Justice William Charles Crockett AO - Victorian Bar

Justice William Charles Crockett AO - Victorian Bar Justice William Charles Crockett AO - Victorian Bar

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instructed jury (acting reasonably, andapplying the correct onus and standardof proof) would inevitably have convicted.7In relatively recent times, however,judicial uncertainty as to the meaning ofthe proviso has been expressed. As hasbeen noted above, the body of s.568(1)permits an appeal to be allowed if therebe a “miscarriage of justice”, whereas theproviso permits dismissal of an appeal ifthere be no “substantial miscarriage ofjustice”. The judicially perceived tensionbetween the body of the provision and theproviso has been the subject of a deal ofdiscussion, 8 culminating in Weiss.34WEISS IN THE COURT OF APPEALThe appeal to the High Court in Weisswas, so it seems, prompted by certainobservations of Callaway JA in the Courtof Appeal with respect to the correctapplication of the proviso.Before turning to those observations itis worthwhile briefly setting out the factualcontext in which they were made.The appellant, Bohdan Weiss, wasconvicted of the murder of Helen Grey. MsGrey was beaten to death on 24 November1994. At his trial, Jean Horstead, withwhom the appellant was living in 1994,was an important witness against him.She gave evidence that, on the night ofthe murder, the appellant had confessedto her that he had killed Ms Grey. She saidthat she had at first provided the appellantwith a false alibi. Some years later,however, after she had left the relationshipwith the appellant and moved toAmerica, she had decided to tell the truth.Evidence was led that, some time after MsGrey was murdered, the appellant formedand maintained a sexual relationship witha female other than Ms Horstead. Overobjection, the prosecution was permittedto adduce evidence in cross-examinationof the appellant that at the time he beganhis relationship with the other femaleshe was not yet 15 years old. (It was notdisputed on appeal that evidence of herage should not have been adduced.) Tomaintain a sexual relationship with a girlunder 16 years was a serious crime. Theprosecution did not later suggest thatmaintaining a sexual relationship with anunder-age female went to the appellant’scredit.In the Court of Appeal, the Court(Callaway and Batt JJA, and Harper AJA)unanimously held that the evidence of thefemale’s age should not have been admitted.Callaway JA (with whose reasonsthe other members of the Court agreed)held that her age was not relevant, that itcould not be led to bolster the credit of MsHorstead and that, if it did have any significantprobative value, it was outweighedby its prejudicial quality. The Court ofAppeal nonetheless dismissed the appellant’sappeal, holding that the proviso tos.568(1) of the Crimes Act 1958 applied.Following discussion of the state of theauthorities concerning the proviso and itsapplication, Callaway JA concluded that adistinction should be drawn between anappellate court asking whether, withoutthe wrongly admitted evidence, “the juryat the appellant’s trial” would inevitablyWeiss was a joint judgmentof six members of theHigh Court (Gleeson CJ,Gummow, Kirby, Hayne,Callinan and Heydon JJ).In the Court’s analysis,the root question was oneof statutory construction.The words of the statutegovern, not the variousjudicial attempts atinterpretation.have convicted him, and asking whether,without that evidence, “any reasonablejury”, properly instructed, would inevitablyhave convicted him. On the formertest (the “this jury” test) Callaway JAconcluded that the appellant’s convictionwas inevitable; on the latter test (the “anyreasonable jury” test) he was of the opinionthat it could not be said that the appellant’sconviction was inevitable.Given some earlier Victorian decisions,Callaway JA concluded that the relevanttest was the “this jury” test and that theappeal should be dismissed. He outlinedthe parameters of the debate as follows: 9Putting fundamental irregularity to oneside, there are two expressions that areused to describe cases where the provisodoes not apply. One expression refers tothe loss of a chance of acquittal, whether a“real chance” or a “chance which was fairlyopen”. The other expression is that theconviction of the appellant was inevitable.It is clear from the authorities that they aredifferent ways of expressing the same test. Ihave always proceeded on the basis that theproviso may be applied where the wrongdecision on a question of law or other irreg-ularity made no difference and that thatis all that is meant when it is said that anappellant’s conviction was inevitable. It was“inevitable” in the sense that this jurywould still have convicted the appellantin the absence of the irregularity, notthat he or she would have been convictedby any reasonable jury. In other words,I have not regarded the proviso as inapplicablesimply because, for reasons whollyunconnected with the wrong decision orother irregularity, a reasonable jury mighthave acquitted the appellant or confinedthe proviso to cases where a verdict ofacquittal would be perverse. I have adoptedmy customary approach in this case, believingit to be normal practice in this State, butI acknowledge that I have been troubled bysome statements of high authority. If thetest were inevitability, in the sense thatany reasonable jury properly instructedwould inevitably have reached the sameconclusion as this jury, I could not applythe proviso to this case. A new trial wouldhave to be directed. [Emphasis added; footnotesomitted.]With these words in mind it is timelyto consider the High Court’s treatment ofthe proviso on appeal from the Court ofAppeal’s judgment.THE “EXCHEQUER RULE”Weiss was a joint judgment of six membersof the High Court (Gleeson CJ, Gummow,Kirby, Hayne, Callinan and Heydon JJ). Inthe Court’s analysis, the root question wasone of statutory construction. The wordsof the statute govern, not the various judicialattempts at interpretation. Accordingto the Court, the task of construction wasnot to be accomplished “by simply takingthe text of the statute in one hand and adictionary in the other”. 10It was pointed out that the CriminalAppeal Act 1907 (UK), from which theproviso is drawn, was enacted againstthe backdrop of the Exchequer rule. 11 Incriminal cases the rule was stated as beingthat “if any bit of evidence not legallyadmissible, which might have affected theverdict, had gone to the jury, the partyagainst whom it was given was entitledto a new trial” 12 . Having regard to history,the High Court concluded that the provisocontained in s.4(1) of the 1907 Act wasintended to abolish the Exchequer rule. 13So much might be accepted.Moreover, the High Court thought thathistory and the Exchequer rule also shedlight on the drafting of the section. As wehave seen, s.568(1) of the Crimes Act

1958 provides that the Court of Appealshall allow an appeal against convictionif there is a “miscarriage of justice”; butmay dismiss the appeal if it considersthat no substantial miscarriage of justicehas actually occurred. Under the oldExchequer rule, “miscarriage of justice”was any departure from trial accordingto law, regardless of the nature orimportance of that departure. Accordingto the High Court’s analysis, the use ofthe words “substantial” and “actuallyoccurred” in the proviso were intendedto require the appellate court to considermatters “beyond the bare question ofwhether there had been any departurefrom applicable rules of evidence orprocedure” 14 . Again, so much may beaccepted.THE HIGH COURT’S ERROROnce the view is arrived at that theproviso was intended to require considerationof matters beyond the question ofwhether there had been a departure fromapplicable rules of evidence or procedure,the next question to arise is, what mattersare to be addressed in deciding whethera substantial miscarriage of justice hasactually occurred? The Court said: “Thequestion becomes, when is that interventionjustified?” And that, in turn, requiresexamination of when a court shouldconclude that “no substantial miscarriageof justice has actually occurred”. 15It is at this point that, with respect, theCourt fell into error.The Court made it plain that an appellatecourt is required to decide for itselfwhether a substantial miscarriage of justicehas actually occurred. To look to inevitabilityof result, or to a “fair” or “real chance ofacquittal”, and thus to look to what a jury(whether the trial jury or a hypotheticalreasonable jury) might have done is, in theHigh Court’s opinion, “to distract attentionfrom the statutory task as expressed bycriminal appeal statutes”. 16It might be accepted undoubtedlyas correct that an appellate court mustdecide for itself whether there has in agiven case been a substantial miscarriageof justice. The section requires no less. Ina breathtaking glide, however, and contraryto a long line of authority, the HighCourt concluded that the task of decidingwhether a substantial miscarriageof justice has actually occurred “is to beundertaken in the same way an appellatecourt decides whether the verdict of thejury should be set aside on the ground thatit is unreasonable, or cannot be supportedhaving regard to the evidence”. 17 Why thatis so is not expressed with any clarity, ifat all.Approaching the determination of themeaning of the proviso as one of statutoryconstruction, then it is submittedthat there simply is no justification forreading into the words of the section theimplication that the appellate court mustapproach the matter in the same way thatit decides whether the verdict of the juryshould be set aside on the ground that itis unreasonable, or cannot be supportedhaving regard to the evidence. Such animplication — if it is to be found — couldonly flow from the words “the Court ofAppeal may, notwithstanding that it is ofopinion that the point raised in the appealmight be decided in favour of the appellant,dismiss the appeal ‘if it considers thatno substantial miscarriage of justice hasactually occurred’”. Nothing in these barewords — even paying due regard to thehistorical underpinnings of the Exchequerrule — is capable of founding the approachnow dictated by the High Court.Indeed, the words of the statute pointthe other way. To approach the matterin the manner suggested by the Courtin Weiss is arguably to render the firstground for intervention by an appellatecourt found in the body of s 568(1) of theCrimes Act 1958 (and its equivalents)superfluous.THE “CURATIVE” CANADIANCRIMINAL CODEThe High Court does not appear to haveconsidered the position in Canada.In that country the proviso 18 isdescribed as “the curative provision”. It isregarded as placing a burden on the Crownto justify the denial of a new trial despitethe presence of error in the court fromwhich the appeal is brought. Satisfactionof the onus is a condition precedent to theapplication of the proviso. However, theproviso need not be applied even if theonus is met. 19 The question to be askedis whether the verdict would necessarilyhave been the same if the error had notoccurred. 20The leading case upon the applicationof the proviso in Canada is that of theSupreme Court of Canada in R v Khan[2001] 3 SCR 823; (2001) 160 CCC (3d).Arbour J (delivering the judgment ofMcLachlin C.J. and L’Heureux-Dubé,Gonthier, Major, Binnie and Arbour JJ)described the position as follows:[27] In every case, if the reviewing courtconcludes that the error, whetherprocedural or substantive, led to adenial of a fair trial, the court mayproperly characterize the matter asone where there was a miscarriage ofjustice. In that case, no remedial provisionis available and the appeal mustbe allowed. I will now examine thesepropositions in more detail.[28] This Court has enunciated on numerousoccasions the proper test for theapplication of the curative proviso (seeColpitts v The Queen [1965] SCR 739;Wildman v The Queen [1984] 2 SCR311; R. v B (FF) [1993] 1 SCR 697; R. vBevan [1993] 2 SCR 599). It can onlybe applied where there is no “reasonablepossibility that the verdictwould have been different had theerror ... not been made” (Bevan,supra, at p. 617).[29] The jurisprudence reveals that theproviso will generally be applied, inaccordance with the above principles,in two types of situations. A. W.Mewett has described the two possibleapproaches in “No Substantial Miscarriageof Justice”, in A. N. Doob and E.L. Greenspan, eds., Perspectives inCriminal Law (1985), 81, at p. 94:What we see are again two fundamentallydifferent views of theapplication of the proviso. Oneview proceeds on the basis of askingwhether, absent the error orwrongly admitted evidence, therest of the evidence is so overwhelmingas to make the outcomeof a retrial a virtual certainty; theother of asking whether, ignoringthe rest of the evidence, the jurymight have been influenced bythe error or the wrongly admittedevidence.On the one hand, appellatecourts will maintain a convictionin spite of the errors of law wheresuch errors were either minor inthemselves or had no effect on theverdict and caused no prejudice tothe accused. This accords with theoriginal purpose of the section, asdescribed early on by TaschereauJ., writing for the majority of thisCourt, in Chibok v The Queen(1956) 24 CR 354 at p. 359:It would indeed be a shockingimpediment to the properadministration of criminal justice,if criminals were allowed to go freebecause of a trivial error in lawor of an oversight of no materialconsequence. [Emphasis added.]As stated by Lamer CJ, for the Court, in R. vTran [1994] 2 SCR 951 at p. 1008, “[s]ection35

1958 provides that the Court of Appealshall allow an appeal against convictionif there is a “miscarriage of justice”; butmay dismiss the appeal if it considersthat no substantial miscarriage of justicehas actually occurred. Under the oldExchequer rule, “miscarriage of justice”was any departure from trial accordingto law, regardless of the nature orimportance of that departure. Accordingto the High Court’s analysis, the use ofthe words “substantial” and “actuallyoccurred” in the proviso were intendedto require the appellate court to considermatters “beyond the bare question ofwhether there had been any departurefrom applicable rules of evidence orprocedure” 14 . Again, so much may beaccepted.THE HIGH COURT’S ERROROnce the view is arrived at that theproviso was intended to require considerationof matters beyond the question ofwhether there had been a departure fromapplicable rules of evidence or procedure,the next question to arise is, what mattersare to be addressed in deciding whethera substantial miscarriage of justice hasactually occurred? The Court said: “Thequestion becomes, when is that interventionjustified?” And that, in turn, requiresexamination of when a court shouldconclude that “no substantial miscarriageof justice has actually occurred”. 15It is at this point that, with respect, theCourt fell into error.The Court made it plain that an appellatecourt is required to decide for itselfwhether a substantial miscarriage of justicehas actually occurred. To look to inevitabilityof result, or to a “fair” or “real chance ofacquittal”, and thus to look to what a jury(whether the trial jury or a hypotheticalreasonable jury) might have done is, in theHigh Court’s opinion, “to distract attentionfrom the statutory task as expressed bycriminal appeal statutes”. 16It might be accepted undoubtedlyas correct that an appellate court mustdecide for itself whether there has in agiven case been a substantial miscarriageof justice. The section requires no less. Ina breathtaking glide, however, and contraryto a long line of authority, the HighCourt concluded that the task of decidingwhether a substantial miscarriageof justice has actually occurred “is to beundertaken in the same way an appellatecourt decides whether the verdict of thejury should be set aside on the ground thatit is unreasonable, or cannot be supportedhaving regard to the evidence”. 17 Why thatis so is not expressed with any clarity, ifat all.Approaching the determination of themeaning of the proviso as one of statutoryconstruction, then it is submittedthat there simply is no justification forreading into the words of the section theimplication that the appellate court mustapproach the matter in the same way thatit decides whether the verdict of the juryshould be set aside on the ground that itis unreasonable, or cannot be supportedhaving regard to the evidence. Such animplication — if it is to be found — couldonly flow from the words “the Court ofAppeal may, notwithstanding that it is ofopinion that the point raised in the appealmight be decided in favour of the appellant,dismiss the appeal ‘if it considers thatno substantial miscarriage of justice hasactually occurred’”. Nothing in these barewords — even paying due regard to thehistorical underpinnings of the Exchequerrule — is capable of founding the approachnow dictated by the High Court.Indeed, the words of the statute pointthe other way. To approach the matterin the manner suggested by the Courtin Weiss is arguably to render the firstground for intervention by an appellatecourt found in the body of s 568(1) of theCrimes Act 1958 (and its equivalents)superfluous.THE “CURATIVE” CANADIANCRIMINAL CODEThe High Court does not appear to haveconsidered the position in Canada.In that country the proviso 18 isdescribed as “the curative provision”. It isregarded as placing a burden on the Crownto justify the denial of a new trial despitethe presence of error in the court fromwhich the appeal is brought. Satisfactionof the onus is a condition precedent to theapplication of the proviso. However, theproviso need not be applied even if theonus is met. 19 The question to be askedis whether the verdict would necessarilyhave been the same if the error had notoccurred. 20The leading case upon the applicationof the proviso in Canada is that of theSupreme Court of Canada in R v Khan[2001] 3 SCR 823; (2001) 160 CCC (3d).Arbour J (delivering the judgment ofMcLachlin C.J. and L’Heureux-Dubé,Gonthier, Major, Binnie and Arbour JJ)described the position as follows:[27] In every case, if the reviewing courtconcludes that the error, whetherprocedural or substantive, led to adenial of a fair trial, the court mayproperly characterize the matter asone where there was a miscarriage ofjustice. In that case, no remedial provisionis available and the appeal mustbe allowed. I will now examine thesepropositions in more detail.[28] This Court has enunciated on numerousoccasions the proper test for theapplication of the curative proviso (seeColpitts v The Queen [1965] SCR 739;Wildman v The Queen [1984] 2 SCR311; R. v B (FF) [1993] 1 SCR 697; R. vBevan [1993] 2 SCR 599). It can onlybe applied where there is no “reasonablepossibility that the verdictwould have been different had theerror ... not been made” (Bevan,supra, at p. 617).[29] The jurisprudence reveals that theproviso will generally be applied, inaccordance with the above principles,in two types of situations. A. W.Mewett has described the two possibleapproaches in “No Substantial Miscarriageof <strong>Justice</strong>”, in A. N. Doob and E.L. Greenspan, eds., Perspectives inCriminal Law (1985), 81, at p. 94:What we see are again two fundamentallydifferent views of theapplication of the proviso. Oneview proceeds on the basis of askingwhether, absent the error orwrongly admitted evidence, therest of the evidence is so overwhelmingas to make the outcomeof a retrial a virtual certainty; theother of asking whether, ignoringthe rest of the evidence, the jurymight have been influenced bythe error or the wrongly admittedevidence.On the one hand, appellatecourts will maintain a convictionin spite of the errors of law wheresuch errors were either minor inthemselves or had no effect on theverdict and caused no prejudice tothe accused. This accords with theoriginal purpose of the section, asdescribed early on by TaschereauJ., writing for the majority of thisCourt, in Chibok v The Queen(1956) 24 CR 354 at p. 359:It would indeed be a shockingimpediment to the properadministration of criminal justice,if criminals were allowed to go freebecause of a trivial error in lawor of an oversight of no materialconsequence. [Emphasis added.]As stated by Lamer CJ, for the Court, in R. vTran [1994] 2 SCR 951 at p. 1008, “[s]ection35

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