List of Issuers with No Outstanding Past-Due - Public Company ...
List of Issuers with No Outstanding Past-Due - Public Company ...
List of Issuers with No Outstanding Past-Due - Public Company ...
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1666 K Street, N.W.<br />
Washington, DC 20006<br />
Telephone: (202) 207-9100<br />
Facsimile: (202) 862-8430<br />
www.pcaobus.org<br />
<strong>List</strong> <strong>of</strong> <strong>Issuers</strong> <strong>with</strong> <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share <strong>of</strong> the Issuer Accounting Support Fee<br />
Determination <strong>of</strong> Payment under PCAOB Rule 7104(b)<br />
As <strong>of</strong> <strong>No</strong>vember 15, 2012<br />
The following is a list <strong>of</strong> issuers that have been assessed and have no<br />
outstanding past-due share <strong>of</strong> the issuer accounting support fees <strong>of</strong> the <strong>Public</strong><br />
<strong>Company</strong> Accounting Oversight Board ("PCAOB") and the Financial Accounting<br />
Standards Board ("FASB"), as <strong>of</strong> <strong>No</strong>vember 15, 2012. 1/<br />
A registered public accounting firm may take the inclusion <strong>of</strong> an issuer on this list<br />
as an indication that the issuer has no outstanding past-due share <strong>of</strong> the issuer<br />
accounting support fee for purposes <strong>of</strong> PCAOB Rule 7104(b).<br />
This list will be updated at least bi-weekly. If a registered public accounting firm<br />
cannot obtain a representation from the issuer or cannot determine by reviewing the list<br />
below whether the issuer has no past-due share <strong>of</strong> the accounting support fee<br />
outstanding, the registered public accounting firm may contact the staff by phone at 1-<br />
866-606-3982 (9:00 a.m. to 5:00 p.m. ET) or by email at confirm@pcaobus.org.<br />
If you believe an issuer has been excluded from this list in error, please contact<br />
the staff by phone at 1-866-606-3982 (9:00 a.m. to 5:00 p.m. ET) or by email at<br />
confirm@pcaobus.org.<br />
1/ Just because an issuer does not appear on this list does not mean that the<br />
issuer has outstanding a past-due share <strong>of</strong> the accounting support fee. Many "issuers,"<br />
as that term is defined in the Sarbanes-Oxley Act and the Board's rules, are not<br />
allocated a share <strong>of</strong> the issuer accounting support fee <strong>of</strong> the PCAOB and the FASB<br />
under the Board's funding rules and therefore are not on this list even though they have<br />
outstanding no past-due share <strong>of</strong> the accounting support fee. In addition, payments are<br />
received periodically by the PCAOB and are not reflected on this list until it is next<br />
updated. The prohibitions in PCAOB Rule 7104(b)(1) does not apply <strong>with</strong> respect to<br />
audit opinions for issuers <strong>with</strong> petitions for correction pending under Rule 7103(c).
ACCOUNTING SUPPORT FEE<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 2<br />
Additional information about the issuer accounting support fee and the funding<br />
process is available in the Frequently Asked Questions ("FAQs") available in the<br />
Accounting Support Fee section <strong>of</strong> the PCAOB's Web site<br />
(http://pcaobus.org/About/Ops/Pages/SupportFeeFAQ.aspx).<br />
180 CONNECT INC<br />
1-800 CONTACTS INC<br />
1-800-FLOWERS.COM Inc<br />
1st Century Bancshares Inc<br />
1st Constitution Bancorp<br />
1st Financial Services Corp<br />
1st Independence Financial<br />
Group Inc<br />
1st Pacific Bancorp<br />
1st Source Corp<br />
1ST ST BANCORP INC<br />
21ST CENTURY HOLDING<br />
CO<br />
21ST CENTURY INS<br />
GROUP<br />
24/7 REAL MEDIA INC<br />
360 GLOBAL WINE CO<br />
3COM CORP<br />
3M Co<br />
3PAR Inc<br />
3SBio Inc<br />
4KIDS ENTERTAINMENT<br />
INC<br />
51job Inc<br />
7 Days Group Holdings Ltd<br />
724 SOLUTIONS INC<br />
7-ELEVEN INC<br />
8x8 Inc<br />
99 Cents Only Stores<br />
A S V INC<br />
A V Homes Inc<br />
A. H. Belo Corp<br />
A. O. Smith Corp<br />
A.C. Moore Arts & Crafts Inc<br />
A.D.A.M. Inc<br />
A.F.P. Provida Sa<br />
A123 Systems Inc<br />
A21 GROUP INC<br />
A4S SECURITY INC<br />
AAIPHARMA INC<br />
* * *<br />
AAMES INVESTMENT<br />
CORP<br />
AAON Inc<br />
AAR CORP<br />
Aaron's Inc<br />
AASTROM BIOSCIENCES<br />
INC<br />
AB 2015 Retirement Strategy<br />
AB 2020 Retirement Strategy<br />
AB 2025 Retirement Strategy<br />
AB 2030 Retirement Strategy<br />
AB Balanced Share<br />
AB Balanced Wealth Strategy<br />
AB Conservative Wealth<br />
Strategy<br />
AB Exchange Reserves<br />
AB Global Bond<br />
AB Global Thematic Growth<br />
AB Global Value<br />
AB Growth<br />
AB Growth & Income<br />
AB High Income<br />
AB High Yield<br />
AB International Growth<br />
AB International Research<br />
Growth<br />
AB Intl Value<br />
AB Large Cap Growth<br />
AB Multi Market Strategy<br />
Trust<br />
AB Muni Income CA<br />
AB Muni Income II FL<br />
AB Muni Income II VA<br />
AB Muni Income National<br />
AB Municipal Income NY<br />
AB Pooling Bond Inflation<br />
Protected<br />
AB Pooling Global Core Bond<br />
AB Pooling High Yield<br />
AB Pooling International<br />
Growth<br />
AB Pooling International<br />
Value<br />
AB Pooling Multi Asset Real<br />
Return<br />
AB Pooling Short Duration<br />
Bond<br />
AB Pooling Small Mid Cap<br />
Growth<br />
AB Pooling Small Mid Cap<br />
Value<br />
AB Pooling US Large Cap<br />
Growth<br />
AB Pooling US Value<br />
AB Pooling Volatility<br />
Management<br />
AB Small Cap Growth<br />
AB Small/Mid Cap Growth<br />
AB Small/Mid Cap Value<br />
AB Tx Mngd Bal Wealth<br />
Strategy<br />
AB Tx Mngd Wealth Apprec<br />
AB Value<br />
AB VPS Balnced Wealth<br />
AB VPS Global Technology<br />
AB VPS Growth & Income<br />
AB VPS Intl Value<br />
AB VPS Large Cap Growth<br />
AB VPS Small/Mid Cap<br />
Value<br />
AB VPS Value<br />
AB Wealth Appreciation<br />
Abakan Inc<br />
ABAXIS INC<br />
ABB Ltd<br />
ABBF Corporate Bond<br />
ABBF Intermediate Bond<br />
ABBF US Government<br />
ABBOTT LABORATORIES
ACCOUNTING SUPPORT FEE<br />
Abercrombie & Fitch Co.<br />
Aberdeen Asia Bond<br />
Aberdeen Asia-Pacific<br />
Income Fund Inc.<br />
Aberdeen Australia Equity<br />
Fund Inc.<br />
Aberdeen Emerging Markets<br />
Institutional<br />
Aberdeen Equity Long-Short<br />
Aberdeen International Equity<br />
Aberdeen Small Cap<br />
Abgenix Inc<br />
ABIF-Global REIT<br />
Institutional<br />
Abigail Adams National<br />
Bancorp Inc<br />
Abington Bancorp Inc<br />
ABIOMED Inc<br />
ABITIBI CONSOLIDATED<br />
INC<br />
AbitibiBowater Inc<br />
ABLE ENERGY INC<br />
ABLE LABORATORIES INC<br />
ABLEAUCTIONS.COM INC<br />
ABM Industries Inc<br />
ABN AMRO Balanced<br />
ABN AMRO Bond<br />
ABN Amro Holding NV<br />
ABN AMRO Investor Money<br />
Mkt<br />
ABN AMRO Treasury MM<br />
ABN AMRO TxEx MM<br />
Abraxas Petroleum Corp.<br />
Abraxis BioScience Inc<br />
Absolute Opportunities<br />
Absolute Strategies<br />
ACA CAPITAL HOLDINGS<br />
INC<br />
Acadia Healthcare Co Inc<br />
ACADIA<br />
PHARMACEUTICALS INC<br />
ACADIA REALTY TRUST<br />
Acadian Emerging Markets<br />
Acambis Plc<br />
ACCELR8 TECHNOLOGY<br />
CORP<br />
Accelrys Inc.<br />
Accentia Biopharmaceuticals<br />
Inc<br />
Accenture PLC<br />
Acceptance Insurance Cos<br />
Inc<br />
Access Capital Community<br />
Investment<br />
Access Flex Bear High Yield<br />
Access National Corp<br />
Access Pharmaceuticals Inc.<br />
Access Plans USA Inc<br />
Accessor Small/Mid Cap<br />
Acclaim Enmnt Inc<br />
ACCO Brands Corp<br />
ACCREDITED HOME<br />
LENDERS HLDG<br />
Accredited Members Holding<br />
Corp<br />
ACCREDO HEALTH INC.<br />
Accretive Health Inc<br />
ACCUPOLL HOLDING<br />
CORP<br />
ACCURAY INC<br />
Accuride Corp<br />
ACE Avation Holdings Inc<br />
ACE CASH EXPRESS INC<br />
ACE COMM CORP<br />
ACE Ltd<br />
ACETO CORP<br />
Achillion Pharmaceuticals Inc<br />
ACI Worldwide Inc<br />
Aclara Biosciences Inc<br />
ACM Institutional MM CA<br />
ACM Institutional MM Govt<br />
ACM Institutional MM Prime<br />
ACM Institutional MM<br />
Treasury<br />
ACM Institutional MM Trust<br />
ACM Institutional MM TxFr<br />
ACME Communications Inc<br />
Acme Packet Inc<br />
ACNB CORP<br />
Acorda Therapeutics Inc<br />
Acorn Energy Inc<br />
Acorn International Inc<br />
ACR GROUP INC<br />
Acres Gaming Inc<br />
ACRO INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 3<br />
Across America Real Estate<br />
Corp<br />
ACS-TECH80 LTD<br />
ACT TELECONFERENCING<br />
INC<br />
Actel Corp<br />
Actiga Corp<br />
ACTION PERFORMANCE<br />
COS INC<br />
Actions Semiconductor Co<br />
Ltd<br />
Activcard Corp<br />
Active Assets CA Tax Free<br />
MM<br />
Active Assets Govt MM<br />
Active Assets Instl Govt Sec<br />
Active Assets Instl Money<br />
Active Assets Money<br />
Active Assets TxFr MM<br />
Active Network Inc<br />
Active Power Inc<br />
Activision Blizzard Inc<br />
Activision Inc.<br />
Actuant Corp<br />
Actuate Corp<br />
Acuity Brands Inc.<br />
ACURA<br />
PHARMACEUTICALS INC<br />
ACUSPHERE INC<br />
ACXIOM CORP<br />
AD VENTURE PARTNERS<br />
INC<br />
ADA-ES Inc<br />
Adams Express <strong>Company</strong><br />
(The)<br />
Adams Golf Inc.<br />
Adams Resources & Energy<br />
Inc.<br />
ADAMS RESPIRATORY<br />
THERAPTCS<br />
ADC Telecommunications<br />
Inc.<br />
AdCare Health Systems Inc<br />
Addus HomeCare Corp<br />
ADDvantage Technologies<br />
Group Inc<br />
ADE CORP/MA<br />
ADECCO SA
ACCOUNTING SUPPORT FEE<br />
Adecoagro SA<br />
ADELPHIA COMMUN -CL A<br />
Adept Technology Inc<br />
ADESA INC<br />
AdEx Media Inc<br />
ADEZA BIOMEDICAL CORP<br />
ADHEREX TECHNOLOGIES<br />
INC<br />
Adira Energy Ltd<br />
Adobe Systems Inc<br />
ADOLOR CORP<br />
ADSTAR INC<br />
ADTRAN Inc<br />
ADUDDELL INDUSTRIES<br />
INC<br />
ADV NEUROMODULATION<br />
SYS INC<br />
Advance Auto Parts Inc.<br />
Advance Capital Balanced<br />
Advance Capital Retire<br />
Income<br />
ADVANCE NANOTECH INC<br />
Advanced Analogic<br />
Technologies Inc<br />
Advanced Battery<br />
Technologies Inc<br />
Advanced BioMedical<br />
Technologies Inc<br />
ADVANCED BIOTHERAPY<br />
INC<br />
Advanced Cell Technology<br />
Inc<br />
ADVANCED DIGITAL INFO<br />
CORP<br />
Advanced Energy Industries<br />
Inc.<br />
Advanced Environmental<br />
Recycling Technologies Inc<br />
Advanced Fibre Comm Inc<br />
Advanced Life Sciences<br />
Holdings Inc<br />
ADVANCED MARKETING<br />
SERVICES<br />
Advanced Medical Optics Inc.<br />
Advanced Micro Devices Inc<br />
Advanced Photonix Inc.<br />
ADVANCED POWER<br />
TECHNOL INC<br />
Advanced Tech Industries<br />
Advanced Technology<br />
Acquisition Corp<br />
ADVANCED VIRAL<br />
RESEARCH CORP<br />
Advanced Voice Recognition<br />
Systems Inc<br />
Advancepcs<br />
Advanta Corp<br />
Advantage Oil & Gas Ltd<br />
ADVANTEST CORP<br />
Advantus Srs Asset<br />
Allocation<br />
Advantus Srs Bond<br />
Advantus Srs Index 500<br />
Advantus Srs Mortgage Sec<br />
Advent Claymore Convertible<br />
Securities and Income Fund<br />
Inc<br />
Advent S<strong>of</strong>tware Inc.<br />
Advent/Claymore Global<br />
Convertible Securities &<br />
Income Fund<br />
Adventrx Pharmaceuticals<br />
Inc<br />
AdvisorOne Amerigo<br />
AdvisorOne Milestone<br />
Treasury Obligation<br />
Advisory Board <strong>Company</strong><br />
(The)<br />
ADVO INC<br />
ADVOCAT INC<br />
AE Bi<strong>of</strong>uels Inc<br />
AECOM Technology Corp<br />
Aegean Marine Petroleum<br />
Network Inc<br />
Aegerion Pharmaceuticals<br />
Inc<br />
Aegion Corp<br />
AEGIS COMMUNICATIONS<br />
GROUP<br />
Aegis Value<br />
AEGON NV<br />
AEGON/Trans Alger Aggrsv<br />
Gro<br />
AEGON/Trans Bond<br />
AEGON/Trans Cap Guard<br />
Global<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 4<br />
AEGON/Trans Cap Guard<br />
US Eqty<br />
AEGON/Trans Convertible<br />
Sec<br />
AEGON/Trans Great Co<br />
Amer Sml<br />
AEGON/Trans Janus Growth<br />
AEGON/Trans Legg Mason<br />
Ptnrs All Cap<br />
AEGON/Trans LKCM Strtgc<br />
TtlRtn<br />
AEGON/Trans T Rowe Small<br />
Cap<br />
AEGON/Trans VKM Act Intl<br />
Alloc<br />
AEHR TEST SYSTEMS<br />
AEOLUS<br />
PHARMACEUTICALS INC<br />
AEP INDUSTRIES INC<br />
AerCap Holdings NV<br />
AeroCentury Corp<br />
Aer<strong>of</strong>lex Holding Corp<br />
AEROFLEX INC<br />
AeroGrow International Inc<br />
Aeropostale Inc.<br />
AEROSONIC CORP<br />
AEROTELESIS INC<br />
AEROVIRONMENT INC<br />
AES Corporation (The)<br />
Aetna Inc.<br />
Aetrium Inc<br />
AFC Enterprises Inc<br />
Affiliated Computer Services<br />
Inc.<br />
Affiliated Managers Group<br />
Inc.<br />
Affirmative Insurance<br />
Holdings Inc<br />
Affymax Inc<br />
Affymetrix Inc<br />
AFLAC INC<br />
AG Mortgage Investment<br />
Trust Inc<br />
Ag Services Of America<br />
AGA Medical Holdings Inc<br />
AGCO Corp<br />
Agenus Inc/DE<br />
AGERE SYSTEMS INC
ACCOUNTING SUPPORT FEE<br />
AGIC Equity & Convertible<br />
Income Fund<br />
AGILE SOFTWARE CORP<br />
Agilent Technologies Inc<br />
AGILYSYS INC<br />
AGL Resources Inc.<br />
Agree Realty Corp<br />
Agria Corp<br />
Agrium Inc.<br />
AIDA PHARMACEUTICALS<br />
INC<br />
AIG Money Market<br />
AIG Retirement Co I Core<br />
Equity<br />
AIG Retirement Co I Global<br />
Equity<br />
AIG Retirement Co II Large<br />
Cap Value<br />
AIM Aggressive Growth<br />
AIM Balanced<br />
AIM Blue Chip<br />
AIM Core Stock<br />
AIM Dent Demographic<br />
Trends<br />
AIM European Small<br />
<strong>Company</strong><br />
AIM Financial Services<br />
AIM Glbl Equity<br />
AIM Glbl Financial Svcs<br />
AIM Glbl Growth<br />
AIM Glbl Science & Tech<br />
AIM Health Sciences<br />
AIM International Allocation<br />
AIM Large Cap Basic Value<br />
AIM Ltd Maturity Treasury<br />
AIM Mid Cap Basic Value<br />
AIM Opportunities I<br />
AIM Opportunities III<br />
AIM Premier Equity<br />
AIM Select Equity<br />
AIM Select Real Estate<br />
Income<br />
AIM Select Real Estate<br />
Income Fd<br />
AIM Small <strong>Company</strong> Growth<br />
AIM Total Return<br />
AIM Utilities<br />
AIM V.I. Capital Development<br />
AIM V.I. Glbl Health Care<br />
AIM V.I. Growth<br />
AIM V.I. Premier Equity<br />
AIM Weingarten<br />
AIR FRANCE - KLM<br />
Air Lease Corp<br />
Air Methods Corp<br />
Air Products and Chemicals<br />
Inc.<br />
Air T Inc<br />
Air Transport Services Group<br />
Inc<br />
Airborne Inc<br />
Aircastle Ltd<br />
Airgas Inc.<br />
Airgate Pcs Inc<br />
AIRNET<br />
COMMUNICATIONS CORP<br />
Airnet Systems Inc.<br />
Airspan Networks Inc<br />
AirTran Holdings Inc.<br />
Airvana Inc<br />
AK Steel Holding Corp<br />
Akamai Technologies Inc<br />
Akeena Solar Inc<br />
AKESIS<br />
PHARMACEUTICALS INC<br />
AKSYS LTD<br />
AKZO NOBEL NV<br />
Al Frank Fund<br />
AL Muni Cash Trust<br />
Alabama Aircraft Industries<br />
Inc<br />
ALABAMA NATL<br />
BANCORPORATION<br />
Aladdin Knowledge System<br />
Ltd<br />
Alamo Energy Corp<br />
Alamo Group Inc.<br />
Alamogordo Finl Corp<br />
ALAMOSA HOLDINGS INC<br />
ALANCO TECHNOLOGIES<br />
INC<br />
Alaris Medical Systems Inc<br />
Alaska Air Group Inc.<br />
Alaska Communications<br />
Systems Group Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 5<br />
Albany Molecular Research<br />
Inc<br />
ALBEMARLE CORP<br />
Alberta Star Development<br />
Corp<br />
Alberto-Culver Co<br />
ALBERTSON'S INC<br />
ALCAN INC<br />
Alcatel-Lucent<br />
Alcide Corp<br />
Alcoa Inc<br />
Alcon Inc.<br />
Alderon Iron Ore Corp<br />
ALDERWOODS GROUP INC<br />
Aldila Inc<br />
Alere Inc<br />
ALERIS INTERNATIONAL<br />
INC<br />
Alexander & Baldwin Inc.<br />
Alexander's Inc.<br />
Alexandria Real Estate<br />
Equities Inc.<br />
Alexco Resource Corp<br />
Alexion Pharmaceuticals Inc<br />
Alexza Pharmaceuticals Inc<br />
Alfa Corp<br />
ALFACELL CORP<br />
Alger American Balanced<br />
Alger American Mid Cap<br />
Growth<br />
Alger Balanced<br />
Alger Capital Apprec<br />
Alger Capital Appreciation<br />
Instl<br />
Alger Health Sciences<br />
Alger Large Cap Growth<br />
Alger Mid Cap Growth<br />
Alger Mid Cap Growth Instl<br />
Alger Money Market<br />
Alger Small Cap Growth<br />
Alger Small Cap Growth Instl<br />
Alger SMid Cap Growth<br />
Alger Spectra<br />
Alger Va Capital Appreciation<br />
Alger Va Large Cap Growth<br />
Alger Va Small Cap Growth<br />
AlgoDyne Ethanol Energy<br />
Corp
ACCOUNTING SUPPORT FEE<br />
Algonquin Power & Utilities<br />
Corp<br />
Alico Inc<br />
Align Technology Inc<br />
Alkermes Plc<br />
ALL AMERICAN<br />
SEMICONDUCTOR<br />
ALL Fuels & Energy Co<br />
Alleghany Corp<br />
Allegheny Energy Inc.<br />
Allegheny Technologies Inc<br />
Allegiant Bancorp Inc<br />
Allegiant Bond<br />
Allegiant Govt Mortgage<br />
Allegiant Large Cap Growth<br />
Allegiant Large Cap Value<br />
Allegiant Mid Cap Value<br />
Allegiant Multi Factor Small<br />
Cap Value<br />
Allegiant S&P 500 Index<br />
Allegiant Total Return Advntg<br />
ALLEGIANT TRAVEL CO<br />
ALLEGRO BIODIESEL<br />
CORP<br />
ALLEN ORGAN CO -CL B<br />
Allen Telecom Inc<br />
Allergan Inc.<br />
ALLETE Inc.<br />
ALLIANCE ATLANTIS<br />
COMM -CL B<br />
Alliance Bancorp Inc <strong>of</strong><br />
Pennsylvania<br />
Alliance Bancorp New<br />
England<br />
ALLIANCE<br />
BANCSHARES/CA<br />
Alliance Bankshares Corp<br />
Alliance BVPS Growth<br />
Alliance Capital Reserves<br />
ALLIANCE DATA SYSTEMS<br />
CORP<br />
Alliance Fiber Optic Products<br />
Inc<br />
Alliance Financial Corp<br />
Alliance Focused Gro & Inc<br />
Alliance Global REIT<br />
Investment<br />
Alliance Government<br />
Reserves<br />
Alliance Health Care<br />
Alliance HealthCare Services<br />
Inc<br />
Alliance Holdings GP LP<br />
Alliance Money Reserves<br />
Alliance Muni Inc II NJ<br />
Alliance Muni Trust MM -CA<br />
Alliance Muni Trust MM -Genl<br />
Alliance Muni Trust MM -NJ<br />
Alliance Muni Trust MM -NY<br />
Alliance One International Inc<br />
Alliance Resource Partners<br />
LP<br />
ALLIANCE<br />
SEMICONDUCTOR CORP<br />
Alliance Treasury Reserves<br />
Alliance Utility Income<br />
AllianceBernstein Global<br />
High Income Fund Inc<br />
AllianceBernstein Holding LP<br />
AllianceBernstein Income<br />
Fund Inc<br />
AllianceBernstein National<br />
Municipal Income Fund Inc<br />
Alliant Energy Corp<br />
Alliant Techsystems Inc.<br />
Allianz AGIC Opportunity<br />
Allianz AGIC Target<br />
Allianz CCM Emerging<br />
Companies<br />
Allianz Global Inv Multi-Style<br />
Allianz Global Investors<br />
Value<br />
Allianz NACM International<br />
Allianz NACM Pacific Rim<br />
Allianz RCM Biotechnology<br />
Allianz RCM Global Small<br />
Cap<br />
Allianz RCM Large Cap<br />
Growth<br />
ALLIANZ SE<br />
Allied Capital Corp<br />
Allied Defense Group Inc.<br />
(The)<br />
ALLIED DOMECQ PLC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 6<br />
Allied Healthcare<br />
International Inc.<br />
Allied Healthcare Products<br />
Inc<br />
ALLIED HOLDINGS INC<br />
Allied Irish Banks PLC<br />
Allied Motion Technologies<br />
Inc<br />
Allied Nevada Gold Corp<br />
Allied Waste Industries Inc.<br />
Allied World Assurance<br />
<strong>Company</strong> Holdings AG<br />
Allion Healthcare Inc.<br />
Allis-Chalmers Energy Inc<br />
Allmerica Tr Core Equity<br />
Allmerica Tr Govt Bond<br />
Allmerica Tr Money Mkt<br />
Allmerica Tr Sel Growth<br />
Allmerica Tr Sel Intl Equity<br />
Allmerica Tr Sel Value<br />
Opport<br />
Allos Therapeutics Inc<br />
Allot Communications Ltd<br />
Alloy Inc<br />
Alloy Steel International Inc<br />
Allscripts Healthcare<br />
Solutions Inc<br />
Allstate Corp (The)<br />
Allstream Inc -Cl B<br />
ALLTEL CORP<br />
ALMADEN MINERALS LTD<br />
Almost Family Inc<br />
ALNYLAM<br />
PHARMACEUTICALS INC<br />
ALON USA ENERGY INC<br />
Alpha and Omega<br />
Semiconductor Ltd<br />
Alpha Natural Resources Inc<br />
Alpha Natural Resources,<br />
Inc.<br />
Alpha Pro Tech Ltd.<br />
Alpharma Inc.<br />
ALPHASMART INC<br />
ALPHATEC HOLDINGS INC<br />
Alpine Dynamic Dividend<br />
Alpine Global Dynamic<br />
Dividend Fund
ACCOUNTING SUPPORT FEE<br />
Alpine Global Premier<br />
Properties Fund<br />
ALPINE GROUP INC<br />
Alpine Intl Real Estate<br />
Alpine Municipal MM<br />
Alpine Realty Income & Gro<br />
Alpine Total Dynamic<br />
Dividend Fund<br />
Alpine Ultra Short Tax<br />
Optimized Income<br />
Alpine US Real Estate Equity<br />
ALPS Alerian MLP ETF<br />
Alseres Pharmaceuticals Inc<br />
Alsius Corp<br />
Alstom Sa<br />
Altair Nanotechnologies Inc<br />
ALTANA AG<br />
Altegris Managed Futures<br />
Strategy<br />
Alteon Inc<br />
Altera Corp<br />
ALTERNATE ENERGY<br />
CORP<br />
Alternate Energy Holdings<br />
Inc<br />
Alternative Construction<br />
Technologies Inc<br />
Alternative Energy<br />
Development Corp Ltd<br />
Alternative Energy Sources<br />
Inc<br />
Alternative Technology Res<br />
Alterra Capital Holdings Ltd<br />
ALTIGEN<br />
COMMUNICATIONS INC<br />
ALTIRIS INC<br />
Altisource Portfolio Solutions<br />
SA<br />
Alto Palermo Sa Apsa,<br />
Buenos Aires<br />
Altra Holdings Inc<br />
Altria Group Inc<br />
ALTUS<br />
PHARMACEUTICALS INC<br />
Alumina Ltd<br />
Aluminum Corp <strong>of</strong> China Ltd<br />
Am Cent All Cap Growth<br />
Am Cent Balanced<br />
Am Cent CA Hi Yield<br />
Municipal<br />
Am Cent CA Intermediate<br />
TxFr<br />
Am Cent CA Long Term TxFr<br />
Am Cent CA TxFr MM<br />
Am Cent Capital Preservation<br />
Am Cent Capital Value<br />
Am Cent Diversified Bond<br />
Am Cent Emerging Markets<br />
Am Cent Equity Growth<br />
Am Cent Equity Income<br />
Am Cent Equity Index<br />
Am Cent Fundamental Equity<br />
Am Cent Ginnie Mae<br />
Am Cent Global Gold<br />
Am Cent Global Growth<br />
Am Cent Government<br />
Agency MM<br />
Am Cent Government Bond<br />
Am Cent Growth<br />
Am Cent Heritage<br />
Am Cent High Yield<br />
Am Cent High Yield Muni<br />
Am Cent Income & Growth<br />
Am Cent Inflation Adjusted<br />
Bnd<br />
Am Cent Inflation Protection<br />
Bond<br />
Am Cent Intermediate Tax<br />
Free Bond<br />
Am Cent International Bond<br />
Am Cent International<br />
Discovry<br />
Am Cent International Growth<br />
Am Cent Large <strong>Company</strong><br />
Value<br />
Am Cent LIVESTRONG 2015<br />
Am Cent LIVESTRONG 2020<br />
Am Cent LIVESTRONG 2025<br />
Am Cent LIVESTRONG 2035<br />
Am Cent Mid Cap Value<br />
Am Cent New Opportunities<br />
Am Cent NT Diversified Bond<br />
Am Cent NT Equity Growth<br />
Am Cent NT Growth<br />
Am Cent NT Large <strong>Company</strong><br />
Value<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 7<br />
Am Cent One Choice<br />
Aggressive<br />
Am Cent One Choice Consrv<br />
Am Cent One Choice<br />
Moderate<br />
Am Cent Premium Money<br />
Market<br />
Am Cent Prime Money<br />
Market<br />
Am Cent Real Estate<br />
Am Cent Select<br />
Am Cent Short Duration<br />
Am Cent Short-Term<br />
Government Bond<br />
Am Cent Small Cap Growth<br />
Am Cent Small Cap Value<br />
Am Cent Small <strong>Company</strong><br />
Am Cent Strat Allocation<br />
Aggressive<br />
Am Cent Strat Allocation<br />
Conservative<br />
Am Cent Strat Allocation<br />
Moderate<br />
Am Cent Target 2005<br />
Am Cent Target 2010<br />
Am Cent Target 2025<br />
Am Cent Tax Free Money<br />
Market<br />
Am Cent Ultra<br />
Am Cent Utilities Income<br />
Am Cent Value<br />
Am Cent Vista<br />
Am Cent VP Cap<br />
Appreciation<br />
Am Cent VP Income &<br />
Growth<br />
Am Cent VP Inflation<br />
Protectn<br />
Am Cent VP International<br />
Am Cent VP Mid Cap Value<br />
Am Cent VP Ultra<br />
Am Cent VP Value<br />
Am Cent Zero Coupon 2015<br />
Amana Growth<br />
Amana Income<br />
AMARC RESOURCES LTD<br />
Amarin Corp PLC<br />
Amaru Inc
ACCOUNTING SUPPORT FEE<br />
Amazon.com Inc<br />
Ambac Financial Group Inc<br />
AMBASE CORP<br />
Ambassador Money Market<br />
Ambassadors Group Inc<br />
Ambassadors International<br />
Inc<br />
Ambient Corp<br />
Ambow Education Holding<br />
Ltd<br />
Amc Entertainment Inc<br />
AMC Networks Inc<br />
AMCAP Fund Inc<br />
Amcast Indl Corp<br />
AMCOL International Corp<br />
AMCOMP INC<br />
AMCON Distributing Co<br />
AMCOR LTD<br />
Amcore Financial Inc<br />
AMDL Inc.<br />
Amdocs Ltd<br />
Amedisys Inc<br />
Amer Business Finl Svcs Inc<br />
Amer Funds NVIT Asset<br />
Allocation<br />
Amer Funds NVIT Bond<br />
Amer Funds NVIT Growth<br />
Income<br />
Amer Indep KS TxEx Bond<br />
AMER INSD MTG SER 85 -<br />
LP<br />
Amer Insd Mtg Ser 86 -Lp<br />
Amer Insd Mtg Ser 88 -Lp<br />
Amer Strategic Inc Portfol I<br />
AMERCO<br />
Ameren Corp<br />
Ameresco Inc<br />
AMERIANA BANCORP<br />
AMERICA FIRST APT<br />
INVESTORS<br />
America First Reit Prtner Lp<br />
America First Tax Exempt<br />
Investors LP<br />
AMERICA ONLNE LTN AMR<br />
-CL A<br />
America Service Group Inc<br />
America West Resources Inc<br />
American Ammunition/Ca<br />
American Apparel Inc<br />
American Assets Trust Inc<br />
American Axle &<br />
Manufacturing Holdings Inc<br />
American Balanced Fund Inc<br />
American Bancorp <strong>of</strong> New<br />
Jersey Inc<br />
AMERICAN BANK INC/PA<br />
American Beacon Balanced<br />
American Beacon High Yield<br />
American Beacon<br />
Intermediate Bond<br />
American Beacon<br />
International Equity<br />
American Beacon<br />
International Equity Index<br />
American Beacon Large Cap<br />
Value<br />
American Beacon MM Select<br />
American Beacon Money<br />
Market<br />
American Beacon Money<br />
Market Select Fund<br />
American Beacon S&P 500<br />
Index<br />
American Beacon Small Cap<br />
Value<br />
American Beacon Treasury<br />
Inflation Protection Sec<br />
American Beacon US<br />
Government Money Market<br />
Select<br />
American Biltrite Inc.<br />
AMERICAN BK NT<br />
HOLOGRAPHICS<br />
American Campus<br />
Communities Inc<br />
American Capital Agency<br />
Corp<br />
American Capital Ltd<br />
American Capital Mortgage<br />
Investment Corp<br />
American CareSource<br />
Holdings Inc<br />
American Commercial Lines<br />
Inc<br />
American Community<br />
Bancshares Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 8<br />
American Community<br />
Newspapers Inc<br />
American Community<br />
Properties Trust<br />
American Defense Systems<br />
Inc<br />
American Dental Partners Inc<br />
American Eagle Outfitters<br />
Inc.<br />
American Electric Power Co<br />
Inc<br />
American Electric<br />
Technologies Inc<br />
American Equity Investment<br />
Life Holding Co<br />
American Exploration Corp<br />
AMERICAN FINANCIAL<br />
GROUP INC<br />
American Financial Realty<br />
Trust<br />
American Funds Growth HLS<br />
American Global Balanced<br />
American Greetings Corp.<br />
American High Income Muni<br />
Bond Fund Inc<br />
American High Income Trust<br />
AMERICAN HOMEPATIENT<br />
INC<br />
AMERICAN<br />
INDEPENDENCE CORP<br />
American International Group<br />
Inc<br />
American International<br />
Growth & Income<br />
American International<br />
Industries Inc.<br />
American Italian <strong>Past</strong>a Co<br />
American Land Lease Inc<br />
American Lorain Corp<br />
AMERICAN MANAGEMENT<br />
SYSTEMS<br />
American Med Sec Grp<br />
American Medical Alert Corp<br />
American Medical Systems<br />
Holdings Inc<br />
American Midstream<br />
Partners LP<br />
American Money Market
ACCOUNTING SUPPORT FEE<br />
American Mortgage<br />
Acceptance Co<br />
American Mutual Fund Inc<br />
American Nano Silicon<br />
Technology Inc<br />
American National<br />
Bankshares Inc<br />
American National Insurance<br />
<strong>Company</strong><br />
AMERICAN OIL & GAS INC<br />
American Oriental<br />
Bioengineering Inc<br />
American Pacific Corp<br />
American Perf IL Cash Mgmt<br />
American Perf Short Trm<br />
Income<br />
American Perf US Treasury<br />
American Physicians Capital<br />
Inc<br />
American Physicians Service<br />
Group Inc<br />
AMERICAN POWER<br />
CONVERSION CP<br />
American <strong>Public</strong> Education<br />
Inc<br />
American Railcar Industries<br />
Inc<br />
American Realty Investors<br />
Inc.<br />
American Reprographics Co<br />
American Retail Group Inc<br />
AMERICAN RETIREMENT<br />
CORP<br />
AMERICAN RIVER<br />
BANKSHARES<br />
American Safety Insurance<br />
Group Ltd<br />
American Science and<br />
Engineering Inc.<br />
AMERICAN SHARED<br />
HSPTL SERV<br />
American Sierra Gold Corp<br />
American S<strong>of</strong>tware Inc<br />
American Spectrum Realty<br />
Inc<br />
American Standard Energy<br />
Corp<br />
AMERICAN STATES<br />
WATER CO<br />
American Superconductor<br />
Corp<br />
American Target Retirement<br />
2010<br />
American Target Retirement<br />
2015<br />
American Target Retirement<br />
2020<br />
American Target Retirement<br />
2025<br />
American Target Retirement<br />
2030<br />
American Target Retirement<br />
2035<br />
American Target Retirement<br />
2040<br />
American Target Retirement<br />
2045<br />
American Target Retirement<br />
2050<br />
AMERICAN TECHNICAL<br />
CERAMICS<br />
American Tower Corp<br />
American Uranium Corp/NV<br />
American Vanguard Corp<br />
American Var Ins Asset Alloc<br />
American Var Ins Blue Ch<br />
I&G<br />
American Var Ins Cash<br />
Managemt<br />
American Var Ins Global<br />
Bond<br />
American Var Ins Global<br />
Growth<br />
American Var Ins Global<br />
Growth & Income<br />
American Var Ins Global<br />
Small Cap<br />
American Var Ins Govt/AAA<br />
Sec<br />
American Var Ins Growth<br />
American Var Ins Growth &<br />
Inc<br />
American Var Ins High<br />
Income<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 9<br />
American Var Ins<br />
International<br />
American Var Ins New World<br />
American Var Ins Series<br />
Bond<br />
AMERICAN WATER STAR<br />
INC<br />
American Water Works<br />
<strong>Company</strong> Inc<br />
American Wenshen Steel<br />
Group Inc<br />
AMERICAN WOODMARK<br />
CORP<br />
AmericanWest BanCorp<br />
AMERICA'S CAR-MART INC<br />
AmeriCredit Corp<br />
Amerigas Partners LP<br />
Amerigon Inc<br />
AMERIGROUP Corp<br />
Ameriprise Financial Inc<br />
Ameris Bancorp<br />
AMERISAFE INC<br />
AmeriServ Financial Inc<br />
AMERISOURCEBERGEN<br />
CORP<br />
AMERISTAR CASINOS INC<br />
Ameristock Mutual Fund<br />
AMERITYRE CORP<br />
AMERIVEST PROPERTIES<br />
INC<br />
Ameriwest Energy Corp<br />
Ameron International Corp.<br />
AMERSHAM PLC<br />
AMERUS GROUP CO -CL A<br />
Ames National Corp<br />
AMETEK Inc<br />
AMEXDRUG CORP<br />
Amgen Inc.<br />
AMICAS Inc<br />
Amicus Therapeutics Inc<br />
AMIS HOLDINGS INC<br />
Amiworld Inc<br />
Amkor Technology Inc<br />
AMLI RESIDENTIAL PPTYS<br />
TR<br />
AMMEX GOLD MINING<br />
CORP
ACCOUNTING SUPPORT FEE<br />
AMN Healthcare Services<br />
Inc.<br />
AMNET MORTGAGE INC<br />
Ampal-American Israel Corp<br />
AMPCO-PITTSBURGH<br />
CORP<br />
Ampex Corp<br />
Amphenol Corp<br />
Ampio Pharmaceuticals Inc<br />
AMR Corp.<br />
AMREIT<br />
AMREP Corp.<br />
AMS HEALTH SCIENCES<br />
INC<br />
AMSOUTH<br />
BANCORPORATION<br />
Amsouth Capital Growth<br />
Amsouth Government<br />
Income<br />
Amsouth High Quality Bond<br />
Amsouth High Quality Muni<br />
Bond<br />
Amsouth Large Cap<br />
Amsouth Limited Bond<br />
Amsouth Prime MM<br />
Amsouth US Treasury MM<br />
Amsouth Value<br />
AmSurg Corp<br />
AMTECH SYSTEMS INC<br />
AmTrust Financial Services<br />
Inc<br />
AMX CORP<br />
AMYLIN<br />
PHARMACEUTICALS INC<br />
Amyris Inc<br />
Anacomp Inc<br />
Anacor Pharmaceuticals Inc<br />
ANADARKO PETROLEUM<br />
CORP<br />
ANADIGICS Inc<br />
Anadys Pharmaceuticals Inc.<br />
ANALEX CORP<br />
Analog Devices Inc.<br />
ANALOGIC CORP<br />
Analysts International Corp<br />
Anaren Inc<br />
Anavex Life Sciences Corp<br />
Ancestry.com Inc<br />
ANCHOR BANCORP INC/WI<br />
ANCHOR GLASS<br />
CONTAINER CORP<br />
Anchor Pathway Growth<br />
Anchor Pathway Growth &<br />
Income<br />
Anchor Ser Asset Allocation<br />
Anchor Ser Capital Apprec<br />
Anchor Ser Govt & Quality<br />
Bond<br />
Anchor Ser Growth<br />
Anchor Ser Natural<br />
Resources<br />
Andatee China Marine Fuel<br />
Services Corp<br />
Andersons Inc (The)<br />
ANDREW CORP<br />
ANDRX CORP<br />
ANESIVA INC<br />
ANGEION CORP<br />
ANGELCITI<br />
ENTERTAINMENT INC<br />
ANGELICA CORP<br />
Angie's <strong>List</strong> Inc<br />
ANGIODYNAMICS INC<br />
Angiotech Pharmaceuticals<br />
Inc<br />
Anglo Swiss Resources Inc<br />
Anglogold Ltd<br />
Anheuser-Busch Companies<br />
Inc.<br />
Anheuser-Busch InBev<br />
SA/NV<br />
Anika Therapeutics Inc<br />
Animal Health International<br />
Inc<br />
ANIMAS CORP<br />
Anixter International Inc<br />
Ann Inc<br />
Annaly Capital Management<br />
Inc<br />
Annapolis Bancorp Inc<br />
Annuity And Life Re Hldgs<br />
Anpath Group Inc<br />
ANSCOTT INDUSTRIES INC<br />
ANSOFT CORP<br />
Answers Corp<br />
ANSYS INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 10<br />
ANTARES PHARMA INC<br />
ANTEON INTERNATIONAL<br />
CORP<br />
Anthera Pharmaceuticals Inc<br />
Anthony & Sylvan Pools Corp<br />
Anworth Mortgage Asset<br />
Corp<br />
ANZ-AUSTRALIA & NEW<br />
ZEALD BK<br />
AOL Inc<br />
AON Money Market<br />
Aon PLC<br />
Aoxing Pharmaceutical Co<br />
Inc<br />
AP Pharma Inc<br />
APAC Customer Services Inc<br />
APACHE CORP<br />
Apartment Investment and<br />
Management Co<br />
Apco Oil and Gas<br />
International Inc<br />
Apex Bioventures Acquisition<br />
Corp<br />
Apex Mortgage Capital Inc<br />
APHTON CORP<br />
API Technologies Corp<br />
APOGEE ENTERPRISES<br />
INC<br />
Apogee Technology Inc<br />
Apogent Technologies Inc<br />
Apollo Commercial Real<br />
Estate Finance Inc<br />
Apollo Global Management<br />
LLC<br />
Apollo Group Inc<br />
Apollo Grp Univ Phoenix<br />
Onln<br />
Apollo Investment<br />
APOLLO INVESTMENT<br />
CORP<br />
Apollo Medical Holdings Inc<br />
Apollo Residential Mortgage<br />
Inc<br />
Apollo Resources<br />
International Inc<br />
APP Pharmaceuticals Inc<br />
Appalachian Bancshares Inc<br />
Apple Inc
ACCOUNTING SUPPORT FEE<br />
APPLEBEES INTL INC<br />
Applera Corp-Applied<br />
Biosystems Group<br />
Appliance Recycling Centers<br />
<strong>of</strong> America<br />
APPLICA INC<br />
APPLIED DNA SCIENCES<br />
INC<br />
Applied Extrusion Tech<br />
APPLIED FILMS CORP<br />
Applied Imaging Corp<br />
Applied Industrial<br />
Technologies Inc<br />
APPLIED INNOVATION INC<br />
Applied Materials Inc.<br />
Applied Micro Circuits Corp<br />
Applied Minerals Inc<br />
Applied Molecular Evolution<br />
Applied Nanotech Holdings<br />
Inc<br />
APPLIED<br />
NEUROSOLUTIONS INC<br />
Applied Signal Technology<br />
Inc<br />
APPLIX INC<br />
Approach Resources Inc<br />
Apria Healthcare Group Inc<br />
Apricus Biosciences Inc<br />
APROPOS TECHNOLOGY<br />
INC<br />
AptarGroup Inc.<br />
APTIMUS INC<br />
AQR Global Equity<br />
AQR International Equity<br />
AQUA AMERICA INC<br />
AQUANTIVE INC<br />
AQUILA INC<br />
Aquila Three Peaks High<br />
Income<br />
Arabian American<br />
Development<br />
ARACRUZ CELULOSE SA<br />
Aradigm Corp<br />
ARADYME CORP<br />
ARAMARK CORP<br />
Arbinet Corp<br />
ARBIOS SYSTEMS INC<br />
Arbitrage Fund<br />
ARBITRON INC<br />
Arbor Realty Trust Inc.<br />
ARC Resources Ltd<br />
ARCA biopharma Inc<br />
ARCADIA RESOURCES INC<br />
ARCADIS NV<br />
Arcelormittal SA<br />
Arch Chemicals Inc.<br />
Arch Coal Inc<br />
ARCHER-DANIELS-<br />
MIDLAND CO<br />
ARCHIPELAGO HOLDINGS<br />
INC<br />
Archipelago Learning Inc<br />
Archon Corp<br />
ARCHSTONE-SMITH<br />
TRUST<br />
Arcos Dorados Holdings Inc<br />
ArcSight Inc<br />
Arctic Cat Inc.<br />
ARDEA BIOSCIENCES INC<br />
Arden Group Inc<br />
ARDEN REALTY INC<br />
AREL COMMUNICATIONS &<br />
SFTWRE<br />
Arena Pharmaceuticals Inc<br />
ARENA RESOURCES INC<br />
Ares Capital<br />
ARES CAPITAL CORP<br />
Argan Inc<br />
ARGENTEX MINING CORP<br />
Argo Group International<br />
Holdings Ltd<br />
ARGON ST Inc<br />
Argonaut Gold, Inc<br />
ARGONAUT<br />
TECHNOLOGIES INC<br />
ARGOSY GAMING CO<br />
ARIAD<br />
PHARMACEUTICALS INC<br />
Ariba Inc<br />
Ariel Appreciation<br />
Ariel Fund<br />
ARIZONA STAR<br />
RESOURCE CORP<br />
Ark Balanced<br />
Ark Income<br />
Ark Money Mkt<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 11<br />
Ark Restaurants Corp.<br />
Ark US Govt Cash MM<br />
Ark US Treas MMF<br />
Arkanova Energy Corp<br />
Arkansas Best Corp<br />
Arlington Asset Investment<br />
Corp<br />
Arlington Tankers Ltd<br />
Arm Holdings PLC<br />
Armada Small Cap Growth<br />
ARMOR HOLDINGS INC<br />
Armour Residential REIT Inc<br />
ARMSTRONG HOLDINGS<br />
INC<br />
Armstrong World Industries<br />
Inc<br />
Arno Therapeutics Inc<br />
Arotech Corp<br />
ARQULE INC<br />
ARRAY BIOPHARMA INC<br />
Arrhythmia Research<br />
Technology Inc.<br />
Arris Group Inc<br />
Arrow DWA Balanced<br />
Arrow Electronics Inc<br />
Arrow Financial Corp<br />
ARROW INTERNATIONAL<br />
INC<br />
ARROWHEAD RESEARCH<br />
CORP<br />
Art Technology Group Inc<br />
ARTEMIS INTL SOLUTIONS<br />
CORP<br />
Artes Medical Inc<br />
Artesian Resources Corp<br />
ARTESYN TECHNOLOGIES<br />
INC<br />
ARTHROCARE CORP<br />
Arthur J. Gallagher & Co.<br />
ARTIFICIAL LIFE INC<br />
Artio Global Hi Income<br />
Artio Global Investors Inc<br />
Artio International Equity<br />
Artio International Equity II<br />
Artio Total Return Bd<br />
Artisan Components Inc<br />
Artisan Emerging Markets<br />
Artisan International
ACCOUNTING SUPPORT FEE<br />
Artisan International Sm Cap<br />
Artisan International Value<br />
Artisan Mid Cap<br />
Artisan Mid Cap Value<br />
Artisan Small Cap<br />
Artisan Small Cap Value<br />
Artisan Value<br />
ARTISTDIRECT INC<br />
Art's Way Manufacturing Co.<br />
Inc<br />
Aruba Networks Inc<br />
ARYx Therapeutics Inc<br />
ASA Gold and Precious<br />
Metals Ltd<br />
ASAF Money Market<br />
ASAT HOLDINGS LTD -<br />
ADR<br />
ASB FINANCIAL CORP.<br />
Asbury Automotive Group Inc<br />
Ascena Retail Group Inc<br />
ASCEND ACQUISITION<br />
CORP<br />
ASCENDIA BRANDS INC<br />
Ascent Capital Group Inc<br />
Ascent Solar Technologies<br />
Inc<br />
ASCENTIAL SOFTWARE<br />
CORP<br />
ASCONI CORP<br />
ASE TEST LTD<br />
ASG Global Alternatives<br />
Ashanti Goldfields Co Ltd<br />
Ashford Hospitality Trust Inc.<br />
Ashland Inc<br />
Ashworth Inc.<br />
Asia Electrical Power<br />
International Group Inc<br />
Asia Entertainment &<br />
Resources Ltd<br />
Asia Pacific Fund Inc<br />
ASIA PACIFIC RESOURCES<br />
LTD<br />
Asia Pacific Wire & Cable<br />
Corp<br />
ASIA PAYMENT SYSTEMS<br />
INC<br />
ASIA PREMIUM<br />
TELEVISION GRP<br />
Asia Satellite Telecom Ltd<br />
AsiaInfo-Linkage Inc<br />
ASIAMART INC<br />
Asian Dragon Group Inc<br />
Asian Trends Media Hldgs<br />
Inc<br />
ASK JEEVES INC<br />
ASKMENOW INC<br />
ASM International NV<br />
ASML Holding NV<br />
Aspect Communications<br />
Corp<br />
Aspect Medical Systems Inc<br />
ASPEN EXPLORATION<br />
CORP<br />
Aspen Insurance Holdings<br />
Ltd<br />
Aspen Technology Inc<br />
ASPENBIO PHARMA INC<br />
ASPREVA<br />
PHARMACEUTICALS CORP<br />
Asset Acceptance Capital<br />
Corp.<br />
Asset Mgmt Intrmd Mortgage<br />
Asset Mgmt Ultra Short<br />
Asset Mgmt Ultra Short<br />
Mortgage<br />
AssetMark Intl Equity<br />
AssetMark Large Cap Growth<br />
AssetMark Large Cap Value<br />
AssetMark TxEx Fixed<br />
Income<br />
Assisted Living Concepts Inc<br />
Associated Banc-Corp<br />
Associated Estates Realty<br />
Corp<br />
ASSURANCEAMERICA<br />
CORP<br />
Assurant Inc.<br />
AST Alliance Bernstein Core<br />
Value<br />
AST Academic Strategies<br />
Asset Allocation<br />
AST Advanced Strategies<br />
AST Alger All-Cap Growth<br />
AST Am Cent Income &<br />
Growth<br />
AST Am Cent Intl Growth<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 12<br />
AST Balanced Asset<br />
Allocation<br />
AST Blackrock Global<br />
Strategies<br />
AST BlackRock Value<br />
AST Capital Growth Asset<br />
Allocation<br />
AST CLS Growth Asset<br />
Allocation<br />
AST CLS Moderate Asset<br />
Allocation<br />
AST Cohen & Steers Realty<br />
AST DeAM Small Cap<br />
Growth<br />
AST Federated Aggrsv<br />
Growth<br />
AST FI Pyramis Asset<br />
Allocation<br />
AST First Trust Balanced<br />
Target<br />
AST First Trust Capital<br />
Appreciation Target<br />
AST Global Real Estate<br />
AST Goldman Sachs Large<br />
Cap Value<br />
AST GS Concentrated<br />
Growth<br />
AST GS Mid Cap Growth<br />
AST GS Small Cap Value<br />
AST High Yield Portfolio<br />
AST Horizon Growth Asset<br />
Allocation<br />
AST Horizon Moderate Asset<br />
Allocation<br />
AST International Growth<br />
AST Intl Value<br />
AST Investment Grade Bond<br />
AST Jennison Large Cap<br />
Growth<br />
AST Jennison Large Cap<br />
Value<br />
AST JPM International Equity<br />
AST JPM Strategic<br />
Opportunities<br />
AST Large Cap Value<br />
AST Lord Abbett Core Fixed<br />
Income<br />
AST Marsico Capital Growth
ACCOUNTING SUPPORT FEE<br />
AST MFS Growth<br />
AST Mid Cap Value<br />
AST Money Market<br />
AST NB Core Bond<br />
AST NB LSV Mid Cap Value<br />
AST NB Mid Cap Growth<br />
AST Parametric Emerging<br />
Markets Equity<br />
AST PIMCO Limited Maturity<br />
Bd<br />
AST PIMCO Total Return<br />
Bond<br />
AST Preservation Asset<br />
Allocation<br />
AST Prudential Core Bond<br />
AST QMA U.S. Equity Alpha<br />
Portfolio<br />
AST Schroders Multi Asset<br />
World Strategies<br />
AST Small Cap Growth<br />
AST Small Cap Value<br />
AST T Rowe Price Asset<br />
Alloc<br />
AST T Rowe Price Global<br />
Bond<br />
AST T Rowe Price Large Cap<br />
Growth<br />
AST T Rowe Price Natural<br />
Resources<br />
AST Wellington Mgmt<br />
Hedged Equity<br />
AST Western Asset Core<br />
Plus Bond<br />
Asta Funding Inc<br />
ASTEA INTERNATIONAL<br />
INC<br />
Astec Industries Inc.<br />
Astex Pharmaceuticals Inc<br />
Aston Value<br />
Aston/Faripointe Mid Cap<br />
Aston/Fortis Growth<br />
Aston/Montag&Caldwell<br />
Growth<br />
Aston/River Road Small Cap<br />
Value<br />
Aston/TAMRO Small Cap<br />
Aston/Veredus Aggrsv Gro<br />
Astoria Financial Corp<br />
ASTRALIS LTD<br />
ASTRATA GROUP INC<br />
Astrazeneca PLC<br />
Astro-Med Inc<br />
Astronics Corp<br />
Astropower Inc<br />
Astrotech Corp<br />
AT ROAD INC<br />
AT&T CORP<br />
AT&T Inc<br />
At&T Wireless Services Inc<br />
Ata Holdings Corp<br />
ATA Inc<br />
Atalanta Sosn<strong>of</strong>f Capital Cp<br />
ATARI INC<br />
Atc Healthcare Inc<br />
ATC Technology Corp<br />
athenahealth Inc<br />
Athens Bancshares Corp<br />
ATHEROGENICS INC<br />
Atheros Communications Inc<br />
Athersys Inc<br />
ATI TECHNOLOGIES INC<br />
Atlantic American Corp<br />
ATLANTIC BANCGROUP<br />
INC<br />
Atlantic Coast Financial Corp<br />
Atlantic Data Services Inc<br />
ATLANTIC LIBERTY<br />
FINANCIAL<br />
Atlantic Power Corp<br />
Atlantic Southern Financial<br />
Group Inc<br />
Atlantic Tele-Network Inc.<br />
Atlantic Whitehall Equity<br />
Income<br />
AtlanticWhitehall Mid Cap<br />
Gro<br />
ATLANTIS PLASTICS INC<br />
Atlas Acquisition Holdings<br />
Corp<br />
Atlas Air Worldwide Holdings<br />
Inc.<br />
Atlas CA Muni Bond<br />
Atlas Energy Inc<br />
ATLAS ENERGY<br />
RESOURCES LLC<br />
Atlas Global Growth<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 13<br />
Atlas Growth Opportunities<br />
Atlas Pipeline Holdings LP<br />
Atlas Pipeline Partners LP<br />
Atlas Strategic Income<br />
Atlas Technology Group Inc<br />
Atlas US Govt & Mrtg Sec<br />
ATM International<br />
ATM Large Cap<br />
ATM Mid Cap<br />
ATM Small Cap<br />
Atmel Corp<br />
ATMI Inc<br />
ATMOS ENERGY CORP<br />
ATMOSPHERIC GLOW<br />
TECH INC<br />
ATNA Resources Ltd<br />
AtriCure Inc<br />
ATRION Corp<br />
Atrix Labs Inc<br />
ATS Medical Inc<br />
ATTUNITY LTD<br />
Atwood Oceanics Inc.<br />
Au Optronics Corp<br />
Auburn National BanCorp Inc<br />
AUDIBLE INC<br />
Augme Technologies Inc<br />
AUGUST TECHNOLOGY<br />
CORP<br />
AUGUSTA RESOURCE<br />
CORP<br />
AURA SYSTEMS INC<br />
Aurasource Inc<br />
Aurelio Resource Corp<br />
AuRico Gold Inc<br />
Aurizon Mines Ltd<br />
Aurora Foods Inc<br />
AURORA OIL & GAS CORP<br />
AUSTIN CHALK OIL AND<br />
GAS LTD<br />
AUSTRAL PACIFIC<br />
ENERGY LTD<br />
Australia Acquisition Corp<br />
AUSTRALIAN FOREST<br />
INDUSTRIES<br />
AuthenTec Inc<br />
Authentidate Holding Corp.<br />
Autobytel Inc<br />
AutoChina International Ltd
ACCOUNTING SUPPORT FEE<br />
Autodesk Inc.<br />
AUTOIMMUNE INC<br />
AUTOINFO INC<br />
Autoliv Inc<br />
Automated Cash Mgmt<br />
Automated Government<br />
Money Tr<br />
Automated Govt Cash<br />
Reserves<br />
Automatic Data Processing<br />
Inc.<br />
AUTONATION INC<br />
AUTOZONE INC<br />
AUXILIO INC<br />
Auxilium Pharmaceuticals Inc<br />
Avago Technologies Ltd<br />
AVALON HOLDINGS CORP<br />
Avalon Pharmaceuticals Inc<br />
Avalon Rare Metals Inc<br />
AvalonBay Communities Inc.<br />
Avanex Corp<br />
AVANIR Pharmaceuticals Inc<br />
Avant Immunotherapeutics<br />
Inc-Old<br />
Avantair Inc<br />
AVAYA INC<br />
Ave Maria Catholic Value<br />
Aventis Sa<br />
AVEO Pharmaceuticals Inc<br />
Averion International Corp<br />
Averox Inc<br />
Avery Dennison Corp<br />
AVI BIOPHARMA INC<br />
AVIALL INC<br />
Aviat Networks Inc<br />
AVICENA GROUP INC<br />
Avid Technology Inc.<br />
Avigen Inc<br />
aVinci Media Corp<br />
Avino Silver & Gold Mines<br />
Ltd<br />
AVIS BUDGET GROUP INC<br />
Avista Corp<br />
Avistar Communications<br />
Corp<br />
Aviva PLC<br />
Aviza Technology Inc<br />
AVNET INC<br />
Avocent Corp<br />
Avon Products Inc.<br />
AVX Corp.<br />
Aware Inc.<br />
AXA ENT Capital<br />
Appreciation<br />
AXA ENT Small Co Value<br />
AXA Premier VIP Aggrsv<br />
Alloc<br />
AXA Premier VIP Consrv<br />
Alloc<br />
AXA Premier VIP Consrv<br />
Plus<br />
AXA Premier VIP Mod Plus<br />
All<br />
AXA Premier VIP Moder<br />
Alloc<br />
AXA Tactical Manager 500 I<br />
Axa, Paris<br />
AXCAN PHARMA INC<br />
Axcelis Technologies Inc.<br />
Axcess International Inc<br />
AXEDA SYSTEMS INC<br />
Axesstel Inc<br />
Axion International Holdings<br />
Inc<br />
Axion Power International Inc<br />
AXIS Capital Holdings Ltd<br />
Axis Technologies Group Inc<br />
AXM PHARMA INC<br />
AXONYX INC<br />
AXP Blue Chip Advantage<br />
AXP CA TxEx<br />
AXP Life Series Equity<br />
AXP Life Series Managed<br />
AXP Partners Small Cap<br />
Growth<br />
AXP Research Opportunities<br />
AXS-ONE INC<br />
AXSYS TECHNOLOGIES<br />
INC<br />
AXT Inc<br />
AZL VIP BlackRock Capital<br />
Appreciation<br />
AZL VIP Davis NY Venture<br />
AZL VIP Eaton Vance Large<br />
Cap Value<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 14<br />
AZL VIP Frankln Sml Cap<br />
Value<br />
AZL VIP Fusion Balanced<br />
AZL VIP Fusion Growth<br />
AZL VIP Fusion Moderate<br />
AZL VIP Growth Index<br />
Strategy<br />
AZL VIP Invesco Intl Equity<br />
AZL VIP JPMorgan Large<br />
Cap Equity<br />
AZL VIP JPMorgan US<br />
Equity<br />
AZL VIP LMP Large Cap<br />
Growth<br />
AZL VIP MFS Investors Trust<br />
AZL VIP Money Market<br />
AZL VIP Morgan Stanley<br />
International Equity<br />
AZL VIP Morgan Stanley Mid<br />
Cap Growth<br />
AZL VIP OCC Renaissance<br />
AZL VIP OCC Value<br />
AZL VIP OPP Intl Growth<br />
AZL VIP S&P 500 Index<br />
AZL VIP Schroder Emerging<br />
Market Equity<br />
AZL VIP VKM Equity &<br />
Income<br />
AZL VIP VKM Growth &<br />
Income<br />
AZTAR CORP<br />
Azteca Acquisition Corp<br />
AZUR INTERNATIONAL<br />
AZZ Inc<br />
B F C Financial Corp<br />
B&G Foods Holdings Corp<br />
B&H Ocean Carriers Ltd<br />
Babcock & Wilcox Co (The)<br />
BABYUNIVERSE INC<br />
BACK YARD BURGERS INC<br />
BACKWEB<br />
TECHNOLOGIES LTD<br />
Bacterin International<br />
Holdings Inc<br />
Badger Meter Inc.<br />
BAETA Corp<br />
Baidu Inc<br />
Baird Aggregate Bond
ACCOUNTING SUPPORT FEE<br />
Baird Core Plus Bond<br />
Baird Intermediate Bond<br />
Baird Intermediate Muni Bd<br />
Baird Short Bond<br />
BAIRNCO CORP<br />
BakBone S<strong>of</strong>tware Inc<br />
Baker Hughes Inc<br />
BAKERS FOOTWEAR<br />
GROUP INC<br />
Balchem Corp<br />
BALDOR ELECTRIC CO<br />
Baldwin & Lyons Inc<br />
Baldwin Technology Co Inc<br />
Ball Corp<br />
Ballantyne Strong Inc<br />
BALLY TECHNOLOGIES<br />
INC<br />
BALLY TOTAL FITNESS<br />
HLDG CP<br />
Balqon Corp<br />
Baltia Air Lines Inc<br />
Baltic Trading Ltd<br />
Bam Entertainment Inc<br />
BancFirst Corp<br />
BANCINSURANCE CORP<br />
Banco Bilbao Vizcaya<br />
Argentaria SA Bbva<br />
Banco De Chile<br />
BANCO ITAU HLDG<br />
FINANCEIRA<br />
Banco Latinoamericano de<br />
Comercio Exterior SA<br />
Banco Macro SA<br />
Banco Santander Brasil SA<br />
Banco Santander SA<br />
Bancolombia Sa<br />
Bancorp Inc (The)<br />
Bancorp <strong>of</strong> New Jersey Inc<br />
Bancorp Rhode Island Inc<br />
BancorpSouth Inc.<br />
BancTrust Financial Group<br />
Inc<br />
BANDAG INC<br />
Bank Holdings Inc. (The)<br />
Bank Mutual Corp<br />
Bank <strong>of</strong> America Corp<br />
Bank Of Bermuda Ltd<br />
Bank <strong>of</strong> Commerce Holdings<br />
Bank <strong>of</strong> Florida Corp<br />
Bank <strong>of</strong> Granite Corp<br />
Bank <strong>of</strong> Hawaii Corp<br />
Bank <strong>of</strong> Ireland<br />
Bank <strong>of</strong> Kentucky Financial<br />
Corp<br />
Bank <strong>of</strong> Marin Bancorp<br />
Bank <strong>of</strong> Montreal<br />
Bank <strong>of</strong> New York Mellon<br />
Corp (The)<br />
Bank <strong>of</strong> <strong>No</strong>va Scotia (The)<br />
Bank <strong>of</strong> South Carolina Corp<br />
Bank <strong>of</strong> the Carolinas<br />
Bank <strong>of</strong> the James Financial<br />
Group Inc<br />
Bank <strong>of</strong> the Ozarks<br />
Bank One Corp<br />
Bank Tokyo-Mitsubishi<br />
BankAtlantic Bancorp Inc<br />
BankFinancial Corp<br />
Bankrate Inc<br />
Banks.com Inc<br />
BANKUNITED FINANCIAL<br />
CORP<br />
BankUnited Inc<br />
Banner Corp<br />
Banro Corp<br />
BANTA CORP<br />
BAR HARBOR<br />
BANKSHARES<br />
BARAN GROUP LTD<br />
Barclays Glbl Inv Asset Alloc<br />
Barclays Glbl Inv S&P 500<br />
Stk<br />
Barclays Glbl LifePath 2010<br />
Barclays Government Money<br />
Market<br />
Barclays PLC<br />
BARD (C.R.) INC<br />
BARE ESCENTUALS INC<br />
Barnes & <strong>No</strong>ble Inc<br />
Barnes Group Inc<br />
Barnesandnoble.Com Inc<br />
Barneys New York Inc<br />
Barnwell Industries Inc<br />
Baron Asset<br />
Baron Growth<br />
Baron Partners<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 15<br />
Baron Small Cap<br />
Baron Var Capital Asset<br />
BARR PHARMACEUTICALS<br />
INC<br />
Barra Inc<br />
Barrett Business Services Inc<br />
Barrick Gold Corp<br />
Barrier Therapeutics Inc<br />
BARRY (R G) CORP<br />
Barzel Industries Inc<br />
BASELINE OIL & GAS<br />
CORP<br />
BASF AG<br />
Basic Earth Science Systems<br />
Inc<br />
Basic Energy Services Inc<br />
BASIN WATER INC<br />
Bassett Furniture Industries<br />
Inc.<br />
Batterymarch Small Cap<br />
Equity<br />
Battle Mountain Gold<br />
Exploration Corp<br />
BAUSCH & LOMB INC<br />
BAXTER INTERNATIONAL<br />
INC<br />
Bay Banks <strong>of</strong> Virginia Inc<br />
BAY NATIONAL CORP<br />
BAY VIEW CAPITAL CORP<br />
Baycorp Holdings Corp<br />
BAYER AG<br />
BAYER SCHERING<br />
PHARMA AG<br />
Baylake Corp<br />
BAYOU CITY<br />
EXPLORATION INC<br />
Baytex Energy Corp<br />
BB HOLDINGS LTD<br />
BB&T Corp<br />
BB&T Intrmd US Govt Bond<br />
BB&T Large Cap<br />
BB&T Large Cap Growth<br />
BBB Managed Account<br />
Completion Shares<br />
BBCN Bancorp Inc<br />
BBH Broad Market<br />
BBH Core Select<br />
BBH International Equity
ACCOUNTING SUPPORT FEE<br />
BBH Money Market<br />
BBH Real Return<br />
BBH TxEx Money<br />
BBIF Govt Sec<br />
BBIF Money<br />
BBIF Treasury<br />
BBIF TxEx<br />
BBMF CORP<br />
BCB Bancorp Inc<br />
BCE Inc.<br />
BCSB Bancorp Inc<br />
BE Aerospace Inc.<br />
BEA SYSTEMS INC<br />
Beach First National<br />
Bancshares Inc<br />
Beacon Power Corp<br />
BEACON ROOFING<br />
SUPPLY INC<br />
Beam Inc<br />
Bear Stearns Companies Inc<br />
(The)<br />
Bear Stearns Prime Money<br />
Mrkt<br />
BEARD CO<br />
BearingPoint Inc.<br />
Beasley Broadcast Group Inc<br />
Beazer Homes USA Inc.<br />
BEBE STORES INC<br />
Beckman Coulter Inc<br />
Becton, Dickinson and Co<br />
Bed Bath & Beyond Inc.<br />
Bedford Bancshares Inc<br />
BEDFORD PROPERTY<br />
INVESTORS<br />
Beeston Enterprises Ltd<br />
BEI TECHNOLOGIES INC<br />
BEKEM METALS INC<br />
Bel Fuse Inc.<br />
Belden Inc<br />
Belk Inc.<br />
Bell Canada Intl Inc<br />
Bell Industries Inc.<br />
Bell Microproducts Inc<br />
BELLSOUTH CORP<br />
BELLUS Health Inc<br />
BELMONT BANCORP<br />
Belo Corp.<br />
BEMA GOLD CORP<br />
Bemis Co Inc<br />
BENCHMARK<br />
BANKSHARES INC<br />
Benchmark Electronics Inc<br />
Beneficial Mutual Bancorp<br />
Inc<br />
BENETTON GROUP SPA<br />
Benihana Inc<br />
Benjamin Franklin Bancorp<br />
Inc<br />
BENNETT<br />
ENVIRONMENTAL INC<br />
Bentley Pharmaceuticals Inc.<br />
Berger Growth<br />
Berger Holdings Ltd<br />
Berger Small <strong>Company</strong><br />
Growth<br />
BERKLEY (W R) CORP<br />
BERKSHIRE BANCORP INC<br />
Berkshire Hathaway Inc.<br />
Berkshire Hills Bancorp Inc<br />
Berliner Communications Inc<br />
Berry Petroleum Co<br />
Berwyn Income<br />
BESI-BE SEMICONDUCTOR<br />
INDS<br />
Best Buy Co. Inc.<br />
Betawave Corp<br />
BEVERLY ENTERPRISES<br />
BEVERLY HILLS BANCORP<br />
INC<br />
Beverly National Corp<br />
BEXIL CORP<br />
Beyond Commerce Inc<br />
BF ENTERPRISES INC<br />
BG GROUP PLC<br />
BG Medicine Inc<br />
BGC Partners Inc<br />
Bha Group Holdings Inc<br />
Bhp Billiton Ltd<br />
BHP Billiton PLC<br />
BIDZ.com Inc<br />
BIF CA Muni<br />
BIF CT Muni<br />
BIF Government Securities<br />
BIF Money<br />
BIF NJ Muni<br />
BIF NY Muni<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 16<br />
BIF OH Muni<br />
BIF Treasury<br />
BIF TxEx<br />
Big 5 Sporting Goods Corp<br />
Big Cat Energy Corp<br />
Big Lots Inc<br />
BIG SKY ENERGY CORP<br />
BigBand Networks Inc<br />
Biglari Holdings Inc<br />
BILL BARRETT CORP<br />
Bimini Capital Management<br />
Inc<br />
BINDVIEW DEVELOPMENT<br />
CORP<br />
Bio Reference Laboratories<br />
Inc<br />
BIOANALYTICAL SYSTEMS<br />
INC<br />
Bio-Bridge Science Inc<br />
BioClinica Inc<br />
BIOCORAL INC<br />
BIOCRYST<br />
PHARMACEUTICALS INC<br />
BIOCUREX INC<br />
Biodel Inc<br />
BioDelivery Sciences<br />
International Inc<br />
BIOENVISION INC<br />
BioForce Nanosciences<br />
Holdings Inc<br />
BioForm Medical Inc<br />
BioFuel Energy Corp<br />
BIOGEN IDEC INC<br />
Biogen Inc<br />
Bioheart Inc<br />
BIOJECT MEDICAL<br />
TECHNOL<br />
BIO-KEY INTERNATIONAL<br />
INC<br />
BioLargo Inc<br />
BIOLASE Technology Inc<br />
BIO-LOGIC SYSTEMS<br />
CORP<br />
Biomarin Pharmaceutical Inc<br />
BioMed Realty Trust Inc<br />
BIOMET INC<br />
BIOMIMETIC<br />
THERAPEUTICS INC
ACCOUNTING SUPPORT FEE<br />
Bion Environmental Tech Inc<br />
Bionovo Inc<br />
Biopack Environmental<br />
Solutions Inc<br />
BIOPHAN TECHNOLOGIES<br />
INC<br />
Bioprogress Plc<br />
BIOPURE CORP<br />
Bio-Rad Laboratories Inc.<br />
BioSante Pharmaceuticals<br />
Inc.<br />
Bioscrip Inc<br />
BioShaft Water Technology<br />
Inc<br />
BIOSITE INC<br />
BioSolar Inc<br />
BIOSOURCE<br />
INTERNATIONAL INC<br />
BioSphere Medical Inc<br />
Biostar Pharmaceuticals Inc<br />
BioTime Inc.<br />
BIOVERIS CORP<br />
BIRKS & MAYORS INC<br />
Birner Dental Management<br />
Services Inc<br />
Bishop St Money Mkt<br />
Bishop St Treas MM<br />
BISYS GROUP INC<br />
Bitauto Holdings Ltd<br />
Bitstream Inc<br />
BIW LTD<br />
BJ SERVICES CO<br />
BJ'S RESTAURANTS INC<br />
BJ's Wholesale Club Inc.<br />
Bjurman Barry Micro Cap<br />
Growth<br />
BKF CAPITAL GROUP INC<br />
Black & Decker Corp (The)<br />
BLACK BOX CORP<br />
Black Diamond Inc.<br />
BLACK HILLS CORP<br />
Blackboard Inc<br />
BlackRock Aggregate Bd<br />
Index<br />
BlackRock AllCp Energy &<br />
Resources<br />
BlackRock AMT Free Muni<br />
BlackRock Asset Alloc<br />
BlackRock Aurora<br />
BlackRock Balanced<br />
BlackRock Balanced Capital<br />
BlackRock Basic Value<br />
BlackRock Basic Value V.I.<br />
BlackRock Bond<br />
BlackRock Build America<br />
Bond Trust<br />
BlackRock CA Muni Bd<br />
BlackRock California<br />
Municipal Income Trust<br />
BlackRock Capital<br />
Appreciation<br />
BlackRock Cash Funds: Instl<br />
BlackRock Cash Funds:<br />
Prime<br />
BlackRock Cash Funds:<br />
Treasury<br />
BlackRock Core Bond<br />
BlackRock Core Bond Trust<br />
BlackRock Corporate High<br />
Yield Fund III Inc<br />
BlackRock Corporate High<br />
Yield Fund Inc<br />
BlackRock Corporate High<br />
Yield Fund V Inc<br />
BlackRock Corporate High<br />
Yield Fund VI Inc<br />
BlackRock Credit Allocation<br />
Income Trust II Inc<br />
BlackRock Credit Allocation<br />
Income Trust IV<br />
BlackRock Debt Strategies<br />
Fund Inc<br />
BlackRock Energy &<br />
Resources<br />
BlackRock Energy and<br />
Resources Trust<br />
BlackRock Enhanced Capital<br />
and Income Fund Inc<br />
BlackRock Enhanced Equity<br />
Dividend Trust<br />
BlackRock Enhanced Equity<br />
Yield & Premium Fund Inc<br />
BlackRock Enhanced Equity<br />
Yield Fund Inc<br />
BlackRock Equity Dividend<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 17<br />
BlackRock Equity Dividend<br />
Trust<br />
BlackRock Euro<br />
BlackRock Floating Rate<br />
Income<br />
BlackRock Floating Rate<br />
Income Strategies Fund Inc<br />
BlackRock Floating Rate<br />
Income Trust<br />
BlackRock Focus Value<br />
BlackRock Glbl Alloc<br />
BlackRock Glbl Alloc V.I.<br />
BlackRock Glbl Dynamic<br />
Eqty<br />
BlackRock Glbl Growth<br />
BlackRock Glbl Small Cap<br />
BlackRock Glbl Technology<br />
BlackRock Glbl Value<br />
BlackRock Global Emerging<br />
Market<br />
BlackRock Global Equity<br />
Income Trust<br />
BlackRock Global<br />
Opportunities Equity Trust<br />
BlackRock GNMA Port<br />
BlackRock Government<br />
Income V.I.<br />
BlackRock Govt Income<br />
BlackRock Health Sciences<br />
Opportunities<br />
BlackRock Healthcare<br />
BlackRock High Income<br />
BlackRock High Yld Bd<br />
Blackrock Inc<br />
BlackRock Income<br />
Opportunity Trust Inc.<br />
BlackRock Income Trust Inc.<br />
(The)<br />
BlackRock Inflatn Prot Bd<br />
BlackRock Insured Municipal<br />
2008 Term Trust Inc. (The)<br />
BlackRock Insured Municipal<br />
Term Trust Inc. (The)<br />
BlackRock International<br />
Growth and Income Trust<br />
BlackRock Intl Bond<br />
BlackRock Intl Equity<br />
BlackRock Intl Index
ACCOUNTING SUPPORT FEE<br />
BlackRock Intl Opportunities<br />
BlackRock Intl Value<br />
BlackRock Intl Value V.I.<br />
BlackRock Intrmd Muni<br />
Blackrock Inv Qual Term Tr<br />
BlackRock Investment<br />
Quality Municipal Trust Inc.<br />
(The)<br />
BlackRock Kelso Capital<br />
Corp<br />
BlackRock Large Cap<br />
BlackRock Large Cap Core<br />
BlackRock Large Cap Growth<br />
BlackRock Large Cap Value<br />
BlackRock Latin America<br />
BlackRock Lg Cap Core V.I.<br />
BlackRock Lg Cap Growth<br />
Eq<br />
BlackRock Lg Cap Val Equity<br />
BlackRock Limited Duration<br />
Income Trust<br />
BlackRock Liquidity CA<br />
Money<br />
BlackRock Liquidity Federal<br />
BlackRock Liquidity Federal<br />
Tr<br />
BlackRock Liquidity Muni<br />
BlackRock Liquidity Muni<br />
Cash<br />
BlackRock Liquidity NY<br />
Money<br />
BlackRock Liquidity Temp<br />
BlackRock Liquidity Temp<br />
Cash<br />
BlackRock Liquidity Treas<br />
MMF<br />
BlackRock Liquidity Treas Tr<br />
BlackRock Long Duration<br />
BlackRock Low Duration<br />
BlackRock Managed Inc<br />
BlackRock Mid Cap Growth<br />
Eqty<br />
BlackRock Mid Cap Value<br />
Equity<br />
BlackRock Mid Cp Val<br />
Opport<br />
BlackRock MM V.I.<br />
BlackRock Money Market<br />
BlackRock Muni Intermediate<br />
Duration Fund Inc<br />
BlackRock Muni MM<br />
Blackrock Muni Target Term<br />
BlackRock MuniAssets Fund<br />
Inc<br />
BlackRock Municipal<br />
BlackRock Municipal 2018<br />
Term Trust<br />
BlackRock Municipal 2020<br />
Term Trust<br />
BlackRock Municipal Income<br />
Quality Trust<br />
BlackRock Municipal Income<br />
Trust<br />
BlackRock Municipal Income<br />
Trust II<br />
BlackRock MuniEnhanced<br />
Fund Inc<br />
BlackRock MuniHoldings<br />
California Quality Fund Inc<br />
BlackRock MuniHoldings<br />
Investment Quality Fund<br />
BlackRock MuniHoldings<br />
New Jersey Quality Fund Inc<br />
BlackRock MuniHoldings<br />
New York Quality Fund Inc<br />
BlackRock MuniHoldings<br />
Quality Fund II Inc<br />
BlackRock MuniVest Fund II<br />
Inc<br />
BlackRock MuniVest Fund<br />
Inc<br />
BlackRock MuniYield<br />
California Fund Inc<br />
BlackRock MuniYield<br />
California Quality Fund Inc<br />
BlackRock MuniYield Fund<br />
Inc<br />
BlackRock MuniYield<br />
Michigan Quality Fund Inc<br />
BlackRock MuniYield New<br />
York Quality Fund Inc<br />
BlackRock MuniYield Quality<br />
Fund II Inc<br />
BlackRock MuniYield Quality<br />
Fund III Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 18<br />
BlackRock MuniYield Quality<br />
Fund Inc<br />
BlackRock National Muni<br />
BlackRock Natural<br />
Resources<br />
BlackRock NJ Muni Bond<br />
BlackRock NY Muni Bd<br />
BlackRock PA Muni Bond<br />
BlackRock PA Muni MM<br />
BlackRock PA TxFr Inc<br />
BlackRock Pacific<br />
BlackRock Preferred<br />
Opportunity Trust<br />
BlackRock Real Asset Equity<br />
Trust<br />
Blackrock Resources &<br />
Commodities Strategy Trust<br />
BlackRock S&P 500 Index<br />
BlackRock S&P 500 Index<br />
Equity<br />
BlackRock S&P 500 Index<br />
V.I.<br />
BlackRock Senior High<br />
Income Fund Inc<br />
BlackRock Series Balanced<br />
Cap<br />
BlackRock Series Global<br />
Allocation<br />
BlackRock Series Lg Cap<br />
Core<br />
BlackRock Series MM<br />
BlackRock Short Term Bond<br />
BlackRock Short Term Muni<br />
BlackRock Small Cap Gro<br />
Eqty<br />
BlackRock Small Cap Growth<br />
II<br />
BlackRock Small Mid Growth<br />
BlackRock SmCap Val Eq<br />
BlackRock Sr Floating Rate<br />
BlackRock Sr Floating Rate 2<br />
BlackRock Strategic Dividend<br />
Achievers Trust<br />
BlackRock Strategic Income<br />
Opportunities<br />
BlackRock Total Return<br />
BlackRock Total Return V.I.
ACCOUNTING SUPPORT FEE<br />
BlackRock U.S. Government<br />
Bond<br />
BlackRock US Opportunities<br />
BlackRock US Treas MM<br />
BlackRock Value Opport<br />
BlackRock Value Opport V.I.<br />
BlackRock World Investment<br />
Trust<br />
Blacksands Petroleum Inc<br />
Blackstone / GSO Senior<br />
Floating Rate Term Fund<br />
Blackstone Group LP (The)<br />
BladeLogic Inc<br />
BLAIR CORP<br />
BLAST ENERGY SERVICES<br />
INC<br />
BLASTGARD INTL INC<br />
BLDRS Emerging Markets 50<br />
ADR Index Fund<br />
Block (H&R) Inc.<br />
BLOCKBUSTER INC<br />
BLONDER TONGUE LABS<br />
INC<br />
Blount International Inc.<br />
BLUE COAT SYSTEMS INC<br />
BLUE DOLPHIN ENERGY<br />
CO<br />
Blue Holdings Inc<br />
Blue Martini S<strong>of</strong>tware Inc<br />
Blue Nile Inc<br />
Blue Rhino Corp<br />
BLUE RIDGE REAL ESTATE<br />
CO<br />
Bluefire Ethanol Fuels Inc<br />
Bluefly Inc<br />
Bluegreen Corp<br />
Blueknight Energy Partners<br />
LP<br />
BlueLinx Holdings Inc<br />
Blyth Inc<br />
BMB Munai Inc<br />
Bmc Industries Inc/Mn<br />
BMC S<strong>of</strong>tware Inc<br />
BMO Intermediate TxFr<br />
BMO Prime Money Mkt<br />
BMO Small Cap Growth<br />
BMO Tax Free Money Market<br />
BMP Sunstone Corp<br />
BNC Bancorp<br />
BNCCORP INC<br />
BNP RESIDENTIAL<br />
PROPERTIES<br />
BNY Hamilton Core Bond<br />
BNY Hamilton Enhanced Inc<br />
BNY Hamilton Intrmd TxEx<br />
BNY Hamilton Large Cap<br />
Growth<br />
BNY Hamilton NY TxFr MM<br />
BNY Hamilton Small Cap Gro<br />
BNY Mellon Balanced<br />
BNY Mellon Bond<br />
BNY Mellon Emerging<br />
Markets<br />
BNY Mellon International<br />
BNY Mellon Intl Appreciation<br />
BNY Mellon Intrmd Bond<br />
BNY Mellon Large Cap Stock<br />
BNY Mellon MA Intrmd Muni<br />
BNY Mellon Mid Cap Stock<br />
BNY Mellon Money Market<br />
BNY Mellon Municipal<br />
Opportunities<br />
BNY Mellon Natl Intrmd Muni<br />
BNY Mellon Natl Muni MM<br />
BNY Mellon Natl Short Muni<br />
BNY Mellon PA Intrmd Muni<br />
BNY Mellon Sh US Gov Sec<br />
BNY Mellon Small Cap Stk<br />
BNY Mellon Small/Mid Cap<br />
BOARDWALK BANCORP<br />
INC<br />
Boardwalk Equities Inc<br />
Boardwalk Pipeline Partners<br />
LP<br />
Bob Evans Farms Inc.<br />
BOC GROUP PLC<br />
Boca Resorts Inc<br />
BODISEN BIOTECH INC<br />
Body Central Corp<br />
BOE Financial Services <strong>of</strong><br />
Virginia Inc<br />
Boeing Co (The)<br />
B<strong>of</strong>A CA TxEx Reserves<br />
B<strong>of</strong>A Cash Reserves<br />
B<strong>of</strong>A Government Plus<br />
Reserves<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 19<br />
B<strong>of</strong>A Govt Reserves<br />
B<strong>of</strong>A MA Muni Reserves<br />
B<strong>of</strong>A MMF Reserves<br />
B<strong>of</strong>A Muni Reserves<br />
B<strong>of</strong>A NY TxEx Reserves<br />
B<strong>of</strong>A Treas Reserves<br />
B<strong>of</strong>A TxEx Reserves<br />
B<strong>of</strong>I Holding Inc<br />
Bogen Communications Intl<br />
Bogle Small Cap Growth<br />
Bohai Pharmaceuticals<br />
Group Inc<br />
Boingo Wireless Inc<br />
BOIS D ARC ENERGY INC<br />
Boise Inc<br />
BOK Financial Corp<br />
BOLT TECHNOLOGY CORP<br />
BOMBAY CO INC<br />
Bon Ton Stores Inc (The)<br />
Bonanza Creek Energy Inc<br />
Bonanza Goldfields Corp<br />
Bonds.com Group Inc<br />
BONE CARE<br />
INTERNATIONAL INC<br />
BONSO ELECTRONIC INTL<br />
INC<br />
BOOKS-A-MILLION INC<br />
Boomerang Systems Inc<br />
Boots & Coots Inc<br />
Booz Allen Hamilton Holding<br />
Corp<br />
BORDERS GROUP INC<br />
BorgWarner Inc<br />
Borland S<strong>of</strong>tware Corp<br />
BOSTON ACOUSTICS INC<br />
Boston Beer Co Inc. (The)<br />
Boston Co Intl Small Cap<br />
Boston Communications<br />
Group Inc<br />
Boston Private Financial<br />
Holdings Inc<br />
Boston Properties Inc<br />
Bostonfed Bancorp Inc<br />
BOTTOMLINE<br />
TECHNOLOGIES INC<br />
Boulder Total Return Fund<br />
Inc.<br />
BOVIE MEDICAL CORP
ACCOUNTING SUPPORT FEE<br />
Bowl America Inc<br />
Bowne & Co Inc<br />
Box Ships Inc<br />
BOYD GAMING CORP<br />
BOYDS COLLECTION LTD<br />
BOYKIN LODGING CO<br />
BP PLC<br />
BP PRUDHOE BAY<br />
ROYALTY TRUST<br />
BPI Energy Holdings Inc<br />
BPW Acquisition Corp<br />
BPZ Resources Inc<br />
BRADESCO BANCO<br />
BRADLEY<br />
PHARMACEUTICL -CL A<br />
BRADY CORP<br />
BRAINSTORM CELL<br />
THERAPEUTICS<br />
Brandes Instl International<br />
Equity<br />
BRANDPARTNERS GROUP<br />
INC<br />
Brandywine Blue<br />
Brandywine Fund<br />
BRANDYWINE REALTY<br />
TRUST<br />
BRASIL TELECOM<br />
PARTICIPACOES<br />
Brasil Telecom SA, Brasil<br />
BRASKEM SA<br />
Brass Eagle Inc<br />
Braun Consulting Inc<br />
Bravo Brio Restaurant Group<br />
Inc<br />
BRAVO FOODS INTL CORP<br />
BRAZAURO RESOURCES<br />
CORP<br />
Brazil Fast Food Corp<br />
Brazil Fund<br />
Brazil Gold Corp<br />
Brazos Micro Cap<br />
Brazos Small Cap<br />
BRE Properties Inc.<br />
BREAKWATER<br />
RESOURCES LTD<br />
Breeze-Eastern Corp<br />
BreitBurn Energy Partners LP<br />
BRESLER & REINER INC<br />
Bridge Bancorp Inc<br />
Bridge Capital Holdings<br />
BRIDGE STREET<br />
FINANCIAL INC<br />
Bridgeline S<strong>of</strong>tware Inc<br />
Bridgepoint Education Inc<br />
Bridgeway Aggrsv Investor I<br />
Bridgeway Aggrsv Investor II<br />
Bridgeway Small Cap Value<br />
Bridgeway Ultra Small Co<br />
Mrkt<br />
BRIDGFORD FOODS CORP<br />
Briggs & Stratton Corp.<br />
Brigham Exploration Co<br />
Bright Horizons Family<br />
Solutions Inc<br />
Brightpoint Inc<br />
Brigus Gold Corp<br />
BRILLIAN CORP<br />
BRILLIANCE CHINA<br />
AUTOMOTIVE<br />
Brinker International Inc.<br />
Brink's Co (The)<br />
Brink's Home Security<br />
Holdings Inc<br />
BRINX RESOURCES LTD<br />
Brio S<strong>of</strong>tware Inc<br />
BRISTOL WEST HOLDINGS<br />
INC<br />
Bristol-Myers Squibb Co<br />
BRISTOW GROUP INC<br />
BRITESMILE INC<br />
BRITISH AIRWAYS PLC<br />
British Energy Plc<br />
British Sky Broadcasting<br />
Group PLC<br />
Britton & Koontz Capital Corp<br />
BROADCAST<br />
INTERNATIONAL INC<br />
BROADCASTER INC<br />
Broadcom Corp<br />
Broadridge Financial<br />
Solutions Inc<br />
BROADVISION INC<br />
Broadwind Energy Inc<br />
BROADWING CORP<br />
Brocade Communications<br />
Systems Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 20<br />
Bronco Drilling <strong>Company</strong> Inc<br />
BROOKDALE SENIOR<br />
LIVING INC<br />
Brooke Capital Corp<br />
Brookfield Asset<br />
Management Inc<br />
Brookfield Office Properties<br />
Inc<br />
Brookfield Residential<br />
Properties Inc<br />
Brookline Bancorp Inc<br />
Brooklyn Federal Bancorp Inc<br />
BROOKS AUTOMATION<br />
INC<br />
BROOKSTONE INC<br />
Brooktrout Inc<br />
Brown & Brown Inc<br />
Brown (Tom) Inc<br />
Brown Advisory Core Intl<br />
Brown Advisory Intrmd<br />
Income<br />
Brown Cap Mgmt Small<br />
<strong>Company</strong><br />
Brown Shoe Co Inc.<br />
Brown-Forman Corp<br />
BRT REALTY TRUST<br />
Bruce Fund<br />
Bruker Corp<br />
BRUNSWICK BANCORP<br />
Brunswick Corp<br />
Bryn Mawr Bank Corp<br />
Bsb Bancorp<br />
BSB Bancorp Inc<br />
BSD Medical Corp<br />
Bsp Onelink Inc<br />
BSQUARE Corp<br />
BT GROUP PLC<br />
BTU International Inc<br />
BUCA Inc<br />
BUCKEYE GP HOLDINGS<br />
LP<br />
BUCKEYE PARTNERS LP<br />
BUCKEYE TECHNOLOGIES<br />
INC<br />
BUCKEYE VENTURES INC<br />
Buckle Inc. (The)<br />
Bucyrus International Inc<br />
BUFFALO GOLD LTD
ACCOUNTING SUPPORT FEE<br />
Buffalo Hi Yield<br />
Buffalo Mid Cap<br />
Buffalo Small Cap<br />
Buffalo Wild Wings Inc<br />
BUHRMANN NV<br />
Build-A-Bear Workshop Inc<br />
Builders FirstSource Inc<br />
Builders Fixed Income<br />
Building Materials Holding<br />
Corp<br />
Bull Run Corp<br />
BULLDOG TECHNOLOGIES<br />
INC<br />
BULLION RIVER GOLD<br />
CORP<br />
Bulova Corp<br />
Bunge Ltd<br />
Bunzl PLC<br />
Burcon NutraScience Corp<br />
BURGER KING HOLDINGS<br />
INC<br />
BURLINGTON COAT<br />
FACTORY WRHS<br />
BURLINGTON NORTHERN<br />
SANTA FE, LLC.<br />
BURLINGTON RESOURCES<br />
INC<br />
Burnham Financial Services<br />
Burnham US Govt MM<br />
BURZYNSKI RESEARCH<br />
INSTITUTE<br />
Bush Industries -Cl A<br />
BUSINESS OBJECTS SA<br />
BUTLER INTERNATIONAL<br />
INC<br />
Butler Mfg Co<br />
BWAY Holding Co<br />
BWC FINANCIAL CORP<br />
C&D TECHNOLOGIES INC<br />
C&F FINANCIAL CORP<br />
C&J Energy Services Inc<br />
C.H. Robinson Worldwide<br />
Inc.<br />
C2 Inc<br />
CA INC<br />
CA Muni Cash Trust<br />
CA TxEx Money<br />
Cabela's Inc<br />
CABG MEDICAL INC<br />
CABLE & WIRELESS PLC<br />
Cable Design Tech Cp -Cl A<br />
Cablevision Systems Corp<br />
Cabot Corp<br />
CABOT<br />
MICROELECTRONICS<br />
CORP<br />
CABOT OIL & GAS CORP<br />
Cache Inc<br />
CACI International Inc.<br />
Cadbury PLC<br />
Cadence Design Systems Inc<br />
Cadence Financial Corp<br />
Cadence Pharmaceuticals<br />
Inc<br />
CADIZ INC<br />
CADMUS<br />
COMMUNICATIONS CORP<br />
Cadre Reserve US Govt MM<br />
CAE Inc.<br />
CAESARS<br />
ENTERTAINMENT INC<br />
Cagle's Inc.<br />
CAI International Inc<br />
Cal Dive International Inc<br />
Cal Maine Foods Inc<br />
Calamos Asset Management<br />
Inc<br />
Calamos Convertible<br />
Calamos Convertible and<br />
High Income Fund<br />
Calamos Convertible<br />
Opportunities and Income<br />
Fund<br />
Calamos Global Dynamic<br />
Income Fund<br />
Calamos Global Growth &<br />
Income<br />
Calamos Government MM<br />
Calamos Growth<br />
Calamos Growth & Income<br />
Calamos High Yield<br />
Calamos International<br />
Growth<br />
Calamos Market Neutral<br />
Income<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 21<br />
Calamos Strategic Total<br />
Return Fund<br />
CalAmp Corp<br />
Calavo Growers Inc<br />
CALCITECH LTD<br />
Caldwell & Orkin Market<br />
Opport<br />
CALEDONIA MINING CORP<br />
CALGON CARBON CORP<br />
California Coastal<br />
Communities Inc<br />
California First National<br />
Bancorp<br />
California Independent Bncp<br />
California Micro Devices<br />
Corp<br />
CALIFORNIA OIL & GAS<br />
CORP<br />
CALIFORNIA PIZZA<br />
KITCHEN INC<br />
CALIPER LIFE SCIENCES<br />
INC<br />
Calix Inc<br />
CALL NOW INC<br />
Callaway Golf Co<br />
Callidus S<strong>of</strong>tware Inc<br />
CALLISTO<br />
PHARMACEUTICALS INC<br />
CALL-NET ENTERPRISES -<br />
CL B<br />
Callon Petroleum Co/DE<br />
CallWave Inc<br />
Calpine Corp<br />
Calumet Specialty Products<br />
Partners LP<br />
Calvert Balanced<br />
Calvert Bond<br />
Calvert Cash Reserves Prime<br />
Calvert Equity<br />
Calvert First Govt MM<br />
Calvert Income<br />
Calvert International Equity<br />
Calvert Large Cap Growth<br />
Calvert New Vision Small<br />
Cap<br />
Calvert Short Dura Income<br />
Calvert TxFr Reserves CA<br />
Calvert TxFr Reserves Ltd
ACCOUNTING SUPPORT FEE<br />
Calvert TxFr Reserves MM<br />
Calvert Ultra Short Income<br />
Calvert VP SRI Balanced<br />
CALYPTE BIOMEDICAL<br />
CORP<br />
CAM Commerce Solutions<br />
Inc<br />
CAMAC Energy Inc.<br />
Cambiar Opportunity<br />
Cambiar Small Cap<br />
CAMBIOR INC<br />
Cambium Learning Group Inc<br />
Cambrex Corp<br />
CAMBRIDGE ANTIBODY<br />
TECH GRP<br />
CAMBRIDGE DISPLAY<br />
TECH<br />
Cambridge Heart Inc<br />
CAMCO FINANCIAL CORP<br />
Camden Learning Corp<br />
Camden National Corp<br />
Camden Property Trust<br />
Cameco Corp<br />
Camelot Information Systems<br />
Inc<br />
Cameron International Corp<br />
CAMPBELL RESOURCES<br />
INC<br />
CAMPBELL SOUP CO<br />
Campus Crest Communities<br />
Inc<br />
Camtek Ltd<br />
CANADA SOUTHERN<br />
PETROLEUM<br />
Canadian Imperial Bank <strong>of</strong><br />
Commerce<br />
Canadian National Railway<br />
Co<br />
Canadian Natural Resources<br />
Ltd<br />
Canadian Pacific Railway Ltd<br />
Canadian Solar Inc<br />
Canadian Zinc Corp<br />
CanAlaska Uranium Ltd<br />
CANARC RESOURCE<br />
CORP<br />
Canargo Energy Corp<br />
CANCERVAX CORP<br />
CANDELA CORP<br />
CANETIC RESOURCES<br />
TRUST<br />
CANO PETROLEUM INC<br />
Canon Inc<br />
Canplats Resources Corp<br />
Cantel Medical Corp.<br />
Canterbury Park Holding<br />
Corp<br />
CANTV-CA NAC<br />
TELEFONOS VENEZ<br />
Canwest Global Com -Nvtg<br />
CANYON BANCORP<br />
CANYON RESOURCES<br />
CORP<br />
CAP ROCK ENERGY CORP<br />
CAPCO ENERGY INC<br />
Cape Bancorp Inc<br />
Cape Fear Bank Corp<br />
Capella Education Co<br />
CAPITAL AUTOMOTIVE<br />
REIT<br />
Capital Bank Corp<br />
Capital City Bank Group<br />
CAPITAL GOLD CORP<br />
Capital Growth Systems Inc<br />
Capital Income Builder Inc<br />
Capital One Financial Corp.<br />
Capital Pac Hldgs Inc<br />
Capital Product Partners LP<br />
Capital Properties Inc.<br />
Capital Senior Living Corp<br />
Capital Southwest Corp<br />
CAPITAL TITLE GROUP INC<br />
CAPITAL TRUST INC/MD<br />
Capital World Bond Fund Inc<br />
Capital World Growth &<br />
Income Fund Inc<br />
CapitalSource Inc.<br />
CAPITALSOUTH BANCORP<br />
Capitol Acquisition Corp<br />
Capitol Bancorp Ltd<br />
Capitol Federal Financial Inc<br />
CapLease Inc<br />
CAPSOURCE FINANCIAL<br />
INC<br />
Capstead Mortgage Corp<br />
Capstone Therapeutics Corp<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 22<br />
CAPSTONE TURBINE<br />
CORP<br />
Captaris Inc<br />
CAPTIVA SOFTWARE<br />
CORP<br />
Car Charging Group Inc<br />
Caraco Pharmaceuticals<br />
Laboratories LTD<br />
Caraustar Industries Inc<br />
CARBO Ceramics Inc.<br />
Carbon Energy Corp<br />
Carbon Sciences Inc<br />
Carbonite Inc<br />
CARDERO RESOURCE<br />
CORP<br />
Cardiac Science Corp<br />
Cardiac Science Inc<br />
CARDICA INC<br />
CARDINAL BANKSHARES<br />
CORP<br />
Cardinal Financial Corp<br />
CARDINAL HEALTH INC<br />
CardioDynamics International<br />
Corp<br />
CARDIOGENESIS CORP<br />
CardioGenics Holdings Inc<br />
Cardiome Pharma Corp<br />
CardioNet Inc<br />
CardioTech International Inc.<br />
CardioVascular<br />
BioTherapeutics Inc<br />
Cardiovascular Systems Inc<br />
Cardium Therapeutics Inc<br />
Cardo Medical Inc<br />
Cardtronics Inc<br />
Care Investment Trust Inc<br />
Career Education Corp<br />
CareFusion Corp<br />
CAREGUIDE INC<br />
CAREMARK RX INC<br />
CareView Communications<br />
Inc<br />
Caribou C<strong>of</strong>fee <strong>Company</strong> Inc<br />
Carlisle Companies Inc<br />
CarMax Inc<br />
Carmike Cinemas Inc<br />
Carnival Corp<br />
Carnival PLC
ACCOUNTING SUPPORT FEE<br />
Carolina Bank Holdings Inc<br />
CAROLINA NATIONAL<br />
CORP<br />
CARPENTER<br />
TECHNOLOGY CORP<br />
CARRAMERICA REALTY<br />
CORP<br />
CARREKER CORP<br />
Carriage Services Inc<br />
CARRIER ACCESS CORP<br />
CARRINGTON<br />
LABORATORIES INC<br />
Carrizo Oil & Gas Inc<br />
Carrollton Bancorp<br />
CARROLS RESTAURANT<br />
GROUP INC<br />
Carver Bancorp Inc.<br />
CAS Medical Systems Inc<br />
Cascade Bancorp<br />
Cascade Corp<br />
Cascade Financial Corp<br />
Cascade Microtech Inc<br />
CASCADE NATURAL GAS<br />
CORP<br />
Cascal NV<br />
Casella Waste Systems Inc<br />
Casey's General Stores Inc.<br />
Cash Accumulation Liq<br />
Assets<br />
Cash Accumulation Natl MM<br />
Cash America International<br />
Inc.<br />
Cash Management Trust<br />
Cash Reserve Prime Series<br />
Cash Reserve Treasury<br />
Cash Reserve TxFr Series<br />
Cash Store Financial<br />
Services Inc (The)<br />
CASH SYSTEMS INC<br />
CASPIAN INTL OIL CORP<br />
CASPIAN SERVICES INC<br />
CASS INFORMATION<br />
SYSTEMS INC<br />
Castle (A M) & Co<br />
CASTLE BRANDS INC<br />
CASTLE ENERGY CORP<br />
Castlepoint Holdings Ltd<br />
Casual Male Retail Group Inc<br />
CAT Govt & Agency<br />
Securities<br />
CAT Money Market<br />
CAT Tax Exempt<br />
CATALINA LIGHTING INC<br />
CATALINA MARKETING<br />
CORP<br />
Catalyst Health Solutions Inc<br />
Catalyst Pharmaceutical<br />
Partners Inc<br />
CATALYST<br />
SEMICONDUCTOR INC<br />
CATALYTICA ENERGY SYS<br />
INC<br />
Catapult Communications<br />
Corp<br />
CATELLUS DEVELOPMENT<br />
CORP<br />
Caterpillar Inc<br />
Cathay General Bancorp<br />
Cato Corp (The)<br />
Causeway Intl Value<br />
Cavalier Homes Inc<br />
CAVALRY BANCORP INC<br />
Cavanal Hill Cash Mgmt<br />
Cavanal Hill TxFr MM<br />
Cavanal Hill US Treasury<br />
CAVCO INDUSTRIES INC<br />
Cavitation Technology Inc<br />
Cavium Inc<br />
Cazador Acquisition Corp Ltd<br />
Cb Bancshares Inc<br />
CBA Money<br />
Cbeyond Inc<br />
CBIZ INC<br />
CBL & Associates Properties<br />
Inc.<br />
CBOE Holdings Inc<br />
CBOT HOLDINGS INC<br />
CBRE Clarion Global Real<br />
Estate Income Fund<br />
CBRE Group Inc<br />
CBRE REALTY FINANCE<br />
INC<br />
CBS CORP<br />
CC Media Holdings Inc<br />
CCA Industries Inc.<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 23<br />
Ccbt Financial Companies<br />
Inc<br />
CCC INFORMATION SVCS<br />
GRP INC<br />
CCF Holding <strong>Company</strong><br />
CCFNB BANCORP INC<br />
C-COR INC<br />
CDC Corp<br />
CDEX INC<br />
CDI Corp.<br />
CDW CORP<br />
CE Franklin Ltd.<br />
CEC Entertainment Inc.<br />
CECIL BANCORP INC<br />
CECO Environmental Corp.<br />
Cedar Fair LP<br />
Cedar Realty Trust Inc<br />
CEDARA SOFTWARE<br />
CORP<br />
CEF Govt & Agency<br />
Securities<br />
CEF Money Market<br />
CELADON GROUP INC<br />
CELANESE AG<br />
Celanese Corp<br />
CELEBRATE EXPRESS INC<br />
Celera Corp<br />
CELERITEK INC<br />
Celestica Inc<br />
CELGENE CORP<br />
CELL GENESYS INC<br />
Cell Therapeutics Inc<br />
Cellceutix Corp<br />
Cellcom Israel Ltd<br />
Celldex Therapeutics Inc<br />
CELLEGY<br />
PHARMACEUTICALS INC<br />
Celltech Group Plc<br />
CEL-SCI CORP<br />
Celsion Corp<br />
Celsius Holdings Inc<br />
CEMEX SAB DE CV<br />
Cenovus Energy Inc<br />
Centene Corp<br />
Centennial Communications<br />
Corp<br />
Centennial Government Trust
ACCOUNTING SUPPORT FEE<br />
Centennial Money Market<br />
Trust<br />
Centennial TxEx Trust<br />
Center Bancorp Inc<br />
Center Financial Corp<br />
Centerline Holding Co<br />
CenterPoint Energy Inc.<br />
CENTERPOINT<br />
PROPERTIES TRUST<br />
Centerstate Banks <strong>of</strong> Florida<br />
Inc<br />
Centex Corp.<br />
Centillium Communications<br />
Inc<br />
CENTRA SOFTWARE INC<br />
CENTRACORE PPTYS<br />
TRUST<br />
Centrais Eletricas Brasileiras<br />
Sa-Eletrobras<br />
CENTRAL BANCORP<br />
INC/MA<br />
CENTRAL COAST<br />
BANCORP<br />
Central Europe and Russia<br />
Fund Inc<br />
Central European Distribution<br />
Corp<br />
Central European Media<br />
Enterprises Ltd<br />
CENTRAL FEDERAL CORP<br />
CENTRAL FREIGHT LINES<br />
INC<br />
CENTRAL FUND CANADA -<br />
CL A<br />
Central Garden & Pet Co<br />
Central GoldTrust<br />
Central Jersey Bancorp<br />
Central Pacific Financial<br />
Corp.<br />
CENTRAL PARKING CORP<br />
Central Securities Corp<br />
Central Sun Mining Inc<br />
Central Valley Community<br />
Bancorp<br />
Central Vermont <strong>Public</strong><br />
Service Corp<br />
Central Virginia Bankshares<br />
Inc<br />
CENTRUE FINANCIAL<br />
CORP<br />
Century Aluminum Co<br />
Century BanCorp Inc<br />
Century Casinos Inc<br />
Century Petroleum Corp<br />
CENTURY REALTY TRUST<br />
Century Shares Trust<br />
Century Small Cap Select<br />
CenturyLink Inc<br />
Cenveo Inc.<br />
Cephalon Inc<br />
Cepheid Inc<br />
Ceradyne Inc<br />
Ceragenix Pharmaceuticals<br />
Inc<br />
CEREPLAST INC<br />
CERES GROUP INC<br />
CERIDIAN CORP<br />
Cerner Corp<br />
Certegy Inc<br />
CERUS CORP<br />
Ceva Inc<br />
CF Industries Holdings Inc<br />
CFC INTERNATIONAL INC<br />
CFS Bancorp Inc<br />
CG Cap Mkts Core Fixed Inc<br />
CG Cap Mkts Emerging<br />
Market<br />
CG Cap Mkts Intl Equity<br />
CG Cap Mkts Large Cap<br />
Growth<br />
CG Cap Mkts Large Cap Val<br />
Eqty<br />
CGI Group Inc.<br />
CGM Advisor Targeted<br />
Equity<br />
CGM Capital Development<br />
CGM Focus<br />
CGM Mutual<br />
CGM Realty<br />
CH Energy Group Inc.<br />
CHAD THERAPEUTICS INC<br />
Challenger Energy Corp<br />
Chalone Wine Group Ltd<br />
Champion Enterprises Inc.<br />
CHAMPION INDUSTRIES<br />
INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 24<br />
Champions Biotechnology<br />
Inc<br />
Champlain Small <strong>Company</strong><br />
Champnship Auto Racing<br />
Team<br />
CHAMPPS ENTMT INC<br />
Changyou.com Ltd<br />
Channell Commercial Corp<br />
CHAPARRAL RESOURCES<br />
INC<br />
CHAPARRAL STEEL CO<br />
CHAPEAU INC<br />
Charles & Colvard Ltd<br />
Charles River Laboratories<br />
International Inc<br />
Charlotte Russe Holding Inc<br />
Charm Communications Inc<br />
Charming Shoppes Inc<br />
CHART INDUSTRIES INC<br />
Charter Communications Inc<br />
Charter Financial Corp/GA<br />
Charter One Finl Inc<br />
Chartered Semiconductor<br />
Manufacturing Ltd<br />
CHARTWELL INTL INC<br />
CHARYS HOLDING CO INC<br />
CHASE CORP<br />
Chase Growth<br />
Chateau Communities Inc<br />
Chatham Lodging Trust<br />
CHATTEM INC<br />
CHAUS (BERNARD) INC<br />
CHC Helicopter Corp<br />
CHDT Corp<br />
Check Point S<strong>of</strong>tware<br />
Technologies Ltd<br />
CHECKERS DRIVE-IN<br />
RESTAURANT<br />
CHECKFREE CORP<br />
Checkpoint Systems Inc<br />
Cheesecake Factory Inc.<br />
(The)<br />
Chefs' Warehouse Inc (The)<br />
Chelsea Property Group Inc<br />
Chelsea Therapeutics<br />
International Ltd<br />
Chem RX Corp<br />
Chemed Corp
ACCOUNTING SUPPORT FEE<br />
Chemical Financial Corp<br />
CHEMOKINE<br />
THERAPEUTICS CORP<br />
Chemspec International Ltd<br />
Chemtura Corp<br />
Chemung Financial Corp<br />
Cheniere Energy Inc.<br />
Cheniere Energy Partners LP<br />
Cherokee Inc<br />
Cherokee International Corp<br />
Chesapeake Corp.<br />
CHESAPEAKE ENERGY<br />
CORP<br />
Chesapeake Granite Wash<br />
Trust<br />
Chesapeake Lodging Trust<br />
Chesapeake Midstream<br />
Partners LP<br />
Chesapeake Utilities Corp.<br />
CHESTER VY BANCORP<br />
INC<br />
Chesterfield Finl Corp<br />
Cheviot Financial Corp<br />
CHEVRON CORP<br />
Cheyenne Resources Inc<br />
Chicago Bridge & Iron Co.<br />
NV<br />
CHICAGO RIVET &<br />
MACHINE CO<br />
Chicopee Bancorp Inc<br />
Chico's FAS Inc.<br />
Childrens Place Retail Stores<br />
Inc (The)<br />
Chimera Investment Corp<br />
China 3C Group<br />
China Advanced<br />
Construction Materials Group<br />
Inc<br />
China Armco Metals Inc<br />
China Biologic Products Inc<br />
China Bottles Inc<br />
China Broadband Ltd<br />
China Cablecom Holdings<br />
Ltd<br />
China Clean Energy Inc<br />
China Cord Blood Corp<br />
China Digital Animation<br />
Development Inc<br />
CHINA DIGITAL MEDIA<br />
CORP<br />
China Digital TV Holding Co<br />
Ltd<br />
China Direct Industries Inc<br />
China Distance Education<br />
Holdings Ltd<br />
China Dongsheng<br />
International Inc<br />
China Eastern Airlines Corp<br />
Ltd<br />
China Education Alliance Inc<br />
China Energy Recovery Inc<br />
China Environmental<br />
Protection Inc<br />
China Executive Education<br />
Corp<br />
CHINA FINANCE INC<br />
China Finance Online Co Ltd<br />
China Fund Inc. (The)<br />
China Green Agriculture Inc<br />
China GrenTech Corp Ltd<br />
China Healthcare Acquisition<br />
Corp<br />
China HGS Real Estate Inc<br />
China Housing & Land<br />
Development Inc<br />
China Hydroelectric Corp<br />
China Industrial Waste<br />
Management Inc<br />
China Information<br />
Technology Inc<br />
China Infrastructure<br />
Investment Corp<br />
China INSOnline Corp<br />
China Integrated Energy Inc<br />
China Intelligent Lighting and<br />
Electronics Inc<br />
CHINA IVY SCHOOL INC<br />
China Jianye Fuel Inc<br />
China Jo-Jo Drugstores Inc<br />
China Kanghui Holdings<br />
China Kangtai Cactus<br />
Biotech Inc<br />
China Lithium Technologies<br />
Inc<br />
China Lodging Group Ltd<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 25<br />
China Marine Food Group<br />
Ltd<br />
China Mass Media Corp<br />
China MediaExpress<br />
Holdings Inc<br />
China Medicine Corp<br />
CHINA METRO-RURAL<br />
HOLDINGS LTD<br />
China Mobile Ltd<br />
China Natural Resources Inc<br />
China Nepstar Chain<br />
Drugstore Ltd<br />
CHINA NETCOM GROUP<br />
CORP<br />
China Networks International<br />
Holdings Ltd<br />
China New Borun Corp<br />
China New Energy Group Co<br />
China Nuokang Bio-<br />
Pharmaceutical Inc<br />
China Nutrifruit Group Ltd<br />
China Opportunity Acquisition<br />
Corp<br />
China Organic Agriculture Inc<br />
China Petroleum & Chemical<br />
Corp Sinopec<br />
China Precision Steel Inc<br />
China Real Estate<br />
Information Corp<br />
China Shen Zhou Mining &<br />
Resources Inc<br />
China Shenghuo<br />
Pharmaceutical Holdings Inc<br />
China Shoe Holdings Inc<br />
China Sky One Medical Inc<br />
China Solar & Clean Energy<br />
Solutions Inc<br />
China Southern Airlines Co<br />
Ltd<br />
China Sun Group High-Tech<br />
Co<br />
China Technology<br />
Development Group CP<br />
China Tel Group Inc<br />
CHINA TELECOM CORP<br />
LTD<br />
China TopReach Inc
ACCOUNTING SUPPORT FEE<br />
China TransInfo Technology<br />
Corp<br />
China Unicom (Hong Kong)<br />
Ltd<br />
China Valves Technology Inc<br />
China Voice Holding Corp<br />
China VoIP & Digital Telecom<br />
Inc<br />
China Water and Drinks Inc<br />
China Wind Systems Inc<br />
China XD Plastics Co Ltd<br />
China Yili Petroleum Co<br />
China-Biotics Inc<br />
ChinaCache International<br />
Holdings Ltd<br />
ChinaEdu CORP<br />
ChinaGrowth <strong>No</strong>rth<br />
Acquisition Corp<br />
Chindex International Inc<br />
ChipMOS TECHNOLOGIES<br />
(Bermuda) Ltd<br />
Chipotle Mexican Grill Inc<br />
Chippac Inc<br />
Chiquita Brands International<br />
Inc<br />
CHIRON CORP<br />
Chisen Electric Corp<br />
CHITTENDEN CORP<br />
Choice Hotels International<br />
Inc.<br />
Choice One Communication<br />
Inc<br />
Choiceone Financial Services<br />
Inc<br />
CHOICEPOINT INC<br />
CHOLESTECH CORP<br />
CHORDIANT SOFTWARE<br />
INC<br />
Christopher & Banks Corp.<br />
ChromaDex Corp<br />
CHROMCRAFT<br />
REVINGTON INC<br />
CHRONIMED INC<br />
Chubb Corp (The)<br />
Chunghwa Telecom Co Ltd<br />
Church & Dwight Co. Inc.<br />
Churchill Downs Inc<br />
Churchill TxFr Kentucky<br />
Churchill Ventures Ltd<br />
CHYRON CORP<br />
Cia Cervecerias Unidas Sa<br />
Cervezas<br />
Cia De Bebidas Das<br />
Americas-Ambev<br />
CIA ENERGETICA DE<br />
MINAS<br />
CIB Marine Bancshares Inc<br />
CIBA SPECIALTY<br />
CHEMICALS<br />
CIBER Inc.<br />
CIBT Education Group Inc<br />
Ciena Corp<br />
CIFC Corp<br />
CIGMA METALS CORP<br />
Cigna Corp<br />
Cigna Money Market<br />
CIGNA Variable Money<br />
Market<br />
Cima Labs Inc<br />
Cimarex Energy Co.<br />
CINCINNATI BELL INC<br />
Cincinnati Financial Corp<br />
Cinedigm Digital Cinema<br />
Corp<br />
Cinemark Holdings Inc<br />
Cinergy Corp<br />
CINRAM INTL INCOME<br />
FUND<br />
CINTAS CORP<br />
CINTEL CORP<br />
CIRCOR International Inc<br />
Cirrus Logic Inc.<br />
CISCO SYSTEMS INC<br />
CIT Group Inc<br />
Citadel Broadcasting Corp.<br />
Citi CA TxFr Reserve<br />
Citi CT TxFr Reserves<br />
CITI TRENDS INC<br />
CITIGROUP INC<br />
CITIZENS & NORTHERN<br />
CORP<br />
Citizens Bancorp <strong>of</strong> Virginia<br />
Inc<br />
Citizens Community Bancorp<br />
Inc<br />
Citizens Core Growth<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 26<br />
Citizens Financial Corp/WV<br />
Citizens Financial Services<br />
Inc<br />
Citizens First Bancorp Inc<br />
Citizens First Corp<br />
CITIZENS FIRST FINL<br />
CORP<br />
CITIZENS HOLDING CO<br />
Citizens Inc.<br />
Citizens Republic Bancorp<br />
Inc<br />
Citizens South Banking Corp<br />
Citrix Systems Inc.<br />
City Holding Co<br />
City National Corp<br />
City Telecom (H.K.) Ltd<br />
CIVITAS BANKGROUP INC<br />
CKE Restaurants Inc.<br />
CKX Inc.<br />
CKX LANDS INC<br />
CLAIRES STORES INC<br />
CLARCOR Inc.<br />
CLARIENT INC<br />
Clark Holdings Inc<br />
CLARK INC<br />
CLASSIC BANCSHARES<br />
INC<br />
Claxson Interactve Group<br />
CLAYMONT STEEL HLDGS<br />
INC<br />
Claymore S&P Global Water<br />
Index ETF<br />
Clayton Holdings Inc<br />
Clayton Homes Inc<br />
Clayton Williams Energy Inc<br />
Clean Coal Technologies Inc<br />
Clean Diesel Technologies<br />
Inc<br />
Clean Energy Fuels Corp<br />
Clean Harbors Inc<br />
Clean Power Technologies<br />
Inc<br />
Clean Systems Technology<br />
Gp<br />
Cleantech Bi<strong>of</strong>uels Inc<br />
Clear Channel Outdoor<br />
Holdings Inc
ACCOUNTING SUPPORT FEE<br />
CLEAR CHOICE FINANCIAL<br />
INC<br />
Clear Skies Solar Inc<br />
CLEARANT INC<br />
ClearBridge Energy MLP<br />
Fund Inc<br />
Clearfield Inc<br />
Clear-Lite Holdings Inc<br />
Clearly Canadian Beverage<br />
Corp<br />
Clearone Communications<br />
Inc<br />
ClearPoint Business<br />
Resources Inc<br />
Clearwater Paper Corp<br />
Clearwire Corp<br />
Cleco Corp<br />
CLEVELAND BIOLABS INC<br />
CLICK COMMERCE INC<br />
Cliffs Natural Resources Inc<br />
CLIFTON SAVINGS<br />
BANCORP INC<br />
CLINICAL DATA INC<br />
Clipper Fund<br />
Clorox Co (The)<br />
CLOSURE MEDICAL CORP<br />
Cloud Peak Energy Inc<br />
Clough Global Equity Fund<br />
Clough Global Opportunities<br />
Fund<br />
Clovis Oncology Inc<br />
CLST Holdings Inc<br />
CLYVIA INC<br />
CM Advisers<br />
CMA FL Muni<br />
CMA MA Muni<br />
CMA MI Muni<br />
CMA NC Muni<br />
CMA PA Muni<br />
CMG High Yield Bond<br />
CMG Small Cap<br />
CMG Strategic Equity<br />
CMG Ultra Short Bond<br />
CMS Energy Corp<br />
CNA FINANCIAL CORP<br />
CNA SURETY CORP<br />
CNB BANCORP INC/NY<br />
CNB Corp<br />
CNB FINANCIAL CORP<br />
MASS<br />
CNB Financial Corp/PA<br />
Cnb Florida Bancshares Inc<br />
CNC Development Ltd<br />
CNET Networks Inc<br />
CNH Global NV<br />
CNI Charter CA TxEx MM<br />
CNI Charter Govt MM<br />
CNI Charter Prime Money<br />
Market<br />
CNinsure Inc<br />
CNO Financial Group Inc<br />
CNS INC<br />
CNS Response Inc<br />
CNS Response, Inc.<br />
CNX Gas Corp<br />
Coach Inc.<br />
Coachmen Industries Inc.<br />
Coast Distribution System<br />
Inc.<br />
COAST FINANCIAL<br />
HOLDINGS INC<br />
Coastal Bancorp Inc<br />
COASTAL BANKING CO<br />
INC<br />
COASTAL FINANCIAL<br />
CORP/DE<br />
COATES INTERNATIONAL<br />
LTD<br />
Cobalt Corp<br />
Cobalt International Energy<br />
Inc<br />
CoBiz Financial Inc<br />
Cobra Electronics Corp<br />
Coca Cola Hellenic Bottling<br />
Co SA<br />
Coca-Cola Bottling Co<br />
Consolidated<br />
Coca-Cola Co (The)<br />
Coca-Cola Enterprises Inc<br />
Coca-Cola Femsa SAB De<br />
CV<br />
Coda Octopus Group, Inc.<br />
Codexis Inc<br />
Codorus Valley Bancorp Inc<br />
Coeur D'Alene Mines Corp<br />
COFFEE HOLDING CO INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 27<br />
Cogdell Spencer Inc<br />
Cogent Communications<br />
Group Inc<br />
Cogent Inc<br />
Cognex Corp<br />
Cognizant Technology<br />
Solutions Corp<br />
COGNOS INC<br />
Cogo Group Inc<br />
Cohen & Steers Advantage<br />
Income Realty Fund<br />
Cohen & Steers Asia Pacific<br />
Realty<br />
Cohen & Steers Closed-End<br />
Opportunity Fund Inc<br />
Cohen & Steers Dividend<br />
Majors Fund<br />
Cohen & Steers Global<br />
Income Builder Inc<br />
Cohen & Steers Global<br />
Realty Shares<br />
Cohen & Steers Inc<br />
Cohen & Steers<br />
Infrastructure Fund Inc<br />
Cohen & Steers Instl Global<br />
Realty Shares<br />
Cohen & Steers Instl Realty<br />
Cohen & Steers International<br />
Realty<br />
Cohen & Steers Premium<br />
Income Realty Fund Inc<br />
Cohen & Steers Quality<br />
Income Realty Fund Inc.<br />
Cohen & Steers Realty<br />
Cohen & Steers Realty<br />
Income<br />
Cohen & Steers REIT and<br />
Preferred Income Fund Inc.<br />
Cohen & Steers REIT and<br />
Utility Income Fund Inc.<br />
Cohen & Steers Select<br />
Preferred and Income Fund<br />
Inc<br />
Cohen & Steers Worldwide<br />
Realty Income Fund Inc<br />
COHERENT INC<br />
COHESANT<br />
TECHNOLOGIES INC
ACCOUNTING SUPPORT FEE<br />
COHU INC<br />
COINMACH SERVICE<br />
CORP<br />
Coinstar Inc<br />
COLD SPRING CAPITAL<br />
INC<br />
Coldwater Creek Inc<br />
Cole National Corp<br />
Coleman Cable Inc<br />
COLES MYER LTD<br />
COLEY PHARMACEUTICAL<br />
GROUP<br />
Colfax Corp<br />
COLGATE-PALMOLIVE CO<br />
CollaGenex Pharmaceuticals<br />
Inc<br />
Collective Brands Inc<br />
Collectors Universe Inc<br />
COLLEGIATE FUNDING<br />
SERVICES<br />
COLLINS & AIKMAN CORP<br />
Collins Industries Inc<br />
Colombia Goldfield Ltd<br />
Colonial Financial Services<br />
Inc<br />
Colonial Properties Trust<br />
Colony Bankcorp Inc<br />
Colony Financial Inc<br />
COLOR KINETICS INC<br />
Colorado Bond Shares<br />
Colorado Goldfields Inc<br />
Colorado Medtech Inc<br />
COLT TELECOM GROUP<br />
SA<br />
Columbia Bancorp<br />
Columbia Acorn Fund<br />
Columbia Acorn International<br />
Columbia Acorn Intl Select<br />
Columbia Acorn Select<br />
Columbia Acorn USA<br />
Columbia AMT Free TxEx<br />
Bond<br />
Columbia Asia Pacific ex-<br />
Japan<br />
Columbia Asset Allocation<br />
Columbia Balanced<br />
COLUMBIA BANCORP<br />
Columbia Banking System<br />
Inc<br />
Columbia Blended Equity<br />
Columbia Bond<br />
Columbia CA Tax Exempt<br />
Columbia Common Stock<br />
Columbia Conservative High<br />
Yield<br />
Columbia Contrarian Core<br />
Columbia Convertible Sec<br />
Columbia Core Bond<br />
Columbia Corp Income<br />
Columbia CT Muni Reserves<br />
Columbia Daily Cash<br />
Reserves<br />
Columbia Daily Income Co<br />
MM<br />
Columbia Disciplined Value<br />
Columbia Diversified Bond<br />
Columbia Diversified Equity<br />
Income<br />
Columbia Dividend Income<br />
Columbia Dividend<br />
Opportunity<br />
Columbia Emerging Markets<br />
Opportunity<br />
Columbia Emerging Mkts<br />
Columbia Energy & Natural<br />
Res<br />
COLUMBIA EQUITY TRUST<br />
Columbia Equity Value<br />
Columbia Federal Securities<br />
Columbia Fixed Income Sec<br />
Columbia Floating Rate<br />
Columbia Global Bond<br />
Columbia Global Equity<br />
Columbia Global Value<br />
Columbia Greater China<br />
Columbia Growth<br />
Columbia Growth & Income<br />
Columbia Growth Stock<br />
Columbia High Income<br />
Columbia High Yield Bond<br />
Columbia High Yield Muni<br />
Columbia High Yield Opport<br />
Columbia Income Builder<br />
Columbia Income Builder II<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 28<br />
Columbia Income<br />
Opportunities<br />
Columbia Inflation Protected<br />
Sec<br />
Columbia International Equity<br />
Columbia International<br />
Growth<br />
Columbia International Stock<br />
Columbia Intl Value<br />
Columbia Intrmd Bond<br />
Columbia Intrmd Core Bond<br />
Columbia Intrmd Govt<br />
Income<br />
Columbia Intrmd Muni Bond<br />
Columbia Laboratories Inc.<br />
Columbia Large Cap Core<br />
Columbia Large Cap Growth<br />
Columbia Large Cap Index<br />
Columbia Large Cap Value<br />
Columbia Large <strong>Company</strong><br />
Index<br />
Columbia Large Core<br />
Quantitative<br />
Columbia Large Growth<br />
Quantitative<br />
Columbia Large Value<br />
Quantitative<br />
Columbia Lg Cap Enhanced<br />
Core<br />
Columbia Liberty Fund<br />
Columbia Lifegoal Balance<br />
Gr<br />
Columbia Lifegoal Growth<br />
Columbia Limited Duration<br />
Credit<br />
Columbia MA Intrmd Muni<br />
Bond<br />
Columbia Managed Muni<br />
Columbia Marsico 21st Cent<br />
Columbia Marsico Focused<br />
Columbia Marsico Growth<br />
Columbia Marsico Growth<br />
Var<br />
Columbia Marsico Intl Opp<br />
Columbia Marsico Intl Opp<br />
Var<br />
Columbia Marsico Mid Cap<br />
Growth
ACCOUNTING SUPPORT FEE<br />
Columbia Mid Cap Growth<br />
Columbia Mid Cap Growth<br />
Opportunity<br />
Columbia Mid Cap Index<br />
Columbia Mid Cap Value<br />
Columbia Mid Cap Value &<br />
Restructuring<br />
Columbia Mid Cap Value<br />
(old)<br />
Columbia Mid Cap Value<br />
Opportunity<br />
Columbia MN TxEx<br />
Columbia Money Market<br />
Columbia Money Mkt<br />
Columbia Multi Adv<br />
International Value<br />
Columbia Multi Adv Small<br />
Cap Value<br />
Columbia Multi-Advisor<br />
International Equity<br />
Columbia Muni Income<br />
Columbia Newport Tiger<br />
Columbia NY Intrmd Muni<br />
Bond<br />
Columbia OR Intermediate<br />
Muni Bond<br />
Columbia Portfolio Builder<br />
Aggressive<br />
Columbia Portfolio Builder<br />
Conservative<br />
Columbia Portfolio Builder<br />
Moderate<br />
Columbia Portfolio Builder<br />
Moderate Aggressive<br />
Columbia Portfolio Builder<br />
Moderate Conservative<br />
Columbia Portfolio Builder<br />
Total Equity<br />
Columbia Prime Reserves<br />
Columbia Real Estate Equity<br />
Columbia Recovery &<br />
Infrastructure<br />
Columbia Select Large Cap<br />
Growth<br />
Columbia Select Large Cap<br />
Value<br />
Columbia Select<br />
Opportunities<br />
Columbia Select Small Cap<br />
Columbia Select Smaller Cap<br />
Value<br />
Columbia Seligman<br />
Communication & Information<br />
Columbia Seligman Global<br />
Technology<br />
Columbia Short Bond<br />
Columbia Short Intrmd Bond<br />
Columbia Short Term Bond<br />
Columbia Short Term Muni<br />
Bond<br />
Columbia Sht Intrmd Govt<br />
Columbia Small Cap Core<br />
Columbia Small Cap Growth<br />
Columbia Small Cap Growth<br />
II<br />
Columbia Small Cap Index<br />
Columbia Small Cap Value<br />
Columbia Small Cap Value II<br />
Columbia Small <strong>Company</strong><br />
Equity<br />
Columbia Small <strong>Company</strong><br />
Index<br />
Columbia Sportswear Co<br />
Columbia Strategic Allocation<br />
Columbia Strategic Income<br />
Columbia Strategic Investor<br />
Columbia Tax Exempt<br />
Columbia Tax Managed<br />
Growth<br />
Columbia Technology<br />
Columbia Total Return Bond<br />
Columbia US Govt Mortgage<br />
Columbia US Treasury Index<br />
Columbia Utilities<br />
Columbia VA Intrmd Muni<br />
Columbia Value &<br />
Restructure<br />
Columbia Var Balanced<br />
Columbia Var Cash<br />
Management<br />
Columbia Var Diversified<br />
Bond<br />
Columbia Var Diversified<br />
Equity Inc<br />
Columbia Var Dynamic<br />
Equity<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 29<br />
Columbia Var Emerging<br />
Markets Opportunity<br />
Columbia Var Global Bond<br />
Columbia Var Global Inflation<br />
Protected Sec<br />
Columbia Var High Yield<br />
Columbia Var High Yield<br />
Bond<br />
Columbia Var Income<br />
Opportunities<br />
Columbia Var Large Cap<br />
Value<br />
Columbia Var Limited<br />
Duration Credit<br />
Columbia Var Mid Cap Value<br />
Opportunity<br />
Columbia Var Sm Cap Value<br />
Columbia Var Strategic Inc<br />
Columbia Young Investor<br />
Columbus Acquisition Corp<br />
COLUMBUS MCKINNON<br />
CORP<br />
COMARCO INC<br />
Combanc Inc<br />
CombiMatrix Corp<br />
Comcast Corp<br />
COMDISCO HOLDING CO<br />
INC<br />
Comerica Inc<br />
COMFORCE Corp<br />
Comfort Systems USA Inc.<br />
Comm Bancorp Inc<br />
Command Government<br />
Portfolio<br />
Command Money Mkt<br />
Portfolio<br />
COMMAND SECURITY<br />
CORP<br />
Command TxFr Money<br />
Portfolio<br />
COMMERCE BANCORP<br />
INC/NJ<br />
Commerce Bancshares Inc<br />
Commerce Cap Govt MM<br />
Commerce Cap Treas Oblig<br />
MM<br />
Commerce CORE Equity
ACCOUNTING SUPPORT FEE<br />
COMMERCE ENERGY<br />
GROUP INC<br />
Commerce Group Inc. (The)<br />
Commerce MO TxFr Intrmd<br />
Commerce One Inc<br />
COMMERCEFIRST<br />
BANCORP INC<br />
COMMERCEPLANET INC<br />
Commercesouth Inc<br />
Commercial Bancshares<br />
Inc/Oh<br />
COMMERCIAL<br />
BANKSHARES INC<br />
COMMERCIAL CAPITAL<br />
BANCORP<br />
COMMERCIAL FEDERAL<br />
Commercial Metals Co<br />
Commercial National<br />
Financial Corp<br />
Commercial Vehicle Group<br />
Inc<br />
COMMONWEALTH<br />
BANKSHARES INC<br />
Commonwealth Industries Inc<br />
CommonWealth REIT<br />
COMMONWLTH TELE<br />
ENTER<br />
CommScope Inc.<br />
Commtouch S<strong>of</strong>tware Ltd<br />
COMMUN INTELLIGENCE<br />
Communications Systems<br />
Inc.<br />
COMMUNITY BANCORP<br />
INC/CA<br />
Community Bancorp/Nj<br />
Community Bancorp/NV<br />
Community Bancorp/VT<br />
COMMUNITY<br />
BANCSHARES INC/DE<br />
Community Bank Shares <strong>of</strong><br />
Indiana Inc<br />
Community Bank System Inc.<br />
Community Bankers Trust<br />
Corp<br />
COMMUNITY BANKS INC<br />
Community Bankshares Inc.<br />
COMMUNITY CAPITAL<br />
BANCSHARES<br />
Community Capital Corp<br />
Community Central Bank<br />
Corp.<br />
COMMUNITY FINANCIAL<br />
CORP/VA<br />
Community First Bancorp<br />
Community First Bankshares<br />
Community Health Systems<br />
Inc<br />
Community Partners Bancorp<br />
Community Trust Bancorp<br />
Inc<br />
Community Valley Bancorp<br />
COMMUNITY WEST<br />
BANCSHARES<br />
CommunitySouth Financial<br />
Corp<br />
COMMVAULT SYSTEMS<br />
INC<br />
Companhia Siderurgica<br />
Nacional<br />
Compania De Minas<br />
Buenaventura SA Buena<br />
COMPASS BANCSHARES<br />
INC<br />
Compass Diversified<br />
Holdings<br />
Compass Minerals<br />
International Inc.<br />
Compellent Technologies Inc<br />
COMPETITIVE<br />
TECHNOLOGIES INC<br />
COMPEX TECHNOLOGIES<br />
INC<br />
Complete Genomics Inc<br />
Complete Production<br />
Services Inc<br />
COMPOSITE<br />
TECHNOLOGY CORP<br />
Compressco Partners LP<br />
Compton Petroleum Corp<br />
Compucom Systems Inc<br />
CompuCredit Holdings Corp<br />
COMPUDYNE CORP<br />
Compugen Ltd<br />
Computer Access Tech Corp<br />
Computer Horizons Corp.<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 30<br />
COMPUTER NETWORK<br />
TECH CORP<br />
Computer Programs and<br />
Systems Inc<br />
COMPUTER SCIENCES<br />
CORP<br />
Computer Task Group Inc<br />
Computerized Thermal<br />
Imaging<br />
COMPUWARE CORP<br />
CompX International Inc.<br />
Comstock Homebuilding Cos<br />
Inc<br />
Comstock Mining Inc<br />
Comstock Resources Inc.<br />
COMSYS IT Partners Inc<br />
Comtech<br />
Telecommunications Corp.<br />
Comverse Technology Inc<br />
ConAgra Foods Inc.<br />
CONCEPTUS INC<br />
Concerto S<strong>of</strong>tware Inc<br />
Concho Resources Inc<br />
CONCORD CAMERA CORP<br />
CONCORD<br />
COMMUNICATIONS INC<br />
Concord Efs Inc<br />
Concord Medical Services<br />
Holding Ltd<br />
CONCORDE CAREER<br />
COLLEGES INC<br />
Concur Technologies Inc<br />
Concurrent Computer Corp<br />
Cone Mills Corp<br />
CONEXANT SYSTEMS INC<br />
CONMED Corp<br />
Conmed Healthcare<br />
Management Inc<br />
Connecticut Bancshares Inc<br />
Connecticut Water Service<br />
Inc<br />
CONNETICS CORP<br />
Conn's Inc<br />
CONOCOPHILLIPS<br />
CONOR MEDSYSTEMS INC<br />
Conrad Industries Inc<br />
CONSOL Energy Inc.
ACCOUNTING SUPPORT FEE<br />
Consolidated<br />
Communications Holdings<br />
Inc<br />
Consolidated Edison Inc.<br />
CONSOLIDATED ENERGY<br />
INC<br />
Consolidated Graphics Inc.<br />
Consolidated Mercantile Inc<br />
Consolidated Tomoka-Land<br />
Co.<br />
Consortium Service<br />
Management Group Inc<br />
Constant Contact Inc<br />
CONSTAR INTERNATIONAL<br />
INC<br />
Constellation Brands Inc<br />
Constellation CIP Ultra Short<br />
Fixed Income<br />
Constellation Energy Group<br />
Inc.<br />
Constellation Energy<br />
Partners LLC<br />
Consumer Discretionary<br />
Select Sector SPDR Fund<br />
(The)<br />
Consumer Portfolio Services<br />
Inc<br />
Consumer Staples Select<br />
Sector SPDR Fund (The)<br />
Consumers Bancorp Inc<br />
CONTANGO OIL & GAS CO<br />
Continental Airlines Inc.<br />
CONTINENTAL ENERGY<br />
CORP<br />
Continental Fuels Inc<br />
CONTINENTAL MATERIALS<br />
CORP<br />
Continental Minerals Corp<br />
Continental Resources Inc<br />
CONTINUCARE CORP<br />
Convera Corp<br />
CONVERGENCE ETHANOL<br />
INC<br />
CONVERGYS CORP<br />
CONVERIUM HOLDING AG<br />
CONVERSION SERVICES<br />
INTL INC<br />
CONVERTED ORGANICS<br />
INC<br />
Convio Inc<br />
CON-WAY INC<br />
Cooper Companies Inc. (The)<br />
Cooper Industries Plc<br />
Cooper Tire & Rubber Co<br />
COOPERATIVE<br />
BANKSHARES INC<br />
Cooper-Standard Holdings<br />
Inc<br />
Copa Holdings SA<br />
Copano Energy LLC<br />
COPART INC<br />
Copel-Cia Paranaense<br />
Energia<br />
Copernic Inc<br />
COPPER MTN NETWORKS<br />
INC<br />
COPsync Inc<br />
Copytele Inc<br />
CORAUTUS GENETICS INC<br />
CORCEPT THERAPEUTICS<br />
INC<br />
CORD BLOOD AMERICA<br />
INC<br />
Core Laboratories NV<br />
Core Mark Holding Co Inc<br />
Core Molding Technologies<br />
Inc.<br />
Corel Corp<br />
CoreLogic Inc<br />
CoreSite Realty Corp<br />
CORGENTECH INC<br />
Corgi International Ltd<br />
CORILLIAN CORP<br />
Corinthian Colleges Inc.<br />
CORIO INC<br />
CORIXA CORP<br />
Corn Products International<br />
Inc.<br />
Cornell Companies Inc.<br />
CORNERSTONE BANCORP<br />
INC<br />
Cornerstone Bancorp/SC<br />
Cornerstone OnDemand Inc<br />
CORNERSTONE RLTY<br />
INCOME TR I<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 31<br />
Cornerstone Therapeutics Inc<br />
CornerWorld Corp<br />
Corning Inc<br />
Coronado Biosciences Inc<br />
Corpbanca<br />
Corporate Executive Board<br />
<strong>Company</strong> (The)<br />
Corporate Office Properties<br />
Trust Inc<br />
CORRECTIONAL<br />
SERVICES CORP<br />
Corrections Corp <strong>of</strong> America<br />
CORRIENTE RESOURCES<br />
INC<br />
Cortex Pharmaceuticals Inc.<br />
CORTLAND BANCORP<br />
Cortland General MMF<br />
Cortland Muni Money Mkt<br />
Cortland US Govt<br />
CORUS BANKSHARES INC<br />
Corus Entertainment Inc<br />
CORUS GROUP PLC<br />
Corvas International Inc<br />
CorVel Corp.<br />
Cosan Ltd<br />
COSI INC<br />
COSINE<br />
COMMUNICATIONS INC<br />
Costamare Inc<br />
CoStar Group Inc<br />
COSTCO WHOLESALE<br />
CORP<br />
COST-U-LESS INC<br />
COTHERIX INC<br />
Cott Corp<br />
Cotton States Life Insurance<br />
Cougar Biotechnology Inc<br />
Counsel Corp<br />
Country Style Cooking<br />
Restaurant Chain Co Ltd<br />
Countrywide Financial Corp<br />
Courier Corp<br />
Cousins Properties Inc<br />
COVAD COMMUNICATIONS<br />
GROUP<br />
Covance Inc<br />
COVANSYS CORP<br />
Covanta Holding Corp
ACCOUNTING SUPPORT FEE<br />
Covenant Transportation<br />
Group Inc<br />
Coventry Health Care Inc.<br />
Cover-All Technologies Inc<br />
Covest Bancshares Inc<br />
Covidien Plc<br />
COVISTA<br />
COMMUNICATIONS INC<br />
Cowen Group Inc<br />
Cowlitz Bancorporation<br />
Cox Communications -Cl A<br />
Cox Radio Inc.<br />
Coyote Resources Inc<br />
Cp Ships Ltd<br />
CPAC INC<br />
CPC OF AMERICA INC<br />
CPEX Pharmaceuticals Inc<br />
CPFL Energia SA<br />
CPI Aerostructures Inc<br />
CPI Corp.<br />
CPI INTERNATIONAL INC<br />
CPS Technologies Corp<br />
CRA International Inc<br />
CRA Qualified Investment<br />
Cracker Barrel Old Country<br />
Store Inc<br />
Craft Brew Alliance Inc<br />
CRAFTMADE<br />
INTERNATIONAL INC<br />
Crane Co.<br />
Crawford & Co<br />
Cray Inc<br />
CRDENTIA CORP<br />
CREATIVE TECHNOLOGY<br />
LTD<br />
CREATIVE VISTAS INC<br />
CREDENCE SYSTEMS<br />
CORP<br />
Credicorp Ltd<br />
Credit Acceptance Corp<br />
Credit Suisse Group<br />
Credit Suisse High Yield<br />
Bond Fd<br />
Creditriskmonitor.com Inc<br />
CreditSuisse Cap<br />
Appreciation<br />
CreditSuisse Cash Reserve<br />
CreditSuisse Fixed Income<br />
CreditSuisse High Income<br />
CreditSuisse Intl Focus<br />
CreditSuisse Large Cap<br />
Value<br />
CreditSuisse Mid Cap Core<br />
CreditSuisse Prime MM<br />
CreditSuisse Small Cap Core<br />
CreditSuisse US Govt Money<br />
CreditSuisse VAR Tr Sml<br />
Cap Core 1<br />
Cree Inc.<br />
CREF Bond Market<br />
CREF Equity Index<br />
CREF Global Equities<br />
CREF Growth<br />
CREF Inflation Linked Bond<br />
Act<br />
CREF Money Market<br />
CREF Social Choice<br />
CREF Stock<br />
CREO INC<br />
CRESCENT BANKING CO<br />
Crescent Financial Corp<br />
CRESCENT R E EQUITIES<br />
INC<br />
CRESTED CORP<br />
Crestwood Midstream<br />
Partners LP<br />
Cresud Sa Comercial<br />
Industrial Financiera Y<br />
Agropecuaria Cres<br />
CreXus Investment Corp<br />
CRH PLC<br />
CRIIMI MAE INC<br />
CRIMSON EXPLORATION<br />
INC<br />
Cristalchile-Cristaler Chile<br />
Critical Path Inc<br />
CRITICAL THERAPEUTICS<br />
INC<br />
Criticare Systems Inc<br />
CRM Holdings Ltd<br />
CRM Mid Cap Value<br />
CRM Small Cap Value<br />
CRM Small Mid Cap Value<br />
Crocs Inc<br />
Cr<strong>of</strong>t Leominster Value<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 32<br />
CROGHAN BANCSHARES<br />
INC<br />
Cronos Group (The)<br />
Cross (A.T.) Co<br />
Cross Country Healthcare Inc<br />
Cross Timbers Royalty Trust<br />
Crosshair Exploration &<br />
Mining Corp<br />
Crossroads Systems Inc<br />
CROSSTEX ENERGY INC<br />
CROSSTEX ENERGY LP<br />
CrowdGather Inc<br />
CROWLEY MARITIME<br />
CORP<br />
Crown Amer Realty Trust<br />
Crown Castle International<br />
Corp<br />
Crown Crafts Inc<br />
Crown Holdings Inc<br />
Crown Media Holdings Inc<br />
Crown Pacific Partners -Lp<br />
CROWN RESOURCES<br />
CORP<br />
CRT PROPERTIES INC<br />
Crucell NV, Leiden<br />
Crude Carriers Corp<br />
CRYO-CELL<br />
INTERNATIONAL INC<br />
CRYOCOR INC<br />
CryoLife Inc.<br />
Cryoport Inc<br />
Cryptologic Ltd<br />
Crystal River Capital Inc<br />
Crystallex International Corp<br />
CSB BANCORP INC/OH<br />
CSG Systems International<br />
Inc.<br />
CSK AUTO CORP<br />
CSP Inc<br />
CSS Industries Inc.<br />
CSX Corp<br />
CT COMMUNICATIONS INC<br />
CT Muni Cash<br />
CTC Media Inc<br />
CTI MOLECULAR IMAGING<br />
INC<br />
CTPartners Executive Search<br />
Inc
ACCOUNTING SUPPORT FEE<br />
Ctrip.com International Ltd<br />
CTS Corp<br />
CubeSmart<br />
CUBIC CORP<br />
CUBIC ENERGY INC<br />
CUI Global Inc<br />
CUISINE SOLUTIONS INC<br />
Cullen High Dividend Equity<br />
Cullen/Frost Bankers Inc<br />
Culp Inc.<br />
Culture Medium Holdings<br />
Corp<br />
Cumberland Pharmaceuticals<br />
Inc<br />
Cumberland Resources Ltd<br />
Cummins Inc.<br />
CUNO INC<br />
CuraGen Corp<br />
CURATIVE HEALTH<br />
SERVICES INC<br />
CURIS INC<br />
CURON MED INC<br />
CurrencyShares Australian<br />
Dollar Trust<br />
CurrencyShares British<br />
Pound Sterling Trust<br />
CurrencyShares Canadian<br />
Dollar Trust<br />
CURRENCYSHARES EURO<br />
TRUST<br />
CurrencyShares Japanese<br />
Yen Trust<br />
CurrencyShares Mexican<br />
Peso Trust<br />
CurrencyShares Swedish<br />
Krona Trust<br />
CurrencyShares Swiss Franc<br />
Trust<br />
CURRENT TECHNOLOGY<br />
CORP<br />
Curtiss-Wright Corp<br />
Cutera Inc<br />
Cutter & Buck Inc<br />
CV THERAPEUTICS INC<br />
CVB Financial Corp<br />
CVR Energy Inc<br />
CVR Partners LP<br />
CVS Caremark Corp<br />
Cyalume Technologies<br />
Holdings Inc<br />
CYANOTECH CORP<br />
CYBER DEFENSE<br />
SYSTEMS INC<br />
CyberDefender Corp<br />
Cyberguard Corp<br />
CYBERKINETICS NEURO<br />
SYS INC<br />
CYBERONICS INC<br />
CyberOptics Corp<br />
CyberSource Corp<br />
Cybex International Inc.<br />
Cyclacel Pharmaceuticals Inc<br />
CYGENE LABORATORIES<br />
INC<br />
CYGNE DESIGNS INC<br />
Cygnus Inc<br />
Cymer Inc<br />
Cynosure Inc<br />
Cyplasin Biomedical Ltd<br />
CYPRESS BIOSCIENCE<br />
INC<br />
CYS Investments Inc<br />
Cysive Inc<br />
Cytec Industries Inc.<br />
CYTOCORE INC<br />
CYTOGEN CORP<br />
CYTOGENIX INC<br />
CYTOKINETICS INC<br />
Cytomedix Inc<br />
Cytori Therapeutics Inc<br />
CYTRX CORP<br />
CYTYC CORP<br />
D&E Communications Inc<br />
D&K HEALTHCARE<br />
RESOURCES INC<br />
D. Medical Industries Ltd<br />
D.R. Horton Inc.<br />
DADE BEHRING HOLDINGS<br />
INC<br />
Daily Assets Fund<br />
Institutional<br />
Daily CA TxFr Income MM<br />
Daily CT TxFr Income MM<br />
Daily Income Muni<br />
DAILY JOURNAL CORP<br />
Daily NJ Muni Income MM<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 33<br />
Daily NY TxFr Income MM<br />
Daily TxFr Income MM<br />
Daimler AG<br />
DAKTRONICS INC<br />
DALECO RESOURCES<br />
CORP<br />
Dan River Inc -Cl A<br />
Dana Holding Corp<br />
Danaher Corp<br />
DANAOS CORP<br />
DANKA BUSINESS<br />
SYSTEMS PLC<br />
DANONE (GROUPE)<br />
Danvers Bancorp Inc<br />
DARA BioSciences Inc<br />
Darden Restaurants Inc.<br />
Darling International Inc.<br />
Darwin Pr<strong>of</strong>essional<br />
Underwriters Inc<br />
Dassault Systemes SA<br />
Data Domain Inc<br />
Data I/O Corp<br />
Datakey Inc<br />
Datalink Corp<br />
DATAMIRROR CORP<br />
DATARAM CORP<br />
DATASCOPE CORP<br />
DATASTREAM SYSTEMS<br />
INC<br />
DATATEC SYSTEMS INC<br />
DATATRAK<br />
INTERNATIONAL INC<br />
Datawatch Corp<br />
DAVE & BUSTERS INC<br />
DAVI SKIN INC<br />
Davis Appreciation & Income<br />
Davis Financial<br />
Davis Govt MM<br />
Davis New York Venture<br />
Davis Opportunity<br />
Davis Real Estate<br />
Davis Value Var Portf<br />
DaVita Inc<br />
Dawson Geophysical Co<br />
DAXOR CORP<br />
DAYBREAK OIL & GAS INC<br />
DayStar Technologies Inc.<br />
Dayton Superior Corp
ACCOUNTING SUPPORT FEE<br />
DCB Financial Corp<br />
DCP Midstream Partners LP<br />
DCT Industrial Trust Inc<br />
DDi Corp.<br />
DDR Corp<br />
DE RIGO SPA -ADR<br />
DealerTrack Holdings Inc<br />
Dearborn Bancorp Inc<br />
DEB SHOPS INC<br />
Deckers Outdoor Corp<br />
DECODE GENETICS INC<br />
DECOMA INTL INC -CL A<br />
Decor Products International<br />
Inc<br />
DECORATOR INDUSTRIES<br />
INC<br />
Decorize Inc<br />
Deep Down Inc<br />
DEEP WELL OIL & GAS INC<br />
Deer Consumer Products Inc<br />
Deere & Co<br />
Dejour Energy Inc<br />
Dekania Corp<br />
DEL GLOBAL<br />
TECHNOLOGIES CORP<br />
Del Laboratories Inc<br />
DEL MONTE FOODS CO<br />
Delaware American Services<br />
Delaware Balanced Fund<br />
Delaware Cash Reserve<br />
Delaware Corporate Bond<br />
Delaware Delchester<br />
Delaware Diversified Income<br />
Delaware Dividend Income<br />
Delaware Emerging Mkts<br />
Delaware Extended Dur<br />
Bond<br />
Delaware Foundation<br />
Moderate Allocation<br />
Delaware Growth & Income<br />
Delaware High Yield Opport<br />
Delaware Inflation Protected<br />
Bond<br />
Delaware Intl Value Equity<br />
Delaware Large Cap Value<br />
Delaware Ltd Term<br />
Diversified Income<br />
Delaware PT Emerging<br />
Markets<br />
Delaware PT Global Fixed<br />
Inc<br />
Delaware PT Global Real<br />
Estate Securities<br />
Delaware PT Intl Equity<br />
Delaware PT Labor Sel Intl<br />
Eq<br />
Delaware PT Large Cap<br />
Growth Equity<br />
Delaware Real Estate Inv<br />
Trust<br />
Delaware Select Growth<br />
Delaware Small Cap Value<br />
Delaware Smid Cap Growth<br />
Delaware Trend<br />
Delaware TxFr CO<br />
Delaware TxFr MN<br />
Delaware TxFr MN Insured<br />
Delaware TxFr PA<br />
Delaware TxFr USA<br />
Delaware TxFr USA Intrmd<br />
Delaware US Growth<br />
Delaware Value<br />
Delaware VIP Divers Income<br />
Delaware VIP Emerging Mkt<br />
Delaware VIP High Yield<br />
Delaware VIP Limited Term<br />
Diversified Income<br />
Delaware VIP REIT<br />
Delaware VIP Small Cap<br />
Value<br />
Delaware VIP Trend<br />
Delaware VIP Value<br />
dELiAs Inc<br />
Dell Inc<br />
DELPHAX TECHNOLOGIES<br />
INC<br />
Delphi Automotive PLC<br />
Delphi Financial Group Inc<br />
DELTA & PINE LAND CO<br />
Delta Air Lines Inc.<br />
DELTA APPAREL INC<br />
Delta Financial Corp<br />
DELTA NATURAL GAS CO<br />
INC<br />
DELTA OIL & GAS INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 34<br />
Delta Petroleum Corp<br />
deltathree Inc<br />
Deltek Inc<br />
Deltic Timber Corp<br />
DELUXE CORP<br />
Demand Media Inc<br />
DemandTec Inc<br />
Denbury Resources Inc.<br />
DENDREON CORP<br />
DENDRITE<br />
INTERNATIONAL INC<br />
DENISON INTL PLC -ADR<br />
Denison Mines Corp<br />
Denmark Bancshares Inc<br />
Dennys Corp<br />
DENTSPLY International Inc.<br />
DepoMed Inc.<br />
Derma Sciences Inc<br />
DERMISONICS INC<br />
Desarrolladora Homex SA de<br />
CV<br />
Descartes Systems Group<br />
Inc (The)<br />
DESERT SUN MINING<br />
CORP<br />
Design Within Reach Inc<br />
Destination Maternity Corp<br />
Destiny Media Technologies<br />
Inc<br />
Deswell Industries Inc<br />
Deutsche Bank AG<br />
Deutsche Cash Management<br />
Deutsche Cash Reserve<br />
Deutsche Telekom AG<br />
Deutsche Treasury Money<br />
DEVCON INTERNATIONAL<br />
CORP<br />
Devon Energy Corp<br />
DeVry Inc<br />
DEX MEDIA INC<br />
Dex One Corp<br />
DexCom Inc<br />
DFA 1 Year Fixed Income<br />
DFA 2 Year Global Fixed<br />
Income<br />
DFA 5 Year Global Fixed<br />
Income
ACCOUNTING SUPPORT FEE<br />
DFA CA Short Term<br />
Municipal Bond<br />
DFA Emerging Markets<br />
DFA Emerging Markets Core<br />
Equity<br />
DFA Emerging Markets Sml<br />
Cap<br />
DFA Emerging Markets<br />
Social Core Equity<br />
DFA Emerging Markets<br />
Value<br />
DFA Enhanced US Large Co<br />
DFA Global 60/40 Port<br />
DFA Global Equity Port<br />
DFA Global Real Estate<br />
Securities<br />
DFA Inflation Protected<br />
Securities<br />
DFA Intermediate Govt Fixed<br />
Income<br />
DFA International Core<br />
Equity<br />
DFA International Vector<br />
Equity<br />
DFA Intl Real Estate<br />
Securities<br />
DFA Intl Small Cap Value<br />
DFA Intl Small <strong>Company</strong><br />
DFA Intl Value<br />
DFA Intl Value III<br />
DFA Large Cap Intl<br />
DFA Real Estate Securities<br />
DFA Selectively Hedged<br />
Global Fixed Income<br />
DFA Short Term Extended<br />
Quality<br />
DFA Short Term Municipal<br />
Bond<br />
DFA Short-Term Government<br />
DFA TA US Core Equity 2<br />
DFA TA World ex US Core<br />
Equity<br />
DFA Tax Mngd Intl Value<br />
DFA Tax Mngd US Equity<br />
DFA Tax Mngd US Mktwide<br />
Value<br />
DFA Tax Mngd US Mktwide<br />
Value II<br />
DFA Tax Mngd US Sm Cap<br />
Value<br />
DFA Tax Mngd US Small<br />
Cap<br />
DFA US Core Equity 1<br />
DFA US Core Equity 2<br />
DFA US Large Cap Value<br />
DFA US Large Cap Value III<br />
DFA US Large <strong>Company</strong><br />
DFA US Micro Cap<br />
DFA US Small Cap<br />
DFA US Small Cap Value<br />
DFA US Targeted Value<br />
DFA US Vector Equity<br />
DFC Global Corp<br />
DGSE COMPANIES INC<br />
DHT Holdings Inc<br />
Diacrin Inc<br />
DIAGEO PLC<br />
DIAGNOSTIC PRODUCTS<br />
CORP<br />
Dial Corporation<br />
Dial Global Inc<br />
Dialogic Inc.<br />
DIALYSIS CORP OF<br />
AMERICA<br />
DIAMOND FOODS INC<br />
Diamond Hill Investment<br />
Group Inc<br />
Diamond Hill Large Cap<br />
Diamond Hill Long Short<br />
Diamond Hill Small Cap<br />
DIAMOND I INC<br />
Diamond Management &<br />
Technology Consultants Inc<br />
Diamond Offshore Drilling<br />
Inc.<br />
Diamond Ranch Foods Ltd<br />
DIAMONDHEAD CASINO<br />
CORP<br />
DiamondRock Hospitality Co<br />
Diana Containerships Inc<br />
DIANA SHIPPING INC<br />
Dice Holdings Inc<br />
Dick's Sporting Goods Inc.<br />
Diebold Inc<br />
DIEDRICH COFFEE INC<br />
DIGENE CORP<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 35<br />
Digi International Inc<br />
Digimarc Corp<br />
Digirad Corp<br />
Digital Ally Inc<br />
Digital Angel Corp<br />
Digital Domain Media Group<br />
Inc<br />
DIGITAL FUSION INC<br />
Digital Generation Inc<br />
DIGITAL IMPACT INC<br />
DIGITAL INSIGHT CORP<br />
DIGITAL LIGHTWAVE INC<br />
DIGITAL MUSIC GROUP<br />
INC<br />
Digital Realty Trust Inc<br />
Digital River Inc<br />
DIGITALFX<br />
INTERNATIONAL INC<br />
DigitalGlobe Inc<br />
DIGITALNET HOLDINGS<br />
INC<br />
DIGITALPOST<br />
INTERACTIVE INC<br />
Digitalthink Inc<br />
DIGITALTOWN INC<br />
DIGITAS INC<br />
Diguang International<br />
Development Co Ltd<br />
Dillard's Inc.<br />
Dime Community<br />
Bancshares Inc<br />
Dimeco Inc<br />
DiMi Telematics International<br />
Inc<br />
DineEquity Inc<br />
Diodes Inc<br />
DIOMED HOLDINGS INC<br />
DIONEX CORP<br />
DIRECT GENERAL CORP<br />
DIRECTED ELECTRONICS<br />
INC<br />
DIRECTV<br />
Direxion Commodity Trends<br />
Direxion Daily Emerging<br />
Markets Bull 3x Shares<br />
Direxion Daily Financial Bear<br />
3X ETF
ACCOUNTING SUPPORT FEE<br />
Direxion Daily Financial Bull<br />
3X<br />
Direxion Daily Large Cap Bull<br />
3x Shares<br />
Direxion Daily Small Cap<br />
Bear 3X Shares<br />
Direxion Daily Small Cap Bull<br />
3x Shares<br />
Direxion Dialy Large Cap<br />
Bear 3x Shares<br />
DIRT MOTOR SPORTS INC<br />
Disaboom Inc<br />
Discover Financial Services<br />
Inc<br />
Discovery Communications<br />
Inc<br />
Discovery Laboratories Inc<br />
DISCOVERY PARTNERS<br />
INTL INC<br />
DISH Network Corp<br />
DISTINCTIVE DEVICES INC<br />
Distribucion Y Servicio<br />
D.Y.S.SA,SAntiago<br />
Distributed Energy Systems<br />
Corp.<br />
Ditech Networks Inc<br />
Diversified Growth & Income<br />
Diversified Hi Quality Bond<br />
Diversified II Core Bond<br />
Diversified II Equity Growth<br />
Diversified II International<br />
Eqty<br />
Diversified II Intrmd Horizon<br />
Diversified II Intrmd/Long<br />
Horizo<br />
Diversified II Long Horizon<br />
Diversified II Special Equity<br />
Diversified II Stock Index<br />
Diversified II Value & Income<br />
Diversified Instl Special<br />
Equity<br />
Diversified Restaurant<br />
Holdings Inc<br />
Diversified Special Equity<br />
Diversinet Corp<br />
DivX Inc<br />
Dixie Group Inc (The)<br />
DJO INC<br />
DJSP Enterprises Inc<br />
DLB Small <strong>Company</strong><br />
Opportunity<br />
DNB FINANCIAL CORP<br />
DNP Select Income Fund Inc.<br />
DOBI MEDICAL INTL INC<br />
DOBSON<br />
COMMUNICATIONS CORP<br />
Docent Inc<br />
DOCUCORP<br />
INTERNATIONAL INC<br />
DOCUMENT SCIENCES<br />
CORP<br />
Document Security Systems<br />
Inc<br />
Documentum Inc<br />
Dodge & Cox Balanced<br />
Dodge & Cox Global Stock<br />
Dodge & Cox Income Fund<br />
Dodge & Cox Intl Stock<br />
Dodge & Cox Stock<br />
Dolan Co (The)<br />
Dolby Laboratories Inc<br />
Dole Food Co Inc<br />
Dollar General Corp<br />
Dollar Thrifty Automotive<br />
Group Inc.<br />
Dollar Tree Inc<br />
Dolphin Digital Media Inc<br />
Domini Social Equity<br />
DOMINION HOMES INC<br />
Dominion Resources Black<br />
Warrior Trust<br />
Dominion Resources Inc.<br />
DOMINO'S PIZZA INC<br />
Domtar Corp<br />
DOMTAR INC<br />
Donaldson Co Inc.<br />
Donegal Group Inc<br />
Doral Energy Corp<br />
Dorchester Minerals LP<br />
Dorman Products Inc<br />
Dot Hill Systems Corp.<br />
DOUBLE EAGLE<br />
PETROLEUM CO<br />
DOUBLECLICK INC<br />
DoubleLine Core Fixed<br />
Income<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 36<br />
DoubleLine Total Return<br />
Bond<br />
DOUBLE-TAKE SOFTWARE<br />
INC<br />
Douglas Dynamics Inc<br />
Douglas Emmett Inc<br />
DOV PHARMACEUTICAL<br />
INC<br />
Dover Corp<br />
Dover Downs Gaming &<br />
Entertainment Inc.<br />
Dover Motorsports Inc.<br />
DOVER SADDLERY INC<br />
Dow 30 Enhanced Premium<br />
& Income Fund Inc<br />
Dow 30 Prem & Divid Inc Fd<br />
Dow Chemical Co (The)<br />
Dow Jones and Co Inc.<br />
Downey Financial Corp.<br />
Dpac Technologies Corp<br />
DPL Inc.<br />
Dr Pepper Snapple Group Inc<br />
DR REDDY'S<br />
LABORATORIES LTD<br />
DRAGON<br />
PHARMACEUTICALS INC<br />
DragonWave Inc<br />
Draxis Health Inc<br />
DREAMS INC<br />
DreamWorks Animation Inc<br />
Dreman/Claymore Dividend<br />
& Income Fund<br />
DRESSER-RAND GROUP<br />
INC<br />
Drew Industries Inc<br />
DREYER'S GRAND ICE<br />
CRM HLDGS<br />
Dreyfus 100% US Treas MM<br />
LP<br />
Dreyfus A Bonds Plus<br />
Dreyfus Active Midcap<br />
Dreyfus Alpha Growth<br />
Dreyfus AMT Free Muni<br />
Bond<br />
Dreyfus AMT Free Muni<br />
Reserves<br />
Dreyfus Appreciation<br />
Dreyfus Balanced Opport
ACCOUNTING SUPPORT FEE<br />
Dreyfus Basic CA Muni MM<br />
Dreyfus Basic Money Market<br />
Dreyfus Basic Muni Money<br />
Mkt<br />
Dreyfus Basic NY Muni MM<br />
Dreyfus Basic S&P 500 Stock<br />
Index<br />
Dreyfus Basic US<br />
Government MM<br />
Dreyfus Basic US Mortgage<br />
Sec<br />
Dreyfus Bond Market Index<br />
Dreyfus CA AMT Free Muni<br />
Bond<br />
Dreyfus CA AMT Free Muni<br />
Cash<br />
Dreyfus Cash Management<br />
Dreyfus Cash Mgmt Plus<br />
Dreyfus Citizens Sel Prim<br />
MM<br />
Dreyfus Citizens Select<br />
Treasury MM<br />
Dreyfus Core Value<br />
Dreyfus CT<br />
Dreyfus Disciplined Stock<br />
Dreyfus Diversified Intl<br />
Dreyfus Emerging Leaders<br />
Dreyfus Emerging Markets<br />
Debt Local Currency<br />
Dreyfus Emerging Mrkts<br />
Dreyfus Equity Gro<br />
Dreyfus FL Intrmd Muni Bond<br />
Dreyfus FL Muni Money<br />
Market<br />
Dreyfus Fund<br />
Dreyfus General CA Muni<br />
MM<br />
Dreyfus General Govt Sec<br />
MM<br />
Dreyfus General MM<br />
Dreyfus General Muni Bond<br />
Dreyfus General Muni MM<br />
Dreyfus General NY Muni<br />
Bond<br />
Dreyfus General NY Muni<br />
MM<br />
Dreyfus Genl Treas Prime<br />
MM<br />
Dreyfus Global Stock<br />
Dreyfus GNMA<br />
Dreyfus Govt Cash Mgmt<br />
Dreyfus Govt Prime Cash<br />
Dreyfus Greater China<br />
Dreyfus Growth & Income<br />
Dreyfus Growth Opportunity<br />
Dreyfus High Yield<br />
Dreyfus High Yield Strategies<br />
Fund<br />
Dreyfus Instl Cash Advntg<br />
Dreyfus Instl Cash Advntg+<br />
Dreyfus Instl Money Market<br />
Dreyfus Instl Preferred + MM<br />
Dreyfus Instl Preferred MM<br />
Dreyfus Instl Prime MM<br />
Dreyfus Instl Reserve Money<br />
Dreyfus Instl Reserves<br />
Treasury<br />
Dreyfus Instl Reserves<br />
Treasury Prime<br />
Dreyfus Instl US Govt MM<br />
Dreyfus Instl US Treas MM<br />
Dreyfus Intermediate Muni<br />
Bond<br />
Dreyfus International Stock<br />
Dreyfus International Stock<br />
Index<br />
Dreyfus Intl Bond<br />
Dreyfus Intl Value<br />
Dreyfus Intrmd Term Income<br />
Dreyfus Large Cap Equity<br />
Dreyfus Large Cap Value<br />
Dreyfus LifeTime Gro & Inc<br />
Dreyfus Liquid Assets<br />
Dreyfus MA Muni Money<br />
Market<br />
Dreyfus Mellon Income Stock<br />
Dreyfus Midcap Index<br />
Dreyfus MM Instrument -Govt<br />
Dreyfus MM Instrument<br />
Money Mkt<br />
Dreyfus Money Mkt Rsrvs<br />
Dreyfus Muni Bond<br />
Dreyfus Muni Bond<br />
Opportunity<br />
Dreyfus Muni Cash Mgmt<br />
Plus<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 37<br />
Dreyfus Muni Money Market<br />
Dreyfus NJ Muni Bond<br />
Dreyfus NJ Muni Money<br />
Market<br />
Dreyfus NY AMT Free Muni<br />
Bond<br />
Dreyfus NY AMT Free Muni<br />
Money Market<br />
Dreyfus NY Muni Cash Mgmt<br />
Dreyfus NY TxEx Bond<br />
Dreyfus NY TxEx Intrmd<br />
Bond<br />
Dreyfus Opportunistic Midcap<br />
Value<br />
Dreyfus Opportunistic Small<br />
Cap<br />
Dreyfus PA Muni Money<br />
Market<br />
Dreyfus Premr Balanced<br />
Dreyfus Premr Core Bond<br />
Dreyfus Premr Enterprise<br />
Dreyfus Premr Future<br />
Leaders<br />
Dreyfus Premr Global Alpha<br />
Dreyfus Premr High Income<br />
Dreyfus Premr Intl Eqty<br />
Dreyfus Premr Intl Small Cap<br />
Dreyfus Premr MD Bond<br />
Dreyfus Premr Mid Cap<br />
Stock<br />
Dreyfus Premr OH Bond<br />
Dreyfus Premr Small Co<br />
Stock<br />
Dreyfus Premr Tax Mngd<br />
Growth<br />
Dreyfus Premr Yield Advantg<br />
Dreyfus Research Core<br />
Dreyfus S&P 500 Index<br />
Dreyfus S&P Stars Opp<br />
Dreyfus Short Intrmd Govt<br />
Dreyfus Short Intrmd Muni<br />
Dreyfus Short Term Inc<br />
Dreyfus Small Cap Value<br />
Dreyfus Smallcap Stock<br />
Index<br />
Dreyfus Socially Responsible<br />
Growth Fund
ACCOUNTING SUPPORT FEE<br />
Dreyfus Strategic Municipal<br />
Bond Fund Inc.<br />
Dreyfus Strategic Municipals<br />
Inc.<br />
Dreyfus Strategic Value<br />
Dreyfus Tech Growth<br />
Dreyfus Third Century<br />
Dreyfus Treas & Agency<br />
Cash Mgmt<br />
Dreyfus Treas Prime Cash<br />
Mgt<br />
Dreyfus TxEx Cash Mgmt<br />
Dreyfus US Treas Rsrvs<br />
Dreyfus Var Inv Apprec<br />
Dreyfus Var Inv Develop Ldrs<br />
Dreyfus Var Inv Growth & Inc<br />
Dreyfus Var Inv Midcap Stock<br />
Dreyfus Var Inv Money<br />
Market<br />
Dreyfus Var Inv Quality Bond<br />
Dreyfus Var Inv Sml Cp Stk<br />
Idx<br />
Dreyfus Var Inv Stock Index<br />
Fund<br />
Dreyfus Worldwide Dollar<br />
MM<br />
Dreyfus Worldwide Growth<br />
Dreyfus/Boston Co Intl Core<br />
Equity<br />
Dreyfus/Boston Co Small<br />
Cap Growth<br />
Dreyfus/Boston Co Small<br />
Cap Tax Sens<br />
Dreyfus/Boston Co Small<br />
Cap Value<br />
Dreyfus/Boston Co Small/Mid<br />
Cap Growth<br />
Dreyfus/Founders Discovery<br />
Dreyfus/Founders Growth<br />
Dreyfus/Founders Mid Cap<br />
Grow<br />
Dreyfus/Newton International<br />
Equity<br />
Dreyfus/Standish Mellon<br />
Fixed Income<br />
DRI Corp<br />
Driehaus Active Income<br />
Driehaus Emerging Mkts<br />
Growth<br />
Driehaus Intl Discovery<br />
Dril-Quip Inc.<br />
DRS Technologies Inc.<br />
drugstore.com Inc<br />
Dryden Government<br />
Securities Money Market<br />
Series<br />
Dryden Intl Value<br />
Dryden Large Cap Core<br />
Equity<br />
Dryden Mid Cap Value<br />
Dryden Money Mkt NY<br />
Dryden Muni Insured<br />
Dryden Small Cap Value<br />
Dryden Ultra Short Bond<br />
DryShips Inc<br />
DSG INTERNATIONAL LTD<br />
DSL.NET INC<br />
DSP Group Inc<br />
DST Systems Inc.<br />
DSW Inc<br />
DTE Energy Co<br />
DTS Inc<br />
Duane Reade Inc<br />
DUCKWALL ALCO STORES<br />
INC<br />
Ducommun Inc<br />
Duff & Phelps Corp<br />
Duff & Phelps Global Utility<br />
Income Fund<br />
Duff & Phelps Utility and<br />
Corporate Bond Trust Inc.<br />
Duke Energy Corp<br />
Duke Realty Corp<br />
Dun & Bradstreet Corp (The)<br />
DUNCAN ENERGY<br />
PARTNERS LP<br />
DUNE ENERGY INC<br />
Dunkin' Brands Group Inc<br />
Duoyuan Global Water Inc<br />
Duoyuan Printing Inc<br />
DuPont Fabros Technology<br />
Inc<br />
DUPONT PHOTOMASKS<br />
INC<br />
Dupree KY TxFr Income<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 38<br />
DUQUESNE LIGHT<br />
HOLDINGS INC<br />
DURA AUTOMOTIVE SYS -<br />
CL B<br />
Duraswitch Inds Inc<br />
DURATEK INC<br />
DURAVEST INC<br />
Durect Corp<br />
DUSA Pharmaceuticals Inc<br />
DUSKA THERAPEUTICS<br />
INC<br />
Dussault Apparel Inc<br />
DUTCH GOLD<br />
RESOURCES INC<br />
Dutchfork Bancshares Inc<br />
DWS Alternative Asset<br />
Allocation<br />
DWS Balanced VIP<br />
DWS Blue Chip<br />
DWS Blue Chip VIP<br />
DWS CA TxFr Income<br />
DWS Capital Growth<br />
DWS Capital Growth VIP<br />
DWS Cash Investment Trust<br />
DWS Communication<br />
DWS Core Equity<br />
DWS Core Fixed Income<br />
DWS Core Fixed Income VIP<br />
DWS Core Plus Income<br />
DWS Davis Venture Value<br />
VIP<br />
DWS Disciplined Market<br />
Neutral<br />
DWS Dreman Small Cap Val<br />
DWS Dreman Small Mid Cap<br />
Value VIP<br />
DWS EAFE Equity Index<br />
DWS Emerging Market Fixed<br />
Income<br />
DWS Emerging Markets<br />
Equity<br />
DWS Enhanced Commodity<br />
Strategy<br />
DWS Equity 500 Index<br />
DWS Equity 500 Index VIP<br />
DWS Equity Dividend<br />
DWS Equity Partners<br />
DWS Europe Equity
ACCOUNTING SUPPORT FEE<br />
DWS Floating Rate<br />
DWS Global Commodities<br />
Stock fund Inc<br />
DWS Global Income Builder<br />
DWS Global Opportunity VIP<br />
DWS Global Small Cap<br />
Growth<br />
DWS Global Thematic<br />
DWS GNMA<br />
DWS Gold & Precious Metals<br />
DWS Govt & Agency Money<br />
DWS Govt & Agency VIP<br />
DWS Growth & Income VIP<br />
DWS High Income<br />
DWS High Income<br />
Opportunities Fund Inc<br />
DWS High Income Plus<br />
DWS High Income VIP<br />
DWS International<br />
DWS International Select<br />
Equity VIP<br />
DWS International VIP<br />
DWS Intl Equity<br />
DWS Intl Select Eqty<br />
DWS Intrmd Tax/AMT Free<br />
DWS Large Cap Value<br />
DWS Large Cap Value VIP<br />
DWS Large <strong>Company</strong><br />
Growth<br />
DWS Latin America Equity<br />
DWS LifeCompass 2015<br />
DWS LifeCompass 2020<br />
DWS Lifecycle Long Range<br />
DWS MA TxFr Muni<br />
DWS Managed Municipal<br />
DWS Mid Cap Growth<br />
DWS Money Market Prime<br />
Series<br />
DWS Money Market Series<br />
DWS Money Market VIP<br />
DWS Municipal Income Trust<br />
DWS NY TxFr Income<br />
DWS RREEF Global Real<br />
Estate Securities<br />
DWS RREEF Real Estate<br />
Fund II<br />
DWS RREEF Real Estate<br />
Fund Inc<br />
DWS RREEF REIT<br />
Securities<br />
DWS S&P 500 Index<br />
DWS Short Duration<br />
DWS Short Muni Bond<br />
DWS Short Term Bond<br />
DWS Small Cap Growth<br />
DWS Small Cap Growth VIP<br />
DWS Small Cap Index VIP<br />
DWS Small Cap Value<br />
DWS Strategic Government<br />
Securities<br />
DWS Strategic High Yield<br />
TxFr<br />
DWS Strategic Income<br />
DWS Strategic Value VIP<br />
DWS Technology<br />
DWS TxEx Money<br />
DWS US Bond Index<br />
DWS Value Builder<br />
Dwyer Group Inc<br />
DXP ENTERPRISES INC<br />
DYADIC INTERNATIONAL<br />
INC<br />
DYAX CORP<br />
Dycom Industries Inc.<br />
DYNABAZAAR INC<br />
DYNACQ HEALTHCARE<br />
INC<br />
Dynamex Inc.<br />
Dynamic Materials Corp<br />
Dynamic Oil & Gas Inc<br />
Dynamic Oil & Gas Services<br />
Portfolio<br />
Dynamics Research Corp<br />
Dynasil Corp Of America<br />
DYNAVAX TECHNOLOGIES<br />
CORP<br />
DynaVox Inc<br />
Dyncorp International Inc<br />
Dynegy Inc.<br />
Dynex Capital Inc.<br />
Dyntek Services Inc<br />
E DIGITAL CORP<br />
E*Trade CA Muni Money<br />
Market<br />
E*TRADE Financial<br />
Corporation<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 39<br />
E*Trade Govt Money Market<br />
E*Trade Money Market<br />
E*Trade Muni Money Market<br />
E*Trade S&P 500 Index<br />
E. I. du Pont de Nemours and<br />
Co<br />
E.ON AG<br />
E.PIPHANY INC<br />
Eagle Bancorp Inc<br />
Eagle Bancorp Montana Inc<br />
EAGLE BROADBAND INC<br />
Eagle Bulk Shipping Inc<br />
Eagle Capital Appreciation<br />
EAGLE HOSPITALITY<br />
PROP TR<br />
Eagle Intl Equity<br />
EAGLE MATERIALS INC<br />
Eagle Mid Cap Stock<br />
Eagle Money Market<br />
Eagle Muni Money Market<br />
Eagle Rock Energy Partners<br />
LP<br />
Eagle Small Cap Growth<br />
EAGLE TEST SYSTEMS<br />
INC<br />
EarthLink Inc<br />
EAST DELTA RESOURCES<br />
CORP<br />
EAST PENN FINANCIAL<br />
CORP<br />
East West Bancorp Inc.<br />
Eastern American Natural<br />
Gas Trust<br />
Eastern Co (The)<br />
Eastern Environment<br />
Solutions Corp<br />
Eastern Goldfields Inc<br />
Eastern Insurance Holdings<br />
Inc<br />
Eastern Virginia Bankshares<br />
Inc<br />
EastGroup Properties Inc.<br />
EASTMAN CHEMICAL CO<br />
Eastman Kodak Co<br />
EASYLINK SERVICES CP -<br />
CL A<br />
EasyLink Services<br />
International Corp
ACCOUNTING SUPPORT FEE<br />
Eaton Corp<br />
Eaton Vance AMT Free Muni<br />
Income<br />
Eaton Vance Asian Sm Co<br />
Eaton Vance Atlanta Capital<br />
SMID Cap<br />
Eaton Vance Balanced<br />
Eaton Vance CA Muni<br />
Eaton Vance Califonia<br />
Municipal Bond Fund<br />
Eaton Vance Cash<br />
Management<br />
Eaton Vance Corp.<br />
Eaton Vance Dividend<br />
Builder<br />
Eaton Vance Emerging<br />
Markets Local Income<br />
Eaton Vance Enhanced<br />
Equity Income Fund<br />
Eaton Vance Enhanced<br />
Equity Income Fund II<br />
Eaton Vance FL Muni<br />
Eaton Vance Floating Rate<br />
Eaton Vance Floating Rate<br />
High Income<br />
Eaton Vance Floating-Rate<br />
Advantage<br />
Eaton Vance Floating-Rate<br />
Income Trust<br />
Eaton Vance Global Dividend<br />
Income<br />
Eaton Vance Global Macro<br />
Absolute Return<br />
Eaton Vance Global Macro<br />
Absolute Return Advantage<br />
Eaton Vance Govt Obligation<br />
Eaton Vance Greater India<br />
Eaton Vance Grtr China<br />
Grow<br />
Eaton Vance High Income<br />
Opportunities<br />
Eaton Vance High Yield Muni<br />
Income<br />
Eaton Vance Inc <strong>of</strong> Boston<br />
Eaton Vance Instl Short<br />
Income<br />
Eaton Vance Instl Short<br />
Treas<br />
Eaton Vance Large Cap<br />
Value<br />
Eaton Vance Limited<br />
Duration Income Fund<br />
Eaton Vance Low Duration<br />
Eaton Vance MA Muni<br />
Eaton Vance Multi Strategy<br />
Absolute Return<br />
Eaton Vance Municipal Bond<br />
Fund<br />
Eaton Vance Municipal<br />
Income Trust<br />
Eaton Vance National Limited<br />
Municipal Income<br />
Eaton Vance National Muni<br />
Income<br />
Eaton Vance National<br />
Municipal Opportunities Trust<br />
Eaton Vance NJ Muni<br />
Income<br />
Eaton Vance NY Muni<br />
Income<br />
Eaton Vance OH Muni<br />
Income<br />
Eaton Vance PA Muni<br />
Income<br />
Eaton Vance Parametric<br />
Structured Emerging Markets<br />
Eaton Vance Parametric Tax<br />
Managed Emerging Markets<br />
Eaton Vance Prime Rate<br />
Reserve<br />
Eaton Vance Risk Managed<br />
Equity Option Income<br />
Eaton Vance Risk-Managed<br />
Diversified Equity Income<br />
Fund<br />
Eaton Vance Senior Floating<br />
Rate Trust<br />
Eaton Vance Senior Income<br />
Trust<br />
Eaton Vance Short Duration<br />
Diversified Income Fund<br />
Eaton Vance Strategic<br />
Income<br />
Eaton Vance Tax<br />
Advantaged Bond Strategies<br />
Short Term<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 40<br />
Eaton Vance Tax<br />
Advantaged Global Dividend<br />
Opportunities Fund<br />
Eaton Vance Tax Managed<br />
Global Dividend Income<br />
Eaton Vance Tax Managed<br />
Growth 1.0<br />
Eaton Vance Tax Managed<br />
Growth 1.1<br />
Eaton Vance Tax Mngd Sm<br />
Cp Gro<br />
Eaton Vance Tax-<br />
Advantaged Dividend Income<br />
Fund<br />
Eaton Vance Tax-<br />
Advantaged Global Dividend<br />
Income Fund<br />
Eaton Vance Tax-Managed<br />
Buy-Write Income Fund<br />
Eaton Vance Tax-Managed<br />
Buy-Write Opportunities Fund<br />
Eaton Vance Tax-Managed<br />
Diversified Equity Income<br />
Fund<br />
Eaton Vance Tax-Managed<br />
Equity Asset<br />
Eaton Vance Tax-Managed<br />
Global Buy-Write<br />
Opportunities Fund<br />
Eaton Vance Tax-Managed<br />
Global Diversified Equity<br />
Income Fund<br />
Eaton Vance Tax-Managed<br />
Value<br />
Eaton Vance VT Fltg Rate<br />
Inc<br />
Eaton Vance Worldwide Hlth<br />
Sci<br />
eBay Inc.<br />
Ebix Inc<br />
EBOOKERS PLC<br />
ECA Marcellus Trust I<br />
ECB Bancorp Inc<br />
ECC CAPITAL CORP<br />
ECCO ENERGY CORP<br />
Echelon Corp<br />
Echo Global Logistics Inc<br />
Echo Therapeutics Inc
ACCOUNTING SUPPORT FEE<br />
EchoStar Corp<br />
ECI<br />
TELECOMMUNICATIONS -<br />
ORD<br />
Eclipsys Corp<br />
Ecolab Inc.<br />
ECOLLEGE.COM<br />
Ecology and Environment<br />
Inc.<br />
Ecology Coatings Inc<br />
E-Commerce China<br />
Dangdang Inc<br />
EcoReady Corp<br />
Ecosphere Technologies Inc<br />
ECOST.COM INC<br />
Ecotality Inc<br />
ECtel Ltd Petah Tikva<br />
EDAC TECHNOLOGIES<br />
CORP<br />
EDAP TMS SA<br />
EDCI Holdings Inc<br />
Eddie Bauer Holdings Inc<br />
Edelbrock Corp<br />
Edelman Financial Group Inc<br />
Eden Bioscience Corp<br />
EDEN ENERGY CORP<br />
EDGE PETROLEUM CORP<br />
Edge Phnx Strategic Alloc<br />
Edge Phnx-Capital Growth<br />
Edgewater Foods<br />
International Inc<br />
Edgewater Technology Inc<br />
Edgewood Growth<br />
eDiets.com Inc<br />
Edison International<br />
Edison Schools Inc<br />
EDO CORP<br />
EDP-Energias de Portugal<br />
SA<br />
Educate Inc<br />
Education Lending Group Inc<br />
Education Management Corp<br />
EDUCATION REALTY<br />
TRUST INC<br />
EDUCATIONAL<br />
DEVELOPMENT CORP<br />
Edward Jones Money Market<br />
EDWARDS (A G) INC<br />
Edwards J D & Co<br />
Edwards Lifesciences Corp<br />
EFC BANCORP INC<br />
EFJohnson Technologies Inc<br />
Efoodsafety.com Inc.<br />
EFT BioTech Holdings Inc<br />
EFUNDS CORP<br />
e-Future Information<br />
Technology Inc<br />
eGain Communications Corp<br />
EGL INC<br />
eHealth Inc<br />
E-House (China) Holdings<br />
Ltd<br />
EII International Property<br />
Einstein <strong>No</strong>ah Restaurant<br />
Group Inc<br />
El Capitan Precious Metals<br />
Inc<br />
EL PASO ELECTRIC CO<br />
El Paso Holding Co<br />
El Paso Pipeline Partners LP<br />
Elamex S A De Cv<br />
ELAN CORP PLC<br />
eLandia International Inc<br />
Elbit Imaging Ltd<br />
ELBIT SYSTEMS LTD<br />
ELCOM INTERNATIONAL<br />
INC<br />
Elder Beerman Stores Corp<br />
Eldertrust<br />
Eldorado Gold Corp<br />
ELECTR CLEARING HOUSE<br />
ELECTRIC AQUAGENICS<br />
UNLIMITD<br />
ELECTRO ENERGY INC<br />
ELECTRO RENT CORP<br />
Electro Scientific Industries<br />
Inc<br />
ELECTROLUX AB<br />
Electromed Inc<br />
Electronic Arts Inc.<br />
Electronic Data Systems<br />
Corp<br />
ELECTRONIC SENSOR<br />
TECH INC<br />
ELECTRONICS BOUTIQUE<br />
HLDG CP<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 41<br />
Electronics for Imaging Inc<br />
Elephant Talk<br />
Communications Inc<br />
Elfun Diversified<br />
Elfun Income<br />
Elfun International Equity<br />
Elfun Money Market<br />
Elfun Tax Exempt Income<br />
Elfun Trusts<br />
Eli Lilly and Co<br />
ELINEAR INC<br />
ELITE PHARMACEUTICALS<br />
INC<br />
ELIZABETH ARDEN INC<br />
ELKCORP<br />
Ellie Mae Inc<br />
Ellington Financial LLC<br />
Ellomay Capital Ltd<br />
E-LOAN INC<br />
eLong Inc<br />
Elray Resources Inc<br />
ELSCINT LTD -ORD<br />
Elster Group SE<br />
Emageon Inc<br />
eMagin Corp<br />
EMAK WORLDWIDE INC<br />
Emazing Interactive Inc<br />
EMBARCADERO<br />
TECHNOLOGIES INC<br />
Embarq Corp<br />
Embotelladora Andina SA<br />
Embraer SA<br />
EMBRATEL<br />
PARTICIPACOES SA<br />
EMBREX INC<br />
EMC Corp<br />
EMC Insurance Group Inc<br />
Emclaire Financial Corp<br />
EMCOR Group Inc.<br />
EMCORE Corp<br />
Emdeon Inc<br />
Emerald Dairy Inc<br />
EMERGE INTERACTIVE<br />
INC<br />
EMERGENCY FILTRATION<br />
PRODS<br />
Emergency Medical Services<br />
Corp
ACCOUNTING SUPPORT FEE<br />
Emergent BioSolutions Inc<br />
EMERGENT GROUP INC<br />
Emerging Media Holdings Inc<br />
Emeritus Corp<br />
Emerson Electric Co.<br />
Emerson Radio Corp<br />
Emisphere Technologies Inc<br />
Emmis Communications<br />
Corp<br />
Empeiria Acquisition Corp<br />
Empire District Electric Co.<br />
Empire Energy Corp Intl<br />
EMPIRE RESORTS INC<br />
EMPIRE RESOURCES INC<br />
Empire Water Corp<br />
Employers Holdings Inc<br />
Emrise Corp<br />
EMS Technologies Inc<br />
Emulex Corp.<br />
En Pointe Technologies Inc<br />
En2Go International Inc<br />
ENB Financial Corp<br />
Enbridge Energy<br />
Management LLC<br />
Enbridge Energy Partners LP<br />
Enbridge Inc<br />
Encana Corp<br />
Encore Acquisition Co.<br />
Encore Bancshares Inc<br />
Encore Capital Group Inc<br />
Encore Energy Partners LP<br />
ENCORE MEDICAL CORP<br />
Encore Wire Corp<br />
ENCORIUM GROUP INC<br />
ENCYSIVE<br />
PHARMACEUTICALS INC<br />
ENDEAVOR ACQUISITION<br />
CORP<br />
Endeavor Power Corp<br />
Endeavour International Corp<br />
Endeavour Silver Corp<br />
ENDESA SA<br />
Endocardial Solutions Inc<br />
Endocare Inc<br />
Endocyte Inc<br />
Endologix Inc<br />
Endurance Specialty<br />
Holdings Ltd<br />
Enduro Royalty Trust<br />
Endwave Corp<br />
ENEL SPA<br />
Ener1 Inc<br />
Energen Corp.<br />
Energizer Holdings Inc<br />
Energizer Resources Inc<br />
Energtek Inc<br />
ENERGY & ENGINE<br />
TECHNOL CORP<br />
Energy Composites Corp<br />
Energy East Corp.<br />
Energy Focus Inc<br />
Energy Partners Ltd<br />
Energy Recovery Inc<br />
Energy Select Sector SPDR<br />
Fund (The)<br />
Energy Services <strong>of</strong> America<br />
Corp<br />
Energy Transfer Equity LP<br />
Energy Transfer Partners LP<br />
Energy XXI (Bermuda) Ltd<br />
EnergyConnect Group Inc<br />
EnergySolutions Inc<br />
ENERGYSOUTH INC<br />
ENERGYTEC INC<br />
EnerNOC Inc<br />
Enerplus Corp<br />
Enersis SA<br />
ENERSYS INC<br />
ENESCO GROUP INC<br />
Engage Inc<br />
ENGEL GENERAL<br />
DEVELOPERS LTD<br />
ENGELHARD CORP<br />
ENGINEERED SUPPORT<br />
SYSTEMS<br />
Enhance Skin Products Inc<br />
Eni SpA<br />
ENIGMA SOFTWARE<br />
GROUP INC<br />
Enliven Marketing<br />
Technologies Corp<br />
ENNIS INC<br />
ENOVA SYSTEMS INC<br />
ENPATH MEDICAL INC<br />
EnPro Industries Inc.<br />
ENSCO Plc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 42<br />
Ensign Group Inc (The)<br />
ENSTAR GROUP INC<br />
ENSTAR GROUP LTD<br />
Entech Solar Inc<br />
Entegris Inc<br />
ENTERASYS NETWORKS<br />
INC<br />
Entercom Communications<br />
Corp.<br />
EnterConnect Inc<br />
Entergy Corp.<br />
EnteroMedics Inc<br />
Enterprise Acquisition Corp<br />
Enterprise Bancorp Inc/MA<br />
Enterprise Financial Services<br />
Corp<br />
Enterprise Government Sec<br />
ENTERPRISE GP<br />
HOLDINGS LP<br />
Enterprise Growth<br />
Enterprise High Yield Bd<br />
Enterprise Money Market<br />
Enterprise Products Partners<br />
LP<br />
Entertainment Gaming Asia<br />
Inc<br />
Entertainment Properties<br />
Trust<br />
Entorian Technologies Inc<br />
Entravision Communications<br />
Corp.<br />
ENTREE GOLD INC<br />
ENTREMED INC<br />
Entropic Communications Inc<br />
Entrust Inc<br />
Envestnet Inc<br />
ENVIROKARE TECH INC<br />
Environmental Control Corp<br />
ENVIRONMENTAL POWER<br />
CORP<br />
Environmental Solutions<br />
Worldwide Inc<br />
Environmental Tectonics<br />
Corp<br />
Envoy Capital Group Inc<br />
Enwin Resources Inc<br />
ENXNET INC<br />
Enzo Biochem Inc.
ACCOUNTING SUPPORT FEE<br />
Enzon Pharmaceuticals Inc<br />
EOG Resources Inc.<br />
EON COMMUNICATIONS<br />
CORP<br />
EON LABS INC<br />
Eos International Inc<br />
EP MEDSYSTEMS INC<br />
Epic Energy Resources Inc<br />
EPICEPT CORP<br />
Epicor S<strong>of</strong>tware Corp<br />
EPIMMUNE INC<br />
EPIQ SYSTEMS INC<br />
EPIXTAR CORP<br />
EPLUS INC<br />
Epoch Biosciences Inc<br />
EPOCH HOLDING CORP<br />
Epocrates Inc<br />
Epresence Inc<br />
EQ/All Asset Allocation<br />
EQ/Alliance Bernstein<br />
Growth & Income<br />
EQ/Alliance Bernstein Small<br />
Cap Growth<br />
EQ/AllianceBernstein Short<br />
Term Bond<br />
EQ/AXA Balanced Strategy<br />
EQ/AXA Franklin Small Cap<br />
Value Core<br />
EQ/AXA Growth Strategy<br />
EQ/AXA Moderate Growth<br />
Strategy<br />
EQ/BlackRock Basic Value<br />
Equity<br />
EQ/Boston Advisors Equity<br />
Income<br />
EQ/Cap Guardian Growth<br />
EQ/Cap Guardian Research<br />
EQ/Cap Guardian US Equity<br />
EQ/Common Stock Index<br />
EQ/Core Bond Index<br />
EQ/Davis NY Venture<br />
EQ/Equity 500 Index<br />
EQ/Equity Growth PLUS<br />
EQ/Franklin Core Balanced<br />
EQ/Franklin Templeton<br />
Allocation<br />
EQ/GAMCO Small Co Value<br />
EQ/Global Bond PLUS<br />
EQ/Global Multi-Sector<br />
Equity<br />
EQ/International Core PLUS<br />
EQ/International Equity Index<br />
EQ/International Value Plus<br />
EQ/Intl ETF<br />
EQ/Intrmd Government Bond<br />
Index<br />
EQ/Janus Large Cap Growth<br />
EQ/JPM Value Opportunities<br />
EQ/Large Cap Core PLUS<br />
EQ/Large Cap Growth Index<br />
EQ/Large Cap Growth PLUS<br />
EQ/Large Cap Value Index<br />
EQ/Large Cap Value PLUS<br />
EQ/Long Term Bond<br />
EQ/Lord Abbett Mid Cap<br />
Value<br />
EQ/MFS International Growth<br />
EQ/Mid Cap Index<br />
EQ/Mid Cap Value PLUS<br />
EQ/Money Market<br />
EQ/Montag & Caldwell<br />
Growth<br />
EQ/Morgan Stanley Mid Cap<br />
Growth<br />
EQ/Mutual Large Cap Equity<br />
EQ/PIMCO Ultra Short Bond<br />
EQ/Quality Bond PLUS<br />
EQ/Short Duration Bond<br />
EQ/Small <strong>Company</strong> Index<br />
EQ/T Rowe Growth Stock<br />
EQ/Templeton Global<br />
Equities<br />
EQ/Van Kampen Comstock<br />
EQ/Van Kampen Real Estate<br />
EQ/Wells Fargo Omega<br />
Growth<br />
EQAT Allnc Technology<br />
EQAT Balanced<br />
EQT Corp<br />
Equal Energy Ltd<br />
Equant Nv<br />
Equifax Inc.<br />
Equinix Inc<br />
EQUITY INNS INC<br />
Equity Lifestyle Properties Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 43<br />
EQUITY OFFICE<br />
PROPERTIES TR<br />
Equity Oil Co<br />
Equity One Inc.<br />
Equity Residential<br />
eResearch Technology Inc<br />
ERF WIRELESS INC<br />
ERHC ENERGY INC<br />
ERIE FAMILY LIFE INS CO<br />
Erie Indemnity <strong>Company</strong><br />
ESB FINANCIAL CORP<br />
ESCALADE INC<br />
Escalon Medical Corp.<br />
ESCHELON TELECOM INC<br />
ESCO Technologies Inc.<br />
Esg Re Ltd<br />
Esmark Inc<br />
Esperion Therapeutics Inc<br />
Espey Manufacturing &<br />
Electronics Corp.<br />
ESPIRITO SANTO<br />
FINANCIAL GRP<br />
ESS Technology Inc<br />
ESSA Bancorp Inc<br />
Essential Reality Inc<br />
Essential Therapeutics Inc<br />
ESSEX CORP<br />
Essex Property Trust Inc.<br />
Essex Rental Corp<br />
Estee Lauder Companies Inc.<br />
(The)<br />
Esterline Technologies Corp.<br />
Etablissements Delhaize<br />
Freres Et Cie Le Lion -<br />
Groupe Delhaize<br />
Etelos Inc<br />
ETERNAL ENERGY CORP<br />
Eternal Technologies Group<br />
Inc<br />
ETFS Palladium Trust<br />
ETFS Platinum Trust<br />
ETFS Precious Metals<br />
Basket Trust<br />
ETFS Silver Trust<br />
Ethan Allen Interiors Inc.<br />
ETHOS ENVIRONMENTAL<br />
INC<br />
ETRIALS WORLDWIDE INC
ACCOUNTING SUPPORT FEE<br />
Euoko Group Inc<br />
Eupa International Corp<br />
Eurand NV<br />
EURASIA ENERGY LTD<br />
Eureka Prime MM<br />
EURO TECH HOLDINGS CO<br />
LTD<br />
EUROGAS INC<br />
Euronet Worldwide Inc<br />
Europacific Growth Fund<br />
Euroseas Ltd<br />
EUROTRUST A/S -ADR<br />
EV ENERGY PARTNERS LP<br />
ev3 Inc<br />
Evans & Sutherland<br />
Computer Corp<br />
Evans Bancorp Inc<br />
EVCI CAREER COLLEGES<br />
INC<br />
EVERCORE PARTNERS<br />
INC<br />
Everest Re Group Ltd<br />
Evergreen Blue Chip<br />
Evergreen CA Muni Bond<br />
Evergreen CA Muni MM<br />
Evergreen Capital Growth<br />
Evergreen Core Bond<br />
Evergreen Core Equity<br />
Evergreen Core Plus Bond<br />
Evergreen Disciplined Value<br />
Evergreen Emerging Markets<br />
Growth<br />
Evergreen Energy Inc<br />
Evergreen Equity Income<br />
Evergreen Equity Index<br />
Evergreen FL Muni<br />
Evergreen FL Muni MM<br />
Evergreen Foundation<br />
Evergreen Fund<br />
Evergreen Global Leaders<br />
Evergreen Growth<br />
Evergreen Healthcare<br />
Evergreen High Income Muni<br />
Evergreen Instl 100% Treas<br />
MM<br />
Evergreen Instl Enhanced<br />
Income<br />
Evergreen Instl MM<br />
Evergreen Instl Treasury MM<br />
Evergreen Instl US Govt MM<br />
Evergreen International<br />
Equity<br />
Evergreen Intrinsic World<br />
Equity<br />
Evergreen Intrmd Muni Bond<br />
Evergreen Large <strong>Company</strong><br />
Growth<br />
Evergreen Limited Duration<br />
Evergreen Market Index<br />
Evergreen Market Index Gro<br />
Evergreen Market Index Val<br />
Evergreen Mid Cap Growth<br />
Evergreen Money Market<br />
Evergreen Muni Bond<br />
Evergreen Muni Money Mkt<br />
Evergreen NC Muni<br />
Evergreen NJ Muni Bond<br />
Evergreen NJ Muni MM<br />
Evergreen PA Muni MM<br />
Evergreen Prime Cash Mgmt<br />
Evergreen Resources<br />
Evergreen SC Muni<br />
Evergreen Select High Yield<br />
Evergreen Short Intrmd Bond<br />
Evergreen Short Intrmd Muni<br />
Evergreen Small Cap Value<br />
Evergreen SNAP Money<br />
Market<br />
Evergreen Solar Inc<br />
Evergreen Special Equity<br />
Evergreen Special Values<br />
Evergreen Strategic Value<br />
Evergreen Treas MMP<br />
Evergreen Ultra Short<br />
Opportunities<br />
Evergreen US Government<br />
MM<br />
Evergreen US Govt<br />
Securities<br />
Evergreen Utilities & High<br />
Income Fund<br />
Evergreen VA Muni<br />
Evergreen Var Intl Equity<br />
EVERGREENBANCORP<br />
INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 44<br />
EVERLAST WORLDWIDE<br />
INC<br />
Evertrust Finl Group Inc<br />
EVOLUTION PETROLEUM<br />
CORP<br />
Evolving Systems Inc<br />
EVOTEC AG<br />
EXABYTE CORP<br />
EXACT Sciences Corp<br />
Exactech Inc<br />
ExamWorks Group Inc<br />
EXAR CORP<br />
Exceed Co Ltd<br />
Excel Maritime Carriers Ltd<br />
EXCEL TECHNOLOGY INC<br />
Excel Trust Inc<br />
EXCELLIGENCE LEARNING<br />
CORP<br />
Excelsior Govt MMF<br />
Excelsior Intrmd TxEx<br />
Excelsior NY Tax Exempt<br />
MMF<br />
Excelsior Short Trm Govt Sec<br />
Excelsior Short Trm TxEx<br />
Secu<br />
Excelsior Total Return Bond<br />
Excelsior Treasury MMF<br />
Excelsior TxEx MMF<br />
EXCO Resources Inc<br />
Exe Technologies Inc<br />
Exelis Inc<br />
EXELIXIS INC<br />
Exelon Corp<br />
Exeter Resource Corp<br />
EXIDE TECHNOLOGIES<br />
ExlService Holdings Inc<br />
Exobox Technologies Corp<br />
Expedia Inc<br />
Expedition MMF<br />
Expeditors International <strong>of</strong><br />
Washington Inc.<br />
Exploration Drilling<br />
International Inc<br />
Exponent Inc<br />
Express Inc<br />
Express Scripts Holding Co<br />
ExpressJet Holdings Inc.<br />
Extended Stay America Inc
ACCOUNTING SUPPORT FEE<br />
EXTENDED SYSTEMS INC<br />
EXTENDICARE INC -SVTG<br />
Exterran Holdings Inc<br />
Exterran Partners LP<br />
Extorre Gold Mines Ltd<br />
Extra Space Storage Inc<br />
Exult Inc<br />
EXX INC<br />
EXXON MOBIL CORP<br />
EYETECH<br />
PHARMACEUTICALS INC<br />
EZchip Semiconductor Ltd<br />
EZCORP Inc<br />
E-Z-EM INC<br />
EZENIA INC<br />
F & M Bancorp/Md<br />
F & M BANK CORP<br />
F N B CORP/VA<br />
F&C/Claymore Pfd Sec Inc<br />
Fd<br />
F&C/Claymore Preferred<br />
Securities Income Fund Inc<br />
F.N.B. Corp<br />
F5 Networks Inc<br />
Fab Industries Inc<br />
Fabrinet<br />
Facet Biotech Corp<br />
Factory 2-U Inc<br />
FACTORY CARD OUTLET &<br />
PTY CP<br />
FactSet Research Systems<br />
Inc.<br />
Factual Data Corp<br />
FAIR ISAAC CORP<br />
Fairchild Semiconductor<br />
International Inc.<br />
Fairholme Fund<br />
FAIRMONT HOTELS<br />
RESORTS INC<br />
FairPoint Communications<br />
Inc<br />
FALCON NATURAL GAS<br />
CORP<br />
FALCON PRODUCTS INC<br />
FALCONBRIDGE LTD<br />
FalconStor S<strong>of</strong>tware Inc<br />
FAM Ser Merc Fundmental<br />
Growth Strategy<br />
FAM Value<br />
FAM VS Merc High Current<br />
Inc V.I.<br />
Family Dollar Stores Inc.<br />
FAMILYMEDS GROUP INC<br />
Famous Dave's <strong>of</strong> America<br />
Inc<br />
FANTATECH INC<br />
Fao Inc<br />
FAR EAST ENERGY CORP<br />
FARGO ELECTRONICS INC<br />
Farmer Brothers <strong>Company</strong><br />
Farmers & Merchants<br />
Bancorp<br />
Farmers & Merchants<br />
Bancorp Inc<br />
Farmers Capital Bank Corp<br />
Farmers National Banc<br />
Corp/OH<br />
FARO Technologies Inc<br />
Fastenal Co<br />
Fauquier Bankshares Inc<br />
FBL Financial Group Inc.<br />
FBR & Co<br />
FBR Focus<br />
FBR Fund For Govt Inv<br />
FBR Gas Utility Index<br />
FBR Small Cap Financial<br />
FCStone Group Inc<br />
FEATHERLITE INC<br />
FEC RESOURCES INC<br />
FEDDERS CORP<br />
Federal Agricultural Mortgage<br />
Corp.<br />
Federal Home Loan<br />
Mortgage Corp<br />
Federal National Mortgage<br />
Association<br />
Federal Realty Investment<br />
Trust<br />
FEDERAL SCREW WORKS<br />
Federal Signal Corp.<br />
FEDERAL TRUST CORP<br />
Federal-Mogul Corp<br />
Federated Adjustable Rate<br />
Sec<br />
Federated American Leaders<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 45<br />
Federated American Leaders<br />
II<br />
Federated Bond<br />
Federated Capital Apprec<br />
Federated Capital Income<br />
Federated Capital Reserve<br />
Federated Clover Value<br />
Federated Equity Income<br />
Federated Fund for US Govt<br />
Federated Fund for US Govt<br />
II<br />
Federated GNMA<br />
Federated Govt Inc Sec<br />
Federated Govt Reserves<br />
Federated Govt UltraShort<br />
Dura<br />
Federated Hi Inc Bond<br />
Federated Hi Yield Bond<br />
Federated Hi Yield Trust<br />
Federated High Income Bond<br />
II<br />
Federated IL High Yield Bnd<br />
Federated Income Trust<br />
Federated Intercontinental<br />
Federated Intl Equity<br />
Federated Intl Small Mid Co<br />
Federated Intrmd Corporate<br />
Bnd<br />
Federated Intrmd Muni Trust<br />
Federated Investors Inc.<br />
Federated Kaufmann<br />
Federated Kaufmann Sm<br />
Cap<br />
Federated Large Cap Growth<br />
Federated Limited<br />
Federated Ltd Term Muni<br />
Federated Market<br />
Opportunity<br />
Federated Master Trust<br />
Federated Max-Cap Index<br />
Federated MDT All Cap Core<br />
Federated MDT Balanced<br />
Federated Mid Cap Gro Strat<br />
Federated Mid Cap Index<br />
Federated Mortgage<br />
Federated Muni & Stock<br />
Advtg
ACCOUNTING SUPPORT FEE<br />
Federated Muni Hi Yld<br />
Advntg<br />
Federated Muni Ultrashort<br />
Federated Municipal Secs<br />
Federated Municipal Trust<br />
Federated NVIT High Inc<br />
Bond<br />
Federated PA Muni Income<br />
Federated Prudent Bear<br />
Federated Prudent<br />
DollarBear<br />
Federated Quality Bond II<br />
Federated Short Muni Trust<br />
Federated Short Term<br />
Income<br />
Federated Stock & Bond<br />
Federated Stock Trust<br />
Federated Strategic Income<br />
Federated Strategic Value<br />
Dividend<br />
Federated Tax Free Trust<br />
Federated Total Return Bond<br />
Federated Ttl Rtn Govt Bond<br />
Federated Ultrashort Bond<br />
Federated US Government 1-<br />
3<br />
Federated US Government 2-<br />
5<br />
FedEx Corp.<br />
FedFirst Financial Corp<br />
FEI Co.<br />
Feihe International Inc<br />
FelCor Lodging Trust Inc<br />
FELDMAN MALL<br />
PROPERTIES INC<br />
FELLOWS ENERGY LTD<br />
Female Health Co (The)<br />
Fermavir Pharmaceuticals<br />
Inc<br />
Ferrellgas Partners LP<br />
Ferro Corp.<br />
FFI Government<br />
FFI Institutional<br />
FFI Institutional Tax Exempt<br />
FFI Premier Institutional<br />
FFI Select Institutional<br />
FFI Treasury<br />
FFLC BANCORP INC<br />
FFW CORP<br />
FGX International Holdings<br />
Ltd<br />
FIAT SPA<br />
Fibermark Inc<br />
FiberNet Telecom Group Inc<br />
Fid Spartan 500 Index<br />
Fid Spartan Extended Mrkt<br />
Indx<br />
Fid Spartan Government<br />
Income<br />
Fid Spartan Intermediate<br />
Term Treasury Bond Index<br />
Fid Spartan Intl Index<br />
Fid Spartan Investment<br />
Grade<br />
Fid Spartan Long Term<br />
Treasury Bond Index<br />
Fid Spartan Short Term<br />
Treasury Bond Index<br />
Fid Spartan Total Market<br />
Index<br />
FIDELIS ENERGY INC<br />
Fidelity Adv Asset Manager<br />
70%<br />
Fidelity Adv Balanced<br />
Fidelity Adv Capital<br />
Development<br />
Fidelity Adv Divers Intl<br />
Fidelity Adv Diversified Stock<br />
Fidelity Adv Dividend Growth<br />
Fidelity Adv Emerging Asia<br />
Fidelity Adv Emerging<br />
Markets<br />
Fidelity Adv Emerging<br />
Markets Income<br />
Fidelity Adv Energy<br />
Fidelity Adv Equity Growth<br />
Fidelity Adv Equity Income<br />
Fidelity Adv Financial Serv<br />
Fidelity Adv Floating High<br />
Income<br />
Fidelity Adv Freedom 2010<br />
Fidelity Adv Freedom 2015<br />
Fidelity Adv Freedom 2020<br />
Fidelity Adv Freedom 2025<br />
Fidelity Adv Freedom 2030<br />
Fidelity Adv Freedom 2035<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 46<br />
Fidelity Adv Freedom 2040<br />
Fidelity Adv Freedom 2045<br />
Fidelity Adv Freedom 2050<br />
Fidelity Adv Govt Invest<br />
Fidelity Adv Growth & Income<br />
Fidelity Adv Growth Opp<br />
Fidelity Adv Health Care<br />
Fidelity Adv High Inc<br />
Advantge<br />
Fidelity Adv High Income<br />
Fidelity Adv Industrials<br />
Fidelity Adv Intl Cap Apprec<br />
Fidelity Adv Intrmd Bond<br />
Fidelity Adv Large Cap<br />
Fidelity Adv Latin America<br />
Fidelity Adv Levrgd Co Stk<br />
Fidelity Adv Mid Cap II<br />
Fidelity Adv Mortgage Sec<br />
Fidelity Adv Muni Income<br />
Fidelity Adv New Insights<br />
Fidelity Adv Overseas<br />
Fidelity Adv Real Estate<br />
Fidelity Adv Shrt Fxd Inc<br />
Fidelity Adv Small Cap<br />
Fidelity Adv Stock Selector<br />
All Cap<br />
Fidelity Adv Stock Selector<br />
Mid Cap<br />
Fidelity Adv Stock Selector<br />
Small Cap<br />
Fidelity Adv Strategic Income<br />
Fidelity Adv Technology<br />
Fidelity Adv Treas MM<br />
Fidelity Adv Utilities<br />
Fidelity Adv Value Strat<br />
Fidelity AMT Tax Free Money<br />
Fidelity Asset Manager 20%<br />
Fidelity Asset Manager 50%<br />
Fidelity Asset Manager 70%<br />
Fidelity Asset Manager 85%<br />
Fidelity AZ Muni MM<br />
Fidelity Balanced<br />
Fidelity Bancorp Inc<br />
FIDELITY BANKSHARES<br />
INC<br />
Fidelity Blue Chip Growth<br />
Fidelity Blue Chip Value
ACCOUNTING SUPPORT FEE<br />
Fidelity CA AMT Tax Free<br />
MM<br />
Fidelity CA Muni MM<br />
Fidelity CA Municipal Income<br />
Fidelity CA Sht Intrmd TxFr<br />
Bond<br />
Fidelity Canada Fund<br />
Fidelity Capital & Income<br />
Fidelity Capital Appreciation<br />
Fidelity Cash Reserves<br />
Fidelity China Region<br />
Fidelity Contrafund<br />
Fidelity Convertible Security<br />
Fidelity CT Muni MM<br />
Fidelity CT Municipal Income<br />
FIDELITY D & D BANCORP<br />
INC<br />
Fidelity Disciplined Equity<br />
Fidelity Diversified Intl<br />
Fidelity Dividend Growth<br />
Fidelity Dynamic Strategies<br />
Fidelity Emerging Asia<br />
Fidelity Emerging Markets<br />
Fidelity Equity Income<br />
Fidelity Equity Income II<br />
Fidelity Europe Capital<br />
Apprec<br />
Fidelity Europe Fund<br />
Fidelity Export&Multinational<br />
Fidelity Fifty<br />
Fidelity FL Muni MM<br />
Fidelity FL Municipal Income<br />
Fidelity Focused High Income<br />
Fidelity Focused Stock<br />
Fidelity Four in One Index<br />
Fidelity Freedom 2000<br />
Fidelity Freedom 2005<br />
Fidelity Freedom 2010<br />
Fidelity Freedom 2015<br />
Fidelity Freedom 2020<br />
Fidelity Freedom 2025<br />
Fidelity Freedom 2030<br />
Fidelity Freedom 2035<br />
Fidelity Freedom 2040<br />
Fidelity Freedom 2045<br />
Fidelity Freedom 2050<br />
Fidelity Freedom Income<br />
Fidelity Freedom Index 2020<br />
Fidelity Freedom K 2010<br />
Fidelity Freedom K 2015<br />
Fidelity Freedom K 2020<br />
Fidelity Freedom K 2025<br />
Fidelity Freedom K 2030<br />
Fidelity Freedom K 2035<br />
Fidelity Freedom K 2040<br />
Fidelity Freedom K 2045<br />
Fidelity Freedom K 2050<br />
Fidelity Freedom K Income<br />
Fidelity Fund<br />
Fidelity Global Balanced<br />
Fidelity Global Commodity<br />
Stock<br />
Fidelity GNMA Portfolio<br />
Fidelity Government Income<br />
Fidelity Government MM<br />
Fidelity Growth & Income I<br />
Fidelity Growth <strong>Company</strong><br />
Fidelity Growth Discovery<br />
Fidelity Growth Strategies<br />
Fidelity High Income<br />
Fidelity IL MM Government<br />
Fidelity IL MM Money Market<br />
Fidelity IL MM Prime<br />
Fidelity IL MM Treasury<br />
Fidelity IL MM Treasury Only<br />
Fidelity IL MM TxEx Money<br />
Mkt<br />
Fidelity IL Short Intrmd Govt I<br />
Fidelity Independence<br />
Fidelity Inflation Protected<br />
Bond<br />
Fidelity Intermediate Bond<br />
Fidelity Intermediate Govt Inc<br />
Fidelity Intermediate Muni<br />
Income<br />
Fidelity International Cap<br />
Appreciation<br />
Fidelity International<br />
Discovery<br />
Fidelity International Real<br />
Estate<br />
Fidelity International Small<br />
Cap<br />
Fidelity International Small<br />
Cap Opportunities<br />
Fidelity International Value<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 47<br />
Fidelity Invest Grade Bond<br />
Fidelity Japan Fund<br />
Fidelity Japan Smaller Comp<br />
Fidelity Large Cap Core<br />
Enhanced Index<br />
Fidelity Large Cap Stock<br />
Fidelity Latin America<br />
Fidelity Leveraged Comp<br />
Stock<br />
Fidelity Low Priced Stock<br />
Fidelity MA AMT Tax Free<br />
MM<br />
Fidelity MA Muni MM<br />
Fidelity MA Municipal Income<br />
Fidelity Magellan Fund<br />
Fidelity Mega Cap Stock<br />
Fidelity MI Muni MM<br />
Fidelity MI Municipal Income<br />
Fidelity Mid Cap Growth<br />
Fidelity Mid Cap Stock<br />
Fidelity Mid Cap Value<br />
Fidelity MN Municipal Income<br />
Fidelity Money Market<br />
Fidelity Mortgage Securities<br />
Fidelity Muni MM<br />
Fidelity Municipal Income<br />
FIDELITY NASDAQ COMP<br />
IND TRK<br />
Fidelity NASDAQ Composite<br />
Idx<br />
Fidelity National Financial Inc<br />
FIDELITY NATIONAL FINL<br />
INC<br />
Fidelity National Information<br />
Services Inc<br />
Fidelity New Markets Income<br />
Fidelity New Millennium<br />
Fidelity NJ AMT Tax Free<br />
MM<br />
Fidelity NJ Muni MM<br />
Fidelity NJ Municipal Income<br />
Fidelity <strong>No</strong>rdic<br />
Fidelity NY AMT Tax Free<br />
Money<br />
Fidelity NY Muni MM<br />
Fidelity NY Municipal Income<br />
Fidelity OH Muni MM<br />
Fidelity OH Municipal Income
ACCOUNTING SUPPORT FEE<br />
Fidelity OTC Portfolio<br />
Fidelity Overseas<br />
Fidelity PA Muni MM<br />
Fidelity PA Municipal Income<br />
Fidelity Pacific Basin<br />
Fidelity Prime MM<br />
Fidelity Puritan Fund<br />
Fidelity Real Estate Hi Inc I<br />
Fidelity Real Estate Income<br />
Fidelity Real Estate Inv<br />
Fidelity Select Banking<br />
Fidelity Select Biotechnology<br />
Fidelity Select Brokrg/Inv Mgt<br />
Fidelity Select Chemicals<br />
Fidelity Select<br />
Communications Equipment<br />
Fidelity Select Computers<br />
Fidelity Select<br />
Constr/Housing<br />
Fidelity Select Consumer<br />
Staples<br />
Fidelity Select Defense &<br />
Aero<br />
Fidelity Select Electronics<br />
Fidelity Select Energy<br />
Fidelity Select Energy<br />
Service<br />
Fidelity Select Financial Srvc<br />
Fidelity Select Gold<br />
Fidelity Select Healthcare<br />
Fidelity Select Home Finance<br />
Fidelity Select Industrials<br />
Fidelity Select Leisure<br />
Fidelity Select Materials<br />
Fidelity Select Medic<br />
Equip/Sy<br />
Fidelity Select Medicl Delivry<br />
Fidelity Select Money Market<br />
Fidelity Select Natural Gas<br />
Fidelity Select Natural<br />
Resour<br />
Fidelity Select Pharmaceuticl<br />
Fidelity Select S<strong>of</strong>tw/Comp<br />
Svc<br />
Fidelity Select Technology<br />
Fidelity Select<br />
Telecommunctns<br />
Fidelity Select Transportation<br />
Fidelity Select Wireless<br />
Fidelity Series 100 Index<br />
Fidelity Series All Sector<br />
Equity<br />
Fidelity Series Commodity<br />
Strategy<br />
Fidelity Series Emerging<br />
Markets<br />
Fidelity Series Emerging<br />
Markets Debt<br />
Fidelity Series Floating Rate<br />
High Income<br />
Fidelity Series High Income<br />
Fidelity Series Inflation<br />
Protected Bond Index<br />
Fidelity Series International<br />
Growth<br />
Fidelity Series International<br />
Small Cap<br />
Fidelity Series International<br />
Value<br />
Fidelity Series Investment<br />
Grade Bond<br />
Fidelity Series Large Cap<br />
Value<br />
Fidelity Series Real Estate<br />
Income<br />
Fidelity Series Small Cap<br />
Opportunities<br />
Fidelity Short Intermediate<br />
Muni<br />
Fidelity Short Term Bond<br />
Fidelity Small Cap Discovery<br />
Fidelity Small Cap Growth<br />
Fidelity Small Cap Stock<br />
Fidelity Small Cap Value<br />
Fidelity Southern Corp<br />
Fidelity Spartan US Bond<br />
Index<br />
Fidelity Stock Selector All<br />
Cap<br />
Fidelity Stock Selector Large<br />
Cap Value<br />
Fidelity Strategic Div & Inc<br />
Fidelity Strategic Income<br />
Fidelity Strategic Real Return<br />
Fidelity Tax Free Bond<br />
Fidelity Telecom & Utilities<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 48<br />
Fidelity Total Bond<br />
Fidelity Trend<br />
Fidelity TxEx MM<br />
Fidelity Ultra Short Bond<br />
Fidelity US Government<br />
Reserv<br />
Fidelity US Treasury MM<br />
Fidelity Utilities<br />
Fidelity Value Discovery<br />
Fidelity Value Fund<br />
Fidelity VIP Asset Mgr<br />
Fidelity VIP Asset Mgr Gro<br />
Fidelity VIP Balanced<br />
Fidelity VIP Contrafund<br />
Fidelity VIP Energy<br />
Fidelity VIP Equity Income<br />
Fidelity VIP Freedom 2020<br />
Fidelity VIP FundsManager<br />
20%<br />
Fidelity VIP FundsManager<br />
50%<br />
Fidelity VIP FundsManager<br />
60%<br />
Fidelity VIP FundsManager<br />
70%<br />
Fidelity VIP Grow & Inc<br />
Fidelity VIP Growth<br />
Fidelity VIP Growth Opport<br />
Fidelity VIP High Income<br />
Fidelity VIP Index 500<br />
Fidelity VIP Inv Grade<br />
Fidelity VIP Mid Cap<br />
Fidelity VIP Money Market<br />
Fidelity VIP Overseas<br />
Fidelity VIP Strategic Inc<br />
Fidelity VIP Value Strat<br />
Fidelity Worldwide<br />
Fiduciary/Claymore MLP<br />
Opportunity Fund<br />
FIELDPOINT PETROLEUM<br />
CORP<br />
FIELDSTONE INVESTMENT<br />
CORP<br />
Fifth Street Finance Corp<br />
Fifth Third All Cap Value<br />
Fifth Third Balanced<br />
Fifth Third Bancorp
ACCOUNTING SUPPORT FEE<br />
Fifth Third Displ Lg Cap<br />
Value<br />
Fifth Third Equity Index<br />
Fifth Third Govt MMF<br />
Fifth Third Instl Govt MM<br />
Fifth Third Instl MM<br />
Fifth Third Intermediate Bond<br />
Fifth Third International GDP<br />
Fifth Third Intl Equity<br />
Fifth Third Intrmd Muni Bond<br />
Fifth Third Large Cap Core<br />
Fifth Third LifeModel Mod<br />
Aggrsv<br />
Fifth Third LifeModel<br />
Moderate<br />
Fifth Third MI Muni MM<br />
Fifth Third Micro Cap Value<br />
Fifth Third Mid Cap Growth<br />
Fifth Third Muni MM<br />
Fifth Third Prime MMF<br />
Fifth Third Qlty Growth<br />
Fifth Third Short Term Bond<br />
Fifth Third Small Cap Growth<br />
Fifth Third Total Return Bond<br />
Fifth Third US Treasury MM<br />
FILENET CORP<br />
Financial Engines Inc<br />
Financial Federal Corp.<br />
Financial Industries Corp<br />
Financial Institutions Inc<br />
Financial Select Sector<br />
SPDR Fund (The)<br />
FINISAR CORP<br />
Finish Line Inc (The)<br />
FINLAY ENTERPRISES INC<br />
FINOVA GROUP INC<br />
FIREARMS TRAINING SYS<br />
-CL A<br />
FIRST ACCEPTANCE CORP<br />
First Advantage Bancorp<br />
First Advantage Corp<br />
First Am Balanced<br />
First Am Bond IMMDEX<br />
First Am Govt Obligation<br />
First Am Growth & Income<br />
First Am Inflation Protected<br />
Sec<br />
First Am Intrmd Govt<br />
First Am Large Cap Growth<br />
First Am Large Cap Select<br />
First Am Mid Cap Growth<br />
First Am Mid Cap Index<br />
First Am MN Intrmd TxFr<br />
First Am Prime Obligation<br />
First Am Relative Value<br />
First Am Small Cap Gro<br />
Opport<br />
First Am Small Cap Growth<br />
First Am Small Cap Value<br />
First Am Treas Obligation<br />
First Am Treasury Reserve<br />
First Am TxFr Obligation<br />
First Am US Govt Mortgage<br />
First Am US Treasury MM<br />
First American Financial Corp<br />
FIRST AVE NETWORKS<br />
INC<br />
FIRST AVIATION SERVICES<br />
INC<br />
First BanCorp (Puerto Rico)<br />
First Bancorp Inc/ME (The)<br />
First Bancorp <strong>of</strong> Indiana Inc<br />
First Bancorp/NC<br />
First Bancshares Inc<br />
First Bancshares Inc<br />
(The)/MS<br />
First BancTrust Corp<br />
First Bell Bancorp Inc<br />
First Busey Corp<br />
First Business Financial<br />
Services Inc<br />
First Caliber Equity<br />
First California Financial<br />
Group Inc<br />
First Capital Bancorp Inc/VA<br />
FIRST CAPITAL INC<br />
First Carolina Investors<br />
First Cash Financial Services<br />
Inc<br />
FIRST CENTURY<br />
BANKSHARES INC<br />
FIRST CHARTER CORP<br />
First Chester County Corp<br />
First Citizens Banc Corp<br />
First Citizens Bancshares Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 49<br />
First Clover Leaf Financial<br />
Corp<br />
First Colonial Group Inc<br />
First Commonwealth<br />
Financial Corp.<br />
First Community Bancshares<br />
Inc<br />
First Community Bank Corp<br />
<strong>of</strong> America<br />
First Community Corp<br />
First Connecticut Bancorp Inc<br />
FIRST CONSULTING<br />
GROUP INC<br />
FIRST DATA CORP<br />
First Defiance Financial Corp.<br />
First Eagle Fund Of America<br />
First Eagle Global<br />
First Eagle Gold<br />
First Eagle Overseas<br />
First Eagle US Value<br />
First Eagle VA Overseas<br />
First Essex Bancorp<br />
First Fds Core Equity<br />
First Fds Intrmd Bond<br />
FIRST FED BANCSHARES<br />
INC/DE<br />
First Fed Cap Corp<br />
FIRST FED NOR MICH<br />
BANCORP<br />
FIRST FEDERAL BANC<br />
SOUTHWEST<br />
First Federal Bancorp Inc/Oh<br />
First Federal Bancshares <strong>of</strong><br />
Arkansas Inc<br />
First Federal Bankshares Inc<br />
First Financial Bancorp.<br />
First Financial Bankshares<br />
Inc<br />
First Financial Corp/IN<br />
First Financial Fund Inc<br />
First Financial Holdings Inc<br />
First Financial <strong>No</strong>rthwest Inc<br />
First Financial Service Corp<br />
First Focus US Govt MM<br />
FIRST FRANKLIN CORP<br />
First Funds Cash Reserve<br />
First Georgia Community<br />
Corp
ACCOUNTING SUPPORT FEE<br />
First Health Group Corp<br />
First Horizon National Corp<br />
FIRST INDIANA CORP<br />
First Industrial Realty Trust<br />
Inc.<br />
First Interstate BancSystem<br />
Inc<br />
First Investors Blue Chip<br />
First Investors Financial<br />
Services Group Inc<br />
First Investors Fund for Inc<br />
First Investors Global<br />
First Investors Government<br />
First Investors Growth & Inc<br />
First Investors Inv Grade<br />
Bond<br />
First Investors Life Growth &<br />
Income Fund<br />
First Investors Opportunity<br />
First Investors Select Growth<br />
First Investors Specl Situat<br />
First Investors Total Return<br />
First Investors TxEx<br />
First Investors Value<br />
First Keystone Corp<br />
First Keystone Financial Inc<br />
First Liberty Power Corp<br />
First Litchfield Financial Corp<br />
First M & F Corp<br />
First Majestic Silver Corp<br />
First Marblehead Corp (The)<br />
First Mariner Bancorp<br />
First Merchants Corp<br />
First Mercury Financial Corp<br />
First Mid Ill Bancshares Inc<br />
First Midwest Bancorp Inc<br />
FIRST MUTUAL<br />
BANCSHARES INC<br />
First National Bancshares<br />
Inc/SC<br />
FIRST NATIONAL<br />
BANCSHS FL IN<br />
First National Community<br />
Bancorp Inc<br />
FIRST NATIONAL CORP/VA<br />
First Niagara Financial Group<br />
Inc<br />
First <strong>No</strong>rthern Community<br />
Bancorp<br />
First <strong>of</strong> Long Island Corp<br />
(The)<br />
First PacTrust Bancorp Inc<br />
First Place Financial Corp/DE<br />
First Potomac Realty Trust<br />
First Real Estate Investment<br />
Trust <strong>of</strong> New Jersey<br />
First Regional Bancorp<br />
First Republic Cp -Cl A<br />
First Savings Financial Group<br />
Inc and First Savings Bank<br />
Pr<strong>of</strong>it<br />
First Security Group Inc<br />
First Securityfed Finl Inc<br />
First Sentinel Bancorp Inc<br />
First Solar Inc<br />
First South Bancorp Inc<br />
First State Bancorporation<br />
Inc<br />
First State Financial<br />
Corporation<br />
FIRST TR VALUE LINE DIV<br />
FD<br />
First Tr Value Line Divid Fd<br />
First Trust / Aberdeen Global<br />
Opportunity Income Fund<br />
First Trust Consumer<br />
Discretionary AlphaDEX<br />
Fund<br />
First Trust Dow Jones<br />
Internet Index Fund<br />
First Trust Enhanced Equity<br />
Income Fund<br />
First Trust High Income<br />
Long/Short Fund<br />
First Trust ISE-Revere<br />
Natural Gas Index Fund<br />
First Trust Senior Floating<br />
Rate Income Fund II<br />
First Trust Value Line 100 Fd<br />
First United Corp<br />
FIRST WASH FINANCIAL<br />
CORP<br />
First West Virginia Bancorp<br />
Inc.<br />
First Years Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 50<br />
Firstbank Corp<br />
FirstBank Financial Services<br />
Inc<br />
FIRSTBANK NW CORP/DE<br />
FIRSTCITY FINANCIAL<br />
CORP<br />
FirstEnergy Corp.<br />
Firstfed Amer Bancorp Inc<br />
FirstFed Financial Corp.<br />
Firstgold Corp<br />
Firsthand Technology Value<br />
FirstMerit Corp<br />
FirstService Corp<br />
FISCHER IMAGING CORP<br />
Fiserv Inc.<br />
Fisher Communications Inc<br />
FISHER SCIENTIFIC INTL<br />
INC<br />
FIT American Freedom US<br />
Govt Money Market<br />
Five Star Quality Care Inc<br />
FL Muni Cash Trust<br />
FLAG FINANCIAL CORP<br />
FLAGSHIP GLOBAL<br />
HEALTH INC<br />
Flagstar Bancorp Inc.<br />
Flagstone Reinsurance<br />
Holdings SA<br />
Flamel Technologies SA<br />
FLANDERS CORP<br />
Fleetboston Financial Corp<br />
FleetCor Technologies Inc<br />
Fleetwood Enterprises Inc.<br />
Fletcher Challenge Forests<br />
Flex Fuels Energy Inc<br />
Flexible Solutions<br />
International Inc<br />
FLEXPOINT SENSOR<br />
SYSTEMS INC<br />
Flexsteel Industries Inc<br />
Flextronics International Ltd<br />
Flight Safety Technologies<br />
FLIR Systems Inc<br />
Florida Banks Inc<br />
Florida Community Banks Inc<br />
FLORIDA EAST COAST<br />
INDS<br />
FLORIDA GAMING CORP
ACCOUNTING SUPPORT FEE<br />
FLORIDA PUBLIC UTILITIES<br />
CO<br />
FLORIDA ROCK<br />
INDUSTRIES INC<br />
FLORIDAFIRST BANCORP<br />
INC<br />
FLOTEK INDUSTRIES INC<br />
Flow International Corp<br />
Flowers Foods Inc.<br />
Flowserve Corp.<br />
Fluidigm Corp<br />
Fluor Corp.<br />
Flushing Financial Corp<br />
Fly Leasing Ltd<br />
FLYI INC<br />
FMC Corp.<br />
FMC Select<br />
FMC Strategic Value<br />
FMC TECHNOLOGIES INC<br />
FMI Common Stock<br />
FMI Focus<br />
FMI Large Cap<br />
FMMT Retirement<br />
Government<br />
FMMT Retirement Money<br />
Market<br />
FMS FINANCIAL CORP<br />
FNB Bancorp<br />
FNB FINANCIAL SERVICES<br />
CORP<br />
FNB United Corp<br />
FNBH Bancorp Inc<br />
FNX MINING CO INC<br />
FOCUS Enhancements Inc<br />
Focus Media Holding Ltd<br />
FOG CUTTER CAPITAL<br />
GROUP INC<br />
Fomento Economico Mexican<br />
SAB de CV<br />
FONAR CORP<br />
FONIX CORP<br />
FOODARAMA<br />
SUPERMARKETS<br />
Foot Locker Inc.<br />
FOOTHILL INDPT<br />
BANCORP<br />
Foothills Resources Inc<br />
Footstar Inc.<br />
Forbes Energy Services Ltd<br />
FORBES MEDI-TECH INC<br />
Force Protection Inc<br />
FORD MOTOR CO<br />
FORDING CANADIAN COAL<br />
TRUST<br />
Forest City Enterprises Inc<br />
Forest Laboratories Inc<br />
Forest Oil Corp.<br />
Forestar Group Inc<br />
ForgeHouse Inc<br />
FORGENT NETWORKS INC<br />
FormFactor Inc<br />
Forrester Research Inc<br />
Forster Drilling Corp<br />
Fortegra Financial Corp<br />
Fortified Holdings Corp<br />
Fortinet Inc<br />
Fortis Govt MM<br />
Fortis Instl Prime MM<br />
FORTISSIMO ACQUISITION<br />
CORP<br />
Fortress International Group<br />
Inc<br />
Fortress Investment Group<br />
LLC<br />
FORTUNA GAMING CORP<br />
Fortuna Silver Mines Inc<br />
Fortune Brands Home &<br />
Security Inc<br />
FORTUNE INDUSTRIES INC<br />
FORTUNET INC<br />
Forum National Investments<br />
Ltd<br />
Forward Air Corp<br />
Forward Emerald Banking &<br />
Finance<br />
Forward Emerging Markets<br />
FORWARD INDUSTRIES<br />
INC<br />
Forward Intl Small <strong>Company</strong><br />
Forward Select Income<br />
Forward Small Cap Equity<br />
Forward Tactical Growth<br />
Forward US Government MM<br />
FOSSIL INC<br />
Foster Wheeler AG<br />
FOUNDRY NETWORKS INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 51<br />
FOUNTAIN POWERBOAT<br />
INDS INC<br />
FOUR OAKS FINCORP INC<br />
Four Rivers BioEnergy Inc<br />
FOUR SEASONS HOTELS -<br />
LTD VTG<br />
Fox Chase Bancorp Inc<br />
FOX ENTERTAINMENT<br />
GROUP INC<br />
Fox Petroleum Inc<br />
FOXHOLLOW<br />
TECHNOLOGIES INC<br />
FPA Capital<br />
FPA Crescent<br />
FPA New Income<br />
FPA Paramount<br />
FPA Perennial<br />
FPB BANCORP INC<br />
FPIC INSURANCE GROUP<br />
INC<br />
France Telecom SA<br />
Francescas Holdings Corp<br />
Franco-Nevada Corp<br />
FRANKFORT FIRST<br />
BANCORP INC<br />
Franklin Adjust US Govt Sec<br />
Franklin AL TxFr Income<br />
Franklin AZ TxFr Income<br />
Franklin Balance Sheet Inv<br />
Franklin Bancorp Inc<br />
Franklin Biotech Discovery<br />
Franklin Blue Chip<br />
Franklin CA High Yield Muni<br />
Franklin CA Insrd TxFr<br />
Income<br />
Franklin CA Intmd TxFr<br />
Franklin CA TxEx Money<br />
Market<br />
Franklin CA TxFr Income<br />
Franklin Capital Growth<br />
Franklin CO TxFr Income<br />
Franklin Convertible Security<br />
Franklin Covey Co.<br />
Franklin Credit Management<br />
Corp<br />
Franklin CT TxFr Income<br />
Franklin Double TxFr Income<br />
Franklin DynaTech Series
ACCOUNTING SUPPORT FEE<br />
Franklin Electric Co Inc<br />
FRANKLIN ELECTRONIC<br />
PUBLISH<br />
Franklin Equity Income<br />
Franklin Fed Intrmd TxFr<br />
Franklin Fed Ltd Trm TxFr<br />
Inc<br />
Franklin Federal TxFr Income<br />
Franklin Financial Corp<br />
Franklin Financial Services<br />
Corp<br />
Franklin Finl Corp Tenn<br />
Franklin FL TxFr Income<br />
Franklin Flex Cap Growth<br />
Franklin Floating Rate Trust<br />
Franklin Fltng Rate Daily<br />
Franklin GA TxFr Income<br />
Franklin Gold & Precious<br />
Metal<br />
Franklin Growth<br />
Opportunities<br />
Franklin Growth Series<br />
Franklin Hi Yield TxFr Income<br />
Franklin High Income<br />
Franklin Income Series<br />
Franklin Insrd TxFr Income<br />
Franklin Intl Small Cap<br />
Growth<br />
Franklin LA TxFr Income<br />
Franklin Low Duration Total<br />
Return<br />
Franklin Ltd Maturity US Govt<br />
Franklin MA TxFr Income<br />
Franklin MD TxFr Income<br />
Franklin MI TxFr Income<br />
Franklin MN TxFr Income<br />
Franklin MO TxFr Income<br />
Franklin Money<br />
Franklin Mutual Recovery<br />
Franklin Natural Resources<br />
Franklin NC TxFr Income<br />
Franklin NJ TxFr Income<br />
Franklin NY Insrd TxFr<br />
Income<br />
Franklin NY Intrmd TxFr<br />
Income<br />
Franklin NY TxFr Income<br />
Franklin OH TxFr Income<br />
Franklin OR TxFr Income<br />
Franklin PA TxFr Income<br />
Franklin Real Estate Sec<br />
Franklin Real Return<br />
FRANKLIN RESOURCES<br />
INC<br />
Franklin Rising Dividends<br />
Franklin Small Cap Growth<br />
Franklin Small Cap Value<br />
Franklin Small-Mid Cap<br />
Growth<br />
Franklin Stable Value<br />
Franklin Strategic Income<br />
Franklin Strategic Mortgage<br />
Franklin Street Properties<br />
Corp<br />
Franklin Templeton<br />
Conservative Allocation<br />
Franklin Templeton Corefolio<br />
Franklin Templeton Founding<br />
Alloc<br />
Franklin Templeton Growth<br />
Allocation<br />
Franklin Templeton Limited<br />
Duration Income Trust<br />
Franklin Templeton Moderate<br />
Allocation<br />
Franklin Templeton Money<br />
Franklin Templeton Perspct<br />
Allocation<br />
Franklin TN Muni Bond<br />
Franklin Total Return<br />
Franklin Towers Enterprises<br />
Inc<br />
Franklin US Govt Sec Series<br />
Franklin Utilities Series<br />
Franklin VA TxFr Income<br />
Franklin Wireless Corp<br />
Franklin/Templeton HardCur<br />
FREDERICK COUNTY<br />
BANCORP INC<br />
Fredericks <strong>of</strong> Hollywood<br />
Group Inc<br />
Fred's Inc<br />
Free Market Fixed Income<br />
Free Market International<br />
Equity<br />
Free Market US Equity<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 52<br />
FREEDOM ACQSTN HLDGS<br />
-REDH<br />
Freegold Ventures Ltd<br />
Freemarkets Inc<br />
Freeport-McMoran Copper &<br />
Gold Inc.<br />
Freescale Semiconductor<br />
Holdings I Ltd<br />
FREESCALE<br />
SEMICONDUCTOR INC<br />
FreeSeas Inc<br />
FreightCar America Inc<br />
Fremont Global<br />
Fremont Michigan<br />
InsuraCorp Inc<br />
Fremont Money Market<br />
Frequency Electronics Inc.<br />
Fresenius Medical Care AG<br />
&Co KGAA<br />
FRESH BRANDS INC<br />
Fresh Del Monte Produce<br />
Inc.<br />
Fresh Market Inc (The)<br />
Friedman Industries Inc<br />
Friedmans Inc<br />
FriendFinder Networks Inc<br />
FRIENDLY ICE CREAM<br />
CORP<br />
Frisch's Restaurants Inc.<br />
FRMO CORP<br />
Fronteer Gold Inc<br />
Frontegra Columbus Core<br />
Plus<br />
Frontegra New Star Intl<br />
Equity<br />
Frontier Airlines Holdings Inc<br />
Frontier Communications<br />
Corp<br />
Frontier Oil Corp.<br />
Frontline Ltd<br />
Frost Core Growth Equity<br />
Frost International Equity<br />
Frozen Food Express<br />
Industries Inc<br />
Fsf Financial Corp<br />
FSI International Inc<br />
FST OAK BROOK<br />
BANCSHR -CL A
ACCOUNTING SUPPORT FEE<br />
FTD GROUP INC<br />
FTD INC<br />
FTI Consulting Inc.<br />
FTV Frnkln Flex Cap Growth<br />
Securities<br />
FTV Frnkln Founding<br />
Allocation<br />
FTV Frnkln Global Commun<br />
Sec<br />
FTV Frnkln Global Real<br />
Estate Securities<br />
FTV Frnkln Growth & Income<br />
FTV Frnkln High Income<br />
Securities<br />
FTV Frnkln Income Sec<br />
FTV Frnkln Large Cap Gro<br />
Sec<br />
FTV Frnkln Rising Dividend<br />
FTV Frnkln Small Mid Cap<br />
Growth<br />
FTV Frnkln Strtgc Income<br />
Sec<br />
FTV Frnkln US Govt<br />
FTV Global Bond Sec<br />
FTV Mutual Global Discovery<br />
FTV Mutual Shares Sec<br />
FTV Small Cap Value<br />
Security<br />
FTV Tmpltn Developing Mkts<br />
FTV Tmpltn Foreign Security<br />
FTV Tmpltn Global Asset<br />
Alloc<br />
FTV Tmpltn Growth Sec<br />
Fuel Systems Solutions Inc<br />
Fuel Tech Inc<br />
FuelCell Energy Inc<br />
FULL HOUSE RESORTS<br />
INC<br />
Fulton Financial Corp<br />
Fundamental Investors Inc<br />
Fundtech Ltd<br />
FundX Aggressive Upgrader<br />
FundX Upgrader<br />
Funtalk China Holdings Ltd<br />
Fuqi International Inc<br />
Furiex Pharmaceuticals Inc<br />
Furmanite Corp<br />
Furniture Brands<br />
International Inc.<br />
Fushi Copperweld Inc<br />
FUSION<br />
TELECOMMUNICATIONS<br />
Fusion-io Inc<br />
Future Canada China<br />
Environment Inc<br />
Future <strong>No</strong>w Group Inc<br />
FutureFuel Corp<br />
FUTUREMEDIA PLC<br />
Fuwei Films (Holdings) Co<br />
Ltd<br />
FVIT Franklin Large Cap<br />
Value<br />
FVIT Franklin Micro Cap<br />
Value<br />
FX ENERGY INC<br />
FX Real Estate &<br />
Entertainment Inc<br />
FXCM Inc<br />
G III Apparel Group Ltd<br />
G&K Services Inc<br />
Ga Financial Inc<br />
GA Muni Cash Trust<br />
Gabelli ABC<br />
Gabelli Assets<br />
Gabelli Dividend & Income<br />
Trust<br />
Gabelli ENT Mergers &<br />
Acquisitions<br />
Gabelli Equity Income<br />
Gabelli Equity Trust Inc.<br />
Gabelli Gold<br />
Gabelli Small Cap Growth<br />
Gabelli US Treas MM<br />
Gabelli Utilities<br />
Gabelli Utility Trust<br />
Gabelli Value<br />
Gabelli Westwood Equity<br />
GABLES RESIDENTIAL<br />
TRUST<br />
GABRIEL TECHNOLOGIES<br />
CORP<br />
Gadzooks Inc<br />
Gafisa SA<br />
Gaiam Inc<br />
GAIN Capital Holdings Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 53<br />
Gainsco Inc<br />
GALAXY ENERGY CORP<br />
Galaxy Govt MMF<br />
Galaxy Instl Govt MMF<br />
Galaxy Instl Treasury MM<br />
Galaxy Money Market<br />
GALAXY NUTRITIONAL<br />
FOODS INC<br />
Galaxy Prime Reserves MM<br />
Galaxy Treasury MMF<br />
Galaxy TxEx MM<br />
Galen Holdings Plc<br />
GALLAHER GROUP PLC<br />
Gallery Of History Inc<br />
Galyans Trading Co Inc<br />
GAMCO Global Gold Natural<br />
Resources & Income Trust by<br />
Gabelli<br />
GAMCO Global Telecomm<br />
GAMCO Growth<br />
Gamco Investors Inc<br />
GAMCO Westwood Mighty<br />
Mites<br />
Game Trading Technologies<br />
Inc<br />
GameStop Corp.<br />
GAMETECH<br />
INTERNATIONAL INC<br />
Gaming Partners<br />
International Corp<br />
GAMMACAN<br />
INTERNATIONAL INC<br />
GANDER MOUNTAIN CO<br />
Gannett Co Inc.<br />
Gap Inc. (The)<br />
GARDEN FRESH<br />
RESTAURANT CORP<br />
Gardner Denver Inc.<br />
Garmin Ltd<br />
Gartmore Enhanced Income<br />
Gartmore Growth<br />
Gartmore GVIT Growth<br />
Gartmore Morley Cap Accum<br />
Gartmore NVIT Develop<br />
Mrkts<br />
Gartmore NVIT Emerging<br />
Mkt
ACCOUNTING SUPPORT FEE<br />
Gartmore NVIT International<br />
Index<br />
Gartmore Short Dura Bond<br />
GARTNER INC<br />
Gas Natural Inc<br />
Gasco Energy Inc<br />
Gastar Exploration Ltd<br />
GATEHOUSE MEDIA INC<br />
Gateway<br />
Gateway Financial Holdings<br />
Inc<br />
GATEWAY INC<br />
GATEWAY INTL HOLDINGS<br />
INC<br />
GATX Corp.<br />
Gaylord Entertainment Co.<br />
Gazit-Globe Ltd<br />
GB HOLDINGS INC<br />
GB&T Bancshares<br />
Gbc Bancorp/Ca<br />
GDL Fund (The)<br />
GE Fixed Income<br />
GE Instl Income<br />
GE Instl International Eqty<br />
GE Instl Money Market<br />
GE Instl Premier Growth<br />
Equity<br />
GE Instl Small Cap Equity<br />
GE Instl Strategic Investment<br />
GE Instl US Equity<br />
GE Investments Money<br />
Market<br />
GE Investments S&P 500<br />
Index<br />
GE Investments Total Return<br />
GE Premier Growth Equity<br />
GE S&S Income<br />
GE S&S US Equity<br />
GE Strategic Investment<br />
GEAC COMPUTER CORP<br />
LTD<br />
Geeknet Inc<br />
GEHL CO<br />
GELSTAT CORP<br />
GEMPLUS INTERNATIONAL<br />
SA<br />
Gemstar TV Guide<br />
International Inc<br />
Gen2Media Corp<br />
GENAERA CORP<br />
GENAISSANCE<br />
PHARMACEUTICALS<br />
GENCO SHIPPING &<br />
TRADING LTD<br />
Gencor Industries Inc<br />
GenCorp Inc.<br />
GENELABS<br />
TECHNOLOGIES INC<br />
GENENCOR INTL INC<br />
GENENTECH INC<br />
GENER8XION<br />
ENTERTAINMENT INC<br />
Generac Holdings Inc<br />
General American Investors<br />
<strong>Company</strong> Inc.<br />
GENERAL BINDING CORP<br />
General Cable Corp.<br />
General Communication Inc<br />
General Dynamics Corp<br />
GENERAL ELECTRIC CO<br />
GENERAL<br />
ENVIRONMENTAL MGMT<br />
General Finance Corp<br />
General Growth Properties<br />
Inc<br />
General Maritime Corp.<br />
General Mills Inc.<br />
General Moly Inc<br />
General Motors Co<br />
GENEREX<br />
BIOTECHNOLOGY CORP<br />
Genesco Inc.<br />
Genesee & Wyoming Inc.<br />
Genesis Energy LP<br />
Genesis Fluid Solutions<br />
Holdings Inc<br />
GENESIS HEALTHCARE<br />
CORP<br />
Genesis Lease Ltd<br />
GENESIS MICROCHIP INC<br />
GENESYS SA<br />
Geneva Acquisition Corp<br />
Geneva Resources Inc<br />
Genie Energy Ltd<br />
Genitope Corp<br />
GENIUS PRODUCTS INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 54<br />
GENLYTE GROUP INC<br />
GenMark Diagnostics Inc<br />
Genomic Health Inc<br />
GenOn Energy, Inc.<br />
Genoptix Inc<br />
GeNOsys Inc<br />
Genpact Ltd<br />
Gen-Probe Inc<br />
Genta Inc<br />
GENTEK INC<br />
GENTEX CORP<br />
Gentium SPA<br />
Gentiva Health Services Inc<br />
Gentor Resources Inc<br />
Genuine Parts Co<br />
GENUS INC<br />
GENVEC INC<br />
Genworth Financial Inc<br />
GENZYME CORP<br />
GEO Group Inc (The)<br />
GeoBio Energy Inc<br />
GeoEye Inc<br />
Geoglobal Resources Inc<br />
GEOKINETICS INC<br />
GEOMET INC<br />
GEOPETRO RESOURCES<br />
CO<br />
GEOPHARMA INC<br />
GEORESOURCES INC<br />
George Putnam Balanced<br />
GEORGETOWN BANCORP<br />
INC<br />
GEORGIA BANCSHARES<br />
INC<br />
GEORGIA CAROLINA<br />
BANCSHARES<br />
Georgia Gulf Corp.<br />
GEORGIA-PACIFIC CORP<br />
Geovax Labs Inc<br />
Geovic Mining Corp<br />
GERBER SCIENTIFIC INC<br />
Gerdau AmeriSteel Corp<br />
GERDAU SA SIDERURG<br />
German American Bancorp<br />
Inc<br />
GERON CORP<br />
Getty Images Inc<br />
Getty Realty Corp.
ACCOUNTING SUPPORT FEE<br />
GEVITY HR INC<br />
Gevo Inc<br />
GEXA CORP<br />
GFI GROUP INC<br />
GFSB BANCORP INC<br />
GHL Acquisition Corp<br />
GIANT INDUSTRIES INC<br />
Giant Interactive Group Inc<br />
Gibraltar Industries Inc<br />
GIGABEAM CORP<br />
GigaMedia Ltd<br />
GigOptix Inc<br />
Gildan Activewear Inc<br />
GILLETTE CO<br />
Given Imaging Ltd<br />
Glacier Bancorp Inc<br />
GLACIER WATER<br />
SERVICES<br />
GLADSTONE CAPITAL<br />
CORP<br />
GLADSTONE<br />
COMMERCIAL CORP<br />
GLAMIS GOLD LTD<br />
GLATFELTER<br />
Glaxosmithkline PLC<br />
Gleacher & <strong>Company</strong> Inc<br />
Glen Burnie Bancorp<br />
GLENBOROUGH REALTY<br />
TRUST INC<br />
Glenmede Core Fixed<br />
Income<br />
Glenmede Govt Cash<br />
Glenmede International<br />
Equity<br />
Glenmede Philadelphia<br />
International<br />
Glenmede Small Cap Equity<br />
Glenmede TxEx Cash<br />
GLG Life Tech Corp<br />
GLG Partners Inc<br />
Glimcher Realty Trust<br />
Global Aircraft Solutions Inc<br />
GLOBAL AXCESS CORP<br />
GLOBAL BEV SOLUTIONS<br />
INC<br />
Global Brands Acquisition<br />
Corp<br />
Global Cash Access Holdings<br />
Inc<br />
Global Cornerstone Holdings<br />
Ltd<br />
Global Crossing Ltd<br />
Global Defense Technology<br />
& Systems Inc<br />
Global Ecology Corp<br />
Global Education &<br />
Technology Group Ltd<br />
GLOBAL ENTERTAINMENT<br />
CORP<br />
Global Environmental Energy<br />
Corp<br />
GLOBAL EPOINT INC<br />
Global Geophysical Services<br />
Inc<br />
GLOBAL GOLD CORP<br />
Global High Income Fund Inc<br />
GLOBAL IMAGING<br />
SYSTEMS<br />
Global Indemnity Plc<br />
Global Industries Ltd<br />
Global Investor Services Inc<br />
GLOBAL MED<br />
TECHNOLOGIES INC<br />
Global Opportunities Bond<br />
Global Partners LP<br />
GLOBAL PAYMENT<br />
TECHNOLOGIES<br />
Global Payments Inc.<br />
GLOBAL PHARMATECH<br />
INC<br />
Global Power Equipment<br />
Group Inc<br />
Global Realty Development<br />
GLOBAL RESOURCE CORP<br />
Global Services Partners<br />
Acquisition Corp<br />
Global Ship Lease Inc<br />
GLOBAL SIGNAL INC<br />
Global Sources Ltd<br />
Global Traffic Network Inc<br />
GLOBALNET CORP<br />
GlobalOptions Group Inc<br />
GLOBALSANTAFE CORP<br />
GlobalSCAPE Inc<br />
Globalstar Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 55<br />
Global-Tech Advanced<br />
Innovations Inc<br />
Globe Specialty Metals Inc<br />
GLOBECOMM SYSTEMS<br />
INC<br />
GLOBESPANVIRATA INC<br />
GLOBETEL<br />
COMMUNICATIONS CORP<br />
Globus Maritime Ltd<br />
Glowpoint Inc<br />
Glu Mobile Inc<br />
GLYCOGENESYS INC<br />
Glyeco Inc<br />
GMH Communities Trust<br />
GMO Alpha Only<br />
GMO Asset Allocation Bond<br />
GMO Benchmark Free Alloc<br />
GMO Core Plus Bond<br />
GMO Curency Hedgd Intl Bd<br />
GMO Currency Hedgd Intl<br />
Equity<br />
GMO Developed World Stock<br />
GMO Domestic Bond<br />
GMO Emerging Countries<br />
GMO Emerging Country Debt<br />
GMO Emerging Markets<br />
GMO Emerging Mrkts Quality<br />
GMO Flexible Equities<br />
GMO Foreign<br />
GMO Foreign Small Co<br />
GMO Global Asset Allocation<br />
GMO Global Bond<br />
GMO Global Eqty Allocation<br />
GMO Growth<br />
GMO Inflation Indexed Bond<br />
GMO Inflation Indexed Plus<br />
Bond<br />
GMO International Core<br />
Equity<br />
GMO International Growth<br />
Equity<br />
GMO International<br />
Opportunities Equity<br />
Allocation<br />
GMO Intl Bond<br />
GMO Intl Disciplined Eqty<br />
GMO Intl Equity Allocation<br />
GMO Intl Growth
ACCOUNTING SUPPORT FEE<br />
GMO Intl Intrinsic Value<br />
GMO Intl Small <strong>Company</strong><br />
GMO Quality<br />
GMO Real Estate<br />
GMO Strategic Fixed Income<br />
GMO Strategic Opportunities<br />
Allocation<br />
GMO Tax Managed Intl<br />
Equities<br />
GMO Tobacco Free Core<br />
GMO US Core<br />
GMO US Core Equity<br />
GMO US Growth<br />
GMO US Treasury<br />
GMO World Opportunities<br />
Equity Allocation<br />
GMX Resources Inc<br />
GNC Holdings Inc<br />
Golar LNG Ltd<br />
Golar LNG Partners LP<br />
GOLD BANC CORP INC<br />
GOLD FIELDS LTD<br />
Gold Horse International Inc<br />
GOLD KIST INC/DE<br />
GOLD RESERVE INC<br />
Gold Resource Corp<br />
Goldcorp Inc.<br />
Golden Autumn Holdings Inc<br />
GOLDEN CYCLE GOLD<br />
CORP<br />
GOLDEN EAGLE INTL INC<br />
Golden Enterprises Inc<br />
Golden Minerals Co<br />
GOLDEN PHOENIX<br />
MINERALS INC<br />
Golden Pond Healthcare Inc<br />
Golden Queen Mining Co Ltd<br />
Golden River Resources<br />
Corp<br />
Golden Star Resources Ltd.<br />
GOLDEN TELECOM INC<br />
GOLDEN WEST FINANCIAL<br />
CORP<br />
GOLDFIELD CORP<br />
Goldleaf Financial Solutions<br />
Inc<br />
Goldman Sachs Group Inc<br />
(The)<br />
Goldsands Development Co<br />
GOLF GALAXY INC<br />
Golfsmith International<br />
Holdings Inc.<br />
Golub Capital BDC Inc<br />
Good Guys Inc<br />
GOODMAN GLOBAL INC<br />
Goodrich Corp<br />
Goodrich Petroleum Corp.<br />
Goodyear Tire & Rubber Co<br />
GOODYS FAMILY<br />
CLOTHING INC<br />
Gordmans Stores Inc<br />
GOREMOTE INTERNET<br />
COMM INC<br />
Gorman-Rupp Co (The)<br />
GOTTAPLAY INTERACTIVE<br />
INC<br />
Gottschalks Inc.<br />
GOUVERNEUR BANCORP<br />
INC<br />
Government Cash Series<br />
Government Properties<br />
Income Trust<br />
GOVERNMENT<br />
PROPERTIES TRUST<br />
Govt Oblig TaxMngd<br />
Govt Obligations<br />
GP Strategies Corp<br />
GPS INDUSTRIES INC<br />
Grace (W R) & Co.<br />
Graco Inc.<br />
Graftech International Ltd<br />
GRAHAM CORP<br />
Graham Packaging Co Inc<br />
Grainger (W W) Inc.<br />
Gramercy Capital Corp<br />
Gran Tierra Energy Inc<br />
Granahan McCourt<br />
Acquisition Corp<br />
Grand Canyon Education Inc<br />
GRAND TOYS INTL LTD -<br />
ADR<br />
GRANDSOUTH<br />
BANCORPORATION<br />
Granite Broadcasting<br />
Granite City Food & Brewery<br />
Ltd<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 56<br />
Granite Construction Inc.<br />
Grant Prideco Inc.<br />
Graphic Packaging Holding<br />
Co<br />
Graphic Packaging Intl Corp<br />
GRAVITY Co Ltd<br />
Gray Television Inc.<br />
GrayMark Healthcare Inc<br />
Great American Bancorp Inc<br />
Great American Group Inc<br />
GREAT AMERN FINL<br />
RESOURCES<br />
Great Atlantic & Pacific Tea<br />
Co Inc. (The)<br />
Great Basin Gold Ltd<br />
Great China International<br />
Holdings Inc<br />
GREAT CHINA MINING INC<br />
Great East Bottles & Drinks<br />
(China) Holdings Inc<br />
Great Hall Prime MM<br />
GREAT LAKES AVIATION<br />
LTD<br />
GREAT LAKES BANCORP<br />
INC<br />
GREAT LAKES CHEMICAL<br />
CORP<br />
Great Lakes Dredge & Dock<br />
Corp<br />
Great Lakes Reit Inc<br />
Great <strong>No</strong>rthern Iron Ore<br />
Properties<br />
GREAT PEE DEE<br />
BANCORP INC<br />
Great Plains Energy Inc<br />
Great Southern Bancorp Inc<br />
Great Wolf Resorts Inc<br />
Greatbatch Inc<br />
GREATER BAY BANCORP<br />
Greater China Fund Inc<br />
GREATER COMMUNITY<br />
BANCORP<br />
Green Bankshares Inc<br />
Green Dot Corp<br />
Green Earth Technologies<br />
Inc<br />
Green Energy Live Inc
ACCOUNTING SUPPORT FEE<br />
Green Energy Management<br />
Services Holdings, Inc.<br />
Green Mountain C<strong>of</strong>fee<br />
Roasters Inc<br />
GREEN MOUNTAIN<br />
POWER CORP<br />
Green Plains Renewable<br />
Energy Inc<br />
Greenbrier Companies Inc.<br />
(The)<br />
Greenchek Technology Inc<br />
Greene County Bancorp Inc<br />
Greenfield Online Inc<br />
GreenHaven Continuous<br />
Commodity Index Fund<br />
GREENHILL & CO INC<br />
GreenHunter Energy Inc<br />
Greenlight Capital Re Ltd<br />
Greenman Technologies Inc<br />
Greenpoint Financial Corp<br />
Greenspring Fund<br />
Greenwood Gold Resources<br />
Inc<br />
GREER BANCSHARES INC<br />
Greif Inc.<br />
Greka Energy Corp<br />
GREY GLOBAL GROUP INC<br />
Grey Wolf Inc.<br />
Griffin Land & Nurseries Inc<br />
Griffon Corp.<br />
GRILL CONCEPTS INC<br />
GROEN BROS AVIATION<br />
INC<br />
Group 1 Automotive Inc.<br />
Group 1 S<strong>of</strong>tware Inc<br />
Groupon Inc<br />
Growers Direct C<strong>of</strong>fee Co Inc<br />
Grubb & Ellis Co.<br />
Grubb & Ellis Realty Advisors<br />
Inc<br />
Gruma SAB De CV<br />
Grupo Aeroportuario Del<br />
Sureste SA De CV<br />
Grupo Casa SAba SA De<br />
CV, Mexico<br />
GRUPO ELEKTRA SA DE<br />
CV<br />
Grupo Financiero Galicia Sa,<br />
Buenos Aires<br />
GRUPO IMSA SA DE CV<br />
Grupo Iusacell Sa<br />
Grupo Radio Centro SA De<br />
CV Rcentro<br />
Grupo Simec SA De C.V.<br />
Grupo Televisa SAB<br />
Grupo Tmm S.A.B.<br />
GRYPHON GOLD CORP<br />
Gryphon Resources Inc<br />
GS Concentrated Growth<br />
GS Concentrated<br />
International Equity<br />
GS Core Plus Fixed Income<br />
GS Equity Growth Strategy<br />
Gs Financial Corp<br />
GS FnclSq CA TxEx<br />
GS ILA Federal<br />
GS ILA Money Market<br />
GS ILA NY TxEx<br />
GS ILA Prime Obligation<br />
GS ILA Treasury Instrument<br />
GS ILA Treasury Obligation<br />
GS ILA TxEx Diversified<br />
GS Intl Real Estate Securities<br />
GS Research Select<br />
GS Structured Emerging<br />
Markets Equity<br />
GS Structured International<br />
Equity Flex<br />
GS Structured International<br />
Small Cap<br />
GS Structured Small Cap<br />
Equity<br />
GS Structured Small Cap<br />
Value<br />
GS Structured Tax Managed<br />
Equity<br />
GS Structured US Equity<br />
GS Tax Advantaged Global<br />
Equity<br />
GS Technology Tollkeeper<br />
GS Ultra-Short Duration<br />
GS US Mortgage<br />
GS VIT Core Fixed Income<br />
GS VIT Equity Index<br />
GS VIT Growth Opportunities<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 57<br />
GS VIT Mid Cap Value<br />
GS VIT Strategic Growth<br />
GS VIT Strategic Intl Equity<br />
GS VIT Structured US Equity<br />
GSC Acquisition Co<br />
GSE Systems Inc<br />
GSI Commerce Inc<br />
GSI Group Inc<br />
GSI Technology Inc<br />
GT Advanced Technologies<br />
Inc<br />
GTC BIOTHERAPEUTICS<br />
INC<br />
GTECH HOLDINGS CORP<br />
GTSI Corp.<br />
GTX Corp<br />
GTx Inc.<br />
GUANGSHEN RAILWAY CO<br />
LTD<br />
GuangZhou Global Telecom<br />
Inc<br />
Guaranty Bancorp<br />
GUARANTY BANCSHARES<br />
INC/TX<br />
Guaranty Federal<br />
Bancshares Inc<br />
Guaranty Financial Corp/Va<br />
Guaranty Financial Group Inc<br />
Guardian Small Cap<br />
Guardian Technologies<br />
International Inc<br />
Gucci Group Nv<br />
Guess ? Inc.<br />
Guggenheim BRIC ETF<br />
Guggenheim Build America<br />
Bonds Managed Duration<br />
Trust<br />
Guggenheim China Small<br />
Cap ETF<br />
Guggenheim Multi-Asset<br />
Income ETF<br />
Guggenheim S&P 500 Equal<br />
Weight ETF<br />
Guggenheim S&P Midcap<br />
400 Pure Growth ETF<br />
Guidance S<strong>of</strong>tware Inc<br />
GUIDANT CORP<br />
Guided Therapeutics Inc
ACCOUNTING SUPPORT FEE<br />
GUIDELINE INC<br />
GuideStone Aggressive<br />
Allocation<br />
GuideStone Balanced<br />
Allocation<br />
GuideStone Balanced<br />
Allocation I<br />
GuideStone Conservative<br />
Allocation<br />
GuideStone Equity Index<br />
GuideStone Extended Dur<br />
Bond<br />
GuideStone Growth<br />
Allocation<br />
GuideStone Growth Equity<br />
GuideStone International<br />
Equity<br />
GuideStone Low Duration<br />
Bond<br />
GuideStone Medium Dur<br />
Bond<br />
GuideStone Money Market<br />
GuideStone Small Cap<br />
Equity<br />
GuideStone Value Equity<br />
Guilford Mills Inc<br />
GUILFORD<br />
PHARMACEUTICAL INC<br />
Guinness Exploration Inc<br />
GUITAR CENTER INC<br />
GULF ISLAND<br />
FABRICATION INC<br />
Gulf United Energy Inc<br />
GulfMark Offshore Inc<br />
Gulfport Energy Corp<br />
Gulfterra Energy Partners-Lp<br />
Gundle/Slt Environmental Inc<br />
Gushan Environmental<br />
Energy Ltd<br />
GVI SECURITIES<br />
SOLUTIONS INC<br />
GVIT Bond Index<br />
GVIT Enhanced Income<br />
Gymboree Corp (The)<br />
Gyrodyne <strong>Company</strong> <strong>of</strong><br />
America Inc<br />
H & Q Healthcare Investors<br />
H D F C Bank Ltd<br />
H&E EQUIPMENT<br />
SERVICES INC<br />
H.B. Fuller Co.<br />
Habersham Bancorp<br />
Hackett Group Inc (The)<br />
Hadera Paper Ltd<br />
HAEMONETICS CORP<br />
HAGGAR CORP<br />
Hain Celestial Group Inc<br />
(The)<br />
Halcon Resources Corp<br />
Halcyon Jets Holdings Inc<br />
Hall Kinion & Associates Inc<br />
Hallador Energy Co<br />
HALLIBURTON CO<br />
Hallmark Financial Services<br />
Inc<br />
Hallwood Group Inc (The)<br />
Hallwood Realty Ptnrs -Lp<br />
Halozyme Therapeutics Inc<br />
HAMMONS JOHN Q<br />
HOTELS -CL A<br />
HAMPDEN BANCORP INC<br />
Hampshire Group Ltd<br />
Hampton Roads Bankshares<br />
Inc<br />
HAMPTONS LUXURY<br />
HOMES INC<br />
Hana Biosciences Inc<br />
Hancock (John) Bank and<br />
Thrift Opportunity Fund<br />
Hancock (John) Premium<br />
Dividend Fund<br />
Hancock Fabrics Inc.<br />
Hancock Holding Co<br />
Hancock Horizon<br />
Government MM<br />
Hancock John Finl Svcs Inc<br />
HANDLEMAN CO<br />
Handspring Inc<br />
Handy & Harman Ltd<br />
Hanesbrands Inc<br />
Hanger Orthopedic Group Inc<br />
Hanmi Financial Corp<br />
Hanover Capital Mortgage<br />
Holdings Inc.<br />
HANOVER DIRECT INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 58<br />
Hanover Insurance Group Inc<br />
(The)<br />
Hansberger Emerging Mkts<br />
Hansberger Intl Growth<br />
Hansberger Intl Value<br />
Hansen Medical Inc<br />
HANSON PLC<br />
Harbin Electric Inc<br />
Harbinger Group Inc<br />
HARBOR ACQUISITION<br />
CORP<br />
Harbor Bond<br />
Harbor Capital Appreciation<br />
HARBOR FLORIDA<br />
BANCSHARES<br />
HARBOR GLOBAL CO LTD<br />
Harbor High Yield<br />
Harbor International<br />
Harbor International Growth<br />
Harbor Large Cap Value<br />
Harbor Mid Cap Growth<br />
Harbor Real Return<br />
Harbor Small Cap Growth<br />
Harbor Small Cap Value<br />
Hardinge Inc<br />
HARLAND (JOHN H.) CO<br />
Harley-Davidson Inc.<br />
Harleysville Group Inc<br />
Harleysville National Corp<br />
Harleysville Savings Bank<br />
Harman International<br />
Industries Inc.<br />
Harmony Gold Mining Co Ltd<br />
Harrah's Entertainment Inc<br />
Harrington West Financial<br />
Group Inc<br />
Harris & Harris Group<br />
Harris Assoc Focus Value<br />
Harris Assoc Large Cap<br />
Value<br />
HARRIS CORP<br />
Harris Insight Index<br />
Harris Insight Intrmd TxEx<br />
HARRIS INTERACTIVE INC<br />
Harris Teeter Supermarkets<br />
Inc<br />
Harry Winston Diamond Corp<br />
Harsco Corp
ACCOUNTING SUPPORT FEE<br />
HARTCOURT COMPANIES<br />
INC<br />
Harte Hanks Inc.<br />
Hartford Advisers<br />
Hartford Balanced Allocation<br />
Hartford Capital Appreciation<br />
Hartford Capital Appreciation<br />
II<br />
Hartford Checks and<br />
Balances<br />
Hartford Corporate<br />
Opportunities<br />
Hartford Disciplined Eqty<br />
Hartford Dividend & Growth<br />
Hartford Equity Growth Alloc<br />
Hartford Equity Income<br />
Hartford Floating Rate<br />
Hartford Global All Asset<br />
Hartford Global Growth<br />
Hartford Global Health<br />
Hartford Growth<br />
Hartford Growth Allocation<br />
Hartford Growth Opport<br />
Hartford High Yield<br />
Hartford HLS Advisers<br />
Hartford HLS Cap<br />
Appreciation<br />
Hartford HLS Disciplined<br />
Eqty<br />
Hartford HLS Dividend &<br />
Grow<br />
Hartford HLS Equity Income<br />
Hartford HLS Global Adviser<br />
Hartford HLS Global Growth<br />
Hartford HLS Global Health<br />
Hartford HLS Growth<br />
Hartford HLS Growth Opport<br />
Hartford HLS High Yield<br />
Hartford HLS Index<br />
Hartford HLS Intl Growth<br />
Hartford HLS Intl Opport<br />
Hartford HLS Intl Sm<br />
<strong>Company</strong><br />
Hartford HLS Mid Cap<br />
Hartford HLS Mid Cap Value<br />
Hartford HLS Money Market<br />
Hartford HLS Mortgage Sec<br />
Hartford HLS Small Cap<br />
Growth<br />
Hartford HLS Small <strong>Company</strong><br />
Hartford HLS Stock<br />
Hartford HLS Total Return<br />
Bond<br />
Hartford HLS US Govt Sec<br />
Hartford HLS Value<br />
Hartford HLS Value Opport<br />
Hartford Inflation Plus<br />
Hartford Intl Growth<br />
Hartford Intl Opport<br />
Hartford Intl Small <strong>Company</strong><br />
Hartford Mid Cap<br />
Hartford Mid Cap Value<br />
Hartford Money Market<br />
Hartford Municipal<br />
Opportunities<br />
Hartford Short Duration<br />
Hartford Small Cap Growth<br />
Hartford Small <strong>Company</strong><br />
Hartford Stock<br />
Hartford Strategic Income<br />
Hartford Total Return Bond<br />
Hartford TxFr National<br />
Hartford US Govt Securities<br />
Hartford Value<br />
Hartford Value Opport<br />
HARVARD BIOSCIENCE<br />
INC<br />
HARVEST ENERGY TRUST<br />
Harvest Natural Resources<br />
Inc.<br />
Hasbro Inc.<br />
Hastings Entertainment Inc<br />
Hatteras Alpha Hedged<br />
Strategies<br />
Hatteras Financial Corp<br />
HAUPPAUGE DIGITAL INC<br />
HAVAS<br />
Haverty Furniture Companies<br />
Inc.<br />
Hawaiian Electric Industries<br />
Inc.<br />
Hawaiian Holdings Inc.<br />
Hawaiian Telcom Holdco Inc<br />
Hawaiian TxFr Trust<br />
HAWK CORP<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 59<br />
Hawkins Inc<br />
Hawthorn Bancshares Inc<br />
Hawthorne Financial Corp<br />
Hayes Lemmerz International<br />
Inc<br />
HAYNES INTERNATIONAL<br />
INC<br />
HC Innovations Inc<br />
HCA Holdings Inc<br />
Hcb Bancshares Inc<br />
HCC Insurance Holdings Inc.<br />
HCP Inc<br />
HCSB FINANCIAL CORP<br />
HD Partners Acquisition Corp<br />
Head NV, Rotterdam<br />
Headwaters Inc<br />
HEALTH BENEFITS DIRECT<br />
CORP<br />
Health Care REIT Inc.<br />
Health Care Select Sector<br />
SPDR Fund (The)<br />
Health Enhancement<br />
Products Inc<br />
Health Fitness Corp<br />
Health Grades Inc<br />
Health Management<br />
Associates Inc.<br />
Health Net Inc.<br />
Healthaxis Inc<br />
Healthcare Realty Trust Inc<br />
Healthcare Services Group<br />
Inc<br />
Healthetech Inc<br />
HEALTHSOUTH Corp<br />
HEALTHSPORT INC<br />
HealthSpring Inc<br />
HealthStream Inc<br />
HealthTronics Inc<br />
Healthtronics Surgical Svcs<br />
Healthways Inc<br />
Hearst-Argyle Television Inc.<br />
Heartland Express Inc<br />
Heartland Financial USA Inc<br />
HEARTLAND OIL & GAS<br />
CORP<br />
Heartland Payment Systems<br />
Inc<br />
Heartland Select Value
ACCOUNTING SUPPORT FEE<br />
Heartland Value<br />
Heartland Value Plus<br />
HeartWare International Inc<br />
HEARUSA INC<br />
Heckmann Corp<br />
Hecla Mining Co<br />
HECTOR<br />
COMMUNICATIONS CORP<br />
Heelys Inc<br />
HEI INC<br />
HEICO Corp<br />
Heidrick & Struggles<br />
International Inc<br />
HEINZ (H J) CO<br />
Helen <strong>of</strong> Troy Ltd<br />
Helicos BioSciences Corp<br />
Helix BioPharma Corp<br />
Helix Energy Solutions Group<br />
Inc<br />
HELIX TECHNOLOGY<br />
CORP<br />
Helix Wind Corp<br />
Hellenic Telecommunications<br />
Organizations OTE<br />
Helmerich & Payne Inc.<br />
Hemispherx BioPharma Inc.<br />
Hemlock Fed Finl Corp<br />
HemoBioTech Inc<br />
HEMOSENSE INC<br />
HEMOSOL CORP<br />
Henderson European Focus<br />
Henderson Global Equity<br />
Income<br />
Henderson Intl Opportunities<br />
Hendrx Corp.<br />
Hennessy Advisors Inc<br />
Hennessy Cornerstone<br />
Growth<br />
Hennessy Cornerstone<br />
Growth II<br />
Hennessy Focus 30<br />
Henry (Jack) & Associates<br />
Inc.<br />
HENRY BROS<br />
ELECTRONICS INC<br />
Henry Schein Inc<br />
HEPALIFE TECHNOLOGIES<br />
INC<br />
HERBALIFE LTD<br />
Hercules Inc<br />
Hercules Offshore Inc<br />
Hercules Technology Growth<br />
Capital Inc<br />
Here Enterprises Inc<br />
Heritage Bankshares Inc<br />
Heritage Commerce Corp<br />
Heritage Financial Corp<br />
Heritage Financial Group Inc<br />
Heritage Growth Equity<br />
Heritage Oaks Bancorp<br />
HERITAGE PPTY<br />
INVESTMENT TR<br />
Heritage-Crystal Clean Inc<br />
Herley Industries Inc<br />
Herman Miller Inc<br />
Hersha Hospitality Trust<br />
Hershey Co (The)<br />
Heska Corp<br />
HESS CORP<br />
Hewitt Associates Inc.<br />
Hewlett-Packard Co<br />
HF Financial Corp.<br />
HFF INC<br />
hhgregg Inc<br />
Hi Tech Pharmacal Co Inc<br />
hi/fn Inc<br />
HIBBETT SPORTS INC<br />
Hibernia Cap Appreciation<br />
HIBERNIA CORP -CL A<br />
Hickory Tech Corp<br />
Hicks Acquisition Co I Inc<br />
Hicks Acquisition <strong>Company</strong> II<br />
Inc<br />
HIENERGY<br />
TECHNOLOGIES INC<br />
High Speed Access Corp<br />
Highbury Financial Inc<br />
Higher One Holdings Inc<br />
Highland Credit Strategies<br />
Fund<br />
Highland Floating Rate<br />
HIGHLAND HOSPITALITY<br />
CORP<br />
Highland Money Market II<br />
Highland US Equity<br />
Highlands Acquisition Corp<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 60<br />
HIGHLANDS BANKSHARES<br />
INC<br />
HIGHLANDS BANKSHARES<br />
INC/VA<br />
HighMark 100% US Treas<br />
MM<br />
HighMark Bond<br />
HighMark CA TxFr MM<br />
HighMark Diversified MMF<br />
Highmark International<br />
Opportunities<br />
HighMark Large Cap Value<br />
HighMark Small Cap Value<br />
HighMark US Govt MM<br />
HighMark Value Momentum<br />
Highwoods Properties Inc.<br />
HILAND HOLDINGS GP LP<br />
HILAND PARTNERS LP<br />
Hilb Rogal & Hobbs Co<br />
HILL INTERNATIONAL INC<br />
Hillenbrand Inc<br />
Hilliard Lyons Government<br />
Hill-Rom Holdings Inc<br />
Hills Bancorporation<br />
Hilltop Holdings Inc<br />
HILTON HOTELS CORP<br />
HINES HORTICULTURE INC<br />
HireRight Inc<br />
Hirsch International Corp.<br />
HI-SHEAR TECHNOLOGY<br />
CORP<br />
Hispanic Broadcasting<br />
HITACHI LTD<br />
Hitor Group Inc<br />
Hittite Microwave Corp<br />
HKN Inc<br />
HLF Emerging Markets<br />
HLF International Equity<br />
HLM Institutional Emerging<br />
Markets<br />
HLTH Corp<br />
HMN Financial Inc<br />
HMS Holdings Corp<br />
HNI Corp<br />
Hodges Fund<br />
Hoku Corp<br />
Hollinger Inc
ACCOUNTING SUPPORT FEE<br />
Hollis-Eden Pharmaceuticals<br />
Inc<br />
Holloman Energy Corp<br />
HOLLY ENERGY<br />
PARTNERS LP<br />
HollyFrontier Corp<br />
Hollysys Automation<br />
Technologies Ltd<br />
Hollywood Entmt Corp<br />
Hollywood Media Corp.<br />
HOLOGIC INC<br />
Home Bancorp Inc<br />
Home Bancshares Inc<br />
Home Depot Inc. (The)<br />
Home Diagnostics Inc<br />
Home Federal Bancorp Inc<br />
Home Federal Bancorp/LA<br />
Home Inns & Hotels<br />
Management Inc<br />
HOME LOAN FINL CORP<br />
Home Products Intl Inc<br />
Home Properties Inc.<br />
HomeAway Inc<br />
HOMEFED CORP<br />
Homeowners Choice Inc<br />
Homestead Short Term Bond<br />
Homestead Value<br />
HONDA MOTOR CO LTD<br />
Hondo Minerals Corp<br />
Honeywell International Inc.<br />
Hong Kong Winalite Group<br />
Inc<br />
Hooker Furniture Corp<br />
Hooper Holmes Inc.<br />
HOPFED BANCORP INC<br />
Horace Mann Educators<br />
Corporation<br />
Horizon Bancorp<br />
HORIZON<br />
BANCORPORATION INC<br />
Horizon Financial Corp<br />
HORIZON HEALTH CORP<br />
Horizon Lines Inc<br />
Horizon Medical Products Inc<br />
HORIZON OFFSHORE INC<br />
Horizon Organic Holding<br />
Horizon Pharma Inc<br />
HORMEL FOODS CORP<br />
Hornbeck Offshore Services<br />
Inc.<br />
HORNE INTERNATIONAL<br />
INCHORNE<br />
Horsehead Holding Corp<br />
Hospira Inc<br />
Hospitality Properties Trust<br />
Host Hotels & Resorts Inc<br />
Hot Topic Inc<br />
Hotchkis & Wiley Diversified<br />
Value<br />
Hotchkis & Wiley Large Cap<br />
Val<br />
Hotchkis & Wiley Mid Cap<br />
Val<br />
Hotchkis & Wiley Sml Cap<br />
Val<br />
HOUSE OF BRUSSELS<br />
CHOCOLATES<br />
HOUSERAISING INC<br />
Houston American Energy<br />
Corp<br />
HOUSTON EXPLORATION<br />
CO<br />
Houston Wire & Cable Co<br />
Hovnanian Enterprises Inc.<br />
Howard Hughes Corp (The)<br />
Hpsc Inc<br />
HQ Sustainable Maritime<br />
Industries Inc<br />
HS3 TECHNOLOGIES INC<br />
HSBC Holdings PLC<br />
HSBC Inv Fixed Income<br />
HSBC Inv Intl Equity<br />
HSBC Inv NY TxFr MM<br />
HSBC Inv Prime MM<br />
HSBC Inv Small Cap Equity<br />
HSBC Inv US Govt MM<br />
HSBC Inv US Treasury MM<br />
HSN Inc<br />
HST Global Inc<br />
HSW International Inc<br />
Huaneng Power International<br />
Inc<br />
Hub Group Inc<br />
HUB INTERNATIONAL LTD<br />
Hubbell Inc<br />
HUDBAY MINERALS INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 61<br />
Hudson City Bancorp Inc<br />
Hudson Highland Group Inc<br />
HUDSON HOLDING CORP<br />
Hudson Pacific Properties Inc<br />
Hudson River Bancorp Inc<br />
HUDSON TECHNOLOGIES<br />
INC<br />
HUDSON UNITED<br />
BANCORP<br />
Hudson Valley Holding Corp<br />
Huffy Corp<br />
Hughes Communications Inc<br />
HUGHES SUPPLY INC<br />
Hughes Telematics Inc<br />
Hugoton Royalty Trust<br />
Huiheng Medical Inc<br />
HUMAN BIOSYSTEMS<br />
HUMAN GENOME<br />
SCIENCES INC<br />
Humana Inc.<br />
Humboldt Bancorp<br />
HUMMINGBIRD LTD<br />
Hunt Global Resources Inc<br />
Huntington Bancshares Inc<br />
Huntington Fixed Income Sec<br />
Huntington Growth<br />
Huntington Ingalls Industries<br />
Inc<br />
Huntington Intl Equity<br />
Huntington MM<br />
Huntington OH Muni MM<br />
Huntington US Treas MM<br />
HuntMountain Resources Ltd<br />
HUNTSMAN CORP<br />
Hurco Companies Inc<br />
Huron Consulting Group Inc<br />
Hussman Strategic Growth<br />
Hussman Strategic Total<br />
Return<br />
Hutchinson Technology Inc<br />
Hutchison<br />
Telecommunications<br />
International Ltd<br />
Huttig Building Products Inc<br />
Hyatt Hotels Corp<br />
HYBRID FUEL SYSTEMS<br />
INC<br />
Hycor Biomedical Inc
ACCOUNTING SUPPORT FEE<br />
HYDRIL CO<br />
HYDROGEN CORP<br />
HYDROGEN ENGINE<br />
CENTER INC<br />
Hydrogen Hybrid<br />
Technologies Inc<br />
HYDROGEN POWER INC<br />
HYDROGENICS CORP<br />
Hypercom Corp<br />
Hyperdynamics Corp<br />
Hyperion Brookfield Total<br />
Return Fund Inc (The)<br />
HYPERION SOLUTIONS<br />
CORP<br />
Hy-Tech Technology Group<br />
Inc<br />
HYTHIAM INC<br />
I.D. Systems Inc<br />
I/O Magic Inc<br />
I2 Technologies Inc<br />
IA Global Inc.<br />
IAC/InterActiveCorp<br />
IAMGold Corp<br />
IB3 Networks Inc<br />
iBasis Inc<br />
IBERIABANK Corp<br />
iBio Inc<br />
IBIS TECHNOLOGY CORP<br />
IBT BANCORP INC<br />
icad Inc<br />
Icagen Inc.<br />
Icahn Enterprises LP<br />
ICARBON CORP<br />
Icg Communications<br />
ICG Group Inc<br />
Icici Bank Ltd<br />
ICI-IMPERIAL CHEM INDS<br />
PLC<br />
ICM Small <strong>Company</strong><br />
ICO Inc<br />
ICON Energy<br />
ICON Financial Services<br />
ICON Healthcare<br />
ICON Information<br />
Technology<br />
ICON Long Short<br />
ICON PLC<br />
ICONIX BRAND GROUP INC<br />
ICOP DIGITAL INC<br />
ICORIA INC<br />
ICOS CORP<br />
ICOS VISION SYSTEM NV<br />
ICP Solar Technologies Inc<br />
ICT Govt Cash & Agency<br />
ICT GROUP INC<br />
ICT TECHNOLOGIES INC<br />
ICT Treasury<br />
Icts International N V<br />
ICU Medical Inc<br />
ICx Technologies Inc<br />
ID BIOMEDICAL CORP<br />
IDACORP Inc.<br />
Ideation Acquisition Corp<br />
Idenix Pharmaceuticals Inc<br />
IDENTIX INC<br />
IDERA<br />
PHARMACEUTICALS INC<br />
IDEX Corporation<br />
IDEXX Laboratories Inc<br />
IDM PHARMA INC<br />
IDO Security Inc<br />
IDT Corp<br />
IDX SYSTEMS CORP<br />
IEC Electronics Corp<br />
I-FLOW CORP<br />
IFM Investments Ltd<br />
IFT Money Market Portfolio<br />
Igen Inc<br />
IGI Laboratories Inc<br />
IGNIS PETROLEUM GROUP<br />
INC<br />
iGo Inc<br />
IHS Inc<br />
II VI Inc<br />
Ikanos Communications Inc<br />
IKON Office Solutions Inc.<br />
Ilex Oncology Inc<br />
Illinois Tool Works Inc.<br />
Illumina Inc<br />
Ilog SA, Gentilly<br />
ILX RESORTS INC<br />
IMAGE ENTERTAINMENT<br />
INC<br />
Image Sensing Systems Inc<br />
ImageWare Systems Inc.<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 62<br />
Imaging Diagnostic Systems<br />
Inc<br />
IMAGING3 INC<br />
IMAGISTICS<br />
INTERNATIONAL INC<br />
Imanage Inc<br />
I-many Inc<br />
ImaRx Therapeutics Inc<br />
Imation Corp.<br />
Imax Corp<br />
Imc Global Inc<br />
IMCLONE SYSTEMS INC<br />
IMCOR PHARMACEUTICAL<br />
CO<br />
IMEDIA INTERNATIONAL<br />
INC<br />
Imergent Inc<br />
Immersion Corp<br />
IMMTECH<br />
PHARMACEUTICALS INC<br />
IMMUCOR INC<br />
IMMUNE RESPONSE<br />
CORP/DE<br />
Immunicon Corp<br />
IMMUNOGEN INC<br />
IMMUNOMEDICS INC<br />
IMPAC MEDICAL SYSTEMS<br />
INC<br />
Impac Mortgage Holdings<br />
Inc.<br />
IMPART MEDIA GROUP<br />
Impax Laboratories Inc<br />
Imperial Capital Bancorp Inc<br />
Imperial Holdings Inc<br />
IMPERIAL INDUSTRIES INC<br />
IMPERIAL PARKING CORP<br />
IMPERIAL SUGAR CO<br />
IMPERIAL TOBACCO<br />
GROUP PLC<br />
Imperva Inc<br />
IMPLANT SCIENCES CORP<br />
IMPSAT FIBER NETWORKS<br />
INC<br />
IMRIS Inc<br />
IMS HEALTH INC<br />
INAMED CORP<br />
INCO LTD
ACCOUNTING SUPPORT FEE<br />
Income Opportunity Realty<br />
Investors Inc.<br />
inContact Inc<br />
Incredimail Ltd<br />
INCYTE CORP<br />
INDEPENDENCE CMNTY<br />
BK CORP<br />
INDEPENDENCE HOLDING<br />
CO<br />
Independent Bank Corp<br />
Independent Bank Corp.<br />
INDEVUS<br />
PHARMACEUTICALS INC<br />
Index Development Partners<br />
Index Oil & Gas Inc<br />
India Fund Inc. (The)<br />
India Globalization Capital<br />
Inc<br />
Indiana Community Bancorp<br />
Indigo-Energy Inc<br />
INDUS INTERNATIONAL<br />
INC<br />
Industrial Distribution Group<br />
Inc.<br />
Industrial Select Sector<br />
SPDR Fund (The)<br />
Industrial Services <strong>of</strong><br />
America Inc<br />
INERGY HOLDINGS LP<br />
Inergy LP<br />
Inergy Midstream LP<br />
Inet Technologies Inc<br />
Infineon Technologies AG,<br />
Muenchen<br />
Infinera Corp<br />
INFINITY ENERGY<br />
RESOURCES<br />
Infinity Pharmaceuticals Inc<br />
Infinity Property & Cas Corp<br />
Infinity Property and Casualty<br />
Corp<br />
INFOCROSSING INC<br />
Infocus Corp (USA)<br />
infoGROUP Inc<br />
InfoLogix Inc<br />
Infonet Services Corp<br />
Informatica Corp<br />
INFORMATION HOLDINGS<br />
INC<br />
Information Resources Inc<br />
Information Services Group<br />
Inc<br />
INFORTE CORP<br />
INFOSMART GROUP INC<br />
INFOSONICS CORP<br />
InfoSpace Inc<br />
INFOSYS TECHNOLOGIES<br />
LTD<br />
INFRASOURCE SERVICES<br />
INFRASTRUCTURE<br />
DEVELOPMENTS CORP.<br />
Infusion Brands International<br />
inc<br />
InfuSystem Holdings Inc<br />
ING Alliance Mid Cap Growth<br />
ING Am Century Select<br />
ING American Funds Asset<br />
Allocation<br />
ING American Funds Bond<br />
ING American Funds Gro &<br />
Inc<br />
ING American Funds Growth<br />
ING American Funds Intl<br />
ING Artio Foreign<br />
ING Asia Pacific High<br />
Dividend Equity Income Fund<br />
ING Balanced<br />
ING Balanced Portfolio<br />
ING Baron Small Cap Growth<br />
ING BlackRock Inflation<br />
Protected Bond<br />
ING BlackRock Large Cap<br />
Growth<br />
ING BlackRock Science &<br />
Tech Opportunity<br />
ING Brokerage Cash<br />
Reserves<br />
ING CapGuardian Small Mid<br />
Cap<br />
ING CapGuardian US<br />
Equities<br />
ING Clarion Global Real<br />
Estate Port<br />
ING Clarion RE Inc Fd<br />
ING Clarion Real Estate<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 63<br />
ING Classic Money Market<br />
ING Columbia Small Cap<br />
Value<br />
ING Core Equity Research<br />
ING Corporate Leaders<br />
ING Davis New York Venture<br />
ING Disciplined Intl Sm Cap<br />
ING Diversified International<br />
ING Emerging Countries<br />
ING Emerging Mkts Fixed<br />
Income<br />
ING Euro STOXX 50 Index<br />
ING Fidelity VIP Contrafund<br />
ING Financial Services<br />
ING FMR Diversified Mid Cap<br />
ING Foreign<br />
ING Franklin Income<br />
ING Franklin Mutual Shares<br />
ING Franklin Templeton<br />
Founding Strategy<br />
ING FTSE 100 Index<br />
ING Get US Core<br />
ING GetD Fund<br />
ING GetE Fund<br />
ING GetS Fund<br />
ING GetV Fund<br />
ING Global Advantage &<br />
Premium Opportunity Fund<br />
ING GLOBAL ADVTG PREM<br />
OPP FD<br />
ING Global Bond<br />
ING Global Bond Portfolio<br />
ING Global Equity Dividend<br />
ING Global Equity Dividend<br />
and Premium Opportunity<br />
Fund<br />
ING Global Real Estate<br />
ING Global Resources<br />
ING Global Value Choice<br />
ING GNMA Income<br />
ING Goldman Sachs<br />
Commodities<br />
ING GROEP NV<br />
ING Growth & Income<br />
Portfolio<br />
ING Growth & Value<br />
ING High Yield Opportunity
ACCOUNTING SUPPORT FEE<br />
ING Index + Large Cap<br />
Portfolio<br />
ING Index + Mid Cap<br />
Portfolio<br />
ING Index + Small Cap<br />
Portfolio<br />
ING Index Plus Large Cap<br />
ING Index Plus Mid Cap<br />
ING Infrastructure Industrials<br />
and Materials Fund<br />
ING Institutional Prime<br />
Money Market<br />
ING Intermediate Bond<br />
ING Intermediate Bond<br />
Portfolio<br />
ING International Index<br />
ING International Real Estate<br />
ING International Small Cap<br />
Multimgr<br />
ING International Val<br />
Portfolio<br />
ING International Value<br />
ING Invesco Van Kampen<br />
Equity & Income<br />
ING Invesco Van Kampen<br />
Growth & Income<br />
ING Janus Contrarian<br />
ING Japan TOPIX Index<br />
ING JPM Emerging Markets<br />
Equity<br />
ING JPM Intl<br />
ING JPM Mid Cap Value<br />
ING JPM Small Cap Core<br />
Equity<br />
ING JPM Value Opportunities<br />
ING Large Cap Growth<br />
ING Legg Mason P<br />
Aggressive Growth<br />
ING Legg Mason P All Cap<br />
ING Legg Mason Value<br />
ING Lifestyle Aggrsv Growth<br />
ING Lifestyle Growth<br />
ING Lifestyle Moderate<br />
ING Lifestyle Moderate<br />
Growth<br />
ING Limited Maturity Bond<br />
ING Liquid Asset<br />
ING Lord Abbett Affiliated<br />
ING Magna Cap<br />
ING Marsico Growth<br />
ING MFS Total Return<br />
ING MFS Utilities<br />
ING Mid Cap Gro<br />
ING Mid Cap Opportunities<br />
ING Mid Cap Opportunities<br />
Portfolio<br />
ING Money Market<br />
ING Money Market Portfolio<br />
ING Morgan Stanley Global<br />
Franchise<br />
ING Neuberger Berman<br />
Partners<br />
ING Oppenheimer Global<br />
ING Oppenheimer Main<br />
Street<br />
ING PIMCO High Yield<br />
ING Pimco Total Return<br />
ING PIMCO Total Return<br />
Bond<br />
ING Pioneer Mid Cap Value<br />
ING Prime Rate Trust<br />
ING Principal Protect IV<br />
ING Principal Protection I<br />
ING Principal Protection II<br />
ING Principal Protection III<br />
ING Principal Protection V<br />
ING Principal Protection VI<br />
ING Principal Protection VII<br />
ING Real Estate<br />
ING Retirement Conservative<br />
ING Retirement Growth<br />
ING Retirement Moderate<br />
ING Retirement Moderate<br />
Growth<br />
ING Risk Managed Natural<br />
Resources Fund<br />
ING Russell Large Cap<br />
Growth Index<br />
ING Russell Large Cap Index<br />
ING Russell Mid Cap Growth<br />
Index<br />
ING Russell Mid Cap Index<br />
ING Russell Small Cap Index<br />
ING Russia<br />
ING Senior Income<br />
ING Small Cap Opport<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 64<br />
ING Small <strong>Company</strong><br />
ING Small <strong>Company</strong> Portfolio<br />
ING Solution 2015<br />
ING Solution 2025<br />
ING Solution 2035<br />
ING Solution 2045<br />
ING T Rowe Cap<br />
Appreciation<br />
ING T Rowe Diversified Mid<br />
Cap Gro<br />
ING T Rowe Equity Income<br />
ING T Rowe Growth Equity<br />
ING T Rowe International<br />
Stock<br />
ING Templeton Foreign<br />
Equity<br />
ING Templeton Global<br />
Growth<br />
ING Thornburg Value<br />
ING UBS US Large Cp Eqty<br />
ING US Bond Index<br />
ING US Stock Index<br />
ING Value Choice<br />
ING Van Kampen Capital<br />
Growth<br />
ING Van Kampen Comstock<br />
ING Van Kampen Large Cap<br />
Growth<br />
ING VP Index Plus<br />
International Equity<br />
ING VP Strategic Alloc<br />
Growth<br />
ING VP Strategic Alloc<br />
Moderate<br />
ING Wells Fargo Disciplined<br />
Value<br />
Ingersoll-Rand Plc<br />
Ingles Markets Inc<br />
Ingram Micro Inc.<br />
Inhibitex Inc<br />
INKINE PHARMACEUTICAL<br />
CO INC<br />
Inksure Technologies Inc<br />
Inland Land Appreciation<br />
Fund II LP<br />
Inland Real Estate Corp<br />
INNCARDIO INC<br />
INNERWORKINGS INC
ACCOUNTING SUPPORT FEE<br />
INNKEEPERS USA TRUST<br />
Innodata Isogen Inc<br />
Innophos Holdings Inc<br />
Innospec Inc<br />
INNOTRAC CORP<br />
Innovaro Inc<br />
Innovative Card<br />
Technologies Inc.<br />
Innovative S<strong>of</strong>tware Tech Inc<br />
Innovative Solutions and<br />
Support Inc<br />
INNOVEX INC<br />
INNOVIVE<br />
PHARMACEUTICALS INC<br />
INNUITY INC<br />
Inovio Pharmaceuticals Inc<br />
Inphi Corp<br />
INSIGHT<br />
COMMUNICATIONS INC<br />
Insight Enterprises Inc<br />
InSight Health Services<br />
Holdings Corp<br />
Insightful Corp<br />
INSIGNIA SOLUTIONS PLC<br />
-ADR<br />
INSIGNIA SYSTEMS INC<br />
InSite Vision Inc<br />
Insmed Inc<br />
Insperity Inc.<br />
INSPIRE<br />
PHARMACEUTICALS INC<br />
InspireMD, Inc.<br />
Insteel Industries<br />
INSTINET GROUP INC<br />
Institutional Financial Markets<br />
Inc<br />
Institutional Money Market<br />
INSURANCE AUTO<br />
AUCTIONS INC<br />
Insurance Mgmt Solutions<br />
Grp<br />
INSURE.COM INC<br />
InsWeb Corp<br />
INTAC INTERNATIONAL<br />
Integra Bank Corp<br />
Integra LifeSciences<br />
Holdings Corp<br />
Integral Systems Inc<br />
INTEGRAL<br />
TECHNOLOGIES INC<br />
INTEGRAL VISION INC<br />
IntegraMed America Inc<br />
INTEGRATED ALARM SVCS<br />
GROUP<br />
INTEGRATED BIOPHARMA<br />
INC<br />
INTEGRATED CIRCUIT<br />
SYSTEMS<br />
Integrated Data Corp<br />
Integrated Defense Tech Inc<br />
Integrated Device<br />
Technology Inc.<br />
Integrated Electrical Services<br />
Inc<br />
Integrated Enviro<br />
Technologies Ltd<br />
Integrated Healthcare<br />
Holdings Inc<br />
INTEGRATED SECURITY<br />
SYS INC<br />
Integrated Silicon Solution<br />
Inc<br />
INTEGRITY BANCSHARES<br />
INC<br />
INTEGRITY FINANCIAL<br />
CORP<br />
Integrys Energy Group Inc<br />
Intel Corp<br />
INTELIDATA<br />
TECHNOLOGIES CORP<br />
Intellicheck Mobilisa Inc<br />
Intelligent Communication<br />
Enterprise Corp<br />
Intelligentias Inc<br />
Intelligroup Inc<br />
IntelliPharmaCeutics<br />
International Inc<br />
INTELLISYNC CORP<br />
Intellon Corp<br />
Inter Parfums Inc<br />
INTERACTIVE BRAND DEV<br />
INC<br />
Interactive Brokers Group Inc<br />
Interactive Data Corp<br />
Interactive Intelligence Group<br />
Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 65<br />
INTERACTIVE SYSTEMS<br />
WORLDWDE<br />
Interactive Television<br />
Networks<br />
InterAmerican Acquisition<br />
Group Inc<br />
Inter-Atlantic Financial Inc<br />
Intercept Inc<br />
INTERCHANGE FINL SVCS<br />
CP/NJ<br />
interCLICK Inc<br />
Intercontinental Hotels Group<br />
PLC<br />
IntercontinentalExchange Inc<br />
InterDigital Inc<br />
Interface Inc<br />
INTERGRAPH CORP<br />
Intergroup Corp (The)<br />
INTERLEUKIN GENETICS<br />
INC<br />
Interline Brands Inc.<br />
INTERLINK ELECTRONICS<br />
Interlott Technologies Inc<br />
INTERMAGNETICS<br />
GENERAL CORP<br />
Intermec Inc<br />
Intermediate Bond Fund<br />
America<br />
Intermet Corp<br />
InterMetro Communications<br />
Inc<br />
INTERMIX MEDIA INC<br />
Intermolecular Inc<br />
Intermountain Community<br />
Bancorp<br />
INTERMUNE INC<br />
Internap Network Services<br />
Corp<br />
International Absorbents Inc<br />
INTERNATIONAL<br />
ALUMINUM CORP<br />
International Bancshares<br />
Corp<br />
International Business<br />
Machines Corp<br />
International Coal Group Inc<br />
INTERNATIONAL<br />
COMMERCIAL TV
ACCOUNTING SUPPORT FEE<br />
INTERNATIONAL ENERGY<br />
INC<br />
International Fight League<br />
Inc<br />
International Flavors &<br />
Fragrances Inc.<br />
International Fuel Technology<br />
Inc<br />
International Game<br />
Technology<br />
International Hi-Tech<br />
Industries Inc<br />
INTERNATIONAL<br />
ISOTOPES INC<br />
International Monetary<br />
Systems<br />
International Power Group<br />
Ltd<br />
INTERNATIONAL POWER<br />
PLC<br />
International Rectifier Corp<br />
INTERNATIONAL ROYALTY<br />
CORP<br />
International Shipholding<br />
Corp<br />
International Speedway Corp<br />
INTERNATIONAL STEEL<br />
GRP INC<br />
International Stem Cell Corp<br />
International Textile Group<br />
Inc<br />
International Tower Hill Mines<br />
Ltd<br />
International Wire Group Inc<br />
Internet Brands Inc<br />
Internet Gold-Golden Lines<br />
Ltd<br />
INTERNET INITIATIVE<br />
JAPAN INC<br />
INTERNET SECURITY SYS<br />
INC<br />
Interoil Corp<br />
INTERPHASE CORP<br />
INTERPOOL INC<br />
Interpore International<br />
Interpublic Group <strong>of</strong><br />
Companies Inc. (The)<br />
Intersections Inc<br />
Intersil Corp<br />
Interstate Bakeries Corp<br />
Interstate Hotels & Resorts<br />
Inc.<br />
Intertan Inc<br />
Intertape Polymer Group Inc.<br />
INTER-TEL INC -SER A<br />
Interval Leisure Group Inc<br />
Intervest Bancshares Corp.<br />
INTERVIDEO INC<br />
INTERVOICE INC<br />
Interwave Commun Intl Ltd<br />
Interwoven Inc<br />
InterXion Holding NV<br />
inTest Corp<br />
Intevac Inc<br />
INTIER AUTOMOTIVE INC<br />
INTL DISPLAYWORKS INC<br />
INTL FCStone Inc<br />
Intl Multifoods Corp<br />
INTL SECURITIES EXCHNG<br />
HLDGS<br />
INTRADO INC<br />
INTRALASE CORP<br />
IntraLinks Holdings Inc<br />
Intraware Inc<br />
INTRAWEST CORP<br />
Intrepid Potash Inc<br />
Intrepid Small Cap<br />
Intricon Corp<br />
Intuit Inc.<br />
INTUITIVE SURGICAL INC<br />
Invacare Corp<br />
InvenSense Inc<br />
INVENTIV HEALTH INC<br />
Inventure Foods Inc<br />
Inveresk Research Group Inc<br />
INVESCO Advntg Glbl Hlth<br />
Sci<br />
Invesco Asia Pacific Growth<br />
INVESCO Balanced<br />
Invesco Balanced Risk<br />
Allocation<br />
Invesco Basic Balanced<br />
Invesco Basic Value<br />
Invesco CA TxFr Inc<br />
Invesco Capital Development<br />
INVESCO Cash Reserves<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 66<br />
Invesco Charter<br />
Invesco Constellation<br />
Invesco Convertible<br />
Securities<br />
Invesco Core Bond<br />
Invesco Developing Mkts<br />
Invesco Diversified Dividend<br />
Invesco Dividend Growth<br />
Securities<br />
Invesco Dynamics<br />
Invesco Energy<br />
Invesco Equally Weighted<br />
S&P 500<br />
INVESCO European<br />
Invesco European Growth<br />
Invesco Floating Rate<br />
Invesco Glbl Core Equity<br />
Invesco Glbl Health Care<br />
Invesco Glbl Real Estate<br />
Invesco Glbl Small & Mid<br />
Cap Growth<br />
Invesco Global Dividend<br />
Growth Securities<br />
Invesco Gold & Precious<br />
Metals<br />
INVESCO Growth<br />
Invesco Growth Allocation<br />
Invesco High Income Muni<br />
INVESCO High Yield<br />
Invesco Income<br />
Invesco International Core<br />
Equity<br />
Invesco International Growth<br />
Invesco International Small<br />
<strong>Company</strong><br />
Invesco Large Cap Growth<br />
Invesco Large Relative Value<br />
Invesco Leisure<br />
Invesco Ltd<br />
Invesco Mid Cap Core Equity<br />
Invesco Moderate Allocation<br />
Invesco Moderate Growth<br />
Allocation<br />
Invesco Money Market<br />
Invesco Mortgage Capital Inc<br />
Invesco Multi Sector<br />
Invesco Muni Bond<br />
Invesco Municipal
ACCOUNTING SUPPORT FEE<br />
Invesco Prime Income Trust<br />
Invesco Quality Municipal<br />
Income Trust<br />
Invesco Real Estate<br />
Invesco S&P 500 Index<br />
INVESCO Select Income<br />
Invesco Short Term Bond<br />
Invesco Small Cap Equity<br />
Invesco Small Cap Growth<br />
Invesco Small Companies<br />
Invesco Special Value<br />
Invesco STIT Govt & Agency<br />
Invesco STIT Govt Tx Advntg<br />
Invesco STIT Liquid Assets<br />
Invesco STIT STIC Prime<br />
Invesco STIT Treasury<br />
Invesco Summit Fund<br />
Invesco Tax Exempt<br />
Securities<br />
Invesco Technology<br />
INVESCO<br />
Telecommunications<br />
Invesco TxFr Cash Reserve<br />
Invesco TxFr Intermediate<br />
Invesco US Govt<br />
Invesco US Small Cap Value<br />
Invesco V.I. Basic Value<br />
Invesco V.I. Capital<br />
Appreciation<br />
Invesco V.I. Core Equity<br />
Invesco V.I. Government<br />
Securities<br />
Invesco V.I. International<br />
Growth<br />
Invesco V.I. Mid Cap Core<br />
Equity<br />
Invesco Value Municipal<br />
Income Trust<br />
Invesco Van Kampen<br />
Advantage Municipal Income<br />
Trust II<br />
Invesco Van Kampen<br />
American Franchise<br />
Invesco Van Kampen<br />
American Value<br />
Invesco Van Kampen<br />
California Value Muni Income<br />
Trust<br />
Invesco Van Kampen Capital<br />
Growth<br />
Invesco Van Kampen<br />
Comstock<br />
Invesco Van Kampen<br />
Corporate Bond<br />
Invesco Van Kampen<br />
Dynamic Credit Opportunities<br />
Fund<br />
Invesco Van Kampen<br />
Emerging Markets<br />
Invesco Van Kampen<br />
Enterprise<br />
Invesco Van Kampen Equity<br />
& Income<br />
Invesco Van Kampen Global<br />
Franchise<br />
Invesco Van Kampen<br />
Government Security<br />
Invesco Van Kampen Growth<br />
& Income<br />
Invesco Van Kampen Harbor<br />
Invesco Van Kampen High<br />
Yield<br />
Invesco Van Kampen High<br />
Yield Municipal<br />
Invesco Van Kampen Insured<br />
Tax Free Income<br />
Invesco Van Kampen<br />
Intermediate Municipal<br />
Income<br />
Invesco Van Kampen<br />
International Growth<br />
Invesco Van Kampen Mid<br />
Cap Growth<br />
Invesco Van Kampen<br />
Municipal Income<br />
Invesco Van Kampen<br />
Municipal Opportunity Trust<br />
Invesco Van Kampen<br />
Municipal Trust<br />
Invesco Van Kampen<br />
Pennsylvania Value<br />
Municipal Income Trust<br />
Invesco Van Kampen Real<br />
Estate Security<br />
Invesco Van Kampen Senior<br />
Income Trust<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 67<br />
Invesco Van Kampen Senior<br />
Loan<br />
Invesco Van Kampen Small<br />
Cap Growth<br />
Invesco Van Kampen Small<br />
Cap Value<br />
Invesco Van Kampen Trust<br />
for Investment Grade<br />
Municipals<br />
Invesco Van Kampen US<br />
Mortgage<br />
Invesco Van Kampen V.I.<br />
Comstock<br />
Invesco Van Kampen V.I.<br />
Equity & Income<br />
Invesco Van Kampen V.I.<br />
Government<br />
Invesco Van Kampen V.I.<br />
Growth & Income<br />
Invesco Van Kampen V.I. Mid<br />
Cap Value<br />
Invesco Van Kampen Value<br />
Opportunity<br />
Investment Technology<br />
Group Inc.<br />
Investors Bancorp Inc<br />
Investors Capital Holdings<br />
Ltd<br />
INVESTORS FINANCIAL<br />
SVCS CP<br />
INVESTORS REAL ESTATE<br />
TRUST<br />
Investors Title Co<br />
INVISA INC<br />
Invision Technologies Inc<br />
Invitel Holdings A/S<br />
Invivo Corp<br />
INX Inc<br />
INYX INC<br />
IOMAI CORP<br />
Iomega Corp<br />
ION Geophysical Corp<br />
ION MEDIA NETWORKS<br />
INC<br />
IONA TECHNOLOGIES PLC<br />
Ionatron Inc.<br />
IONICS INC
ACCOUNTING SUPPORT FEE<br />
Iowa Telecommunications<br />
Services Inc<br />
iPass Inc<br />
IPAYMENT INC<br />
IPC Holdings Ltd<br />
IPC The Hospitalist Co Inc<br />
iPCS Inc.<br />
Ipec Holdings Inc<br />
IPG Photonics Corp<br />
IPIX CORP<br />
IPSCO INC<br />
IR BIOSCIENCES<br />
HOLDINGS INC<br />
IRELAND INC<br />
IRIDEX Corp<br />
Iridium Communications Inc<br />
IRIS International Inc.<br />
iRobot Corp<br />
Iron Strategic Income<br />
IronBridge Frontegra Small<br />
Cap<br />
IronBridge SMID Cap<br />
Ironclad Performance Wear<br />
Corp<br />
Ironwood Pharmaceuticals<br />
Inc<br />
IRVINE SENSORS CORP<br />
ISAACS I C & CO INC<br />
Isabella Bank Corp<br />
Isco Inc<br />
ISCO International Inc.<br />
Isecuretrac Corp<br />
iShares Barclays 10-20 Year<br />
Treasury Bond Fund<br />
iShares Barclays 1-3 Year<br />
Credit Bond Fund<br />
iShares Barclays 1-3 Year<br />
Treasury Bond Fund<br />
iShares Barclays 20 Plus<br />
Year Treasury Bond Fund<br />
iShares Barclays 3-7 Year<br />
Treasury Bond Fund<br />
iShares Barclays 7-10 Year<br />
Treasury Bond Fund<br />
iShares Barclays Agency<br />
Bond Fund<br />
iShares Barclays Aggregate<br />
Bond Fund<br />
iShares Barclays Credit Bond<br />
Fund<br />
iShares Barclays<br />
Intermediate Credit Bond<br />
Fund<br />
iShares Barclays<br />
Intermediate<br />
Government/Credit Bond<br />
Fund<br />
iShares Barclays MBS Bond<br />
Fund<br />
iShares Barclays Short<br />
Treasury Bond Fund<br />
iShares Barclays TIPS Bond<br />
Fund<br />
iShares Cohen Steers Realty<br />
Majors Index Fund<br />
iShares Dow Jones<br />
International Select Dividend<br />
Index Fund<br />
iShares Dow Jones Select<br />
Dividend Index Fund<br />
iShares Dow Jones<br />
Transportation Average Index<br />
Fund<br />
iShares Dow Jones U.S.<br />
Aerospace & Defense Index<br />
Fund<br />
iShares Dow Jones U.S.<br />
Home Construction Index<br />
Fund<br />
iShares Dow Jones U.S.<br />
Medical Devices Index Fund<br />
iShares Dow Jones U.S. Oil<br />
& Gas Exploration &<br />
Production Index<br />
iShares Dow Jones U.S. Oil<br />
Equipment & Services Index<br />
Fund<br />
iShares Dow Jones US Index<br />
Fund<br />
iShares FTSE China 25<br />
Index Fund<br />
ISHARES GOLD SACHS<br />
NTWKG FD<br />
iShares Gold Trust<br />
iShares iBoxx High Yield<br />
Corporate Bond Fund<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 68<br />
iShares iBoxx InvesTop<br />
Investment Grade Corporate<br />
Bond Fund<br />
iShares JPMorgan USD<br />
Emerging Markets Bond<br />
Fund<br />
iShares Morningstar Mid<br />
Growth Index Fund<br />
iShares MSCI All Peru<br />
Capped Index Fund<br />
ISHARES MSCI AUSTRALIA<br />
FUND<br />
iShares MSCI Austria Fund<br />
iShares MSCI Belgium Fund<br />
iShares MSCI Brazil Fund<br />
iShares MSCI BRIC Index<br />
Fund<br />
iShares MSCI Chile<br />
Investable Market Index Fund<br />
iShares MSCI EAFE Growth<br />
Index Fund<br />
iShares MSCI EAFE Small<br />
Cap Index Fund<br />
iShares MSCI EAFE Value<br />
Index Fund<br />
iShares MSCI Emerging<br />
Market Fund<br />
iShares MSCI Emu Index<br />
Trust<br />
iShares MSCI France Fund<br />
iShares MSCI Germany Fund<br />
iShares MSCI Hong Kong<br />
Fund<br />
iShares MSCI Japan Fund<br />
iShares MSCI Kokusai Index<br />
Fund<br />
iShares MSCI Malaysia Fund<br />
iShares MSCI Mexico<br />
Investable Market Index Fund<br />
iShares MSCI Netherlands<br />
Fund<br />
iShares MSCI Pacific ex-<br />
Japan Index Fund<br />
iShares MSCI Singapore<br />
Fund<br />
iShares MSCI South Africa<br />
Fund<br />
iShares MSCI South Korea
ACCOUNTING SUPPORT FEE<br />
iShares MSCI Spain Fund<br />
iShares MSCI Sweden Fund<br />
iShares MSCI Switzerland<br />
Fund<br />
iShares MSCI Taiwan Fund<br />
iShares MSCI Thailand<br />
Investable Market Index Fund<br />
iShares MSCI Turkey<br />
Investable Market Index Fund<br />
iShares MSCI United<br />
Kingdom<br />
iShares MSCICanada Fund<br />
iShares Nasdaq Biotech<br />
Index Fund<br />
iShares Russell Microcap<br />
Index<br />
iShares Russell MidCap<br />
Growth Index Fund<br />
iShares Russell MidCap<br />
Index Fund<br />
iShares Russell MidCap<br />
Value Index Fund<br />
iShares S&P 100 Index Fund<br />
iShares S&P 500 Growth<br />
Index Fund<br />
iShares S&P 500 Index Fund<br />
iShares S&P Global 100<br />
Index Fund<br />
iShares S&P Global<br />
Consumer Staples Sector<br />
Index Fund<br />
iShares S&P Global<br />
Infrastructure Index Fund<br />
iShares S&P Global Materials<br />
Sector Index Fund<br />
iShares S&P Global Utilities<br />
Sector Index Fund<br />
iShares S&P GSTI<br />
Semiconductor Index Fund<br />
iShares S&P National AMT-<br />
Free Municipal Bond Fund<br />
iShares S&P <strong>No</strong>rth Amer<br />
Natural Resources Sector<br />
Index Fund<br />
iShares S&P <strong>No</strong>rth American<br />
Technology Sector Index<br />
Fund<br />
iShares S&P <strong>No</strong>rth American<br />
Technology-S<strong>of</strong>tware Index<br />
Fund<br />
iShares S&P Short Term<br />
National Municipal AMT-Free<br />
Bond Fund<br />
iShares S&P SmallCap 600<br />
Growth Index Fund<br />
iShares S&P SmallCap 600<br />
Index Fund<br />
iShares S&P SmallCap 600<br />
Values Index Fund<br />
iShares S&P TOPIX 150<br />
Index Fund<br />
iShares S&P US Preferred<br />
Stock Index Fund<br />
ISHARES SILVER TRUST<br />
iShares Standard &Poor's<br />
1500 Index Fund<br />
iShares Trust All Country<br />
Asia Ex Japan Index Fund<br />
iShares Trust Dow Jones US<br />
Basic Materials<br />
iShares Trust Dow Jones US<br />
Consumer Goods<br />
iShares Trust Dow Jones US<br />
Consumer Services<br />
iShares Trust Dow Jones US<br />
Energy<br />
iShares Trust Dow Jones US<br />
Financial Sector<br />
iShares Trust Dow Jones US<br />
Financial Services<br />
iShares Trust Dow Jones US<br />
Healthcare<br />
iShares Trust Dow Jones US<br />
Industrial<br />
iShares Trust Dow Jones US<br />
Real Estate<br />
iShares Trust Dow Jones US<br />
Technology<br />
iShares Trust Dow Jones US<br />
Telecommunications<br />
iShares Trust Dow Jones US<br />
Utilities<br />
iShares Trust iShares FTSE<br />
EPRA/NAREIT Developed<br />
Real Estate ex-<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 69<br />
iShares Trust iShares MSCI<br />
ACWI ex US Index Fund<br />
iShares Trust iShares MSCI<br />
ACWI Index Fund<br />
iShares Trust Morningstar<br />
Large Growth Index Fund<br />
iShares Trust Morningstar<br />
Large Value Index Fund<br />
iShares Trust MSCI- EAFE<br />
Index<br />
iShares Trust NYSE 100<br />
Index Fund<br />
iShares Trust Russell 1000<br />
iShares Trust Russell 1000<br />
Growth<br />
iShares Trust Russell 1000<br />
Value<br />
iShares Trust Russell 2000<br />
iShares Trust Russell 2000<br />
Growth<br />
iShares Trust Russell 2000<br />
Value<br />
iShares Trust Russell 3000<br />
iShares Trust Russell 3000<br />
Growth<br />
iShares Trust Russell 3000<br />
Value<br />
iShares Trust S&P 500 Value<br />
Index Fund<br />
iShares Trust S&P Europe<br />
350<br />
iShares Trust S&P Global<br />
Energy Sector<br />
iShares Trust S&P Global<br />
Financial Sector<br />
iShares Trust S&P Global<br />
Healthcare Sector<br />
iShares Trust S&P Global<br />
Information Technology<br />
Sector<br />
iShares Trust S&P Global<br />
Telecommunications Sectro<br />
iShares Trust S&P Latin<br />
America 40<br />
iShares Trust S&P MidCap<br />
400<br />
iShares Trust S&P MidCap<br />
400 Growth Index Fund
ACCOUNTING SUPPORT FEE<br />
iShares Trust S&P MidCap<br />
400 Value Index Fund<br />
ISI <strong>No</strong>rth American Govt<br />
Isilon Systems Inc<br />
ISIS PHARMACEUTICALS<br />
INC<br />
ISLAND PACIFIC INC<br />
ISLE OF CAPRI CASINOS<br />
INC<br />
iS<strong>of</strong>tStone Holdings Ltd<br />
Isolagen Inc.<br />
ISONICS CORP<br />
ISORAY INC<br />
ISRAMCO INC<br />
iStar Financial Inc.<br />
I-Stat Corp<br />
ITC Deltacom Inc<br />
ITC Holdings Corp<br />
ITERIS INC<br />
I-trax Inc.<br />
Itron Inc<br />
ITT Corp<br />
ITT Educational Services Inc<br />
Ituran Location and Control<br />
Ltd<br />
Itxc Corp<br />
IVA International<br />
IVA Worldwide<br />
IVANHOE ENERGY INC<br />
Ivanhoe Mines Ltd<br />
IVAX CORP<br />
IVAX DIAGNOSTICS INC<br />
IVILLAGE INC<br />
Ivivi Technologies Inc<br />
Ivy Asset Strategy<br />
Ivy Capital Appreciation<br />
Ivy Core Equity<br />
Ivy Cundill Global Value<br />
Ivy Dividend Opportunities<br />
Ivy European Opportunities<br />
Ivy Global Natural Resources<br />
Ivy High Income<br />
Ivy Intl Balanced<br />
Ivy Intl Core Equity<br />
Ivy Intl Growth<br />
Ivy Large Cap Growth<br />
Ivy Limited Term Bond<br />
Ivy Mid Cap Growth<br />
Ivy Money Market<br />
Ivy Mortgage Securities<br />
Ivy Pacific Opportunities<br />
Ivy Real Estate Securities<br />
Ivy Science & Technology<br />
Ivy Small Cap Growth<br />
Ivy VIP Asset Strategy<br />
Ivy VIP Balanced<br />
Ivy VIP Bond<br />
Ivy VIP Core Equity<br />
Ivy VIP Growth<br />
Ivy VIP International Core<br />
Equity<br />
Ivy VIP Intl Growth<br />
Ivy VIP Pathfinder Moderate<br />
Ivy VIP Pathfinder<br />
Moderately Aggressive<br />
Ivy VIP Science & Tech<br />
Ivy VIP Small Cap Growth<br />
Ivy VIP Value<br />
IWT TESORO CORP<br />
IXI Mobile Inc<br />
Ixia<br />
IXYS CORP<br />
J & J SNACK FOODS CORP<br />
J Crew Group Inc<br />
J Hancock Balanced<br />
J Hancock Bond<br />
J Hancock CA TxFr Income<br />
J Hancock Classic Value<br />
J Hancock Core Equity<br />
J Hancock Financial Indust<br />
J Hancock Global<br />
Opportunities<br />
J Hancock Govt Income<br />
J Hancock Greater China<br />
Opportunities<br />
J Hancock Growth Trends<br />
J Hancock Health Sciences<br />
J Hancock High Yield<br />
J Hancock High Yield Muni<br />
J Hancock Large Cap Equity<br />
J Hancock Money Market<br />
J Hancock Regional Bank<br />
J Hancock Small Cap Equity<br />
J Hancock Small Cap Growth<br />
J Hancock Small Cap<br />
Intrinsic Value<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 70<br />
J Hancock Sovereign Invest<br />
J Hancock Strategic Income<br />
J Hancock Technology<br />
J Hancock TxFr Bond<br />
J Hancock US Glbl Leadrs<br />
Gro<br />
J Hancock Va Tr Equity Indx<br />
J Hancock Va Tr Lg Cap Gro<br />
J Hancock Va Tr Lg Cap Val<br />
J Hancock Va Tr Money<br />
Markt<br />
J Hancock Va Tr Real Estate<br />
J JILL GROUP INC<br />
J. Alexander's Corp<br />
J. C. Penney <strong>Company</strong> Inc.<br />
J. W. Mays Inc<br />
J.B. Hunt Transport Services<br />
Inc.<br />
J.M. Smucker Co (The)<br />
j2 Global Inc<br />
JA Solar Holdings Co Ltd<br />
Jabil Circuit Inc<br />
Jacada Ltd<br />
Jack in the Box Inc.<br />
Jackson Hewitt Tax Service<br />
Inc<br />
Jacksonville Bancorp<br />
Jacksonville Bancorp Inc/FL<br />
JACKSONVILLE BANCORP<br />
INC/IL<br />
JACO ELECTRONICS INC<br />
Jacobs Engineering Group<br />
Inc.<br />
JACUZZI BRANDS INC<br />
Jade Art Group Inc<br />
Jag Media Holdings Inc<br />
Jaguar Mining Inc<br />
JAKKS Pacific Inc<br />
Jamba Inc<br />
JAMDAT MOBILE INC<br />
James Balanced Golden<br />
Rainbow<br />
JAMES MONROE<br />
BANCORP INC<br />
James River Coal Co<br />
JAMES RIVER GROUP INC<br />
James Small Cap<br />
JAMESON INNS INC
ACCOUNTING SUPPORT FEE<br />
Janus Adv Long Short<br />
Janus Aspen Enterprise<br />
Portfolio<br />
Janus Aspen Flexible Bond<br />
Janus Aspen Forty<br />
Janus Aspen Janus Portfolio<br />
Janus Aspen Overseas<br />
Janus Aspen Worldwide<br />
Janus Balanced<br />
JANUS CAPITAL GROUP<br />
INC<br />
Janus Contrarian<br />
Janus Contrarian Fund<br />
Janus Enterprise<br />
Janus Flexible Bond<br />
Janus Forty<br />
Janus Fund<br />
Janus Fund II<br />
Janus Glbl Select<br />
Janus Global Life Sciences<br />
Janus Global Technology<br />
Janus Govt MMF<br />
Janus Growth & Income<br />
Janus High Yield Bond<br />
Janus Instl Cash<br />
Management<br />
Janus Instl Cash Reserves<br />
Janus Instl Government<br />
Money Market<br />
Janus Instl Money Market<br />
Janus INTECH Risk<br />
Managed Core<br />
Janus INTECH Risk<br />
Managed Growth<br />
Janus INTECH Risk Mngd<br />
Core<br />
Janus MMF<br />
Janus Olympus<br />
Janus Orion Fund<br />
Janus Overseas<br />
Janus Perkins Mid Cap Value<br />
Janus Perkins Small Cap<br />
Value<br />
Janus Perkins Small Cp<br />
Value<br />
Janus Research<br />
Janus Research Core<br />
Janus Resources Inc<br />
Janus Short Term Bond<br />
Janus Special Situations<br />
Janus Triton<br />
Janus Twenty<br />
Janus TxEx MMF<br />
Janus Venture<br />
Janus Worldwide<br />
Jarden Corp<br />
Java Detour Inc<br />
Javelin Pharmaceuticals Inc<br />
JayHawk Energy Inc<br />
Jazz Pharmaceuticals Plc<br />
JAZZ TECHNOLOGIES INC<br />
JBI Inc<br />
JDA S<strong>of</strong>tware Group Inc<br />
JDS UNIPHASE CORP<br />
JED OIL INC<br />
Jefferies Group Inc.<br />
Jefferson Bancshares Inc<br />
JEFFERSON-PILOT CORP<br />
Jeffersonville Bancorp<br />
Jennifer Convertibles Inc.<br />
Jennison Conservative<br />
Growth<br />
Jennison Global Growth<br />
JER Investors Trust Inc<br />
JETBLUE AIRWAYS CORP<br />
JHF II 500 Index<br />
JHF II Active Bond<br />
JHF II All Cap Core<br />
JHF II All Cap Value<br />
JHF II Alpha Opportunities<br />
JHF II Blue Chip Growth<br />
JHF II Capital Appreciation<br />
JHF II Capital Appreciation<br />
Value<br />
JHF II Core Bond<br />
JHF II Core Equity<br />
JHF II Currency Strategies<br />
JHF II Emerging Markets<br />
JHF II Equity Income<br />
JHF II Floating Rate Income<br />
JHF II Fundamental Value<br />
JHF II Global Bond<br />
JHF II Global High Yield<br />
JHF II Global Real Estate<br />
JHF II High Income<br />
JHF II High Yield<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 71<br />
JHF II Index 500<br />
JHF II International Equity<br />
Index<br />
JHF II International<br />
Opportunities<br />
JHF II International Small<br />
Cap<br />
JHF II International Small<br />
<strong>Company</strong><br />
JHF II International Value<br />
JHF II Intl Core<br />
JHF II Investment Quality<br />
Bond<br />
JHF II Large Cap<br />
JHF II Large Cap Value<br />
JHF II Lifecycle 2010<br />
JHF II Lifecycle 2015<br />
JHF II Lifecycle 2020<br />
JHF II Lifecycle 2025<br />
JHF II Lifecycle 2030<br />
JHF II Lifecycle 2035<br />
JHF II Lifecycle 2040<br />
JHF II Lifecycle 2045<br />
JHF II Lifestyle Aggressive<br />
JHF II Lifestyle Balanced<br />
JHF II Lifestyle Conservative<br />
JHF II Lifestyle Growth<br />
JHF II Lifestyle Moderate<br />
JHF II Mid Cap Core<br />
JHF II Mid Cap Index<br />
JHF II Mid Cap Intersection<br />
JHF II Mid Cap Stock<br />
JHF II Mid Value<br />
JHF II Multi Sector Bond<br />
JHF II Mutual Shares<br />
JHF II Natural Resources<br />
JHF II Optimized Value<br />
JHF II Real Estate Equity<br />
JHF II Real Estate Securities<br />
JHF II Real Return Bond<br />
JHF II Small Cap<br />
Opportunities<br />
JHF II Small Co Value<br />
JHF II Spectrum Income<br />
JHF II Strategic Bond<br />
JHF II Strategic Income<br />
Opportunities
ACCOUNTING SUPPORT FEE<br />
JHF II Technical<br />
Opportunities<br />
JHF II Total Bond Market<br />
JHF II Total Return<br />
JHF II US Equity<br />
JHF II US Global Leaders<br />
Growth<br />
JHF II US High Yield Bond<br />
JHF II Value & Restructuring<br />
JHF III Disciplined Value<br />
JHF III Disciplined Value Mid<br />
Cap<br />
JHF III Global Shareholder<br />
Yield<br />
JHF III International Core<br />
JHF III Rainier Growth<br />
JHT 500 Index<br />
JHT 500 Index B<br />
JHT Active Bond<br />
JHT All Cap Core<br />
JHT All Cap Growth<br />
JHT Alpha Opportunities<br />
JHT Amer Bond<br />
JHT Amer Growth<br />
JHT Amer Growth Income<br />
JHT Amer International<br />
JHT American Asset<br />
Allocation<br />
JHT Blue Chip Growth<br />
JHT Bond Trust<br />
JHT Capital Appreciation<br />
JHT Capital Appreciation<br />
Value<br />
JHT Core Bond<br />
JHT Core Equity<br />
JHT Core Strategy<br />
JHT Disciplined<br />
Diversification<br />
JHT Emerging Markets Value<br />
JHT Emerging Small Co<br />
JHT Equity Income<br />
JHT Floating Rate Income<br />
JHT Franklin Templeton<br />
Founding Allocation<br />
JHT Fundamental All Cap<br />
Core<br />
JHT Fundamental Holdings<br />
JHT Fundamental Value<br />
JHT Global Allocation<br />
JHT Global Bond<br />
JHT Global Diversification<br />
JHT Global Real Estate<br />
JHT Global Trust<br />
JHT Growth & Income<br />
JHT Growth Equity<br />
JHT High Income<br />
JHT High Yield<br />
JHT Income<br />
JHT Income & Value<br />
JHT International Index<br />
JHT International<br />
Opportunities<br />
JHT International Small Cap<br />
JHT International Small<br />
<strong>Company</strong><br />
JHT International Value<br />
JHT Intl Core<br />
JHT Intl Equity Index A<br />
JHT Intl Equity Index B<br />
JHT Investment Quality Bd<br />
JHT Large Cap<br />
JHT Large Cap Growth<br />
JHT Large Cap Value<br />
JHT Lifestyle Aggressive<br />
JHT Lifestyle Balanced<br />
JHT Lifestyle Conservative<br />
JHT Lifestyle Growth<br />
JHT Lifestyle Moderate<br />
JHT Managed<br />
JHT Mid Cap Index<br />
JHT Mid Cap Intersection<br />
JHT Mid Cap Stock<br />
JHT Mid Cap Value<br />
JHT Mid Value<br />
JHT Money Market<br />
JHT Money Market B<br />
JHT Mutual Shares<br />
JHT Natural Resources<br />
JHT New Income<br />
JHT Optimized Value<br />
JHT Overseas Equity<br />
JHT Real Estate Equity<br />
JHT Real Estate Securities<br />
JHT Real Return Bond<br />
JHT Science & Tech<br />
JHT Short Term<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 72<br />
JHT Short Term Government<br />
Income<br />
JHT Small Cap Growth<br />
JHT Small Cap Index<br />
JHT Small Cap Opportunity<br />
JHT Small Cap Value<br />
JHT Small Co Value<br />
JHT Strategic Bond<br />
JHT Strategic Income<br />
Opportunity<br />
JHT Strategic Opportunity<br />
JHT Total Bond Market Trust<br />
A<br />
JHT Total Return<br />
JHT Total Stk Market Index<br />
JHT US Core<br />
JHT US Equity Trust<br />
JHT US Global Leaders Gro<br />
JHT US Govt Securities<br />
JHT US High Yield Bond<br />
JHT US Large Cap<br />
JHT Utilities<br />
JHT Value<br />
JHT Value & Restructuring<br />
Jiangbo Pharmaceuticals Inc<br />
Jiayuan.com International Ltd<br />
Jingwei International Ltd<br />
JinkoSolar Holding Co Ltd<br />
Jinpan International Ltd<br />
Jive S<strong>of</strong>tware Inc<br />
JK ACQUISITION CORP<br />
JLG INDUSTRIES INC<br />
JMAR TECHNOLOGIES INC<br />
JMG EXPLORATION INC<br />
JMP Group Inc<br />
Jni Corp<br />
JNL Institutional Alt 20<br />
JNL Institutional Alt 35<br />
JNL Institutional Alt 50<br />
JNL Institutional Alt 65<br />
JNL Money Market<br />
JNL/Alger Growth<br />
JNL/BlackRock Commodity<br />
Securities<br />
JNL/CapGuardian US Gro<br />
Equity<br />
JNL/Capital Guardian Global<br />
Balanced
ACCOUNTING SUPPORT FEE<br />
JNL/Capital Guardian Global<br />
Diversified Research<br />
JNL/Eagle Core Equity<br />
JNL/Eagle Small Cap Equity<br />
JNL/Franklin Templeton<br />
Founding Strategy<br />
JNL/Franklin Templeton<br />
Global Growth<br />
JNL/Franklin Templeton<br />
Income<br />
JNL/Franklin Templeton<br />
Mutual Shares<br />
JNL/Goldman Sachs<br />
Emerging Markets Debt<br />
JNL/Goldman Sachs Mid Cap<br />
Value<br />
JNL/GS Core Plus Bond<br />
JNL/Invesco Global Real<br />
Estate<br />
JNL/Invesco International<br />
Growth<br />
JNL/Invesco Large Cap<br />
Growth<br />
JNL/Ivy Asset Strategy<br />
JNL/JPMorgan International<br />
Value<br />
JNL/JPMorgan US Gov &<br />
Qual Bd<br />
JNL/Lazard Emerging<br />
Markets<br />
JNL/Lazard Mid Cap Value<br />
JNL/Mel Mgmt 25<br />
JNL/Mel Mgmt Bond Index<br />
JNL/Mel Mgmt Dow 10<br />
JNL/Mel Mgmt Dow Dividend<br />
JNL/Mel Mgmt Global 15<br />
JNL/Mel Mgmt Index 5<br />
JNL/Mel Mgmt Intl Index<br />
JNL/Mel Mgmt JNL 5<br />
JNL/Mel Mgmt JNL<br />
Optimized 5<br />
JNL/Mel Mgmt Oil & Gas<br />
Sector<br />
JNL/Mel Mgmt S&P 10<br />
JNL/Mel Mgmt S&P 400 Mid<br />
Index<br />
JNL/Mel Mgmt S&P 500<br />
Index<br />
JNL/Mel Mgmt S&P SMid 60<br />
JNL/Mel Mgmt Select Small<br />
Cap<br />
JNL/Mel Mgmt Small Cap<br />
Index<br />
JNL/Mel Mgmt Tech Sector<br />
JNL/Mel Mgmt Value Line 30<br />
JNL/Mel Mgmt VIP<br />
JNL/Oppenheimer Global<br />
Growth<br />
JNL/PAM China India<br />
JNL/PIMCO Real Return<br />
JNL/PIMCO Total Return<br />
JNL/PPM America High Yield<br />
Bond<br />
JNL/Putnam Value Equity<br />
JNL/Red Rocks <strong>List</strong>ed Pvt Eq<br />
JNL/S&P 4<br />
JNL/S&P Competitive<br />
Advantage<br />
JNL/S&P Disciplined<br />
Moderate<br />
JNL/S&P Disciplined<br />
Moderate Growth<br />
JNL/S&P Dividend Income &<br />
Growth<br />
JNL/S&P Intrinsic Value<br />
JNL/S&P Managed Aggrsv<br />
Gr I<br />
JNL/S&P Managed<br />
Conservative<br />
JNL/S&P Managed Growth I<br />
JNL/S&P Managed Moderate<br />
JNL/S&P Managed Moderate<br />
Gr<br />
JNL/T.Rowe Price<br />
Established Growth<br />
JNL/T.Rowe Price Mid Cap<br />
Growth<br />
JNL/T.Rowe Price Short<br />
Term Bond<br />
JNL/T.Rowe Price Value<br />
JNL/WMC Balanced<br />
JNL/WMC Money Market<br />
JNL/WMC Value<br />
Jo-Ann Stores Inc.<br />
Joe's Jeans Inc<br />
John B. Sanfilippo & Son Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 73<br />
John Bean Technologies<br />
Corp<br />
John Hancock Preferred<br />
Income Fund<br />
John Hancock Preferred<br />
Income Fund II<br />
John Hancock Preferred<br />
Income Fund III<br />
John Hancock Tax-<br />
Advantaged Dividend Income<br />
Fund<br />
John Wiley & Sons Inc.<br />
JOHNSON & JOHNSON<br />
Johnson Controls Inc.<br />
Johnson Outdoors Inc<br />
Jones Group Inc (The)<br />
Jones Lang LaSalle Inc<br />
Jones Soda Co<br />
Journal Communications Inc.<br />
JOURNAL REGISTER CO<br />
Joy Global Inc<br />
JPM Inv Tr Core Bond<br />
JPMorgan 100% US<br />
Treasury MM<br />
JPMorgan Asia Equity<br />
JPMorgan Bond<br />
JPMorgan Bond II<br />
JPMorgan CA Muni MM<br />
JPMorgan CA TxFr Bond<br />
JPMorgan Capital Growth<br />
JPMorgan Chase & Co<br />
JPMorgan Core Bond<br />
JPMorgan Core Plus Bond<br />
JPMorgan Disciplined Equity<br />
JPMorgan Diversified<br />
JPMorgan Divrsfd Mid Cap<br />
Val<br />
JPMorgan Emerg Mkts Debt<br />
JPMorgan Emerg Mkts<br />
Equity<br />
JPMorgan Enhanced Income<br />
JPMorgan Equity Income<br />
JPMorgan Equity Income II<br />
JPMorgan Equity Index<br />
JPMorgan Federal MM<br />
JPMorgan Govt Bond<br />
JPMorgan Growth & Income<br />
JPMorgan Growth Advantage
ACCOUNTING SUPPORT FEE<br />
JPMorgan High Yield<br />
JPMorgan Highbridge<br />
Dynamic Commodities<br />
Strategy<br />
JPMorgan Highbridge<br />
Statistical Market Neutral<br />
JPMorgan Income Builder<br />
JPMorgan Inflation Managed<br />
Bond<br />
JPMorgan International<br />
Currency Income<br />
JPMorgan International<br />
Equity<br />
JPMorgan International<br />
Equity Index<br />
JPMorgan International<br />
Opportunities<br />
JPMorgan International Value<br />
JPMorgan Intrepid America<br />
JPMorgan Intrepid European<br />
JPMorgan Intrepid Growth<br />
JPMorgan Intrepid Intl<br />
JPMorgan Intrepid MidCap<br />
JPMorgan Intrepid Value<br />
JPMorgan Intrmd Bond<br />
JPMorgan Intrmd TxFr Bd<br />
JPMorgan Inv Balanced<br />
JPMorgan Inv Consrv Gro<br />
JPMorgan Inv Gro & Inc<br />
JPMorgan Inv Growth<br />
JPMorgan Japan<br />
JPMorgan Large Cap Growth<br />
JPMorgan Large Cap Value<br />
JPMorgan Limited Duration<br />
Bond<br />
JPMorgan Liq Assets MM<br />
(old)<br />
JPMorgan Liquid Assets MM<br />
JPMorgan MI Muni Bond<br />
JPMorgan Mid Cap Equity<br />
JPMorgan Mid Cap Growth<br />
JPMorgan Mid Cap Value<br />
JPMorgan Mortgage Backed<br />
Sec<br />
JPMorgan Mrkt Expansion<br />
Index<br />
JPMorgan Multi Cap Market<br />
Neutral<br />
JPMorgan MultiMgr Small<br />
Cap Growth<br />
JPMorgan MultiMgr Small<br />
Cap Value<br />
JPMorgan Muni Income<br />
JPMorgan Muni Money Mkt<br />
JPMorgan NY Muni MM<br />
JPMorgan NY TxFr Bond<br />
JPMorgan OH Muni Bond<br />
JPMorgan Prime MM<br />
JPMorgan Research Market<br />
Neutral<br />
JPMorgan Ser Tr II Mid Cp<br />
Val<br />
JPMorgan Short Dura Bond<br />
JPMorgan Short Intermediate<br />
Muni Bond<br />
JPMorgan Short Term Bond<br />
JPMorgan Short Term Bond<br />
II<br />
JPMorgan Small Cap Core<br />
JPMorgan Small Cap Equity<br />
JPMorgan Small Cap Growth<br />
JPMorgan Small Cap Value<br />
JPMorgan Smart Index<br />
JPMorgan SmartRetirement<br />
2015<br />
JPMorgan SmartRetirement<br />
2020<br />
JPMorgan SmartRetirement<br />
2030<br />
JPMorgan SmartRetirement<br />
2040<br />
JPMorgan Strategic Income<br />
Opportunities<br />
JPMorgan Total Return<br />
JPMorgan Treas & Agency<br />
JPMorgan Treas Plus MM<br />
JPMorgan Tx Aware Core<br />
Equity<br />
JPMorgan Tx Aware<br />
Diversified Equity<br />
JPMorgan Tx Aware<br />
Enhanced<br />
JPMorgan Tx Aware Equity<br />
JPMorgan Tx Aware Lg Cp<br />
Gro<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 74<br />
JPMorgan Tx Aware Real<br />
Return<br />
JPMorgan Tx Aware Sht<br />
Intrm<br />
JPMorgan Tx Aware US<br />
Equity<br />
JPMorgan TxFr Bond<br />
JPMorgan TxFr Income<br />
JPMorgan TxFr MM<br />
JPMorgan US Equity<br />
JPMorgan US Government<br />
MM (old)<br />
JPMorgan US Govt MM<br />
JPMorgan US Large Cap<br />
Core Plus<br />
JPMorgan US Real Estate<br />
JPMorgan US Small<br />
<strong>Company</strong><br />
JPMorgan US Treas Plus<br />
MM<br />
JPMorgan Value Advantage<br />
JPMorgan Value Opport<br />
Jps Industries Inc<br />
Juhl Wind Inc<br />
Juniata Valley Financial Corp<br />
Juniper Networks Inc<br />
JUNO LIGHTING INC<br />
JWC Acquisition Corp<br />
K&F INDUSTRIES<br />
HOLDINGS INC<br />
K12 Inc<br />
K2 INC<br />
Kaanapali Land LLC<br />
Kadant Inc.<br />
Kaiser Aluminum Corp<br />
Kaiser Federal Financial<br />
Group Inc<br />
KAISER GROUP HOLDINGS<br />
INC<br />
KAL ENERGY INC<br />
Kalmar Growth w/Val Small<br />
Cap<br />
KAMAN CORP<br />
KANBAY INTERNATIONAL<br />
INC<br />
Kandi Technologies Corp<br />
KANEB PIPELINE<br />
PARTNRS -LP
ACCOUNTING SUPPORT FEE<br />
KANEB SERVICES LLC<br />
Kansas City Life Insurance<br />
Co<br />
KANSAS CITY SOUTHERN<br />
KapStone Paper &<br />
Packaging Corp<br />
KAR Auction Services Inc<br />
KATY INDUSTRIES INC<br />
Kaydon Corp<br />
Kayne Anderson Energy<br />
Development Co<br />
Kayne Anderson Energy Dvlp<br />
Kayne Anderson Energy<br />
Total Return Fund Inc<br />
Kayne Anderson<br />
Midstream/Energy Fund Inc<br />
Kayne Anderson MLP<br />
Investment Co<br />
KB Financial Group<br />
KB Home<br />
KBL Healthcare Acquisition<br />
Corp III<br />
KBR Inc<br />
KBW Inc<br />
KCS ENERGY INC<br />
Keane Inc.<br />
KEARNY FINANCIAL CORP<br />
Keegan Resources Inc<br />
Keeley Small Cap Value<br />
KEITH COMPANIES INC<br />
Keithley Instruments Inc.<br />
Kellogg Co<br />
KELLWOOD CO<br />
Kelly Services Inc.<br />
Kelmoore Strategy Eagle<br />
KEMET Corp<br />
Kemper Corp<br />
KENDLE INTERNATIONAL<br />
INC<br />
Kennametal Inc.<br />
Kennedy-Wilson Holdings,<br />
Inc<br />
Kennedy-Wilson Inc<br />
Kenneth Cole Productions<br />
Inc.<br />
KENSEY NASH CORP<br />
Kensington International Real<br />
Estate<br />
Kensington Strategic Realty<br />
KENTUCKY BANCSHARES<br />
INC<br />
Kentucky First Federal<br />
Bancorp<br />
KENTUCKY INVESTORS<br />
INC<br />
KERR-MCGEE CORP<br />
Keryx Biopharmaceuticals Inc<br />
KERZNER INTERNATIONAL<br />
LTD<br />
Kewaunee Scientific Corp<br />
Key Energy Services Inc.<br />
KEY HOSPITALITY<br />
ACQUISITION<br />
Key Technology Inc<br />
Key Tronic Corp<br />
KeyCorp<br />
Keynote Systems Inc<br />
KeyOn Communications<br />
Holdings Inc<br />
KEYSPAN CORP<br />
KEYSTONE AUTOMOTIVE<br />
INDS INC<br />
Keystone Consolidated<br />
Industries Inc.<br />
Keystone Property Trust<br />
Corp<br />
Keyuan Petrochemicals Inc<br />
KEYW Holding Corp (The)<br />
Kforce Inc<br />
Kid Brands Inc<br />
Kiewit Royalty Trust<br />
Killbuck Bancshares Inc<br />
Kilroy Realty Corp<br />
Kimball International Inc<br />
Kimber Resources Inc<br />
KIMBERLY-CLARK CORP<br />
Kimco Realty Corp<br />
Kinder Morgan Energy<br />
Partners LP<br />
Kinder Morgan Inc.<br />
KINDER MORGAN<br />
MANAGEMENT LLC<br />
Kindercare Learning Centers<br />
Kindred Healthcare Inc<br />
Kinetic Concepts Inc<br />
Kinetics Internet Fund Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 75<br />
Kinetics Paradigm<br />
Kinetics Small Cap<br />
Opportunities<br />
King Pharmaceuticals Inc.<br />
King Power Intl Group Ltd<br />
Kingold Jewelry Inc<br />
Kingsway Financial Services<br />
Inc.<br />
Kinross Gold Corp<br />
KINTERA INC<br />
KiOR Inc<br />
KIRBY CORP<br />
Kirkland's Inc<br />
KIT digital Inc<br />
Kite Realty Group Trust<br />
KITTY HAWK INC<br />
KKR & Co LP<br />
KKR Financial Holdings LLC<br />
KL Energy Corp<br />
Klamath First Bancorp Inc<br />
KLA-TENCOR CORP<br />
Klm-Royal Dutch Airlines<br />
Klondike Star Minerals Corp<br />
KMG AMERICA CORP<br />
KMG CHEMICALS INC<br />
KNAPE & VOGT MFG CO<br />
KNBT BANCORP INC<br />
Knight Capital Group Inc<br />
Knight Energy Corp<br />
Knight Transportation Inc<br />
KNIGHT-RIDDER INC<br />
Knightsbridge Tankers Ltd<br />
Knoll Inc<br />
Knology Inc<br />
KNOVA SOFTWARE INC<br />
Kobex Minerals Inc<br />
Kodiak Oil & Gas Corp<br />
Kohlberg Capital<br />
Kohlberg Capital Co<br />
Kohl's Corp<br />
KOMAG INC<br />
KONA GRILL INC<br />
KONAMI CORP<br />
KongZhong Corp<br />
KONINKLIJKE AHOLD NV<br />
KONINKLIJKE KPN NV<br />
Koninklijke Philips Electronics<br />
NV
ACCOUNTING SUPPORT FEE<br />
KOOR INDUSTRIES LTD<br />
Kopin Corp<br />
Kopp Emerging Growth<br />
Koppers Holdings Inc<br />
Korea Electric Power Corp<br />
Korea Fund Inc. (The)<br />
KORN/FERRY<br />
INTERNATIONAL<br />
KOS PHARMACEUTICALS<br />
INC<br />
KOSAN BIOSCIENCES INC<br />
Kosmos Energy Ltd<br />
Koss Corp<br />
Kowabunga Inc<br />
Kraft Foods Inc.<br />
KRAMONT REALTY TRUST<br />
Kraton Performance<br />
Polymers Inc<br />
Kratos Defense & Security<br />
Solutions Inc<br />
KREISLER<br />
MANUFACTURING CORP<br />
Krispy Kreme Doughnuts Inc.<br />
Kroger Co. (The)<br />
Kroll Inc<br />
KRONOS INC<br />
KRONOS WORLDWIDE INC<br />
K-Sea Transportation<br />
Partners LP<br />
KSW Inc<br />
K-Swiss Inc<br />
Kt Corp<br />
K-TRON INTERNATIONAL<br />
INC<br />
Ku6 Media Co Ltd<br />
KUBOTA CORP<br />
Kulicke and S<strong>of</strong>fa Industries<br />
Inc<br />
K-V Pharmaceutical Co<br />
KVH Industries Inc<br />
Kyocera Corp<br />
KYPHON INC<br />
KYTO BIOPHARMA INC<br />
L & L Energy Inc<br />
L.B. Foster <strong>Company</strong><br />
L.S. Starrett Co (The)<br />
L-3 Communications<br />
Holdings Inc<br />
La Cortez Energy Inc<br />
La Jolla Pharmaceutical<br />
<strong>Company</strong><br />
LA QUINTA CORP<br />
LaBarge Inc.<br />
LABONE INC<br />
Labopharm Inc<br />
Laboratory Corporation <strong>of</strong><br />
America Holdings<br />
LaBranche & Co Inc.<br />
Laclede Group Inc. (The)<br />
LaCrosse Footwear Inc<br />
Ladenburg Thalmann<br />
Financial Services Inc.<br />
Ladish Co Inc<br />
LAFARGE NORTH<br />
AMERICA INC<br />
LAFARGE SA<br />
LAIDLAW INTERNATIONAL<br />
INC<br />
LAKE SHORE BANCORP<br />
INC<br />
Lake Shore Gold Corp<br />
Lakeland Bancorp Inc<br />
Lakeland Financial Corp<br />
Lakeland Industries Inc<br />
Lakes Entertainment Inc<br />
LAM RESEARCH CORP<br />
Lamar Advertising Co<br />
LAMSON & SESSIONS CO<br />
LAN AIRLINES SA<br />
LANCASTER COLONY<br />
CORP<br />
LANCER CORP/TX<br />
Landacorp Inc<br />
LandAmerica Financial<br />
Group Inc.<br />
Landauer Inc.<br />
LANDEC CORP<br />
Landmark Bancorp Inc<br />
Landry's Restaurants Inc.<br />
Landstar System Inc<br />
LANGER INC<br />
Lannett Co Inc.<br />
LANTRONIX INC<br />
LAPOLLA INDUSTRIES INC<br />
LaPorte Bancorp Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 76<br />
Laredo Petroleum Holdings<br />
Inc<br />
LARGE SCALE BIOLOGY<br />
CORP<br />
LARGO VISTA GROUP LTD<br />
LAS VEGAS FROM<br />
HOME.COM ENTM<br />
LAS VEGAS SANDS CORP<br />
LASALLE HOTEL<br />
PROPERTIES<br />
LASERCARD CORP<br />
LASERSCOPE<br />
Latin America Equity Fund<br />
Inc. (The)<br />
Latitude Communications Inc<br />
Latitude Solutions Inc<br />
Lattice Semiconductor Corp<br />
Laudus Growth Investors<br />
Large Cap Growth<br />
Laudus Intl MarketMasters<br />
Laudus Mondrian<br />
International Fixed Income<br />
Laudus Rosenburg<br />
International Discovery<br />
Laudus Rosenburg Intl Small<br />
Cap<br />
Laudus Rosenburg Lng/Sht<br />
Eq<br />
Laudus Rosenburg US<br />
Discovery<br />
Laudus Rosenburg US Small<br />
Cap<br />
Laudus Small Cap<br />
MarketMasters<br />
LAUREATE EDUCATION<br />
INC<br />
LAUREL CAP GROUP INC<br />
LAW ENFORCEMENT<br />
ASSOCS CORP<br />
Lawson Products Inc<br />
LAWSON SOFTWARE INC<br />
LAYNE CHRISTENSEN CO<br />
Lazard Emerging Markets<br />
Equity<br />
Lazard Intl Equity<br />
Lazard Intl Small Cap<br />
Lazard Intl Strategic Equity<br />
LAZARD LTD
ACCOUNTING SUPPORT FEE<br />
Lazard Retirement Emerg<br />
Markets Equity<br />
Lazard Retirement Intl Equity<br />
Lazard Small Cap<br />
Lazard U.S. Mid Cap Equity<br />
Lazare Kaplan International<br />
Inc.<br />
LA-Z-BOY INC<br />
LCA Vision Inc<br />
LCC International Inc<br />
LCNB CORP<br />
LDK Solar Co Ltd.<br />
Le Gaga Holdings Ltd<br />
Leader Capital Short Bond<br />
Leader Money Market<br />
Leading Brands Inc<br />
Leadis Technology Inc<br />
LEAP TECHNOLOGY INC<br />
Leap Wireless International<br />
Inc<br />
LeapFrog Enterprises Inc.<br />
Lear Corp<br />
LEARNING CARE GROUP<br />
INC<br />
Learning Tree International<br />
Inc<br />
LECG Corp<br />
LECROY CORP<br />
Lee Enterprises Inc<br />
LEFT BEHIND GAMES INC<br />
Legacy Bancorp Inc<br />
Legacy Reserves LP<br />
Legato Systems Inc<br />
Legend Oil and Gas Ltd<br />
Legg Mason Amer Leading<br />
Co<br />
Legg Mason Batterymarch<br />
Emerging Mkts<br />
Legg Mason Batterymarch<br />
Intl Equity<br />
Legg Mason Batterymarch<br />
S&P 500 Index<br />
Legg Mason Batterymarch<br />
US Large Cap Equity<br />
Legg Mason BW Global<br />
Opportunities Bond<br />
Legg Mason Capital<br />
Management All Cap<br />
Legg Mason Capital<br />
Management Growth Trust<br />
Legg Mason Capital<br />
Management Opportunity<br />
Trust<br />
Legg Mason Capital<br />
Management Special<br />
Investment Trust<br />
Legg Mason Capital<br />
Management Value Trust<br />
Legg Mason Cash Reserve<br />
MM<br />
Legg Mason ClearBridge<br />
Aggressive Growth<br />
Legg Mason ClearBridge<br />
Appreciation<br />
Legg Mason ClearBridge<br />
Capital<br />
Legg Mason ClearBridge<br />
Dividend Strategy<br />
Legg Mason ClearBridge<br />
Equity<br />
Legg Mason ClearBridge<br />
Equity Income Builder<br />
Legg Mason ClearBridge<br />
Fundamental All Cap Value<br />
Legg Mason ClearBridge<br />
Large Cap Growth<br />
Legg Mason ClearBridge<br />
Large Cap Value<br />
Legg Mason ClearBridge Mid<br />
Cap Core<br />
Legg Mason ClearBridge<br />
Small Cap Growth<br />
Legg Mason ClearBridge<br />
Small Cap Value<br />
Legg Mason ClearBridge Var<br />
Aggressive Growth<br />
Legg Mason ClearBridge Var<br />
Appreciation<br />
Legg Mason Clearbridge Var<br />
Fundamental All Cap Value<br />
LEGG MASON INC<br />
Legg Mason Invest Grade<br />
Legg Mason LifeStyle<br />
Allocation 50%<br />
Legg Mason LifeStyle<br />
Allocation 70%<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 77<br />
Legg Mason LifeStyle<br />
Allocation 85%<br />
Legg Mason Ltd Duration<br />
Bond<br />
Legg Mason P Capital<br />
Preservation<br />
Legg Mason P Capital<br />
Preservation II<br />
Legg Mason P Core Plus<br />
Bond<br />
Legg Mason P Dividend &<br />
Income<br />
Legg Mason P Global Equity<br />
Legg Mason P Growth &<br />
Income<br />
Legg Mason P Intl All Cap<br />
Opportunity<br />
Legg Mason P Large Cap<br />
Value<br />
Legg Mason P Muni Bond<br />
National<br />
Legg Mason P Social<br />
Awareness<br />
Legg Mason P US<br />
Government Securities<br />
Legg Mason TxEx MM<br />
Legg Mason US Govt MM<br />
Legg Mason US Sml Cap<br />
Value<br />
Legg Mason Western Asset<br />
Adjustable Rate Income<br />
Legg Mason Western Asset<br />
CA Municipals<br />
Legg Mason Western Asset<br />
Core Bond<br />
Legg Mason Western Asset<br />
Corporate Bond<br />
Legg Mason Western Asset<br />
Global High Yield Bond<br />
Legg Mason Western Asset<br />
High Income<br />
Legg Mason Western Asset<br />
Intermediate Term Municipals<br />
Legg Mason Western Asset<br />
Managed Municipals<br />
Legg Mason Western Asset<br />
Mortgage Backed Securities
ACCOUNTING SUPPORT FEE<br />
Legg Mason Western Asset<br />
Municipal High Income<br />
Legg Mason Western Asset<br />
NJ Municipals<br />
Legg Mason Western Asset<br />
NY Municipals<br />
Legg Mason Western Asset<br />
PA Municipals<br />
Legg Mason Western Asset<br />
Short Duration Municipals<br />
Income<br />
Legg Mason Western Asset<br />
Short Term Bond<br />
Legg Mason Western Asset<br />
Strategic Income<br />
Legg Mason Western Asset<br />
Var Money Market<br />
Leggett & Platt Inc<br />
Lehman Bros Cash<br />
Management Prime<br />
Lehman Bros Institutional<br />
Liquidity Government<br />
Lehman Bros Institutional<br />
Liquidity Government<br />
Reserves<br />
Lehman Bros Institutional<br />
Liquidity Prime<br />
Lehman Bros Institutional<br />
Liquidity Prime Reserve<br />
Lehman Bros National<br />
Municipal Money<br />
LEHMAN BROTHERS<br />
HOLDINGS INC<br />
Lehman Brothers Institutional<br />
Liquidity<br />
LEITCH TECHNOLOGY<br />
CORP<br />
LeMaitre Vascular Inc<br />
Lenco Mobile Inc<br />
Lender Processing Services<br />
Inc<br />
Lendingtree Inc<br />
LENNAR CORP<br />
Lennox International Inc.<br />
LENOX GROUP INC<br />
Lentuo International Inc<br />
LESCO INC<br />
LEUCADIA NATIONAL<br />
CORP<br />
Leuthold Global<br />
LEV PHARMACEUTICALS<br />
INC<br />
Level 3 Communications Inc<br />
LEVON RESOURCES LTD<br />
LEXAR MEDIA INC<br />
Lexent Inc<br />
Lexicon Pharmaceuticals Inc<br />
Lexington Realty Trust<br />
LG Display Co Ltd<br />
LGL Group Inc (The)<br />
LHC Group Inc<br />
Libbey Inc.<br />
LIBERATE TECHNOLOGIES<br />
Liberator Medical Holdings<br />
Inc<br />
Liberty Acquisition Holdings<br />
Corp<br />
Liberty All Star Equity Fund<br />
LIBERTY BANCORP INC<br />
Liberty Coal Energy Corp<br />
LIBERTY CORP<br />
Liberty Global Inc<br />
Liberty Interactive Corp<br />
Liberty Intrmd TxEx Bond<br />
Liberty Media Corp<br />
Liberty Media Entertainment<br />
Group<br />
Liberty Media Interactive<br />
Group<br />
Liberty Property Trust<br />
LIBERTY SAT & TECH -CL<br />
A<br />
LIBERTY STAR GOLD<br />
CORP<br />
Liberty US Govt Money<br />
Market<br />
Liberty Var Asset Allocation<br />
Liberty Var Money Market<br />
Life Medical Sciences Inc<br />
Life Partners Holdings Inc<br />
Life Sciences Research Inc<br />
Life Technologies Corp<br />
LIFE TIME FITNESS Inc<br />
LifeCell Corp<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 78<br />
LIFECORE BIOMEDICAL<br />
INC<br />
LIFELINE SYSTEMS INC<br />
LifePath 2020 Portfolio<br />
LifePath 2030 Portfolio<br />
LifePath 2040 Portfolio<br />
LifePath Retirement Portfolio<br />
LifePoint Hospitals Inc.<br />
Lifepoint Inc<br />
LifeQuest World Corp<br />
LIFESTYLE INNOVATIONS<br />
INC<br />
Lifetime Brands Inc<br />
LIFEWAY FOODS INC<br />
Ligand Pharmaceuticals Inc<br />
Lightbridge Corp<br />
LIGHTBRIDGE INC<br />
Lighting Science Group Corp<br />
Lightscape Technologies Inc<br />
Lightspan Inc<br />
Lightwave Logic Inc<br />
Lightyear Network Solutions<br />
Inc<br />
LIHIR GOLD LTD<br />
Lihua International Inc<br />
Limco-Piedmont Inc<br />
LIME ENERGY CO<br />
Limelight Networks Inc<br />
Limited Brands Inc.<br />
Limited Term NY Muni<br />
Limited Term TxEx Bond<br />
Fund <strong>of</strong> America<br />
Limoneira Co<br />
LIN Television Corp<br />
Lincare Holdings Inc.<br />
Lincoln Bancorp<br />
Lincoln Educational Services<br />
Corp<br />
Lincoln Electric Holdings Inc<br />
Lincoln National Corp<br />
LINDSAY CORP<br />
LINEAR TECHNOLOGY<br />
CORP<br />
LINENS N THINGS INC<br />
LINK ENERGY LLC<br />
LinkedIn Corp<br />
LINN ENERGY LLC<br />
Lionbridge Technologies Inc
ACCOUNTING SUPPORT FEE<br />
Lions Gate Entertainment<br />
Corp.<br />
LIPID SCIENCES INC<br />
LIPIDVIRO TECH INC<br />
LIPMAN ELECTRONIC<br />
ENGR LTD<br />
LiqTech International Inc<br />
Liquid Audio Inc<br />
Liquid Cash Trust<br />
Liquidity Services Inc<br />
Liquidmetal Technologies Inc<br />
LIR Premier Money Mkt<br />
Lithia Motors Inc.<br />
LITHIUM TECHNOLOGY<br />
CORP<br />
Litman Gregory Masters<br />
International<br />
Littelfuse Inc<br />
LITTLE SQUAW GOLD<br />
MINING CO<br />
Live Current Media<br />
Live Nation Entertainment Inc<br />
LiveDeal Inc<br />
LivePerson Inc<br />
LiveWire Mobile Inc<br />
Liz Claiborne Inc.<br />
Lizhan Environmental Corp<br />
LJ International Inc<br />
LKCM Small Cap Equity<br />
LKQ Corp<br />
LL&E Royalty Trust<br />
Lloyds Banking Group PLC<br />
LMI Aerospace Inc<br />
LML Payment Systems Inc<br />
LMP Capital and Income<br />
Fund Inc<br />
LMP Var Capital<br />
LMP Var Capital & Income<br />
LMP Var Equity Index<br />
LMP Var I All Cap Fund<br />
LMP Var III Aggressive<br />
Growth<br />
LMP Var III High Income<br />
LMP Var III Large Cap<br />
Growth<br />
LMP Var III Large Cap Value<br />
LMP Var Investors<br />
LMS MEDICAL SYSTEMS<br />
INC<br />
LNB Bancorp Inc<br />
Lnr Property Corp<br />
Local Financial Corp<br />
Local.com Corp<br />
LOCATEPLUS HOLDINGS<br />
CORP<br />
Lockheed Martin Corp<br />
LodgeNet Interactive Corp<br />
Lodgian Inc.<br />
Loehmanns Holdings Inc<br />
LOEWS CORP<br />
LOGICVISION INC<br />
LOGILITY INC<br />
Logitech International SA,<br />
Apples<br />
LogMeIn Inc<br />
LoJack Corp<br />
Loncor Resources Inc<br />
Lone Pine Resources Inc<br />
Lone Star Gold Inc<br />
LONE STAR STEAKHOUSE<br />
SALOON<br />
LONE STAR<br />
TECHNOLOGIES<br />
LONG ISLAND FINANCIAL<br />
CORP<br />
Longleaf Partners<br />
Longleaf Partners Intl<br />
Longleaf Partners Small Cap<br />
Longs Drug Stores Corp<br />
Longtop Financial<br />
Technologies Ltd<br />
LONGVIEW FIBRE CO<br />
Longwei Petroleum<br />
Investment Holding Ltd<br />
Looksmart Ltd<br />
Loomis Sayles Bond<br />
Loomis Sayles Core Plus<br />
Bond<br />
Loomis Sayles Global Bond<br />
Loomis Sayles Global<br />
Markets<br />
Loomis Sayles Growth<br />
Loomis Sayles Invest Grade<br />
Bond<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 79<br />
Loomis Sayles InvTr Fixed<br />
Inc<br />
Loomis Sayles InvTr High Inc<br />
Loomis Sayles InvTr Invst<br />
Grd<br />
Loomis Sayles Ltd Govt &<br />
Agncy<br />
Loomis Sayles Small Cap Val<br />
Loomis Sayles Strategic Inc<br />
Loomis Sayles Value<br />
LoopNet Inc<br />
Loral Space &<br />
Communications Ltd<br />
Lord Abbett Affiliated<br />
Lord Abbett Alpha Strategy<br />
Lord Abbett Balanced<br />
Strategy<br />
Lord Abbett Bond Debenture<br />
Lord Abbett Capital Structure<br />
Lord Abbett Classic Stock<br />
Lord Abbett Convertible<br />
Lord Abbett Core Fixed<br />
Income<br />
Lord Abbett Developing<br />
Grwth<br />
Lord Abbett Floating Rate<br />
Lord Abbett Fundamental<br />
Equity<br />
Lord Abbett Growth & Income<br />
Strategy<br />
Lord Abbett Growth Opport<br />
Lord Abbett High Yield<br />
Lord Abbett High Yield<br />
Municipal Bond<br />
Lord Abbett Income<br />
Lord Abbett Ins Ser Bond<br />
Lord Abbett Ins Ser Gro & Inc<br />
Lord Abbett Ins Ser Mid Cp<br />
Val<br />
Lord Abbett Intermediate<br />
TaxFree<br />
Lord Abbett International<br />
Dividend Income<br />
Lord Abbett Intl Core Equity<br />
Lord Abbett Intl Opportunities<br />
Lord Abbett Large Cap Gro<br />
Lord Abbett Mid Cap Value
ACCOUNTING SUPPORT FEE<br />
Lord Abbett Short Duration<br />
Income<br />
Lord Abbett Short Duration<br />
Tax Free<br />
Lord Abbett Small Cap Blend<br />
Lord Abbett Sml Cap Value<br />
Lord Abbett Total Return<br />
Lord Abbett TxFr Natl Income<br />
Lord Abbett TxFr NY Income<br />
Lord Abbett US Gov<br />
Sponsored Enterprises MM<br />
Lord Abbett Value<br />
Opportunities<br />
Lorillard Inc<br />
LORUS THERAPEUTICS<br />
INC<br />
Lots<strong>of</strong>f Capital Mgmt Micro<br />
Cap<br />
Lotus Pharmaceuticals Inc<br />
LOUD TECHNOLOGIES INC<br />
LOUDEYE CORP<br />
Louisiana Bancorp Inc<br />
Louisiana-Pacific Corp<br />
Lowe's Cos Inc.<br />
LOWRANCE ELECTRONICS<br />
INC<br />
Lpath Inc<br />
LPL Investment Holdings Inc<br />
LRAD Corp<br />
LRR Energy LP<br />
LSB Corp<br />
LSB Financial Corp.<br />
LSB Industries Inc<br />
LSI Corp<br />
LSI Industries Inc<br />
LSV Value Equity<br />
LTC Properties Inc.<br />
LTX-Credence Corp<br />
Lubrizol Corp (The)<br />
Luby's Inc.<br />
Lucas Energy Inc<br />
LUCENT TECHNOLOGIES<br />
INC<br />
LUFKIN INDUSTRIES INC<br />
Lumber Liquidators Holdings<br />
Inc<br />
LUMENIS LTD<br />
Lumera Corp<br />
Luminent Mortgage Capital<br />
Inc.<br />
Luminex Corp<br />
Lumos Networks Corp<br />
Luna Innovations Inc<br />
Lundin Mining Corp<br />
Lutheran Bro Money Market<br />
Lutheran Bro Muni Bond<br />
Lutheran Brotherhood<br />
Lutheran VIP Opport Growth<br />
Luxottica Group SPA, Milano<br />
LVIP Baron Growth<br />
Opportunities<br />
LVIP Delaware Bond<br />
LVIP Delaware Foundation<br />
Aggressive Allocation<br />
LVIP Delaware Foundation<br />
Conservative Allocation<br />
LVIP Delaware Growth &<br />
Income<br />
LVIP Delaware Social Aware<br />
LVIP Delaware Special<br />
Opportunities<br />
LVIP Janus Cap Appreciation<br />
LVIP Marsico International<br />
Growth<br />
LVIP MFS Value<br />
LVIP Moderate Pr<strong>of</strong>ile<br />
LVIP Moderately Aggressive<br />
Pr<strong>of</strong>ile<br />
LVIP Mondrian International<br />
LVIP Money Market<br />
LVIP SSgA Bond Index<br />
LVIP SSgA International<br />
Index<br />
LVIP SSgA Large Cap 100<br />
LVIP SSgA S&P 500 Index<br />
LVIP SSGA Small Cap Index<br />
LVIP Templeton Growth<br />
LVIP TRP Growth Stock<br />
LVIP TRP Structured Mid<br />
Cap<br />
LVIP Wells Intrinsic Value<br />
LVIP Wilshire Conservative<br />
Pr<strong>of</strong>ile<br />
Lydall Inc.<br />
LYNCH INTERACTIVE<br />
CORP<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 80<br />
Lynx Therapeutics Inc<br />
LYONDELL CHEMICAL CO<br />
LyondellBasell Industries NV<br />
Lyris Inc<br />
M & F Worldwide Corp.<br />
M B T Financial Corp<br />
M Fund M International<br />
Equity<br />
M Stanley IL Active Intl<br />
M Stanley IL Adv Portfolio<br />
M Stanley IL Balanced<br />
M Stanley IL Core Fxd Inc<br />
M Stanley IL Core Plus Fxd<br />
Inc<br />
M Stanley IL Emerging<br />
Markets<br />
M Stanley IL Global Real<br />
Estate<br />
M Stanley IL Gov Sec<br />
M Stanley IL High Yield<br />
M Stanley IL Intl Equity<br />
M Stanley IL Intl Real Estate<br />
M Stanley IL Intl Small Cap<br />
M Stanley IL Intrmd Duratn<br />
Fxd<br />
M Stanley IL Inv Grade Fxd II<br />
M Stanley IL Limited Duration<br />
M Stanley IL Liquidity Govt<br />
M Stanley IL Liquidity Money<br />
Market<br />
M Stanley IL Liquidity Prime<br />
MM<br />
M Stanley IL Liquidity Treas<br />
Sec<br />
M Stanley IL Liquidity<br />
Treasury<br />
M Stanley IL Liquidity Tx Ex<br />
M Stanley IL Mid Cap Growth<br />
M Stanley IL Money Market<br />
M Stanley IL Muni MM<br />
M Stanley IL Opportunity<br />
M Stanley IL Small Co<br />
Growth<br />
M Stanley IL Specl Purpose<br />
Fxd<br />
M Stanley IL US Capital<br />
Growth
ACCOUNTING SUPPORT FEE<br />
M Stanley IL US Mid Cap<br />
Value<br />
M Stanley IL US Real Estate<br />
M Stanley IL Value<br />
M Stanley Univ Core+ Fixed<br />
Inc<br />
M Stanley Univ Emerg Mkt<br />
Eqty<br />
M Stanley Univ Global Real<br />
Estate<br />
M Stanley Univ Mid Cap Gro<br />
M Stanley Univ US Real<br />
Estate<br />
M&T Bank Corp<br />
M.D.C. Holdings Inc.<br />
M/I Homes Inc<br />
MA Muni Cash Trust<br />
Macatawa Bank Corp<br />
MacDermid Inc<br />
Mace Security International<br />
Inc<br />
Macerich Co (The)<br />
Mac-Gray Corp<br />
Mack-Cali Realty Corp<br />
MACKINAC FINANCIAL<br />
CORP<br />
Macquarie Global<br />
Infrastructure Total Return<br />
Fund Inc<br />
Macquarie Infrastructure<br />
<strong>Company</strong> LLC<br />
MACREPORT NET INC<br />
MACROCHEM CORP/DE<br />
MACROMEDIA INC<br />
MacroSolve Inc<br />
Macy's Inc<br />
Mad Catz Interactive Inc.<br />
Madeco SA<br />
Madison Bancshares Inc/Fl<br />
Madison Square Garden Co<br />
Madison/Claymore Covered<br />
Call & Equity Strategy Fund<br />
MAF BANCORP INC<br />
MAG Silver Corp<br />
MAGELLAN HEALTH<br />
SERVICES INC<br />
Magellan Midstream Holdings<br />
LP<br />
Magellan Midstream Partners<br />
LP<br />
MAGICJACK VOCALTEC<br />
LTD<br />
MAGMA DESIGN<br />
AUTOMATION INC<br />
Magna Entertainment Corp<br />
Magna International Inc.<br />
Magnetek Inc.<br />
Magnum Hunter Resources<br />
Corp<br />
MAGNUM HUNTER<br />
RESOURCES INC<br />
MAGYAR BANCORP INC<br />
Magyar Telecom<br />
Mahanagar Telephone<br />
Nigam Ltd<br />
Maiden Holdings Ltd<br />
Maidenform Brands Inc<br />
MAIN STREET BANKS INC<br />
Main Street Capital Corp<br />
MAIN STREET<br />
RESTAURANT GROUP<br />
MAIN STREET TRUST INC<br />
MAINE & MARITIMES CORP<br />
MainSource Financial Group<br />
Inc<br />
MainStay 130/30 Core<br />
MainStay Balanced<br />
MainStay Blue Chip Growth<br />
MainStay Capital<br />
Appreciation<br />
MainStay Cash Reserves<br />
MainStay Common Stock<br />
MainStay Convertible<br />
MainStay Epoch Global<br />
Equity Yield<br />
MainStay Epoch International<br />
Small Cap<br />
MainStay Epoch US All Cap<br />
MainStay Equity Index<br />
MainStay Floating Rate<br />
MainStay Global High<br />
Income<br />
MainStay Government<br />
MainStay Growth Equity<br />
MainStay High Yield<br />
Corporate Bond<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 81<br />
MainStay High Yield<br />
Opportunities<br />
MainStay ICAP Equity<br />
MainStay ICAP International<br />
Equity<br />
MainStay ICAP Select Equity<br />
MainStay Income Builder<br />
MainStay Income Manager<br />
MainStay Indexed Bond<br />
MainStay Institutional Bond<br />
MainStay Intermediate Term<br />
Bond<br />
MainStay International Equity<br />
MainStay Large Cap Growth<br />
MainStay MAP<br />
MainStay Mid Cap Value<br />
MainStay Moderate<br />
Allocation<br />
MainStay Moderate Growth<br />
Allocation<br />
MainStay Money Market<br />
MainStay S&P 500 Index<br />
Mainstay Small Cap Growth<br />
MainStay Tax Free Bond<br />
MainStay US Small Cap<br />
MainStay Value<br />
MainStay VP Bond<br />
MainStay VP Cash<br />
Management<br />
MainStay VP Common Stock<br />
MainStay VP Conservative<br />
Allocation<br />
MainStay VP Convertible<br />
MainStay VP Floating Rate<br />
MainStay VP Government<br />
MainStay VP Growth Equity<br />
MainStay VP High Yield<br />
Bond<br />
MainStay VP ICAP Select<br />
Equity<br />
MainStay VP Income Builder<br />
MainStay VP International<br />
Equity<br />
MainStay VP Large Cap<br />
Growth<br />
Mainstay VP Mid Cap Core<br />
Mainstay VP Mid Cap Growth<br />
MainStay VP Mid Cap Value
ACCOUNTING SUPPORT FEE<br />
MainStay VP Moderate<br />
Allocation<br />
MainStay VP Moderate<br />
Growth Allocation<br />
MainStay VP S&P 500 Index<br />
MainStay VP Value<br />
Mainstreet Bankshares Inc<br />
MAIR HOLDINGS INC<br />
Mairs & Power Growth<br />
Majesco Entertainment Co<br />
MakeMusic Inc<br />
MakeMyTrip Ltd<br />
MAKITA CORP<br />
Mako Surgical Corp<br />
Malvern Federal Bancorp Inc<br />
Managed High Yield Plus<br />
Fund Inc.<br />
Management Network Group<br />
Inc (The)<br />
Managers Bond<br />
Managers Cadence Capital<br />
Appreciation<br />
Managers Cadence Mid Cap<br />
Managers Fremont Instl<br />
Micro Cap<br />
Managers Fremont Micro<br />
Cap<br />
Managers International<br />
Equity<br />
Managers PIMCO Bond<br />
Managers Short Govt<br />
Managers Special Equity<br />
ManagersAMG FQ Global<br />
Alternatives<br />
ManagersAMG Skyline<br />
Special Equities<br />
ManagersAMG TimesSquare<br />
Mid Cap Growth<br />
ManagersAMG TimesSquare<br />
Sml Cap Growth<br />
Manas Petroleum Corp<br />
Manatron Inc<br />
MANCHESTER<br />
TECHNOLOGIES INC<br />
MANDALAY RESORT<br />
GROUP<br />
Manhattan Associates Inc<br />
MANHATTAN<br />
PHARMACEUTICALS<br />
MANHATTAN SCIENTIFICS<br />
INC<br />
Manitex International Inc<br />
Manitowoc <strong>Company</strong> Inc.<br />
(The)<br />
Mannatech Inc<br />
Manning & Napier Core Plus<br />
Bond<br />
Manning & Napier Diversified<br />
TxEx<br />
Manning & Napier Equity<br />
Manning & Napier Inc<br />
Manning & Napier<br />
International<br />
Manning & Napier Life<br />
Sciences<br />
Manning & Napier Overseas<br />
Manning & Napier Pro-Blend<br />
Conservative Term<br />
Manning & Napier Pro-Blend<br />
Extended Term<br />
Manning & Napier Pro-Blend<br />
Maximum Term<br />
Manning & Napier Pro-Blend<br />
Moderate Term<br />
Manning & Napier World<br />
Opportunities<br />
MANNKIND CORP<br />
MANOR CARE INC<br />
ManpowerGroup<br />
ManTech International Corp<br />
Manu Forti Group Inc<br />
MANUFACTURERS SVCS<br />
LTD<br />
MANUGISTICS GROUP INC<br />
MANULIFE FINANCIAL<br />
CORP<br />
MAP Pharmaceuticals Inc<br />
MAPICS INC<br />
MAPINFO CORP<br />
MARATHON OIL CORP<br />
Marathon Petroleum Corp<br />
Marchex Inc<br />
Marcus Corp (The)<br />
Marimba Inc<br />
Marina Biotech Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 82<br />
MARINE PETROLEUM<br />
TRUST<br />
Marine Products Corp<br />
MarineMax Inc<br />
Mariner Energy Inc<br />
Mariner Health Care Inc<br />
MARITRANS INC<br />
MARKEL CORP<br />
Market Leader Inc<br />
Market Vectors Brazil Small-<br />
Cap ETF<br />
Market Vectors Coal ETF<br />
Market Vectors Global<br />
Alternative Energy ETF Trust<br />
Market Vectors Gold Miners<br />
ETF<br />
Market Vectors Junior Gold<br />
Miners ETF<br />
Market Vectors Oil Services<br />
ETF<br />
Market Vectors Russia ETF<br />
Trust<br />
MARKETAXESS HOLDINGS<br />
INC<br />
Marketfield<br />
Marketwatch.Com Inc<br />
MARKWEST ENERGY<br />
PARTNERS LP<br />
MARKWEST<br />
HYDROCARBON INC<br />
Marlin Business Services<br />
Corp<br />
Marriott International Inc.<br />
Marriott Vacations Worldwide<br />
Corp<br />
Marsh & McLennan<br />
Companies Inc.<br />
MARSH SUPERMARKETS -<br />
CL B<br />
MARSHALL & ILSLEY CORP<br />
Marshall Aggregate Bond<br />
MARSHALL EDWARDS INC<br />
Marshall Govt Income Fund<br />
Marshall Govt Money Market<br />
Marshall International Stock<br />
Marshall Large Cap Growth<br />
Marshall Large Cap Value<br />
Marshall Mid Cap Growth
ACCOUNTING SUPPORT FEE<br />
Marshall Mid Cap Value<br />
Marshall Short Intermediate<br />
Bond<br />
Marshall Ultra Short Tax Free<br />
Marsico 21st Century<br />
Marsico Flexible Capital<br />
Marsico Focus<br />
Marsico Growth<br />
Marsico Intl Opportunities<br />
MARTEK BIOSCIENCES<br />
CORP<br />
Marten Transport Ltd<br />
Martha Stewart Living<br />
Omnimedia Inc.<br />
Martin Marietta Materials Inc.<br />
Martin Midstream Partners<br />
LP<br />
Marvel Entertainment Inc<br />
Marvell Technology Group<br />
Ltd<br />
Masco Corp<br />
MASISA S.A.<br />
Masisa Sa<br />
MASONITE<br />
INTERNATIONAL CORP<br />
Mass Investors Growth Stock<br />
Mass Investors Trust<br />
MASS Petroleum Inc<br />
MASSBANK Corp.<br />
Massey Energy Co<br />
MassMutual Corporate<br />
Investors<br />
MassMutual Premr Balanced<br />
MassMutual Premr Capital<br />
Appreciation<br />
MassMutual Premr Core<br />
Bond<br />
MassMutual Premr Diversfd<br />
Bond<br />
MassMutual Premr Enh Idx<br />
Gro<br />
MassMutual Premr Enhanced<br />
Index Value<br />
MassMutual Premr Global<br />
MassMutual Premr Inflation<br />
Protected & Income<br />
MassMutual Premr Intl Equity<br />
MassMutual Premr Main<br />
Street<br />
MassMutual Premr Money<br />
Market<br />
MassMutual Premr Short<br />
Duration Bond<br />
MassMutual Premr Sml Co<br />
Opp<br />
MassMutual Premr Strategic<br />
Income<br />
MassMutual Premr Value<br />
MassMutual RetireSMART<br />
Moderate<br />
MassMutual Sel DestinRet<br />
2020<br />
MassMutual Sel DestinRet<br />
2030<br />
MassMutual Sel DestinRet<br />
2040<br />
MassMutual Sel DestinRet<br />
Inc<br />
MassMutual Select Aggrsv<br />
Growth<br />
MassMutual Select<br />
BlackRock Global Allocation<br />
MassMutual Select Blue Chip<br />
MassMutual Select<br />
Diversified Value<br />
MassMutual Select Focused<br />
Value<br />
MassMutual Select<br />
Fundamental Val<br />
MassMutual Select Growth<br />
Equity<br />
MassMutual Select Indexed<br />
Equity<br />
MassMutual Select Large<br />
Cap Value<br />
MassMutual Select Mid<br />
Growth II<br />
MassMutual Select Overseas<br />
MassMutual Select PIMCO<br />
Total Return<br />
MassMutual Select Small<br />
Cap Growth Equity<br />
MassMutual Select Small Co<br />
Value<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 83<br />
MassMutual Select Strategic<br />
Bond<br />
MasTec Inc.<br />
MasterCard Inc<br />
Masters Select Equity<br />
Masters Select Smaller Co<br />
Masters Select Value<br />
MATERIAL SCIENCES<br />
CORP<br />
Materials Select Sector<br />
SPDR Fund (The)<br />
Materion Corp<br />
MathStar Inc<br />
MATRIA HEALTHCARE INC<br />
MATRITECH INC<br />
Matrix Advisors Value<br />
Matrix Service Co<br />
MATRIXONE INC<br />
MATRIXX INITIATIVES INC<br />
Mattel Inc.<br />
Mattersight Corp<br />
Matthews Asia Dividend<br />
Matthews Asia Pacific<br />
Matthews Asia Small<br />
Companies<br />
Matthews Asian Growth &<br />
Income<br />
Matthews China<br />
Matthews India<br />
Matthews International Corp<br />
Matthews Japan<br />
Matthews Korea<br />
Matthews Pacific Tiger<br />
Mattress Firm Holding Corp<br />
Mattson Technology Inc<br />
Maui Land & Pineapple Co<br />
Inc.<br />
MAVERICK OIL & GAS INC<br />
MAVERICK TUBE CORP<br />
MAX & ERMAS<br />
RESTAURANTS<br />
Max Sound Corp<br />
MAXCO INC<br />
Maxcom Telecomunicaciones<br />
SA de CV<br />
MAXCOR FINANCIAL<br />
GROUP INC<br />
Maxim Aggressive Pr<strong>of</strong>ile II
ACCOUNTING SUPPORT FEE<br />
Maxim Ariel Mid Cap Value<br />
Maxim Ariel Small Cap Value<br />
Maxim Bernstein Intl Equity<br />
Maxim Bond Index<br />
Maxim Conservative Pr<strong>of</strong>ile II<br />
Maxim Index 600<br />
Maxim Integrated Products<br />
Inc.<br />
Maxim Invesco ADR<br />
Maxim Janus Large Cap<br />
Growth<br />
Maxim Loomis Bond<br />
Maxim Moderate Aggrsv Pr<strong>of</strong><br />
II<br />
Maxim Moderate Aggrsv<br />
Pr<strong>of</strong>ile II<br />
Maxim Moderate Pr<strong>of</strong>ile<br />
Maxim Moderate Pr<strong>of</strong>ile II<br />
Maxim Money Market<br />
MAXIM<br />
PHARMACEUTICALS INC<br />
Maxim S&P 500 Index<br />
Maxim Stock Index<br />
Maxim T Rowe Equity<br />
Income<br />
Maxim T Rowe Mid Cap<br />
Growth<br />
Maxim US Government<br />
Mortgage Securities<br />
MAXIMUS Inc.<br />
MaxLinear Inc<br />
MAXTOR CORP<br />
Maxwell Shoe Co Inc -Cl A<br />
Maxwell Technologies Inc<br />
MAXXAM Inc.<br />
MAXYGEN INC<br />
MAY DEPARTMENT<br />
STORES CO<br />
MAYTAG CORP<br />
MB Financial Inc<br />
MBF Healthcare Acquisition<br />
Corp<br />
MBIA Inc.<br />
Mbna Corp<br />
MC SHIPPING<br />
MCAFEE INC<br />
McClatchy Co (The)<br />
McCormick & Co Inc<br />
McCormick & Schmicks<br />
Seafood Restaurants Inc<br />
MCDATA CORP -CL A<br />
McDermott International Inc.<br />
MCDONALD'S CORP<br />
McEwen Mining Inc<br />
MCG Capital Corp<br />
McGrath RentCorp<br />
McGraw-Hill Companies Inc.<br />
(The)<br />
MCI INC<br />
McKee Intl Equity<br />
MCKESSON CORP<br />
MCLEODUSA INC -CL A<br />
McMoRan Exploration Co<br />
MCRAE INDUSTRIES -CL A<br />
MDC Partners Inc<br />
MDI INC<br />
MDSI MOBILE DATA<br />
SOLUTIONS<br />
MDU Communications<br />
International Inc<br />
MDU Resources Group Inc.<br />
MDWERKS INC<br />
Mead Johnson Nutrition Co<br />
MEADE INSTRUMENTS<br />
CORP<br />
MEADOW VALLEY CORP<br />
Meadowbrook Insurance<br />
Group Inc<br />
MeadWestvaco Corp<br />
Measurement Specialties Inc.<br />
MECHANICAL<br />
TECHNOLOGY INC<br />
MECHEL OAO<br />
Mecox Lane Ltd<br />
Medallion Financial Corp<br />
MEDAREX INC<br />
MedAssets Inc<br />
MedCath Corp<br />
MedClean Technologies Inc<br />
Medco Health Solutions Inc.<br />
MEDCOM USA INC<br />
MED-DESIGN CORP<br />
MEDecision Inc<br />
Media & Entertainment<br />
Holdings Inc<br />
Media Arts Group Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 84<br />
Media General Inc.<br />
Media Sciences International<br />
Inc.<br />
Mediabay Inc<br />
Mediacom Communications<br />
Corp<br />
MEDIALINK WORLDWIDE<br />
INC<br />
MediaMind Technologies Inc<br />
Medical Action Industries Inc<br />
Medical Care Technologies<br />
Inc<br />
Medical Connections<br />
Holdings Inc<br />
MEDICAL NUTRITION USA<br />
INC<br />
Medical Properties Trust LLC<br />
Medical Staffing Network<br />
Holdings Inc.<br />
MEDICALCV INC<br />
Medicines <strong>Company</strong> (The)<br />
Medicinova Inc<br />
Medicis Pharmaceutical Corp<br />
MEDICURE INC<br />
Medidata Solutions Inc<br />
Medi-Hut Co Inc<br />
MEDIMMUNE INC<br />
MEDIS TECHNOLOGIES<br />
LTD<br />
MEDISCIENCE<br />
TECHNOLOGY CORP<br />
MEDISTEM<br />
LABORATORIES INC<br />
Medivation Inc<br />
MEDIWARE Information<br />
Systems Inc<br />
Medizone International Inc<br />
Mednax Inc<br />
MedPro Safety Products Inc<br />
MEDQUIST INC<br />
Medsource Technologies Inc<br />
MEDTOX Scientific Inc.<br />
Medtronic Inc.<br />
MEDWAVE INC<br />
MegaWest Energy Corp<br />
MELA Sciences Inc<br />
Mellanox Technologies Ltd<br />
MELLON FINANCIAL CORP
ACCOUNTING SUPPORT FEE<br />
MEMC Electronic Materials<br />
Inc<br />
Memorial Production<br />
Partners LP<br />
Memory Pharmaceuticals<br />
Corp<br />
MEMRY CORP<br />
MEMSIC Inc<br />
Men's Wearhouse Inc. (The)<br />
MENTOR CORP<br />
Mentor Graphics Corp<br />
MercadoLibre Inc<br />
Mercantile Bancorp Inc/IL<br />
Mercantile Bank Corp<br />
MERCANTILE<br />
BANKSHARES CORP<br />
MERCATOR PRTNRS<br />
ACQUISITION<br />
Mercator S<strong>of</strong>tware Inc<br />
Mercer Gold Corp<br />
Mercer Insurance Group Inc.<br />
Mercer International Inc<br />
MERCHANTS & MFRS<br />
BANCORP INC<br />
Merchants Bancshares Inc<br />
MERCHANTS GROUP INC<br />
Merck & Co Inc.<br />
MERCK SERONO SA<br />
Mercury Air Group Inc<br />
Mercury General Corp<br />
MERCURY INTERACTIVE<br />
CORP<br />
Mercury Intl Value V.I.<br />
Mercury US Large Cap<br />
MEREDITH CORP<br />
Merge Healthcare Inc<br />
Merger Fund<br />
MERIDIAN BIOSCIENCE<br />
INC<br />
MERIDIAN CO LTD<br />
MERIDIAN GOLD INC<br />
Meridian Growth<br />
Meridian Interstate Bancorp<br />
Inc<br />
Meridian Resource Corp<br />
(The)<br />
Meridian Value<br />
MERISEL INC<br />
MERISTAR HOSPITALITY<br />
CORP<br />
Merit Medical Systems Inc<br />
Meritage Homes Corp<br />
MERITAGE HOSPITALITY<br />
GROUP<br />
Meritor Inc<br />
Merix Corp<br />
Merk Hard Currency<br />
Merrill Lynch & Co Inc<br />
Merrill Lynch Basic PrinProt<br />
Merrill Lynch Core Princ Prot<br />
Merrill Lynch Corp Intrmd<br />
Merrill Lynch Fdmtl PrinProt<br />
Merrill Lynch Focus Twenty<br />
Merrill Lynch Retire<br />
Reserves2<br />
Merrill Lynch S&P 500 Pro<br />
Merrill Lynch Short US Govt<br />
Merrill Lynch US Government<br />
Merrill Lynch US Govt Reserv<br />
Merrill Lynch US Hi Yld<br />
Merrill Merchants<br />
Bancshares Inc<br />
Merrimac Cash Series<br />
Merrimac Industries Inc.<br />
Merrimac Muni Series<br />
Merrimac Prime Series<br />
Merrimac Treas Plus Ser<br />
Merrimac Treasury Series<br />
Merrimac US Govt Series<br />
Merriman Curhan Ford Group<br />
Inc<br />
Meru Networks Inc<br />
MESA AIR GROUP INC<br />
Mesa Energy Inc<br />
MESA ROYALTY TRUST<br />
MESABI TRUST<br />
MESTEK INC<br />
Meta Financial Group Inc<br />
META GROUP INC<br />
METABASIS<br />
THERAPEUTICS INC<br />
Metabolix Inc<br />
METAL MANAGEMENT INC<br />
Metalico Inc<br />
Metalink Ltd<br />
Metallica Resources Inc.<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 85<br />
Metals USA Holdings Corp<br />
METALS USA INC<br />
METASOLV INC<br />
Metavante Technologies Inc<br />
Methanex Corp<br />
Methode Electronics Inc<br />
MetInvstrs ST 3rd Av Sml Val<br />
MetInvstrs ST Alliance Global<br />
Dynamic Allocation<br />
MetInvstrs ST American<br />
Funds Balanced Allocation<br />
MetInvstrs ST American<br />
Funds Growth Allocation<br />
MetInvstrs ST American<br />
Funds Moderate Allocation<br />
MetInvstrs ST AQR Global<br />
Risk Balanced<br />
MetInvstrs ST BatteryMarch<br />
Growth & Income<br />
MetInvstrs ST BlackRock<br />
Global Tactical Strategies<br />
MetInvstrs ST BlackRock<br />
High Yield<br />
MetInvstrs ST BlackRock<br />
Large Cap Core<br />
MetInvstrs ST Clarion Global<br />
RE<br />
MetInvstrs ST EatonVance<br />
Float Rate<br />
MetInvstrs ST Franklin<br />
Income<br />
MetInvstrs ST Franklin<br />
Mutual Shares<br />
MetInvstrs ST Franklin<br />
Templeton Founding Strategy<br />
MetInvstrs ST GS Mid Cap<br />
Val<br />
MetInvstrs ST HRS OAK Intl<br />
MetInvstrs ST Invesco Small<br />
Cap Gr<br />
MetInvstrs ST Janus Forty<br />
MetInvstrs ST Lazard Mid<br />
Cap<br />
MetInvstrs ST Ld Abt Bd<br />
Deben<br />
MetInvstrs ST Ld Abt Mid<br />
Value
ACCOUNTING SUPPORT FEE<br />
MetInvstrs ST Legg Mason<br />
ClearBridge Aggressive<br />
Growth<br />
MetInvstrs ST Legg Mason P<br />
Managed Assets<br />
Metinvstrs ST Legg Mason<br />
Value Equity<br />
MetInvstrs ST Loomis Sayles<br />
Global Markets<br />
MetInvstrs ST Met Pioneer<br />
Strategic Income<br />
MetInvstrs ST Met/Franklin<br />
Low Duration Total Return<br />
MetInvstrs ST MetLife<br />
Aggressive Strategy<br />
MetInvstrs ST MetLife<br />
Balanced Plus<br />
MetInvstrs ST MetLife<br />
Balanced Strategy<br />
MetInvstrs ST MetLife<br />
Defensive Strategy<br />
MetInvstrs ST MetLife<br />
Growth Strategy<br />
MetInvstrs ST MetLife<br />
Moderate Strategy<br />
MetInvstrs ST MFS Emerging<br />
Markets Equity<br />
MetInvstrs ST MFS Resrch<br />
Int<br />
MetInvstrs ST Morgan<br />
Stanley Mid Cap Growth<br />
MetInvstrs ST Oppenhmr<br />
Cap App<br />
MetInvstrs ST PIMCO Infl Pro<br />
MetInvstrs ST PIMCO Ttl Rtn<br />
MetInvstrs ST Pioneer Fund<br />
Metinvstrs ST Rainier Large<br />
Cap Equity<br />
MetInvstrs ST RCM Tech<br />
Metinvstrs ST SSGA Growth<br />
and Income ETF<br />
Metinvstrs ST SSGA Growth<br />
ETF<br />
MetInvstrs ST T Rowe Price<br />
Large Cap Vlaue<br />
MetInvstrs ST Templeton<br />
Growth<br />
MetInvstrs ST Templeton<br />
International<br />
MetInvstrs ST Tr American<br />
Bond<br />
MetInvstrs ST Tr American<br />
Growth<br />
MetInvstrs ST Tr American<br />
International<br />
MetInvstrs ST TRP Mid Cap<br />
Gr<br />
MetInvstrs ST Turner MdCp<br />
Gr<br />
MetInvstrs ST Van Kampen<br />
Comstock<br />
MetLife Artio International<br />
Stock<br />
MetLife Barclays Aggregate<br />
Bond Index<br />
MetLife BlackRock<br />
Aggressive Growth<br />
MetLife BlackRock Bond<br />
Income<br />
MetLife BlackRock<br />
Diversified<br />
MetLife BlackRock Large<br />
Cap Value<br />
MetLife BlackRock Legacy<br />
Large Growth<br />
MetLife BlackRock MM<br />
MetLife CapGuard US Eqty<br />
MetLife Davis Venture Val<br />
MetLife Dimensional<br />
International Small <strong>Company</strong><br />
MetLife FI Mid Cap<br />
Opportunity<br />
MetLife FI Value Leaders<br />
Metlife Inc.<br />
Metlife Inv Diversified Bond<br />
Metlife Inv Intl Stock<br />
Metlife Inv Large Comp Stock<br />
Metlife Inv Small Comp Stock<br />
MetLife Jennison Growth<br />
MetLife Loomis Small Cap<br />
Core<br />
MetLife M Stanley EAFE<br />
Index<br />
MetLife Met/Artisan Mid Cap<br />
Value<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 86<br />
MetLife MFS Total Return<br />
MetLife MFS Value<br />
MetLife Mid Cap Stk<br />
MetLife Neuberger Berman<br />
Genesis<br />
MetLife Neuberger Berman<br />
Mid Cap Value<br />
MetLife Oppen Global Eq<br />
MetLife Russell 2000<br />
Metlife Series Funds<br />
Conservative Allocation<br />
Metlife Series Funds<br />
Conservative to Moderate<br />
Allocation<br />
Metlife Series Funds<br />
Moderate Allocation<br />
Metlife Series Funds<br />
Moderate to Aggressive<br />
Allocation<br />
MetLife Stock Index<br />
MetLife T. Rowe Large Gro<br />
MetLife T. Rowe Small Gro<br />
MetLife Van Eck Global<br />
Natural Resources<br />
MetLife Western Asset Mgmt<br />
Strat Bd Opp<br />
MetLife Western Asset Mgmt<br />
US Govt<br />
MetLife Zenith Equity<br />
Met-Pro Corp<br />
Metris Companies Inc<br />
Metro Bancorp Inc<br />
METRO GOLDWYN MAYER<br />
INC<br />
METRO ONE TELECOMM<br />
INC<br />
Metrocall Inc<br />
MetroCorp Bancshares Inc<br />
METROLOGIC<br />
INSTRUMENTS INC<br />
METROMEDIA<br />
INTERNATIONAL GRP<br />
METRON TECHNOLOGY<br />
NV<br />
MetroPCS Communications<br />
Inc<br />
Metropolitan BlackRock<br />
Large Cap
ACCOUNTING SUPPORT FEE<br />
Metropolitan Health Networks<br />
Inc<br />
METSO OYJ<br />
Mettler-Toledo International<br />
Inc<br />
MetWest Strategic Income<br />
MetWest Ultra Short Bond<br />
Metzler/Payden Europe Emrg<br />
Mkt<br />
MEXCO ENERGY CORP<br />
MEXICAN RESTAURANTS<br />
INC<br />
Mexico Fund Inc. (The)<br />
MEXORO MINERALS LTD<br />
MF Global Holdings Ltd<br />
MFA Financial Inc<br />
MFB Corp.<br />
MFC Industrial Ltd<br />
MFRI INC<br />
MFS Aggrsv Growth Alloc<br />
MFS Bond<br />
MFS Capital Opportunities<br />
MFS Cash Reserve<br />
MFS Charter Income Trust<br />
MFS Compass Capital<br />
Apprec VA<br />
MFS Conservative Alloc<br />
MFS Core Equity<br />
MFS Core Growth<br />
MFS Diversified Income<br />
MFS Emerging Markets Debt<br />
MFS Emerging Markets<br />
Equity<br />
MFS Global Bond<br />
MFS Global Equity<br />
MFS Global Growth<br />
MFS Global Total Return<br />
MFS Government Markets<br />
Income Trust<br />
MFS Govt Ltd Maturity<br />
MFS Govt Mortgage<br />
MFS Govt Securities<br />
MFS Growth<br />
MFS Growth Allocation<br />
MFS Growth Opportunities<br />
MFS High Income<br />
MFS High Yield Opportunities<br />
MFS Inflation Adjusted Bond<br />
MFS Instl Emerging Equities<br />
MFS Instl Intl Equity<br />
MFS Intermediate Income<br />
Trust<br />
MFS Intl Diversification<br />
MFS Intl Growth<br />
MFS Intl New Discovery<br />
MFS Intl Value<br />
MFS Intrmd Invest Grade<br />
Bond<br />
MFS Large Cap Growth<br />
MFS Limited Maturity<br />
MFS Managed Sectors<br />
MFS Mid Cap Growth<br />
MFS Mid Cap Value<br />
MFS Moderate Allocation<br />
MFS Money Market<br />
MFS Multimarket Income<br />
Trust<br />
MFS Muni Bond<br />
MFS Muni CA<br />
MFS Muni High Income<br />
MFS Muni Income<br />
MFS Muni Ltd Maturity<br />
MFS Muni MA<br />
MFS Muni NC<br />
MFS Muni VA<br />
MFS Municipal Income Trust<br />
MFS New Discovery<br />
MFS New Endeavor<br />
MFS Research<br />
MFS Research Bond<br />
MFS Research International<br />
MFS Sector Rotational<br />
MFS Strategic Growth<br />
MFS Strategic Income<br />
MFS Strategic Value<br />
MFS Total Return<br />
MFS Utilities<br />
MFS Value<br />
MFS VIT Growth<br />
MFS VIT High Income<br />
MFS VIT II Blend Research<br />
Core Equity<br />
MFS VIT II Capital<br />
Appreciation<br />
MFS VIT II Emerging Growth<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 87<br />
MFS VIT II Government<br />
Securities<br />
MFS VIT II High Yield<br />
MFS VIT II International<br />
Value<br />
MFS VIT II Mass Investors<br />
Growth<br />
MFS VIT II MFS Global<br />
Tactical<br />
MFS VIT II Money Market<br />
MFS VIT II New Discovery<br />
MFS VIT II Research Intl<br />
MFS VIT II Ser Tr Research<br />
MFS VIT II Total Return<br />
MFS VIT II Utilities<br />
MFS VIT II Value<br />
MFS VIT Investors Gro Stk<br />
MFS VIT Investors Trust<br />
MFS VIT Mid Cap Growth<br />
MFS VIT New Discovery<br />
MFS VIT Research<br />
MFS VIT Research Bond<br />
MFS VIT Total Return<br />
MFS VIT Utilities<br />
MFS VIT Value<br />
MFS/SunLife Capital Opport<br />
MGE ENERGY INC<br />
MGI PHARMA INC<br />
MGIC Investment Corp<br />
MGM Resorts International<br />
MGP Ingredients Inc<br />
MGT CAPITAL<br />
INVESTMENTS INC<br />
MHI Hospitality Corp<br />
MI Developments Inc.<br />
MI Muni Cash Trust<br />
Michael Baker Corp<br />
Michael Kors Holdings Ltd<br />
MICHAELS STORES INC<br />
MICRO COMPONENT TECH<br />
MICRO LINEAR CORP<br />
MICRO THERAPEUTICS<br />
INC<br />
MICROCHIP TECHNOLOGY<br />
INC<br />
MicroFinancial Inc<br />
MICROMEM<br />
TECHNOLOGIES INC
ACCOUNTING SUPPORT FEE<br />
Micromet Inc<br />
MICROMUSE INC<br />
Micron Technology Inc.<br />
MICRONETICS INC<br />
MICROS SYSTEMS INC<br />
MICROSEMI CORP<br />
MICROSOFT CORP<br />
MicroStrategy Inc<br />
MICROTEK MEDICAL<br />
HLDGS INC<br />
Microtune Inc<br />
Microvision Inc WA<br />
MICRUS ENDOVASCULAR<br />
CORP<br />
Mid Atlantic Medical Svcs<br />
Mid Penn Bancorp Inc.<br />
Mid-America Apartment<br />
Communities Inc.<br />
Midas Inc.<br />
Mid-Atlantic Realty Trust<br />
MIDCAROLINA FINANCIAL<br />
CORP<br />
Mid-Con Energy Partners LP<br />
MiddleBrook<br />
Pharmaceuticals Inc<br />
Middleburg Financial Corp<br />
Middleby Corp (The)<br />
Middlefield Banc Corp<br />
Middlesex Water Co<br />
Midland <strong>Company</strong> (The)<br />
MidSouth Bancorp Inc.<br />
MID-STATE BANCSHARES<br />
Midway Games Inc.<br />
Midway Gold Corp<br />
MIDWEST AIR GROUP INC<br />
Midwest Banc Holdings Inc<br />
MidWestOne Financial Group<br />
Inc<br />
Mid-Wisconsin Financial<br />
Services Inc<br />
Miix Group Inc<br />
MIKRON INFRARED INC<br />
Milacron Inc.<br />
MILE MARKER INTL INC<br />
Milestone Scientific Inc.<br />
Milestone Treas Oblig Portf<br />
MILLEA HOLDINGS INC<br />
MILLENNIUM<br />
BANKSHARES CORP<br />
Millennium Chemicals Inc<br />
MILLENNIUM INDIA<br />
ACQSTN CO<br />
Millennium Pharmaceuticals<br />
Inc.<br />
Miller Energy Resources Inc<br />
MILLER INDUSTRIES<br />
INC/TN<br />
Millicom International Cellular<br />
SA<br />
Millipore Corp<br />
MILLS CORP<br />
MiMedx Group Inc<br />
Minatura Gold<br />
Minco Gold Corp<br />
Mind Cti Ltd<br />
Mindspeed Technologies Inc.<br />
Mine Safety Appliances Co<br />
Minefinders Corp Ltd<br />
Minera Andes Inc<br />
Minerals Technologies Inc.<br />
Mines Management Inc<br />
Minorplanet Systems Usa Inc<br />
Minrad International Inc<br />
Minuteman International Inc<br />
MIPS TECHNOLOGIES INC<br />
MIRAMAR MINING CORP<br />
MIRANT CORP<br />
MIRAVANT MEDICAL<br />
TECHNOLGIES<br />
MISCOR Group Ltd<br />
MISONIX INC<br />
MISSION RESOURCES<br />
CORP<br />
Mission West Properties Inc.<br />
Mistras Group Inc<br />
MIT AIM Aggressive Growth<br />
MIT CpGrd Diversified Bond<br />
MIT Fid Overseas<br />
MIT Holding Inc<br />
MIT LAB All Cap Value<br />
MIT MFS Strategic Growth<br />
MIT Quantitative Equity<br />
Mitcham Industries Inc<br />
MITCHELLS & BUTLER PLC<br />
MITEK SYSTEMS INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 88<br />
Mitel Networks Corp<br />
Mitsubishi UFJ Financial<br />
Group<br />
MITY ENTERPRISES INC<br />
MIV Therapeutics I<br />
MIVA INC<br />
Mizuho Financial Group Inc<br />
MK RESOURCES CO<br />
MKS Instruments Inc<br />
ML Macadamia Orchards LP<br />
MMA Praxis Intrmd Income<br />
MMC Energy Inc<br />
MMDT Commonwealth <strong>of</strong> MA<br />
MML American Funds Core<br />
Allocation<br />
MML Balanced Allocation<br />
MML Blend<br />
MML Blue Chip Growth<br />
MML Conservative Allocation<br />
MML Equity<br />
MML Equity Income<br />
MML Equity Index<br />
MML Foreign<br />
MML Growth Allocation<br />
MML Inflation Protect &<br />
Income<br />
MML Managed Bond<br />
MML Mid Cap Growth<br />
MML Mid Cap Value<br />
MML Moderate Allocation<br />
MML Series Inv Asset<br />
Allocation<br />
MML Series Inv Growth &<br />
Income<br />
MML Series Inv Large Cap<br />
Value<br />
MMO2 PLC<br />
MModal Inc<br />
MMRGlobal Inc<br />
MN Muni Cash Trust<br />
Mobile Data Corp<br />
Mobile Integrated Systems<br />
Inc<br />
Mobile Mini Inc<br />
Mobile Telesystems OJSC<br />
MOBILEPRO CORP<br />
MOBIUS MGMT SYSTEMS<br />
INC
ACCOUNTING SUPPORT FEE<br />
MOCON INC<br />
MOD PAC CORP.<br />
Modem Media Inc<br />
MODINE MANUFACTURING<br />
CO<br />
MODTECH HOLDINGS INC<br />
ModusLink Global Solutions<br />
Inc<br />
Mohawk Industries Inc.<br />
Moldflow Corp<br />
MOLECULAR DEVICES<br />
CORP<br />
Molecular Insight<br />
Pharmaceuticals Inc<br />
Molex Inc.<br />
Molina Healthcare Inc.<br />
Moller International Inc<br />
Molycorp Inc<br />
MOMENTA<br />
PHARMACEUTICALS INC<br />
Momentum Bi<strong>of</strong>uels Inc<br />
Monaco Coach Corp<br />
Monarch Casino & Resort Inc<br />
MONARCH CEMENT CO<br />
Monarch Community<br />
Bancorp Inc<br />
Monarch Daily Assets Cash<br />
Monarch Daily Assets Govt<br />
Monarch Financial Holdings<br />
Inc<br />
Mondavi Robert Corp -Cl A<br />
Money Market ProFund<br />
Money Market Trust<br />
Money4Gold Holdings Inc<br />
MoneyGram International Inc<br />
Moneylogix Group Inc<br />
MONMOUTH CAPITAL<br />
CORP<br />
Monmouth Real Estate<br />
Investment Corp<br />
Monogram Biosciences Inc<br />
Monolithic Power Systems<br />
Inc<br />
Monotype Imaging Holdings<br />
Inc<br />
MONRO MUFFLER BRAKE<br />
INC<br />
Monroe Bancorp<br />
MONSANTO CO<br />
Monster Beverage Corp<br />
Monster Worldwide Inc.<br />
Monterey Gourmet Foods Inc<br />
Montgomery Government<br />
MM<br />
Montpelier Re Holdings Ltd<br />
MONY Series Money Market<br />
Monza Ventures Ltd<br />
Moody's Corp.<br />
Moog Inc.<br />
Moore Medical Corp<br />
Moore Wallace Inc<br />
MORGAN BEAUMONT INC<br />
Morgan Stanley Aggrsv<br />
Equity<br />
Morgan Stanley All Star<br />
Growth<br />
Morgan Stanley Asia-Pacific<br />
Fund Inc<br />
Morgan Stanley Balanced<br />
Morgan Stanley CA Money<br />
Morgan Stanley Cap Opport<br />
Morgan Stanley China A<br />
Share Fund<br />
Morgan Stanley Emerging<br />
Markets Debt Fund Inc.<br />
Morgan Stanley Emerging<br />
Markets Domestic Debt Fund<br />
Inc<br />
Morgan Stanley Emerging<br />
Markets Fund Inc.<br />
Morgan Stanley European<br />
Equity<br />
Morgan Stanley Finl Svc Tr<br />
Morgan Stanley Flexible<br />
Income<br />
Morgan Stanley Focus<br />
Growth<br />
Morgan Stanley Glbl Utilities<br />
Morgan Stanley Global<br />
Advantge<br />
Morgan Stanley Global<br />
Infrastructure<br />
Morgan Stanley Global<br />
Strategist<br />
Morgan Stanley Growth<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 89<br />
Morgan Stanley Gvt Income<br />
Tr<br />
Morgan Stanley High Yield<br />
Sec<br />
Morgan Stanley Hlth Sci<br />
Trust<br />
Morgan Stanley India<br />
Investment Fund Inc.<br />
Morgan Stanley Insured Muni<br />
Tr<br />
Morgan Stanley International<br />
Morgan Stanley Intl Value<br />
Eqty<br />
Morgan Stanley Limited<br />
Duratn<br />
Morgan Stanley Limited US<br />
Government Trust<br />
Morgan Stanley Liquid Asset<br />
Morgan Stanley Mid Cap<br />
Growth<br />
Morgan Stanley Mid-Cap<br />
Value<br />
Morgan Stanley Mkt Leader<br />
Tr<br />
Morgan Stanley Mortgage<br />
Sec Tr<br />
Morgan Stanley Natural<br />
Rsrce<br />
Morgan Stanley NY Muni MM<br />
Morgan Stanley Prime<br />
Income Trust<br />
Morgan Stanley Sel Amer<br />
Opport<br />
Morgan Stanley Sel Div<br />
Growth<br />
Morgan Stanley Special<br />
Growth<br />
Morgan Stanley Technology<br />
Morgan Stanley Tot Mkt Idex<br />
Morgan Stanley Tot Return<br />
Tr<br />
Morgan Stanley TxFr Daily<br />
Morgan Stanley US Govt<br />
Money<br />
Morgan Stanley US Govt Sec<br />
Tr<br />
Morgan Stanley Value
ACCOUNTING SUPPORT FEE<br />
Morgan Stanley VAR Capital<br />
Opportunities<br />
Morgan Stanley VAR<br />
Dividend<br />
Morgan Stanley VAR Euro<br />
Growth<br />
Morgan Stanley VAR Glbl Div<br />
Morgan Stanley VAR Inc Plus<br />
Morgan Stanley VAR Money<br />
Morgan Stanley VAR S&P<br />
500 Idx<br />
Morgan Stanley VAR<br />
Strategist<br />
Morgan Stanley VAR Utilities<br />
Morgan's Foods Inc.<br />
Morgans Hotel Group Co<br />
Morningstar Inc<br />
MORTGAGEBROKERS.CO<br />
M HOLDINGS<br />
MORTGAGEIT HOLDINGS<br />
INC<br />
MORTON INDUSTRIAL GRP<br />
INC<br />
MORTONS RESTAURANT<br />
GROUP INC<br />
Mosaic <strong>Company</strong> (The)<br />
MOSCOW CABLECOM<br />
CORP<br />
MOSSIMO INC<br />
MoSys Inc<br />
Motive Inc<br />
Motorcar Parts <strong>of</strong> America<br />
Inc<br />
Motorola Mobility Holdings<br />
Inc<br />
Motorola Solutions Inc<br />
Motricity Inc<br />
MOUNTAIN BANK HOLDING<br />
CO<br />
Mountain National<br />
Bancshares Inc<br />
Mountain Province Diamonds<br />
Inc<br />
Mountainbank Financial Corp<br />
Mountain-Valley Bancshares<br />
Inc<br />
Movado Group Inc<br />
Move Inc<br />
MOVIE GALLERY INC<br />
Movie Star Inc<br />
MPG Office Trust Inc<br />
MPHASE TECHNOLOGIES<br />
INC<br />
MPOWER HOLDING CORP<br />
MPS Group Inc.<br />
MPW INDL SVCS GROUP<br />
INC<br />
MRO SOFTWARE INC<br />
MRV Communications Inc<br />
MSB FINANCIAL CORP<br />
MSC Industrial Direct Co Inc.<br />
MSC.S<strong>of</strong>tware Corp<br />
MSF FI Large Cap<br />
MSTI Holdings Inc<br />
M-SYSTEMS FLASH DISK<br />
PIONEER<br />
MTB Intermediate Bond<br />
MTB International Equity<br />
MTB Large Cap Stock<br />
MTB Money Market<br />
MTB Prime MM<br />
MTB US Govt MM<br />
MTB US Treasury Money Mkt<br />
MTC TECHNOLOGIES INC<br />
MTI TECHNOLOGY CORP<br />
MTM TECHNOLOGIES INC<br />
MTR Gaming Group Inc<br />
MTS Medication<br />
Technologies Inc<br />
MTS Systems Corp<br />
Mueller (Paul) Co<br />
Mueller Industries Inc.<br />
Mueller Water Products Inc<br />
Muhlenkamp Fund<br />
MULTIBAND CORP<br />
MULTICELL<br />
TECHNOLOGIES INC<br />
Multi-Fineline Electronix Inc<br />
Multilink Technology Corp<br />
Multimedia Games Holding<br />
Co Inc<br />
MultiMgr Aggrsv Equity<br />
MultiMgr Core Bond<br />
MultiMgr Health Care<br />
MultiMgr Intl Equity<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 90<br />
MultiMgr Large Cap Core<br />
Equity<br />
MultiMgr Large Cap Growth<br />
MultiMgr Large Cap Value<br />
MultiMgr Mid Cap Growth<br />
MultiMgr Mid Cap Value<br />
MultiMgr Multi-Sector Bond<br />
MultiMgr Small Cap Growth<br />
Multimgr Small Cap Value<br />
MultiMgr Technology<br />
Munder Cash Investment<br />
Munder Future Technology<br />
Munder Growth Opportunities<br />
Munder Healthcare<br />
Munder Index 500<br />
Munder Intrmd Bond<br />
Munder Micro Cap Equity<br />
Munder Mid Cap Core<br />
Growth<br />
Munder Multi-Season Growth<br />
Munder Small Cap Value<br />
Munder TxFr MM<br />
Muni Fund Inv Accum<br />
Program<br />
Muni Obligations<br />
Municipal Cash Series<br />
Municipal Cash Series II<br />
MUNICIPAL MTG & EQUITY<br />
LLC<br />
MURPHY OIL CORP<br />
Mutual Beacon<br />
Mutual European<br />
Mutual Financial Svcs<br />
Mutual Global Discovery<br />
Mutual <strong>of</strong> Amer VAR Aggrsv<br />
Eqty<br />
Mutual <strong>of</strong> Amer VAR All<br />
America<br />
Mutual <strong>of</strong> Amer VAR Bond<br />
Mutual <strong>of</strong> Amer VAR<br />
Composite<br />
Mutual <strong>of</strong> Amer VAR Eqty<br />
Index<br />
Mutual <strong>of</strong> Amer VAR Mid<br />
Bond<br />
Mutual <strong>of</strong> Amer VAR Mid Cap<br />
Eq
ACCOUNTING SUPPORT FEE<br />
Mutual <strong>of</strong> Amer VAR Money<br />
Mkt<br />
Mutual Quest<br />
Mutual Shares<br />
MutualFirst Financial Inc<br />
MutualHedge Frontier<br />
Legends<br />
MV Oil Trust<br />
MVB Financial Corp<br />
MVC CAPITAL INC<br />
MWI Veterinary Supply Inc<br />
MyECheck Inc<br />
Myers Industries Inc.<br />
Mykrolis Corp<br />
Mylan Inc<br />
MYMETICS CORP<br />
MYOGEN INC<br />
MYR Group Inc<br />
Myrexis Inc<br />
Myriad Genetics Inc<br />
Mystic Financial Inc<br />
Nabi Biopharmaceuticals<br />
Nabors Industries Ltd<br />
NACCO Industries Inc.<br />
NACM US Convertble<br />
Nalco Holding Co<br />
NANO SUPERLATTICE<br />
TECH INC<br />
NANOBAC<br />
PHARMACEUTICAL<br />
Nanometrics Inc<br />
Nanophase Technologies<br />
Corp<br />
Nanopierce Technologies Inc<br />
NANOSCIENCE<br />
TECHNOLOGIES INC<br />
Nanosphere Inc<br />
NanoViricides Inc<br />
NAPCO Security<br />
Technologies Inc<br />
NAPSTER INC<br />
NARROWSTEP INC<br />
NASB Financial Inc<br />
Nascent Wine Co Inc<br />
Nasdaq OMX Group Inc<br />
(The)<br />
NASDAQ Premium Income &<br />
Growth Fund Inc<br />
Nash Finch Co<br />
Nashua Corp<br />
NASPERS LTD<br />
NASSDA CORP<br />
NATCO Group Inc<br />
NATHAN'S FAMOUS INC<br />
National American University<br />
Holdings Inc<br />
National Atlantic Holdings<br />
Corp<br />
National Australia Bank Ltd<br />
NATIONAL BANCSHARES<br />
CORP/OH<br />
National Bank <strong>of</strong> Greece<br />
National Bankshares Inc<br />
National Beverage Corp<br />
NATIONAL CINEMEDIA INC<br />
National City Corp<br />
National Coal Corp<br />
National Commerce Financial<br />
NATIONAL DENTEX CORP<br />
NATIONAL ENERGY<br />
GROUP<br />
National Financial Partners<br />
Corp.<br />
NATIONAL FUEL GAS CO<br />
National Grid<br />
National Health Investors Inc.<br />
NATIONAL HEALTH<br />
PARTNERS INC<br />
NATIONAL HEALTH<br />
REALTY INC<br />
National Healthcare Corp.<br />
NATIONAL HOME HEALTH<br />
CARE<br />
National Instruments Corp<br />
NATIONAL INTERSTATE<br />
CORP<br />
National Medical Health Card<br />
Systems Inc<br />
National Oilwell Varco Inc<br />
National Patent Development<br />
Corp<br />
National Penn Bancshares<br />
Inc<br />
National Presto Industries<br />
Inc.<br />
National Processing Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 91<br />
NATIONAL R V HOLDINGS<br />
INC<br />
NATIONAL RESEARCH<br />
CORP<br />
National Retail Properties Inc<br />
National Security Group Inc<br />
NATIONAL<br />
SEMICONDUCTOR CORP<br />
National Technical Systems<br />
Inc<br />
National Western Life<br />
Insurance <strong>Company</strong><br />
National Westminster Bank<br />
PLC<br />
Nations Asset Allocation<br />
Nations Blue Chip<br />
Nations CA Muni Bond<br />
Nations Capital Growth<br />
Nations Classic Value<br />
Nations FL Intrmd Muni<br />
Nations Govt Sec<br />
Nations Intrmd Muni<br />
Nations MMF Govt<br />
Nations MMF Prime<br />
Nations MMF Treasury<br />
Nations SC Intrmd Muni<br />
Nations TX Intrmd Muni<br />
NATIONSHEALTH INC<br />
Nationwide<br />
Nationwide Bond Index<br />
Nationwide Financial<br />
Services Inc.<br />
Nationwide GVIT Small Cap<br />
Index<br />
Nationwide Health Properties<br />
Inc.<br />
Nationwide International<br />
Index<br />
Nationwide Investor<br />
Destinations Aggressive<br />
Nationwide Investor<br />
Destinations Conservative<br />
Nationwide Investor<br />
Destinations Moderate<br />
Nationwide Investor<br />
Destinations Moderately<br />
Aggressive
ACCOUNTING SUPPORT FEE<br />
Nationwide Investor<br />
Destinations Moderately<br />
Conservative<br />
Nationwide Mid Cap Market<br />
Index<br />
Nationwide Money Market<br />
Nationwide Multi Manager<br />
NVIT Small Cap Val<br />
Nationwide Multi Manager<br />
NVIT Small <strong>Company</strong><br />
Nationwide NB NVIT Socially<br />
Responsible<br />
Nationwide NVIT Cardinal<br />
Balanced<br />
Nationwide NVIT Cardinal<br />
Capital Appreciation<br />
Nationwide NVIT Cardinal<br />
Conservative<br />
Nationwide NVIT Cardinal<br />
Moderate<br />
Nationwide NVIT Cardinal<br />
Moderately Aggressive<br />
Nationwide NVIT Cardinal<br />
Moderately Conservative<br />
Nationwide NVIT Core Bond<br />
Nationwide NVIT Core Plus<br />
Bond<br />
Nationwide NVIT Govt Bond<br />
Nationwide NVIT ID Aggrsv<br />
Nationwide NVIT ID Capital<br />
Appreciation<br />
Nationwide NVIT ID Consrv<br />
Nationwide NVIT ID Mod<br />
Aggrsv<br />
Nationwide NVIT ID Mod<br />
Consrv<br />
Nationwide NVIT ID<br />
Moderate<br />
Nationwide NVIT Mid Cap<br />
Gro<br />
Nationwide NVIT Money<br />
Market<br />
Nationwide NVIT Money<br />
Market II<br />
Nationwide NVIT Multi<br />
Manager International<br />
Growth<br />
Nationwide NVIT Multi<br />
Manager International Value<br />
Nationwide NVIT Multi<br />
Manager Large Cap Growth<br />
Nationwide NVIT Multi<br />
Manager Large Cap Value<br />
Nationwide NVIT Multi<br />
Manager Mid Cap Growth<br />
Nationwide NVIT Multi<br />
Manager Mid Cap Value<br />
Nationwide NVIT Real Estate<br />
Nationwide NVIT Short Term<br />
Bond<br />
Nationwide S&P 500 Index<br />
Nationwide Small Cap Index<br />
Natixis Cash Management<br />
Trust<br />
Natixis US Diversified<br />
NATROL INC<br />
Natural Alternatives<br />
International Inc<br />
Natural Blue Resources Inc<br />
Natural Gas Services Group<br />
Inc.<br />
NATURAL HEALTH<br />
TRENDS CORP<br />
Natural Resource Partners<br />
LP<br />
NATURALNANO INC<br />
Nature's Sunshine Products<br />
Inc<br />
NATUS MEDICAL INC<br />
Natuzzi SPA<br />
Naugatuck Valley Financial<br />
Corporation<br />
Nautica Enterprises Inc<br />
Nautilus Inc<br />
NAVARRE CORP<br />
Navidea Biopharmaceuticals<br />
Inc<br />
Navigant Consulting Inc.<br />
NAVIGANT<br />
INTERNATIONAL INC<br />
Navigators Group Inc (The)<br />
Navios Maritime Acquisition<br />
Corp<br />
Navios Maritime Holdings Inc<br />
Navios Maritime Partners LP<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 92<br />
NAVISITE INC<br />
Navistar International Corp<br />
NAVTEQ Corp<br />
NB AMT International Port<br />
NB AMT Lehman Short<br />
Duration Bond<br />
NB AMT Mid Cap Growth<br />
Port<br />
NB AMT Partners Port<br />
NB AMT Regency Port<br />
NB AMT Socially Responsive<br />
Pt<br />
NB Cash Reserves<br />
NB Equity Income<br />
NB Fasciano<br />
NB Focus<br />
NB Genesis<br />
NB Govt Money<br />
NB Guardian<br />
NB High Income Bond<br />
NB Institutional Cash<br />
NB Institutional Cash Trust<br />
NB International<br />
NB International Institutional<br />
NB Large Cap Disciplined<br />
Growth<br />
NB Ltd Maturity Bond<br />
NB Mid Cap Growth<br />
NB Municipal Money<br />
NB NY Muni Money<br />
NB Partners<br />
NB Socially Responsive<br />
NB Strategic Income<br />
NB Tax Free Money<br />
NB Treasury<br />
NB&T Financial Group Inc<br />
NBT Bancorp Inc<br />
NBTY Inc<br />
NC CMT State <strong>of</strong> NC<br />
NC Muni Cash Trust<br />
NCI Building Systems Inc.<br />
NCI Inc<br />
NCO GROUP INC<br />
Nco Portfolio Management<br />
Inc<br />
nCoat Inc<br />
NCR Corp<br />
NCRIC GROUP INC
ACCOUNTING SUPPORT FEE<br />
Nct Group Inc<br />
NDCHEALTH<br />
CORPORATION<br />
NDS GROUP PLC<br />
Neah Power Systems Inc<br />
NEC CORP<br />
Needham Growth<br />
Neenah Paper Inc<br />
Neffs Bancorp Inc/PA<br />
NEIGHBORCARE INC<br />
NEIMAN-MARCUS GROUP<br />
INC<br />
Nektar Therapeutics<br />
Nelnet Inc.<br />
NELSON (THOMAS) INC<br />
NEOFORMA INC<br />
NEOGEN CORP<br />
NEOGENOMICS INC<br />
NEOMAGIC CORP<br />
NEOMEDIA<br />
TECHNOLOGIES INC<br />
NEON COMMUNICATIONS<br />
GROUP INC.<br />
NEON SYSTEMS INC<br />
Neonode Inc<br />
NEOPHARM INC<br />
NeoPhotonics Corp<br />
NEOSE TECHNOLOGIES<br />
INC<br />
NeoStem Inc<br />
NEOWARE INC<br />
Nephros Inc.<br />
Neptune Technologies &<br />
Bioresources Inc<br />
NES RENTALS HOLDINGS<br />
INC<br />
Ness Technologies Inc<br />
NESTOR INC<br />
Net 1 Ueps Technologies Inc<br />
Net Element Inc<br />
NET SERVICOS<br />
COMUNICACAO SA<br />
Net2phone Inc<br />
NetApp Inc<br />
Netease.com Inc<br />
Netegrity Inc<br />
Netezza Corp<br />
Netflix Inc<br />
Netguru.Com Inc<br />
NETIQ CORP<br />
Netlist Inc<br />
NetLogic Microsystems Inc<br />
NetManage Inc<br />
NETOPIA INC<br />
NETRATINGS INC<br />
Netro Corp<br />
NETSCOUT SYSTEMS INC<br />
Netscreen Technologies Inc<br />
NETSMART<br />
TECHNOLOGIES INC<br />
NETSOL TECHNOLOGIES<br />
INC<br />
Netsolve Inc<br />
NetSpend Holdings Inc<br />
NetSuite Inc<br />
NETWORK CN INC<br />
Network Engines Inc<br />
Network Equipment<br />
Technologies Inc.<br />
NETWORK-1 SECURITY<br />
SOLUTIONS<br />
Neuberger Berman Closed-<br />
End Real Estate Securities<br />
Income Fund I<br />
Neuberger Berman Inc<br />
Neuberger Berman Income<br />
Opportunity Fund Inc<br />
Neuberger Berman<br />
Intermediate Municipal Fund<br />
Inc<br />
NEUBERGER BERMAN<br />
PRIME MONEY FUND<br />
Neuberger Berman Realty<br />
Income Fund<br />
NeuMedia Inc<br />
Neurobiological Technologies<br />
Inc<br />
NEUROCRINE<br />
BIOSCIENCES INC<br />
NEUROGEN CORP<br />
NeurogesX Inc<br />
Neuro-Hitech Inc<br />
Neurologix Inc<br />
NEUROMetrix Inc<br />
NeuStar Inc<br />
Neutral Tandem Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 93<br />
Neutralstem Inc<br />
NEVADA CHEMICALS INC<br />
NEVADA GEOTHERMAL<br />
POWER INC<br />
Nevada Gold & Casinos Inc.<br />
NEVSUN RESOURCES LTD<br />
New Alternatives Fund Inc<br />
NEW BRUNSWICK<br />
SCIENTIFIC INC<br />
New Century Bancorp Inc.<br />
NEW CENTURY ENERGY<br />
CORP<br />
New Covenant Balanced<br />
Growth<br />
New Covenant Growth<br />
New Covenant Income<br />
NEW DRAGON ASIA CORP<br />
New Energy Systems Group<br />
New Energy Technologies<br />
NEW ENGLAND<br />
BANCSHARES INC<br />
New England Business Svc<br />
Inc<br />
New England Realty<br />
Associates LP<br />
New Focus Inc<br />
New Frontier Media Inc<br />
New Generation Bi<strong>of</strong>uels<br />
Holdings Inc<br />
New Germany Fund Inc.<br />
(The)<br />
New Hampshire Thrift<br />
Bancshares Inc<br />
NEW HORIZONS<br />
WORLDWIDE INC<br />
NEW JERSEY RESOURCES<br />
CORP<br />
New Media Lottery Services<br />
New Media Lottery Services<br />
Inc<br />
New Motion Inc<br />
New Oriental Education &<br />
Technology Group Inc<br />
New Oriental Energy &<br />
Chemical Corp<br />
New Perspective Fund Inc<br />
New Plan Excel Realty Trust<br />
Inc.
ACCOUNTING SUPPORT FEE<br />
NEW RIVER PHARMA INC<br />
NEW ULM TELECOM INC<br />
NEW VALLEY CORP<br />
New World Fund Inc<br />
New York & Co Inc<br />
New York Community<br />
Bancorp Inc.<br />
NEW YORK HEALTH CARE<br />
INC<br />
New York Mortgage Trust Inc<br />
New York Times Co (The)<br />
NewAlliance Bancshares Inc<br />
NewBridge Bancorp<br />
NewCardio Inc<br />
Newcastle Investment Corp.<br />
Newell Rubbermaid Inc.<br />
NEWFIELD EXPLORATION<br />
CO<br />
NEWGEN TECHNOLOGIES<br />
INC<br />
Newhall Land &Farm -Lp<br />
NEWKIRK REALTY TRUST<br />
INC<br />
NewLead Holdings Ltd<br />
NewLink Genetics Corp<br />
NewMarket Corp<br />
NEWMARKET<br />
TECHNOLOGY INC<br />
NEWMIL BANCORP INC<br />
Newmont Mining Corp<br />
Newpark Resources Inc.<br />
Newport Bancorp Inc<br />
Newport Corp<br />
NEWS CORP<br />
NewStar Financial Inc<br />
Newtek Business Services<br />
Inc.<br />
NEXCEN BRANDS INC<br />
Nexgen Petroleum Corp<br />
Nexity Financial Corp<br />
Nexplore Corp<br />
Nexstar Broadcasting Group<br />
Inc<br />
Next 1 Interactive Inc<br />
NEXTEL<br />
COMMUNICATIONS<br />
NEXTEL PARTNERS INC<br />
NextEra Energy Inc<br />
NEXTEST SYSTEMS CORP<br />
NEXTWAVE WIRELESS INC<br />
Nexxus Lighting Inc<br />
NF Energy Saving Corp<br />
NFJ Dividend Interest &<br />
Premium Strategy Fund<br />
NGAS RESOURCES INC<br />
NGL Energy Partners LP<br />
NGP Capital Resources<br />
NGP Capital Resources Co<br />
NIC Inc<br />
NICHOLAS FINANCIAL INC<br />
Nicholas Fund<br />
Nicholas II<br />
Nicholas-Applegate<br />
International & Premium<br />
Strategy Fund<br />
Nicor Inc.<br />
Nidec Corp<br />
Nielsen Holdings NV<br />
NightHawk Radiology<br />
Holdings Inc<br />
NII HOLDINGS INC<br />
NIKE INC<br />
NIKU CORP<br />
Nile Therapeutics Inc<br />
NiMin Energy Corp<br />
Ninetowns Internet<br />
Technology Group Co Ltd<br />
Nippon Telegraph &<br />
Telephone Corp Ntt<br />
Niska Gas Storage Partners<br />
LLC<br />
NiSource Inc.<br />
NITCHES INC<br />
Nitro Petroleum Inc<br />
NitroMed Inc<br />
NJ Muni Cash Trust<br />
NL Industries Inc.<br />
NMT Medical Inc<br />
NN Inc<br />
<strong>No</strong>ah Education Holdings Ltd<br />
<strong>No</strong>ah Holdings Ltd<br />
<strong>No</strong>bel Learning Communities<br />
Inc<br />
<strong>No</strong>bility Homes Inc<br />
<strong>No</strong>ble Corp<br />
<strong>No</strong>ble Energy Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 94<br />
<strong>No</strong>ble Innovations Inc<br />
<strong>No</strong>ble Romans Inc.<br />
NOCOPI TECHNOLOGIES<br />
INC<br />
NOFIRE TECHNOLOGIES<br />
INC<br />
<strong>No</strong>kia Corp<br />
NOLAND CO<br />
NOMURA HOLDINGS INC<br />
<strong>No</strong>n Invasive Monitor<br />
<strong>No</strong>randa Aluminum Holding<br />
Corp<br />
<strong>No</strong>rd Resources Corp<br />
<strong>No</strong>rdic American Tankers Ltd<br />
<strong>No</strong>rdion Inc<br />
<strong>No</strong>rdson Corp<br />
<strong>No</strong>rdstrom Inc.<br />
<strong>No</strong>rfolk Southern Corp<br />
<strong>No</strong>rsat International Inc<br />
NORSK HYDRO ASA<br />
<strong>No</strong>rstan Inc<br />
<strong>No</strong>rtek Inc<br />
NORTEL INVERSORA SA<br />
<strong>No</strong>rtel Networks Corp<br />
<strong>No</strong>rth American Energy<br />
Partners Inc<br />
<strong>No</strong>rth American Gavlanizing<br />
& Coatings Inc.<br />
<strong>No</strong>rth American Palladium<br />
Ltd.<br />
<strong>No</strong>rth American Scientific Inc<br />
<strong>No</strong>rth American Technologies<br />
Group Inc<br />
<strong>No</strong>rth Asia Investment Corp<br />
NORTH BAY BANCORP/CA<br />
NORTH CENTRAL<br />
BANCSHARES INC<br />
<strong>No</strong>rth Coast Energy Inc<br />
<strong>No</strong>rth European Oil Royalty<br />
Trust<br />
NORTH FORK<br />
BANCORPORATION<br />
NORTH PITTSBURGH<br />
SYSTEMS<br />
<strong>No</strong>rth Pointe Holdings Corp<br />
<strong>No</strong>rth Shore Acquisition Corp<br />
NORTH STATE<br />
BANCORP/NC
ACCOUNTING SUPPORT FEE<br />
<strong>No</strong>rth Track NYSE Arca Tech<br />
100 Index<br />
<strong>No</strong>rth Valley Bancorp<br />
<strong>No</strong>rtheast Bancorp<br />
<strong>No</strong>rtheast Community<br />
Bancorp Inc<br />
NORTHEAST INDIANA<br />
BANCORP<br />
<strong>No</strong>rtheast Investors Trust<br />
<strong>No</strong>rtheast Pa Finl Corp<br />
<strong>No</strong>rtheast Utilities<br />
<strong>No</strong>rthern Bond Index<br />
<strong>No</strong>rthern Ca Bancorp Inc<br />
<strong>No</strong>rthern CA Intrmd TxEx<br />
<strong>No</strong>rthern CA Muni MM<br />
<strong>No</strong>rthern Emerging Markets<br />
Equity Index<br />
NORTHERN EMPIRE<br />
BANCSHARE<br />
<strong>No</strong>rthern Fixed Income<br />
<strong>No</strong>rthern Global Real Estate<br />
Index<br />
<strong>No</strong>rthern Growth Equity<br />
<strong>No</strong>rthern High Yield Fixed Inc<br />
<strong>No</strong>rthern High Yield Muni<br />
<strong>No</strong>rthern Income Equity<br />
<strong>No</strong>rthern Institutional MM<br />
Liquid Assets<br />
<strong>No</strong>rthern Instl Bond<br />
<strong>No</strong>rthern Instl Equity Index<br />
<strong>No</strong>rthern Instl MM Diversified<br />
<strong>No</strong>rthern Instl MM<br />
Government<br />
<strong>No</strong>rthern Instl MM Govt<br />
Select<br />
<strong>No</strong>rthern Instl MM TxEx<br />
<strong>No</strong>rthern Instl Muni MM<br />
<strong>No</strong>rthern Instl Prime Oblig<br />
<strong>No</strong>rthern International Equity<br />
<strong>No</strong>rthern International Equity<br />
Index<br />
<strong>No</strong>rthern Intrmd TxEx<br />
<strong>No</strong>rthern Large Cap Value<br />
<strong>No</strong>rthern Mid Cap Growth<br />
<strong>No</strong>rthern Mid Cap Index<br />
<strong>No</strong>rthern Money Market<br />
<strong>No</strong>rthern Multi Manager<br />
Emerging Markets Equity<br />
<strong>No</strong>rthern Multi Manager<br />
Global Real Estate<br />
<strong>No</strong>rthern Multi Manager High<br />
Yield Opportunity<br />
<strong>No</strong>rthern Multi Manager<br />
International Equity<br />
<strong>No</strong>rthern Multi Manager<br />
Large Cap<br />
<strong>No</strong>rthern Multi Manager Mid<br />
Cap<br />
<strong>No</strong>rthern Multi Manager<br />
Small Cap<br />
<strong>No</strong>rthern Muni Money Market<br />
NORTHERN ORION<br />
RESOURCES INC<br />
<strong>No</strong>rthern Select Equity<br />
<strong>No</strong>rthern Short Intermediate<br />
Tax Exempt<br />
<strong>No</strong>rthern Short Intrm US Govt<br />
<strong>No</strong>rthern Small Cap Index<br />
<strong>No</strong>rthern Small Cap Value<br />
<strong>No</strong>rthern States Financial<br />
Corp<br />
<strong>No</strong>rthern Stock Index<br />
<strong>No</strong>rthern Tax Advantaged<br />
Ultra Short Fixed Income<br />
<strong>No</strong>rthern Technologies<br />
International Corp<br />
<strong>No</strong>rthern Technology<br />
<strong>No</strong>rthern Treasury Money<br />
Market<br />
<strong>No</strong>rthern Trust Corp<br />
<strong>No</strong>rthern TxEx<br />
<strong>No</strong>rthern US Govt<br />
<strong>No</strong>rthern US Govt MM<br />
<strong>No</strong>rthern US Govt Select MM<br />
<strong>No</strong>rthfield Bancorp Inc<br />
NORTHFIELD<br />
LABORATORIES INC<br />
<strong>No</strong>rthgate Minerals Corp<br />
NORTHLAND<br />
CRANBERRIES -CL A<br />
<strong>No</strong>rthrim BanCorp Inc<br />
<strong>No</strong>rthrop Grumman Corp<br />
NORTHSTAR<br />
NEUROSCIENCE INC<br />
<strong>No</strong>rthStar Realty Finance<br />
Corp<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 95<br />
NORTHWAY FINANCIAL<br />
INC<br />
<strong>No</strong>rthwest Airlines Corp<br />
NORTHWEST<br />
BANCORPORATION INC<br />
<strong>No</strong>rthwest Bancshares Inc<br />
<strong>No</strong>rthwest Biotherapeutics<br />
Inc<br />
NORTHWEST IND<br />
BANCORP<br />
<strong>No</strong>rthwest Natural Gas Co<br />
<strong>No</strong>rthwest Pipe Co<br />
<strong>No</strong>rthWestern Corp<br />
<strong>No</strong>rthwestern Mut Asset Alloc<br />
<strong>No</strong>rthwestern Mut Balanced<br />
<strong>No</strong>rthwestern Mut Domestic<br />
Equity<br />
<strong>No</strong>rthwestern Mut Focused<br />
Appreciation<br />
<strong>No</strong>rthwestern Mut Growth<br />
Stock<br />
<strong>No</strong>rthwestern Mut High Yield<br />
<strong>No</strong>rthwestern Mut Index 400<br />
Stk<br />
<strong>No</strong>rthwestern Mut Index 500<br />
Stk<br />
<strong>No</strong>rthwestern Mut Intl Equity<br />
<strong>No</strong>rthwestern Mut Intl Growth<br />
<strong>No</strong>rthwestern Mut Lg Cp Cor<br />
Stk<br />
<strong>No</strong>rthwestern Mut Mid Cap<br />
Growth Stock<br />
<strong>No</strong>rthwestern Mut Money Mkt<br />
<strong>No</strong>rthwestern Mut Select<br />
Bond<br />
<strong>No</strong>rthwestern Mut Small Cap<br />
Stk<br />
<strong>No</strong>rthwestern Mut Small Cap<br />
Value<br />
<strong>No</strong>rtia Capital Partners Inc<br />
<strong>No</strong>rwood Financial Corp.<br />
<strong>No</strong>va Chemicals Corp<br />
<strong>No</strong>va Measuring Instruments<br />
Ltd<br />
<strong>No</strong>vaBay Pharmaceuticals<br />
Inc<br />
NOVACEA INC<br />
<strong>No</strong>vadaq Technologies Inc
ACCOUNTING SUPPORT FEE<br />
NOVADEL PHARMA INC<br />
<strong>No</strong>vadigm Inc<br />
<strong>No</strong>vaGold Resources Inc<br />
<strong>No</strong>vaMed Inc.<br />
NOVAMERICAN STEEL INC<br />
<strong>No</strong>vartis AG<br />
<strong>No</strong>vastar Financial Inc.<br />
NOVATEL INC<br />
<strong>No</strong>vatel Wireless Inc<br />
<strong>No</strong>vavax Inc<br />
<strong>No</strong>vel Denim Holdings Ltd<br />
NOVELIS INC<br />
<strong>No</strong>vell Inc.<br />
<strong>No</strong>vellus Systems Inc.<br />
NOVELOS THERAPEUTICS<br />
INC<br />
NOVEN<br />
PHARMACEUTICALS INC<br />
<strong>No</strong>vint Technologies Inc<br />
<strong>No</strong>vo <strong>No</strong>rdisk A/S<br />
<strong>No</strong>vogen Ltd<br />
<strong>No</strong>voste Corp<br />
NPS PHARMACEUTICALS<br />
INC<br />
NRG Energy Inc<br />
NS GROUP INC<br />
NS8 CORP<br />
Nsd Bancorp Inc<br />
NSTAR<br />
NSTOR TECHNOLOGIES<br />
INC<br />
NTELOS Holdings Corp<br />
NTN Buzztime Inc<br />
NTR Acquisition Co<br />
NTS Realty Holdings LP<br />
NTT DOCOMO INC<br />
Nu Horizons Electronics<br />
Corp.<br />
Nu Skin Enterprises Inc.<br />
NUANCE<br />
COMMUNICATIONS INC<br />
Nucentrix Broadband<br />
Networks<br />
NUCLEAR SOLUTIONS INC<br />
NuCO2 Inc<br />
Nucor Corp<br />
NUCRYST Pharmaceuticals<br />
Corp<br />
Nuevo Energy Co<br />
Nui Corp<br />
Numerex Corp.<br />
NuPathe Inc<br />
NuRx Pharmaceuticals Inc<br />
NuStar Energy LP<br />
NuStar GP Holdings LLC<br />
NUTRA PHARMA CORP<br />
NUTRACEA<br />
Nutraceutical International<br />
Corp<br />
Nutrastar International Inc<br />
NutriSystem Inc<br />
NUTRITION 21 INC<br />
NuVasive Inc<br />
Nuveen All Amer Muni Bd<br />
Nuveen Build America Bond<br />
Fund<br />
Nuveen CA Insured Muni<br />
Bond<br />
Nuveen CA Muni Bond<br />
Nuveen California Dividend<br />
Advantage Municipal Fund<br />
Nuveen California Dividend<br />
Advantage Municipal Fund 3<br />
Nuveen California Quality<br />
Income Municipal Fund Inc.<br />
Nuveen California Select<br />
Quality Municipal Fund Inc.<br />
Nuveen Core Bond<br />
Nuveen Core Equity Alpha<br />
Fund<br />
Nuveen Credit Strategies<br />
Income Fund<br />
Nuveen CT Municipal Bond<br />
Nuveen Diversified Dividend<br />
and Income Fund<br />
Nuveen Dividend Advantage<br />
Municipal Fund<br />
Nuveen Dividend Advantage<br />
Municipal Fund 2<br />
Nuveen Dividend Advantage<br />
Municipal Fund 3<br />
Nuveen Dividend Value<br />
Nuveen Enhanced Municipal<br />
Value Fund<br />
Nuveen Equity Index<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 96<br />
Nuveen Equity Premium<br />
Advantage Fund<br />
Nuveen Equity Premium<br />
Income Fund<br />
Nuveen Equity Premium<br />
Opportunity Fund<br />
Nuveen Equity Premiun &<br />
Growth Fund<br />
Nuveen Fl Inv Qual Muni<br />
Nuveen FL Preference Muni<br />
Bd<br />
Nuveen Floating Rate<br />
Income Fund<br />
Nuveen Floating Rate<br />
Income Opportunity Fund<br />
Nuveen Global Value<br />
Opportunities Fund<br />
Nuveen High Income Bond<br />
Nuveen High Yield Muni Bd<br />
Nuveen Insured Dividend<br />
Advantage Municipal Fund<br />
Nuveen Insured Premium<br />
Income Municipal Fund 2<br />
Nuveen Insured Tax-Free<br />
Advantage Municipal Fund<br />
Nuveen Intermediate Bond<br />
Nuveen International<br />
Nuveen International Select<br />
Nuveen Intrmd Duration Muni<br />
Bd<br />
Nuveen Intrmd TxFr<br />
Nuveen Investment Quality<br />
Municipal Fund Inc.<br />
NUVEEN INVESTMENTS -<br />
CL A<br />
Nuveen KY Muni Bd<br />
Nuveen Large Cap Gro<br />
Opport<br />
Nuveen Large Cap Value<br />
Nuveen Ltd Muni Bd<br />
Nuveen MI Muni Bd<br />
Nuveen Mid Cap Growth<br />
Opport<br />
Nuveen Mid Cap Value<br />
Nuveen MO Muni Bd<br />
Nuveen Mortgage<br />
Opportunity Term Fund
ACCOUNTING SUPPORT FEE<br />
Nuveen Multi Manager Large<br />
Cap Value<br />
Nuveen Multi-Currency<br />
Short-Term Government<br />
Income Fund<br />
Nuveen Muni Bond<br />
Nuveen Municipal Advantage<br />
Fund Inc.<br />
Nuveen Municipal High<br />
Income Opportunity Fund<br />
Nuveen Municipal Market<br />
Opportunity Fund Inc.<br />
Nuveen Municipal<br />
Opportunity Fund Inc<br />
Nuveen Municipal Value<br />
Fund Inc<br />
Nuveen NC Muni Bd<br />
Nuveen New Jersey<br />
Investment Quality Municipal<br />
Fund Inc.<br />
Nuveen New York Quality<br />
Income Municipal Fund Inc.<br />
Nuveen New York Select<br />
Quality Municipal Fund Inc.<br />
Nuveen NJ Municipal Bond<br />
Nuveen NWQ Large Cap<br />
Value<br />
Nuveen NWQ Multi Cap<br />
Value<br />
Nuveen NY Insured Muni<br />
Bond<br />
Nuveen Ny Inv Qual Muni<br />
Nuveen NY Municipal Bond<br />
Nuveen OH Muni Bd<br />
Nuveen PA Muni Bd<br />
Nuveen Performance Plus<br />
Municipal Fund Inc.<br />
Nuveen Preferred Income<br />
Opportunities Fund<br />
Nuveen Preferred Securities<br />
Nuveen Premier Insured<br />
Municipal Income Fund Inc.<br />
Nuveen Premier Municipal<br />
Income Fund Inc.<br />
Nuveen Premium Income<br />
Municipal Fund 2 Inc.<br />
Nuveen Premium Income<br />
Municipal Fund 4 Inc.<br />
Nuveen Premium Income<br />
Municipal Fund Inc.<br />
Nuveen Quality Income<br />
Municipal Fund Inc.<br />
Nuveen Quality Municipal<br />
Fund Inc<br />
Nuveen Quality Preferred<br />
Income Fund<br />
Nuveen Quality Preferred<br />
Income Fund 2<br />
Nuveen Quality Preferred<br />
Income Fund 3<br />
Nuveen Real Estate Income<br />
Fund<br />
Nuveen Real Estate Sec<br />
Nuveen Rittenhouse Growth<br />
Nuveen Select Quality<br />
Municipal Fund Inc.<br />
Nuveen Senior Income Fd<br />
Nuveen Short Bond<br />
Nuveen Short Municipal<br />
Bond<br />
Nuveen Small Cap Select<br />
Nuveen Strategy Balanced<br />
Alloc<br />
Nuveen Tax-Advantaged<br />
Dividend Growth Fund<br />
Nuveen Tax-Advantaged<br />
Total Return Strategy Fund<br />
Nuveen TN Muni Bd<br />
Nuveen Total Return Bond<br />
Nuveen Tradewinds Global<br />
All Cap<br />
Nuveen Tradewinds Intl<br />
Value<br />
Nuveen Tradewinds Value<br />
Opportunities<br />
Nuveen TxFr<br />
Nuveen VA Muni Bd<br />
Nuvelo Inc<br />
NV Energy Inc<br />
NVE CORP<br />
NVIDIA Corp<br />
NVIT Large Cap Growth<br />
NVIT Mid Cap Index<br />
NVIT Nationwide<br />
NVIT S&P 500 Index<br />
NVR Inc.<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 97<br />
NWH INC<br />
NWT Uranium Corp<br />
NXP Semiconductors NV<br />
NxStage Medical Inc<br />
NXT Energy Solutions Inc<br />
NY Muni Cash Trust<br />
NYFIX Inc<br />
NYLIM Instl Prime Cash<br />
NYMAGIC INC.<br />
NYMEX HOLDINGS INC<br />
NYMOX PHARMACEUTICAL<br />
CORP<br />
NYSE Euronext<br />
O. I. Corp<br />
O2Diesel Corp<br />
Oak Financial Corp<br />
OAK HILL FINANCIAL INC<br />
Oak Technology Inc<br />
Oak Valley Bancorp<br />
Oak Value<br />
OAKLEY INC<br />
Oakmark Equity & Income<br />
Oakmark Fund<br />
Oakmark Global<br />
Oakmark Global Select<br />
Oakmark International<br />
Oakmark International Sml<br />
Cap<br />
Oakmark Select<br />
Oakmark Small Cap<br />
OAKRIDGE ENERGY INC<br />
OAO TATNEFT<br />
OAO TECHNOLOGY<br />
SOLUTIONS INC<br />
Oasis Petroleum Inc<br />
OASYS MOBILE INC<br />
OBA Financial Services Inc<br />
Obagi Medical Products Inc<br />
Oberweis China<br />
Opportunities<br />
OCA INC<br />
Occam Networks Inc<br />
OCCIDENTAL PETROLEUM<br />
CORP<br />
Ocean Power Technologies<br />
Inc<br />
Ocean Shore Holding Co<br />
Oceanaut Inc
ACCOUNTING SUPPORT FEE<br />
Oceaneering International<br />
Inc.<br />
OceanFirst Financial Corp.<br />
OceanFreight Inc<br />
Och-Ziff Capital Management<br />
Group LLC<br />
Oclaro Inc<br />
Ocular Sciences Inc<br />
Oculus Innovative Sciences<br />
Inc<br />
Ocwen Financial Corp<br />
Ocz Technology Group Inc<br />
Odd Job Stores Inc<br />
ODIMO INC<br />
Odyssey Healthcare Inc<br />
Odyssey Marine Exploration<br />
Inc.<br />
ODYSSEY OIL & GAS INC<br />
Odyssey Re Holdings Corp.<br />
Office Depot Inc<br />
Officemax Inc<br />
Official Payments Holdings<br />
Inc<br />
OGE Energy Corp.<br />
OGLEBAY NORTON CO<br />
OH Muni Cash Trust<br />
OHIO CASUALTY CORP<br />
Ohio Legacy Corp<br />
Ohio Natl Equity Portfolio<br />
Ohio Natl International<br />
Ohio Natl Money Market<br />
Ohio Valley Banc Corp.<br />
Oil States International Inc.<br />
Oil-Dri Corp <strong>of</strong> America<br />
Oiltanking Partners LP<br />
Old Dominion Freight Line<br />
Inc<br />
Old Line Bancshares Inc<br />
Old Mutual/Claymore Long-<br />
Short Fund<br />
Old National Bancorp<br />
Old Point Financial Corp<br />
Old Republic International<br />
Corp<br />
Old Second Bancorp Inc<br />
Old Westbury Fixed Income<br />
Old Westbury Global<br />
Opportunities<br />
Old Westbury Global Small &<br />
Mid Cap<br />
Old Westbury Large Cap<br />
Core<br />
Old Westbury Large Cap<br />
Strategies<br />
Old Westbury Mid Cap Equity<br />
Old Westbury Muni Bond<br />
Old Westbury Real Return<br />
Olin Corp<br />
Olstein All Cap Value<br />
OLYMPIC STEEL INC<br />
OM Analytic<br />
OM Barrow Hanley Value<br />
OM Dwight Short Term Fixed<br />
Income<br />
OM Focused<br />
OM Group Inc<br />
OM Growth<br />
OM Mid Cap<br />
OM TS&W Mid Cap Value<br />
Omagine Inc<br />
Omega Financial Corp<br />
Omega Flex Inc<br />
Omega Healthcare Investors<br />
Inc.<br />
OMEGA PROTEIN CORP<br />
Omeros Corp<br />
OMI CORP<br />
Omni Bio Pharmaceutical Inc<br />
OMNI Energy Services Corp.<br />
Omni Financial Services Inc<br />
Omni Ventures Inc<br />
Omniamerican Bancorp Inc<br />
Omnicare Inc.<br />
Omnicom Group Inc.<br />
Omnicomm Systems Inc<br />
Omniture Inc<br />
OMNIVISION<br />
TECHNOLOGIES INC<br />
OMNOVA Solutions Inc.<br />
Omphalos Corp<br />
Omrix Biopharmaceuticals<br />
Inc<br />
OMTOOL LTD<br />
ON ASSIGNMENT INC<br />
On Command Corp<br />
ON Semiconductor Corp<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 98<br />
On Technology Corp<br />
On Track Innovations Ltd<br />
On2 Technologies Inc.<br />
OncoGenex Pharmaceuticals<br />
Inc<br />
Oncolytics Biotech Inc<br />
Oncothyreon Inc<br />
OncoVista Innovative<br />
Therapies Inc<br />
One Bio Corp<br />
ONE Grp Balanced<br />
ONE Grp Diversified Equity<br />
ONE Grp Diversified Intl<br />
ONE Grp Instl Prime MM<br />
ONE Grp Intrmd TxFr Bond<br />
ONE Grp Treas Only MM<br />
One Grp US Govt Sec MM<br />
One Liberty Properties Inc.<br />
OneAmerica Asset Director<br />
OneAmerica Value<br />
OneBeacon Insurance Group<br />
Ltd<br />
Oneida Financial Corp.<br />
ONEIDA LTD<br />
ONEOK Inc.<br />
ONEOK Partners LP<br />
OneScreen Inc<br />
ONESOURCE<br />
INFORMATION SVCS<br />
Online Resources Corp<br />
Online Vacation Center<br />
Holdings Inc<br />
ONSTREAM MEDIA CORP<br />
Onvia Inc<br />
Onyx Acceptance Corp<br />
ONYX SOFTWARE CORP<br />
OpCap Small Cap<br />
OPEN ENERGY CORP<br />
OPEN SOLUTIONS INC<br />
OPEN TEXT CORP<br />
OpenTable Inc<br />
OpenTV Corp<br />
OPENWAVE SYSTEMS INC<br />
OPEXA THERAPEUTICS<br />
INC<br />
OphthaliX Inc<br />
Ophthalmic Imaging Systems<br />
Inc
ACCOUNTING SUPPORT FEE<br />
OPINION RESEARCH<br />
CORP<br />
Opko Health Inc<br />
OPLINK<br />
COMMUNICATIONS INC<br />
OPNET Technologies Inc<br />
Opnext Inc<br />
Oppenheimer AMT Free NY<br />
Muni<br />
Oppenheimer AMT-Free<br />
Muni<br />
Oppenheimer Balanced<br />
Oppenheimer Balanced/Va<br />
Oppenheimer CA Municipal<br />
Oppenheimer Cap<br />
Preservation<br />
Oppenheimer Capital App/Va<br />
Oppenheimer Capital Apprec<br />
Oppenheimer Capital Income<br />
Oppenheimer Cash Reserves<br />
Oppenheimer Champion<br />
Income<br />
Oppenheimer Commodity<br />
Strategy Total Return<br />
Oppenheimer Convertible<br />
Sec<br />
Oppenheimer Core Bond<br />
Oppenheimer Core Bond/Va<br />
Oppenheimer Developing<br />
Mkts<br />
Oppenheimer Discovery<br />
Oppenheimer Equity<br />
Oppenheimer Equity Income<br />
Oppenheimer Glbl Opport<br />
Oppenheimer Global<br />
Oppenheimer Global<br />
Allocation<br />
Oppenheimer Global Sec/Va<br />
Oppenheimer Global<br />
Strategic Bond/Va<br />
Oppenheimer Global<br />
Strategic Income<br />
Oppenheimer Gold&Spcl<br />
Minrl<br />
Oppenheimer Growth<br />
Oppenheimer High<br />
Income/Va<br />
Oppenheimer High Yield<br />
Oppenheimer Holdings Inc<br />
Oppenheimer Institutional<br />
Money Market<br />
Oppenheimer Intl Bond<br />
Oppenheimer Intl Diversified<br />
Oppenheimer Intl Growth<br />
Oppenheimer Intl Growth/Va<br />
Oppenheimer Intl Small Co<br />
Oppenheimer Ltd Trm CA<br />
Muni<br />
Oppenheimer Ltd Trm Govt<br />
Oppenheimer Ltd Trm Muni<br />
Oppenheimer Main St Fund<br />
Oppenheimer Main St Select<br />
Oppenheimer Main St Small<br />
& Mid Cap<br />
Oppenheimer Main St Small<br />
& Mid Cap/Va<br />
Oppenheimer Main St/Va<br />
Oppenheimer Mid Cap<br />
Oppenheimer Money Market<br />
Oppenheimer Money/Va<br />
Oppenheimer NJ Municipal<br />
Oppenheimer PA Municipal<br />
Oppenheimer Portfolio Active<br />
Allocation<br />
Oppenheimer Portfolio<br />
Conservative Investor<br />
Oppenheimer Portfolio Equity<br />
Investor<br />
Oppenheimer Portfolio<br />
Moderate Investor<br />
Oppenheimer PrinProt Main<br />
St<br />
Oppenheimer PrinProt<br />
MainSt2<br />
Oppenheimer Quest Intl Val<br />
Oppenheimer Quest Oppty<br />
Val<br />
Oppenheimer Real Estate<br />
Oppenheimer Rising<br />
Dividends<br />
Oppenheimer Select Value<br />
Oppenheimer Small Mid Cap<br />
Value<br />
Oppenheimer Small/Mid Cap<br />
Growth/Va<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 99<br />
Oppenheimer Sr Floating<br />
Rate<br />
Oppenheimer US Govt Trust<br />
Oppenheimer Value<br />
OPSWARE INC<br />
OPTELECOM-NKF INC<br />
Optex Systems Holdings Inc<br />
OPTi Inc<br />
OPTIBASE LTD<br />
OPTICAL CABLE CORP<br />
OPTICAL<br />
COMMUNICATION PRODS<br />
OPTIGENEX INC<br />
Optimal Group Inc<br />
Optimer Pharmaceuticals Inc<br />
OptimizeRX Corp<br />
Optimum Fixed Income<br />
Optimum International Equity<br />
Optimum Large Cap Growth<br />
Optimum Large Cap Value<br />
OPTIMUMBANK HOLDINGS<br />
INC<br />
OPTIO SOFTWARE INC<br />
OPTION CARE INC<br />
optionsXpress Holdings Inc<br />
OPTIUM CORP<br />
ORACLE CORP<br />
Oracle Healthcare Acquisition<br />
Corp<br />
ORAGENICS INC<br />
ORANGE 21 INC<br />
OraSure Technologies Inc<br />
ORBCOMM Inc<br />
Orbit International Corp<br />
Orbital Sciences Corp<br />
Orbitz Worldwide Inc<br />
Orbotech Ltd<br />
Orchard Enterprises Inc<br />
Orchid Cellmark Inc<br />
Orchids Paper Products Co<br />
Orckit Communications Ltd<br />
Ore Pharmaceuticals Inc<br />
OREGON PACIFIC<br />
BANCORP<br />
OREGON STEEL MILLS INC<br />
Oregon Trail Financial Corp<br />
O'Reilly Automotive Inc<br />
Orexigen Therapeutics Inc
ACCOUNTING SUPPORT FEE<br />
Orezone Resources Inc<br />
Organic To Go Food Corp<br />
Orient Paper Inc<br />
Oriental Financial Group Inc<br />
Orient-Express Hotels Ltd<br />
ORIGEN FINANCIAL INC<br />
OriginOil Inc<br />
Orion Energy Systems Inc<br />
Orion Marine Group Inc<br />
Oritani Financial Corp<br />
ORIX CORP<br />
Orleans Homebuilders Inc.<br />
Ormat Technologies Inc<br />
Oromin Explorations Ltd<br />
ORPHAN MEDICAL INC<br />
Orrstown Financial Services<br />
Inc<br />
Orsus Xelent Technologies<br />
Inc<br />
Orth<strong>of</strong>ix International NV<br />
ORTHOVITA INC<br />
Osage Bancshares Inc<br />
OSCIENT<br />
PHARMACEUTICALS CORP<br />
OSG America LP<br />
OSHKOSH B'GOSH INC -<br />
CL A<br />
Oshkosh Corp<br />
OSI PHARMACEUTICALS<br />
INC<br />
OSI RESTAURANT<br />
PARTNERS INC<br />
OSI Systems Inc<br />
Osiris Therapeutics Inc<br />
OSTEOLOGIX INC<br />
Osteotech Inc<br />
Osterweis Fund<br />
Osterweis Strategic Income<br />
Otelco Inc<br />
Otter Tail Corp<br />
Outdoor Channel Holdings<br />
Inc<br />
OUTLOOK GROUP CORP<br />
Overhill Farms Inc<br />
OVERLAND STORAGE INC<br />
OVERNITE CORP<br />
Overseas Shipholding Group<br />
Inc.<br />
Overstock.com Inc<br />
Overture Acquisition Corp<br />
Overture Services Inc<br />
Owens & Minor Inc.<br />
OWENS CORNING<br />
Owens-Illinois Inc.<br />
Oxford Health Plans Inc<br />
Oxford Industries Inc.<br />
Oxford Resource Partners LP<br />
OXIGENE INC<br />
Oxygen Biotherapeutics Inc<br />
OYO Geospace Corp<br />
P & F Industries Inc<br />
P.A.M. Transportation<br />
Services Inc<br />
P.F. Changs China Bistro Inc<br />
PA Muni Cash Trust<br />
PAA Natural Gas Storage LP<br />
PAB Bankshares Inc.<br />
PACCAR INC<br />
Pace Alternative Strategies<br />
Investments<br />
Pace Gov Sec Fixed Inc<br />
Pace International Eqty<br />
Pace International Fixed Inc<br />
Pace Intl Emerg Mkts Eq<br />
Pace Intrmd Fixed Income<br />
Pace Lg Co Growth Equity<br />
Pace Lg Co Value Equity<br />
Pace Money Market<br />
Pace Muni Fixed Income<br />
Pace Sm/Med Co Gro Eqty<br />
Pace Sm/Med Co Val Eqty<br />
Pace Strategic Fixed Inc<br />
Pacer International Inc<br />
Pacific Biosciences <strong>of</strong><br />
California Inc<br />
Pacific Booker Minerals Inc<br />
Pacific Cap Cash Assets<br />
Pacific Cap Growth Stock<br />
Pacific Cap Hi Grade Core<br />
Fixed<br />
Pacific Cap Small Cap<br />
Pacific Cap TxFr Csh Asst Tr<br />
Pacific Cap TxFr Sec<br />
Pacific Cap US Gv Csh Asst<br />
Pacific Capital Bancorp<br />
PACIFIC CMA INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 100<br />
Pacific Continental Corp<br />
Pacific Crest Capital Inc<br />
Pacific Drilling SA<br />
PACIFIC ENERGY<br />
PARTNERS -LP<br />
Pacific Ethanol Inc<br />
Pacific Financial Corp<br />
PACIFIC INTERNET LTD<br />
Pacific Mercantile Bancorp<br />
Pacific <strong>No</strong>rthwest Bancorp<br />
Pacific Premier Bancorp Inc<br />
Pacific Rim Mining Corp.<br />
Pacific Sel American Growth<br />
Pacific Sel American Growth-<br />
Income<br />
Pacific Sel CapG Sml Cap<br />
Eqty<br />
Pacific Sel Cash<br />
Management<br />
Pacific Sel Comstock<br />
Pacific Sel Diversified Bond<br />
Pacific Sel Dividend Growth<br />
Pacific Sel Emerging Markets<br />
Pacific Sel Equity<br />
Pacific Sel Equity Index<br />
Pacific Sel Floating Rate<br />
Loan<br />
Pacific Sel Focused 30<br />
Pacific Sel Growth LT<br />
Pacific Sel High Yield Bond<br />
Pacific Sel Inflation Managed<br />
Pacific Sel International<br />
Large Cap<br />
Pacific Sel International<br />
Small Cap<br />
Pacific Sel International<br />
Value<br />
Pacific Sel Large Cap Growth<br />
Pacific Sel Large Cap Value<br />
Pacific Sel Long/Short Large<br />
Cap<br />
Pacific Sel Main St Core<br />
Pacific Sel Managed Bond<br />
Pacific Sel MFS Capital<br />
Opport<br />
Pacific Sel Mid Cap Equity<br />
Pacific Sel Mid Cap Growth<br />
Pacific Sel Mid Cap Value
ACCOUNTING SUPPORT FEE<br />
Pacific Sel Multi Strategy<br />
Pacific Sel NFJ Small Cap<br />
Value<br />
Pacific Sel Portfolio<br />
Optimization Aggressive<br />
Growth<br />
Pacific Sel Portfolio<br />
Optimization Conservative<br />
Pacific Sel Portfolio<br />
Optimization Growth<br />
Pacific Sel Portfolio<br />
Optimization Moderate<br />
Pacific Sel Portfolio<br />
Optimization Moderate<br />
Conservative<br />
Pacific Sel Real Estate<br />
Pacific Sel Short Bond<br />
Pacific Sel Small Cap Equity<br />
Pacific Sel Small Cap Growth<br />
Pacific Sel Small Cap Index<br />
Pacific State Bancorp/CA<br />
Pacific Sunwear <strong>of</strong> California<br />
Inc<br />
Pacificare Health Sys<br />
Pacira Pharmaceuticals Inc<br />
PACKAGING CORP OF<br />
AMERICA<br />
PACKAGING DYNAMICS<br />
CORP<br />
PACKETEER INC<br />
Pactiv Corp<br />
PacWest Bancorp<br />
PAC-WEST TELECOMM<br />
INC<br />
PAETEC Holding Corp<br />
PAID INC<br />
Pain Therapeutics Inc<br />
PAINCARE HOLDINGS INC<br />
Palatin Technologies Inc.<br />
PALL CORP<br />
PALM INC<br />
Palmetto Bancshares Inc<br />
PALMSOURCE INC<br />
Palomar Medical<br />
Technologies Inc<br />
Pamrapo Bancorp Inc<br />
Pan American Silver Corp<br />
PAN PAC RETAIL PPTYS<br />
INC<br />
PANACOS<br />
PHARMACEUTICALS INC<br />
Panamsat Corp<br />
PANAMSAT HOLDING<br />
CORP<br />
Panasonic Corp<br />
PANAVISION INC<br />
Panda Ethanol Inc<br />
Pandora Media Inc<br />
PANERA BREAD CO<br />
Panglobal Brands Inc<br />
Panhandle Oil & Gas Inc<br />
Panorama Va Total Return<br />
Pans<strong>of</strong>t Co Ltd<br />
Pantheon China Acquisition<br />
Corp<br />
Pantry Inc (The)<br />
PAO DE ACUCAR CIA<br />
BRASIL DIS<br />
Papa John's International Inc<br />
PAPERFREE MED<br />
SOLUTIONS INC<br />
Par Pharmaceutical<br />
Companies Inc<br />
PAR Technology Corp<br />
Parabel Inc.<br />
PARADYNE NETWORKS<br />
INC<br />
Paragon Shipping Inc<br />
PARAGON<br />
TECHNOLOGIES INC<br />
PARALLEL PETROLEUM<br />
CORP<br />
PARAMETRIC<br />
TECHNOLOGY CORP<br />
Paramount Gold and Silver<br />
Corp<br />
PAREXEL INTERNATIONAL<br />
CORP<br />
PARK BANCORP INC<br />
PARK CITY GROUP INC<br />
PARK ELECTROCHEMICAL<br />
CORP<br />
Park National Corp<br />
Park Ohio Holdings Corp.<br />
Park Place Energy Corp<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 101<br />
Park Sterling Corp<br />
PARKE BANCORP INC<br />
Parker Drilling Co<br />
Parker-Hannifin Corp<br />
PARKERVISION INC<br />
PARKVALE FINANCIAL<br />
CORP<br />
Parkway Properties Inc.<br />
PARLEX CORP<br />
Parlux Fragrances Inc<br />
Parnassus Equity Income<br />
Parnassus Fund<br />
Parnassus Small Cap<br />
Partner Communications Co<br />
Ltd<br />
PartnerRe Ltd.<br />
PARTNERS TRUST FINL<br />
GRP INC<br />
PARTY CITY CORP<br />
PATAPSCO BANCORP INC<br />
PATCH INTERNATIONAL<br />
INC<br />
PATH 1 NETWORK<br />
TECHNOL INC<br />
PATHFINDER BANCORP<br />
INC<br />
PATHMARK STORES INC<br />
Patient Safety Technologies<br />
Inc<br />
Patina Oil & Gas Corp<br />
Patni Computer Systems Ltd<br />
Patrick Industries Inc<br />
Patriot Bank Corp<br />
Patriot Coal Corp<br />
PATRIOT SCIENTIFIC<br />
CORP<br />
Patriot Transportation<br />
Holding Inc<br />
PATTERSON COMPANIES<br />
INC<br />
PATTERSON-UTI ENERGY<br />
INC<br />
Paulson Capital Corp.<br />
PAVILION BANCORP INC<br />
Pax World Balanced<br />
Pax World High Yield<br />
Pax World MM<br />
PAXAR CORP
ACCOUNTING SUPPORT FEE<br />
Paychex Inc.<br />
Payden Cash Reserves<br />
Money Market<br />
Payden Core Bond<br />
Payden Emerging Markets<br />
Bd<br />
Payden Global Fixed Income<br />
Payden GNMA<br />
Payden High Income<br />
Payden Limited Maturity<br />
Payden Short Bond<br />
PBHG Emerging Growth<br />
PBHG Ins Ser Small Cap<br />
PBHG Ins Ser Tech & Comm<br />
PBHG Large Cap<br />
PBHG Large Cap 20<br />
PBHG Select Growth<br />
PBHG Tech &<br />
Communication<br />
PC Connection Inc<br />
PC Mall Inc<br />
PCCW LTD<br />
PCS EDVENTURES.COM<br />
INC<br />
PCTEL Inc<br />
PDF Solutions Inc<br />
PDG ENVIRONMENTAL INC<br />
PDI INC<br />
PDL BioPharma Inc<br />
Peabody Energy Corp<br />
Peace Arch Entertainment<br />
Group Inc<br />
PEAK INTERNATIONAL LTD<br />
Peapack-Gladstone Financial<br />
Corporation<br />
Pearson PLC<br />
Pebblebrook Hotel Trust<br />
PEC SOLUTIONS INC<br />
PECO II INC<br />
PEDIATRIC SVCS AMERICA<br />
INC<br />
PEERLESS SYSTEMS<br />
CORP<br />
Peet's C<strong>of</strong>fee & Tea Inc<br />
Pegasi Energy Resources<br />
Corp<br />
PEGASUS<br />
COMMUNICATIONS CP<br />
PEGASUS SOLUTIONS INC<br />
Pegasystems Inc<br />
PELICAN FINANCIAL INC<br />
PEMSTAR INC<br />
Pendrell Corp<br />
Penford Corp<br />
Pengrowth Energy Corp<br />
Pengrowth EnergyTrust'A'<br />
PENN ENGR & MFG CORP<br />
Penn Millers Holding Corp<br />
Penn National Gaming Inc<br />
Penn Series Flexibly<br />
Managed<br />
Penn Series International Eq<br />
Penn Series Quality Bond<br />
PENN TRAFFIC CO<br />
Penn Treaty American Corp<br />
PENN VIRGINIA CORP<br />
Penn Virginia GP Holdings<br />
LP<br />
Penn Virginia Resource<br />
Partners LP<br />
Penn West Petroleum Ltd<br />
Penn-America Group Inc<br />
PennantPark Investment<br />
Corp<br />
PENNFED FINANCIAL<br />
SVCS INC<br />
Pennichuck Corp<br />
PENNROCK FINANCIAL<br />
SVCS<br />
Penns Woods Bancorp Inc<br />
Pennsylvania Real Estate<br />
Investment Trust<br />
PennyMac Mortgage<br />
Investment Trust<br />
Penseco Financial Services<br />
Corp<br />
Penske Automotive Group<br />
Inc<br />
Penson Worldwide Inc<br />
Pentair Inc.<br />
Penton Media Inc<br />
Penwest Pharmaceuticals<br />
Co.<br />
PEOPLES BANCORP<br />
AUBURN IN<br />
Peoples Bancorp Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 102<br />
Peoples Bancorp Inc/MD<br />
Peoples Bancorp <strong>of</strong> <strong>No</strong>rth<br />
Carolina Inc.<br />
Peoples Bancorporation Inc<br />
PEOPLES BANCTRUST INC<br />
Peoples Community Bancorp<br />
Inc<br />
PEOPLES EDUCATIONAL<br />
HOLDINGS<br />
PEOPLES ENERGY CORP<br />
Peoples Federal Bancshares<br />
Inc<br />
PEOPLES FINANCIAL<br />
CORP/MS<br />
Peoples Financial Services<br />
Co<br />
PEOPLE'S LIBERATION INC<br />
PEOPLES OHIO FINANCIAL<br />
CORP<br />
People's United Financial Inc<br />
PEOPLESUPPORT INC<br />
Pep Boys-Manny Moe & Jack<br />
(The)<br />
Pepco Holdings Inc.<br />
Pepsi Bottling Group Inc.<br />
PepsiAmericas Inc.<br />
PepsiCo Inc<br />
PERCEPTRON INC<br />
Peregrine Pharmaceuticals<br />
Inc<br />
PEREGRINE SYSTEMS INC<br />
PerfectEnergy International<br />
Ltd<br />
Perficient Inc<br />
PERFORMANCE FOOD<br />
GROUP CO<br />
Performance MM<br />
Performance Technologies<br />
Inc<br />
Perfumania Holdings Inc<br />
Pericom Semiconductor Corp<br />
Perimeter Small Cap Growth<br />
PerkinElmer Inc.<br />
Perma Fix Environmental<br />
Services Inc<br />
Permanent Portfolio<br />
PERMIAN BASIN ROYALTY<br />
TRUST
ACCOUNTING SUPPORT FEE<br />
Permission Marketing Soltns<br />
Pernix Group Inc<br />
Pernix Therapeutics Holdings<br />
Inc<br />
PEROT SYSTEMS CORP<br />
Perpetual Energy Inc<br />
Perritt MicroCap<br />
Opportunities<br />
Perry Ellis International Inc<br />
PER-SE TECHNOLOGIES<br />
INC<br />
PERU COPPER INC<br />
Pervasive S<strong>of</strong>tware Inc<br />
Pet DRx Corp<br />
PETCO ANIMAL SUPPLIES<br />
INC<br />
PetMed Express Inc<br />
PETRIE STORES<br />
LIQUIDATION TR<br />
Petrobras Argentina S.A.<br />
Petro-Canada<br />
Petrochina Co Ltd<br />
Petrocorp Inc<br />
PETROFUND ENERGY<br />
TRUST<br />
PETROHAWK ENERGY<br />
CORP<br />
PETROKAZAKHSTAN INC<br />
PETROL OIL & GAS INC<br />
Petroleo Brasileiro Sa<br />
Petrobras Petr<br />
Petroleum & Resources Corp<br />
Petroleum Development Corp<br />
Petroquest Energy Inc<br />
PETROSEARCH ENERGY<br />
CORP<br />
PetroSouth Energy Corp<br />
PetSmart Inc<br />
PFEIFFER VACUUM<br />
TECHNOLOGY<br />
PFF Bancorp Inc.<br />
PFIZER INC<br />
PFM Prime<br />
PFS BANCORP INC<br />
PFSweb Inc<br />
PG&E Corp<br />
PGS-PETROLEUM GEO-<br />
SERVICES<br />
PGT Inc<br />
PHARMACEUTICAL<br />
FORMULATIONS<br />
Pharmaceutical Products<br />
Development Inc<br />
Pharmacopeia Inc<br />
PHARMACYCLICS INC<br />
PharmaNet Development<br />
Group Inc<br />
Pharmanetics Inc<br />
Pharmasset Inc<br />
PharmAthene Inc<br />
Pharmaxis Ltd<br />
PharMerica Corp<br />
PHARMION CORP<br />
PHARMOS CORP<br />
Pharsight Corp<br />
Phase Forward Inc<br />
PHAZAR CORP<br />
PHC Inc<br />
PHELPS DODGE CORP<br />
PHH Corp<br />
PHI INC<br />
Philadelphia Consolidated<br />
Holding Corp<br />
Philip Morris International Inc<br />
Philippine Long Distance<br />
Telephone Co<br />
Phoenix Cos Inc. (The)<br />
Phoenix Footwear Group Inc.<br />
Phoenix Growth & Income<br />
Phoenix Income & Growth<br />
Phoenix Insight International<br />
Phoenix Insight Sht Intrmd<br />
Phoenix Insight Sml Cap Opp<br />
Phoenix Insight Sml Cap Val<br />
Phoenix Insight Value Equity<br />
Phoenix New Media Ltd<br />
Phoenix Small Cap Growth<br />
Phoenix Small Cap Value<br />
Phoenix Strategic Alloc<br />
PHOENIX TECHNOLOGIES<br />
LTD<br />
PHONE 1GLOBALWIDE INC<br />
Phosphate Holdings Inc<br />
Phosphate Res Partners -Lp<br />
PHOTOMEDEX INC<br />
PHOTON DYNAMICS INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 103<br />
PHOTONIC PRODUCTS<br />
GROUP INC<br />
Photronics Inc<br />
Phsb Financial Corp<br />
Physicians Formula Holdings<br />
Inc<br />
Phytomedical Technologies<br />
Inc<br />
PIC Small Cap Growth<br />
Piccadilly Cafeterias Inc<br />
PICO HOLDINGS INC<br />
Piedmont Natural Gas Co<br />
Inc.<br />
Piedmont Office Realty Trust<br />
Inc<br />
Pier 1 Imports Inc.<br />
PIF Ptnr Mid Cap Growth I<br />
PIF Ptnr Small Cap Value<br />
PIF Short Term Bond<br />
PIF Ultra Short Bond<br />
PIKE ELECTRIC CORP<br />
Pilgrim's Pride Corp<br />
Pillowtex Corp<br />
PIMCO 1-5 Year US TIPS<br />
Index Fund<br />
PIMCO All Asset<br />
PIMCO All Asset All Authority<br />
PIMCO CA Short Duration<br />
Municipal Income<br />
PIMCO California Municipal<br />
Income Fund<br />
PIMCO California Municipal<br />
Income Fund II<br />
PIMCO California Municipal<br />
Income Fund III<br />
PIMCO CommoditiesPLUS<br />
Strategy<br />
PIMCO<br />
CommodityRealReturn<br />
Strategy<br />
PIMCO Convertible Bond<br />
PIMCO Corporate & Income<br />
Opportunity Fund<br />
PIMCO Corporate & Income<br />
Strategy Fund<br />
PIMCO Diversified Income<br />
PIMCO EM Fundamental<br />
IndexPLUS TR Strategy
ACCOUNTING SUPPORT FEE<br />
PIMCO Emerging Local Bond<br />
PIMCO Emerging Markets<br />
Currency<br />
PIMCO Emerging Mkts Bond<br />
PIMCO Enhanced Short<br />
Maturity Strategy Fund<br />
PIMCO EqS Pathfinder<br />
PIMCO Extended Duration<br />
PIMCO Floating Income<br />
PIMCO Floating Rate Income<br />
Fund<br />
PIMCO Foreign Bond<br />
UnHdgd<br />
PIMCO Foreign Bond<br />
US$Hedged<br />
PIMCO Fundamental<br />
Advantage Total Return<br />
Strategy<br />
PIMCO Fundamental<br />
IndexPLUS<br />
PIMCO Fundamental<br />
IndexPLUS TR<br />
PIMCO Glbl StocksPLUS &<br />
Inc Fd<br />
PIMCO Global Advantage<br />
Strategy Bond<br />
PIMCO Global Bond<br />
UnHedged<br />
PIMCO Global Bond<br />
US$Hedged<br />
PIMCO Global Multi Asset<br />
PIMCO GNMA<br />
PIMCO Government MMF<br />
PIMCO High Income Fund<br />
PIMCO High Yield<br />
PIMCO High Yield Spectrum<br />
PIMCO Income<br />
PIMCO Income Opportunity<br />
Fund<br />
PIMCO Income Strategy<br />
Fund II<br />
PIMCO International<br />
StocksPLUS TR Strategy<br />
PIMCO International<br />
StocksPLUS TR Strategy<br />
(Unhedged)<br />
PIMCO Invst Grade Corp Bd<br />
PIMCO Long Duration Total<br />
Return<br />
PIMCO Long Term Credit<br />
PIMCO Long US Govt<br />
PIMCO Low Duration<br />
PIMCO Low Duration II<br />
PIMCO Moderate Duration<br />
PIMCO Money Market<br />
PIMCO Mortgage Backed<br />
Securities<br />
PIMCO Municipal Bond<br />
PIMCO Municipal Income<br />
Fund<br />
PIMCO Municipal Income<br />
Fund II<br />
PIMCO Municipal Income<br />
Fund III<br />
Pimco Ny Muni Income Fd Iii<br />
PIMCO PEA Innovation<br />
PIMCO Real Estate Rl Rtn<br />
Strat<br />
PIMCO Real Return Asset<br />
PIMCO Real Return Bond<br />
PIMCO Short Duration<br />
Municipal Income<br />
PIMCO Short Term<br />
PIMCO Small Cap<br />
StocksPLUS TR<br />
PIMCO StocksPLUS<br />
PIMCO StocksPLUS Long<br />
Duration<br />
PIMCO StocksPLUS Total<br />
Return<br />
PIMCO StocksPLUS Total<br />
Return Short Strategy<br />
PIMCO Strategic Global<br />
Government Fund Inc<br />
PIMCO Total Return<br />
PIMCO Total Return II<br />
PIMCO Total Return III<br />
PIMCO Unconstrained Bond<br />
PIMCO VIT All Asset<br />
PIMCO VIT Comdty RRtn<br />
Strt<br />
PIMCO VIT Emerging Mkts<br />
PIMCO VIT Global Bond<br />
(UnHedged)<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 104<br />
PIMCO VIT Global Multi<br />
Asset<br />
PIMCO VIT High Yield<br />
PIMCO VIT Low Duration<br />
PIMCO VIT Money Market<br />
PIMCO VIT Real Return<br />
PIMCO VIT Stocks Plus<br />
PIMCO VIT Total Return<br />
PINE VALLEY MINING<br />
CORP<br />
Pinnacle Airlines Corp<br />
Pinnacle Bankshares Corp<br />
Pinnacle Financial Partners<br />
Inc<br />
Pinnacle Gas Resources Inc<br />
PINNACLE SYSTEMS INC<br />
Pinnacle West Capital Corp<br />
Pinnacor Inc<br />
Pioneer America Income Tr<br />
Pioneer AMT Free Muni<br />
PIONEER BANKSHARES<br />
INC<br />
Pioneer Bond<br />
Pioneer Cash Reserves<br />
Pioneer Classic Balanced<br />
PIONEER CORP<br />
PIONEER COS INC -CL A<br />
Pioneer Cullen Value<br />
Pioneer Drilling Co<br />
Pioneer Emerging Markets<br />
Pioneer Equity Income<br />
Pioneer Europe Select Equity<br />
Pioneer Exploration Inc<br />
Pioneer Floating Rate Trust<br />
Pioneer Fund<br />
Pioneer Fundamental Growth<br />
Pioneer Global High Yield<br />
Pioneer Growth Opport<br />
Pioneer Growth Shares<br />
Pioneer High Income<br />
Municipal<br />
Pioneer High Income Trust<br />
Pioneer High Yield<br />
Pioneer Ibbotson Growth<br />
Allocation<br />
Pioneer Ibbotson Moderate<br />
Allocation<br />
Pioneer Independence
ACCOUNTING SUPPORT FEE<br />
Pioneer Instl Money Market<br />
Pioneer International Core<br />
Equity<br />
Pioneer International Equity<br />
Pioneer International Value<br />
Pioneer Mid Cap Growth<br />
Pioneer Mid Cap Value<br />
Pioneer Municipal and Equity<br />
Income Trust<br />
Pioneer Municipal High<br />
Income Advantage Trust<br />
Pioneer Municipal High<br />
Income Trust<br />
PIONEER NATURAL<br />
RESOURCES CO<br />
Pioneer Oak Ridge Lrg Cp<br />
Gro<br />
Pioneer Oak Ridge Sml Cp<br />
Gro<br />
Pioneer Select Mid Cap<br />
Growth<br />
Pioneer Small Cap Value<br />
Pioneer Southwest Energy<br />
Partners LP<br />
Pioneer Strategic Income<br />
Pioneer Tax Adv Balanced Tr<br />
Pioneer Treasury Reserves<br />
MM<br />
Pioneer TxFr Income<br />
Pioneer Value<br />
Pioneer VCT Eqty Income<br />
Pioneer VCT Fund<br />
Pioneer VCT Growth Opport<br />
Pioneer VCT Mid Cap Value<br />
Pipeline Data Inc.<br />
Piper Jaffray Companies Inc.<br />
Pipex Pharmaceuticals Inc<br />
Pitney Bowes Inc.<br />
Pivotal Corp<br />
PIXAR<br />
PIXELPLUS CO LTD -ADR<br />
Pixelworks Inc<br />
PIZZA INN INC/MO<br />
PL Optimization Moderate<br />
PL Optimization Moderate<br />
Aggresive<br />
PLACER DOME INC<br />
PLACER SIERRA<br />
BANCSHARES<br />
Plains All American Pipeline<br />
LP<br />
Plains Exploration &<br />
Production Co<br />
Plains Resources Inc<br />
Plan Vista Corp<br />
Planar Systems Inc<br />
PlanetOut Inc<br />
Plantronics Inc.<br />
Plastec Technologies Ltd<br />
Platinum Energy Resources<br />
Inc<br />
Platinum Group Metals Ltd<br />
Platinum Research<br />
Organization Inc<br />
Platinum Underwriters<br />
Holdings Ltd<br />
PLATO Learning Inc<br />
Playboy Enterprises Inc<br />
PLAYLOGIC<br />
ENTERTAINMENT INC<br />
PLAYTEX PRODUCTS INC<br />
PLC SYSTEMS INC<br />
Plexus Corp<br />
PLM EQUIP GROWTH FD V<br />
-LP<br />
Plug Power Inc<br />
Plum Creek Timber Co Inc.<br />
PLUMAS BANCORP<br />
PLUMTREE SOFTWARE<br />
INC<br />
Pluristem Therapeutics Inc<br />
PLX Technology Inc<br />
PMA Capital Corp<br />
Pmc Cap Inc<br />
PMC COMMERCIAL TRUST<br />
PMC-Sierra Inc.<br />
PMFG Inc<br />
PMI Group Inc.<br />
PNC Advantage Instl MM<br />
PNC Financial Services<br />
Group Inc.<br />
PNC Govt MM<br />
PNC Govt MMF<br />
PNC Growth & Income<br />
PNC International Eqty<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 105<br />
PNC International Equity<br />
PNC Intrmd Bond<br />
PNC Limited Maturity Bond<br />
PNC Money Mkt<br />
PNC OH Muni MM<br />
PNC Prime MMF<br />
PNC Treasury MM<br />
PNC TxEx MM<br />
PNC TxEx MMF<br />
PNC Ultra Short Bond<br />
PNG VENTURES INC<br />
PNI Digital Media Inc<br />
PNM Resources Inc.<br />
POCAHONTAS BANCORP<br />
INC<br />
POGO PRODUCING CO<br />
POINT THERAPEUTICS INC<br />
POINT.360<br />
POINTE FINANCIAL CORP<br />
Pointer Telocation Ltd<br />
Points International Ltd<br />
PokerTek Inc<br />
Polar Wireless Corp<br />
Polaris Global Value<br />
Polaris Industries Inc<br />
Pollex Inc<br />
POLYAIR INTER PACK INC<br />
Polycom Inc<br />
POLYDEX<br />
PHARMACEUTICALS LTD<br />
POLYMEDICA CORP<br />
PolyMedix Inc<br />
Polymer Group Inc<br />
PolyMet Mining Corp<br />
PolyOne Corp<br />
Polypore International Inc<br />
Pomeroy IT Solutions Inc<br />
Poniard Pharmaceuticals Inc<br />
Pool Corp<br />
Pope Resources<br />
Popular Inc<br />
Port Financial Corp<br />
PORTAL SOFTWARE INC<br />
PORTALPLAYER INC<br />
PORTEC RAIL PRODUCTS<br />
INC<br />
Porter Bancorp Inc<br />
Portfolio 21
ACCOUNTING SUPPORT FEE<br />
Portfolio Ptnrs MFS Emerg<br />
Gro<br />
Portfolio Ptnrs MFS<br />
Research<br />
Portfolio Ptnrs MFS Val Eqty<br />
Portfolio Ptnrs Scudder Intl<br />
Portfolio Ptnrs T Rowe Gro<br />
Eq<br />
Portfolio Recovery<br />
Associates Inc<br />
Portland General Electric Co<br />
PORTSMOUTH SQUARE<br />
INC<br />
Portugal Telecom Sgps SA,<br />
Lisboa<br />
Posco<br />
POSITRON CORP<br />
POSSIS MEDICAL INC<br />
Post Properties Inc<br />
PostRock Energy Corp<br />
Potash Corporation <strong>of</strong><br />
Saskatchewan Inc<br />
Potlatch Corp<br />
POTOMAC BANCSHARES<br />
INC<br />
Potomac Dynamic HY Bond<br />
POW ENTERTAINMENT INC<br />
Powder River Petroleum<br />
International Inc<br />
POWELL INDUSTRIES INC<br />
POWER 3 MEDICAL<br />
PRODUCTS INC<br />
POWER AIR CORP<br />
Power Integrations Inc<br />
Power Medical Interventions<br />
Inc<br />
Power <strong>of</strong> the Dream Ventures<br />
Inc<br />
Power Oil & Gas Inc<br />
Power Solutions International<br />
Inc<br />
POWERCOLD CORP<br />
POWERDSINE LTD<br />
Power-One Inc.<br />
POWERSAVE ENERGY<br />
COMPANY<br />
PowerSecure International<br />
Inc<br />
PowerShares Aerospace &<br />
Defense Portfolio<br />
PowerShares Build America<br />
Bond Portfolio<br />
PowerShares DB Agriculture<br />
Fund<br />
PowerShares DB Base<br />
Metals Fund<br />
PowerShares DB Commodity<br />
Index Tracking Fund<br />
PowerShares DB Energy<br />
Fund<br />
PowerShares DB G10<br />
Currency Harvest Fund<br />
PowerShares DB Gold Fund<br />
PowerShares DB Oil Fund<br />
PowerShares DB Precious<br />
Metals Fund<br />
PowerShares DB Silver Fund<br />
PowerShares DB US Dollar<br />
Index Bearish Fund<br />
PowerShares DB US Dollar<br />
Index Bullish Fund<br />
PowerShares Dynamic Large<br />
Cap Growth Portfolio<br />
PowerShares Dynamic Large<br />
Cap Value Portfolio<br />
PowerShares Dynamic Mid<br />
Cap Growth Portfolio<br />
PowerShares Emerging<br />
Markets Sovereign Debt<br />
Portfolio<br />
PowerShares ETF Trust<br />
Dynamic Market Portfolio<br />
PowerShares ETF Trust<br />
FTSE RAFI 1000<br />
PowerShares Financial<br />
Preferred Portfolio<br />
PowerShares FTSE RAFI<br />
Emerging Markets Portfolio<br />
PowerShares FTSE RAFI US<br />
1500 Small-Mid Portfolio<br />
PowerShares Fundamental<br />
High Yield Corporate Bond<br />
Portfolio<br />
PowerShares Global Water<br />
Portfolio<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 106<br />
PowerShares Golden Dragon<br />
Halter USX China Portfolio<br />
PowerShares High Yield<br />
Equity Dividend Achievers<br />
Portfolio<br />
PowerShares India Portfolio<br />
ETF<br />
PowerShares Insured<br />
National Municipal Bond<br />
Portfolio<br />
PowerShares International<br />
Dividend Achievers<br />
PowerShares Preferred<br />
Portfolio ETF<br />
PowerShares QQQ Trust<br />
Series 1<br />
PowerShares VRDO Tax-<br />
Free Weekly Portfolio<br />
PowerShares Water<br />
Resource Portfolio<br />
PowerShares Wilderhill<br />
Clean Energy Portfolio<br />
PowerVerde Inc<br />
POWERWAVE<br />
TECHNOLOGIES INC<br />
Powin Corp<br />
Pozen Inc<br />
PPG Industries Inc.<br />
PPL Corp<br />
PPOL INC<br />
PRA INTERNATIONAL<br />
Practiceworks Inc<br />
PRAECIS<br />
PHARMACEUTICALS INC<br />
Praxair Inc.<br />
Praxis Core Stock<br />
PRB ENERGY INC<br />
PRECISION AUTO CARE<br />
INC<br />
Precision Castparts Corp.<br />
Precision Drilling Corp<br />
Preferred Fixed Income<br />
Preferred International Value<br />
Preferred Large Cap Growth<br />
Preferred Large Cap Value<br />
Preformed Line Products<br />
<strong>Company</strong><br />
Prelude Ventures Inc
ACCOUNTING SUPPORT FEE<br />
Premcor Inc<br />
PREMD INC<br />
Premier Bancorp Inc/Pa<br />
PREMIER CMNTY<br />
BANKSHARES INC<br />
Premier Exhibitions Inc<br />
Premier Farnell Plc<br />
Premier Financial Bancorp<br />
Inc<br />
Premier Port<br />
Premier Power Renewable<br />
Energy Inc<br />
Premier TxEx Port<br />
Premier US Govt Money<br />
Premier VIT OpCap<br />
Managed<br />
Premiere Global Services Inc<br />
PremierWest Bancorp<br />
PREMIUM STANDARD<br />
FARMS INC<br />
PRENTISS PROPERTIES<br />
TRUST<br />
Pre-Paid Legal Services Inc.<br />
Presidential Life Corp<br />
Presidential Realty Corp<br />
Presstek Inc<br />
Prestige Brands Holdings Inc<br />
Pretium Resources Inc<br />
PRGX Global Inc<br />
Price Africa & Middle East<br />
PRICE COMMUNICATIONS<br />
CORP<br />
Price Instl Foreign Equity<br />
Price Japan<br />
Price Legacy Corp<br />
Priceline.Com Inc<br />
PRICESMART INC<br />
Pride International Inc.<br />
Prima Energy Corp<br />
Prime Cash Obligations<br />
Prime Cash Series<br />
Prime Global Capital Group<br />
Inc<br />
PRIME GROUP REALTY<br />
TRUST<br />
Prime Hospitality Corp<br />
Prime Management<br />
Obligation<br />
Prime Money Market<br />
Prime Obligations<br />
Prime Value Obligations<br />
PRIMECAP Odyssey Aggrsv<br />
Gro<br />
PRIMECAP Odyssey Growth<br />
PRIMECAP Odyssey Stock<br />
PRIMEDIA INC<br />
PRIMEENERGY CORP<br />
Primerica Inc<br />
Primero Mining Corp<br />
Primo Water Corp<br />
Primoris Services Corp<br />
Primus Guaranty Ltd<br />
Primus Knowledge Solutions<br />
Princeton National Bancorp<br />
Inc<br />
Principal Bond & Mortgage<br />
Principal Bond Market Index<br />
Principal CA Muni<br />
Principal Capital Appreciation<br />
Principal Capital Value<br />
Principal Cash Management<br />
Principal Core Plus Bond I<br />
Principal Disciplined Lg Cp<br />
Blend<br />
Principal Diversified<br />
International<br />
Principal Diversified Real<br />
Asset<br />
Principal Equity Income<br />
Principal Financial Group Inc.<br />
Principal Global Diversified<br />
Income<br />
Principal Govt & High Quality<br />
Bd<br />
Principal Govt & High Quality<br />
Bond<br />
Principal Govt Sec Inc<br />
Principal Growth<br />
Principal High Yield<br />
Principal High Yield I<br />
Principal Income<br />
Principal Inflation Protection<br />
Principal International<br />
Emerging Mkts<br />
Principal International Equity<br />
Index<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 107<br />
Principal International Growth<br />
Principal International I<br />
Principal Intl<br />
Principal Large Cap Blend I<br />
Principal Large Cap Blend II<br />
Principal Large Cap Growth<br />
Principal Large Cap Growth I<br />
Principal Large Cap Growth II<br />
Principal Large Cap S&P500<br />
Index<br />
Principal Large Cap Value<br />
Principal Large Cap Value I<br />
Principal Large Cap Value III<br />
Principal LifeTime 2010<br />
Principal LifeTime 2015<br />
Principal LifeTime 2020<br />
Principal LifeTime 2025<br />
Principal LifeTime 2030<br />
Principal LifeTime 2035<br />
Principal LifeTime 2040<br />
Principal LifeTime 2050<br />
Principal LifeTime Strategy<br />
Principal Mid Cap<br />
Principal Mid Cap Blend<br />
Principal Mid Cap Growth II<br />
Principal Mid Cap Growth III<br />
Principal Mid Cap S&P400<br />
Index<br />
Principal Mid Cap Stock<br />
Principal Mid Cap Value I<br />
Principal Mid Cap Value II<br />
Principal Money Market<br />
Principal Overseas<br />
Principal Preferred Securities<br />
Principal Real Estate<br />
Securities<br />
Principal SAM Balanced<br />
Principal SAM Conservative<br />
Balanced<br />
Principal SAM Conservative<br />
Growth<br />
Principal SAM Flexible<br />
Income<br />
Principal SAM Strategic<br />
Growth<br />
Principal Short Term Income<br />
Principal Small Cap Blend<br />
Principal Small Cap Growth
ACCOUNTING SUPPORT FEE<br />
Principal Small Cap Growth I<br />
Principal Small Cap Growth II<br />
Principal Small Cap Growth<br />
III<br />
Principal Small Cap S&P600<br />
Index<br />
Principal Small Cap Value<br />
Principal Small Cap Value I<br />
Principal Small Cap Value II<br />
Principal TxEx Bond<br />
PRINTRONIX INC<br />
PRIORITY HLTHCARE CP -<br />
CL B<br />
PRIVATE MEDIA GROUP<br />
INC<br />
PrivateBancorp Inc<br />
PROASSURANCE CORP<br />
PROCENTURY CORP<br />
Procera Networks Inc<br />
Procter & Gamble Co (The)<br />
PRO-DEX INC/CO<br />
ProElite Inc<br />
ProFund VP Bull<br />
Progen Pharmaceuticals Ltd<br />
Progenics Pharmaceuticals<br />
Inc<br />
Progress Energy Inc.<br />
Progress Finl Corp<br />
Progress S<strong>of</strong>tware Corp<br />
Progressive Corp (The)<br />
Progressive Waste Solutions<br />
Ltd<br />
PROLIANCE<br />
INTERNATIONAL INC<br />
Prolink Holdings Corp.<br />
ProLogis<br />
Prologis Inc.<br />
PROLOR Biotech Inc<br />
Promotora De Informaciones<br />
SA<br />
Pro-Pharmaceuticals Inc<br />
ProShares Short 20 Year<br />
Treasury<br />
ProShares Short Dow30<br />
ProShares Short MSCI<br />
Emerging Markets<br />
ProShares Short Russell<br />
2000<br />
ProShares Short S&P500<br />
ProShares Trust II<br />
ProShares Ultra Basic<br />
Materials<br />
ProShares Ultra Dow30<br />
ProShares Ultra Financials<br />
ProShares Ultra Oil & Gas<br />
ProShares Ultra QQQ<br />
ProShares Ultra Real Estate<br />
ProShares Ultra Russell2000<br />
ProShares Ultra S&P500<br />
ProShares UltraPro Short<br />
S&P500<br />
ProShares UltraShort 20 Plus<br />
Year Treasury<br />
ProShares UltraShort 7-10<br />
Year Treasury<br />
ProShares UltraShort<br />
Financials<br />
ProShares UltraShort FTSE<br />
China 25<br />
ProShares UltraShort MSCI<br />
Emerging Markets<br />
ProShares UltraShort Oil &<br />
Gas<br />
ProShares UltraShort QQQ<br />
ProShares UltraShort Real<br />
Estate<br />
ProShares UltraShort<br />
Russell2000<br />
ProShares UltraShort<br />
S&P500<br />
Prospect Capital Corp<br />
Prospect Global Resources<br />
Inc<br />
Prospect Medical Holdings<br />
Inc<br />
Prosperity Bancshares Inc<br />
PROTALEX INC<br />
Protalix BioTherapeutics Inc<br />
Pro-Tech Industries Inc<br />
PROTECTION ONE INC<br />
Protective Life Corp<br />
Protectus Medical Devices<br />
Inc<br />
PROTEIN POLYMER<br />
TECHNOLOGIES<br />
PROTEO INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 108<br />
PROTOCALL<br />
TECHNOLOGIES INC<br />
PROTOKINETIX INC<br />
PROVECTUS<br />
PHARMACEUTICAL INC<br />
PROVIDE COMMERCE INC<br />
Providence and Worcester<br />
Railroad Co<br />
Providence Service Corp<br />
(The)<br />
Provident Bankshares Corp<br />
Provident Community<br />
Bancshares Inc<br />
Provident Energy Ltd<br />
Provident Financial Grp Inc<br />
Provident Financial Holdings<br />
Inc<br />
Provident Financial Services<br />
Inc.<br />
Provident New York Bancorp<br />
PROVIDIAN FINANCIAL<br />
CORP<br />
PROVINCE HEALTHCARE<br />
CO<br />
Proxim Corp<br />
Proxim Wireless Corp<br />
PROXYMED INC<br />
Prudential Asset Allocation<br />
Prudential Bancorp Inc <strong>of</strong><br />
Pennsylvania<br />
PRUDENTIAL FINANCIAL<br />
INC<br />
Prudential Global Real Estate<br />
Prudential Govt Income<br />
Prudential GovtSec-US Treas<br />
MM<br />
Prudential High Yield<br />
Prudential Instl Liq Port MM<br />
Prudential Intl Equity<br />
Prudential Jennison 20/20<br />
Focus<br />
Prudential Jennison Blend<br />
Prudential Jennison Eq Opp<br />
Prudential Jennison Equity<br />
Income<br />
Prudential Jennison Growth<br />
Prudential Jennison Health<br />
Science
ACCOUNTING SUPPORT FEE<br />
Prudential Jennison Mid Cap<br />
Growth<br />
Prudential Jennison Natural<br />
Resources<br />
Prudential Jennison Small<br />
<strong>Company</strong><br />
Prudential Jennison Utility<br />
Prudential Jennison Value<br />
Prudential Money Market<br />
Assets<br />
Prudential Money Mkt CA<br />
Prudential Muni CA Income<br />
Prudential Muni High Income<br />
Prudential Muni National<br />
Prudential PLC<br />
Prudential Series 20/20<br />
Focus<br />
Prudential Series Conserv<br />
Bal<br />
Prudential Series Diversfd Bd<br />
Prudential Series Equity<br />
Prudential Series Flex<br />
Managed<br />
Prudential Series Global<br />
Prudential Series Govt<br />
Income<br />
Prudential Series High Yield<br />
Bond<br />
Prudential Series Jennison<br />
Prudential Series Money<br />
Market<br />
Prudential Series Nat<br />
Resource<br />
Prudential Series Small Cap<br />
Stock<br />
Prudential Series Stock Index<br />
Prudential Series Value<br />
Prudential Short Term Corp<br />
Bond<br />
Prudential Stock Index<br />
Prudential Total Return Bond<br />
PS Business Parks Inc.<br />
PSB BANCORP INC<br />
PSB GROUP INC<br />
PSB HOLDINGS INC<br />
PSB HOLDINGS INC/WI<br />
Psivida Corp<br />
PSS WORLD MEDICAL INC<br />
Psychemedics Corp<br />
Psychiatric Solutions Inc<br />
<strong>Public</strong> Media Works Inc<br />
<strong>Public</strong> Service Enterprise<br />
Group Inc<br />
<strong>Public</strong> Storage<br />
PUBLICIS GROUPE SA<br />
Publix Super Markets Inc<br />
Puget Energy Inc.<br />
PULASKI FINANCIAL CORP<br />
PULITZER INC<br />
Pulmo BioTech Inc<br />
Pulse Electronics Corp<br />
PulteGroup Inc<br />
PURADYN FILTER<br />
TECHNOLOGIES<br />
Pure Bi<strong>of</strong>uels Corp<br />
Pure Bioscience Inc<br />
Pure Earth Inc<br />
Pure Nickel Inc<br />
Pure Transit Technologies<br />
Inc<br />
PURECYCLE CORP<br />
PureSafe Water Systems Inc<br />
Purisima Total Return<br />
Purple Beverage Co Inc<br />
Purple Communications Inc<br />
Putnam Absolute Return 100<br />
Putnam Absolute Return 300<br />
Putnam Absolute Return 500<br />
Putnam Absolute Return 700<br />
Putnam American Govt<br />
Income<br />
Putnam AMT Free Muni<br />
Putnam CA TxEx Income<br />
Putnam Cap Appreciation<br />
Putnam Cap Opportunities<br />
Putnam Capital Spectrum<br />
Putnam Classic Equity<br />
Putnam Convertible<br />
Securities<br />
Putnam Discovery Growth<br />
Putnam Diversified Income<br />
Putnam Dynamic Asset<br />
Allocation Balanced<br />
Putnam Dynamic Asset<br />
Allocation Conservative<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 109<br />
Putnam Dynamic Asset<br />
Allocation Growth<br />
Putnam Equity Income<br />
Putnam Europe Equity<br />
Putnam FL TxEx Income<br />
Putnam Floating Rate<br />
Income<br />
Putnam Global Equity<br />
Putnam Global Health Care<br />
Putnam Global Natural<br />
Resource<br />
Putnam Global Utilities<br />
Putnam Growth & Income<br />
Putnam Growth Opportunities<br />
Putnam High Yield<br />
Advantage<br />
Putnam High Yield Trust<br />
Putnam Income<br />
Putnam Intl Capital Opport<br />
Putnam Intl Equity<br />
Putnam Intl Growth<br />
Putnam Intl Value<br />
Putnam Inv Grade Muni Tr<br />
Putnam Investors<br />
Putnam Ltd Dura Govt<br />
Income<br />
Putnam MA TxEx Income<br />
Putnam Managed Municipal<br />
Income Trust<br />
Putnam Master Income Tr<br />
Putnam Master Intermediate<br />
Income Trust<br />
Putnam Money Market<br />
Putnam Multi Cap Growth<br />
Putnam Multi Cap Value<br />
Putnam Municipal Income<br />
Putnam Municipal<br />
Opportunities Trust<br />
Putnam New Value<br />
Putnam NJ TxEx Income<br />
Putnam NY TxEx Income<br />
Putnam OTC Emerging<br />
Growth<br />
Putnam PA TxEx Income<br />
Putnam Premier Income<br />
Trust<br />
Putnam Prime Money Market<br />
Putnam Research
ACCOUNTING SUPPORT FEE<br />
Putnam Small Cap Growth<br />
Putnam Small Cap Value<br />
Putnam Tax Smart Equity<br />
Putnam TxEx Income<br />
Putnam TxFr Hi Yield<br />
Putnam US Govt Income Tr<br />
Putnam Vista<br />
Putnam Voyager<br />
Putnam VT American Govt<br />
Putnam VT Diversified Inc<br />
Putnam VT Equity Income<br />
Putnam VT George Putnam<br />
Putnam VT Global Asst Alloc<br />
Putnam VT Global Equity<br />
Putnam VT Growth & Income<br />
Putnam VT Health Sciences<br />
Putnam VT High Yield<br />
Putnam VT Income<br />
Putnam VT Intl Equity<br />
Putnam VT Intl Gro & Inc<br />
Putnam VT Intl New Oppor<br />
Putnam VT Investors<br />
Putnam VT Money Market<br />
Putnam VT Multi Cap Growth<br />
Putnam VT New Value<br />
Putnam VT Research<br />
Putnam VT Small Cap Value<br />
Putnam VT Util Gro & Inc<br />
Putnam VT Vista<br />
Putnam VT Voyager<br />
PVC Bond & Mortgage<br />
Securities<br />
PVC Capital Value<br />
PVC Diversified Growth<br />
PVC Diversified International<br />
PVC Equity Growth<br />
PVC Equity Income<br />
PVC Govt & High Quality<br />
Bond<br />
PVC Large Cap Growth<br />
PVC Large Cap Value III<br />
PVC Mid Cap Blend<br />
PVC Money Market<br />
PVC Real Estate Sec<br />
PVC SAM Balanced<br />
PVC SAM Consrv Growth<br />
PVF Capital Corp.<br />
PVH Corp<br />
PW EAGLE INC<br />
PXRE GROUP LTD<br />
PYR ENERGY CORP<br />
PYRAMID BREWERIES INC<br />
PYRAMID OIL CO<br />
Pyxis Floating Rate<br />
Opportunities<br />
Pyxis Long/Short Equity<br />
Pzena Investment<br />
Management Inc<br />
Q Comm Intl Inc<br />
Q.E.P. Co. Inc<br />
QAD Inc<br />
QC Holdings Inc<br />
QCR HOLDINGS INC<br />
QEP Resources Inc<br />
Qiagen NV<br />
Qimonda AG<br />
QKL Stores Inc<br />
Qlik Technologies Inc<br />
QLOGIC CORP<br />
QLT Inc<br />
QMED INC<br />
QNB CORP<br />
Qnective Inc<br />
QPC LASERS INC<br />
QR Energy LP<br />
QRS CORP<br />
QSGI INC<br />
QSound Labs Inc<br />
Quad/Graphics Inc<br />
QUADRAMED CORP<br />
Quaker Chemical Corp<br />
Quaker City Bancorp Inc<br />
QUAKER FABRIC CORP<br />
Quaker Strategic Growth<br />
QUALCOMM Inc.<br />
QUALITY DINING INC<br />
Quality Distribution Inc<br />
Qualstar Corp<br />
Quamtel Inc<br />
Quanex Building Products<br />
Corp<br />
QUANEX CORP<br />
Quant Emerging Markets<br />
Quant Foreign Value<br />
Quanta Capital Holdings Ltd<br />
Quanta Services Inc.<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 110<br />
QuantRx Biomedical Corp<br />
Quantum Corp<br />
Quantum Fuel Systems<br />
Technologies Worldwide Inc<br />
Quaterra Resources Inc<br />
QUEENSTAKE RES LTD<br />
YUKON<br />
Quepasa Corp<br />
Quest Diagnostics Inc<br />
Quest Energy Partners LP<br />
Quest Rare Minerals Ltd<br />
Quest S<strong>of</strong>tware Inc<br />
Questar Corp<br />
Questcor Pharmaceuticals<br />
Inc.<br />
QuickLogic Corp<br />
QUICK-MED<br />
TECHNOLOGIES INC<br />
Quicksilver Resources Inc<br />
QUIDEL CORP<br />
Quigley Corp (The)<br />
Quiksilver Inc.<br />
Quilmes Industrial SA<br />
QUINENCO SA<br />
QuinStreet Inc<br />
Quintana Maritime Ltd<br />
Quintiles Transnational Corp<br />
QUIXOTE CORP<br />
QUOVADX INC<br />
Qwest Communications<br />
International Inc.<br />
R G GLOBAL LIFESTYLES<br />
INC<br />
R&G Financial Corp.<br />
R.R. Donnelley & Sons Co<br />
Rackspace Hosting Inc<br />
RADA ELECTRONIC INDS<br />
Radcom Ltd<br />
Radian Group Inc.<br />
Radiant Systems Inc<br />
RADIATION THERAPY<br />
SVCS INC<br />
RADICA GAMES LTD<br />
RADIO ONE INC<br />
RADIOLOGIX INC<br />
RadioShack Corp<br />
RadiSys Corp<br />
RADIUS GOLD INC
ACCOUNTING SUPPORT FEE<br />
RadNet Inc<br />
Radvision Ltd<br />
Radware Ltd<br />
RADYNE CORP<br />
RAE Systems Inc.<br />
Rahaxi Inc<br />
RailAmerica Inc.<br />
Rainbow Rentals Inc<br />
Rainbow Technologies Inc<br />
RAINDANCE<br />
COMMUNICATIONS INC<br />
Rainier Large Cap Equity<br />
Rainier Mid Cap Equity<br />
Rainier Pacific Financial<br />
Group Inc<br />
Rainier Small/Mid Cap Equity<br />
Rainmaker Systems Inc<br />
RAIT Financial Trust<br />
Ralcorp Holdings Inc.<br />
Ralph Lauren Corp<br />
RAM HOLDINGS LTD<br />
Rambus Inc<br />
Ramco-Gershenson<br />
Properties Trust<br />
RAMP CORP<br />
Ramtron International Corp<br />
Rancher Energy Corp<br />
Rand Logistics Inc<br />
Randgold & Exploration<br />
<strong>Company</strong> Ltd<br />
Randgold Resources Ltd<br />
Range Resources Corp.<br />
Raptor Networks Techology<br />
Inc<br />
Raptor Pharmaceutical Corp<br />
Rare Element Resources Ltd<br />
RARE HOSPITALITY INTL<br />
INC<br />
Raven Industries Inc<br />
Raymond James Financial<br />
Inc.<br />
Rayonier Inc.<br />
RAYTECH CORP/DE<br />
Raytheon Co.<br />
RBB Money Market<br />
RBC BEARINGS INC<br />
RC2 CORP<br />
RCG COMPANIES<br />
RCM Technologies Inc<br />
RCN Corp<br />
RDA Microelectronics Inc<br />
ReachLocal Inc<br />
READERS DIGEST ASSN<br />
Reading International Inc.<br />
Ready Assets Prime Money<br />
Ready Assets US Treasury<br />
Money<br />
READY MIX INC<br />
Real Goods Solar Inc<br />
RealD Inc<br />
RealNetworks Inc<br />
Realogy Corp<br />
RealPage Inc<br />
Realty Income Corp.<br />
Reaves Utility Income Fund<br />
RECKSON ASSOCS RLTY<br />
CORP<br />
Recon Technology Ltd<br />
Recovery Energy Inc<br />
Red Hat Inc<br />
Red Lion Hotels Corp<br />
RED MILE<br />
ENTERTAINMENT INC<br />
Red Mountain Resources Inc<br />
Red Oak Tech Select Port<br />
Red Robin Gourmet Burgers<br />
Inc<br />
REDBACK NETWORKS INC<br />
Reddy Ice Holdings Inc<br />
Redpoint Bio Corp<br />
REDWOOD EMPIRE<br />
BANCORP<br />
Redwood Trust Inc.<br />
Reebok International Ltd<br />
Reed Elsevier NV<br />
Reed Elsevier PLC<br />
Reeds Inc<br />
REFAC OPTICAL GROUP<br />
REFLECT SCIENTIFIC INC<br />
REGAL ENTERTAINMENT<br />
GROUP<br />
Regal-Beloit Corp.<br />
REGALITO COPPER CORP<br />
REGEN BIOLOGICS INC<br />
Regency Centers Corp.<br />
Regency Energy Partners LP<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 111<br />
Regeneration Technologies<br />
Inc<br />
Regeneron Pharmaceuticals<br />
Inc<br />
RegeneRx<br />
Biopharmaceuticals Inc<br />
REGENT<br />
COMMUNICATIONS INC<br />
REGI U S INC<br />
Regions Financial Corp<br />
Regis Corp<br />
REGISTER.COM INC<br />
Rehabcare Group Inc.<br />
REINHOLD INDUSTRIES -<br />
CL A<br />
Reinsurance Group <strong>of</strong><br />
America Inc.<br />
Reis Inc<br />
Reliance Steel & Aluminum<br />
Co<br />
RELIV INTERNATIONAL INC<br />
RELM WIRELESS CORP<br />
REMEC INC<br />
REMEDENT INC<br />
REMEDYTEMP INC -CL A<br />
REMINGTON OIL&GAS CP<br />
-CL B<br />
REMY INTERNATIONAL,<br />
INC<br />
Renaissance Acquisition<br />
Corp<br />
Renaissance Learning Inc<br />
RenaissanceRe Holdings Ltd.<br />
RENAL CARE GROUP INC<br />
RENASANT CORP<br />
Renegy Holdings Inc<br />
RENOVIS INC<br />
Renren Inc<br />
RENT SHIELD CORP<br />
RENT WAY INC<br />
RENT-A-CENTER INC<br />
Rentech Inc.<br />
Rentech Nitrogen Partners<br />
LP<br />
RENTRAK CORP<br />
ReoStar Energy Corp<br />
REPLIGEN CORP
ACCOUNTING SUPPORT FEE<br />
REPROS THERAPEUTICS<br />
INC<br />
REPSOL YPF SA<br />
REPTRON ELECTRONICS<br />
INC<br />
Republic Bancorp Inc<br />
Republic Bancshares Inc<br />
REPUBLIC COMPANIES<br />
GROUP<br />
Republic First Bancorp Inc<br />
REPUBLIC PROPERTY<br />
TRUST<br />
Republic Services Inc.<br />
RES-CARE INC<br />
RESEARCH FRONTIERS<br />
INC<br />
Reserve Liquid Performance<br />
Money Market<br />
RESERVE PETROLEUM CO<br />
Reserve US Government<br />
RESIN SYSTEMS INC<br />
RESMED INC<br />
Resolute Energy Corp<br />
Resortquest Intl Inc<br />
Resource America Inc<br />
Resource Bankshares Corp<br />
Resource Capital Corp<br />
RESOURCES<br />
CONNECTION INC<br />
RESPIRONICS INC<br />
RESPONSE BIOMEDICAL<br />
CORP<br />
Response Genetics Inc<br />
Responsys Inc<br />
RESTORATION<br />
HARDWARE INC<br />
Restore Medical Inc<br />
Retail Opportunity<br />
Investments Corp<br />
Retalix Ltd<br />
RETEK INC<br />
Retirement Reserves Money<br />
RETRACTABLE<br />
TECHNOLOGIES INC<br />
REUTERS GROUP PLC<br />
Revett Minerals Inc<br />
Revlon Inc.<br />
REWARDS NETWORKS INC<br />
Rex American Resources<br />
Corp<br />
Rex Energy Corp<br />
Rexahn Pharmaceuticals Inc<br />
REYNOLDS & REYNOLDS -<br />
CL A<br />
REYNOLDS AMERICAN INC<br />
RF MICRO DEVICES INC<br />
RF MONOLITHICS INC<br />
RGC RESOURCES INC<br />
RHI Entertainment Inc<br />
Rhino Resource Partners LP<br />
RHODIA<br />
Ribapharm Inc<br />
RICHARDSON<br />
ELECTRONICS LTD<br />
Richmont Mines Inc.<br />
Rick's Cabaret International<br />
Inc<br />
RidgeWorth Aggrsv Gro Stk<br />
RidgeWorth Core Bond<br />
RidgeWorth High Income<br />
RidgeWorth IL Cash Mgt MM<br />
RidgeWorth IL US Govt Sec<br />
MM<br />
RidgeWorth IL US Treas Sec<br />
MM<br />
RidgeWorth Intl Equity<br />
RidgeWorth Intl Equity Index<br />
RidgeWorth Intrmd Bond<br />
RidgeWorth Inv Gr TxEx<br />
Bond<br />
RidgeWorth Large Cap Core<br />
Growth Stock<br />
RidgeWorth Large Cap<br />
Growth Stock<br />
RidgeWorth Large Cap Value<br />
Equity<br />
RidgeWorth Mid Cap Value<br />
Equity<br />
RidgeWorth Prime Qual MM<br />
RidgeWorth Seix Floating<br />
Rate High Income<br />
RidgeWorth Seix IL High<br />
Yield<br />
RidgeWorth Shrt Trm Bond<br />
RidgeWorth Small Cap Gro<br />
Stk<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 112<br />
RidgeWorth Small Cap Val<br />
Eqty<br />
RidgeWorth Total Return<br />
Bond<br />
RidgeWorth TxEx MM<br />
RidgeWorth US Govt Sec<br />
RidgeWorth US Govt Sec<br />
MM<br />
RidgeWorth US Treasury MM<br />
RidgeWorth USG Ultra Short<br />
Bond<br />
RidgeWorth VA TxFr MM<br />
RIGEL PHARMACEUTICALS<br />
INC<br />
RIGGS NATL CORP WASH<br />
D C<br />
Riggs Prime MMF<br />
Right Management<br />
Consultants<br />
Right<strong>No</strong>w Technologies Inc<br />
Rimage Corp<br />
RINKER GROUP LTD<br />
RINO International Corp<br />
RIO NARCEA GOLD MINES<br />
LTD<br />
Rio Tinto PLC<br />
RIO VISTA ENERGY<br />
PARTNERS LP<br />
Riptide Worldwide Inc<br />
Rising Rate Opportunity<br />
ProFund<br />
RISK(GEORGE)<br />
INDUSTRIES INC<br />
Riskmetrics Group Inc<br />
RIT TECHNOLOGIES LTD<br />
RITA MEDICAL SYSTEMS<br />
INC<br />
RITCHIE BROS<br />
AUCTIONEERS INC<br />
Rite Aid Corp.<br />
RIVAL TECHNOLOGIES INC<br />
River Valley Bancorp.<br />
Riverbed Technology Inc<br />
River<strong>No</strong>rth Core Opportunity<br />
RIVERSTONE NETWORKS<br />
INC<br />
RIVERVIEW BANCORP INC<br />
Riviana Foods Inc
ACCOUNTING SUPPORT FEE<br />
RIVIERA HOLDINGS CORP<br />
RLI Corp<br />
RLJ Acquisition Inc<br />
RLJ Lodging Trust<br />
Rmh Teleservices Inc<br />
RMK Advantage Income<br />
Fund Inc<br />
RMK High Income Fund Inc.<br />
RMK Multi-Sector High<br />
Income Fund Inc<br />
RMK Sel Fixed Income<br />
RMK Sel Growth<br />
RMK Sel High Income<br />
RMK Sel Intermediate Bond<br />
RMK Sel Treasury MM<br />
RMK Strategic Income Fund<br />
Inc<br />
Roadrunner Transportation<br />
Services Holdings Inc<br />
Roadway Corp<br />
ROAMING MESSENGER<br />
INC<br />
ROANOKE ELECTRIC<br />
STEEL CORP<br />
Robbins & Myers Inc.<br />
Robeco Boston Partners<br />
Long Short Equity<br />
Robeco Boston Partners<br />
Small Cap Value II<br />
Roberts Realty Investors Inc.<br />
Robotic Vision Systems Inc<br />
Rochester Fund Municipals<br />
Rochester Medical Corp<br />
Rochester National Muni<br />
ROCK OF AGES CORP -CL<br />
A<br />
ROCKFORD CORP<br />
Rock-Tenn Co<br />
Rockville Financial Inc<br />
Rockwell Automation Inc.<br />
Rockwell Collins Inc.<br />
Rockwell Medical<br />
Technologies Inc<br />
Rockwood Holdings Inc<br />
Rocky Brands Inc<br />
Rocky Mountain Chocolate<br />
Factory Inc<br />
Rodman & Renshaw Capital<br />
Group Inc<br />
R<strong>of</strong>in Sinar Technologies Inc<br />
Rogers Communications Inc.<br />
Rogers Corp.<br />
Rogers Wireless Commu<br />
Rogue Wave S<strong>of</strong>tware Inc<br />
ROHM AND HAAS CO<br />
Rollins Inc.<br />
ROMA FINANCIAL CORP<br />
Rome Bancorp Inc<br />
Roper Industries Inc.<br />
Rose Rock Midstream LP<br />
Rosetta Genomics Ltd<br />
ROSETTA RESOURCES<br />
INC<br />
Rosetta Stone Inc<br />
Roslyn Bancorp Inc<br />
Ross Stores Inc<br />
Ross Systems Inc<br />
Rostelecom, Moscow<br />
ROTECH HEALTHCARE<br />
INC<br />
ROTONICS<br />
MANUFACTURING INC<br />
Rouse Co<br />
Rovi Corp<br />
Rowan Companies Inc.<br />
ROWE COMPANIES<br />
ROYAL & SUN ALLIANCE<br />
INS GP<br />
Royal Bancshares <strong>of</strong><br />
Pennsylvania Inc<br />
Royal Bank Of Canada<br />
Royal Bank <strong>of</strong> Scotland<br />
Group PLC<br />
Royal Caribbean Cruises Ltd<br />
ROYAL DUTCH<br />
PETROLEUM NV<br />
Royal Dutch Shell PLC<br />
ROYAL FINANCIAL INC<br />
Royal Gold Inc<br />
ROYAL GROUP<br />
TECHNOLOGIES LTD<br />
Royal Invest International<br />
Corp<br />
Royal Mines & Minerals Corp<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 113<br />
Royal Olympic Cruise Lines<br />
Inc<br />
ROYAL STANDARD<br />
MINERALS INC<br />
ROYALE ENERGY INC<br />
ROYALITE PETROLEUM<br />
CO INC<br />
Royce 100<br />
Royce Capital Micro Cap<br />
Royce Capital Small Cap<br />
Royce Low Priced Stock<br />
Royce Micro Cap<br />
Royce Micro Cap Trust Inc<br />
Royce Opportunity<br />
Royce Pennsylvania Mutual<br />
Royce Premier Shares<br />
Royce Special Equity<br />
Royce Total Return<br />
Royce Value<br />
Royce Value Plus<br />
Royce Value Trust Inc.<br />
RPC Inc.<br />
RPM INTERNATIONAL INC<br />
RPX Corp<br />
RRSat Global<br />
Communications Network Ltd<br />
RS Emerging Markets<br />
RS Floating Rate<br />
RS Global Natural Resources<br />
RS Intl Growth VIP Ser<br />
RS Investment Qlty Bd VIP<br />
Ser<br />
RS Large Cap Alpha<br />
RS Large Cap Alpha VIP Ser<br />
RS Low Duration Bond<br />
RS Mid Cap Opportunities<br />
RS Money Market<br />
RS Money Market VIP Ser<br />
RS Partners<br />
RS S&P 500 Index VIP Ser<br />
RS Select Growth<br />
RS Small Cap Growth<br />
RS Smaller <strong>Company</strong> Growth<br />
RS Tax Exempt<br />
RS Value<br />
RSA SECURITY INC<br />
RSC Holdings Inc<br />
RTI International Metals Inc
ACCOUNTING SUPPORT FEE<br />
RTW INC<br />
RUBICON FINANCIAL INC<br />
Rubicon Medical Corp<br />
RUBICON MINERALS CORP<br />
Rubicon Technology Inc<br />
RUBIO'S RESTAURANTS<br />
INC<br />
RUBY MINING CO<br />
RUBY TUESDAY INC<br />
Rudolph Technologies Inc.<br />
rue21 Inc<br />
Rural Cellular Corp<br />
RURAL/METRO CORP<br />
Rurban Financial Corp<br />
Rush Enterprises Inc<br />
Russell Commodity<br />
Strategies<br />
RUSSELL CORP<br />
Russell Diversified Bond<br />
Russell Diversified Equity<br />
Russell Emerging Markets<br />
Russell Global Equity<br />
Russell Global Infrastructure<br />
Russell Global Opportunistic<br />
Credit<br />
Russell Global Real Estate<br />
Securities<br />
Russell Ins Multi Style Equity<br />
Russell Ins <strong>No</strong>n US<br />
Russell International<br />
Developed Markets<br />
Russell International Sect<br />
Russell Investment Grade<br />
Bond<br />
Russell LifePointss Balanced<br />
Strategy<br />
Russell LifePointss<br />
Conservative Strategy<br />
Russell LifePointss Equity<br />
Growth Strategy<br />
Russell LifePointss Growth<br />
Strategy<br />
Russell LifePointss Moderate<br />
Strategy<br />
Russell Money Market<br />
Russell Multistrategy Bond<br />
Russell Quant Equity<br />
Russell RIF Core Bond<br />
Russell RIF Global Real<br />
Estate<br />
Russell Short Duration Bond<br />
Russell Special Growth<br />
Russell Strategic Bond<br />
Russell Tax Managed Mid<br />
Sm Cap<br />
Russell Tax Managed US<br />
Large Cap<br />
Russell TxEx Bond<br />
Russell US Core Equity<br />
Russell US Quant Equity<br />
Russell US Small Cap Equity<br />
Russell US Value<br />
Ruth's Hospitality Group Inc<br />
RVS Absolute Return<br />
Currency & Income<br />
RVS Balanced<br />
RVS Core Bond<br />
RVS Disciplined International<br />
Equity<br />
RVS Growth<br />
RVS Income Builder<br />
Enhanced Income<br />
RVS Insured TxEx<br />
RVS Large Cap Equity<br />
RVS New Dimensions<br />
RVS Partners Aggressive<br />
Growth<br />
RVS Partners Fundamental<br />
Value<br />
RVS Partners International<br />
Select Growth<br />
RVS Partners Select Value<br />
RVS Partners Small Cap<br />
Equity<br />
RVS Partners VP Small Cap<br />
Value<br />
RVS Real Estate<br />
RVS S&P 500 Index<br />
RVS Selective<br />
RVS Short Duration US Govt<br />
RVS Small Cap Advantage<br />
RVS Small <strong>Company</strong> Index<br />
RVS Stock<br />
RVS Strategic Income<br />
Allocation<br />
RVS Strategy Aggressive<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 114<br />
RVS TxEx High Income<br />
RVS Value<br />
RVS VP Aggressive<br />
RVS VP American Century<br />
Diversified Bond<br />
RVS VP American Century<br />
Growth<br />
RVS VP Columbia Wanger<br />
Intl Eq<br />
RVS VP Columbia Wanger<br />
US Eq<br />
RVS VP Conservative<br />
RVS VP Davis NY Venture<br />
RVS VP DFA International<br />
Value<br />
RVS VP Eaton Vance<br />
Floating Rate Income<br />
RVS VP Goldman Sachs Mid<br />
Cap Value<br />
RVS VP Growth<br />
RVS VP Invesco International<br />
Growth<br />
RVS VP Jennison Mid Cap<br />
Growth<br />
RVS VP JP Morgan Core<br />
Bond<br />
RVS VP Marsico Growth<br />
RVS VP MFS Value<br />
RVS VP Mid Cap Growth<br />
RVS VP Moderate<br />
RVS VP Moderately<br />
Aggressive<br />
RVS VP Moderately<br />
Conservative<br />
RVS VP Morgan Stanley<br />
Global Real Estate<br />
RVS VP New Dimensions<br />
RVS VP NFJ Dividend Value<br />
RVS VP Nuveen Winslow<br />
Large Cap Growth<br />
RVS VP Partners Small Cap<br />
Growth<br />
RVS VP PIMCO Mortgage<br />
Backed Securities<br />
RVS VP Pyramis<br />
International Equity<br />
RVS VP S&P 500 Index
ACCOUNTING SUPPORT FEE<br />
RVS VP Select Short<br />
Duration US Govt<br />
RVS VP Strategic Income<br />
RVS VP Strategy Aggressive<br />
Growth<br />
RVS VP Wells Fargo Short<br />
Duration Government<br />
Rwd Technologies Inc<br />
RXi Pharmaceuticals Corp<br />
RYANAIR HOLDINGS PLC<br />
RYAN'S RESTAURANT<br />
GROUP INC<br />
Rydex Absolute Return<br />
Strategies<br />
Rydex Cap Partners SPhinX<br />
Rydex Dynamic S&P 500 2x<br />
Strategy<br />
Rydex ETF Trust-Rydex<br />
Russell Top 50 ETF<br />
Rydex Inverse Govt Long<br />
Bond Strategy<br />
Rydex Inverse OTC 2x<br />
Strategy<br />
Rydex Inverse S&P 500 2x<br />
Strategy<br />
Rydex Inverse S&P 500<br />
Strategy<br />
Rydex Managed Futures<br />
Strategy<br />
Rydex NASDAQ 100<br />
Rydex NASDAQ 100 2x<br />
Strategy<br />
Rydex <strong>No</strong>va<br />
Rydex Sector Rotation<br />
Rydex US Government<br />
Money Market<br />
Rydex Var Amerigo<br />
Rydex Var US Govt Money<br />
Mkt<br />
RYERSON INC<br />
Ryland Group Inc<br />
S & K FAMOUS BRANDS<br />
INC<br />
S R TELECOM INC<br />
S&P 500 Covered Call Fund<br />
Inc<br />
S&P 500 Protected Equity Fd<br />
S&T Bancorp Inc<br />
S.Y. Bancorp Inc.<br />
S1 Corp<br />
SA Global Fixed Income<br />
SA International Value<br />
SABA SOFTWARE INC<br />
SABINE ROYALTY TRUST<br />
Sabra Health Care REIT Inc<br />
SABRE HOLDINGS CORP -<br />
CL A<br />
SAdia SA, Brazil<br />
Safe Bulkers Inc<br />
SAFECO Core Equity<br />
Safeco Corp<br />
SAFECO Money Market<br />
SAFECO Resource Ser Core<br />
Eqty<br />
Safeguard Scientifics Inc.<br />
SAFENET INC<br />
Safestitch Medical Inc<br />
Safety Insurance Group Inc<br />
Safeway Inc<br />
SAFLINK CORP<br />
Saga Communications Inc.<br />
Sagent Pharmaceuticals Inc<br />
Sagent Technology Inc<br />
Sahara Media Holdings Inc<br />
Saia Inc<br />
SAIC Inc<br />
SAIFUN<br />
SEMICONDUCTORS LTD<br />
Saks Inc<br />
SALARY.COM INC<br />
Salem Communications Corp<br />
salesforce.com inc<br />
SALISBURY BANCORP INC<br />
Salix Pharmaceuticals Ltd<br />
SALLY BEAUTY HOLDINGS<br />
INC<br />
Salomon Bros Fund<br />
SALTON INC<br />
SAMEX MINING CORP<br />
Samson Oil & Gas Ltd<br />
SAMSONITE CORP<br />
SAN JOAQUIN BANCORP<br />
San Juan Basin Royalty Trust<br />
SAN PAOLO-IMI SPA<br />
Sanchez Computer Assocs<br />
Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 115<br />
Sanchez Energy Corp<br />
Sanderson Farms Inc<br />
SanDisk Corp<br />
SandRidge Energy Inc<br />
SandRidge Mississippian<br />
Trust I<br />
SandRidge Permian Trust<br />
SANDS REGENT<br />
Sandy Spring Bancorp Inc<br />
SANGAMO BIOSCIENCES<br />
INC<br />
SANGSTAT MEDICAL<br />
CORP<br />
Sanmina-SCI Corp<br />
San<strong>of</strong>i<br />
SANTA FE ENERGY TRUST<br />
Santa Fe Gold Corp<br />
Santa Lucia Bancorp<br />
Santa Monica Media Corp<br />
Santander Bancorp<br />
Santander Holdings USA Inc<br />
Santarus Inc<br />
SANUWAVE Health Inc<br />
SAP AG Systeme<br />
Anwendungen Produkte In<br />
Der Datenverarbeitung<br />
Sapient Corp<br />
Sapphire Industrials Corp<br />
Sappi Ltd<br />
SARA LEE CORP<br />
Saratoga Resources Inc<br />
SASOL LTD<br />
SAUCONY INC -CL B<br />
Sauer-Danfoss Inc<br />
Saul Centers Inc<br />
Savannah Bancorp Inc (The)<br />
SAVE THE WORLD AIR INC<br />
SAVIA SA DE CV<br />
Savient Pharmaceuticals Inc<br />
SAVVIS Inc<br />
Saxon Capital Inc<br />
SB Prem Select Large Cap<br />
SB Select Balanced<br />
SB Small Cap Core<br />
SB Small Cap Growth<br />
SBA Communications Corp<br />
SBL Equity<br />
SBL Equity Income
ACCOUNTING SUPPORT FEE<br />
SBL Global Equity<br />
SBL Large Cap Value<br />
SBL Mid Cap Growth<br />
SBL Mid Cap Value<br />
SBS TECHNOLOGIES INC<br />
Scailex Corp Ltd<br />
SCANA CORP<br />
SCANSOURCE INC<br />
Scb Computer Technology<br />
Inc<br />
SCBF CA Muni<br />
SCBF Diversified Muni<br />
SCBF Emerging Markets<br />
SCBF II Intrmd Duration IL<br />
SCBF International<br />
SCBF Intrmd Duration<br />
SCBF NY Muni<br />
SCBF Short Duration Plus<br />
SCBF Short Duratn Divers<br />
Muni<br />
SCBF Short Duratn NY Muni<br />
SCBF Tax Managed<br />
International<br />
SCBT Financial Corp<br />
SCG Financial Acquisition<br />
Corp<br />
Schawk Inc.<br />
SCHERING-PLOUGH<br />
SCHICK TECHNOLOGIES<br />
INC<br />
Schiff Nutrition International<br />
Inc<br />
Schlotzskys Inc<br />
Schlumberger Ltd<br />
Schneider Value<br />
Schnitzer Steel Industries Inc<br />
SCHOLASTIC CORP<br />
School Specialty Inc.<br />
Schroder Muni Bond<br />
Schroder <strong>No</strong>rth American<br />
Eqty<br />
Schroder US Opportunities<br />
SCHULMAN (A.) INC<br />
SCHWAB (CHARLES)<br />
CORP<br />
Schwab 1000 Index<br />
Schwab Adv Cash Rsrv<br />
Schwab AMT TxFr Money<br />
Schwab CA AMT Tax Free<br />
Money<br />
Schwab CA Muni Money<br />
Market<br />
Schwab CA TxFr Bond<br />
Schwab CA TxFr YieldPlus<br />
Schwab Cash Reserves<br />
Schwab Core Equity<br />
Schwab Dividend Equity<br />
Schwab Fundamental<br />
International Large <strong>Company</strong><br />
Index<br />
Schwab Fundamental US<br />
Large <strong>Company</strong> Index<br />
Schwab Fundamental US<br />
Small-Mid <strong>Company</strong> Index<br />
Schwab Global Real Estate<br />
Schwab GNMA<br />
Schwab Government Cash<br />
Rsrvs<br />
Schwab Govt Money<br />
Schwab Health Care<br />
Schwab Hedged Equity<br />
Schwab Inflation Protected<br />
Schwab Instl Sel S&P 500<br />
Schwab International Equity<br />
ETF<br />
Schwab Intl Index<br />
Schwab Investor Money<br />
Schwab Large Cap Growth<br />
Schwab MA AMT Tax Free<br />
Money<br />
Schwab MktTrack All Equity<br />
Schwab MktTrack Balanced<br />
Schwab MktTrack<br />
Conservative<br />
Schwab MktTrack Growth<br />
Schwab Money Market<br />
Schwab Muni Money<br />
Schwab NJ AMT Tax Free<br />
Money<br />
Schwab NY AMT Tax Free<br />
Money<br />
Schwab PA Muni Money<br />
Schwab Premier Equity<br />
Schwab Premier Income<br />
Schwab Retirement Advtg<br />
Money<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 116<br />
Schwab S&P 500 Index<br />
Schwab Short Bond Market<br />
Schwab Small Cap Equity<br />
Schwab Small Cap Index<br />
Schwab Target 2030<br />
Schwab Tot Stk Mkt Ind<br />
Schwab Total Bond Market<br />
Schwab TxFr Bond<br />
Schwab TxFr YieldPlus<br />
Schwab US Broad Market<br />
ETF<br />
Schwab US Large-Cap ETF<br />
Schwab US Treas Money<br />
Schwab Value Advantage<br />
Schwab Yield Plus<br />
Schweitzer-Mauduit Intl Inc<br />
SCICLONE<br />
PHARMACEUTICALS INC<br />
SCIELE PHARMA INC<br />
Scientific Energy Inc<br />
SCIENTIFIC GAMES CORP<br />
Scientific Learning Corp<br />
SCIENTIFIC<br />
TECHNOLOGIES INC<br />
SCIENTIFIC-ATLANTA INC<br />
SciQuest Inc<br />
SCO GROUP INC<br />
SCOLR Pharma Inc.<br />
Scope Industries Inc<br />
Scopus Video Networks Ltd<br />
SCOR SA<br />
Scorpio Tankers Inc<br />
SCOTTISH POWER PLC<br />
SCOTTISH RE GROUP LTD<br />
Scotts Miracle-Gro <strong>Company</strong><br />
(The)<br />
Scout Intl<br />
Scout Mid Cap<br />
Scout Money Market Federal<br />
Scout Money Market Prime<br />
Scout Small Cap<br />
Scpie Holdings Inc<br />
Scripps (E.W.) Co. (The)<br />
Scripps Networks Interactive<br />
Inc<br />
Scudder Balanced<br />
Scudder Cash Reserve<br />
Scudder Development
ACCOUNTING SUPPORT FEE<br />
Scudder Dynamic Growth<br />
Scudder Growth<br />
Scudder Intl Equity Instl<br />
Scudder Large <strong>Company</strong><br />
Value<br />
Scudder MM Premium<br />
Scudder Muni Bond<br />
Scudder NY TxFr Money<br />
Scudder TaxFree Money Mkt<br />
Scudder US Treas Money<br />
Scudder VS II Growth<br />
Scudder VS II Index 500<br />
Scudder VS II Tech Growth<br />
Scudder Yield Wise Money<br />
Scudder Yield Wise Muni<br />
Sea Containers Ltd.<br />
Seaboard Corp<br />
SEABRIDGE GOLD INC<br />
SeaBright Holdings Inc<br />
SEABULK INTERNATIONAL<br />
INC<br />
SeaChange International Inc<br />
Seacoast Banking Corp <strong>of</strong><br />
Florida<br />
Seacoast Finl Svcs Corp<br />
SEACOR Holdings Inc<br />
SeaCube Container Leasing<br />
Ltd<br />
Seagate Technology Plc<br />
Sealed Air Corp<br />
Sealy Corp<br />
Seanergy Maritime Holdings<br />
Corp<br />
SearchCore Inc<br />
SEARCHLIGHT MINERALS<br />
CORP<br />
Sears Holdings Corp<br />
SEARS ROEBUCK & CO<br />
Seasons Ser Allocation<br />
Moderate<br />
Seasons Ser Allocation<br />
Moderate Growth<br />
Seasons Ser Diver Fixed Inc<br />
Seasons Ser Intl Equity<br />
Seasons Ser Large Cap<br />
Growth<br />
Seasons Ser Large Cap<br />
Value<br />
Seasons Ser Strategy Bal<br />
Gro<br />
Seasons Ser Strategy Consv<br />
Gr<br />
Seasons Ser Strategy<br />
Growth<br />
Seasons Ser Strategy Mod<br />
Gro<br />
Seaspan Corp<br />
SEATTLE GENETICS INC<br />
Second Bancorp Inc<br />
SECURAC CORP<br />
SECURE COMPUTING<br />
CORP<br />
SecureAlert Inc<br />
SECURED DIGITAL<br />
APPLICATIONS<br />
SECURELOGIC CORP<br />
SECURITY BANK CORP<br />
Security Cap Preservation<br />
Security Capital Assurance<br />
Ltd<br />
SECURITY CAPITAL/DE -<br />
CL A<br />
Security Equity<br />
Security Mid Cap Value<br />
Security Mid Cap Value<br />
Institutional<br />
Security National Financial<br />
Corp<br />
SEDONA CORP<br />
SEEBEYOND<br />
TECHNOLOGY CORP<br />
SEGUE SOFTWARE INC<br />
SEI Index S&P 500<br />
SEI Investments Co<br />
SEI SAAT Aggrsv Strategy<br />
SEI SAAT Dvrs Glbl Growth<br />
SEI SAAT Dvrs Moderate<br />
Gro<br />
SEI SAAT Mkt Gro Strategy<br />
SEI SAAT Moderate Strategy<br />
SEI SDIT GNMA<br />
SEI SDIT Government MM<br />
SEI SDIT Govt MM II<br />
SEI SDIT MM<br />
SEI SDIT Prime Obligation<br />
MM<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 117<br />
SEI SDIT Short Govt<br />
SEI SDIT Treasury MM<br />
SEI SDIT Treasury MM II<br />
SEI SDIT Ultra Short<br />
Duration Bond<br />
SEI SIIT Core Fixed Income<br />
SEI SIIT Emerging Markets<br />
Debt<br />
SEI SIIT Extended Duration<br />
SEI SIIT High Yield Bond<br />
SEI SIIT International Equity<br />
SEI SIIT Large Cap<br />
SEI SIIT Large Cap<br />
Disciplined Equity<br />
SEI SIIT Large Cap<br />
Diversified Alpha<br />
SEI SIIT Large Cap Index<br />
SEI SIIT Real Return Plus<br />
SEI SIIT Small Cap<br />
SEI SIIT Small Mid Cap Eqty<br />
SEI SIIT World Equity EX US<br />
SEI SIMT Core Fixed Income<br />
SEI SIMT Enhanced Income<br />
SEI SIMT Global Managed<br />
Volatility<br />
SEI SIMT High Yield Bond<br />
SEI SIMT Large Cap<br />
SEI SIMT Large Cap<br />
Diversified Alpha<br />
SEI SIMT Large Cap Growth<br />
SEI SIMT Large Cap Value<br />
SEI SIMT Small Cap<br />
SEI SIMT Small Cap Growth<br />
SEI SIMT Small Cap Value<br />
SEI SIMT Tax Mngd Large<br />
Cap<br />
SEI SIMT Tax Mngd Small<br />
Cap<br />
SEI SIMT US Fixed Income<br />
SEI SIMT US Managed<br />
Volatility<br />
SEI SIT Emerging Mkts Debt<br />
SEI SIT Emerging Mkts<br />
Equity<br />
SEI SIT Intl Equity<br />
SEI SIT Intl Fixed Income<br />
SEI SLAT Prime Obligation<br />
MM
ACCOUNTING SUPPORT FEE<br />
SEI STET Instl TxFr MM<br />
SEI STET Intrmd Muni<br />
SEI STET Short Muni<br />
SEI STET TxFr MM<br />
SEITEL INC<br />
Seix High Yield<br />
Select Comfort Corp<br />
Select Medical Corp<br />
Select Medical Holdings Corp<br />
Selected American Shares<br />
Portf<br />
SELECTICA INC<br />
Selective Insurance Group<br />
Inc<br />
Seligman Capital<br />
Seligman Cash Mgmt - Prime<br />
Seligman Common Stock<br />
Seligman Growth<br />
Seligman High Yield<br />
Seligman National Municipal<br />
Seligman Var Smaller Cap<br />
Value<br />
SEMCO ENERGY INC<br />
SemGroup Corp<br />
Semiconductor<br />
Manufacturing International<br />
Corp<br />
SemiLEDs Corp<br />
Seminis Inc<br />
SEMITOOL INC<br />
Sempra Energy<br />
Semtech Corp<br />
Sen Yu International<br />
Holdings Inc<br />
Seneca Foods Corp.<br />
SENESCO TECHNOLOGIES<br />
INC<br />
Senetek Plc -Adr<br />
Senior Housing Properties<br />
Trust<br />
SENOMYX INC<br />
SenoRx Inc<br />
Sensata Technologies<br />
Holding NV<br />
Sensient Technologies Corp<br />
Sensytech Inc<br />
SENTIGEN HOLDING CORP<br />
Sentinel Balanced<br />
Sentinel Common Stock<br />
Sentinel Government Sec<br />
Sentinel Short Govt<br />
Sentinel Small <strong>Company</strong><br />
Sepracor Inc.<br />
SEQUA CORP -CL A<br />
Sequans Communications<br />
SA<br />
Sequenom Inc<br />
Sequoia<br />
SeraCare Life Sciences Inc<br />
SERENA SOFTWARE INC<br />
SEROLOGICALS CORP<br />
SERVICE 1ST BANCORP<br />
SERVICE BANCORP INC<br />
Service Corp International<br />
SERVICEMASTER CO<br />
ServiceSource International<br />
Inc<br />
Servotronics Inc.<br />
SES Solar Inc<br />
Seven Arts Pictures PLC<br />
SEVERN BANCORP INC<br />
SFN Group Inc<br />
SFSB INC<br />
SGL CARBON GROUP<br />
SGX PHARMACEUTICALS<br />
INC<br />
Shamir Optical Industry Ltd<br />
Shanda Games Ltd<br />
Shanda Interactive<br />
Entertainment Ltd<br />
ShangPharma Corp<br />
Sharps Compliance Corp<br />
Shaw Communications Inc.<br />
Shaw Group Inc. (The)<br />
SHEFFIELD<br />
PHARMACEUTICALS<br />
Shelbourne Pptys I Inc<br />
Shelbourne Pptys Ii Inc<br />
Shelbourne Pptys Iii Inc<br />
SHELL TRANSPORT AND<br />
TRADING<br />
Shenandoah<br />
Telecommunications Co<br />
Shengkai Innovations Inc<br />
Shengtai Pharmaceutical Inc<br />
Shep Technologies Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 118<br />
Sherwin-Williams Co (The)<br />
Shiloh Industries Inc<br />
Shinhan Financial Group Co<br />
Ltd<br />
Ship Finance International<br />
LTD<br />
Shire PLC<br />
Shoe Carnival Inc<br />
SHOE PAVILION INC<br />
SHOPKO STORES INC<br />
SHOPPING.COM LTD<br />
Shore Bancshares Inc<br />
SHORE FINANCIAL CORP<br />
ShoreTel Inc<br />
Short Term Bond Fund <strong>of</strong><br />
America<br />
Short Term Income MM<br />
Short Term Income US Govt<br />
Short Term TxEx Bond<br />
Shuffle Master Inc<br />
SHUMATE INDUSTRIES<br />
INC<br />
SHURGARD STORAGE<br />
CTRS -CL A<br />
Shutterfly Inc<br />
SI Financial Group Inc<br />
SI International Inc<br />
Sicor Inc<br />
SIEBEL SYSTEMS INC<br />
Siebert Financial Corp.<br />
Siemens AG<br />
Sierra Bancorp<br />
Sierra Core Retirement<br />
SIERRA HEALTH<br />
SERVICES<br />
Sierra Wireless Inc<br />
SIFCO Industries Inc.<br />
Sify Technologies Ltd<br />
SIGA TECHNOLOGIES INC<br />
Sigma Designs Inc<br />
Sigma-Aldrich Corp<br />
SigmaTel Inc<br />
SIGMATRON<br />
INTERNATIONAL INC<br />
SIGNALIFE INC<br />
Signature Group Holdings Inc<br />
Signet Jewelers Ltd<br />
Silent Witness Enterprises
ACCOUNTING SUPPORT FEE<br />
SILGAN HOLDINGS INC<br />
Silicon Image Inc<br />
Silicon Laboratories Inc.<br />
Silicon Motion Technology<br />
Corp<br />
Silicon Storage Technology<br />
Inc<br />
Siliconix Inc<br />
Siliconware Precision<br />
Industries Co Ltd<br />
Sillenger Exploration Corp<br />
Silver Bull Resources, Inc<br />
SILVER DRAGON<br />
RESOURCES INC<br />
Silver Falcon Mining Inc<br />
Silver Standard Resources<br />
Inc<br />
SILVER STAR ENERGY INC<br />
Silver State Bancorp<br />
Silver Wheaton Corp<br />
SILVERADO GOLD MINES<br />
LTD<br />
Silvercorp Metals Inc<br />
Silverstar Holdings Ltd<br />
Simclar Inc<br />
Simmons First National Corp<br />
Simon Property Group Inc.<br />
Simpson Manufacturing Co.<br />
Inc.<br />
Sims Metal Management Ltd<br />
Simtek Corp<br />
Simula Inc<br />
SIMULATIONS PLUS INC<br />
Sina Corp<br />
Sinclair Broadcast Group Inc<br />
Singing Machine Co Inc<br />
Single Touch Systems Inc<br />
Sino Assurance Inc<br />
Sino Clean Energy Inc<br />
Sino Gas International<br />
Holdings Inc<br />
Sino Shipping Holdings Inc<br />
SINO-American Development<br />
Corp<br />
Sinobiomed Inc<br />
SinoCoking Coal and Coke<br />
Chemical Industries Inc<br />
Sinoenergy Corporation<br />
SINOFRESH HEALTHCARE<br />
INC<br />
SinoHub Inc<br />
Sinovac Biotech Ltd<br />
SIONIX CORP<br />
SIPEX CORP<br />
SIRENZA MICRODEVICES<br />
INC<br />
SiRF Technology Holdings<br />
Inc<br />
SIRICOMM INC<br />
Sirius XM Radio Inc<br />
SIRNA THERAPEUTICS INC<br />
Sirona Dental Systems Inc<br />
Sirtris Pharmaceuticals Inc<br />
SIRVA Inc.<br />
SIT Large Cap Growth<br />
SIT MN TxFr Income<br />
SIT TxFr Income<br />
SIT US Government Sec<br />
SITEL CORP<br />
Six Flags Entertainment Corp<br />
SIZELER PROPERTY<br />
INVESTORS<br />
SJW Corp.<br />
Skechers U.S.A. Inc<br />
SKF AB<br />
Skibo Financial Corp<br />
Skilled Healthcare Group Inc<br />
SkillS<strong>of</strong>t Plc<br />
Skins Inc<br />
Skullcandy Inc<br />
SKY FINANCIAL GROUP<br />
INC<br />
SKYEPHARMA PLC<br />
SKYLINE CORP<br />
Skystar Bio-Pharmaceutical<br />
Co<br />
Skyterra Communications Inc<br />
SKYWEST INC<br />
Skyworks Solutions Inc<br />
SL Green Realty Corp.<br />
SL Industries Inc.<br />
SLADE'S FERRY BANCORP<br />
Slippery Rock Financial Corp<br />
SLM Corp<br />
SM Energy Co<br />
SM&A<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 119<br />
Small Cap Premium &<br />
Dividend Income Fund Inc<br />
SMALL CAP World Fund Inc<br />
SMALL WORLD KIDS INC<br />
SMART & FINAL INC<br />
Smart Balance Inc<br />
SMART ENERGY<br />
SOLUTIONS INC<br />
SMART Modular<br />
Technologies (WWH) Inc<br />
SMART MOVE INC<br />
SMART Technologies Inc<br />
SmartPros Ltd<br />
SMARTVIDEO<br />
TECHNOLOGIES INC<br />
SMF ENERGY CORP<br />
Smith & Nephew PLC<br />
SMITH & WESSON<br />
HOLDING CORP<br />
SMITH & WOLLENSKY<br />
RSTRNT GRP<br />
Smith Barney Money -<br />
Retirmnt<br />
Smith International Inc.<br />
Smith Micro S<strong>of</strong>tware Inc<br />
Smithfield Foods Inc.<br />
Smithtown Bancorp Inc<br />
SMITHWAY MTR XPRESS -<br />
CL A<br />
SMTC Corp<br />
Smurfit-Stone Container Corp<br />
Snap-On Inc<br />
SNB BANCSHARES INC/TX<br />
Snow Capital Opportunity<br />
Snyders-Lance Inc<br />
Soapstone Networks Inc<br />
Socialwise Inc<br />
Sociedad Quimica y Minera<br />
de Chile SA Soqimich<br />
SOCKET<br />
COMMUNICATIONS INC<br />
SodaStream International Ltd<br />
SODEXHO ALLIANCE SA<br />
S<strong>of</strong>tbrands Inc<br />
SOFTNET TECHNOLOGY<br />
CORP<br />
Sohu.com Inc<br />
SOLA INTERNATIONAL INC
ACCOUNTING SUPPORT FEE<br />
Solar Capital Ltd<br />
Solar Enertech Corp<br />
Solar Power Inc<br />
SOLAR THIN FILMS INC<br />
SolarWinds Inc<br />
SOLECTRON CORP<br />
Solera Holdings Inc<br />
SOLEXA INC<br />
Soligenix Inc<br />
Solitario Exploration &<br />
Royalty Corp<br />
SOLOMON<br />
TECHNOLOGIES INC<br />
Solta Medical Inc<br />
Solutia Inc.<br />
Somanetics Corp<br />
Somaxon Pharmaceuticals<br />
Inc<br />
SOMERA<br />
COMMUNICATIONS INC<br />
Somerset Hills Bancorp<br />
SONA MOBILE HOLDINGS<br />
CORP<br />
Sonde Resources Corp<br />
Sonesta International Hotels<br />
Corp<br />
Sonic Automotive Inc.<br />
SONIC CORP<br />
Sonic Foundry Inc<br />
Sonic Innovations Inc<br />
SONIC SOLUTIONS<br />
SonicWALL Inc<br />
Sonnen Corp<br />
Sonoco Products Co<br />
SONOMA VALLEY<br />
BANCORP<br />
Sonoma West Holdings Inc<br />
SonoSite Inc<br />
SONO-TEK CORP<br />
Sonterra Resources Inc<br />
SONUS NETWORKS INC<br />
SONUS<br />
PHARMACEUTICALS INC<br />
SONY CORP<br />
SORL Auto Parts Inc<br />
SOTHEBY'S<br />
SOUND FEDERAL<br />
BANCORP<br />
Sound Mind Investing<br />
Sound Shore<br />
SoundBite Communications<br />
Inc<br />
Soundview Technology Grp<br />
Inc<br />
Source Capital Inc.<br />
SOURCECORP INC<br />
Sourcefire Inc<br />
South Financial Group Inc<br />
(The)<br />
South Jersey Industries Inc.<br />
SOUTH STREET<br />
FINANCIAL CORP<br />
South Texas Oil Co<br />
SOUTHCOAST FINANCIAL<br />
CORP<br />
Southcrest Fianacial Group<br />
Inc<br />
Southeastern Bank Financial<br />
Corp<br />
SOUTHEASTERN BANKING<br />
CORP<br />
Southern Co (The)<br />
Southern Community<br />
Bancshars Inc<br />
Southern Community<br />
Financial Corp<br />
Southern Copper Corp<br />
Southern Financial Bancorp<br />
Southern First Bankshares<br />
Inc<br />
Southern Michigan Bancorp<br />
Inc<br />
Southern Missouri Bancorp<br />
Inc<br />
Southern National Bancorp <strong>of</strong><br />
Virginia Inc<br />
Southern Star Energy Inc<br />
SOUTHERN UNION CO<br />
SOUTHSIDE BANCSHARES<br />
INC<br />
Southtrust Corp<br />
SouthTrust US Treasury MM<br />
SouthTrust Value<br />
Southwall Technologies Inc<br />
Southwest Airlines Co.<br />
Southwest Bancorp Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 120<br />
SOUTHWEST<br />
BANCORPORATION/TX<br />
SOUTHWEST CMNTY<br />
BANCORP<br />
SOUTHWEST GAS CORP<br />
Southwest Georgia Financial<br />
Corp<br />
Southwest Water Co<br />
SOUTHWESTERN ENERGY<br />
CO<br />
Sovran Self Storage Inc.<br />
SP Acquisition Holdings Inc<br />
SP Balance Asset Alloc<br />
SP Consrv Asset Alloc<br />
SP Davis Value Port<br />
SP Growth Asset Alloc<br />
SP Intl Growth<br />
SP Intl Value<br />
SP Large Cap Value<br />
SP Pimco High Yield<br />
SP Pimco Total Return<br />
SP Small Cap Value<br />
SPACEDEV INC<br />
Span-America Medical<br />
Systems Inc<br />
Spanish Broadcasting<br />
System Inc<br />
Spansion Inc<br />
SPAR GROUP INC<br />
SPARE BACKUP INC<br />
Sparks Networks Inc<br />
Spartan Motors Inc<br />
SPARTAN STORES INC<br />
Spartech Corp<br />
SPARTON CORP<br />
SPATIALIGHT INC<br />
SPDR Barclays Capital 1-3<br />
Month T-Bill ETF<br />
SPDR Barclays Capital<br />
Convertible Securities ETF<br />
SPDR Barclays Capital High<br />
Yield Bond ETF<br />
SPDR Barclays Capital<br />
International Treasury Bond<br />
ETF<br />
SPDR DB International<br />
Government Inflation-<br />
Protected Bond ETF
ACCOUNTING SUPPORT FEE<br />
SPDR DJ EURO STOXX<br />
ETF<br />
SPDR DJ Wilshire Large Cap<br />
Growth ETF<br />
SPDR Dow Jones Industrial<br />
Average ETF Trust<br />
SPDR Dow Jones<br />
International Real Estate ETF<br />
SPDR Index Shares Funds<br />
S&P China ETF<br />
SPDR Index Shares Funds<br />
S&P Emerging Asia Pacific<br />
ETF<br />
SPDR MidCap 400 ETF Trust<br />
SPDR MSCI ACWI ex-US<br />
ETF<br />
SPDR Nuveen Barclays<br />
Capital Municipal Bond ETF<br />
SPDR S&P 500 ETF Trust<br />
SPDR S&P Bank ETF<br />
SPDR S&P Biotech ETF<br />
SPDR S&P BRIC 40 ETF<br />
SPDR S&P Homebuilders<br />
ETF<br />
SPDR S&P International<br />
Small Cap ETF<br />
SPDR S&P Metals & Mining<br />
ETF<br />
SPDR S&P Regional Banking<br />
ETF<br />
SPDR Series Trust Barclays<br />
Capital TIPS ETF<br />
SPDR Series Trust S&P Oil &<br />
Gas Equipment & Services<br />
ETF<br />
SPDR Series Trust S&P<br />
Retail ETF<br />
SPDRSeries Trust S&P Oil &<br />
Gas Exploration & Production<br />
ETF<br />
SPEAKING ROSES INTL<br />
INC<br />
Special Opportunities Fund<br />
Inc<br />
Specialized Health Products<br />
International<br />
SPECIALTY<br />
LABORATORIES INC<br />
Specialty Underwriters<br />
Alliance Inc<br />
Spectra Energy Corp<br />
Spectra Energy Partners LP<br />
Spectral Capital Corp<br />
SPECTRALINK CORP<br />
Spectranetics Corp(The)<br />
SPECTRASCIENCE Inc<br />
SPECTRASITE INC<br />
SPECTRE GAMING INC<br />
Spectrum Brands Holdings<br />
Inc<br />
Spectrum Control Inc<br />
Spectrum Group International<br />
Inc<br />
SPECTRUM ORGANIC<br />
PRODUCTS<br />
Spectrum Pharmaceuticals<br />
Inc<br />
SPECTRUM SIGNAL<br />
PROCESSING<br />
Speechworks Intl Inc<br />
SPEEDUS CORP<br />
Speedway Motorsports Inc<br />
SPHERIX INC<br />
Spicy Pickle Franchising Inc<br />
Spiegel Inc<br />
SPINDLETOP OIL & GAS<br />
CO<br />
Spine Pain Management Inc<br />
SPINNAKER EXPLORATION<br />
CO<br />
SPIRE CORP<br />
Spirit Aerosystems Holdings<br />
Inc<br />
Spirit Airlines Inc<br />
SPIRIT FINANCE CORP<br />
Spirit <strong>of</strong> America Real Estate<br />
Inc & Gro<br />
Sport Chalet Inc<br />
Sport Supply Group Inc<br />
SPORTS AUTHORITY INC<br />
SPORTS CLUB CO INC<br />
Sports Properties Acquisition<br />
Corp<br />
SPORTS RESORTS INTL<br />
INC<br />
Sportsline.Com Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 121<br />
SPORTSMANS GUIDE INC<br />
Spreadtrum Communications<br />
Inc<br />
Sprint Nextel Corp<br />
Sprint Pcs Group<br />
Sprott Physical Gold Trust<br />
Sprott Physical Silver Trust<br />
Sprott Resource Lending<br />
Corp<br />
SPS Commerce Inc<br />
Sps Technologies Inc<br />
SPSS Inc<br />
SPX Corp<br />
SRA International Inc.<br />
SRI/SURGICAL EXPRESS<br />
INC<br />
SRS Labs Inc<br />
SS&C Technologies Holdings<br />
Inc<br />
SSA GLOBAL<br />
TECHNOLOGIES<br />
SSgA Bond Market<br />
SSgA Core Opportunity<br />
SSgA Disciplined Equity<br />
SSgA Emerging Markets<br />
SSgA Intl Stock Selection<br />
SSgA Money Mkt<br />
SSgA Prime MM<br />
SSgA S&P 500 Index<br />
SSgA Small Cap<br />
SSgA TxFr Money Market<br />
SSgA US Government MMF<br />
SSgA US Treasury MM<br />
SSgA Yield Plus<br />
Ssp Solutions Inc<br />
St Francis Cap Corp<br />
ST JOSEPH CAPITAL CORP<br />
St Paul Cos<br />
St. Joe Co (The)<br />
St. Jude Medical Inc.<br />
STAAR Surgical <strong>Company</strong><br />
Stadion Managed Portfolio<br />
Trust<br />
STAG Industrial Inc<br />
Stage Stores Inc<br />
Stallion Group (The)<br />
Stamford Industrial Group Inc<br />
Stamps.com Inc
ACCOUNTING SUPPORT FEE<br />
Stancorp Financial Group<br />
Inc.<br />
STANDARD COMMERCIAL<br />
CORP<br />
Standard Financial Corp<br />
STANDARD MANAGEMENT<br />
CORP<br />
STANDARD<br />
MICROSYSTEMS CORP<br />
Standard Mobile Inc<br />
Standard Motor Products Inc.<br />
Standard Pacific Corp.<br />
Standard Parking Corp<br />
Standard Register Co (The)<br />
STANDEX INTERNATIONAL<br />
CORP<br />
Standish Global Fixed<br />
Income<br />
Standish Mellon Intl Fxd Inc<br />
Stanley Furniture Co Inc<br />
STANLEY INC<br />
Stantec Inc<br />
Staples Inc.<br />
STAR BUFFET INC<br />
Star Bulk Carriers Corp<br />
Star Energy Corp<br />
Star Gas Partners LP<br />
Star Gold Corp<br />
Star Resorts Development<br />
Inc<br />
Star Scientific Inc<br />
STARBUCKS CORP<br />
STARCRAFT CORP<br />
Starent Networks Corp<br />
Starfield Resources Inc<br />
Stargold Mines Inc<br />
Starlims Technologies Ltd<br />
STARTECH<br />
ENVIRONMENTAL CORP<br />
StarTek Inc<br />
Starwood Hotels & Resorts<br />
Worldwide Inc.<br />
Starwood Property Trust Inc<br />
State Auto Financial Corp<br />
State Bancorp Inc.<br />
State Bank Financial Corp<br />
State Farm Balanced<br />
State Farm Bond<br />
State Farm Equity<br />
State Farm Growth<br />
State Farm Interim<br />
State Farm Intl Index<br />
State Farm LifePath 2010<br />
State Farm LifePath 2020<br />
State Farm LifePath 2030<br />
State Farm LifePath 2040<br />
State Farm LifePath<br />
Retirement<br />
State Farm Money Market<br />
State Farm Municipal Bond<br />
State Farm S&P 500 Index<br />
State Farm Small Cap Index<br />
State Farm VPT Intl Equity<br />
Idx<br />
State Farm VPT Lg Cap Eqty<br />
Idx<br />
State Farm VPT Sml Cap Eq<br />
Idx<br />
STATE FINL SVCS CORP -<br />
CL A<br />
STATE NATIONAL<br />
BANCSHARS INC<br />
State St Rsrch Govt Income<br />
State St Rsrch High Income<br />
State St Rsrch Invstmnt Tr<br />
State St Rsrch Mid Cap<br />
Growth<br />
State St Rsrch Money Mkt<br />
State Street Corp<br />
State Street Instl Liquid<br />
Reserves<br />
State Street Instl Tax Free<br />
Money Market<br />
State Street Instl Treasury<br />
MMF<br />
State Street Instl Treasury<br />
Plus MMF<br />
State Street Instl US<br />
Government MMF<br />
Staten Island Bancorp Inc<br />
STATION CASINOS INC<br />
Statoil ASA<br />
STATS CHIPPAC LTD<br />
STATSURE DIAGNOSTIC<br />
SYSTEMS<br />
STEALTH MEDIALABS INC<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 122<br />
StealthGas Inc<br />
STEC Inc<br />
Steel Dynamics Inc<br />
Steel Excel Inc<br />
STEEL TECHNOLOGIES<br />
INC<br />
Steelcase Inc.<br />
STEELCLOUD INC<br />
Stein Mart Inc<br />
STEINER LEISURE LTD<br />
Steinway Musical<br />
Instruments Inc.<br />
STELLAR<br />
PHARMACEUTICALS INC<br />
StellarOne Corp<br />
STELLENT INC<br />
Stelmar Shipping Ltd<br />
STEMCELLS INC<br />
STEPAN CO<br />
Stereotaxis Inc<br />
Stericycle Inc<br />
STERIS CORP<br />
Sterling Bancorp<br />
Sterling Bancshares Inc<br />
Sterling Banks Inc<br />
Sterling Cap Equity Income<br />
Sterling Cap Mid Cap Value<br />
Sterling Cap Prime Money<br />
Market<br />
Sterling Cap Special<br />
Opportunities<br />
Sterling Cap Total Return<br />
Bond<br />
Sterling Cap US Treasury<br />
Money Markent Fund<br />
Sterling Chemicals Inc<br />
STERLING<br />
CONSTRUCTION CO INC<br />
STERLING FINANCIAL<br />
CORP<br />
Sterling Financial Corp/WA<br />
Sterling Mining Co<br />
Sterlite Industries (India) Ltd<br />
Steven Madden Ltd<br />
Stewardship Financial Corp<br />
STEWART & STEVENSON<br />
SERVICES<br />
Stewart Enterprises Inc
ACCOUNTING SUPPORT FEE<br />
Stewart Information Services<br />
Corp<br />
STI Classic Balanced<br />
STI Classic IL Super Sht Inc+<br />
STI Classic Large Cap Quant<br />
Eqty<br />
STI Classic Ltd Fed Mrtg<br />
STI Classic Mid Cap Core<br />
Eqty<br />
STI Classic Strtgc Income<br />
STI Classic Tax Sens Growth<br />
Stifel Financial Corp.<br />
Stillwater Mining Co<br />
STMicroelectronics NV<br />
STOCKERYALE INC<br />
Stockhouse Inc<br />
Stock-Trak Group Inc<br />
STOLT OFFSHORE SA<br />
STOLT-NIELSEN SA<br />
Stone Energy Corp<br />
Stone Harbor Emerging<br />
Markets Debt<br />
Stone Harbor Emerging<br />
Markets Income Fund<br />
Stone Harbor High Yield<br />
Bond<br />
Stone Harbor Local Markets<br />
Stone Tan China Acquisition<br />
Corp<br />
Stoneleigh Partners<br />
Acquisition Corp<br />
StoneMor Partners LP<br />
STONEPATH GROUP INC<br />
Stoneridge Inc.<br />
STORA ENSO OYJ<br />
Storage Computer Corp<br />
STORAGE TECHNOLOGY<br />
CP<br />
STR Holdings Inc<br />
STRATA OIL & GAS INC<br />
STRATAGENE CORP<br />
Stratasys Inc<br />
Strategic Advisers Core<br />
Strategic Advisers Core<br />
Income<br />
Strategic Advisers Emerging<br />
Markets<br />
Strategic Advisers Growth<br />
Strategic Advisers Income<br />
Opportunities<br />
Strategic Advisers<br />
International<br />
Strategic Advisers<br />
International II<br />
Strategic Advisers Small Mid<br />
Cap<br />
Strategic Advisers US<br />
Opportunity<br />
Strategic Advisers US<br />
Opportunity II<br />
Strategic Advisers Value<br />
Strategic Diagnostics Inc<br />
STRATEGIC DISTRIBUTION<br />
INC<br />
Strategic Global Income Fd<br />
Strategic Hotels & Resorts<br />
Inc<br />
Strategic Ptnr Bond<br />
Strategic Ptnr Capital Growth<br />
Strategic Ptnr Concentrated<br />
Growth<br />
Strategic Ptnr Intl Growth<br />
Strategic Ptnr Total Return<br />
Bond<br />
STRATEGY INTL INSUR<br />
GRP INC<br />
STRATEX NETWORKS INC<br />
Stratos International Inc<br />
Stratos Renewables Corp<br />
Strattec Security Corp<br />
Stratton Small Cap Value<br />
Stratus Media Group Inc<br />
Stratus Properties Inc<br />
Strayer Education Inc<br />
Stream Global Services Inc<br />
STREAMLINE HEALTH<br />
SOLUTIONS<br />
STRIDE RITE CORP<br />
Strong Adv Bond<br />
Strong Adv Municipal Bond<br />
Strong Blue Chip<br />
Strong Growth 20<br />
Strong Money Market<br />
Strong Multi Cap Value<br />
Strong TxFr Money<br />
STRYKER CORP<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 123<br />
Student Loan Corp (The)<br />
STUDIO ONE MEDIA INC<br />
STURGIS BANCORP INC<br />
Sturm Ruger & Co Inc.<br />
Suburban Propane Partners<br />
LP<br />
Sucampo Pharmaceuticals<br />
Inc<br />
SuccessFactors Inc<br />
SUEZ<br />
Suffolk Bancorp<br />
SULPHCO INC<br />
Sumitomo Mitsui Financial<br />
Group Inc<br />
SUMMA INDUSTRIES<br />
Summer Infant Inc<br />
Summit America Televison<br />
Inc<br />
SUMMIT BANCSHARES<br />
INC/TX<br />
SUMMIT BANK CORP/GA<br />
SUMMIT FINANCIAL<br />
GROUP INC<br />
SUMMIT FINL CORP<br />
Summit Hotel Properties Inc<br />
Summit Pinnacle S&P 500<br />
Index<br />
Summit Properties Inc<br />
SumTotal Systems Inc.<br />
Sun American Bancorp<br />
Sun Bancorp<br />
Sun Bancorp Inc<br />
Sun Capital BlackRock<br />
Inflation Protected Bond<br />
Sun Capital Davis Venture<br />
Val<br />
Sun Capital GS Short<br />
Duration<br />
Sun Capital Ibbotson<br />
Balanced<br />
Sun Capital Ibbotson<br />
Conservative<br />
Sun Capital Ibbotson Growth<br />
Sun Capital Invest Grd Bond<br />
Sun Capital Lord Abbett<br />
Growth & Income<br />
Sun Capital PIMCO Total<br />
Return
ACCOUNTING SUPPORT FEE<br />
Sun Capital Real Estate<br />
Sun Communities Inc.<br />
Sun Healthcare Group Inc<br />
Sun Hydraulics Corp<br />
Sun Life Financial Inc<br />
SUN MICROSYSTEMS INC<br />
Sun River Energy Inc<br />
Sunair Services Corp<br />
SunAmerica 2010 Hi<br />
Watermark<br />
SunAmerica Alternative<br />
Strategies<br />
SunAmerica Balanced Assets<br />
SunAmerica Core Bond<br />
SunAmerica Focus Bal Strtgy<br />
SunAmerica Focus Dividend<br />
Strategy<br />
SunAmerica Focus Eqty<br />
Strtgy<br />
SunAmerica Focus Gro & Inc<br />
SunAmerica Focus Growth<br />
SunAmerica Focus Intl Equity<br />
SunAmerica Focus Lg Cap<br />
Growth<br />
SunAmerica Focus Lg Cap<br />
Value<br />
SunAmerica Focus Mlt Ass<br />
Strt<br />
SunAmerica Focus Small<br />
Cap Growth<br />
SunAmerica Focus Small<br />
Cap Value<br />
SunAmerica Focus Value<br />
SunAmerica Focused Alpha<br />
Growth Fund Inc<br />
SunAmerica Focused Alpha<br />
Lg-Cp Fd<br />
SunAmerica GNMA Sec<br />
SunAmerica Growth &<br />
Income<br />
SunAmerica High Yield Bond<br />
SunAmerica Money Market<br />
SunAmerica Senior Floating<br />
Rate<br />
SunAmerica Ser Alliance<br />
Growth<br />
SunAmerica Ser Balanced<br />
SunAmerica Ser Cash<br />
Management<br />
SunAmerica Ser Corp Bond<br />
SunAmerica Ser Davis Vntr<br />
Val<br />
SunAmerica Ser Emerging<br />
Market<br />
SunAmerica Ser FED Amer<br />
Leader<br />
SunAmerica Ser Foreign<br />
Value<br />
SunAmerica Ser Global Bond<br />
SunAmerica Ser Global<br />
Equities<br />
SunAmerica Ser Growth<br />
Income<br />
SunAmerica Ser High Yield<br />
Bond<br />
SunAmerica Ser Intl Diver Eq<br />
SunAmerica Ser Intl Grow &<br />
Inc<br />
SunAmerica Ser MFS Mass<br />
Invstr<br />
SunAmerica Ser MFS Mid<br />
Cap Gro<br />
SunAmerica Ser MFS Total<br />
Retrn<br />
SunAmerica Ser PUT Gro<br />
Voyager<br />
SunAmerica Ser Real Estate<br />
SunAmerica Ser Sml & Mid<br />
Cp Vl<br />
SunAmerica Ser Total Return<br />
Bond<br />
SunAmerica Strategic Bond<br />
SunAmerica US Govt Sec<br />
SunCoke Energy Inc<br />
SUNCOM WIRELESS<br />
HOLDINGS INC<br />
Sunesis Pharmaceuticals Inc<br />
SUNGARD DATA SYSTEMS<br />
INC<br />
SunLink Health Systems Inc.<br />
Sunoco Inc.<br />
Sunoco Logistics Partners LP<br />
SunOpta Inc<br />
SunPower Corp<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 124<br />
SUNRISE ENERGY<br />
SERVICES INC<br />
Sunrise Real Estate Group<br />
Inc<br />
SUNRISE SENIOR LIVING<br />
INC<br />
SUNRISE TELECOM INC<br />
SUNSET FINANCIAL RES<br />
INC<br />
Sunstone Hotel Investors Inc<br />
Suntech Power Holdings Co<br />
Ltd<br />
SUNTERRA CORP<br />
SUN-TIMES MEDIA GROUP<br />
INC<br />
SUNTRON CORP<br />
SunTrust Banks Inc.<br />
SunVesta Inc<br />
Sunwin International<br />
Neutraceuticals Inc<br />
Super Micro Computer Inc<br />
Superconductor<br />
Technologies Inc<br />
Superior Bancorp<br />
Superior Consultant Hldgs<br />
Cp<br />
Superior Energy Services<br />
Inc.<br />
Superior Essex Inc<br />
Superior Financial Corp De<br />
Superior Uniform Group Inc.<br />
SUPERIOR WELL<br />
SERVICES INC<br />
Superlattice Power Inc<br />
SuperMedia Inc<br />
SUPERTEL HOSPITALITY<br />
INC<br />
SUPERTEX INC<br />
SUPERVALU INC.<br />
Support.com Inc<br />
Supreme Industries Inc.<br />
SureWest Communications<br />
SURFECT HOLDINGS INC<br />
SurModics Inc<br />
SURREY BANCORP<br />
Susquehanna Bancshares<br />
Inc<br />
Susser Holdings Corp
ACCOUNTING SUPPORT FEE<br />
Sussex Bancorp<br />
Sutor Technology Group Ltd<br />
Sutron Corp<br />
SUTURA INC<br />
SVB Financial Group<br />
SVB FINANCIAL SERVICES<br />
INC<br />
Svt Inc<br />
Swank Inc<br />
Swedish Match Ab<br />
SWIFT ENERGY CO<br />
Swift Transportation Co<br />
SWIFT TRANSPORTATION<br />
CO INC<br />
Swisher Hygiene Inc.<br />
Swiss Helvetia Fund Inc<br />
(The)<br />
SWISSCOM AG<br />
Switch & Data Facilities Co<br />
Inc<br />
Switchboard Inc<br />
SWK Holdings Corp<br />
SWS Group Inc.<br />
SXC Health Solutions Corp<br />
Sybase Inc.<br />
SYBRON DENTAL<br />
SPECIALTIES<br />
SYCAMORE NETWORKS<br />
INC<br />
Sydys Corp<br />
SYKES ENTERPRISES INC<br />
Sylvan Inc<br />
SYMANTEC CORP<br />
SYMBION INC<br />
SYMBOL TECHNOLOGIES<br />
Symetra Financial Corp<br />
Symmetricom Inc.<br />
Symmetry Medical Inc<br />
SYMYX TECHNOLOGIES<br />
INC<br />
Synageva BioPharma Corp<br />
SYNAGRO<br />
TECHNOLOGIES INC<br />
SYNALLOY CORP<br />
SYNAPTICS INC<br />
Synchronoss Technologies<br />
Inc<br />
Synergetics USA Inc<br />
Synergy Financial Group Inc<br />
Synergy Pharmaceuticals Inc<br />
Synergy Resources Corp<br />
Syngenta AG, Basel<br />
Syniverse Holdings Inc<br />
SYNNEX Corp<br />
Synopsys Inc<br />
Synova Healthcare Group Inc<br />
Synovics Pharmaceuticals<br />
Inc<br />
Synovis Life Technologies<br />
Inc<br />
Synovus Financial Corp.<br />
Synplicity Inc<br />
Synta Pharmaceuticals Corp<br />
Syntax-Brillian Corp<br />
Syntel Inc<br />
Synthesis Energy Systems<br />
Inc<br />
Syntroleum Corp<br />
Synutra International Inc<br />
Sypris Solutions Inc<br />
SYS<br />
SYSCO CORP<br />
Systemax Inc.<br />
Systems & Computer Tech<br />
Corp<br />
SYSWIN Inc<br />
Syzygy Entertainment Ltd<br />
T 3 Energy Services Inc<br />
T Rowe Price Balanced<br />
T Rowe Price Blue Chip<br />
Growth<br />
T Rowe Price CA TxFr Bond<br />
T Rowe Price Capital<br />
Appreciation<br />
T Rowe Price Corporate<br />
Income<br />
T Rowe Price Dividend<br />
Growth<br />
T Rowe Price Emerging<br />
Europe<br />
T Rowe Price Emerging<br />
Market Bond<br />
T Rowe Price Emerging<br />
Market Stock<br />
T Rowe Price Equity Income<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 125<br />
T Rowe Price Equity Index<br />
500<br />
T Rowe Price European<br />
Stock<br />
T Rowe Price Extended<br />
Equity Market Index<br />
T Rowe Price Financial<br />
Services<br />
T Rowe Price Global Stock<br />
T Rowe Price Global<br />
Technology<br />
T Rowe Price GNMA<br />
T Rowe Price Growth &<br />
Income<br />
T Rowe Price Growth Stock<br />
T Rowe Price Health<br />
Sciences<br />
T Rowe Price High Yield<br />
T Rowe Price Inflation<br />
Protected Bond<br />
T Rowe Price Institutional<br />
Emerging Markets Equity<br />
T Rowe Price Institutional<br />
Floating Rate<br />
T Rowe Price Institutional<br />
High Yield<br />
T Rowe Price Institutional<br />
Large Cap Growth<br />
T Rowe Price Institutional<br />
Large Cap Value<br />
T Rowe Price Institutional<br />
Mid Cap Equity Growth<br />
T Rowe Price Institutional<br />
Small Cap Stock<br />
T Rowe Price Institutional US<br />
Structured Research<br />
T Rowe Price International<br />
Bond<br />
T Rowe Price International<br />
Discovery<br />
T Rowe Price International<br />
Equity Index<br />
T Rowe Price International<br />
Growth & Income<br />
T Rowe Price International<br />
Stock<br />
T Rowe Price Latin America
ACCOUNTING SUPPORT FEE<br />
T Rowe Price Maryland Tax<br />
Free Bond<br />
T Rowe Price MD Tax Free<br />
Short Bond<br />
T Rowe Price Media &<br />
Telecommunication<br />
T Rowe Price Mid Cap<br />
Growth<br />
T Rowe Price Mid Cap Value<br />
T Rowe Price New America<br />
Growth<br />
T Rowe Price New Asia<br />
T Rowe Price New Era<br />
T Rowe Price New Horizons<br />
T Rowe Price New Income<br />
T Rowe Price New Jersey<br />
Tax Free Bond<br />
T Rowe Price New York Tax<br />
Free Bond<br />
T Rowe Price Overseas<br />
Stock<br />
T Rowe Price Personal<br />
Strategy Balanced<br />
T Rowe Price Personal<br />
Strategy Growth<br />
T Rowe Price Personal<br />
Strategy Income<br />
T Rowe Price Prime Reserve<br />
T Rowe Price Real Estate<br />
T Rowe Price Retirement<br />
2005<br />
T Rowe Price Retirement<br />
2010<br />
T Rowe Price Retirement<br />
2015<br />
T Rowe Price Retirement<br />
2020<br />
T Rowe Price Retirement<br />
2025<br />
T Rowe Price Retirement<br />
2030<br />
T Rowe Price Retirement<br />
2035<br />
T Rowe Price Retirement<br />
2040<br />
T Rowe Price Retirement<br />
2045<br />
T Rowe Price Retirement<br />
2050<br />
T Rowe Price Retirement<br />
Income<br />
T Rowe Price Science &<br />
Technology<br />
T Rowe Price Short Term<br />
Bond<br />
T Rowe Price Small Cap<br />
Stock<br />
T Rowe Price Small Cap<br />
Value<br />
T Rowe Price Spectrum<br />
Growth<br />
T Rowe Price Spectrum<br />
Income<br />
T Rowe Price Spectrum<br />
International<br />
T Rowe Price Tax Exempt<br />
Money Market<br />
T Rowe Price Tax Free High<br />
Yield<br />
T Rowe Price Tax Free<br />
Income<br />
T Rowe Price Tax Free Short<br />
Intermediate<br />
T Rowe Price Total Equity<br />
Market Index<br />
T Rowe Price US Bond<br />
Enhanced Index<br />
T Rowe Price US Treasury<br />
Intermediate<br />
T Rowe Price US Treasury<br />
Long<br />
T Rowe Price US Treasury<br />
Money<br />
T Rowe Price Value<br />
T Rowe Price Virginia Tax<br />
Free Bond<br />
T. Rowe Price Blue Chip<br />
Growth<br />
T. Rowe Price Equity Income<br />
T. Rowe Price Group Inc<br />
T. Rowe Price Intl Stock<br />
T. Rowe Price Mid-Cap<br />
Growth<br />
T. Rowe Price Real Assets<br />
T3 Motion Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 126<br />
TA Idex Janus Growth<br />
TA Idex Salomon All Cap<br />
TA Idex Salomon Investors<br />
Val<br />
TA Idex Van Kampen Small<br />
<strong>Company</strong> Gro<br />
TA Schroders International<br />
Small Cap<br />
TAG ENTERTAINMENT<br />
CORP<br />
TAG OIL LTD<br />
TAG-IT PACIFIC INC<br />
Taiwan Fund Inc. (The)<br />
Taiwan Semiconductor<br />
Manufacturing Co Ltd<br />
Take-Two Interactive<br />
S<strong>of</strong>tware Inc<br />
TAL Education Group<br />
TAL International Group Inc<br />
Talbots Inc. (The)<br />
Talecris Biotherapeutics<br />
Holdings Corp<br />
Taleo Corp<br />
Talisman Energy Inc.<br />
TALK AMERICA HOLDINGS<br />
INC<br />
TALKPOINT<br />
COMMUNICATIONS INC<br />
TALX CORP<br />
TAM SA<br />
Tamalpais Bancorp<br />
Tamarack Enterprise<br />
Tamarack Instl Prime MM<br />
Tamarack Instl TxFr MMkt<br />
Tamarack Micro Cap Value<br />
Tamarack Value<br />
Tamm Oil and Gas Corp<br />
TANDY BRANDS<br />
ACCESSORIES INC<br />
Tandy Leather Factory Inc<br />
Tanger Factory Outlet<br />
Centers Inc.<br />
Tangoe Inc<br />
TANOX INC<br />
Tanzanian Royalty<br />
Exploration Corp<br />
TAPESTRY<br />
PHARMACEUTICALS INC
ACCOUNTING SUPPORT FEE<br />
TARA GOLD RESOURCES<br />
CORP<br />
TARANTELLA INC<br />
Targa Resources Corp<br />
Targa Resources Partners<br />
LP<br />
TARGACEPT INC<br />
Targanta Therapeutics Corp<br />
Target Corp<br />
Target Growth Allocation<br />
Target International Eqty Port<br />
Target Intrmd Term Bond<br />
Port<br />
Target Large Cap Growth<br />
Port<br />
Target Large Cap Value Port<br />
TARGET LOGISTICS INC<br />
Target Moderate Allocation<br />
Target Small Cap Value Port<br />
Target Total Return Bond<br />
Port<br />
TARGETED GENETICS<br />
CORP<br />
Taro Pharmaceutical<br />
Industries Ltd<br />
TARRAGON CORP<br />
TARRANT APPAREL<br />
GROUP<br />
Taseko Mines Ltd<br />
TASER International Inc<br />
TASKER PRODUCTS CORP<br />
Tasman Metals Ltd<br />
TAT Technologies Ltd<br />
Tata Communications Ltd<br />
Tata Motors Ltd<br />
Taubman Centers Inc.<br />
Tax Free Fund For Utah<br />
Tax Free Fund Of Colorado<br />
Tax Free Trust Of Arizona<br />
Tax Free Trust Of Oregon<br />
TaxFree Money Market<br />
TAYLOR CALVIN B<br />
BANKSHARES<br />
Taylor Capital Group Inc<br />
TB WOOD'S CORP<br />
TBC CORP<br />
TBS International Plc<br />
TC PIPELINES LP<br />
TCF Financial Corp<br />
Tcw Conv Sec Fund<br />
TCW Core Fixed Income<br />
TCW Dividend Focused<br />
TCW Emerging Markets<br />
Income<br />
TCW Galileo High Yield Bond<br />
TCW Money Market<br />
TCW Relative Value Large<br />
Cap<br />
TCW Select Equities<br />
TCW Small Cap Growth<br />
TCW Total Return Bond<br />
TCW Value Opportunities<br />
Tcw/Dw Term Trust 2003<br />
TD AMERITRADE HOLDING<br />
CORP<br />
TD BANKNORTH INC<br />
TD Waterhouse MM Plus<br />
TDAM CA Muni MM<br />
TDAM Institutional Treasury<br />
Obligations MM<br />
TDAM Institutional US<br />
Government<br />
TDAM Money Market<br />
TDAM Municipal MM<br />
TDAM US Government<br />
TDC A/S<br />
TDK CORP<br />
Tdk Mediactive Inc<br />
TE Connectivity Ltd<br />
Team Financial Inc<br />
Team Health Holdings Inc<br />
Team Inc.<br />
TEAMSTAFF INC<br />
TearLab Corp<br />
Teavana Holdings Inc<br />
Tech Data Corp<br />
Tech/Ops Sevcon Inc.<br />
TECHE HOLDING CO<br />
TECHNE CORP<br />
Technicolor<br />
TECHNIP<br />
TECHNOCONCEPTS INC<br />
Technology Research Corp<br />
Technology Select Sector<br />
SPDR Fund (The)<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 127<br />
TECHNOLOGY SOLUTIONS<br />
CO<br />
TechPrecision Corp<br />
TechTeam Global Inc<br />
Techwell Inc<br />
Teck Resources Ltd<br />
TECNOMATIX<br />
TECHNOLOGIES LTD<br />
TECO Energy Inc.<br />
Tecumseh Products Co<br />
Teekay Corp<br />
Teekay LNG Partners LP<br />
Teekay Offshore Partners LP<br />
Tefron Ltd<br />
Tegal Corp<br />
TEJAS INC<br />
Tejon Ranch Co.<br />
Tekelec<br />
Tekmira Pharmaceuticals<br />
Corp<br />
TEKOIL & GAS CORP<br />
TEKTRONIX INC<br />
TEL OFFSHORE TRUST<br />
TELANETIX INC<br />
Telava Networks Inc<br />
TELE CENTRO OESTE<br />
CELULAR<br />
TELE LESTE CELULAR<br />
PARTICIPA<br />
Tele <strong>No</strong>rdeste Celular Part<br />
TELE NORTE CELULAR<br />
PARTICIPA<br />
TELE NORTE LESTE<br />
PARTICIPACO<br />
TELE SUDESTE CELULAR<br />
PART<br />
Telecom Argentina Stet-<br />
France SA, Buenos Aires<br />
Telecom Corp <strong>of</strong> New<br />
Zealand Ltd<br />
Telecom Italia SPA<br />
TeleCommunication Systems<br />
Inc<br />
TELECOMUNIC SAO<br />
PAULO<br />
Teledyne Technologies Inc.<br />
Teleflex Inc<br />
Telefonica De Argentina SA
ACCOUNTING SUPPORT FEE<br />
TELEFONICA MOVILES SA<br />
Telefonica SA<br />
Telefonos De Mexico SA<br />
Telmex<br />
TELEKOM AUSTRIA AG<br />
TELEMIG CELULAR<br />
PARTICIPACOE<br />
TeleNav Inc<br />
TELENOR ASA<br />
TELENT PLC<br />
Telephone and Data Systems<br />
Inc.<br />
TELEPLUS ENTERPRISES<br />
INC<br />
TELESYSTEM INTL<br />
WIRELESS INC<br />
TeleTech Holdings Inc<br />
TELEWEST GLOBAL INC<br />
Teliasonera Ab<br />
TELIK INC<br />
Telkom Sa Ltd<br />
TELKONET INC<br />
Tellabs Inc<br />
Tellium Inc<br />
Telmex Internacional SAB de<br />
CV<br />
TELSTRA CORP LTD<br />
Telular Corp<br />
TELUS Corp<br />
Telvent GIT SA<br />
Temecula Valley Bancorp Inc<br />
Temple-Inland Inc.<br />
Templeton BRIC<br />
Templeton Cap Accumulator<br />
Templeton China World<br />
Templeton Developing Mrkt<br />
Templeton Dragon Fund Inc<br />
Templeton Emerging Markets<br />
Fund<br />
Templeton Emerging Markets<br />
Income Fund Inc.<br />
Templeton Foreign Series<br />
Templeton Foreign Smaller<br />
Co<br />
Templeton Global Bond<br />
Templeton Global Income<br />
Fund<br />
Templeton Global Long-Short<br />
Templeton Global<br />
Opportunity<br />
Templeton Global Small Co<br />
Templeton Global Total<br />
Return<br />
Templeton Growth<br />
Templeton Intl Emerging<br />
Market<br />
Templeton Intl Foreign<br />
Templeton NVIT International<br />
Value<br />
Templeton Russia & East<br />
European Fund Inc.<br />
Templeton World<br />
Tempur-Pedic International<br />
Inc.<br />
Tenaris SA, Luxembourg<br />
Tenet Healthcare Corp<br />
Tenfold Corp<br />
Tengasco Inc.<br />
Tengion Inc<br />
TENGTU INTL CORP<br />
Tennant Co<br />
Tenneco Inc<br />
Tennessee Commerce<br />
Bancorp<br />
TEPPCO Partners LP<br />
Teradata Corp<br />
Teradyne Inc.<br />
TERAFORCE<br />
TECHNOLOGY CORP<br />
TERAYON COMMUN<br />
SYSTEMS INC<br />
TERCICA INC<br />
Terex Corp<br />
Ternium SA<br />
TERRA ENERGY &<br />
RESOURCE TECH<br />
Terra Energy Resources Ltd<br />
Terra Industries Inc.<br />
Terra Networks Sa<br />
Terra Nitrogen Co LP<br />
TERRA NOSTRA<br />
RESOURCES CORP<br />
Terra <strong>No</strong>va Financial Group<br />
Inc<br />
Terremark Worldwide Inc.<br />
Terreno Realty Corp<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 128<br />
TerreStar Corp<br />
Territorial Bancorp Inc<br />
Tesco Corp<br />
Tesla Motors Inc<br />
Tesma Internatnal Inc -Cl A<br />
Tesoro Corp<br />
Tesoro Logistics LP<br />
TESSCO TECHNOLOGIES<br />
INC<br />
Tessera Technologies Inc<br />
TETON ENERGY CORP<br />
TETRA TECH INC<br />
TETRA Technologies Inc.<br />
Teucrium Corn Fund<br />
Teva Pharmaceutical<br />
Industries Ltd<br />
Texada Ventures Inc<br />
Texas Capital Bancshares<br />
Inc<br />
Texas Genco Holdings Inc<br />
Texas Industries Inc.<br />
Texas Instruments Inc<br />
TEXAS PACIFIC LAND<br />
TRUST<br />
Texas Rare Earth Resources<br />
Corp<br />
TEXAS REGL BCSHS INC -<br />
CL A<br />
TEXAS ROADHOUSE INC<br />
TEXAS UTD BANCSHARES<br />
INC<br />
Texen Oil & Gas Inc<br />
Textainer Group Holdings Ltd<br />
Textron Inc.<br />
TF Financial Corp<br />
TFS Financial Corp<br />
TFS Market Neutral<br />
TGC INDUSTRIES INC<br />
TGIT Templeton Emerging<br />
Markets Small Cap<br />
TGIT Templeton Global<br />
Balanced<br />
The Aristotle Corp<br />
The Bond Fund <strong>of</strong> America<br />
Inc<br />
The Chesapeake Core<br />
Growth
ACCOUNTING SUPPORT FEE<br />
The Growth Fund <strong>of</strong> America<br />
Inc<br />
The Income Fund <strong>of</strong> America<br />
Inc<br />
The Investment <strong>Company</strong> <strong>of</strong><br />
America<br />
The Japan Fund<br />
The New Economy Fund<br />
The TxEx Bond Fund <strong>of</strong><br />
America Inc<br />
The TxEx Fund CA<br />
The TxEx Fund MD<br />
The TxEx Fund VA<br />
The Ziegler Companies, Inc.<br />
The9 Ltd<br />
THEGLOBE.COM INC<br />
Theragenics Corp<br />
THERASENSE INC<br />
Theratechnologies Inc<br />
THERAVANCE INC<br />
THERMA WAVE INC<br />
Thermadyne Holdings Corp<br />
THERMO FISHER<br />
SCIENTIFIC INC<br />
THERMOENERGY CORP<br />
THERMOGENESIS CORP<br />
Thermon Group Holdings Inc<br />
TheStreet Inc<br />
thinkorswim Group Inc<br />
Third Avenue Focused Credit<br />
Third Avenue Intl Value<br />
Third Avenue Real Estate<br />
Value<br />
Third Avenue Small Cap<br />
Value<br />
Third Avenue Value<br />
Third Avenue Value Port<br />
VAR<br />
THIRD WAVE<br />
TECHNOLOGIES INC<br />
Thistle Group Hldgs Co<br />
Thomas & Betts Corp<br />
THOMAS EQUIPMENT INC<br />
THOMAS GROUP INC<br />
THOMAS INDUSTRIES INC<br />
Thomas Properties Group Inc<br />
Thomas Weisel Partners<br />
Group Inc<br />
Thomas White International<br />
THOMASVILLE<br />
BANCSHARES<br />
Thompson Creek Metals Co<br />
Inc<br />
Thompson Plumb Bond<br />
Thompson Plumb Growth<br />
Thomson Reuters Corp<br />
Thor Industries Inc.<br />
THORATEC CORP<br />
Thornburg Core Growth<br />
Thornburg Global<br />
Opportunities<br />
Thornburg Intl Value<br />
Thornburg Intrmd National<br />
Thornburg Invest Inc Builder<br />
Thornburg Ltd Term Income<br />
Thornburg Ltd Term Muni<br />
Thornburg Ltd Term US Govt<br />
Thornburg Value<br />
THQ INC<br />
Threadneedle International<br />
Opportunity<br />
Threadneedle VP<br />
International Opportunity<br />
THREE-FIVE SYSTEMS INC<br />
Threshold Pharmaceuticals<br />
Inc<br />
Thrivent Aggressive<br />
Allocation<br />
Thrivent Balanced<br />
Thrivent Core Bond<br />
Thrivent High Yield<br />
Thrivent Income<br />
Thrivent Large Cap Growth<br />
Thrivent Large Cap Stock<br />
Thrivent Large Cap Value<br />
Thrivent Ltd Mat Bond<br />
Thrivent Mid Cap Growth<br />
Thrivent Mid Cap Stock<br />
Thrivent Moderate Allocation<br />
Thrivent Moderately<br />
Aggressive Allocation<br />
Thrivent Moderately<br />
Conservative Allocation<br />
Thrivent Money Market<br />
Thrivent Municipal Bond<br />
Thrivent Partner Intl Stock<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 129<br />
Thrivent Small Cap Stock<br />
Thrivent VIP Aggressive<br />
Allocation<br />
Thrivent VIP Balanced<br />
Thrivent VIP Bond Index<br />
Thrivent VIP High Yield<br />
Thrivent VIP Income<br />
Thrivent VIP Large Cap Gro<br />
II<br />
Thrivent VIP Large Cap<br />
Growth<br />
Thrivent VIP Large Cap Index<br />
Thrivent VIP Large Cap<br />
Stock<br />
Thrivent VIP Large Cap<br />
Value<br />
Thrivent VIP Limited Bond<br />
Thrivent VIP Mid Cap Growth<br />
Thrivent VIP Mid Cap Stock<br />
Thrivent VIP Moderate<br />
Allocation<br />
Thrivent VIP Moderately<br />
Aggressive Allocation<br />
Thrivent VIP Moderately<br />
Conservative Allocation<br />
Thrivent VIP Money Market<br />
Thrivent VIP Partner Intl Stk<br />
Thrivent VIP Partner<br />
Worldwide Allocation<br />
Thrivent VIP Real Est Sec<br />
Thrivent VIP Small Cap Idx<br />
Thrivent VIP Small Cap Stk<br />
TIAA-CREF Bond<br />
TIAA-CREF Bond Index<br />
TIAA-CREF Bond Plus<br />
TIAA-CREF Enhanced<br />
International Equity Index<br />
TIAA-CREF Enhanced Large<br />
Cap Growth Index<br />
TIAA-CREF Enhanced Large<br />
Cap Value Index<br />
TIAA-CREF Equity Index<br />
TIAA-CREF Growth &<br />
Income<br />
TIAA-CREF Growth Equity<br />
TIAA-CREF High Yield<br />
TIAA-CREF High Yield Bond<br />
TIAA-CREF Infltn Lnk Bd
ACCOUNTING SUPPORT FEE<br />
TIAA-CREF Instl Equity Index<br />
TIAA-CREF Instl Lg Cp Vl Idx<br />
TIAA-CREF International<br />
Equity<br />
TIAA-CREF Intl Equity<br />
TIAA-CREF Intl Equity Index<br />
TIAA-CREF Large Cap<br />
Growth<br />
TIAA-CREF Large Cap<br />
Growth Index<br />
TIAA-CREF Large Cap Value<br />
TIAA-CREF Lifecycle 2010<br />
TIAA-CREF Lifecycle 2015<br />
TIAA-CREF Lifecycle 2020<br />
TIAA-CREF Lifecycle 2025<br />
TIAA-CREF Lifecycle 2030<br />
TIAA-CREF Lifecycle 2035<br />
TIAA-CREF Lifecycle 2040<br />
TIAA-CREF Managed<br />
Allocation<br />
TIAA-CREF Mid Cap Growth<br />
TIAA-CREF Mid Cap Value<br />
TIAA-CREF Money Market<br />
TIAA-CREF PA Stock Index<br />
TIAA-CREF Real Estate Sec<br />
TIAA-CREF S&P 500 Index<br />
TIAA-CREF Short Term Bond<br />
TIAA-CREF Small Cap Blend<br />
Index<br />
TIAA-CREF Small Cap<br />
Equity<br />
TIAA-CREF Social Choice<br />
Equity<br />
TIAA-CREF Tax Exempt<br />
Bond<br />
Tianli Agritech Inc<br />
Tianyin Pharmaceutical Co<br />
Inc<br />
TIB Financial Corp<br />
TIBCO S<strong>of</strong>tware Inc<br />
TICC Capital Corp<br />
Ticketmaster Entertainment<br />
Inc<br />
Tidelands Bancshares Inc<br />
TIDELANDS OIL & GAS<br />
CORP<br />
TIDELANDS ROYALTY<br />
TRUST B<br />
Tidewater Inc.<br />
Tiens Biotech Group USA<br />
Inc.<br />
TIERONE CORP<br />
TIFF Multi Asset<br />
Tiffany & Co.<br />
TIFI Emerging Mkts Series<br />
TIFI Foreign Equity Series<br />
TigerLogic Corp<br />
TII NETWORK<br />
TECHNOLOGIES INC<br />
TIM HELLAS TELECOMM<br />
SA<br />
Tim Hortons Inc<br />
Tim Participacoes SA<br />
Timberland Bancorp Inc<br />
Timberland Co (The)<br />
Timberline Resources Corp<br />
Timberline S<strong>of</strong>tware Corp<br />
TIMCO AVIATION<br />
SERVICES INC<br />
Time Warner Cable Inc<br />
Time Warner Inc<br />
Timken Co (The)<br />
TIPPERARY CORP<br />
Tippingpoint Technologies<br />
TISSERA INC<br />
TITAN CORP<br />
Titan International Inc<br />
Titan Machinery Inc<br />
Titan Pharmaceuticals Inc.<br />
TITANIUM GROUP LTD<br />
TITANIUM METALS CORP<br />
TiVo Inc<br />
Tix Corp<br />
TJX Companies Inc (The)<br />
TLC VISION CORP<br />
TM Entertainment & Media<br />
Inc<br />
Tmbr/Sharp Drilling Inc<br />
TMS International Corp<br />
T-Netix Inc<br />
TNS Inc.<br />
TNT NV<br />
Tocqueville Delafield Fund<br />
Tocqueville Fund<br />
Tocqueville Gold<br />
TODCO<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 130<br />
Todd Shipyards Corp<br />
TODHUNTER INTL INC/DE<br />
Toll Brothers Inc.<br />
TOM ONLINE INC<br />
Tomahawk Industries Inc<br />
TOMI Environmental<br />
Solutions Inc<br />
TOMKINS PLC<br />
TOMMY HILFIGER CORP<br />
Tompkins Financial Corp<br />
Tongxin International Ltd<br />
Tootsie Roll Industries Inc.<br />
Top Image Systems Ltd<br />
Top Ships Inc<br />
TOPPS CO INC<br />
TOR MINERALS INTL INC<br />
TORCH ENERGY ROYALTY<br />
TRUST<br />
Torch Offshore Inc<br />
Torchmark Corp<br />
Toreador Resources Corp<br />
Tornier NV<br />
Toro Co (The)<br />
Toronto-Dominion Bank<br />
(The)<br />
Torray Fund<br />
Torray Institutional Fund<br />
TorreyPines Therapeutics Inc<br />
TORTOISE ENERGY<br />
CAPITAL CORP<br />
Tortoise Energy<br />
Infrastructure Corp<br />
TORVEC INC<br />
Total<br />
TOTAL ENTMT<br />
RESTAURANT CORP<br />
Total Nutraceutical Solutions<br />
Inc<br />
Total System Services Inc.<br />
Touchstone Diversified Small<br />
Cap Value<br />
Touchstone Instl Money<br />
Market<br />
Touchstone Large Cap<br />
Growth<br />
Touchstone Mid Cap<br />
Touchstone Mid Cap Growth<br />
Touchstone Money Market
ACCOUNTING SUPPORT FEE<br />
Touchstone OH TxFr MM<br />
Touchstone Sands Capital<br />
Institutional Growth<br />
Touchstone Sands Capital<br />
Select Growth<br />
Touchstone Small Cap<br />
Growth<br />
Tournigan Energy Ltd<br />
TOUSA Inc<br />
Tower Automotive Inc<br />
Tower Bancorp Inc<br />
Tower Financial Corp<br />
Tower Group Inc<br />
Tower International Inc<br />
TOWER PROPERTIES CO<br />
Towers Watson & Co<br />
TowerStream Corp<br />
TOWN & COUNTRY TRUST<br />
Town Sports International<br />
Holdings Inc<br />
TOYOTA MOTOR CORP<br />
Toys R Us Inc<br />
TPC Group Inc<br />
TRACK DATA CORP<br />
Tractor Supply Co<br />
TradeStation Group Inc<br />
TRAFFIX INC<br />
Trailer Bridge Inc<br />
TRAMMELL CROW CO<br />
Trane Inc<br />
TRANS ENERGY INC<br />
TRANS WORLD CORP/NV<br />
Trans World Entertainment<br />
Corp.<br />
TranS1 Inc<br />
TransAct Technologies Inc<br />
TransAlta Corp<br />
Transam Premier Balanced<br />
Transam Premier Diversified<br />
Equity<br />
Transam Premier Equity<br />
Transam ST Aegeon High<br />
Yield<br />
Transam ST AEGON Money<br />
Market<br />
Transam ST AEGON US<br />
Government Sec<br />
Transam ST Am Cent Lg Co<br />
Val<br />
Transam ST AstAlloc Consrv<br />
Transam ST AstAlloc Growth<br />
Transam ST AstAlloc Modrt<br />
Transam ST AstAlloc Modrt<br />
Gro<br />
Transam ST Balanced<br />
Transam ST BlackRock<br />
Global Allocation<br />
Transam ST BlkRk Lg Cp<br />
Value<br />
Transam ST Cap Guard Val<br />
Eqty<br />
Transam ST Clarion Global<br />
Real Est Securities<br />
Transam ST Diversified<br />
Equity<br />
Transam ST Federated<br />
Market Opportunities<br />
Transam ST Growth Opport<br />
Transam ST Index 50<br />
Transam ST Index 75<br />
Transam ST International<br />
Moderate Growth<br />
Transam ST Jennison<br />
Growth<br />
Transam ST JPM Mid Cap<br />
Value<br />
Transam ST Marsico Growth<br />
Transam ST MFS<br />
International Equity<br />
Transam ST Morgan Stanley<br />
Mid Cap Growth<br />
Transam ST PIMCO Total<br />
Return<br />
Transam ST Small Mid Cap<br />
Val<br />
Transam ST T Rowe Equity<br />
Inc<br />
Transam ST T Rowe Growth<br />
Stk<br />
Transam ST Third Avenue<br />
Value<br />
Transam ST Value Balanced<br />
Transam ST WMC<br />
Diversified Growth<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 131<br />
Transamerica AEGON High<br />
Yield<br />
Transamerica AEGON Short-<br />
Term Bond<br />
Transamerica AmCentury Lg<br />
Co Val<br />
Transamerica AQR Managed<br />
Futures Strategy<br />
Transamerica Asset Alloc<br />
Consrv<br />
Transamerica Asset Alloc<br />
Growth<br />
Transamerica Asset Alloc<br />
Moderate<br />
Transamerica Asset Alloc<br />
Modrt Gr<br />
Transamerica Balanced<br />
Transamerica Blackrock<br />
Global Allocation<br />
Transamerica Blackrock<br />
Large Cap Value<br />
Transamerica Clarion Global<br />
Real Est Sec<br />
Transamerica Evergreen<br />
Health Care<br />
Transamerica Evergreen Intl<br />
Small Cap<br />
Transamerica Flexible Inc<br />
Transamerica Growth Opp<br />
Transamerica Hansberger<br />
International Value<br />
Transamerica Jennison<br />
Growth<br />
Transamerica JPM Core<br />
Bond<br />
Transamerica JPM<br />
International Bond<br />
Transamerica JPM Mid Cap<br />
Value<br />
Transamerica Loomis Sayles<br />
Bond<br />
Transamerica Marsico<br />
Growth<br />
Transamerica Marsico Intl<br />
Growth<br />
Transamerica MFS Intl Equity<br />
Transamerica Money Market
ACCOUNTING SUPPORT FEE<br />
Transamerica Morgan<br />
Stanley Emerging Markets<br />
Debt<br />
Transamerica Morgan<br />
Stanley Mid Cap Growth<br />
Transamerica Multi Manager<br />
Alternative Strategies<br />
Transamerica Multi Manager<br />
International<br />
Transamerica Neuberger<br />
Berman International<br />
Transamerica Oppenheimer<br />
Developing Markets<br />
Transamerica Oppenheimer<br />
Small & Mid Cap Value<br />
Transamerica Partners Core<br />
Bond<br />
Transamerica Partners Instl<br />
Core Bond<br />
Transamerica Partners Instl<br />
International Eqty<br />
Transamerica Partners Instl<br />
Intrmd Horizon<br />
Transamerica Partners Instl<br />
Intrmd/Long Horizon<br />
Transamerica Partners Instl<br />
Large Growth<br />
Transamerica Partners Instl<br />
Large Value<br />
Transamerica Partners Instl<br />
Long Horizon<br />
Transamerica Partners Instl<br />
Mid Value<br />
Transamerica Partners Instl<br />
MM<br />
Transamerica Partners Instl<br />
Stock Index<br />
Transamerica Partners<br />
International Eqty<br />
Transamerica Partners<br />
Intrmd Horizon<br />
Transamerica Partners<br />
Intrmd/Long Horizon<br />
Transamerica Partners Inv<br />
Large Value<br />
Transamerica Partners Large<br />
Growth<br />
Transamerica Partners Large<br />
Value<br />
Transamerica Partners Long<br />
Horizon<br />
Transamerica Partners Mid<br />
Value<br />
Transamerica Partners MM<br />
Transamerica Partners Stock<br />
Index<br />
Transamerica PIMCO Real<br />
Return TIPS<br />
Transamerica PIMCO Total<br />
Return<br />
Transamerica Systematic<br />
Small Mid Cap Value<br />
Transamerica Templeton<br />
Transamerica Global<br />
Transamerica Third Avenue<br />
Value<br />
Transamerica Thornburg<br />
International Value<br />
Transamerica UBS Large<br />
Cap Value<br />
Transamerica WMC<br />
Diversified Equity<br />
Transamerica WMC<br />
Diversified Growth<br />
Transamerica WMC<br />
Emerging Markets<br />
Transamerica WMC Quality<br />
Value<br />
Transatlantic Holdings Inc.<br />
TransAtlantic Petroleum Ltd<br />
TransCanada Corp<br />
Transcat Inc<br />
Transcept Pharmaceuticals<br />
Inc<br />
Transcommunity Financial<br />
Corp<br />
Transcontinental Realty<br />
Investors Inc.<br />
Transforma Acquisition<br />
Group Inc<br />
Transgenomic Inc<br />
Transglobal Mining Corp<br />
TransGlobe Energy Corp<br />
Trans-India Acquisition Corp<br />
Transition Therapeutics Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 132<br />
TRANSKARYOTIC<br />
THERAPIES INC<br />
TRANSMETA CORP<br />
TRANSMONTAIGNE INC<br />
TRANSMONTAIGNE<br />
PARTNERS LP<br />
Transnational Automotive<br />
Group<br />
Transocean Ltd<br />
TRANSPORT CORP<br />
AMERICA INC<br />
Transportadora De Gas Del<br />
Sur SA Tgs<br />
TransTech Services Partners<br />
Inc<br />
TranSwitch Corp<br />
TravelCenters <strong>of</strong> America<br />
LLC<br />
Travelers Companies Inc<br />
(The)<br />
Travelers Equity Income<br />
Travelers Growth & Income<br />
Travelers Managed Income<br />
Travelers MFS Total Return<br />
Travelers Ser Capital Apprec<br />
Travelers Ser MFS Mid Cap<br />
Gr<br />
Travelers Ser Money Market<br />
Travelers Strategic Equity<br />
Port<br />
Travelers US Govt<br />
Travelzoo Inc<br />
TRC Cos Inc<br />
Treasurers Domestic Prime<br />
MM<br />
Treasurers TxEx Money Mkt<br />
Treasury Cash Series<br />
Treasury Cash Series II<br />
Treasury Obligations<br />
Tredegar Corp<br />
TREE TOP INDUSTRIES<br />
INC<br />
Tree.com Inc<br />
Tremisis Energy Acquisition<br />
Corp II<br />
TREND MICRO INC<br />
Trendstar Small Cap<br />
Trex Co Inc
ACCOUNTING SUPPORT FEE<br />
Tri City Bankshares Corp<br />
TRIAD GUARANTY INC<br />
TRIAD HOSPITALS INC<br />
Trian Acquisition I Corp<br />
Triangle Petroleum Corp<br />
TRIBUNE CO<br />
TRICELL INC<br />
TriCo Bancshares<br />
Trico Marine Services Inc<br />
TRICOM SA -ADR<br />
Tri-Continental Corp<br />
TRI-COUNTY FINANCIAL<br />
CORP<br />
TRIKON TECHNOLOGIES<br />
INC<br />
TriMas Corp<br />
Trimble Navigation Ltd<br />
Trina Solar Ltd<br />
Trinity Biotech PLC<br />
Trinity Industries Inc.<br />
TRINITY LEARNING CORP<br />
TRINSIC INC<br />
Trintech PLC, Dublin<br />
Trio Merger Corp<br />
Trio-Tech International<br />
TripAdvisor Inc<br />
TRIPATH IMAGING INC<br />
TRIPLE CROWN MEDIA INC<br />
TRIPLE P NV<br />
Triplecrown Acquisition Corp<br />
Triple-S Management Corp<br />
TRIPOS INC<br />
TriQuint Semiconductor Inc<br />
Tri-Tech Holding Inc<br />
Triton Distribution Systems<br />
Inc<br />
Triumph Group Inc.<br />
Trius Therapeutics Inc<br />
TRI-VALLEY CORP<br />
TRIZEC PROPERTIES INC<br />
TriZetto Group Inc (The)<br />
TRM CORP<br />
Tropical Sportswear Intl Cp<br />
Tropicana Entertainment Inc<br />
Trover Solutions Inc<br />
Troy Financial Corp<br />
Troy Group Inc<br />
TRP Summit Cash Reserves<br />
TRP Summit Muni Income<br />
TRP Summit Muni<br />
Intermediate<br />
TRP Summit Muni Money<br />
Market<br />
TRUBION<br />
PHARMACEUTICALS INC<br />
True Religion Apparel Inc<br />
TrueBlue Inc<br />
Trump Entertainment Resorts<br />
Inc<br />
Trunkbow International<br />
Holdings Ltd<br />
Trust for Short US Govt Sec<br />
Trust for US Treasury<br />
Obligation<br />
TrustCo Bank Corp NY<br />
Trustmark Corp<br />
TRUSTREET PROPERTIES<br />
INC<br />
TRW Automotive Holdings<br />
Corp<br />
TRX INC<br />
TSAKOS ENERGY<br />
NAVIGATION LTD<br />
TSR INC<br />
TTI Team Telecom<br />
International Ltd, Israel<br />
TTM Technologies Inc<br />
Tucows Inc<br />
Tuesday Morning Corp.<br />
Tufco Technologies Inc<br />
Tuffnell Ltd<br />
Tularik Inc<br />
Tumbleweed<br />
Communications Corp.<br />
Tupperware Brands Corp<br />
Turbochef Technologies Inc<br />
Turkcell Iletisim Hizmet<br />
Turner Short Fixed Inc<br />
Turnstone Systems Inc<br />
TUT SYSTEMS INC<br />
TUTOGEN MEDICAL INC<br />
Tutor Perini Corp<br />
TV AZTECA SA DE CV<br />
TVI Corp<br />
TVIA INC<br />
TVSL SA<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 133<br />
tw telecom inc<br />
Tweedy Browne Global Value<br />
Tweedy Browne Value<br />
Tween Brands Inc<br />
TWIN DISC INC<br />
Two Harbors Investment<br />
Corp<br />
TXCO Resources Inc<br />
TxFr Money Market<br />
TxFr Obligations<br />
TXU CORP<br />
TYCO INTERNATIONAL<br />
LTD<br />
TYLER RESOURCES INC<br />
Tyler Technologies Inc.<br />
Tyson Foods Inc.<br />
U S B HOLDING INC<br />
U S BIODEFENSE INC<br />
U S Geothermal Inc<br />
U S Liquids Inc<br />
U S Restaurant Pptys<br />
U.S. Antimony Corp<br />
U.S. Auto Parts Network Inc<br />
U.S. Bancorp<br />
U.S. China Mining Group Inc<br />
U.S. Eastern European<br />
U.S. Global Investors Inc<br />
U.S. Global Resources<br />
U.S. Govt Securities Savings<br />
U.S. Shipping Partners LP<br />
U.S. World Precious Minerals<br />
UAP HOLDING CORP<br />
UBIQUITEL INC<br />
Ubiquiti Networks Inc<br />
UBS Absolute Return Bond<br />
UBS AG<br />
UBS Cash Reserves<br />
UBS Cashfund<br />
UBS Dynamic Alpha Strategy<br />
UBS Global Allocation<br />
UBS Global Equity<br />
UBS Liquid Assets<br />
UBS LIR Govt Securities<br />
UBS LIR Money Market<br />
UBS LIR Treasury Securities<br />
UBS Retirement Money<br />
UBS RMA CA Muni Money<br />
UBS RMA Money Market
ACCOUNTING SUPPORT FEE<br />
UBS RMA NJ Muni Money<br />
UBS RMA NY Muni Money<br />
UBS RMA Tax Free<br />
UBS RMA US Government<br />
UBS Select Prime<br />
Institutional<br />
UBS Select Prime Investor<br />
UBS Select Prime Preferred<br />
UBS Select Tax Free<br />
Institutional<br />
UBS Select Tax Free<br />
Preferred<br />
UBS Select Treasury<br />
Institutional<br />
UBS Select Treasury<br />
Preferred<br />
UBS US Allocation<br />
UBS US Large Cap Equity<br />
UBS US Small Cap Growth<br />
UCI MEDICAL AFFILIATES<br />
INC<br />
UDR Inc<br />
UFP Technologies Inc<br />
UGI CORP<br />
UIB Group Ltd<br />
Uici<br />
UIL Holdings Corp<br />
Ulta Salon Cosmetics &<br />
Fragrance Inc<br />
ULTICOM INC<br />
Ultimate Electronics Inc<br />
Ultimate Escapes Inc<br />
Ultimate S<strong>of</strong>tware Group Inc<br />
(The)<br />
Ultra Clean Holdings Inc<br />
Ultra OTC ProFund<br />
Ultra Petroleum Corp.<br />
Ultra Series Bond<br />
Ultra Series Diversified<br />
Income<br />
Ultra Series Large Cap<br />
Growth<br />
Ultra Series Large Cap Value<br />
Ultra Series Mid Cap<br />
Ultra Series Mid Cap Growth<br />
Ultra Series Moderate<br />
Allocation<br />
Ultralife Corp<br />
Ultrapar Participacoes SA<br />
Ultrapetrol Bahamas Ltd<br />
UltraShort Dow30 ProShares<br />
Uluru Inc<br />
Umami Sustainable Seafood<br />
Inc<br />
UMB Financial Corp<br />
UMH PROPERTIES INC<br />
Umpqua Holdings Corp<br />
Under Armour Inc<br />
Undiscovered Small Cap<br />
Growth<br />
UNIBANCO UNIAO DE<br />
BANCO<br />
Unica Corp<br />
UNICO AMERICAN CORP<br />
Unicorp Inc<br />
UNIFI INC.<br />
UNIFIRST CORP<br />
UNIFY CORP<br />
Unigene Laboratories Inc<br />
Unilife Corp<br />
Union Bankshares Co<br />
UNION BANKSHARES INC<br />
UNION CMNTY BANCORP<br />
Union Drilling Inc<br />
Union First Market<br />
Bankshares Corp<br />
Union National Financial<br />
Corp<br />
UNION PACIFIC CORP<br />
Union Planters Corp<br />
Union Street Acquisition Corp<br />
UnionBanCal Corp<br />
UNISOURCE ENERGY<br />
CORP<br />
Unisys Corp<br />
UNIT CORP<br />
United American Healthcare<br />
Corp<br />
United Assn S&P500 Index<br />
United Bancorp Inc<br />
United Bancorporation <strong>of</strong><br />
Alabama Inc<br />
UNITED BANCSHARES<br />
INC/OH<br />
United Bankshares Inc<br />
United Capital Corp.<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 134<br />
United Communications<br />
Partners Inc<br />
UNITED COMMUNITY<br />
BANCORP<br />
United Community Banks Inc<br />
United Community Financial<br />
Corp.<br />
United Continental Holdings<br />
Inc<br />
UNITED DEFENSE<br />
INDUSTRIES<br />
UNITED ENERGY CORP<br />
United Financial Bancorp Inc<br />
UNITED FINANCIAL<br />
CORP/MN<br />
UNITED FINANCIAL MTG<br />
CORP<br />
United Fire Group Inc<br />
United Fuel & Energy Corp<br />
UNITED INDUSTRIAL CORP<br />
United Insurance Holdings<br />
Corp<br />
United Microelectronics Corp<br />
United National Bancorp/Nj<br />
UNITED NATURAL FOODS<br />
INC<br />
UNITED ONLINE INC<br />
United PanAm Financial Corp<br />
United Parcel Service Inc<br />
United Refining Energy Corp<br />
United Rentals Inc.<br />
UNITED RETAIL GROUP<br />
INC<br />
United Security Bancshares<br />
United Security Bancshares<br />
Inc<br />
United States 12 Month<br />
Natural Gas Fund LP<br />
United States 12 Month Oil<br />
Fund LP<br />
United States Cellular Corp<br />
United States Commodity<br />
Index Fund<br />
United States Exploration<br />
United States Gasoline Fund<br />
LP<br />
United States Lime &<br />
Minerals Inc
ACCOUNTING SUPPORT FEE<br />
United States Natural Gas<br />
Fund LP<br />
United States Oil Fund LP<br />
United States Steel Corp<br />
United Stationers Inc<br />
UNITED SURGICAL PRTNR<br />
INTL<br />
United Technologies Corp<br />
UNITED THERAPEUTICS<br />
CORP<br />
UNITED UTILITIES PLC<br />
UNITEDGLOBALCOM INC -<br />
CL A<br />
United-Guardian Inc.<br />
UNITEDHEALTH GROUP<br />
INC<br />
Unitil Corp<br />
Unity Bancorp Inc<br />
Universal Access Global Hldg<br />
Universal American Corp<br />
UNIVERSAL<br />
COMPRESSION HLDGS<br />
Universal Corp<br />
UNIVERSAL DETECTION<br />
TECHNOL<br />
Universal Display Corp<br />
Universal Electronics Inc<br />
Universal Energy Corp<br />
Universal Forest Products Inc<br />
UNIVERSAL GUARDIAN<br />
HLDGS INC<br />
Universal Health Realty<br />
Income Trust<br />
Universal Health Services<br />
Inc.<br />
Universal Insurance Holdings<br />
Universal Potash Corp<br />
UNIVERSAL POWER<br />
GROUP INC<br />
Universal Property<br />
Development and Acquisition<br />
Corp<br />
Universal Security<br />
Instruments Inc.<br />
Universal Stainless & Alloy<br />
Products Inc<br />
Universal Technical Institute<br />
Inc.<br />
Universal Travel Group<br />
Universal Truckload Services<br />
Inc<br />
University General Health<br />
Systems Inc<br />
UNIVEST CORP OF<br />
PENNSYLVANIA<br />
UNIVISION<br />
COMMUNICATIONS INC<br />
UNIZAN FINANCIAL CORP<br />
UNOCAL CORP<br />
Unum Group<br />
Unwharrie Capital Corp<br />
UPM-KYMMENE CORP<br />
UPSTREAM BIOSCIENCES<br />
INC<br />
UQM Technologies Inc.<br />
URANERZ ENERGY CORP<br />
Uranium 308 Corp<br />
Uranium Energy Corp<br />
Uranium Resources Inc<br />
Urban Outfitters Inc<br />
Ur-Energy Inc<br />
UROLOGIX INC<br />
Uroplasty Inc<br />
Urstadt Biddle Properties Inc.<br />
US Airways Group Inc<br />
US BIOENERGY CORP<br />
US Concrete Inc<br />
US DATAWORKS INC<br />
US Ecology Inc<br />
US Energy Corp.<br />
US GLOBAL NANOSPACE<br />
INC<br />
US Government Securities<br />
Fund<br />
US Govt Money Market<br />
US Home Systems Inc<br />
US LEC CORP<br />
Us Oncology Inc<br />
US Physical Therapy Inc<br />
US Treasury Cash Rsrvs<br />
US Treasury Money Fund <strong>of</strong><br />
Amer<br />
US UNWIRED INC<br />
US XPRESS ENTP INC -CL<br />
A<br />
USA Mobility Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 135<br />
USA Technologies Inc<br />
USA Truck Inc<br />
USA Uranium Corp<br />
USAA Aggressive Growth<br />
USAA Balanced Strategy<br />
USAA Capital Growth<br />
USAA Cornerstone Strategy<br />
USAA Emerging Markets<br />
USAA Extended Market<br />
Index<br />
USAA Global Opportunities<br />
USAA Government Securities<br />
USAA Growth<br />
USAA Growth & Income<br />
USAA High Income<br />
USAA Income<br />
USAA Income Stock<br />
USAA Intermediate Bond<br />
USAA International<br />
USAA Managed Allocation<br />
USAA Money Market<br />
USAA Precious Metals &<br />
Mineral<br />
USAA S&P 500 Index<br />
USAA Science & Technology<br />
USAA Short Term Bond<br />
USAA Small Cap Stock<br />
USAA Target Retirement<br />
2020<br />
USAA Target Retirement<br />
2030<br />
USAA Target Retirement<br />
2040<br />
USAA Total Return Strategy<br />
USAA TxEx CA Bond<br />
USAA TxEx CA Money<br />
Market<br />
USAA TxEx Intermediate<br />
Term<br />
USAA TxEx Long Term<br />
USAA TxEx Money Market<br />
USAA TxEx Short Term<br />
USAA TxEx VA Bond<br />
USAA TxEx VA Money<br />
Market<br />
USAA TxFr FL Income<br />
USAA Value<br />
USAA World Growth
ACCOUNTING SUPPORT FEE<br />
USANA Health Sciences Inc<br />
USEC Inc<br />
USF CORP<br />
USG Corp<br />
USI HOLDINGS CORP<br />
USN CORP<br />
UST Inc.<br />
Utah Medical Products Inc<br />
Utendahl Institutional Money<br />
Market<br />
UTG INC<br />
UTi Worldwide Inc<br />
Utilities Select Sector SPDR<br />
Fund (The)<br />
Utstarcom Holdings Corp<br />
UWINK INC<br />
V.F. Corp<br />
VA Muni Cash Trust<br />
VAALCO ENERGY INC<br />
VAIL BANKS INC<br />
Valassis Communications<br />
Inc.<br />
Valcent Products Inc<br />
Valeant Pharmaceuticals Inc<br />
Valeant Pharmaceuticals<br />
International Inc<br />
Valence Technology Inc<br />
VALENTIS INC<br />
VALERA<br />
PHARMACEUTICALS INC<br />
VALERO ENERGY CORP<br />
Valhi Inc.<br />
Valiant General MM<br />
Valiant US Treasury MM<br />
VALIC I Blue Chip<br />
VALIC I Foreign Value<br />
VALIC I Global Real Estate<br />
VALIC I Global Social<br />
Awareness<br />
VALIC I Global Strategy<br />
VALIC I Growth<br />
VALIC I Intl Equity<br />
VALIC I Intl Growth<br />
Valic I Large Cap Growth<br />
VALIC I Large Capital Growth<br />
VALIC I Mid Cap Index<br />
VALIC I Mid Cap Strategic<br />
Growth<br />
VALIC I Money Market I<br />
VALIC I Science & Tech<br />
VALIC I Small Cap<br />
VALIC I Small Cap Index<br />
Valic I Small Cap Special<br />
Values<br />
VALIC I Stock Index<br />
VALIC II High Yield Bond<br />
VALIC II Intl Small Cap Eqty<br />
VALIC II Mid Cap Value<br />
VALIC II Money Market II<br />
VALIC II Small Cap Value<br />
VALIC II Social Responsible<br />
VALIC II Strategic Bond<br />
Validus Holdings Ltd<br />
VALLEY BANCORP<br />
VALLEY COMMERCE<br />
BANCORP<br />
VALLEY FINANCIAL CORP<br />
Valley Forge Composite<br />
Technologies Inc<br />
Valley National Bancorp<br />
VALLEY NATIONAL GASES<br />
INC<br />
Valmont Industries Inc<br />
VALOR COMMUNICATIONS<br />
GROUP<br />
Valspar Corp (The)<br />
Value Line Cash<br />
Value Line Emerging Opport<br />
Value Line Fund<br />
VALUE LINE INC<br />
Value Line Income and<br />
Growth<br />
Value Line Larger<br />
Companies<br />
Value Line Premier Growth<br />
Value Line Var Centurion<br />
Value Line Var Strategic<br />
Asset<br />
VALUECLICK INC<br />
ValueVision Media Inc<br />
VAN DER MOOLEN NV<br />
Van Eck Global Hard Assets<br />
Van Eck Global Market<br />
Vectors-Agribusiness ETF<br />
Van Eck Ins WrldWd Emrg<br />
Mkt<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 136<br />
Van Eck Intl Investors Gold<br />
Van Eck VIP Global Hard<br />
Assets Fund<br />
Van Kampen Adv Muni<br />
Van Kampen Aggressive<br />
Growth<br />
Van Kampen CA Insured<br />
TxFr<br />
Van Kampen Core Plus Fixed<br />
Income<br />
Van Kampen Equity Growth<br />
Van Kampen Equity Premium<br />
Income<br />
Van Kampen Focus Equity<br />
Van Kampen Global Eqty<br />
Alloc<br />
Van Kampen Global Value<br />
Equity<br />
Van Kampen GVIT MultiSect<br />
Bd<br />
Van Kampen High Yield old<br />
Van Kampen Leaders<br />
Van Kampen Limited<br />
Duration<br />
Van Kampen Money Market<br />
Van Kampen Mun Inc<br />
Van Kampen NVIT Comstock<br />
Value<br />
Van Kampen Select Growth<br />
Van Kampen Senior Float<br />
Rate<br />
Van Kampen Strategic<br />
Growth<br />
Van Kampen Strategic Muni<br />
Inc<br />
Van Kampen Technology<br />
Van Kampen Value Muni<br />
VanceInfo Technologies Inc<br />
Vanda Pharmaceuticals Inc<br />
Vanguard 500 Index<br />
Vanguard Admiral US Treas<br />
MM<br />
Vanguard Asset Allocation<br />
Vanguard Balanced Index<br />
Vanguard CA Intrmd TxEx<br />
Vanguard CA Long TxEx<br />
Vanguard CA TxEx Money<br />
Market
ACCOUNTING SUPPORT FEE<br />
Vanguard Cap Opportunity<br />
Vanguard Capital Value<br />
Vanguard Consumer Discret<br />
Idx<br />
Vanguard Consumer Staples<br />
Idx<br />
Vanguard Convertible Sec<br />
Vanguard Developed<br />
Markets Idx<br />
Vanguard Diversified Equity<br />
Vanguard Dividend<br />
Appreciation Index<br />
Vanguard Dividend Growth<br />
Vanguard Emerging Markets<br />
Stock Index<br />
Vanguard Energy<br />
Vanguard Energy Index<br />
Vanguard Equity Income<br />
Vanguard European Stock<br />
Index<br />
Vanguard Explorer<br />
Vanguard Extended Duration<br />
Treasury Index<br />
VANGUARD EXTENDED<br />
MARKET ETF<br />
Vanguard Extended Mkt<br />
Index<br />
Vanguard Federal MM<br />
Vanguard Financials Index<br />
Vanguard FL Focused Long<br />
Tax Exempt<br />
Vanguard FTSE All World<br />
ExUS Small Cap Index<br />
Vanguard FTSE All World<br />
ExUSA Index<br />
Vanguard FTSE Social Idx<br />
Vanguard Global Equity<br />
Vanguard GNMA<br />
Vanguard Growth and<br />
Income<br />
Vanguard Growth Equity<br />
Vanguard Growth Index<br />
Vanguard Health Care<br />
Vanguard Health Care Index<br />
Vanguard Health Systems<br />
Inc.<br />
Vanguard High Dividend<br />
Yield Index<br />
Vanguard High Yield Bond<br />
Corp<br />
Vanguard High Yield TxEx<br />
Vanguard IL Developed<br />
Markets Idx<br />
Vanguard IL Index<br />
Vanguard IL Tot Bd Mkt<br />
Index<br />
Vanguard IL Tot Stk Mkt<br />
Index<br />
Vanguard Industrials Indx<br />
Vanguard Inflatn Protect Sec<br />
Vanguard Info Tech Idx<br />
Vanguard Insrd Long TxEx<br />
Vanguard Intermediate Term<br />
Corporate Bond Index<br />
Vanguard Intermediate TxEx<br />
Vanguard International<br />
Explorer<br />
Vanguard International<br />
Growth<br />
Vanguard International Value<br />
Vanguard Intrmd Bond Index<br />
Vanguard Intrmd Invst Grade<br />
Vanguard Intrmd Treasury<br />
Vanguard Large Cap Index<br />
Vanguard LifeStrategy Cnsr<br />
Gro<br />
Vanguard LifeStrategy<br />
Growth<br />
Vanguard LifeStrategy<br />
Income<br />
Vanguard LifeStrategy Mod<br />
Gro<br />
Vanguard Limited TxEx<br />
Vanguard Long Bond Index<br />
Vanguard Long Invst Grade<br />
Vanguard Long Treasury<br />
Vanguard Long TxEx<br />
Vanguard MA TxEx<br />
Vanguard Managed Payout<br />
Distribution Focus<br />
Vanguard Materials Indx<br />
Vanguard Mega Cap 300<br />
Growth Index<br />
Vanguard Mega Cap 300<br />
Index<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 137<br />
Vanguard Mega Cap 300<br />
Value Index<br />
Vanguard Mid Cap Growth<br />
Vanguard Mid Cap Growth<br />
Index<br />
Vanguard Mid Cap Index<br />
Vanguard Mid Cap Value<br />
Index<br />
VANGUARD MID CAP<br />
VIPERS<br />
Vanguard Minerals Corp<br />
Vanguard Morgan Growth<br />
Vanguard Natural Resources<br />
LLC<br />
Vanguard NJ Long TxEx<br />
Vanguard NJ TxEx Money<br />
Market<br />
Vanguard NY Long TxEx<br />
Vanguard NY TxEx Money<br />
Market<br />
Vanguard OH Long Tax<br />
Exempt<br />
Vanguard OH TxEx Money<br />
Market<br />
Vanguard PA Long TxEx<br />
Vanguard PA TxEx Money<br />
Market<br />
Vanguard Pacific Stock Index<br />
Vanguard Precious Metals &<br />
Mining<br />
Vanguard Prime MM<br />
Vanguard PRIMECAP<br />
Vanguard PRIMECAP Core<br />
Vanguard REIT Index<br />
VANGUARD REIT INDEX<br />
VIPERS<br />
Vanguard Selected Value<br />
Vanguard Short Bond Index<br />
Vanguard Short Federal<br />
Vanguard Short Invst Grade<br />
Vanguard Short Term<br />
Corporate Bond Index<br />
Vanguard Short Treasury<br />
Vanguard Short TxEx<br />
Vanguard Small Cap Gro<br />
Index<br />
Vanguard Small Cap Index
ACCOUNTING SUPPORT FEE<br />
Vanguard Small Cap Value<br />
Index<br />
Vanguard Star Fund<br />
Vanguard Strategic Equity<br />
Vanguard Strategic Small<br />
Cap Equity<br />
Vanguard Structured Broad<br />
Market<br />
Vanguard Structured Lg Cap<br />
Equity<br />
Vanguard Target Retirement<br />
2010<br />
Vanguard Target Retirement<br />
2015<br />
Vanguard Target Retirement<br />
2020<br />
Vanguard Target Retirement<br />
2025<br />
Vanguard Target Retirement<br />
2030<br />
Vanguard Target Retirement<br />
2035<br />
Vanguard Target Retirement<br />
2040<br />
Vanguard Target Retirement<br />
2045<br />
Vanguard Target Retirement<br />
2050<br />
Vanguard Target Retirement<br />
Inc<br />
Vanguard Target Retiremnt<br />
2005<br />
Vanguard Tax Mngd<br />
Balanced<br />
Vanguard Tax Mngd Cap<br />
Apprec<br />
Vanguard Tax Mngd Gro &<br />
Inc<br />
Vanguard Tax Mngd Intl<br />
Vanguard Tax Mngd Small<br />
Cap<br />
Vanguard Telecom Svc Idx<br />
Vanguard Total Bond Mkt II<br />
Index<br />
Vanguard Total Bond Mkt<br />
Index<br />
Vanguard Total Intl Stock<br />
Index<br />
VANGUARD TOTAL STOCK<br />
MKT ETF<br />
Vanguard Total Stock Mkt<br />
Index<br />
Vanguard Total World Stock<br />
Index<br />
Vanguard Treasury MM<br />
Vanguard TxEx Money<br />
Market<br />
Vanguard US Growth<br />
Vanguard US Value<br />
Vanguard Utilities Idx<br />
Vanguard Value Index<br />
VANGUARD VALUE VIPERS<br />
Vanguard Var Balanced<br />
Vanguard Var Capital Growth<br />
Vanguard Var Diversified<br />
Value<br />
Vanguard Var Equity Income<br />
Vanguard Var Equity Index<br />
Vanguard Var Growth<br />
Vanguard Var High Yield<br />
Vanguard Var International<br />
Eq<br />
Vanguard Var Mid Cap Index<br />
Vanguard Var Money Market<br />
Vanguard Var REIT Index<br />
Vanguard Var Short Invst<br />
Grade<br />
Vanguard Var Small Co<br />
Growth<br />
Vanguard Var Total Bd Mkt<br />
Idx<br />
Vanguard Var Total Stk Mkt<br />
Idx<br />
Vanguard Wellesley Income<br />
Vanguard Wellington<br />
Vanguard Windsor<br />
Vanguard Windsor II<br />
Vanity Events Holding Inc<br />
VanKamp AC LIT Strategic<br />
Growth<br />
Vans Inc<br />
Vantage Drilling Co<br />
Vantagepoint Aggressive<br />
Opp<br />
Vantagepoint All Equity<br />
Growth Model<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 138<br />
Vantagepoint Asset<br />
Allocation<br />
Vantagepoint Broad Mkt Idx<br />
Vantagepoint Consrv Gro<br />
Model<br />
Vantagepoint Core Bd Index<br />
Vantagepoint Diversifying<br />
Strategies<br />
Vantagepoint Equity Income<br />
Vantagepoint Growth &<br />
Income<br />
Vantagepoint Growth Stock<br />
Vantagepoint Inflation<br />
Protected Securities<br />
Vantagepoint International<br />
Vantagepoint Long Gro<br />
Model<br />
Vantagepoint Low Duration<br />
Bond<br />
Vantagepoint Mid Sml Co Idx<br />
Vantagepoint Money Market<br />
Vantagepoint S&P 500 Stk<br />
Index<br />
Vantagepoint Savings<br />
Oriented Model<br />
Vantagepoint Select Value<br />
Vantagepoint Traditional<br />
Model<br />
Varco International Inc<br />
Varian Inc<br />
VARIAN MEDICAL<br />
SYSTEMS INC<br />
Varian Semiconductor<br />
Equipment Associates Inc<br />
Varsity Brands Inc<br />
VARSITY GROUP INC<br />
VASCO Data Security<br />
International Inc<br />
Vascular Solutions Inc<br />
Vasogen Inc<br />
VASOMEDICAL INC<br />
VASTERA INC<br />
Vaughan Nelson Small Cap<br />
Value<br />
VaxGen Inc<br />
VCA Antech Inc<br />
VECTOR GROUP LTD<br />
Vectren Corp
ACCOUNTING SUPPORT FEE<br />
Veeco Instruments Inc<br />
VELOCITY EXPRESS CORP<br />
Velocity Portfolio Group Inc<br />
Venoco Inc<br />
VENTANA MEDICAL<br />
SYSTEM INC<br />
Ventas Inc.<br />
Ventrus Biosciences Inc<br />
Veolia Environnement, Paris<br />
Vera Bradley Inc<br />
VERASUN ENERGY CORP<br />
Verecloud Inc<br />
Verenium Corp<br />
VeriChip Corp<br />
Veridian Corp<br />
VERIDICOM<br />
INTERNATIONAL INC<br />
Verifone Systems Inc<br />
Verigy Ltd<br />
VERILINK CORP<br />
Verint Systems Inc<br />
Verisign Inc<br />
Verisity Ltd<br />
Verisk Analytics Inc<br />
VERITAS DGC INC<br />
VERITAS SOFTWARE<br />
CORP<br />
VERITY INC<br />
Verizon Communications Inc<br />
Vermilion Energy Inc<br />
Vermillion Inc<br />
Vermont Pure Holdings Ltd.<br />
VERMONT TEDDY BEAR<br />
INC<br />
Versant Corp<br />
Versar Inc.<br />
Verso Paper Corp<br />
Vertex Pharmaceuticals Inc<br />
VERTICAL<br />
COMMUNICATIONS INC<br />
VERTICALNET INC<br />
VERTRUE INC<br />
VeruTEK Technologies Inc<br />
VESTA INSURANCE<br />
GROUP INC<br />
Vestin Group Inc<br />
Vestin Realty Mortgage I Inc<br />
Vestin Realty Mortgage II Inc<br />
Via Net.Works Inc<br />
VIA Pharmaceuticals Inc<br />
VIACELL INC<br />
Viacom Inc<br />
VIAD CORP<br />
VIALTA INC<br />
ViaSat Inc.<br />
VIASPACE INC<br />
VIASYS HEALTHCARE INC<br />
Viasystems Group Inc<br />
Vical Inc<br />
VICEROY EXPLORATION<br />
LTD<br />
Vicon Industries Inc.<br />
Vicor Corp.<br />
Vicor Technologies Inc<br />
Victory Balanced<br />
Victory Diversified Stock<br />
Victory Established Value<br />
Victory Federal MM<br />
Victory Financial Reserve<br />
Victory Fund for Income<br />
Victory Govt Reserve<br />
Victory Growth Stock<br />
Victory Instl Money Market<br />
Victory Intermediate Income<br />
Victory OH Muni Money<br />
Market<br />
Victory Prime Obligation<br />
Victory Small Co Opportunity<br />
Victory Special Value<br />
Victory Stock Index<br />
Victory TxFr Money Market<br />
Victory Value<br />
Victory VIF Diversified Stock<br />
Victory VIF Instl Liquid Resrv<br />
VICURON<br />
PHARMACEUTICALS INC<br />
VIDEO DISPLAY CORP<br />
VIE FINANCIAL GROUP INC<br />
ViewPoint Financial Group<br />
Vignette Corp<br />
Village Bank and Trust<br />
Financial Corp<br />
Village Super Market Inc<br />
Vimicro International Corp<br />
VimpelCom Ltd<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 139<br />
Vina De Concha Y Toro Sa<br />
Conchatoro<br />
Vineyard National Bancorp<br />
Vintage Equity<br />
VINTAGE PETROLEUM INC<br />
VION PHARMACEUTICALS<br />
INC<br />
VIOQUEST<br />
PHARMACEUTICALS INC<br />
Viosolar Inc<br />
VIPER POWERSPORTS INC<br />
Virage Inc<br />
Virage Logic Corp<br />
VIRAGEN INC<br />
Viral Genetics Inc<br />
VIRBAC CORP<br />
VIRCO MFG. CORP<br />
ViRexx Medical Corp<br />
Virgin Media Inc<br />
Virgin Mobile USA Inc<br />
Virginia Commerce Bancorp<br />
VirnetX Holding Corp<br />
VIROPHARMA INC<br />
Virtual Radiologic<br />
Corporation<br />
VirtualScopics Inc<br />
Virtus Alpha Sector Rotation<br />
Virtus Alternatives Diversifier<br />
Virtus Balanced<br />
Virtus Capital Growth<br />
Virtus Emerging Markets<br />
Opportunities<br />
Virtus Foreign Opportunities<br />
Virtus Insight Govt MM<br />
Virtus Insight MM<br />
Virtus Insight TxEx MM<br />
Virtus Investment Partners<br />
Inc<br />
Virtus Mid Cap Value<br />
Virtus Multi Sector Short<br />
Bond<br />
Virtus Premium AlphaSector<br />
Virtus Real Estate Sec<br />
Virtus Strategic Growth<br />
Virtusa Corp<br />
Visa Inc<br />
VISEON INC<br />
Vishay Intertechnology Inc.
ACCOUNTING SUPPORT FEE<br />
Vishay Precision Group Inc<br />
VISICU INC<br />
VISION BANCSHARES INC<br />
VISION GLOBAL<br />
SOLUTIONS INC<br />
Vision Industries Corp<br />
VISIONGATEWAY INC<br />
Vision-Sciences Inc<br />
VIST Financial Corp<br />
Vista Gold Corp<br />
VISTACARE INC<br />
VistaPrint NV<br />
Visual Networks Inc<br />
VISX INC/DE<br />
Vitacost.com Inc<br />
Vital Images Inc<br />
VITAL LIVING INC<br />
Vital Signs Inc.<br />
VITALSTREAM HOLDINGS<br />
INC<br />
Vitamin Shoppe Inc<br />
Vitamin Spice<br />
Vitesse Semiconductor Corp<br />
Vitran Corp Inc.<br />
VITRIA TECHNOLOGY INC<br />
Vitro Sab De CV<br />
VIVENDI UNIVERSAL SA<br />
VIVO PARTICIPACOES SA<br />
VIVUS INC<br />
Vixel Corp<br />
VLOV Inc<br />
VMware Inc<br />
VNUS Medical Technologies<br />
Inc<br />
VOC Energy Trust<br />
VOCALTEC<br />
COMMUNICATIONS LTD<br />
Vocus Inc<br />
VODAFONE GROUP PLC<br />
VOICE MOBILITY INTL INC<br />
VOIP INC<br />
Volcan Holdings Inc<br />
Volcano Corp<br />
Volcom Inc<br />
Voltaire Ltd<br />
Volterra Semiconductor Corp<br />
VOLVO AB<br />
VONAGE HOLDINGS CORP<br />
VORNADO REALTY TRUST<br />
VOXWARE INC<br />
VOXX International Corp<br />
Voyager Learning Co<br />
VOYAGER OIL & GAS INC<br />
Voyant International Corp<br />
VSB Bancorp Inc/NY<br />
VSE CORP<br />
VULCAN INTL CORP<br />
Vulcan Materials Co<br />
VVIT Virtus International<br />
Series<br />
Vyteris Inc<br />
Vyyo Inc<br />
W Holding Co Inc.<br />
W&R Advisors Accumulative<br />
W&R Advisors Asset<br />
Strategy<br />
W&R Advisors Bond<br />
W&R Advisors Cash<br />
Management<br />
W&R Advisors Continental<br />
Inc<br />
W&R Advisors Core<br />
Investment<br />
W&R Advisors Dividend<br />
Opportunities<br />
W&R Advisors Global Bond<br />
W&R Advisors Govt<br />
Securities<br />
W&R Advisors High Income<br />
W&R Advisors Intl Growth<br />
W&R Advisors Muni High<br />
Income<br />
W&R Advisors Municipal<br />
Bond<br />
W&R Advisors New<br />
Concepts<br />
W&R Advisors Retirement<br />
Shrs<br />
W&R Advisors Science &<br />
Tech<br />
W&R Advisors Small Cap<br />
W&R Advisors Value<br />
W&R Advisors Vanguard<br />
W&T Offshore Inc<br />
W. P. Carey & Co. LLC<br />
W.P. Stewart & Co. Ltd<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 140<br />
WA CA Muni Money Market<br />
WA Government Money<br />
Market<br />
WA Institutional AMT Free<br />
Municipal Money Market<br />
WA Institutional Government<br />
Reserves<br />
WA Institutional Money<br />
Market<br />
WA Instl Cash Reserve<br />
WA Instl Liquid Reserve<br />
WA Instl Tax Free Reserves<br />
WA Instl US Treas Reserve<br />
WA Liquid Reserves<br />
WA MA Muni MM<br />
WA Money Market<br />
WA Muni MM<br />
WA NY Muni MM<br />
WA NY TxFr Money Market<br />
WA Premium Liquid Reserve<br />
WA Premium US Treas<br />
Reserv<br />
WA US Treasury Reserves<br />
WA/Citi TxFr Reserves<br />
Wabash National Corp<br />
WABCO Holdings Inc<br />
WABTEC CORP<br />
WACCAMAW<br />
BANKSHARES INC<br />
Wachovia Corp<br />
WACOAL HOLDINGS CORP<br />
Waddell & Reed Financial<br />
Inc.<br />
WaferGen Bio-systems Inc<br />
WAKE FOREST<br />
BANCSHARES INC<br />
WALGREEN CO<br />
Walker & Dunlop Inc<br />
Walking <strong>Company</strong> Holdings<br />
Inc (The)<br />
Wal-Mart Stores Inc<br />
Walt Disney Co (The)<br />
Walter Energy Inc<br />
Walter Investment<br />
Management Corp<br />
Wanger Intl<br />
Wanger Select<br />
Wanger USA
ACCOUNTING SUPPORT FEE<br />
Warnaco Group Inc (The)<br />
Warner Chilcott Plc<br />
Warner Music Group Corp<br />
WARREN RESOURCES INC<br />
Warwick Cmnty Bancorp Inc<br />
WARWICK VALLEY<br />
TELEPHONE CO<br />
Wasatch Core Growth<br />
Wasatch Emerging Markets<br />
Small Cap<br />
Wasatch Heritage Growth<br />
Wasatch International Growth<br />
Wasatch Large Cap Value<br />
Wasatch Long/Short<br />
Wasatch Micro Cap<br />
Wasatch Small Cap Growth<br />
Wasatch Small Cap Value<br />
Wasatch Ultra Growth<br />
Washington Banking Co<br />
Washington Federal Inc.<br />
WASHINGTON GROUP<br />
INTL INC<br />
Washington Mutual Investors<br />
Funds Inc<br />
Washington Post Co (The)<br />
Washington Real Estate<br />
Investment Trust<br />
Washington Trust Bancorp<br />
Inc<br />
Waste Connections Inc.<br />
Waste Industries USA Inc<br />
Waste Management Inc.<br />
WASTE SERVICES INC<br />
WATCHGUARD<br />
TECHNOLOGIES INC<br />
Water Pik Technologies Inc<br />
Waters Corp<br />
Waterstone Financial Inc<br />
Watsco Inc.<br />
Watson Pharmaceuticals Inc.<br />
Watts Water Technologies<br />
Inc<br />
WAUSAU PAPER CORP<br />
Wave Systems Corp.<br />
WAVECOM SA<br />
Waverider Communications<br />
Inc<br />
Wayne Bancorp Inc/Oh<br />
Wayne Hummer Money<br />
WAYNE SAVINGS<br />
BANCSHARES INC<br />
Waypoint Financial Corp<br />
Wayside Technology Group<br />
WCA WASTE CORP<br />
WCI Communities Inc.<br />
We Save Homes Inc<br />
Wealth Minerals<br />
Wealthbuilder Conservative<br />
Allocation<br />
Wealthbuilder Growth<br />
Balanced<br />
Wealthbuilder Moderate<br />
Balanced<br />
Wealthbuilder Tactical Equity<br />
Wealthcraft Systems Inc<br />
Weatherford International Ltd<br />
Web.com Group Inc<br />
WEB.COM INC<br />
Webco Industries Inc<br />
WEBEX<br />
COMMUNICATIONS INC<br />
WEBFINANCIAL CORP<br />
WebMD Health Corp<br />
WebMediaBrands Inc<br />
webMethods Inc<br />
Websense Inc<br />
WEBSIDESTORY INC<br />
Webster City Fed Bancorp<br />
Webster Financial Corp<br />
WEBZEN INC<br />
Weight Watchers<br />
International Inc.<br />
Weikang Bio-Technology<br />
Group Co Inc<br />
Weingarten Realty Investors<br />
Weis Markets Inc.<br />
Weitz Partners III Opportunity<br />
Weitz Partners Value<br />
Weitz Series Hickory<br />
Weitz Short-Intermediate<br />
Income<br />
Weitz Value<br />
WellCare Health Plans Inc<br />
WELLCHOICE INC<br />
Wellman Inc.<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 141<br />
WELLPOINT HEALTH<br />
NETWRKS INC<br />
WellPoint Inc<br />
Wells Fargo & Co<br />
Wells Fargo Advantage<br />
Global Dividend Opportunity<br />
Fund<br />
Wells Fargo Advantage<br />
Income Opportunities Fund<br />
Wells Fargo Advantage Multi-<br />
Sector Income Fund<br />
Wells Fargo Avtg 100%<br />
Treas MM<br />
Wells Fargo Avtg Adjustable<br />
Rate Government<br />
Wells Fargo Avtg Aggressive<br />
Allocation<br />
Wells Fargo Avtg Asia Pacific<br />
Wells Fargo Avtg Asset<br />
Allocation<br />
Wells Fargo Avtg CA Ltd<br />
TxFr<br />
Wells Fargo Avtg CA TxFr<br />
Bond<br />
Wells Fargo Avtg CA TxFr<br />
MM<br />
Wells Fargo Avtg CA TxFr<br />
MM Trust<br />
Wells Fargo Avtg Capital<br />
Growth<br />
Wells Fargo Avtg Cash Invest<br />
MM<br />
Wells Fargo Avtg CB Lg Cap<br />
Value<br />
Wells Fargo Avtg CB Mid<br />
Cap Value<br />
Wells Fargo Avtg Classic<br />
Value<br />
Wells Fargo Avtg Common<br />
Stock<br />
Wells Fargo Avtg<br />
Conservative Allocation<br />
Wells Fargo Avtg Core Equity<br />
Wells Fargo Avtg Corporate<br />
Bond<br />
Wells Fargo Avtg Disciplined<br />
U.S. Core
ACCOUNTING SUPPORT FEE<br />
Wells Fargo Avtg Disciplined<br />
Value<br />
Wells Fargo Avtg Discovery<br />
Wells Fargo Avtg Diversified<br />
Capital Builder<br />
Wells Fargo Avtg Diversified<br />
Equity<br />
Wells Fargo Avtg Diversified<br />
Income Builder<br />
Wells Fargo Avtg Diversified<br />
International<br />
Wells Fargo Avtg Diversified<br />
Small Cap<br />
Wells Fargo Avtg Dow Jones<br />
Target 2010<br />
Wells Fargo Avtg Dow Jones<br />
Target 2015<br />
Wells Fargo Avtg Dow Jones<br />
Target 2020<br />
Wells Fargo Avtg Dow Jones<br />
Target 2025<br />
Wells Fargo Avtg Dow Jones<br />
Target 2030<br />
Wells Fargo Avtg Dow Jones<br />
Target 2035<br />
Wells Fargo Avtg Dow Jones<br />
Target 2040<br />
Wells Fargo Avtg Dow Jones<br />
Target 2050<br />
Wells Fargo Avtg Dow Jones<br />
Target Today<br />
Wells Fargo Avtg Emerging<br />
Markets Equity<br />
Wells Fargo Avtg Emerging<br />
Markets Focus<br />
Wells Fargo Avtg Endeavor<br />
Select<br />
Wells Fargo Avtg Enterprise<br />
Wells Fargo Avtg Equity<br />
Income<br />
Wells Fargo Avtg Equity<br />
Index<br />
Wells Fargo Avtg Global<br />
Opportunities<br />
Wells Fargo Avtg<br />
Government Sec<br />
Wells Fargo Avtg Govt MM<br />
Wells Fargo Avtg Growth<br />
Wells Fargo Avtg Growth &<br />
Income<br />
Wells Fargo Avtg Growth<br />
Balanced<br />
Wells Fargo Avtg Growth<br />
Equity<br />
Wells Fargo Avtg Heritage<br />
Money Market<br />
Wells Fargo Avtg High<br />
Income<br />
Wells Fargo Avtg High Yield<br />
Bd<br />
Wells Fargo Avtg High Yield<br />
Bond<br />
Wells Fargo Avtg Income<br />
Plus<br />
Wells Fargo Avtg Index<br />
Wells Fargo Avtg Index Asset<br />
Allocation<br />
Wells Fargo Avtg<br />
Intermediate Tax AMT Free<br />
Wells Fargo Avtg<br />
International Bond<br />
Wells Fargo Avtg<br />
International Equity<br />
Wells Fargo Avtg<br />
International Value<br />
Wells Fargo Avtg Intrinsic<br />
Value<br />
Wells Fargo Avtg Intrmd Govt<br />
Income<br />
Wells Fargo Avtg Large Cap<br />
Growth<br />
Wells Fargo Avtg Large<br />
<strong>Company</strong> Core<br />
Wells Fargo Avtg Large<br />
<strong>Company</strong> Growth<br />
Wells Fargo Avtg Liquidity<br />
Reserve MM<br />
Wells Fargo Avtg Mid Cap<br />
Growth<br />
Wells Fargo Avtg Moderate<br />
Balanced<br />
Wells Fargo Avtg Money<br />
Market<br />
Wells Fargo Avtg Money<br />
Market Trust<br />
Wells Fargo Avtg Muni MM<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 142<br />
Wells Fargo Avtg Municipal<br />
Bond<br />
Wells Fargo Avtg Municipal<br />
Cash Management Money<br />
Market<br />
Wells Fargo Avtg Natl TxFr<br />
Wells Fargo Avtg Natl TxFr<br />
MM<br />
Wells Fargo Avtg Natl TxFr<br />
MM Trust<br />
Wells Fargo Avtg NY Muni<br />
MM<br />
Wells Fargo Avtg Omega<br />
Growth<br />
Wells Fargo Avtg Opportunity<br />
Wells Fargo Avtg Overland<br />
Exp Sweep<br />
Wells Fargo Avtg PA Tax-<br />
Free<br />
Wells Fargo Avtg Precious<br />
Metals<br />
Wells Fargo Avtg Premier<br />
Large <strong>Company</strong> Growth<br />
Wells Fargo Avtg Prime Invst<br />
MM<br />
Wells Fargo Avtg Short Bond<br />
Wells Fargo Avtg Short Govt<br />
Bond<br />
Wells Fargo Avtg Short High<br />
Yield Bond<br />
Wells Fargo Avtg Short Muni<br />
Bond<br />
Wells Fargo Avtg Small Cap<br />
Disciplined<br />
Wells Fargo Avtg Small Cap<br />
Growth<br />
Wells Fargo Avtg Small Cap<br />
Opport<br />
Wells Fargo Avtg Small Cap<br />
Value<br />
Wells Fargo Avtg Small<br />
<strong>Company</strong> Growth<br />
Wells Fargo Avtg Small<br />
<strong>Company</strong> Value<br />
Wells Fargo Avtg Special Mid<br />
Cap Value<br />
Wells Fargo Avtg Specialized<br />
Small Cap Value
ACCOUNTING SUPPORT FEE<br />
Wells Fargo Avtg Stable<br />
Income<br />
Wells Fargo Avtg Strategic<br />
Large Cap Growth<br />
Wells Fargo Avtg Strategic<br />
Municipal Bond<br />
Wells Fargo Avtg Total<br />
Return Bond<br />
Wells Fargo Avtg Treas Plus<br />
MM<br />
Wells Fargo Avtg Ultra Short<br />
Income<br />
Wells Fargo Avtg Ultra Short<br />
Muni<br />
Wells Fargo Avtg US Value<br />
Wells Fargo Avtg Utility &<br />
Telecommunications<br />
Wells Fargo Divers Bond<br />
Wells Fargo Govt IL MM<br />
Wells Fargo Growth<br />
Wells Fargo Income<br />
Wells Fargo MN TxFr<br />
Wells Fargo Prime Inv IL MM<br />
Wells Fargo SIFE Splzd Finl<br />
Wells Financial Corp<br />
Wells S&P REIT Index<br />
Wells-Gardner Electronics<br />
Corp<br />
Wendy's Co<br />
Wendy's International Inc.<br />
Werner Enterprises Inc.<br />
WesBanco Inc<br />
WESCAST INDUSTRIES -<br />
CL A<br />
Wesco Aircraft Holdings Inc<br />
WESCO FINANCIAL CORP<br />
WESCO International Inc<br />
WESCORP ENERGY INC<br />
Wesmark Growth<br />
WEST BANCORPORATION<br />
INC<br />
West Coast Bancorp<br />
WEST CORP<br />
West Marine Inc<br />
West Pharmaceutical<br />
Services Inc.<br />
WEST POINTE BANCORP<br />
INC<br />
Westaff Inc<br />
Westaim Corp (The)<br />
Westamerica Bancorporation<br />
Westar Energy Inc.<br />
WESTBANK CORP<br />
WESTBOROUGH FINL<br />
SVCS INC<br />
Westcore Flexible Income<br />
Westcore Growth<br />
Westcore Plus Bond<br />
Westcore Select<br />
Westcore Small Cap Value<br />
WESTCORP<br />
Westell Technologies Inc<br />
Western Alliance<br />
Bancorporation<br />
Western Asset 2008<br />
Worldwide Dollar<br />
Government Term Trust Inc<br />
Western Asset Absolute<br />
Return<br />
Western Asset Core + Bond<br />
Western Asset Core Bond<br />
Western Asset Emerging<br />
Markets Debt Fund Inc<br />
Western Asset Emerging<br />
Markets Income Fund Inc<br />
Western Asset Global<br />
Corporate Defined<br />
Opportunity Fund Inc<br />
Western Asset Global High<br />
Income Fund Inc<br />
Western Asset High Income<br />
Fund II Inc<br />
Western Asset High Income<br />
Opportunity Fund Inc<br />
Western Asset Inflation Index<br />
Plus Bond<br />
Western Asset Managed<br />
High Income Fund Inc<br />
Western Asset Managed<br />
Municipals Fund Inc<br />
Western Asset Municipal<br />
Defined Opportunity Trust Inc<br />
Western Asset/Claymore<br />
Inflation-Linked Opportunities<br />
& Income F<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 143<br />
Western Asset/Claymore<br />
Inflation-Linked Securities &<br />
Income Fund<br />
Western Copper and Gold<br />
Corp<br />
WESTERN DIGITAL CORP<br />
Western Gas Partners Lp<br />
WESTERN GAS<br />
RESOURCES INC<br />
Western Goldfields Inc<br />
Western High Yield<br />
Western Intrmd Bond<br />
Western Liberty Bancorp<br />
Western Ohio Finl Corp<br />
Western Refining Inc<br />
WESTERN SIERRA<br />
BANCORP<br />
WESTERN SIERRA MINING<br />
CORP<br />
WESTERN SILVER CORP<br />
Western Sizzlin Corp<br />
Western Standard Energy<br />
Corp<br />
Western Union Co<br />
WESTERN WIND ENERGY<br />
CORP<br />
WESTERN WIRELESS<br />
CORP -CL A<br />
Westfield Financial Inc<br />
Westlake Chemical Corp<br />
Westmoreland Coal Co<br />
Westpac Banking Corp<br />
Westpoint Stevens Inc<br />
Westport Fund<br />
Westport Innovations Inc<br />
Westport Resources Corp<br />
Westport Select Cap<br />
WESTSIDE ENERGY CORP<br />
Weststar Financial Services<br />
Corp<br />
Westway Group Inc<br />
Westwood Holdings Group<br />
Inc.<br />
Wet Seal Inc (The)<br />
Weyco Group Inc<br />
Weyerhaeuser Co<br />
WFAVT Asset Allocation<br />
WFAVT Opportunity
ACCOUNTING SUPPORT FEE<br />
WFS FINANCIAL INC<br />
WGL Holdings Inc.<br />
WGNB Corp.<br />
W-H Energy Services Inc<br />
WHEATON RIVER<br />
MINERALS LTD<br />
Wheeling Pittsburgh Corp<br />
WHERIFY WIRELESS INC<br />
WHG Smidcap<br />
Whirlpool Corp<br />
White Electronic Designs<br />
Corp<br />
WHITE MOUNTAIN<br />
TITANIUM CORP<br />
White Mountains Insurance<br />
Group Ltd<br />
White Oak Select Growth<br />
White River Capital Inc<br />
WHITEHALL JEWELLERS<br />
INC<br />
Whitestone REIT<br />
Whiting Petroleum Corp<br />
Whiting USA Trust I<br />
Whitney Holding Corp.<br />
WHITNEY INFORMATION<br />
NET INC<br />
WHITTIER ENERGY CORP<br />
WHOLE FOODS MARKET<br />
INC<br />
Widepoint Corp<br />
WIDERTHAN CO LTD -ADS<br />
WiFiMed Holdings Co Inc<br />
Wi-LAN Inc<br />
WILBER CORP<br />
WILD OATS MARKETS INC<br />
Willamette Valley Vineyards<br />
Inc<br />
Willbros Group Inc.<br />
Willdan Group Inc<br />
WILLIAM LYON HOMES<br />
William Penn Bancorp Inc<br />
Williams Coal Seam Gas<br />
Royalty Trust<br />
Williams Controls Inc<br />
Williams Cos Inc. (The)<br />
WILLIAMS PARTNERS LP<br />
Williams Pipeline Partners LP<br />
WILLIAMS SCOTSMAN INTL<br />
Williams-Sonoma Inc.<br />
Willis Group Holdings Plc<br />
Willis Lease Finance Corp<br />
Willow Creek Enterprises Inc<br />
Willow Financial Bancorp Inc<br />
Wilmington Large Cap<br />
Strategy<br />
Wilmington Multi Mgr Intl<br />
Wilmington Multi Mgr Real<br />
Asset<br />
Wilmington Premier Money<br />
Mkt<br />
Wilmington Prime MM<br />
Wilmington Trust Corp<br />
Wilmington TxEx MM<br />
Wilmington US Government<br />
MM<br />
Wilshire 5000 Index Portfolio<br />
Wilshire Bancorp Inc<br />
Wilshire Enterprises Inc.<br />
Wilshire Large <strong>Company</strong><br />
Growth<br />
Wilshire VIT Balanced<br />
Wilshire VIT Equity<br />
Wilson Holdings Inc<br />
Wilsons The Leather Experts<br />
Inc<br />
Wiltel Communications<br />
Group<br />
Wimm-Bill-Dann Foods<br />
OJSC<br />
Wind Energy America Inc<br />
Wind River Systems Inc<br />
WINDROSE MEDICAL<br />
PPTYS TR<br />
Windstream Corp<br />
Winland Ocean Shipping<br />
Corp<br />
Winmark Corp<br />
Winn-Dixie Stores Inc.<br />
Winnebago Industries Inc.<br />
Winner Medical Group Inc<br />
Winslow Green Growth<br />
WinSonic Digital Media<br />
Group Ltd<br />
WINSTON HOTELS INC<br />
Winston Pharmaceuticals Inc<br />
Wintergreen Fund<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 144<br />
Winthrop Realty Trust Inc<br />
Winton Financial Corp<br />
Wintrust Financial Corp.<br />
WINWIN GAMING INC<br />
WIPRO LTD<br />
Wireless Ronin Technologies<br />
Inc<br />
Wireless Telecom Group Inc.<br />
WIRELESS XCESSORIES<br />
GRP INC<br />
Wisconsin Energy Corp<br />
WisdomTree DEFA Fund<br />
WisdomTree Dividend Ex-<br />
Financials Fund<br />
WisdomTree Dreyfus<br />
Chinese Yuan Fund<br />
WisdomTree Dreyfus<br />
Emerging Currency Fund<br />
WisdomTree Emerging<br />
Markets Equity Income Fund<br />
WisdomTree Emerging<br />
Markets Local Debt Fund<br />
WisdomTree Emerging<br />
Markets Small Cap Dividend<br />
Fund<br />
WisdomTree India Earnings<br />
Fund ETF<br />
WisdomTree International<br />
Dividend Top 100 Fund<br />
WisdomTree International<br />
SmallCap Dividend Fund<br />
WisdomTree LargeCap<br />
Dividend Fund<br />
Wiser Oil Co<br />
Witness Systems Inc<br />
WITS BASIN PRECIOUS<br />
MINERALS<br />
WIZZARD SOFTWARE<br />
CORP<br />
WJ Communications Inc<br />
Wm Blair Emerging Markets<br />
Growth<br />
Wm Blair Growth<br />
Wm Blair Income<br />
Wm Blair Instl Intl Equity<br />
Wm Blair Instl Intl Growth<br />
Wm Blair Intl Equity<br />
Wm Blair Intl Growth
ACCOUNTING SUPPORT FEE<br />
Wm Blair Intl Small Cap<br />
Growth<br />
Wm Blair Ready Reserves<br />
Wm Blair Small Cap Growth<br />
WM Growth<br />
WM Growth & Income<br />
WM International Growth<br />
WM Money Market<br />
WM REIT<br />
WM Small Cap Growth<br />
WM Small Cap Value<br />
WM Tax Exempt Bond<br />
WM Variable Growth &<br />
Income<br />
WM Variable Growth Fund<br />
WM. Wrigley Jr. Co<br />
WMC RESOURCES LTD<br />
WMI Holdings Corp.<br />
WMS Industries Inc.<br />
WNS (Holdings) Ltd<br />
Wolohan Lumber Co<br />
WOLSELEY PLC<br />
Wolverine Tube Inc.<br />
Wolverine World Wide Inc.<br />
Women First Healthcare<br />
Woodbridge Holdings Corp<br />
WOODHEAD INDUSTRIES<br />
INC<br />
Woodward Inc<br />
Woori Financial Holdings Co<br />
Ltd<br />
WORDLOGIC CORP<br />
Workflow Mgmt Inc<br />
Workstream Inc<br />
World Acceptance Corp<br />
WORLD AIR HOLDINGS INC<br />
World Color Press Inc<br />
World Energy Solutions Inc<br />
World Fuel Services Corp<br />
WORLD HEALTH<br />
ALTERNATIVES<br />
World Heart Corp<br />
WORLD WASTE<br />
TECHNOLOGIES INC<br />
World Wrestling<br />
Entertainment Inc.<br />
WORLDSPACE INC<br />
WORLDWIDE BIOTECH &<br />
PHARMA<br />
Worldwide Restaurant<br />
Concept<br />
WORONOCO BANCORP<br />
INC<br />
Worthington Industries Inc.<br />
Wound Management<br />
Technologies Inc<br />
WPCS INTERNATIONAL<br />
INC<br />
WPP PLC<br />
Wright Medical Group Inc<br />
WSB Financial Group Inc<br />
WSB Holdings Inc<br />
WSFS FINANCIAL CORP<br />
WSP Holdings Ltd<br />
Wuhan General Group<br />
(China) Inc<br />
WuXi PharmaTech (Cayman)<br />
Inc<br />
WVS Financial Corp.<br />
WYETH<br />
WYNDHAM<br />
INTERNATIONAL INC<br />
Wyndham Worldwide Corp<br />
Wynn Resorts Ltd<br />
X CHANGE CORP<br />
XATA Corp<br />
Xcel Energy Inc.<br />
XCELERA INC<br />
Xcorporeal Inc<br />
XCYTE THERAPIES INC<br />
XECHEM INTERNATIONAL<br />
INC<br />
Xenith Bankshares Inc<br />
Xeno Transplants Corp<br />
XENOGEN CORP<br />
XENOMICS INC<br />
Xenonics Holdings Inc<br />
XENOPORT INC<br />
Xerium Technologies Inc<br />
Xerox Corp<br />
XETA Technologies Inc<br />
XETHANOL CORP<br />
XFONE INC<br />
Xicor Inc<br />
Xilinx Inc.<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 145<br />
XINHUA CHINA LTD<br />
Xinhua Sports &<br />
Entertainment Ltd<br />
Xinyuan Real Estate Co Ltd<br />
XL Group Plc<br />
XM Satellite Radio Holdings<br />
Inc<br />
XO Holdings Inc<br />
XOMA Corp<br />
XPO Logistics Inc<br />
XRG INC<br />
X-Rite Inc<br />
XSTREAM MOBILE<br />
SOLUTIONS CP<br />
XSUNX INC<br />
XTENT INC<br />
XTL<br />
BIOPHARMACEUTICALS<br />
XTO Energy Inc.<br />
Xtra-Gold Resources Corp<br />
Xueda Education Group<br />
XYBERNAUT CORP<br />
Xylem Inc<br />
Xyratex Ltd<br />
Yacktman Focused<br />
Yacktman Fund<br />
Yadkin Valley Financial Corp<br />
Yahoo Inc<br />
YAK COMMUNICATIONS<br />
INC<br />
Yamana Gold Inc<br />
Yandex NV<br />
Yanglin Soybean Inc<br />
YANKEE CANDLE CO INC<br />
Yanzhou Coal Mining Co Ltd<br />
YARDVILLE NATIONAL<br />
BANCORP<br />
Yayi International Inc<br />
Yellowcake Mining Inc<br />
YieldQuest Total Return<br />
Bond<br />
Yingli Green Energy Holdings<br />
Co Ltd<br />
YM BIOSCIENCES INC<br />
Yongye International Inc<br />
YORK INTERNATIONAL<br />
CORP<br />
York Water <strong>Company</strong> (The)
ACCOUNTING SUPPORT FEE<br />
Youbet.com Inc<br />
Youku Inc<br />
Young Broadcasting Inc<br />
Young Innovations Inc<br />
Ypf Sociedad Anonima<br />
Yacimientos Petroliferos<br />
Fiscales<br />
YRC Worldwide Inc<br />
YTB INTERNATIONAL INC<br />
Yucheng Technologies Ltd<br />
Yuhe International Inc<br />
Yukon-Nevada Gold Corp<br />
YUM! Brands Inc.<br />
Zagg Inc<br />
Zale Corp<br />
Zalicus Inc<br />
Zanett Inc<br />
Zarlink Semiconductor Inc.<br />
ZBB Energy Corp<br />
Zebra Technologies Corp.<br />
Zeltiq Aesthetics Inc<br />
Zenith National Insurance<br />
Corp<br />
Zep Inc<br />
Zhaoheng Hydropower Co<br />
Zhone Technologies Inc.<br />
Zhongpin Inc<br />
Zi Corp<br />
Zila Inc<br />
Zillow Inc<br />
Zilog Inc<br />
Zimmer Holdings Inc<br />
Zion Oil & Gas Inc<br />
Zions Bancorporation<br />
ZIOPHARM Oncology Inc<br />
Zipcar Inc<br />
ZipRealty Inc<br />
Zix Corp.<br />
Zogenix Inc<br />
Zoltek Cos Inc<br />
ZOMAX INC/MN<br />
ZONE 4 PLAY INC<br />
ZONES INC<br />
Zoo Entertainment Inc<br />
ZOOM TECHNOLOGIES<br />
INC<br />
Zoran Corp<br />
Zoro Mining Corp<br />
ZST Digital Networks Inc<br />
Z-TRIM HOLDINGS INC<br />
Zulu Energy Corp<br />
Zumiez Inc<br />
ZVUE Corp<br />
Zweig Fund Inc. (The)<br />
Zweig Total Return Fund Inc.<br />
(The)<br />
ZYGO CORP<br />
ZYMOGENETICS INC<br />
Zynex Inc<br />
Zynga Inc<br />
<strong>Issuers</strong> With <strong>No</strong> <strong>Outstanding</strong><br />
<strong>Past</strong>-<strong>Due</strong> Share as <strong>of</strong><br />
<strong>No</strong>vember 15, 2012<br />
Page 146
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