a better position for <strong>the</strong> U.S. Eisenhower’s State Department hadworked with Belgium to provide suggestions for Tshombe to improve his <strong>in</strong>ternationalimage, by publiciz<strong>in</strong>g attempts to confer with o<strong>the</strong>r <strong>Congo</strong>lese leaders and by“m<strong>in</strong>imiz<strong>in</strong>g more visible aspects Belgian <strong>in</strong>fluence Katanga.” 30 Until later <strong>in</strong> 1961, <strong>the</strong>reaction of <strong>Kennedy</strong> officials rema<strong>in</strong>ed <strong>the</strong> same. Timberlake thought it better to focusfirst on end<strong>in</strong>g <strong>the</strong> Katanga secession, with <strong>the</strong> expectation that Gizenga would not beable to stand up to a united Leopoldville-Elisabethville bloc. As he puts it, “If that did notmake Gizenga realize his game was up and br<strong>in</strong>g him back, he would eventually be underpressure which I doubt he could long resist.” 31<strong>The</strong> rest of <strong>the</strong> <strong>Adm<strong>in</strong>istration</strong> did not agree with Timberlake’s assessment,however. With so much chaos <strong>in</strong> <strong>the</strong> rest of <strong>the</strong> <strong>Congo</strong>, and <strong>the</strong> United States dedicated toencourag<strong>in</strong>g Adoula’s candidacy, American officials did not focus attention on <strong>the</strong>relatively stable and prosperous Tshombe regime <strong>in</strong> Katanga, where <strong>the</strong> threat to stabilitywas more nebulous and long-term. <strong>Kennedy</strong> had already shown reluctance to upset <strong>the</strong>Belgians. <strong>The</strong> State Department realized that criticiz<strong>in</strong>g <strong>the</strong> Belgian military <strong>in</strong> Katangawould cause problems: “Ineluctably this will give us serious problems with Belgians and28 Memo of Conversation between <strong>Kennedy</strong> and Banda, FRUS, 1961-1963, 21:508-929 Telegram from U.S. Embassy <strong>in</strong> Moscow to State Department, FRUS, 1961-1963, 20:10130 Telegram from Canup to State Department, FRUS, 1958-1960, 14:51331 Telegram from Timberlake to State Department, FRUS, 1961-1963, 20:13152


will place yet ano<strong>the</strong>r stra<strong>in</strong> on NATO.” 32 Only when <strong>the</strong>se negotiations led to agovernment acceptable to Americans did U.S. and U.N. attention return to <strong>the</strong> problemscaused by Tshombe’s secession. A member of <strong>the</strong> National Security Council staffsummarized views expressed to him thusly. One might not like Tshombe, but “it washighly necessary that we be practical and realize that he is all we have; that <strong>the</strong>re will benoth<strong>in</strong>g after Tshombe goes.” 33Tshombe’s status among <strong>the</strong> o<strong>the</strong>r <strong>Congo</strong>lese leaders also began to falter after <strong>the</strong>Tananarive conference, with his compatriots recogniz<strong>in</strong>g <strong>the</strong> extent to which Tshombe’splan would underm<strong>in</strong>e <strong>the</strong>ir own power <strong>in</strong> <strong>the</strong> central government. <strong>The</strong> next summitmeet<strong>in</strong>g took place on April 24 <strong>in</strong> Coquilhatville <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, with Gizenga once aga<strong>in</strong>decl<strong>in</strong><strong>in</strong>g <strong>the</strong> <strong>in</strong>vitation to participate. <strong>The</strong> conference’s mandate was fur<strong>the</strong>r limitedwhen Tshombe left <strong>the</strong> conference two days later, conv<strong>in</strong>ced that <strong>the</strong> positions of o<strong>the</strong>rdelegates were firmly set aga<strong>in</strong>st him. In a rare show of unity, soldiers from bothLeopoldville and Stanleyville <strong>in</strong>tercepted him at <strong>the</strong> airport to prevent him from leav<strong>in</strong>g<strong>the</strong> conference without <strong>the</strong> various leaders com<strong>in</strong>g to an agreement. Tshombe’s status asa prisoner over <strong>the</strong> next few weeks rema<strong>in</strong>ed unclear, but it was very tell<strong>in</strong>g that he didnot return to Katanga <strong>in</strong> that time. It was not until May 7 that he was charged with hightreason, specifically for participat<strong>in</strong>g <strong>in</strong> Lumumba’s murder.<strong>The</strong> rema<strong>in</strong><strong>in</strong>g Katangese government, <strong>in</strong>clud<strong>in</strong>g Tshombe’s second-<strong>in</strong>-command,Interior M<strong>in</strong>ister Godefroid Munongo, sent a letter to <strong>Kennedy</strong> which rem<strong>in</strong>ded <strong>the</strong>President of his stated commitment to ‘Africa for <strong>the</strong> Africans.’ <strong>The</strong> letter requested that<strong>the</strong> United States be “faithful to its tradition of fight<strong>in</strong>g for liberty and respect for right”32 Telegram from Rusk to U.S. Embassy <strong>in</strong> Brussels, FRUS, 1961-1963, 20:7933 Memo from Samuel E. Belk to Walt Rostow, National Security Files, Box 27a, Folder: <strong>Congo</strong> General5/61-9/6153


and act to ensure Tshombe’s liberation “because only <strong>in</strong> this case can we resumenegotiations with leaders of o<strong>the</strong>r countries of former Belgian <strong>Congo</strong>.” 34 <strong>The</strong> U.S.government took <strong>the</strong> position that Katanga was not a recognized <strong>in</strong>dependent state, andthus did not reply.<strong>The</strong> United States was left <strong>in</strong> a difficult position, and followed <strong>the</strong> Eisenhowerpolicy of wait and see. Nei<strong>the</strong>r Stevenson nor <strong>the</strong> State Department would do anyth<strong>in</strong>g toencourage <strong>the</strong> release of Tshombe until <strong>the</strong> situation on <strong>the</strong> ground became clearer.Dur<strong>in</strong>g <strong>the</strong> same time that Tshombe was be<strong>in</strong>g arrested, Gizenga was mak<strong>in</strong>g steadyga<strong>in</strong>s <strong>in</strong> strength. Gizenga had promised to attend any reconven<strong>in</strong>g of Parliament <strong>in</strong>which his security was guaranteed by U.N. forces, but some officials saw this as a meansof stall<strong>in</strong>g for time, particularly after he had reversed his position on Tananarive.Kasavubu forced Gizenga’s hand on May 12, announc<strong>in</strong>g an imm<strong>in</strong>ent Parliamentarysession <strong>in</strong> Leopoldville under U.N. protection. Gizenga responded by declar<strong>in</strong>gKasavubu’s Parliament illegal and conven<strong>in</strong>g his own Parliament at <strong>the</strong> U.N. base <strong>in</strong>Kam<strong>in</strong>a, with press, foreign diplomats, and <strong>Congo</strong>lese troops all banned from <strong>the</strong>premises. It was difficult to take seriously Gizenga’s desire for security, which wascerta<strong>in</strong>ly genu<strong>in</strong>e, when his own counterproposal was so preposterous. <strong>The</strong> consensusamong knowledgeable observers was that Gizenga realized he probably did not haveenough support among <strong>the</strong> deputies to carry <strong>the</strong> day, and so sought to discredit <strong>the</strong> morelegitimate Leopoldville ga<strong>the</strong>r<strong>in</strong>g. Aga<strong>in</strong>, Gizenga miscalculated, by not understand<strong>in</strong>g<strong>the</strong> grow<strong>in</strong>g desire for a resolution and obviously stall<strong>in</strong>g at a time where Kasavubu wasmov<strong>in</strong>g toward a real possibility for a decision.34 Letter from Munongo to <strong>Kennedy</strong>, National Security Files, Box 27a, Folder: <strong>Congo</strong> General 5/61-9/6154


Once aga<strong>in</strong>, however, State Department officials needed <strong>the</strong> presence of all majorfactions for <strong>the</strong> decisions made to be viewed as legitimate. G. Mennen Williams andChester Bowles were among those at State who felt that <strong>the</strong> best way to respond to <strong>the</strong>perceived communist threat <strong>in</strong> <strong>the</strong> <strong>Congo</strong> was to <strong>in</strong>corporate a few representatives of thatelement and encourage <strong>the</strong>m to participate with<strong>in</strong> <strong>the</strong> system. This was a clear departurefrom Eisenhower-era th<strong>in</strong>k<strong>in</strong>g, and <strong>Kennedy</strong>’s improved relations with leftist leaders <strong>in</strong>Ghana and Gu<strong>in</strong>ea were <strong>the</strong> clearest example of this method. However, like many of <strong>the</strong>changes <strong>in</strong> <strong>the</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong>, <strong>the</strong> reality did not live up to <strong>the</strong> highexpectations that <strong>Kennedy</strong> had created with his rhetoric. Indeed, <strong>the</strong> extent to which thisrepresented a genu<strong>in</strong>e change <strong>in</strong> perspective is called <strong>in</strong>to question by <strong>the</strong> StateDepartment recommendation that Gizenga be offered a “non-sensitive post <strong>in</strong> o<strong>the</strong>rwisemoderate cab<strong>in</strong>et with strong Prime M<strong>in</strong>ister.” 35 Ambassador Timberlake and officials <strong>in</strong><strong>the</strong> Defense Department openly questioned whe<strong>the</strong>r even this largely ceremonial positionwas not too much of a capitulation to radical forces. As recently as May 10, Bowles hadsaid of Gizenga, “we consider him completely responsive at present to foreign direction,”a sentiment certa<strong>in</strong>ly not shared by <strong>the</strong> Soviets, whose earlier denial of aid meant that<strong>the</strong>ir <strong>in</strong>fluence with <strong>the</strong> enigmatic leader was m<strong>in</strong>imal. 36Timberlake’s perspective was noted, but little more than that, as he would soon beremoved from his position as part of a deal with Hammarskjold to replace <strong>the</strong> deeplyunpopular Dayal. Despite his best efforts, Dayal had drawn scorn from virtually allparties, with Mobutu even threaten<strong>in</strong>g to assass<strong>in</strong>ate him and use his own forces aga<strong>in</strong>st<strong>the</strong> U.N. troops if Dayal returned to <strong>the</strong> <strong>Congo</strong>. <strong>The</strong> U.S. State Department had tried to35 Telegram from Bowles to Timberlake, FRUS, 1961-1963, 20:14336 Telegram from Bowles to U.S. Mission at U.N., FRUS, 1961-1963, 20:13655


secure his removal “on <strong>the</strong> ground that he is biased <strong>in</strong> favor of Lumumba,” a claim thatLumumba would have vigorously denied. 37 Recogniz<strong>in</strong>g that discretion was <strong>the</strong> betterpart of valor, Dayal resigned, but not before Hammarskjold secured <strong>the</strong> prematureremoval of his rivals, Timberlake and British Ambassador Scott, <strong>in</strong> exchange. <strong>The</strong> pro-Africa w<strong>in</strong>g of <strong>the</strong> State Department must have felt like <strong>the</strong>y had won a double victory byremov<strong>in</strong>g Dayal as well as <strong>the</strong> obst<strong>in</strong>ate and outspoken Timberlake.Timberlake’s disagreement with <strong>Adm<strong>in</strong>istration</strong> policy on <strong>the</strong> <strong>in</strong>volvement ofGizenga was only <strong>the</strong> latest <strong>in</strong> a long l<strong>in</strong>e of <strong>in</strong>cidents, <strong>in</strong>clud<strong>in</strong>g a potentially disastrousrecommendation to move a U.S. Navy task force <strong>in</strong> <strong>the</strong> Atlantic to <strong>the</strong> port of Matadiwithout anyone else’s authorization. 38 It is easy to see <strong>the</strong> limits of <strong>Kennedy</strong>’s supposedemphasis on Africa here, that dur<strong>in</strong>g a period of civil war and fear of a communisttakeover, <strong>the</strong> U.S. was will<strong>in</strong>g to leave itself with an ambassador all summer. EdmundGullion would succeed Timberlake, but he would be busy work<strong>in</strong>g on disarmamentissues until <strong>the</strong> end of August, so <strong>the</strong> deputy chief of mission McMurtrie Godley was leftto act <strong>in</strong> <strong>the</strong> capacity of ambassador for more than two months.<strong>The</strong> low priority assigned to Africa was evident <strong>in</strong> <strong>the</strong> Vienna meet<strong>in</strong>g between<strong>Kennedy</strong> and Khrushchev that June: issues related to <strong>the</strong> <strong>Congo</strong> were pushed aside <strong>in</strong>favor of Laos (where a peaceful settlement was reached) and Berl<strong>in</strong> (where <strong>the</strong> lack ofagreement led up to <strong>the</strong> Berl<strong>in</strong> crisis and <strong>the</strong> erection of <strong>the</strong> Wall). <strong>The</strong> precedent of aneutral coalition government <strong>in</strong> Laos did lead <strong>the</strong> <strong>Kennedy</strong> team to believe that <strong>the</strong>Soviets would be will<strong>in</strong>g to accept a similar solution <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, where <strong>the</strong>ir positionwas even weaker. At <strong>the</strong> same time, <strong>the</strong> Gizengists privately acknowledged that <strong>the</strong>y had37 Analytical Chronology, 1/25/61, President’s Office Files, Box 114, Folder 1438 Memo from McNamara to Rusk, National Security Files, Box 27a, Folder: <strong>Congo</strong> General 1/61-4/6156


overstepped <strong>the</strong>ir <strong>in</strong>fluence by try<strong>in</strong>g to dictate so many factors of <strong>the</strong> Parliamentmeet<strong>in</strong>g, and both of those factors encouraged <strong>the</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong>’s establishedpreference for a broad, legitimate government. Hammarskjold was able to secure ameet<strong>in</strong>g between Adoula and a delegation from Stanleyville about security arrangementsfor Parliament. Adoula was also pursu<strong>in</strong>g Tshombe, at <strong>the</strong> behest of <strong>the</strong> Americanembassy, with <strong>the</strong> understand<strong>in</strong>g that Tshombe would be released from house arrest andgiven a position <strong>in</strong> <strong>the</strong> Cab<strong>in</strong>et if he would send his deputies to Leopoldville. Meanwhile,Mobutu was actively try<strong>in</strong>g to prevent <strong>the</strong> <strong>in</strong>volvement of Gizenga, hop<strong>in</strong>g to stir uptrouble by arrest<strong>in</strong>g numerous soldiers and civilians and crack<strong>in</strong>g down on alleged“underground organizations of Lumumbists.” 39Even as that was happen<strong>in</strong>g, <strong>the</strong> U.N. was somehow able to conv<strong>in</strong>ce <strong>the</strong>Stanleyville delegation <strong>the</strong>y would be safe and all sides agreed to meet on June 26 atLovanium University near Leopoldville. Mobutu even agreed to disarm his soldiers,expla<strong>in</strong><strong>in</strong>g that he was will<strong>in</strong>g to accept political decision made by <strong>the</strong> Kasavubugovernment. Tshombe soon held a press conference alongside Adoula, Mobutu and o<strong>the</strong>rrepresentatives of <strong>the</strong> Leopoldville faction, announc<strong>in</strong>g his release and fur<strong>the</strong>rcooperation. Godley found himself almost immediately <strong>in</strong> a better position than hispredecessor, with a more agreeable U.N. representative <strong>in</strong> Sture L<strong>in</strong>ner and nascentalliance of moderate <strong>in</strong>terests <strong>in</strong> Leopoldville and Elisabethville. Even so, Godley wasconv<strong>in</strong>ced he needed to push <strong>the</strong> <strong>Congo</strong>lese to act more quickly, as Gizenga cont<strong>in</strong>ued toga<strong>the</strong>r support and a rumor circulated that <strong>the</strong> Soviet Union had offered to establish an39 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 26857


embassy <strong>in</strong> Stanleyville. <strong>The</strong> short-lived Soviet mission <strong>in</strong> Stanleyville would eventuallybe set up covertly <strong>in</strong> a hotel room with bedsheets cover<strong>in</strong>g <strong>the</strong> w<strong>in</strong>dows. 40<strong>The</strong> situation seemed to be resolv<strong>in</strong>g itself on June 24, when Tshombe leftLeopoldville and signed an agreement with Ileo to end <strong>the</strong> secession <strong>in</strong> Katanga.Hammarskjold had expla<strong>in</strong>ed that he and various Belgian diplomats were putt<strong>in</strong>gpressure on <strong>the</strong> Katangese delegation to attend so as to decrease <strong>the</strong> possibility of aGizenga victory. 41 But Tshombe immediately went back on his word once he hadreturned safe to Elisabethville, declar<strong>in</strong>g that <strong>the</strong> secession would cont<strong>in</strong>ue and that hemight not even send his deputies and senators to Lovanium. U.S. officials noted that aParliament convened without Tshombe’s delegates had a real chance of grant<strong>in</strong>g power toGizenga, so Rusk tried to <strong>in</strong>crease <strong>the</strong> pressure on Tshombe to show up. Rusk told hisrepresentatives <strong>in</strong> Elisabethville to pass on his threats, that <strong>the</strong> U.N. would not accept apermanently separate Katanga and that “if Tshombe plans renege completely onLeopoldville agreement, demonstration such bad faith will cost him dearly <strong>in</strong><strong>in</strong>ternational stand<strong>in</strong>g.” 42<strong>The</strong> State Department, backed by <strong>the</strong> governments of crucial NATO allies Franceand Great Brita<strong>in</strong>, urged caution, but Godley strongly disagreed, preferr<strong>in</strong>g <strong>the</strong>cont<strong>in</strong>uation of <strong>the</strong> aggressive pace he had adopted earlier. Williams summarizedGodley’s position for Rusk,He believes that <strong>the</strong> present situation does not warrant <strong>the</strong> adoption of dilatorytactics at this time which would have <strong>the</strong>ir own dangers. He doubts Gizenga isstrong enough to emerge as <strong>the</strong> dom<strong>in</strong>ant figure <strong>in</strong> <strong>the</strong> new government if <strong>the</strong>Leopoldville moderates adequately organize <strong>the</strong>mselves. He <strong>the</strong>refore40 Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 16941 Telegram from U.S. Mission at U.N. to State Department, FRUS, 1961-1963, 20:15042 Telegram from Rusk to Godley, FRUS, 1961-1963, 20:15458


ecommends that we permit <strong>the</strong> present situation to cont<strong>in</strong>ue to develop and thatwe refra<strong>in</strong> from push<strong>in</strong>g <strong>the</strong> "panic button" too soon. 43He also rightly po<strong>in</strong>ted out <strong>the</strong> difficulty of chang<strong>in</strong>g Kasavubu’s m<strong>in</strong>d on such animportant issue on that late date. As such, members of Parliament from <strong>the</strong> Stanleyvillecont<strong>in</strong>gent began to arrive on July 16, somewhat delayed from <strong>the</strong> orig<strong>in</strong>al plans. Forhardly <strong>the</strong> first time, Gizenga was noticeably absent; at first, his delegation claimed tha<strong>the</strong> was merely a few days late because of illness but events would reveal that to be anunconv<strong>in</strong>c<strong>in</strong>g ruse.<strong>The</strong> U.S. and <strong>the</strong> U.N. had even more reason to fret, as <strong>the</strong> moderate group hadfailed to coalesce around a s<strong>in</strong>gle, clear leader. In Gizenga’s absence, <strong>the</strong> Stanleyvillegroup looked to Christophe Gbenye, Lumumba’s old Interior M<strong>in</strong>ister and Gizenga’sfrequent stand-<strong>in</strong>. Meanwhile, Ileo cont<strong>in</strong>ued to refuse to resign his post to make roomfor Adoula, as America desperately hoped. <strong>The</strong> U.S. and U.N. officials <strong>in</strong> <strong>the</strong> <strong>Congo</strong>acted quickly to resolve <strong>the</strong>se concerns. Godley met with Kasavubu on July 20, andexpla<strong>in</strong>ed that “moderates were without clear <strong>in</strong>dication of President's wishes and <strong>the</strong>ywere currently group of f<strong>in</strong>e men but who were wallow<strong>in</strong>g <strong>in</strong> <strong>in</strong>decision and who did nothave leader designated by Chief State.” At this po<strong>in</strong>t, Kasavubu refused to prevail uponIleo to resign aga<strong>in</strong>st his will, but responded positively when Godley stroked his ego,tell<strong>in</strong>g him “<strong>the</strong>re were times <strong>in</strong> nations' history when leaders such as himself had tolower <strong>the</strong>mselves to negotiate with parliamentarians.” 44A day earlier, L<strong>in</strong>ner had taken <strong>the</strong> extraord<strong>in</strong>ary step of warn<strong>in</strong>g Kasavubu tha<strong>the</strong> was go<strong>in</strong>g to “meddle <strong>in</strong> <strong>in</strong>ternal <strong>Congo</strong>lese affairs” 45 and granted Kasavubu <strong>the</strong> use of43 Memo from Williams to Rusk, FRUS, 1961-1963, 20:16044 Telegram from Godley to State Department, FRUS, 1961-1963, 20:16845 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 27259


a U.N. helicopter to go back and forth to Lovanium and steer Parliament towardsaccept<strong>in</strong>g Adoula as head of government. L<strong>in</strong>ner went so far as to encourage Kasavubu tostay <strong>in</strong> constant contact with U.S. and U.N. representatives, and to heed <strong>the</strong>ir advice, towhich <strong>the</strong> President agreed. Hammarskjold responded with a classic example ofdiplomatic double-talk, tell<strong>in</strong>g L<strong>in</strong>ner never to <strong>in</strong>tervene <strong>in</strong> <strong>in</strong>ternal affairs while add<strong>in</strong>gthat he would have done <strong>the</strong> same th<strong>in</strong>g <strong>in</strong> <strong>the</strong> situation. 46On July 24, a member of <strong>the</strong> Stanleyville delegation was elected President of <strong>the</strong>Assembly, a development which caused widespread consternation. Mobutu demandedthat <strong>the</strong> U.N. turn over military control of <strong>the</strong> airport, a change sure to underm<strong>in</strong>e anyfeel<strong>in</strong>g of safety among <strong>the</strong> Gizengists, as <strong>the</strong>ir route home would have required <strong>the</strong>m topass through hostile armed forces. L<strong>in</strong>ner recognized this and conv<strong>in</strong>ced Godley and <strong>the</strong>State Department to stand firm aga<strong>in</strong>st Mobutu, at least temporarily. <strong>The</strong> election alsocaught <strong>the</strong> attention of <strong>Kennedy</strong>, and <strong>the</strong> President belatedly expressed his concern over<strong>the</strong> lack of an ambassador <strong>in</strong> Leopoldville. Rusk was moved to send Godley a messagewhich underscored his concern about Gizenga becom<strong>in</strong>g Prime M<strong>in</strong>ister, and which gaveGodley <strong>in</strong>structions to pressure Kasavubu to stall proceed<strong>in</strong>gs until Tshombe could bebrought <strong>in</strong>to <strong>the</strong> fold.On July 22, even before <strong>the</strong>se specific concerns arose, Rusk suggested “arrang<strong>in</strong>gfor challenge of those parliamentarians whose credentials are dubious” <strong>in</strong> order forGodley to “ga<strong>in</strong> time and yet not place upon Leopoldville leaders public blame forsabotag<strong>in</strong>g parliament.” 47 But Rusk’s telegram of July 26 makes it clear that <strong>the</strong> United46 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 27347 Telegram from Rusk to Godley, FRUS, 1961-1963, 20:16960


States would only accept <strong>the</strong> best of all possible outcomes, urg<strong>in</strong>g Godley to do all hecould to turn Parliament’s focus away from choos<strong>in</strong>g a leader.Stakes so large, for reasons spelled out below, I wish you resort to delay<strong>in</strong>g tacticsalong forego<strong>in</strong>g l<strong>in</strong>es too soon ra<strong>the</strong>r than too late… In discuss<strong>in</strong>g reasonsGizenga-led government would be undesirable, you should stress follow<strong>in</strong>g l<strong>in</strong>e.Gizenga would probably prove as disruptive an <strong>in</strong>fluence <strong>in</strong> <strong>Congo</strong> as Lumumbabecause he does not have <strong>the</strong> support of majority of <strong>the</strong> tribally divided<strong>Congo</strong>lese…On o<strong>the</strong>r hand, Gizenga as parliamentary-confirmed Prime M<strong>in</strong>isterwould have support of large majority of nations and UN would be under pressurerecognize him thus plac<strong>in</strong>g US <strong>in</strong> extremely difficult position. 48For <strong>the</strong> second time on this subject, Godley disagreed with his superiors at State,this time overtly refus<strong>in</strong>g his orders. Among o<strong>the</strong>r considerations, Godley was aware that<strong>the</strong> panic <strong>in</strong> <strong>the</strong> <strong>Congo</strong> had calmed down significantly on July 25, when a moderatecandidate had been elected President of <strong>the</strong> Senate, evidence that <strong>the</strong> mood was turn<strong>in</strong>gaga<strong>in</strong>st <strong>the</strong> perennially-absent Gizenga. Godley also attributed this surpris<strong>in</strong>g turn ofevents to <strong>the</strong> news be<strong>in</strong>g spread that Gizenga had ordered three more executions <strong>in</strong>Kivu. 49 In <strong>the</strong> end, though, <strong>the</strong> most mean<strong>in</strong>gful change <strong>in</strong> policy resulted from <strong>the</strong><strong>in</strong>dependent judgment of Godley, while <strong>the</strong> advice from Wash<strong>in</strong>gton was strik<strong>in</strong>glysimilar to what it had been under Eisenhower.Godley rightly calculated that it would not serve American <strong>in</strong>terests to tieLeopoldville too closely with <strong>the</strong> widely-reviled regime <strong>in</strong> Elisabethville, and thatKasavubu would not be likely to respond positively to such coercion, which could evenbe used to <strong>the</strong> advantage of his radical opponents. He noted that “pressure from US totake positions <strong>the</strong>y are reluctant to assume irritates <strong>the</strong>m immensely and <strong>the</strong>ir irrationalreactions frequently are aga<strong>in</strong>st <strong>the</strong>ir best <strong>in</strong>terests,” po<strong>in</strong>t<strong>in</strong>g to <strong>the</strong> examples of Gu<strong>in</strong>ea(where France had been <strong>the</strong> state to miscalculate this factor) and Cambodia, and even that48 Telegram from Rusk to Godley, FRUS, 1961-1963, 20:172-349 Telegram from Goldey to State Department, FRUS, 1961-1963, 20:17561


of <strong>the</strong> Tshombe regime <strong>in</strong> Katanga. 50 He went on to note that a Gizenga victory was farfrom certa<strong>in</strong>, and even if such an undesirable outcome did come to pass, <strong>the</strong> “ wisestthough perhaps most frustrat<strong>in</strong>g course for US now to follow is to lie low <strong>in</strong> <strong>Congo</strong>.” 51Godley’s bold stand was made even more nerve-rack<strong>in</strong>g by <strong>the</strong> fact that <strong>the</strong> members ofParliament were tightly sequestered at Lovanium, with American officials only hav<strong>in</strong>gaccess to <strong>in</strong>formation from <strong>the</strong>ir discussions through a few highly circuitous routes.Godley’s th<strong>in</strong>k<strong>in</strong>g was ultimately v<strong>in</strong>dicated <strong>in</strong> <strong>the</strong> aftermath of July 29, whenTshombe arrived <strong>in</strong> Brazzaville, just across <strong>the</strong> border from Leopoldville, with a smallret<strong>in</strong>ue not <strong>in</strong>clud<strong>in</strong>g Katangese members of Parliament. Tshombe made <strong>the</strong> bizarredecision to stay <strong>in</strong> Brazzaville only a few days before return<strong>in</strong>g to Elisabethville onAugust 1, hav<strong>in</strong>g accomplished virtually noth<strong>in</strong>g. He did not meet with Kasavubu or jo<strong>in</strong><strong>the</strong> Parliament at Lovanium, as was widely expected and <strong>in</strong>deed desired by <strong>the</strong> U.S.Ironically, this maneuver did much to spur agreement on <strong>the</strong> government, prompt<strong>in</strong>g <strong>the</strong>delegates at Lovanium to rema<strong>in</strong> <strong>the</strong>re, and shift<strong>in</strong>g Kasavubu <strong>in</strong>to high gear, seem<strong>in</strong>glythanks to a shared desire to spite <strong>the</strong> Katangese delegation. Kasavubu f<strong>in</strong>ally forced Ileoto resign and named Adoula Prime M<strong>in</strong>ister, an appo<strong>in</strong>tment which was confirmed byboth houses nearly unanimously, much to <strong>the</strong> surprise of outside observers. To <strong>the</strong> delightof <strong>the</strong> U.S. and <strong>the</strong> U.N., moderates controlled all of <strong>the</strong> key m<strong>in</strong>istries except Interior,which had been given to Gbenye. Gizenga was <strong>in</strong>stalled <strong>in</strong> <strong>the</strong> prestigious but nonessentialrole of Deputy Prime M<strong>in</strong>ister, lead<strong>in</strong>g Godley to declare that <strong>the</strong> new50 Telegram from Goldey to State Department, FRUS, 1961-1963, 20:17551 Telegram from Goldey to State Department, FRUS, 1961-1963, 20:17662


government was “as good as we could reasonably expect” and that <strong>the</strong>ir side had givenaway “<strong>the</strong> absolute m<strong>in</strong>imum” needed to secure victory. 52Rusk’s memo for <strong>the</strong> President reflected similar th<strong>in</strong>k<strong>in</strong>g, say<strong>in</strong>g “we consideredthat <strong>the</strong> risks of Gizengist <strong>in</strong>clusion…would be less of a risk than leav<strong>in</strong>g Gizenga <strong>in</strong> hisOrientale redoubt where he is a stand<strong>in</strong>g <strong>in</strong>vitation to Communist penetration and wherehis isolation tends to drive him closer to <strong>the</strong> Soviet Bloc.” Rusk set <strong>the</strong> stage for ano<strong>the</strong>rhurdle <strong>in</strong> sett<strong>in</strong>g up a <strong>Congo</strong>lese state acceptable to American <strong>in</strong>terests, as “<strong>the</strong> nextmajor task, would be greatly facilitated if <strong>the</strong> m<strong>in</strong>eral-rich Katanga were to <strong>in</strong>cluded <strong>in</strong>some workable way.” He ended with a response to <strong>Kennedy</strong>’s stated concern, bypromis<strong>in</strong>g <strong>the</strong> imm<strong>in</strong>ent arrival of Gullion while describ<strong>in</strong>g Godley’s work <strong>in</strong> <strong>the</strong> absenceof a permanent Ambassador as “excellent.” 53 <strong>Kennedy</strong>’s Deputy Special Assistant forNational Security Affairs Walt Rostow added a supplement, lay<strong>in</strong>g out <strong>the</strong> possibility that“if Gizenga and <strong>the</strong> Katanga group agree to participate <strong>in</strong> <strong>the</strong> Adoula government <strong>in</strong> arelatively constructive manner…we could be witness<strong>in</strong>g <strong>the</strong> most encourag<strong>in</strong>g newdevelopment s<strong>in</strong>ce you became President.” Although Rostow acknowledged that <strong>the</strong>actions of leaders <strong>in</strong> Stanleyville and Elisabethville are unpredictable, “you should knowthat <strong>the</strong>re is optimism all over town that <strong>the</strong> <strong>Congo</strong> situation is on its way towardsolution.” 54Reactions from <strong>the</strong> superpowers were restra<strong>in</strong>ed: <strong>the</strong> U.S. did not want tounderm<strong>in</strong>e <strong>the</strong> relatively neutral perception of Adoula, ei<strong>the</strong>r <strong>in</strong> <strong>the</strong> <strong>Congo</strong> or <strong>in</strong> <strong>the</strong><strong>in</strong>ternational community. Godley recommended that <strong>the</strong> U.S. “assiduously avoid actionsthat might be <strong>in</strong>terpreted locally as meddl<strong>in</strong>g <strong>in</strong>ternal <strong>Congo</strong>lese affairs now nationalism52 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 27653 Memo from Rusk to <strong>Kennedy</strong>, National Security Files, Box 27a, Folder: <strong>Congo</strong> General 5/61-9/6154 Memo from Rostow to <strong>Kennedy</strong>, National Security Files, Box 27a, Folder: <strong>Congo</strong> General 5/61-9/6163


unn<strong>in</strong>g high and <strong>Congo</strong>lese th<strong>in</strong>k <strong>the</strong>y do<strong>in</strong>g excellent job.” 55 Meanwhile <strong>the</strong> U.S.S.R.had realized that Gizenga’s national stand<strong>in</strong>g was probably lost when he had stubbornlyrefused to go to Lovanium. Gizenga’s self-defeat<strong>in</strong>g move had alienated <strong>the</strong> Soviets, so<strong>the</strong>y were well-disposed to accept new leadership <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, choos<strong>in</strong>g to cut ties witha friendly but <strong>in</strong>creas<strong>in</strong>gly <strong>in</strong>effective opposition movement. Soviet officials looked at <strong>the</strong>Adoula government “as <strong>the</strong> legitimate successor of <strong>the</strong> government headed byLumumba,” and noted that “followers of Lumumba and Gizenga hold <strong>the</strong> majority ofposts <strong>in</strong> it.” 56 Even after <strong>the</strong> new government was announced, with Gizenga play<strong>in</strong>g asupposedly major role, he rema<strong>in</strong>ed <strong>in</strong> Stanleyville amidst rapidly decay<strong>in</strong>g support. AsGodley po<strong>in</strong>ted out, Gizenga’s “physical removal from scene and absence directleadership have <strong>in</strong>cited unfavorable comment many his former ardent supporters.” 57Adoula made <strong>the</strong> bold decision to go to <strong>the</strong> stronghold of his adversary, where hereceived a reassur<strong>in</strong>g welcome and conv<strong>in</strong>ced Gizenga to publicly recognize hisgovernment. Gizenga conspicuously left out any reference to future plans to go toLeopoldville.Tshombe realized that he had put himself <strong>in</strong> a bad place, hav<strong>in</strong>g been left out of<strong>the</strong> new national government while <strong>the</strong> U.S. and U.N. could f<strong>in</strong>ally turn <strong>the</strong>ir fullattention to br<strong>in</strong>g<strong>in</strong>g him back to <strong>the</strong> fold. On August 3, he met with <strong>the</strong> U.S. consul <strong>in</strong>Elisabethville, William Canup, who observed that “Tshombe seemed shaken andappeared to be seek<strong>in</strong>g desperately for way to protect stability of Katanga which he feelscould be endangered by re-entry <strong>in</strong>to <strong>Congo</strong> without adequate guarantees or by possiblemilitary action by Leopoldville Government.” He also reported that “Tshombe stated that55 Telegram from Godley to State Department, FRUS, 1961-1963, 20:19156 Qtd. <strong>in</strong> Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 17057 Telegram from Godley to State Department, FRUS, 1961-1963, 20:19064


he wants Katanga to stay <strong>in</strong> <strong>Congo</strong> and is ready participate <strong>in</strong> work<strong>in</strong>g out newconstitution,” a position which had likely been <strong>in</strong>spired by Adoula’s stated commitmentto return<strong>in</strong>g Katanga to <strong>the</strong> <strong>Congo</strong>. 58Little time had passed before American officials began to express concern that<strong>the</strong>ir hand-picked Prime M<strong>in</strong>ister was lean<strong>in</strong>g too far to <strong>the</strong> left. <strong>The</strong> concerns of<strong>Kennedy</strong> officials were not dissimilar to those raised by <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong>about Lumumba only a year earlier, but <strong>the</strong>y are even more <strong>in</strong>defensible <strong>in</strong> <strong>the</strong> immediateaftermath of a concerted effort to back Adoula to <strong>the</strong> exclusion of more logicalpossibilities. Indeed, <strong>the</strong> very <strong>in</strong>dependence and nonalignment that had made Adoula anattractive candidate <strong>in</strong> <strong>the</strong> first place was now seen as a potential warn<strong>in</strong>g-sign. Philip M.Klutznick, a prom<strong>in</strong>ent bus<strong>in</strong>essman and future Secretary of Commerce, visitedLeopoldville from August 6 to 11, leav<strong>in</strong>g <strong>the</strong> country just over a week after <strong>the</strong> Adoulagovernment was born. Already, he said he was “haunted by <strong>the</strong> strange feel<strong>in</strong>g that <strong>the</strong>Adoula government may turn out to be…someth<strong>in</strong>g extremely leftish or worse.” Henoted that he spoke to o<strong>the</strong>r diplomats who “for somewhat different reasons expect aradical turn to <strong>the</strong> left.” It is a curious response, even more so after Klutznick praisedAdoula as “<strong>the</strong> most impressive of all native <strong>Congo</strong>lese we met. He is obviously s<strong>in</strong>cere;impressively thoughtful; apparently mature.” 59 Klutznick acknowledges that his feel<strong>in</strong>gis noth<strong>in</strong>g more than a hunch, and it is apparent that he falls <strong>in</strong>to <strong>the</strong> large group ofanalysts who rema<strong>in</strong> unimpressed with <strong>the</strong> <strong>Congo</strong>lese, after <strong>the</strong>y have shown littleevidence of be<strong>in</strong>g able to organize an effective government. Rusk asked Williams tocheck <strong>in</strong> on <strong>the</strong> newly-<strong>in</strong>stalled Adoula, and Williams came away impressed, enough to58 Telegram from Canup to State Department, FRUS, 1961-1963, 20:18159 Memo from Philip M. Klutznick to <strong>Kennedy</strong>, National Security Files, Box 27a, Folder: <strong>Congo</strong> General5/61-9/6165


forestall <strong>the</strong> worry<strong>in</strong>g for <strong>the</strong> time be<strong>in</strong>g. American focus had already shifted, after all, to<strong>the</strong> question of what was to be done with <strong>the</strong> bo<strong>the</strong>rsome Moise Tshombe <strong>in</strong> Katanga.66


Chapter Three:ELISABETHVILLE<strong>The</strong> <strong>Congo</strong> had been dom<strong>in</strong>ated for almost a full year by contests over itsleadership, and <strong>the</strong> thrust of American <strong>in</strong>volvement had been first to remove Lumumbaand <strong>the</strong>n to f<strong>in</strong>d a suitable replacement. Even though those efforts had succeeded atLovanium with <strong>the</strong> <strong>in</strong>stallation of Cyrille Adoula as head of government, <strong>the</strong> U.S. and <strong>the</strong>U.N. agreed that more work rema<strong>in</strong>ed to be done. As many observers <strong>in</strong> <strong>the</strong> <strong>Congo</strong> and<strong>the</strong> rest of <strong>the</strong> world realized, <strong>the</strong> reunification with Katanga was an imperative for <strong>the</strong>legitimacy of Adoula’s government. <strong>The</strong> resolution of <strong>the</strong> succession crisis <strong>in</strong> favor of <strong>the</strong>acceptable Cyrille Adoula allowed <strong>the</strong> West to turn its attention to <strong>the</strong> issue that had beennecessarily relegated to <strong>the</strong> background for much of <strong>the</strong> <strong>Congo</strong> Crisis: us<strong>in</strong>g diplomacyor force to re<strong>in</strong> <strong>in</strong> <strong>the</strong> problematic prov<strong>in</strong>ce of Katanga.Katanga’s vast m<strong>in</strong>eral wealth, <strong>in</strong> cobalt and copper, as well as smaller amountsof numerous o<strong>the</strong>r riches, had long set <strong>the</strong> prov<strong>in</strong>ce apart from <strong>the</strong> rest of <strong>the</strong> <strong>Congo</strong>. <strong>The</strong>m<strong>in</strong>eral lode’s value was enhanced even more by its accessibility, with much of it locatedonly feet from <strong>the</strong> surface. Accord<strong>in</strong>gly, Europeans had <strong>in</strong>vested <strong>in</strong> hydroelectric powerand railroads to facilitate m<strong>in</strong><strong>in</strong>g <strong>in</strong> <strong>the</strong> region, and <strong>the</strong> company Union M<strong>in</strong>ière hadessentially governed <strong>the</strong> area on behalf of <strong>the</strong> dis<strong>in</strong>terested Belgian government. As aresult of <strong>the</strong>se advantages, <strong>the</strong> Katangese enjoyed a somewhat higher standard of liv<strong>in</strong>g67


than o<strong>the</strong>r <strong>Congo</strong>lese. By <strong>the</strong> time of <strong>in</strong>dependence, a black rul<strong>in</strong>g class emerged, deeply<strong>in</strong>vested <strong>in</strong> <strong>the</strong> status quo and shar<strong>in</strong>g f<strong>in</strong>ancial <strong>in</strong>terests with Union M<strong>in</strong>ière and <strong>the</strong>Belgian state. 1 <strong>The</strong> European <strong>in</strong>terests found <strong>the</strong>ir perfect representative <strong>in</strong> MoiseTshombe: Christian, anti-communist, educated <strong>in</strong> an American missionary school whosometimes engaged <strong>in</strong> bus<strong>in</strong>ess pursuits himself. Belgium certa<strong>in</strong>ly celebrated whenTshombe declared Katanga <strong>in</strong>dependent on July 11, 1960, while <strong>the</strong> <strong>Congo</strong> was deal<strong>in</strong>gwith <strong>the</strong> mut<strong>in</strong>y of <strong>the</strong> Force Publique. 2 Katanga had been <strong>in</strong>dependent before Leopold’sland grab, with its store of precious metals serv<strong>in</strong>g as a major po<strong>in</strong>t of conflict betweenLunda and Baluba tribes. 3 <strong>The</strong> Europeans liv<strong>in</strong>g <strong>in</strong> Katanga had openly discussedsecession even before <strong>in</strong>dependence, and <strong>the</strong>re had been some consideration of an offer tojo<strong>in</strong> <strong>the</strong> prov<strong>in</strong>ce to neighbor<strong>in</strong>g Rhodesia, ano<strong>the</strong>r state dom<strong>in</strong>ated by m<strong>in</strong>ority whites.<strong>The</strong> <strong>Congo</strong> was <strong>the</strong> lead<strong>in</strong>g supplier of cobalt and <strong>in</strong>dustrial diamonds (used form<strong>in</strong><strong>in</strong>g or construction ra<strong>the</strong>r than jewelry) to <strong>the</strong> West, and also contributed mean<strong>in</strong>gfulamounts of copper and t<strong>in</strong>. <strong>The</strong> <strong>in</strong>dustrial diamond production was primarily located <strong>in</strong>Kasai, but <strong>the</strong> rema<strong>in</strong><strong>in</strong>g m<strong>in</strong><strong>in</strong>g <strong>in</strong>terests lay <strong>in</strong> Katanga and across <strong>the</strong> border <strong>in</strong>nor<strong>the</strong>rn Rhodesia. Fur<strong>the</strong>rmore, Katanga produced a great deal of cobalt and tantalum,m<strong>in</strong>erals that had defense implications and were not present <strong>in</strong> significant quantities <strong>in</strong><strong>the</strong> U.S., mean<strong>in</strong>g that <strong>the</strong> access to Katangese sources was critical. 4 Significantly, <strong>the</strong>United States had loaned $60 million to nearby Rhodesia dur<strong>in</strong>g <strong>the</strong> 1950s, with some ofthat <strong>in</strong>vestment go<strong>in</strong>g directly to <strong>the</strong> Rhodesian-<strong>Congo</strong> Power Corporation. <strong>The</strong> loanswere expected to be repaid through <strong>the</strong> delivery of cobalt and copper to <strong>the</strong> U.S. Thus,1 Mahoney, JFK: Ordeal <strong>in</strong> Africa, 912 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 73 Mahoney, JFK: Ordeal <strong>in</strong> Africa, 894 Weissman, American Foreign Policy <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, 2968


stability <strong>in</strong> Katanga, and <strong>in</strong> neighbor<strong>in</strong>g and economically-l<strong>in</strong>ked Rhodesia, wasdemonstrably a factor <strong>in</strong> American <strong>in</strong>terest <strong>in</strong> <strong>the</strong> region.That said, <strong>the</strong> economic <strong>in</strong>terests, while present, should not be overstated. Lessthan 3% of U.S. copper imports came from Katanga, and only around one-fourth ofAmerica’s copper needs were imported at all. 5 Katangese and Rhodesian copper m<strong>in</strong>eswere actually more important to U.S. allies <strong>in</strong> Western Europe, which suggests only an<strong>in</strong>direct economic <strong>in</strong>terest for <strong>the</strong> United States, but helps to expla<strong>in</strong> <strong>the</strong> actions ofBelgium and <strong>the</strong> U.K. <strong>in</strong> support<strong>in</strong>g <strong>the</strong> <strong>in</strong>dependent regime <strong>in</strong> Katanga. Thisconsideration helps expla<strong>in</strong> <strong>the</strong> cont<strong>in</strong>ued <strong>in</strong>terest of Eisenhower and <strong>Kennedy</strong>, as bothwere reluctant to cause problems with America’s Cold War allies <strong>in</strong> Europe. Yet it comesas no surprise that American direct <strong>in</strong>vestment <strong>in</strong> sub-Saharan Africa was a t<strong>in</strong>y portionof all foreign direct <strong>in</strong>vestment, and almost all of that went to white-ruled regimes <strong>in</strong>South Africa, Rhodesia and Angola. American direct <strong>in</strong>vestment <strong>in</strong> <strong>the</strong> <strong>Congo</strong> <strong>in</strong> 1960totaled less than $20 million, hardly a substantial figure. 6Even though Katanga was not essential to American <strong>in</strong>terests, <strong>the</strong> substantial yieldof its m<strong>in</strong>es called <strong>in</strong>to question <strong>the</strong> economic viability of <strong>the</strong> Republic of <strong>the</strong> <strong>Congo</strong>without it. Lumumba and Kasavubu planned to land <strong>in</strong> Elisabethville, capital of Katanga,on July 12 to discuss <strong>the</strong> situation with Moise Tshombe, <strong>the</strong> prov<strong>in</strong>cial president andleader of <strong>in</strong>dependent Katanga. As <strong>the</strong>y approached <strong>the</strong> runway, a comb<strong>in</strong>ed force ofKatangese and Belgian troops denied <strong>the</strong>m permission to land. Katanga’s economic<strong>in</strong>terests were tied closely with those of Belgium, and Tshombe had demonstrated awill<strong>in</strong>gness to allow <strong>the</strong> Europeans to ma<strong>in</strong>ta<strong>in</strong> a presence <strong>in</strong> Katanga. Even before5 Weissman, American Foreign Policy <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, 296 Weissman, American Foreign Policy <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, 3169


declar<strong>in</strong>g <strong>in</strong>dependence, he had requested <strong>the</strong> assistance of Belgian paratroopers <strong>in</strong>restor<strong>in</strong>g order <strong>in</strong> Elisabethville. Lumumba responded by demand<strong>in</strong>g that all Belgianmilitary be withdrawn from <strong>the</strong> <strong>Congo</strong> immediately and turn<strong>in</strong>g to <strong>the</strong> United Nations forhelp.<strong>The</strong> secession of Katanga had broad implications for <strong>the</strong> nascent <strong>Congo</strong>lese state.Under Secretary of State C. Douglas Dillon told <strong>the</strong> National Security Council that “if <strong>the</strong><strong>Congo</strong> was to be a viable state, it would need <strong>the</strong> resources of Katanga.” 7 But <strong>in</strong> additionto depriv<strong>in</strong>g <strong>the</strong> nation of more than half its revenue, <strong>the</strong> secession served to encouragedseparatism <strong>in</strong> neighbor<strong>in</strong>g South Kasai, which had its own m<strong>in</strong>eral wealth <strong>in</strong> <strong>the</strong> form of<strong>in</strong>dustrial diamonds. Tshombe, a member of <strong>the</strong> Lunda tribe, was quick to recognize <strong>the</strong><strong>in</strong>dependent regime of Albert Kalonji, <strong>in</strong> an effort to curry favor with <strong>the</strong> Balubas, spreadacross South Kasai and nor<strong>the</strong>rn Katanga. However, <strong>the</strong> Baluba feared dom<strong>in</strong>ation by <strong>the</strong>Lunda, and armed resistance to Tshombe’s government swelled up throughout nor<strong>the</strong>rnKatanga. Tshombe responded by releas<strong>in</strong>g mercenary troops <strong>in</strong> retaliation, as both sidescommitted terrible atrocities, before <strong>the</strong> U.N. <strong>in</strong>tervened to save <strong>the</strong> Baluba fromexterm<strong>in</strong>ation. 8Lumumba, meanwhile, found <strong>the</strong> Katangese secession to be totally unacceptable;he declared that it “tore <strong>the</strong> heart out of <strong>Congo</strong>lese nationhood.” 9 After July 11,Lumumba and Kasavubu did not authorize <strong>the</strong> use of Belgian soldiers to restore order,but this did not prevent <strong>the</strong> Europeans from <strong>in</strong>terven<strong>in</strong>g all over <strong>the</strong> country, sometimes<strong>in</strong> response to appeals for support from Tshombe. <strong>The</strong> element that Lumumba foundparticularly outrageous was <strong>the</strong> length of delays <strong>in</strong> response from U.S. or U.N., a7 Memo of National Security Council Meet<strong>in</strong>g, FRUS, 1958-1960, 14:4238 Mahoney, JFK: Ordeal <strong>in</strong> Africa, 92-939 Qtd. <strong>in</strong> Mahoney, JFK: Ordeal <strong>in</strong> Africa, 9470


em<strong>in</strong>der of <strong>the</strong> low priority that Eisenhower placed on Africa as well as of Lumumba’simpetuosity. It was Lumumba’s unwaver<strong>in</strong>g devotion to reunit<strong>in</strong>g <strong>the</strong> <strong>Congo</strong> andexpell<strong>in</strong>g Belgian troops that precipitated <strong>the</strong> American-Soviet clash <strong>in</strong> <strong>the</strong> <strong>Congo</strong>.At <strong>the</strong> same time that Lumumba was <strong>in</strong> Wash<strong>in</strong>gton meet<strong>in</strong>g with Secretary ofState Christian Herter and Deputy Secretary of State Max Dillon, <strong>the</strong> meet<strong>in</strong>g that<strong>in</strong>spired <strong>the</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong> to consider replac<strong>in</strong>g him, Dag Hammarskjoldwas <strong>in</strong> Brussels negotiat<strong>in</strong>g for <strong>the</strong> removal of Belgian troops. Hammarskjold made someprogress before leav<strong>in</strong>g for his next stop <strong>in</strong> Leopoldville. <strong>The</strong> Secretary-General spent <strong>the</strong>last few days of July meet<strong>in</strong>g with <strong>the</strong> Council of M<strong>in</strong>isters, led by Deputy PremierAnto<strong>in</strong>e Gizenga dur<strong>in</strong>g Lumumba’s absence. Hammarskjold hoped to make it clear that<strong>the</strong> U.N. did not recognize Katanga’s <strong>in</strong>dependence, but that <strong>the</strong> U.N. did not want to<strong>in</strong>volve itself until it could come to some k<strong>in</strong>d of agreement with Belgian and Katangeseofficials. Gizenga followed <strong>in</strong> <strong>the</strong> footsteps of his mentor Lumumba by mak<strong>in</strong>g anembarrass<strong>in</strong>g speech at a d<strong>in</strong>ner <strong>in</strong> Hammarskjold’s honor, imply<strong>in</strong>g that <strong>the</strong> UnitedNations was only look<strong>in</strong>g out for Belgian <strong>in</strong>terests. 10<strong>The</strong> impatience demonstrated by Gizenga and <strong>the</strong> Council of M<strong>in</strong>isters wasreflected <strong>in</strong> Lumumba’s actions <strong>in</strong> New York, send<strong>in</strong>g an aggressive letter to <strong>the</strong> SecurityCouncil President push<strong>in</strong>g for faster resolution <strong>in</strong> Katanga and meet<strong>in</strong>g with <strong>the</strong> SovietDeputy Foreign M<strong>in</strong>ister, Vasilly Kuznetsov. <strong>The</strong> Soviets responded dramatically toLumumba’s advances, appo<strong>in</strong>t<strong>in</strong>g <strong>the</strong>ir first Ambassador to Leopoldville, and threaten<strong>in</strong>gexactly <strong>the</strong> k<strong>in</strong>d of <strong>in</strong>volvement that <strong>the</strong> U.S. and <strong>the</strong> U.N. feared. Moscow promisedsignificant economic assistance for <strong>the</strong> <strong>Congo</strong>, complete with Soviet technicians, all on abilateral basis outside <strong>the</strong> U.N. More alarm<strong>in</strong>g was <strong>the</strong> August 1 statement that “In <strong>the</strong>10 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 4071


event of <strong>the</strong> aggression aga<strong>in</strong>st <strong>the</strong> <strong>Congo</strong> cont<strong>in</strong>u<strong>in</strong>g…<strong>the</strong> Soviet government will no<strong>the</strong>sitate to take resolute measures to rebuff <strong>the</strong> aggressors who…are <strong>in</strong> fact act<strong>in</strong>g with<strong>the</strong> encouragement of all <strong>the</strong> colonialist powers of NATO.” 11This comment, along with Gizenga’s uncooperativeness, led Hammarskjold tomake a panicked request for American assistance, hop<strong>in</strong>g that <strong>the</strong> U.S. would be able toprevail upon Brussels to remove <strong>the</strong>ir troops <strong>in</strong> short order. <strong>The</strong> Secretary-Generalworried that if Belgium did not announce such an <strong>in</strong>tention, <strong>the</strong> return of Lumumba fromAmerica might herald <strong>the</strong> outbreak of civil war, giv<strong>in</strong>g <strong>the</strong> Soviets a reason to <strong>in</strong>tervenemilitarily. At this po<strong>in</strong>t <strong>in</strong> <strong>the</strong> process, <strong>the</strong> U.S. thought it unlikely <strong>the</strong> U.S.S.R. would<strong>in</strong>volve itself <strong>in</strong> what was still seen as a backwater tribal scuffle. Herter and <strong>the</strong> rest ofEisenhower’s State Department had advised Hammarskjold to tread carefully <strong>in</strong> hisdeal<strong>in</strong>gs with Belgium, afraid to alienate a NATO ally. However, Herter was will<strong>in</strong>g togo along with Hammarskjold to a degree, send<strong>in</strong>g a message to <strong>the</strong> U.S. Ambassador <strong>in</strong>Brussels that “Belgium must be prepared accept such withdrawal as fact of life.” Herteroffers <strong>the</strong> rationale that <strong>the</strong> “U.S. assumes Belgian long-term <strong>in</strong>terest <strong>in</strong> <strong>Congo</strong> is torestore and ma<strong>in</strong>ta<strong>in</strong> Belgian economic presence <strong>the</strong>re and deny it to Communists. If thiscorrect, believes troop and base issues must be subord<strong>in</strong>ated economic issue.” He goes onto soften his <strong>in</strong>structions, say<strong>in</strong>g that <strong>the</strong> Americans would use <strong>the</strong>ir <strong>in</strong>fluence withHammarskjold to return many Belgians to <strong>the</strong> <strong>Congo</strong> as soon as possible: “U.S. wouldpo<strong>in</strong>t out complexity <strong>Congo</strong> situation, stat<strong>in</strong>g that only long Belgian experience <strong>in</strong> <strong>Congo</strong>can hope restore economic and technical situation <strong>in</strong> short term.” 12 Thus, Herter took a11 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 4112 Telegram from Herter to Burden, FRUS, 1958-1960, 14:38272


gentle and realistic tack with <strong>the</strong> Belgians, hop<strong>in</strong>g to achieve <strong>the</strong> desired result of gett<strong>in</strong>gBelgians out of <strong>the</strong> <strong>Congo</strong> without alienat<strong>in</strong>g <strong>the</strong>ir government.On August 2, <strong>the</strong> same day that Herter sent that telegram to Brussels,Hammarskjold announced that <strong>the</strong> U.N. force would be allowed to enter Katanga a fewdays later, on August 6. Yet almost immediately, <strong>the</strong>se plans had to be postponed, asTshombe told <strong>the</strong> Secretary-General’s special representative Ralph Bunche thatregardless of what <strong>the</strong> Belgian government had agreed, he planned to stop U.N.<strong>in</strong>tervention us<strong>in</strong>g force. Bunche agreed with Hammarskjold that <strong>the</strong> likelihood ofviolence was now so high that <strong>the</strong> U.N. would require a stronger Security Councilmandate. Hammarskjold hoped that body would pass a resolution, def<strong>in</strong>itively stat<strong>in</strong>g thatKatanga was part of <strong>the</strong> Republic of <strong>the</strong> <strong>Congo</strong>, and that <strong>the</strong> Security Council’s previousresolutions should be applied to even <strong>the</strong> secessionist prov<strong>in</strong>ces, of which <strong>the</strong>re were nowtwo. 13 On August 8, Katanga had been jo<strong>in</strong>ed by South Kasai, declared <strong>in</strong>dependentunder <strong>the</strong> presidency of Lumumba’s old rival, Albert Kalonji. <strong>The</strong> secession of SouthKasai provided a buffer zone between troops of <strong>the</strong> central government <strong>in</strong> Leopoldvilleand <strong>the</strong>ir goal <strong>in</strong> Katanga.Hammarskjold’s actions had <strong>the</strong> unfortunate effect of upsett<strong>in</strong>g almost everyone.Lumumba and <strong>the</strong> Soviets were apoplectic about this fur<strong>the</strong>r delay, say<strong>in</strong>g that Tshombedid not pose a credible military threat and that <strong>the</strong> U.N. had fallen victim to a ridiculousbluff. At <strong>the</strong> same time, <strong>the</strong> Belgian Ambassador to <strong>the</strong> United States told Herter that “<strong>the</strong>Belgians feel <strong>the</strong>y have been abused and Hammarskjold had not acted properly…<strong>the</strong>effect of Hammarskjold’s action had been extremely bad on <strong>the</strong> 23,000 whites who lived13 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 42-4373


<strong>in</strong> <strong>the</strong> Katanga and who held its economy toge<strong>the</strong>r.” 14 <strong>The</strong>y were particularlydisappo<strong>in</strong>ted with Hammarskjold’s rush to enter Katanga, as it “did not provide any timefor mean<strong>in</strong>gful negotiations between Mr. Bunche and <strong>the</strong> Katanga authorities.” 15 <strong>The</strong>Belgian government felt that Hammarskjold had disregarded its wishes and acceded to aplan that would placate Lumumba, an understand<strong>in</strong>g that would not be borne out byLumumba’s stated response. <strong>The</strong> United Nations was <strong>in</strong> <strong>the</strong> difficult position of resolv<strong>in</strong>ga conflict between two states with a long history of antagonism and diametricallyopposed agendas, each of whom was important to <strong>the</strong> organization <strong>in</strong> different ways;Hammarskjold could not afford to lose face <strong>in</strong> Africa or <strong>in</strong> Western Europe.<strong>The</strong> United States faced a similar dilemma, a not uncommon problem <strong>in</strong><strong>in</strong>ternational politics when <strong>the</strong> Cold War ran up aga<strong>in</strong>st decolonization. However, <strong>the</strong>Eisenhower <strong>Adm<strong>in</strong>istration</strong> decided decisively that its <strong>in</strong>terests were primarily alignedwith those of Europe. William Burden, <strong>the</strong> U.S. Ambassador to Belgium, wrote a letter toSecretary of State Herter to rem<strong>in</strong>d him of what was most important. While recogniz<strong>in</strong>g<strong>the</strong> difficult position that Herter was <strong>in</strong>, Burden said, “I th<strong>in</strong>k <strong>the</strong> pendulum has nowswung too much <strong>in</strong> <strong>the</strong> <strong>Congo</strong> direction and we must give full consideration to <strong>the</strong> veryserious damage which our actions are caus<strong>in</strong>g to Belgo-American relations andto NATO as a whole.” It was an emerg<strong>in</strong>g dilemma <strong>in</strong> <strong>the</strong> Cold War foreign policy of <strong>the</strong>United States, as Burden realized: “I am sure that cont<strong>in</strong>ued problems of this nature willarise because of <strong>the</strong> <strong>in</strong>evitable dichotomy of try<strong>in</strong>g to do as much as possible <strong>in</strong> Africa14 Memo of Conversation between Herter and Louis Scheyven, FRUS, 1958-1960, 14:38715 Memo of Conversation between Herter and Louis Scheyven, FRUS, 1958-1960, 14:38774


without too much damage <strong>in</strong> Europe.” 16 This k<strong>in</strong>d of calculation would be taken up,albeit reluctantly, by <strong>Kennedy</strong> when he came to office.Lumumba was unwill<strong>in</strong>g to accept <strong>the</strong> argument made by representatives of <strong>the</strong>U.N. and <strong>the</strong> U.S. that <strong>the</strong> situation <strong>in</strong> Katanga could only be resolved slowly, withcareful negotiations. For Lumumba, <strong>the</strong> matter was clear: Katanga was a prov<strong>in</strong>ce of <strong>the</strong>Republic of <strong>the</strong> <strong>Congo</strong>, and its secession was illegal. When <strong>the</strong> U.N. and <strong>the</strong> U.S. brushedoff his concerns, he elected to turn quickly to <strong>the</strong> o<strong>the</strong>r alternative, <strong>the</strong> Soviet Union.Lumumba recognized <strong>the</strong> danger to <strong>the</strong> <strong>Congo</strong>lese state and acted <strong>in</strong> a way that hethought might m<strong>in</strong>imize that danger. Without Katangese m<strong>in</strong><strong>in</strong>g, <strong>the</strong> nation would beimpoverished and <strong>in</strong>significant. Lumumba also felt that a strong centralized governmentwas necessary to unite <strong>the</strong> huge country, with its numerous tribal and l<strong>in</strong>guistic divisions;<strong>the</strong> examples of Katanga and <strong>the</strong>n South Kasai opened <strong>the</strong> possibility for fur<strong>the</strong>rfragmentation. Lumumba also decided that he had no choice but to stand up to <strong>the</strong>Belgian bus<strong>in</strong>ess <strong>in</strong>terests that he identified as be<strong>in</strong>g beh<strong>in</strong>d <strong>the</strong> Katanga secession <strong>in</strong> <strong>the</strong>first place. If he did not assert his right as elected Prime M<strong>in</strong>ister to determ<strong>in</strong>e <strong>the</strong> futurefor all of <strong>the</strong> <strong>Congo</strong>, his rule would never be valid and <strong>the</strong> nation would rema<strong>in</strong> at <strong>the</strong>mercy of wealthy Europeans. <strong>The</strong> tragedy of Patrice Lumumba’s fall is that he wascorrect on all counts; <strong>the</strong> U.N. and <strong>the</strong> U.S. should have recognized that Lumumba’serratic behavior was partially a response to a legitimate crisis of existence for <strong>the</strong> nationthat he had just been chosen to lead. However, <strong>the</strong> U.N. and <strong>the</strong> U.S. had <strong>the</strong>ir own<strong>in</strong>terests to protect, and nei<strong>the</strong>r was will<strong>in</strong>g to alienate Belgium or accelerate <strong>the</strong>ir plans.<strong>The</strong> Secretary-General entered Elisabethville on August 12, br<strong>in</strong>g<strong>in</strong>g only 240Swedish soldiers <strong>in</strong> <strong>the</strong> famous blue U.N. helmets, a force which Tshombe referred to16 Letter from Burden to Herter, FRUS, 1958-1960, 14:38475


only as Hammarskjold’s bodyguard. 17 On August 14, <strong>the</strong> Belgians formally turned powerover to <strong>the</strong> new U.N. force, with troops from neutral African countries jo<strong>in</strong><strong>in</strong>g <strong>the</strong>Swedes <strong>in</strong> Katanga <strong>in</strong> a matter of days. Hammarskjold felt that br<strong>in</strong>g<strong>in</strong>g <strong>the</strong> U.N. force toElisabethville without bloodshed had been a tremendous achievement, but Lumumba didnot feel <strong>the</strong> same way. Lumumba had wanted to accompany Hammarskjold toElisabethville and to use U.N. planes to br<strong>in</strong>g his own troops <strong>in</strong> to crush <strong>the</strong> <strong>in</strong>surrection.Instead, Hammarskjold had chosen to sidestep Lumumba and confer directly withTshombe, seem<strong>in</strong>g to grant legitimacy to an <strong>in</strong>dependent Katanga.Lumumba wrote <strong>the</strong> Secretary-General a series of angry letters, accus<strong>in</strong>g <strong>the</strong> U.N.of “act<strong>in</strong>g as though my government…did not exist” and declar<strong>in</strong>g ostentatiously that“<strong>the</strong> government and people of <strong>the</strong> <strong>Congo</strong> have lost <strong>the</strong>ir confidence <strong>in</strong> <strong>the</strong> Secretary-General.” 18 Lumumba was also extremely critical of <strong>the</strong> U.N. for us<strong>in</strong>g only Swedishtroops at <strong>the</strong> outset. “How can you imag<strong>in</strong>e, just like that, a hat pa<strong>in</strong>ted blue is enough toelim<strong>in</strong>ate <strong>the</strong> complexes of conservative officers from Sweden or Canada or GreatBrita<strong>in</strong>?” he asked a journalist. It was clear to Lumumba that <strong>the</strong> U.N. soldiers wouldtake <strong>the</strong> Belgian side, s<strong>in</strong>ce <strong>the</strong>y shared “<strong>the</strong> same past, <strong>the</strong> same history, <strong>the</strong> same tastefor our riches.” 19 At a meet<strong>in</strong>g of <strong>the</strong> National Security Council, <strong>the</strong> view was advancedthat <strong>the</strong> letters may have been written as part of a communist conspiracy: “Hammarskjoldbelieves that <strong>the</strong>y were written by a Belgian Communist who is Lumumba’s chief ofcab<strong>in</strong>et. O<strong>the</strong>rs, however, th<strong>in</strong>k that a Soviet attaché <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, who has hadextensive UN experience, may have been <strong>the</strong> author.” 20 <strong>The</strong> U.S. Embassy <strong>in</strong> Brussels17 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 4818 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 4819 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 49-5020 Memo of National Security Meet<strong>in</strong>g, FRUS, 1958-1960, 14:42276


also warned <strong>the</strong> State Department about <strong>the</strong> imm<strong>in</strong>ent arrival of two top officials <strong>in</strong> <strong>the</strong>Belgian Communist Party, say<strong>in</strong>g that <strong>the</strong>ir efforts might result <strong>in</strong> a “substantial <strong>in</strong>crease<strong>in</strong> effectiveness and coord<strong>in</strong>ation communist <strong>in</strong>fluence <strong>in</strong> <strong>Congo</strong> government.” <strong>The</strong>Embassy feared that <strong>the</strong>se imports might take over key governmental responsibilitiesfrom its “present collection of fly-by-nights, carpet baggers, embittered ex-civil servantsand African communists.” 21Lumumba’s more-or-less open break with <strong>the</strong> U.N. and Hammarskjoldhighlighted his <strong>in</strong>creas<strong>in</strong>gly isolated position even among <strong>the</strong> <strong>in</strong>dependent African states.Almost all African leaders, <strong>in</strong>clud<strong>in</strong>g his role model, Ghana’s Kwame Nkrumah,encouraged Lumumba to work with<strong>in</strong> <strong>the</strong> U.N. framework. Nikita Khrushchev, perhapsworried that an <strong>in</strong>creas<strong>in</strong>gly marg<strong>in</strong>alized Lumumba would be replaced by someone lesssympa<strong>the</strong>tic to <strong>the</strong> Soviet cause, opted to <strong>in</strong>crease his <strong>in</strong>volvement. Although <strong>the</strong> Sovietshad been flout<strong>in</strong>g <strong>the</strong> U.N. restrictions on bilateral aid from <strong>the</strong> beg<strong>in</strong>n<strong>in</strong>g, by <strong>the</strong> end ofAugust, Khrushchev was ready to <strong>in</strong>crease Soviet assistance beyond food and trucks, to<strong>in</strong>clude weapons, ammunition and technicians to support Lumumba’s army. 22With <strong>the</strong> knowledge that this aid was forthcom<strong>in</strong>g, Lumumba acted boldly tosever his relationship with <strong>the</strong> U.N. and “settle <strong>the</strong> Katanga problem with our ownforces.” 23 On August 24, Lumumba demanded that <strong>the</strong> United Nations turn over controland security at <strong>the</strong> Leopoldville airport to his troops, threaten<strong>in</strong>g <strong>the</strong> use of force if <strong>the</strong>U.N. would not comply. Bunche tried to arrange a meet<strong>in</strong>g with Lumumba to rem<strong>in</strong>d <strong>the</strong>Prime M<strong>in</strong>ister that <strong>the</strong> U.N. had only been ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g order s<strong>in</strong>ce <strong>the</strong> violent attack onCanadian U.N. personnel a week prior, but Lumumba refused to meet with him. This21 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 6122 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 5823 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 6377


proved to be <strong>the</strong> last straw for Bunche, who declared “I’m a patient man, but my patiencehas worn th<strong>in</strong>.” 24 He returned to New York to brief his ill-fated successor RajeshwarDayal.On <strong>the</strong> same day, Lumumba seized planes from Air <strong>Congo</strong> to send soldiers toKasai, as part of a force <strong>in</strong>tended to defeat Kalonji’s secession and <strong>the</strong>n move on toKatanga. On this account, <strong>the</strong> Prime M<strong>in</strong>ister aga<strong>in</strong> displayed his trademark impetuosity,preempt<strong>in</strong>g Gizenga’s plan to act a week later. Gizenga had publicly announced a targetdate at <strong>the</strong> end of August, s<strong>in</strong>ce Belgian troops were expected to be removed by <strong>the</strong>n.Lumumba even confirmed American fears by respond<strong>in</strong>g to a journalist’s question that<strong>the</strong> <strong>Congo</strong> had long “enjoyed <strong>the</strong> moral support of <strong>the</strong> Soviet Union…Today we arereceiv<strong>in</strong>g not only moral but also material support.” 25<strong>The</strong> next day, August 25, a collection of Africa’s foreign m<strong>in</strong>isters arrived <strong>in</strong>Leopoldville for a conference whose purpose was to encourage Lumumba to back awayfrom his aggressive stance. <strong>The</strong> conference turned even more negative after <strong>the</strong> PrimeM<strong>in</strong>ister <strong>in</strong>vited his guests to jo<strong>in</strong> him on a visit to his base of power <strong>in</strong> Stanleyville.<strong>The</strong>re, <strong>the</strong> m<strong>in</strong>isters witnessed Lumumba’s review of <strong>the</strong> eight hundred troops he<strong>in</strong>tended to send to Katanga as well as <strong>the</strong> aftermath of an unprovoked beat<strong>in</strong>g, bymembers of <strong>the</strong> <strong>Congo</strong>lese army and police force, of ten U.N. airmen from <strong>the</strong> U.S. andCanada. Although Lumumba’s campaign <strong>in</strong> Kasai had an auspicious beg<strong>in</strong>n<strong>in</strong>g, tak<strong>in</strong>gKalonji’s capital at Bakwanga and threaten<strong>in</strong>g <strong>the</strong> Katangese border under <strong>the</strong> commandof Czechoslovakian advisers, it quickly fell apart. When <strong>the</strong> Soviet planes showed up totransport re<strong>in</strong>forcements to Bakwanga on September 5, <strong>the</strong>y were too late to stop <strong>the</strong>24 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 6225 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 6378


military action from turn<strong>in</strong>g <strong>in</strong>to a wholesale slaughter of <strong>the</strong> region’s Balubapopulation. 26<strong>The</strong> Soviets sent hundred of trucks, first to <strong>the</strong> Atlantic port of Matadi and <strong>the</strong>noverland to Luluabourg, <strong>the</strong> start<strong>in</strong>g po<strong>in</strong>t for Lumumba’s campaign <strong>in</strong> South Kasai.<strong>The</strong>y also provided ten Ilyush<strong>in</strong> IL-14 airplanes with crews of eight, <strong>in</strong>clud<strong>in</strong>g someSoviet technicians. 27 <strong>The</strong>se considerations were crucial for <strong>the</strong> <strong>in</strong>vasion of South Kasai;Lumumba almost certa<strong>in</strong>ly would not have been able to transport his troops through <strong>the</strong>thick jungles without <strong>the</strong>m. <strong>The</strong> Soviet Union dispensed <strong>the</strong> aid directly, <strong>in</strong> flagrantdisregard of <strong>the</strong> clear requirement for all foreign aid to be adm<strong>in</strong>istered through <strong>the</strong> U.N.However, it is clear that this was not a particularly mean<strong>in</strong>gful aid package, especially <strong>in</strong>Cold War terms. Khrushchev realized that <strong>the</strong> Soviet Union was not capable of provid<strong>in</strong>gsignificant military might to a nation that distance from Russia. Flights had to choosefrom two routes across Africa, one across <strong>the</strong> Sahara through Rabat and Accra andend<strong>in</strong>g <strong>in</strong> Leopoldville, and ano<strong>the</strong>r from Cairo to Khartoum to Stanleyville. Nei<strong>the</strong>r wasdesirable nor feasible on a regular basis. 28Ultimately, Khrushchev opted for very limited Soviet aid, on <strong>the</strong> grounds that itmight improve Lumumba’s situation without be<strong>in</strong>g likely to provoke military<strong>in</strong>tervention by Western powers that had already shown <strong>the</strong>ir commitment to a U.N.-ledsolution. Khrushchev was correct to doubt U.S. or European military <strong>in</strong>tervention, but hedid not realize <strong>the</strong> alarm that his actions would cause. <strong>The</strong> Eisenhower <strong>Adm<strong>in</strong>istration</strong>regarded Lumumba’s turn to <strong>the</strong> Soviets as an om<strong>in</strong>ous one and began devot<strong>in</strong>g a greatdeal more attention to address<strong>in</strong>g <strong>the</strong> <strong>Congo</strong> Crisis, possibly through assass<strong>in</strong>at<strong>in</strong>g26 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 7027 Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 11028 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 5779


Lumumba. This turned out to be unnecessary because Lumumba’s use of Soviet planeson September 5 prompted <strong>the</strong> slow-mov<strong>in</strong>g President Kasavubu to oust Lumumba asPrime M<strong>in</strong>ister that night.<strong>The</strong> limited nature of Soviet <strong>in</strong>tervention did not prevent <strong>the</strong> Eisenhower<strong>Adm<strong>in</strong>istration</strong> from regard<strong>in</strong>g it as a first-class threat. In a National Security Councilmeet<strong>in</strong>g dur<strong>in</strong>g <strong>the</strong> <strong>Congo</strong>’s tumultuous August, Maurice Stans, Director of <strong>the</strong> Bureau of<strong>the</strong> Budget, offered a racially-charged explanation for <strong>the</strong> <strong>Congo</strong> Crisis. “Mr. Stans saidthat it was <strong>the</strong> consensus of people who know <strong>the</strong> <strong>Congo</strong> that it was <strong>the</strong> objectiveof Lumumba to drive <strong>the</strong> whites out and to take over <strong>the</strong>ir property; that Lumumba hadno concept of <strong>the</strong> implications of such action for his country.” 29 Allen Dulles added hissuspicions that Lumumba was on <strong>the</strong> Soviet payroll, evidently considered it hisresponsibility to do so <strong>in</strong> each meet<strong>in</strong>g of <strong>the</strong> NSC. <strong>The</strong> CIA’s man <strong>in</strong> Leopoldville,Lawrence Devl<strong>in</strong>, remarked that “we were conv<strong>in</strong>ced that we were observ<strong>in</strong>g <strong>the</strong>beg<strong>in</strong>n<strong>in</strong>g of a major Soviet effort to ga<strong>in</strong> control of a key country <strong>in</strong> central Africa foruse as a spr<strong>in</strong>gboard to control much of <strong>the</strong> cont<strong>in</strong>ent.” 30<strong>The</strong> Board of National Estimates made a more thoughtful and realistic forecast ofLumumba’s future actions.Lumumba’s foreign policy would probably be opportunistic and quixotic. Hisprobable dependence for support and advice on <strong>the</strong> Bloc and on such Africancountries as Ghana and Gu<strong>in</strong>ea, coupled with his underly<strong>in</strong>g anti-Belgian, antiwhitefeel<strong>in</strong>gs, would make him a left neutralist, but he would probably be hard tokeep p<strong>in</strong>ned down…His wild behavior would probably irritate <strong>the</strong> older l<strong>in</strong>eneutralists and pro-Western governments [<strong>in</strong> Africa]. 3129 Memo of National Security Council Meet<strong>in</strong>g, FRUS, 1958-1960, 14:42330 Qtd. <strong>in</strong> Mazov, A Distant Front <strong>in</strong> <strong>the</strong> Cold War, 11131 Memo from Board of National Estimates to Dulles, FRUS, 1958-1960, 14:43980


<strong>The</strong> events of August 1960 impressed on many parties <strong>the</strong> unreliability ofLumumba’s rule. His bullheaded devotion to <strong>the</strong> Katanga issue not only catalyzed<strong>in</strong>ternational opposition to him, it also did much to alienate <strong>the</strong> popular Prime M<strong>in</strong>isterfrom o<strong>the</strong>r <strong>Congo</strong>lese leaders, like Tshombe, Kasavubu and Mobutu, all of whom wouldbe complicit <strong>in</strong> his murder only a few months later. <strong>The</strong> United States embarked on itsmission to assass<strong>in</strong>ate Lumumba dur<strong>in</strong>g this period, and Kasavubu would dismiss himfrom office soon <strong>the</strong>reafter. Ironically, <strong>the</strong> tumult caused by so many groups striv<strong>in</strong>g tounseat Lumumba led to a dramatic decl<strong>in</strong>e <strong>in</strong> <strong>the</strong> attention be<strong>in</strong>g paid to Katanga.Tshombe’s <strong>in</strong>dependent government <strong>in</strong> Elisabethville would cont<strong>in</strong>ue more or lessunmolested for <strong>the</strong> next year, until <strong>the</strong> election of Cyrille Adoula allowed <strong>the</strong> U.S. and<strong>the</strong> U.N. to return <strong>the</strong>ir focus to <strong>the</strong> prov<strong>in</strong>ce that caused so much trouble <strong>in</strong> <strong>the</strong> open<strong>in</strong>gmonths of <strong>the</strong> <strong>Congo</strong> Crisis.Indeed, one of Adoula’s first acts as Prime M<strong>in</strong>ister was to pass Ord<strong>in</strong>ance No. 70on August 24, requir<strong>in</strong>g that “all <strong>the</strong> non-<strong>Congo</strong>lese officers and mercenaries serv<strong>in</strong>g <strong>in</strong><strong>the</strong> Katanga Forces…are expelled from <strong>the</strong> territory of <strong>the</strong> Republic of <strong>the</strong> <strong>Congo</strong>.” 32 AtHammarskjold’s request, Adoula also sent a letter ask<strong>in</strong>g for “<strong>the</strong> assistance of <strong>the</strong> UnitedNations <strong>in</strong> putt<strong>in</strong>g an end to <strong>the</strong> aggressive activities of <strong>the</strong> Katanga Gendarmerie and <strong>in</strong>secur<strong>in</strong>g <strong>the</strong> evacuation of foreign officers and mercenaries serv<strong>in</strong>g <strong>in</strong> <strong>the</strong> armed forces ofKatanga.” 33 Adoula’s requests seemed reasonable <strong>in</strong> comparison to Lumumba’s wildeyeddemands, and <strong>the</strong> election of a new and more conciliatory Belgian governmentcommitted to repatriate <strong>the</strong> rema<strong>in</strong><strong>in</strong>g Belgians. Accounts placed <strong>the</strong> number of foreignmilitary officers <strong>in</strong> Katanga at about five hundred <strong>in</strong> August 1960, <strong>in</strong>clud<strong>in</strong>g two hundred32 Qtd. <strong>in</strong> Hoskyns, <strong>The</strong> <strong>Congo</strong>: A Chronology of Events, 4633 Qtd. <strong>in</strong> Hoskyns, <strong>The</strong> <strong>Congo</strong>: A Chronology of Events, 4581


Belgians, soon to be returned home, and three hundred non-Belgians, whose presenceBelgian Foreign M<strong>in</strong>ister Paul-Henri Spaak would not address. 34 <strong>The</strong>se o<strong>the</strong>r whitemercenaries had been recruited from South Africa, Rhodesia or Algeria, and were fearedfor <strong>the</strong>ir violence and uncivilized appearance, which gave <strong>the</strong>m <strong>the</strong> nickname les affreux,or <strong>the</strong> dreadful ones.Hammarskjold and Conor Cruise O’Brien, <strong>the</strong> U.N.’s representative <strong>in</strong> Katanga,agreed that Tshombe would resist rejo<strong>in</strong><strong>in</strong>g <strong>the</strong> Republic of <strong>the</strong> <strong>Congo</strong> as long as <strong>the</strong>sewell-armed mercenaries rema<strong>in</strong>ed at his disposal. Thus, on August 28, O’Brien led apeaceful operation, with <strong>the</strong> codename Rumpunch, which captured more than eightyforeign mercenaries <strong>in</strong> a few hours. O’Brien temporarily deta<strong>in</strong>ed <strong>the</strong> rabble-rous<strong>in</strong>gInterior M<strong>in</strong>ister Godefroid Munongo and seized <strong>the</strong> radio station and post office toprevent warn<strong>in</strong>gs or organized action. <strong>The</strong> United Nations considered Rumpunch to be adecisive success, with Hammarskjold tell<strong>in</strong>g O’Brien that it had been an “exceed<strong>in</strong>glysensitive operation carried through with skill and courage.” 35 <strong>The</strong> arrests only endedwhen Tshombe announced that he “bowed before <strong>the</strong> decisions of <strong>the</strong> U.N.” and <strong>the</strong>Belgian consul <strong>in</strong> Elisabethville agreed to take responsibility for repatriat<strong>in</strong>g <strong>the</strong>rema<strong>in</strong><strong>in</strong>g foreigners. 36<strong>The</strong> United States had serious concerns about <strong>the</strong> effects of Operation Rumpunch,and especially about <strong>the</strong> possible precedent for future operations of <strong>the</strong> same k<strong>in</strong>d.McMurtrie Godley, <strong>the</strong> de facto U.S. Ambassador <strong>in</strong> Leopoldville, expressed hisreservations to Sture L<strong>in</strong>ner, who was <strong>in</strong> charge of <strong>the</strong> U.N. Operation <strong>in</strong> <strong>the</strong> <strong>Congo</strong>: “I34 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 28935 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 29036 Qtd. <strong>in</strong> Hoskyns, <strong>The</strong> <strong>Congo</strong>: A Chronology of Events, 1582


po<strong>in</strong>ted out he had taken major risk re security Europeans.” 37 L<strong>in</strong>ner confidentlydismissed this po<strong>in</strong>t, which only worried Godley more. He reported to <strong>the</strong> StateDepartment that he was “considerably concerned” about <strong>the</strong> “extended arrests anddeportation Belgian advisers which could mount to some 100 or 150 key men <strong>in</strong> allbranches of government who currently assur<strong>in</strong>g some semblance of governmentaladm<strong>in</strong>istration. Action might also extend to technicians who keep public works,communications, transport operat<strong>in</strong>g.” 38Secretary of State Dean Rusk responded with an unsurpris<strong>in</strong>g take on American<strong>in</strong>terests <strong>in</strong> <strong>the</strong> <strong>Congo</strong>.While we approve removal of Belgian military personnel Katanga at earliestpossible date and believe this action will reduce Tshombe ability rema<strong>in</strong> <strong>in</strong>secession we believe current situation requires great care and careful assessmentsubsequent UN steps if eventual political reconciliation is not to be jeopardized…We believe that Tshombe could provide conservative counterweight needed<strong>in</strong> Adoula government, and we hope UN will use new position of strength to<strong>in</strong>duce Tshombe's cooperation with central government and not to destroy him. 39Just days after secur<strong>in</strong>g <strong>the</strong> ascension of Adoula to <strong>the</strong> Premiership, <strong>Kennedy</strong>’s StateDepartment was underm<strong>in</strong><strong>in</strong>g his most important goal because it feared <strong>the</strong> possibility ofa leftist majority <strong>in</strong> Leopoldville. British Prime M<strong>in</strong>ister Harold Macmillan was evenmore explicit <strong>in</strong> his memoirs, “We wanted a united <strong>Congo</strong>, but not a Communist<strong>Congo</strong>.” 40 Once aga<strong>in</strong>, <strong>the</strong> United States showed itself to be will<strong>in</strong>g to accept undesirablecandidates for leadership positions based primarily on <strong>the</strong>ir anti-Communist credentials.Although <strong>the</strong> actions of <strong>the</strong> consular corps <strong>in</strong> Elisabethville calmed th<strong>in</strong>gs down atfirst, <strong>the</strong> failure to round up all <strong>the</strong> foreigners meant tensions were not relaxed for long.37 Telegram from Godley to State Department, FRUS, 1961-63, 20:19938 Telegram from Godley to State Department, FRUS, 1961-63, 20:20039 Telegram from Rusk to Godley, FRUS, 1961-63, 20:20140 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 29083


On September 8, <strong>the</strong> U.N. found that 104 foreigners were miss<strong>in</strong>g and unaccounted for,presumably lay<strong>in</strong>g low among <strong>the</strong> European civilian population. 41 On September 9, <strong>the</strong><strong>Congo</strong>lese Parliament met <strong>in</strong> a secret session to approve a wide range of measures<strong>in</strong>tended to put an end to <strong>the</strong> Katangese secession. <strong>The</strong>se <strong>in</strong>cluded <strong>the</strong> suspension of <strong>the</strong>Katangese prov<strong>in</strong>cial assembly, <strong>the</strong> expulsion of all foreign military advisers, <strong>the</strong>occupation of various government build<strong>in</strong>gs, and <strong>the</strong> confiscation of all militaryequipment. <strong>The</strong> resolution passed <strong>in</strong> secret also had <strong>the</strong> effect of declar<strong>in</strong>g a state ofexception <strong>in</strong> Katanga prov<strong>in</strong>ce, and issu<strong>in</strong>g warrants for <strong>the</strong> arrest of five Katangeseleaders, <strong>in</strong>clud<strong>in</strong>g Tshombe and Munongo. <strong>The</strong>se actions, <strong>in</strong>clud<strong>in</strong>g <strong>the</strong> arrests, would beundertaken by <strong>the</strong> U.N. troops <strong>in</strong> Katanga, although <strong>the</strong> plan called for O’Brien to use <strong>the</strong>threat of arrest to conv<strong>in</strong>ce Tshombe to negotiate an end to <strong>the</strong> secession, with <strong>the</strong>warrant only be<strong>in</strong>g exercised if he refused. 42<strong>The</strong> operation, codenamed Morthor, would take place a few days later, onSeptember 13. In <strong>the</strong> few days between <strong>the</strong> resolution and its execution, <strong>the</strong> situationwould deteriorate even more. <strong>The</strong> belligerent Munongo apparently acted on his ownauthority to use <strong>the</strong> secret police, <strong>the</strong> Sureté, to arrest Michel Tombela<strong>in</strong>e, <strong>the</strong> deputyU.N. representative <strong>in</strong> Elisabethville. Although Tombela<strong>in</strong>e was quickly released,O’Brien’s demand that Tshombe dismiss Munongo was refused. By September 12,Tshombe had disregarded two o<strong>the</strong>r U.N. requests, that he meet with representatives of<strong>the</strong> Leopoldville government and <strong>the</strong>n with Hammarskjold, who would arrive <strong>in</strong> <strong>the</strong><strong>Congo</strong> on September 13. O’Brien’s patience with Tshombe had run out, and he41 Hoskyns, <strong>The</strong> <strong>Congo</strong>: A Chronology of Events,1642 Telegram from Gullion to State Department, FRUS, 1961-63, 20:20784


announced to <strong>the</strong> press that “this was <strong>the</strong> last time he would ask [Tshombe] to meet with<strong>the</strong> Leopoldville leaders.” 43Hammarskjold and O’Brien saw Operation Morthor as <strong>the</strong> last step <strong>in</strong> end<strong>in</strong>g <strong>the</strong>Katanga secession and thus, <strong>the</strong> <strong>Congo</strong> Crisis. Unfortunately, it turned out to besometh<strong>in</strong>g of a disaster, especially when compared to <strong>the</strong> efficient, decisive and bloodlessOperation Rumpunch. Members of <strong>the</strong> Katangese delegation <strong>in</strong> Leopoldville had warnedTshombe about <strong>the</strong> resolution, an easily-foreseeable outcome that crucially underm<strong>in</strong>ed<strong>the</strong> element of surprise that had made <strong>the</strong> difference <strong>in</strong> Rumpunch. 44 Tshombe, afterexpress<strong>in</strong>g a will<strong>in</strong>gness to cooperate with O’Brien on <strong>the</strong> telephone, disappeared fromhis residence and fled to Rhodesia. O’Brien called <strong>the</strong> failure to secure Tshombe’sresidence <strong>the</strong> “fatal flaw” of Operation Morthor. 45 Without Tshombe’s presence on <strong>the</strong>radio to discourage resistance, fierce fight<strong>in</strong>g broke out between <strong>the</strong> U.N. troops andmercenaries. O’Brien had planned <strong>the</strong> operation for <strong>the</strong> early morn<strong>in</strong>g of September 13 sothat it would be f<strong>in</strong>ished by <strong>the</strong> time Hammarskjold landed, but <strong>the</strong> fight<strong>in</strong>g meant that<strong>the</strong> Secretary-General had to move on to Elisabethville almost immediately after land<strong>in</strong>g<strong>in</strong> Leopoldville.<strong>The</strong> U.S. and <strong>the</strong> U.K., displeased with a much easier and more successful U.N.operation <strong>in</strong> Rumpunch, found <strong>the</strong>mselves <strong>in</strong> a very difficult situation as fight<strong>in</strong>g brokeout between <strong>the</strong> U.N. and <strong>the</strong> various Europeans and Katangese <strong>in</strong> Elisabethville.William Canup, <strong>the</strong> U.S. Consul <strong>in</strong> Elisabethville, identified <strong>the</strong> conflict by expla<strong>in</strong><strong>in</strong>gthat <strong>the</strong> “situation places members of Consulate completely on side of UN despite our43 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 29144 Hoskyns, <strong>The</strong> <strong>Congo</strong>: A Chronology of Events, 1645 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 29285


will<strong>in</strong>gness to recognize that UN has committed <strong>in</strong>excusable blunders.” 46 Ralph Bunchetold Hammarskjold that <strong>the</strong> Americans were upset that Hammarskjold had not consultedwith <strong>the</strong>m, even though <strong>the</strong>y were <strong>the</strong> primary f<strong>in</strong>ancial backers of <strong>the</strong> U.N. Operation <strong>in</strong><strong>the</strong> <strong>Congo</strong>. Ultimately, <strong>the</strong> U.S. and U.K. did not want to see an expanded role for <strong>the</strong>U.N. <strong>in</strong> Katanga, particularly a military one. Ambivalent about Tshombe <strong>in</strong> <strong>the</strong> firstplace, <strong>the</strong>y were openly hostile to <strong>the</strong> notion of putt<strong>in</strong>g U.N. troops <strong>in</strong> danger to force hissurrender. Try<strong>in</strong>g to address <strong>the</strong> U.N.’s aerial <strong>in</strong>feriority (Katanga had a s<strong>in</strong>gle fighterplane, and thus one more than <strong>the</strong> U.N.), Hammarskjold asked for help from nearbyEthiopia, but <strong>the</strong> British refused permission for <strong>the</strong> Ethiopian planes to fly over Ugandaon <strong>the</strong> way. 47In an unenviable situation, Hammarskjold agreed to travel to Rhodesia to discussa cease-fire with Tshombe <strong>in</strong> person, an action attributed by some of his aids to a privateultimatum that threatened <strong>the</strong> end of British support for <strong>the</strong> U.N. Operation <strong>in</strong> <strong>the</strong> <strong>Congo</strong>.On <strong>the</strong> night of September 17, <strong>the</strong> Secretary-General’s plane checked <strong>in</strong> with airportofficials <strong>in</strong> <strong>the</strong> Rhodesian city of Ndola to announce its descent as expected, but <strong>the</strong>nradio communication ceased unexpectedly. After some wait<strong>in</strong>g, <strong>the</strong> officials on <strong>the</strong>ground surmised that Hammarskjold had changed his plans abruptly and went home. Itwas not until <strong>the</strong> next morn<strong>in</strong>g that <strong>the</strong> wreckage of <strong>the</strong> Secretary-General’s plane wasfound a few miles from its dest<strong>in</strong>ation; one security guard was alive to tell <strong>the</strong> story bu<strong>the</strong> died a few days later. 48<strong>The</strong> U.N. would not rule out <strong>the</strong> possibility of attack or sabotage, and an<strong>in</strong>vestigation concluded <strong>in</strong> 1962 made <strong>the</strong> same conclusion, although it found no46 Telegram from Canup to State Department, FRUS, 1961-63, 20:21347 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 29548 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 29886


evidence for such an outcome. On this premise, <strong>the</strong> Soviets suggested that Tshombemight be responsible, but O’Brien said that this was unlikely. He blamed <strong>the</strong> troublesomeMunongo, possibly <strong>in</strong> conjunction with European mercenaries <strong>in</strong> Katanga. Cyrille Adoulafelt that Hammarskjold was “<strong>the</strong> victim of certa<strong>in</strong> f<strong>in</strong>ancial circles for whom a human lifeis worth less than a gram of copper and uranium.” 49 Ironically, <strong>the</strong> plane crash may havebeen <strong>the</strong> result of <strong>the</strong> pilot tak<strong>in</strong>g an unfamiliar and circuitous route to avoid <strong>in</strong>terferenceby <strong>the</strong> s<strong>in</strong>gle Katangese jet plane that had been caus<strong>in</strong>g so many problems.Hammarsjkold was quickly replaced by <strong>the</strong> Burmese diplomat U Thant, whomHammarskjold himself had mentioned as a possible successor. Thant had also been listedamong <strong>the</strong> possible U.N. envoys to <strong>the</strong> <strong>Congo</strong> after <strong>the</strong> debacle with Rajeshwar Dayal.Yet Thant did not have <strong>the</strong> same personal <strong>in</strong>vestment <strong>in</strong> African decolonization thatHammarskjold had shown, and was will<strong>in</strong>g to leave <strong>Congo</strong> policy to his deputy RalphBunche. Bunche had rema<strong>in</strong>ed deeply <strong>in</strong>volved <strong>in</strong> <strong>the</strong> events <strong>in</strong> <strong>the</strong> <strong>Congo</strong> even after heleft Leopoldville, and <strong>the</strong> Americans were very satisfied to see him take an even moreprom<strong>in</strong>ent role under Thant. 50Tshombe cont<strong>in</strong>ued his <strong>in</strong>tended cease-fire negotiations with o<strong>the</strong>r U.N. officialsafter Hammarskjold died. On September 20, <strong>the</strong> U.N. and Tshombe reached a deal thatwould end <strong>the</strong> fight<strong>in</strong>g and leave Tshombe <strong>in</strong> clear control of Katanga. In Leopoldville,Adoula made it clear that <strong>the</strong> cease-fire did not apply to his forces, a position which metwith support from <strong>the</strong> Soviet Union, which had decried <strong>the</strong> cease-fire as a form ofsurrender to Tshombe. <strong>The</strong> British, meanwhile, were glad that a cease-fire had beenreached, see<strong>in</strong>g it as a validation of <strong>the</strong>ir block<strong>in</strong>g <strong>the</strong> arrival of Ethiopian fighter planes.49 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 29850 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 300-187


A British official remarked to <strong>the</strong> press “If it is imperialist to try to halt fight<strong>in</strong>g before itgets out of hand, <strong>the</strong>n we’re imperialist.” 51Perhaps unsurpris<strong>in</strong>gly, <strong>the</strong> reaction of <strong>the</strong> United States was more ambivalent.After Hammarskjold’s death, <strong>the</strong> <strong>Kennedy</strong> <strong>Adm<strong>in</strong>istration</strong> had been anxious to bolster <strong>the</strong>legitimacy of <strong>the</strong> U.N. and so demonstrated a new will<strong>in</strong>gness to support its militaryactions <strong>in</strong> <strong>the</strong> <strong>Congo</strong>. <strong>The</strong> U.S. reversed course on its previous policy and allowedAmerican planes to be used to carry United Nations soldiers with<strong>in</strong> <strong>the</strong> <strong>Congo</strong> for <strong>the</strong>first time. Hammarskjold had requested this capability before his death, but <strong>the</strong> UnitedStates was only will<strong>in</strong>g to acquiesce on <strong>the</strong> even<strong>in</strong>g of September 18, <strong>in</strong> <strong>the</strong> hope that <strong>the</strong>use of <strong>the</strong> planes would “enhance chances achievement early cease fire under conditionsfavorable to UN achievement its basic objectives <strong>in</strong> <strong>Congo</strong>.” 52 <strong>The</strong> next day, <strong>Kennedy</strong>approved a cont<strong>in</strong>gent offer of eight U.S. fighter jets to support and defend U.N. transportplanes, but not to <strong>in</strong>tentionally seek out and engage enemy aircraft. In <strong>the</strong> end, <strong>the</strong> ceasefireand <strong>the</strong> arrival of airplanes from o<strong>the</strong>r U.N. nations meant that <strong>the</strong> Americancontribution was not needed.Never<strong>the</strong>less, <strong>Kennedy</strong>’s action was a major shift from <strong>the</strong> previousdiscouragement of any active <strong>in</strong>volvement, and it is tell<strong>in</strong>g that it happened <strong>in</strong> response toa change <strong>in</strong> <strong>the</strong> U.N. structure and not a change <strong>in</strong> <strong>the</strong> ground situation <strong>in</strong> Katanga. Ifanyth<strong>in</strong>g, <strong>Kennedy</strong>’s newfound resolve reflected his desire to end <strong>the</strong> fight<strong>in</strong>g <strong>in</strong> Katangaas soon as possible. Although this was a shift <strong>in</strong> American objectives, it is consistent withEisenhower’s earlier realization that <strong>the</strong> Katanga secession represented a untenablesituation for <strong>the</strong> <strong>Congo</strong>. This attitude <strong>in</strong>formed American read<strong>in</strong>gs of Tshombe’s actions51 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 30352 Telegram from Bowles to Gullion, FRUS, 1961-1963, 20:22788


after <strong>the</strong> cease-fire, lead<strong>in</strong>g to <strong>the</strong> conclusion that Tshombe would respond only to force.George Ball, <strong>the</strong> Under Secretary of State for Economic Affairs, wrote to <strong>Kennedy</strong> aboutthis predicament: “So long as he feels <strong>in</strong> control of <strong>the</strong> military situation <strong>in</strong> <strong>the</strong> Katanga,and so long as he rema<strong>in</strong>s under <strong>the</strong> effective direction of his Belgian backers andadvisers, Tshombe will be unwill<strong>in</strong>g to negotiate for anyth<strong>in</strong>g but <strong>the</strong> partition of <strong>the</strong><strong>Congo</strong>.” Ball proposed an obvious but radical solution, “We must immediately buildup UN fight<strong>in</strong>g power to <strong>the</strong> po<strong>in</strong>t where Tshombe will realize he cannot w<strong>in</strong>.” 53 <strong>The</strong>United States found itself <strong>in</strong> <strong>the</strong> surpris<strong>in</strong>g position of oppos<strong>in</strong>g Great Brita<strong>in</strong> on <strong>the</strong>aggressiveness of <strong>the</strong> U.N.’s <strong>Congo</strong> policy, a far cry from <strong>the</strong> cooperation between <strong>the</strong>two countries <strong>in</strong> recent months.At <strong>the</strong> same time, Adoula was deal<strong>in</strong>g with <strong>the</strong> cont<strong>in</strong>ued <strong>in</strong>transigence ofGizenga, who had left Leopoldville on October 4 and did not return a week later asagreed. In an effort to underm<strong>in</strong>e <strong>the</strong> opposition <strong>in</strong> Stanleyville, Adoula prevailed onGizenga’s military commander, General Victor Lundula, to swear his loyalty to Adoula’sgovernment. <strong>The</strong>n Lundula jo<strong>in</strong>ed Mobutu to lead an offensive aga<strong>in</strong>st Katanga start<strong>in</strong>gon November 2. 54 <strong>The</strong> same day, <strong>the</strong> Belgian government announced that it would nolonger consider as valid <strong>the</strong> passports of its citizens serv<strong>in</strong>g <strong>in</strong> <strong>the</strong> Katangese militarypolice; Tshombe responded by claim<strong>in</strong>g that his armed forces no longer conta<strong>in</strong>ed anymercenaries. 55 <strong>The</strong> U.N. was spurred to act even more forcefully <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, given thattroops from Stanleyville had mut<strong>in</strong>ied and surrounded <strong>the</strong> U.N. soldiers <strong>in</strong> <strong>the</strong> town ofK<strong>in</strong>du, arrest<strong>in</strong>g, beat<strong>in</strong>g and kill<strong>in</strong>g Italian airmen over <strong>the</strong> course of several days <strong>in</strong>mid-November. It was <strong>in</strong> this environment that <strong>the</strong> Security Council approved a53 Memo from Ball to <strong>Kennedy</strong>, FRUS, 1961-1963, 20:23554 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 30655 Hoskyns, <strong>The</strong> <strong>Congo</strong>: A Chronology of Events, 1989


esolution on November 24 that authorized <strong>the</strong> use of force to end <strong>the</strong> secession <strong>in</strong>Katanga and expel foreign missionaries. <strong>The</strong> next day, Tshombe made a speech thatencouraged <strong>the</strong> people of Katanga to resist <strong>the</strong> Security Council resolution and killsoldiers of <strong>the</strong> United Nations, us<strong>in</strong>g poisoned arrows if <strong>the</strong>y did not have access tomodern weapons. 56<strong>The</strong> battle-l<strong>in</strong>es had clearly been drawn, so that on <strong>the</strong> night of November 28,Katangese commandoes attacked a d<strong>in</strong>ner party be<strong>in</strong>g held <strong>in</strong> honor of U.S. SenatorThomas Dodd, a great supporter of Tshombe. <strong>The</strong> men kidnapped and beat BrianUrquhart and George Ivan Smith, <strong>the</strong> U.N.’s top civilian officials <strong>in</strong> Katanga now thatO’Brien had gone back to New York. Smith was rescued shortly <strong>the</strong>reafter, but Urquhartspent <strong>the</strong> night <strong>in</strong> a military camp and was only released when a local U.N. commanderthreatened to destroy <strong>the</strong> presidential palace. When <strong>the</strong> Katangese troops refused toremove barricades on <strong>the</strong> road lead<strong>in</strong>g to <strong>the</strong> airport <strong>in</strong> Elisabethville, even with repeatedwarn<strong>in</strong>gs and ultimatums, <strong>the</strong> U.N. forcibly removed it on December 5, spark<strong>in</strong>g violenceall over <strong>the</strong> city. 57This time, <strong>the</strong> United States was eager to help, us<strong>in</strong>g six American planes totransport U.N. troops and antiaircraft guns to Leopoldville, with <strong>the</strong> plan to devotetwenty-one more transport planes to br<strong>in</strong>g<strong>in</strong>g additional U.N. troops to <strong>the</strong> <strong>Congo</strong> from<strong>the</strong>ir home countries. By this po<strong>in</strong>t, <strong>the</strong> United Nations had its own air force of fifteencombat planes, which it used to support <strong>the</strong> U.S. transportation efforts and to bombElisabethville and o<strong>the</strong>r areas. <strong>The</strong> air strikes were strongly protested by Belgium and56 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 31157 Hoskyns, <strong>The</strong> <strong>Congo</strong>: A Chronology of Events, 2190


especially by Union M<strong>in</strong>iére, which feared <strong>the</strong> destruction of its m<strong>in</strong><strong>in</strong>g <strong>in</strong>frastructure. 58<strong>The</strong> British were pushed <strong>in</strong>to support for this operation not only because of <strong>the</strong>ir desirefor cont<strong>in</strong>ued good relations with <strong>the</strong> Americans, but also because Conor Cruise O’Brienhad resigned from <strong>the</strong> U.N. and publicly identified <strong>the</strong> U.K. for underm<strong>in</strong><strong>in</strong>g previousoperations <strong>in</strong> September. <strong>Kennedy</strong> worked to reassure British Prime M<strong>in</strong>ister HaroldMacmillan, while Macmillan hoped to cement his reputation aga<strong>in</strong>st O’Brien’s chargesby giv<strong>in</strong>g bombs to <strong>the</strong> United Nations.Tshombe sent a telegram to <strong>Kennedy</strong> on December 14, ask<strong>in</strong>g <strong>Kennedy</strong> to“designate a suitable negotiator and to stop at once useless bloodshed.” 59 As a result,<strong>Kennedy</strong> dispatched Gullion to Ndola on December 18, where <strong>the</strong> American Ambassadorprevailed upon Tshombe to travel to Kitona to meet with Adoula. <strong>The</strong> Kitona agreementsaw Tshombe accept virtually all of Leopoldville’s conditions: Tshombe recognized <strong>the</strong>central government under Kasavubu as controll<strong>in</strong>g a unified <strong>Congo</strong>lese nation, agreed tosend deputies and senators to <strong>the</strong> national Parliament, and would place his military forcesat <strong>the</strong> disposal of Kasavubu. 60 George Ball sent a telegram to <strong>Kennedy</strong> call<strong>in</strong>g it <strong>the</strong>“most encourag<strong>in</strong>g event” <strong>in</strong> <strong>the</strong> <strong>Congo</strong> for months and not<strong>in</strong>g that “Such a completecapitulation on Tshombe’s part goes far beyond our expectations.” 61Over <strong>the</strong> next few weeks, <strong>the</strong> United States would see even more encourag<strong>in</strong>gsigns. Mobutu’s troops ended <strong>the</strong> secession of South Kasai on December 30, 1961,arrest<strong>in</strong>g Kalonji after an extended military campaign. In January 1962, <strong>the</strong> <strong>Congo</strong>lesearmy defeated <strong>the</strong> forces <strong>in</strong> Stanleyville and arrested Gizenga. Although Tshombe was58 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 31459 Telegram from Ball to Gullion, FRUS, 1961-1963, 20:316, Note 160 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 32161 Qtd. <strong>in</strong> Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 32191


unsurpris<strong>in</strong>gly reneg<strong>in</strong>g on his commitments at Kitona, <strong>the</strong> two figures who owed <strong>the</strong>irrises most to <strong>the</strong> United States, Cyrille Adoula and Joseph Mobutu, had managed todefeat <strong>the</strong> major enemies that had underm<strong>in</strong>ed <strong>the</strong> central government <strong>in</strong> Leopoldville. In<strong>the</strong> short term, at least, American <strong>in</strong>tervention was justified. G. Mennen Williamsreported <strong>in</strong> 1963 that “U.S. <strong>Congo</strong> policy has won us high esteem <strong>in</strong> all Africa except forEuropean m<strong>in</strong>orities <strong>in</strong> Portuguese Africa, Sou<strong>the</strong>rn Rhodesia, and Republic of SouthAfrica.” 62 It is clear, however, that <strong>Kennedy</strong> was no more anxious than Eisenhower hadbeen to play a major ongo<strong>in</strong>g role <strong>in</strong> <strong>the</strong> cont<strong>in</strong>ent.62 Memo from Williams to Rusk, FRUS, 1961-1963, 21:32892


ConclusionEvents <strong>in</strong> <strong>the</strong> <strong>Congo</strong> turned out to be far less settled over <strong>the</strong> next few years than<strong>the</strong>y had appeared <strong>in</strong> January 1962. Tshombe’s negotiations with <strong>the</strong> Leopoldvillegovernment were ultimately unsuccessful <strong>in</strong> br<strong>in</strong>g<strong>in</strong>g Katanga back <strong>in</strong>to <strong>the</strong> fold. It wasnot until almost a year later, <strong>in</strong> December 1962, that ano<strong>the</strong>r major U.N. military mission,Operation Grand Slam, was able to secure <strong>the</strong> end of <strong>the</strong> Katanga secession.Unbelievably, Kasavubu named Tshombe to replace Adoula as Prime M<strong>in</strong>ister <strong>in</strong> July1964, giv<strong>in</strong>g him a mandate to end a new rebellion, this one <strong>in</strong> <strong>the</strong> <strong>Congo</strong>’s Orientale andKivu Prov<strong>in</strong>ces. <strong>The</strong> rebels, who called <strong>the</strong>mselves Simba, after <strong>the</strong> Swahili word forlion, executed more than 20,000 <strong>Congo</strong>lese and took over 1,600 foreign hostages. Inresponse, U.S. planes were used to drop hundreds of Belgian paratroopers <strong>in</strong>toStanleyville <strong>in</strong> November 1964, where <strong>the</strong>y rescued most of <strong>the</strong> hostages but left <strong>the</strong>country almost immediately. Mobutu’s soldiers moved <strong>in</strong>to Stanleyville and executedmore than two thousand <strong>Congo</strong>lese suspected of participat<strong>in</strong>g <strong>in</strong> <strong>the</strong> rebellion. 1All of <strong>the</strong> cont<strong>in</strong>u<strong>in</strong>g violence <strong>in</strong> <strong>the</strong> <strong>Congo</strong> over this period was merely prologuefor Mobutu’s overthrow of Kasavubu <strong>in</strong> 1965, with <strong>the</strong> support of <strong>the</strong> United Statesthrough <strong>the</strong> CIA. In an effort to distance himself from his pro-American past andestablish his credentials as a leader of Africans, he changed <strong>the</strong> names of <strong>the</strong> major cities1 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 378-993


and of <strong>the</strong> country itself, which was called Zaire while he rema<strong>in</strong>ed <strong>in</strong> power. Thus,Joseph Mobutu took <strong>the</strong> name Mobutu Sese Seko and made it a crime to give a child aEuropean name. 1 He banned opposition political parties and nationalized Union M<strong>in</strong>iére,which greatly upset <strong>the</strong> Belgians, while his expulsion of foreign bus<strong>in</strong>essmen contributedto serious problems with Zaire’s economy. Despite <strong>the</strong>se radical moves, Mobutu’sstaunch anti-Communism meant that he enjoyed a great deal of support <strong>in</strong> <strong>the</strong> U.S. under<strong>the</strong> <strong>Adm<strong>in</strong>istration</strong>s of Lyndon B. Johnson and Richard Nixon, with <strong>the</strong> United Stateseven prevail<strong>in</strong>g on Mobutu to send Zairian troops to counter <strong>the</strong> Cuban soldiers <strong>in</strong>Angola, although this would turn out to be an embarrass<strong>in</strong>g defeat for Mobutu. It wasonly dur<strong>in</strong>g <strong>the</strong> Presidency of Jimmy Carter, and <strong>the</strong> grow<strong>in</strong>g focus on human rights <strong>in</strong>his <strong>Adm<strong>in</strong>istration</strong>, that Wash<strong>in</strong>gton began to really distance itself from his regime,<strong>in</strong>spir<strong>in</strong>g Mobutu to <strong>in</strong>troduce some cosmetic reforms. 2Mobutu would eventually be overthrown <strong>in</strong> 1997 when rebel leader LaurentKabila led an army of mostly ethnic Tutsis to seize <strong>the</strong> capital at K<strong>in</strong>shasa (formerlyLeopoldville). Mobutu was suffer<strong>in</strong>g from prostate cancer and unable to organize aneffective resistance, flee<strong>in</strong>g <strong>the</strong> country to spend his rema<strong>in</strong><strong>in</strong>g months <strong>in</strong> exile. Kabilaabandoned Mobutu’s nomenclature and changed <strong>the</strong> name of <strong>the</strong> country to <strong>the</strong>Democratic Republic of <strong>the</strong> <strong>Congo</strong>. Mobutu is remembered today as an authoritarian anda kleptocrat, hav<strong>in</strong>g embezzled millions of dollars from <strong>the</strong> country dur<strong>in</strong>g his decadeslongrule. American support for him is a black mark on U.S. foreign policy among <strong>the</strong>African community, especially when paired with America’s will<strong>in</strong>gness to kill <strong>the</strong>popular Lumumba. Yet it is not clear how much blame can be placed on <strong>the</strong> U.S.; <strong>the</strong>1 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 3802 Kalb, <strong>The</strong> <strong>Congo</strong> Cables, 38594


<strong>Congo</strong> crisis began well before America had even taken notice of <strong>the</strong> new nation, andviolence cont<strong>in</strong>ued after <strong>the</strong> American-backed Mobutu was deposed, with Kabila fight<strong>in</strong>ga second war <strong>in</strong> 1998 before dy<strong>in</strong>g under mysterious circumstances.Yet <strong>the</strong>re is no evidence that <strong>the</strong> United States set out to sow disarray or conflict<strong>in</strong> <strong>the</strong> <strong>Congo</strong>. Nei<strong>the</strong>r Eisenhower nor <strong>Kennedy</strong> had anyth<strong>in</strong>g to ga<strong>in</strong> through <strong>the</strong> chaosand brutality that characterized <strong>the</strong> <strong>Congo</strong> for much of 1960 and 1961. Indeed, <strong>the</strong> goal ofboth <strong>Adm<strong>in</strong>istration</strong>s was quite <strong>the</strong> opposite, to establish a stable and peaceful state <strong>in</strong> <strong>the</strong><strong>Congo</strong>, both for access to <strong>the</strong> country’s m<strong>in</strong>eral resources and also to deny <strong>the</strong> spread ofcommunism <strong>in</strong>to central Africa. <strong>The</strong> United States realized that <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, as <strong>in</strong> muchof <strong>the</strong> Third World, it could pursue its <strong>in</strong>terests strongly without endur<strong>in</strong>g much scrut<strong>in</strong>yfrom <strong>the</strong> <strong>in</strong>ternational community. Worldwide attention was rarely focused on <strong>the</strong> <strong>Congo</strong>,certa<strong>in</strong>ly less than it might have been given <strong>the</strong> years of violence and political turmoil.Indeed, G. Mennen Williams found that <strong>the</strong> U.S. stand<strong>in</strong>g <strong>in</strong> Africa was improved by itshandl<strong>in</strong>g of <strong>the</strong> <strong>Congo</strong> Crisis, itself a stark commentary on <strong>the</strong> neglect of <strong>the</strong> Eisenhower<strong>Adm<strong>in</strong>istration</strong>.In <strong>the</strong> end, <strong>the</strong> policies of Eisenhower and <strong>Kennedy</strong> were substantially similarbecause <strong>the</strong>ir po<strong>in</strong>ts of view on Africa turned out to be more similar than ei<strong>the</strong>r mighthave anticipated. <strong>Kennedy</strong> considered <strong>the</strong> question more carefully than Eisenhower, bu<strong>the</strong> ultimately jo<strong>in</strong>ed his predecessor <strong>in</strong> <strong>the</strong> belief that mean<strong>in</strong>gful cooperation with <strong>the</strong>countries of Africa was not worth its costs, if it led to tensions with America’s Europeanallies or <strong>the</strong> possibility of a communist victory on <strong>the</strong> cont<strong>in</strong>ent. For all <strong>the</strong> effortexpended by <strong>the</strong> U.S. to deal with <strong>the</strong> <strong>Congo</strong> Crisis, genu<strong>in</strong>e American <strong>in</strong>terests <strong>in</strong> <strong>the</strong>country were fairly weak, someth<strong>in</strong>g that <strong>Kennedy</strong> came to realize. This meant that for95


(at least) two successive presidential adm<strong>in</strong>istrations, it made sense to try to exert<strong>in</strong>fluence <strong>in</strong> order to arrive at a favorable resolution <strong>in</strong> <strong>the</strong> <strong>Congo</strong>, but that it was notworthwhile to fundamentally shift course. It was an excellent campaign strategy for<strong>Kennedy</strong> to present himself at <strong>the</strong> forefront of this emerg<strong>in</strong>g issue <strong>in</strong> world affairs, and itwas a successful one. <strong>Kennedy</strong> may have been will<strong>in</strong>g to adopt a more supportive stance<strong>in</strong> <strong>the</strong> best of circumstances, but that scenario did not come to pass. <strong>Kennedy</strong> and his<strong>Adm<strong>in</strong>istration</strong> treated <strong>the</strong> <strong>Congo</strong> almost <strong>the</strong> same as Eisenhower and his <strong>Adm<strong>in</strong>istration</strong>had.In <strong>the</strong>ir stances on Lumumba, <strong>in</strong> <strong>the</strong>ir efforts to replace him and <strong>in</strong> <strong>the</strong>ir responsesto <strong>the</strong> Katanga secession, Eisenhower and <strong>Kennedy</strong> acted like world leaders and lookedout primarily for <strong>the</strong>ir own national <strong>in</strong>terests. Unfortunately, <strong>the</strong>ir national <strong>in</strong>terestsseldom l<strong>in</strong>ed up with <strong>the</strong> national <strong>in</strong>terests of <strong>the</strong> <strong>Congo</strong>, especially when <strong>the</strong> country wasruled by Patrice Lumumba. <strong>The</strong> great triumph of <strong>Kennedy</strong>’s personal charisma is that hewas able to conv<strong>in</strong>ce so many skeptical people, <strong>in</strong> media, <strong>in</strong> <strong>the</strong> <strong>in</strong>ternational arena or <strong>in</strong><strong>the</strong> historical profession, that he was do<strong>in</strong>g someth<strong>in</strong>g else.96


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