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Special 40th issue: focus on Ethiopia - Field Exchange

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February 2011 Issue 40ISSN 1743-5080 (print)<str<strong>on</strong>g>Special</str<strong>on</strong>g> <str<strong>on</strong>g>40th</str<strong>on</strong>g> <str<strong>on</strong>g>issue</str<strong>on</strong>g>: <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> <strong>Ethiopia</strong>


View of the audience of a drama held during a Productive Safety NetProgramme (PSNP) pay day sessi<strong>on</strong> in Tigray-Hintalo Wajirat, <strong>Ethiopia</strong>Credit: P Fracassi, <strong>Ethiopia</strong>, 20101


C<strong>on</strong>tents<strong>Field</strong> Articles7 Enhanced Outreach Strategy/Targeted Supplementary Feeding forChild Survival in <strong>Ethiopia</strong> (EOS/TSF)11 Can the Nutriti<strong>on</strong> Informati<strong>on</strong> System be ‘trusted’ to build <strong>on</strong>available data sources?13 Oxfam’s Somaliland-<strong>Ethiopia</strong> Cross Border Drought PreparednessProject17 Emergency Food Security and Livelihoods Project in Amhara andOromia regi<strong>on</strong>s22 The RAIN programme25 Emergency Food Security and Livelihoods Project in Amhara andOromia regi<strong>on</strong>s31 Bey<strong>on</strong>d the indicators: Assessing project impact <strong>on</strong> children’s lives35 The experience of multi-storey gardens in <strong>Ethiopia</strong>n refugee camps38 Decentralisati<strong>on</strong> and scale up of outpatient management of SAM in<strong>Ethiopia</strong> (2008-2010)43 History of nutriti<strong>on</strong>al status and C<strong>on</strong>cern's resp<strong>on</strong>se in Dessie Zuriaworeda, <strong>Ethiopia</strong>48 Rapid resp<strong>on</strong>se and l<strong>on</strong>g-term soluti<strong>on</strong>s: Christian Aid and foodsecurity in <strong>Ethiopia</strong>49 Completing the Jigsaw Puzzle: Joint Assessment Missi<strong>on</strong>s (JAM)52 World Visi<strong>on</strong> programme for severe acute malnutriti<strong>on</strong> in SNNPR56 Market-led Livelihood Recovery and Enhancement Programme andintegrating ENAs58 An overview of REST’s implementati<strong>on</strong> of the Productive SafetyNet Programme61 Maintaining GOAL’s capacity to support surveillance in <strong>Ethiopia</strong>65 Joint Emergency Operati<strong>on</strong> Plan: NGO resp<strong>on</strong>se to emergency foodneeds in <strong>Ethiopia</strong>68 Integrating OTP into routine health services – CONCERN’sexperiences75 The Targeted Supplementary Feeding Programme (TSF)78 Value chain approach to increase producti<strong>on</strong> of RUTF/CSBAgency Profile21 Profile and overview of the church’s role in emergency resp<strong>on</strong>se45 EHNRI: profile and role in the Nati<strong>on</strong>al Nutriti<strong>on</strong> Programme55 School of Nursing and Midwifery & Pre-Service Training <strong>on</strong>Nutriti<strong>on</strong>, Hawassa University, <strong>Ethiopia</strong>74 The <strong>Ethiopia</strong>n Orthodox Church Development and Inter-Church AidCommissi<strong>on</strong>Programme Profile32 The Emergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Unit of <strong>Ethiopia</strong>: roles,resp<strong>on</strong>sibilities and achievements64 The Evoluti<strong>on</strong> of <strong>Ethiopia</strong>n Government’s Early Warning SystemAdministrativeRegi<strong>on</strong>s and Z<strong>on</strong>esof <strong>Ethiopia</strong>News79 Standardised training package <strong>on</strong> SMART methodologyreleased by ACF Canada79 Treatment of severe malnutriti<strong>on</strong> now a core competency inhealth80 Building nati<strong>on</strong>al capacity in HIV and Nutriti<strong>on</strong>80 Scale up Nutriti<strong>on</strong> (SUN): a new global movement80 Regi<strong>on</strong>al CMAM meeting in <strong>Ethiopia</strong> 201181 Training and workshop to integrate IYCF in CMAM82 Updated HTP resource material for nutriti<strong>on</strong> in emergenciestrainingResearch82 Early stages of a ‘Food by Prescripti<strong>on</strong>’ programme for HIVinfected adults84 Emoti<strong>on</strong>al Stimulati<strong>on</strong> for acutely and severely malnourishedchildren in SNNPR85 Critical analysis of MICAH programme87 Linking PSNP and NNP: experiences and challenges89 Post-drought restocking: Can its impact be sustainable?91 Food insecurity and mental health am<strong>on</strong>g community healthvolunteers in <strong>Ethiopia</strong>92 Acr<strong>on</strong>ymsBeneshangulGumuzAddisAbabaGambellaTigrayAmharaAfarOromiaSNNPRDire DawaHarariSomaliAdapted from graphic produced by UN Emergencies Unit for <strong>Ethiopia</strong>, March 2000, ©Reliefweb.Adapted from ©United Nati<strong>on</strong>s World Food Programme 2010. All rights reserved.Invite to submit material to <strong>Field</strong> <strong>Exchange</strong>Many people underestimate the value of their individual field experiencesand how sharing them can benefit others working in the field. At ENN, weare keen to broaden the scope of individuals and agencies that c<strong>on</strong>tributematerial for publicati<strong>on</strong> and to c<strong>on</strong>tinue to reflect current field activities andexperiences in emergency nutriti<strong>on</strong>.Many of the articles you see in <strong>Field</strong> <strong>Exchange</strong> begin as a few lines in an emailor an idea shared with us. Sometimes they exist as an internal report thathasn’t been shared outside an agency. The editorial team at <strong>Field</strong> <strong>Exchange</strong>can support you in write-up and help shape your article for publicati<strong>on</strong>.To get started, just drop us a line. Ideally, send us (in less than 500 words) yourideas for an article for <strong>Field</strong> <strong>Exchange</strong>, and any supporting material, e.g. anagency report. Tell us why you think your field article would be of particularinterest to <strong>Field</strong> <strong>Exchange</strong> readers. If you know of others who you thinkshould c<strong>on</strong>tribute, pass this <strong>on</strong> – especially to government staff andlocal NGOs who are underrepresented in our coverage.Send this and your c<strong>on</strong>tact details to:Marie McGrath, Sub-editor/<strong>Field</strong> <strong>Exchange</strong>,email: marie@enn<strong>on</strong>line.netMail to: ENN, 32 Leopold Street, Oxford, OX4 1TW, UK.Tel: +44 (0)1865 324996 Fax: +44 (0)1865 324997Visit www.enn<strong>on</strong>line.net to update your mailing details, to make sureyou get your copy of <strong>Field</strong> <strong>Exchange</strong>.If you are not the named recipient of this <strong>Field</strong> <strong>Exchange</strong> copy, keep itor pass it <strong>on</strong> to some<strong>on</strong>e who you think will use it. We’d appreciate ifyou could let us know of the failed delivery by email:office@enn<strong>on</strong>line.net or by ph<strong>on</strong>e/post at the address above.2


ForewordA Sim<strong>on</strong>s/FH <strong>Ethiopia</strong>, 2009Over twenty five years <strong>on</strong> from the famine of the 1980s which resulted in many thousands of deathsand devastated livelihoods, <strong>Ethiopia</strong> today is a country that has placed nutriti<strong>on</strong> and food securityc<strong>on</strong>cerns at the heart of its development. The launch of the first <strong>Ethiopia</strong>n Nati<strong>on</strong>al Nutriti<strong>on</strong> Strategyand implementati<strong>on</strong> of the Nati<strong>on</strong>al Nutriti<strong>on</strong> Programme are testament to the nati<strong>on</strong>al drive tosignificantly improve the populati<strong>on</strong>’s nutriti<strong>on</strong>al status and to manage the threats to people’s nutriti<strong>on</strong> and foodsecurity posed by recurrent emergencies.This special <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong> <strong>Exchange</strong> <str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong> <strong>Ethiopia</strong>, 25 years <strong>on</strong> from the devastating famine of the 1980s.It brings together articles written by many highly experienced Government and n<strong>on</strong>-government actors about thecountry’s large-scale programmes aimed at preventing and treating acute malnutriti<strong>on</strong>, reducing food insecurity,tackling childhood sickness and improving people’s livelihoods. The wealth of experience c<strong>on</strong>tained in thesearticles reflects the results of many years of less<strong>on</strong> learning both within <strong>Ethiopia</strong> and internati<strong>on</strong>ally. Challengesremain with to-scale programming and these are outlined, as are the potential soluti<strong>on</strong>s. Smaller scale projects,research initiatives and key nati<strong>on</strong>al nutriti<strong>on</strong> and coordinating instituti<strong>on</strong>s are also profiled in this publicati<strong>on</strong>.Overall, this <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong> <strong>Exchange</strong> provides a unique and comprehensive picture of <strong>Ethiopia</strong>’s nutriti<strong>on</strong> andfood security programming. It is of value, not <strong>on</strong>ly as a resource for those of us in <strong>Ethiopia</strong> who are working in acomplex nutriti<strong>on</strong> and food security envir<strong>on</strong>ment, but also to others in emergency pr<strong>on</strong>e and food insecurecountries which are scaling up programmes to address undernutriti<strong>on</strong>.<strong>Ethiopia</strong> has come a very l<strong>on</strong>g way in 25 years. The work being undertaken by Government in partnershipwith many UN, NGO, church and community based organisati<strong>on</strong>s, academic instituti<strong>on</strong>s and coordinating bodiesas documented here is undoubtedly saving countless lives and, whilst much still needs to be d<strong>on</strong>e to tackle foodinsecurity and undernutriti<strong>on</strong>, these endeavours are providing a better tomorrow for milli<strong>on</strong>s of <strong>Ethiopia</strong>ns.H. E Dr Kesetebirhan Admassu, State Minister of HealthDr Ferew Lemma, Senior Nutriti<strong>on</strong> AdvisorFrom the EditorSim<strong>on</strong> Rolph, <strong>Ethiopia</strong><strong>Ethiopia</strong> is a diverse country where a significantproporti<strong>on</strong> of the populati<strong>on</strong> live <strong>on</strong> orbelow the poverty line, where food insecurityis widespread and rates of acute malnutriti<strong>on</strong>are often at or above the internati<strong>on</strong>al threshold thatdefines an emergency situati<strong>on</strong>. Levels of chr<strong>on</strong>icmalnutriti<strong>on</strong> are also high. Food and nutriti<strong>on</strong> crisesarising from the effects of drought, floods, marketfluctuati<strong>on</strong>s and, at times, political instability arefrequently faced. The challenges today are enormousbut over the past 25 years, the Government of<strong>Ethiopia</strong> (GoE), with the technical support and budgetaryassistance of many d<strong>on</strong>ors, UN agencies,n<strong>on</strong>-governmental organisati<strong>on</strong>s and instituti<strong>on</strong>s hasdeveloped an impressive array of nati<strong>on</strong>al nutriti<strong>on</strong>,food security, livelihoods and health related policies,programmes and systems. These are driving nutriti<strong>on</strong>and food security improvements and should ensurethat the massive loss of lives and livelihoods seen atthe height of the famine in the mid-1980s, doesn’tarise again.This <str<strong>on</strong>g>40th</str<strong>on</strong>g> <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong> <strong>Exchange</strong> (FEX) shines aspotlight <strong>on</strong> this immense progress in <strong>Ethiopia</strong>, 25years <strong>on</strong> from the mid-1980s crisis. It c<strong>on</strong>tains sixagency/programming profiles and twenty field articleswritten by nati<strong>on</strong>al and internati<strong>on</strong>al actorsabout nutriti<strong>on</strong> and food security related programming.The profiles and articles provide insights intosome of the key nutriti<strong>on</strong> and food security/livelihoodsrelated structures and programmes in<strong>Ethiopia</strong>, covering early warning, resp<strong>on</strong>se, recoveryand l<strong>on</strong>ger-term programming.Government agencies and structuresThe first profile is <strong>on</strong> the government’s Early WarningSystem (EWS). Written by Kassahun Bedada Beyi, itplots the EWS evoluti<strong>on</strong> from an ad-hoc system in the1970s, to a highly centralised, somewhat cumbersomesystem with minimal community involvementin the 1980s to the current system which is highlydecentralised and takes account of local early warningknowledge. <strong>Ethiopia</strong>’s EWS, as with manyemergency pr<strong>on</strong>e country experiences, is not withoutits problems. It will no doubt c<strong>on</strong>tinue to evolveas it manages complex data and strives to strengthenits communicati<strong>on</strong> channels and to ensure timelyand appropriate resp<strong>on</strong>ses in areas of the countryexposed to acute food and nutriti<strong>on</strong> insecurity.3


EditorialInstituti<strong>on</strong>ally linked to the government’s EWS isthe well-established Emergency Nutriti<strong>on</strong>Coordinati<strong>on</strong> Unit (ENCU). Isaack Manyama andcolleagues describe the unit’s growing mandatesince its incepti<strong>on</strong> in 2000, at which time the qualityand coordinati<strong>on</strong> of nutriti<strong>on</strong> surveys in <strong>Ethiopia</strong> wasseverely c<strong>on</strong>strained and links to the EWS were minimal.The ENCU has seen c<strong>on</strong>siderable expansi<strong>on</strong>since 2005 and today, it is mandated to coordinate,quality assure and disseminate emergency nutriti<strong>on</strong>assessments as well as to coordinate nutriti<strong>on</strong> clusteractivities, strengthen EWS capacity and related operati<strong>on</strong>alresearch in <strong>Ethiopia</strong>.The ENCU is possibly <strong>on</strong>e of a very few dedicatedunits of its type in sub-Saharan Africa and has ac<strong>on</strong>siderable wealth of experience and knowledge ofcoordinating many agencies c<strong>on</strong>cerned with nutriti<strong>on</strong>assessment and resp<strong>on</strong>se. Interestingly, since itsincepti<strong>on</strong>, over 600 nutriti<strong>on</strong> surveys have beencarried out in <strong>Ethiopia</strong>, which, when the logistics andrelated costs are taken into account, raises questi<strong>on</strong>sabout the relative merits of cross-secti<strong>on</strong>al surveys inc<strong>on</strong>trast to a nutriti<strong>on</strong> surveillance system.Another key nati<strong>on</strong>al structure is the <strong>Ethiopia</strong>nHealth and Nutriti<strong>on</strong> Research Institute (EHNRI)which has c<strong>on</strong>siderable experience of working at the‘coal face’ of nutriti<strong>on</strong> related problems in <strong>Ethiopia</strong>.With over 450 staff, the EHNRI has (am<strong>on</strong>g manyresp<strong>on</strong>sibilities), the mandate to support the governmentwith implementati<strong>on</strong> of the Nati<strong>on</strong>al Nutriti<strong>on</strong>Programme (NNP) providing analysis of the magnitudeand determinants of malnutriti<strong>on</strong> in <strong>Ethiopia</strong>,capacity mapping for implementing the NNP andundertaking operati<strong>on</strong>al research. It’s most recentnati<strong>on</strong>al survey work c<strong>on</strong>firms the need to <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong>the determinants of undernutriti<strong>on</strong> in the under 2year age group, the target group for the NNP, al<strong>on</strong>gwith women of reproductive age.The existence of the EHNRI gives <strong>Ethiopia</strong> aunique ‘home grown’ capacity to drive the NNP and,arguably, enables government to have a self-determineddialogue with the myriad of d<strong>on</strong>ors andagencies that operate in <strong>Ethiopia</strong>. This is not tosuggest that <strong>Ethiopia</strong> has all the nutriti<strong>on</strong> capacity itneeds to implement its programmes. As the articlewritten by Aweke Yilma from Hawassa Universityhighlights, the need for teaching/faculty staff to betrained in nutriti<strong>on</strong> so that they in turn can expandthe existing nurse and midwifery undergraduatetraining curricula to include nutriti<strong>on</strong> is highlightedas a significant need. The need for pre-service training<strong>on</strong> nutriti<strong>on</strong> is likely to be an <str<strong>on</strong>g>issue</str<strong>on</strong>g> in many of<strong>Ethiopia</strong>’s universities and training instituti<strong>on</strong>s and,where efforts are made to upgrade faculty staffknowledge and skills. As described in the article writtenby Kate Sadler and Elizabeth N B<strong>on</strong>trager fromTufts University, this offers a clear way forward forbuilding capacity in nutriti<strong>on</strong> am<strong>on</strong>g <strong>Ethiopia</strong>’s keygraduates.Local NGOs and church-based agenciesThe article by the REST Mekelle Team from <strong>Ethiopia</strong>’slargest home-grown NGO, the Relief Society of Tigray(REST) provides an insight into the evoluti<strong>on</strong> of a relativelysmall organisati<strong>on</strong>, which started out in the1970s working with drought affected Tigrayan’s, tothe organisati<strong>on</strong> it is today - 700 staff str<strong>on</strong>g,commanding a multi-milli<strong>on</strong> dollar budget and workingin both emergency and l<strong>on</strong>g-term programming.This article describes REST’s approach to the implementati<strong>on</strong>of the large-scale Productive Safety NetsProgramme (PSNP) and the impact of the PSNP <strong>on</strong>levels of wasting and stunting, <strong>on</strong> dietary diversityand <strong>on</strong> household food security - all of which reportedlyshowed improvement over a 3 year period.Whilst nutriti<strong>on</strong> is not a specific technical competenceof REST staff, it is interesting to note thec<strong>on</strong>certed efforts made to try and capture nutriti<strong>on</strong>impact in their work.Two profiles reflect the work of two of the largestchurch based organisati<strong>on</strong>s in <strong>Ethiopia</strong> – the<strong>Ethiopia</strong>n Orthodox Church Development and Inter-Church Aid Commissi<strong>on</strong> by Gebreselassie Atsbahhaand the <strong>Ethiopia</strong>n Evangelical Church Mekane Yesus,by Deed Jaldessa and Debela Kenea. Both highlightthe c<strong>on</strong>siderable community reach and resources ofthe Church in mounting emergency resp<strong>on</strong>ses and inl<strong>on</strong>ger term programming. What is interesting, is howthese Church groups have formed dedicated departmentsfor overseeing their humanitarian anddevelopment programming. They are increasinglyclosely aligned to government policies and prioritiesand are able to help fill gaps in resp<strong>on</strong>ding to foodsecurity crises, largely through food aid distributi<strong>on</strong>s.A gap identified by both groups in these articles istheir lack of nutriti<strong>on</strong> capacity, which they are aimingto address in the future.<strong>Ethiopia</strong>’s history of large scale emergencies hasmeant that many internati<strong>on</strong>al agencies have workedin <strong>Ethiopia</strong> for 20 to 30 years or more. These agencieshave therefore been afforded the opportunity toimplement numerous relief and/or developmentprogrammes and to refine approaches as less<strong>on</strong>shave been learnt. Many of the articles in this <str<strong>on</strong>g>issue</str<strong>on</strong>g> of<strong>Field</strong> <strong>Exchange</strong> therefore reflect less<strong>on</strong> learningam<strong>on</strong>gst agencies over a significant period of time.Emergency assessmentsThere are three articles <strong>on</strong> emergency assessment.The first, by Zeine Muzeiyn and Ewnetu Yohannesdescribes the work undertaken in Goal’s EarlyWarning Department involving field based assessmentsin so called ‘hot spot’ woredas (districts)identified by the GoE’s ENCU and how this informati<strong>on</strong>fits into decisi<strong>on</strong> making and resp<strong>on</strong>se. BetweenAugust 2005 and June 2010, GOAL <strong>Ethiopia</strong>c<strong>on</strong>ducted 60 nutriti<strong>on</strong> surveys and intervened inapproximately 95% of woreda’s with an identifiedneed. GOAL’s nutriti<strong>on</strong> survey staff carry out surveyswith government staff at woreda and regi<strong>on</strong>al level inorder to build their capacity in planning and c<strong>on</strong>ductingsurveys, analysing data and report writing.The sec<strong>on</strong>d article dealing with assessment is byPatrizia Fracassi. This article provides a pers<strong>on</strong>al viewof the strengths and weaknesses of the country’snutriti<strong>on</strong> informati<strong>on</strong> system, as well as a visi<strong>on</strong> forthe future.The third article by Alis<strong>on</strong> Oman from UNHCRdescribes the agency’s joint assessment missi<strong>on</strong>(JAM) process with WFP for refugees and how this hasevolved since the mid-1990s. This article draws heavily<strong>on</strong> the experiences of implementing JAM’s in<strong>Ethiopia</strong>n refugee camps and shows the wide rangeof informati<strong>on</strong> gathered in an assessment, e.g. foodsecurity and coping strategies, logistics, n<strong>on</strong>-fooditems, market prices, health, nutriti<strong>on</strong> and the envir<strong>on</strong>ment.The process of c<strong>on</strong>sensus building is key asit not <strong>on</strong>ly encourages assessment from a multisectoralviewpoint, but also ensures that therecommendati<strong>on</strong>s reflect the capacities and expertiseof the agencies involved.Addressing moderate acute malnutriti<strong>on</strong>Supplementary feeding programmes (SFPs) are thesubject of three articles. The first article by JuttaNeitzel from WFP describes the nati<strong>on</strong>al targetedsupplementary feeding (TSF) programme implementedby the GoE and WFP which is part of thegovernment’s Extended Outreach Strategy (EOS).Initially, the TSF covered 325 woredas when establishedin 2004, but due to soaring food prices as wellas diminished d<strong>on</strong>or support in early 2008, theprogramme had to be downscaled so that today, it<strong>on</strong>ly covers 168 priority woredas and approximately<strong>on</strong>e milli<strong>on</strong> children. The TSF has a fairly uniquedesign for the TSF in that food distributi<strong>on</strong>s <strong>on</strong>ly takeplace every three m<strong>on</strong>ths and there are no anthropometricmeasurements of children betweendistributi<strong>on</strong>s. A TSF evaluati<strong>on</strong> study c<strong>on</strong>ducted in2008 found limited impact (<strong>on</strong> mid-upper armcircumference (MUAC)), largely due to food sharingat home and high inclusi<strong>on</strong> error. The programmealso encountered a number of challenges includinglogistical problems in more inaccessible areas of thecountry, delayed communicati<strong>on</strong> of screening resultsand weak linkages with other programmes.The sec<strong>on</strong>d article by Selamawit Negash fromUNICEF describes the nati<strong>on</strong>al Enhanced OutreachStrategy (EOS) programme, which links health extensi<strong>on</strong>services and staff (HEW’s) and services with theTSF. The GoE and implementing partners haveachieved extraordinary coverage with the EOS.During the sec<strong>on</strong>d round 2009 EOS activity, 11.5milli<strong>on</strong> children aged 6-59 m<strong>on</strong>ths were supplementedwith Vitamin A and 7 milli<strong>on</strong> childrenbetween 24-59 m<strong>on</strong>ths were de-wormed. In additi<strong>on</strong>,3.9 milli<strong>on</strong> children and 820,000 pregnant andlactating women (PLW) were screened for acutemalnutriti<strong>on</strong>. Out of these, 318,000 children and150,000 PLW were found to be malnourished andreferred to TSF and out-patient therapeutic feeding(OTP) respectively A number of factors that havec<strong>on</strong>tributed to the high coverage of the EOS aredescribed: the frequent specialised training of HEW’sto strengthen their capacity for social mobilisati<strong>on</strong>,the participati<strong>on</strong> of a large number of public healthinstituti<strong>on</strong>s and participati<strong>on</strong> of NGOs. Successfulcommunity mobilisati<strong>on</strong> and demand for EOS servicesare partly attributed to the financial incentives(per diems) provided for the local HEWs and volunteers.Almost 70% of the total EOS budget isexpended <strong>on</strong> per diemsThe third article <strong>on</strong> SFP’s has been written bySarah Style from C<strong>on</strong>cern Worldwide. In 2008, anarea classified as a ‘hot spot’ due to failure of the shortbelg rains, resulted in C<strong>on</strong>cern <strong>Ethiopia</strong> initiating aTSF programme which has been c<strong>on</strong>tinuously operati<strong>on</strong>alsince then. However, rates of wasting in theworeda have remained relatively un-changed. TheTSF programme, although well implemented asevidenced by high coverage rates, has poor recoveryrates and high re-admissi<strong>on</strong> rates, (2009 recovery rate27%, n<strong>on</strong>-recovery rate 59%, re-admissi<strong>on</strong> rate 57%).Investigati<strong>on</strong>s suggest that an inadequate generalrati<strong>on</strong>, lack of access to the PSNP as well as climaticand topographical c<strong>on</strong>straints, the health envir<strong>on</strong>mentand poor caring practices, are key factorslimiting effectiveness. Linkages with the general fooddistributi<strong>on</strong> (GFD) is limited and the impossibility ofregistering the whole populati<strong>on</strong> for the PSNP andGFD means that sharing of the supplementary foodam<strong>on</strong>gst n<strong>on</strong>-beneficiary children is comm<strong>on</strong>place.The author c<strong>on</strong>cludes that improvements in rates ofwasting in this c<strong>on</strong>text might be bey<strong>on</strong>d the scopeand capacity of nutriti<strong>on</strong> interventi<strong>on</strong>s such as SFP’s.Such limitati<strong>on</strong>s with traditi<strong>on</strong>al approaches to thepreventi<strong>on</strong> and treatment of moderate acute malnutriti<strong>on</strong>are the subject of c<strong>on</strong>siderable workinternati<strong>on</strong>ally.Christian Aid/Caroline Waterman4


EditorialAddressing severe acute malnutriti<strong>on</strong>There are three articles <strong>on</strong> the implementati<strong>on</strong> ofprogrammes to treat severe acute malnutriti<strong>on</strong>(SAM), a research piece sharing work <strong>on</strong> the impact ofemoti<strong>on</strong>al stimulati<strong>on</strong> <strong>on</strong> SAM outcomes, and afurther article <strong>on</strong> the challenges of securing affordableready to use therapeutic foods (RUTF). SylvieChamois from UNICEF <strong>Ethiopia</strong> describes the impressivescale up of the GoE OTP to over 6,400 healthposts (at the time of writing) in 691 woredas. The articledescribes how scale up was achieved and keychallenges faced. The enabling factors identified forscale up included advocacy and coordinati<strong>on</strong>, d<strong>on</strong>orsupport, development of regi<strong>on</strong>al acti<strong>on</strong> plans, technicalassistance for training and follow up, provisi<strong>on</strong>of supply and logistics support and enhancedprogramme m<strong>on</strong>itoring and quality assurance.Ensuring good programme m<strong>on</strong>itoring and qualityproved to be particularly challenging with the rapidmultiplicati<strong>on</strong> of OTP sites.The vast majority of OTP sites are achievingSPHERE standards and UNICEF c<strong>on</strong>siders that therehave been a number of important c<strong>on</strong>tributoryfactors to the success of this programme. Particularlynoteworthy are the GoE’s commitment to developpolicies and guidelines <strong>on</strong> decentralised treatment ofSAM and to integrate services into the wider decentralisedhealth programme, advocacy by agenciessuch as UNICEF, high educati<strong>on</strong>al levels, technicalskills and commitment am<strong>on</strong>gst programme staffworking within the health sector and enhanced coordinati<strong>on</strong>between the key actors.Another article written by Sisay Sinamo describesthe World Visi<strong>on</strong> <strong>Ethiopia</strong> (WVE) programme for treatmentof SAM (called Community Therapeutic Care(CTC) at the time), between 2005 and 2007. Less<strong>on</strong>slearnt were then used to inform the design of asubsequent programme in 2009 with h had a more‘hands-off’ approach. In the 2009 programme, WVEstaff <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> capacity building of partners ratherthan direct implementati<strong>on</strong>. This was described as a‘minimum support’ approach. In additi<strong>on</strong>, WVEsupplied a protecti<strong>on</strong> rati<strong>on</strong> for children dischargedfrom the OTP, as it could not be assumed that thesechildren would be enrolled <strong>on</strong> the TSF programme.Emily Mates from C<strong>on</strong>cern Worldwide describesthe history of C<strong>on</strong>cern’s programme that evolvedfrom an innovative emergency interventi<strong>on</strong>, into al<strong>on</strong>ger-term initiative aimed at supporting theMinistry of Health (MoH) to integrate treatment servicesfor SAM within the routine health system – theNati<strong>on</strong>al CMAM (N-CMAM) programme. The N-CMAMteam assisted the MoH in selected areas of fourregi<strong>on</strong>s (Oromia, Tigray, SNNP and Amhara). Theapproach used a process of incremental capacitybuilding from the outset to ensure that the ownershipof the programme was always firmly in thehands of the MoH. C<strong>on</strong>cern provided a minimalsupport package of theoretical and practical trainingin OTP and in-patient SAM case management, as wellas joint supportive supervisi<strong>on</strong> and follow-up,A Sim<strong>on</strong>s/FH <strong>Ethiopia</strong>, 2010community mobilisati<strong>on</strong> mapping and facilitati<strong>on</strong> ofregular disseminati<strong>on</strong> workshops to facilitate sharingof experiences.A number of key factors promoted an enablingenvir<strong>on</strong>ment within which the N-CMAM programmecould achieve its objectives, e.g. c<strong>on</strong>tinuous andsufficient funding from July 2005, and a str<strong>on</strong>g <str<strong>on</strong>g>focus</str<strong>on</strong>g><strong>on</strong> training of the N-CMAM team in how to supportpartner staff rather than directly implementprogrammes. Numerous less<strong>on</strong>s have been learntfrom the experience, e.g. the length of time that theprocess of integrati<strong>on</strong> requires and the importance ofusing both formal and informal channels of communicati<strong>on</strong>and networking to muster influence.An article by Play Therapy Acti<strong>on</strong> describes earlyfindings from a study to explore impact of introducingemoti<strong>on</strong>al stimulati<strong>on</strong> and good parenting skills,in additi<strong>on</strong> to emergency therapeutic food distributi<strong>on</strong>,for SAM children. Investigated in 47 outreachtherapeutic sites and <strong>on</strong>e hospital in the SNNPRegi<strong>on</strong>, preliminary results found faster weight gain,less developmental damage of the acute malnutriti<strong>on</strong>‘event’, and positive ‘knock <strong>on</strong>’ effects of theinterventi<strong>on</strong>s <strong>on</strong> care of other children, <strong>on</strong> themother’s mental well-being and her empowerment,and <strong>on</strong> family life.An article by Yuki Isogai from the World Bank (WB)outlines how the cost of treating the severely andmoderately malnourished in <strong>Ethiopia</strong> is ‘too high’ as alarge share of the feeding products, i.e. RUTF andCSB, have to be imported from abroad. She poses thequesti<strong>on</strong>-‘why hasn’t the private sector stepped in tofill the local supply gap’? The WB <strong>Ethiopia</strong>n Nutriti<strong>on</strong>Team c<strong>on</strong>ducted a thorough review of this questi<strong>on</strong>and identified three major <str<strong>on</strong>g>issue</str<strong>on</strong>g>s, which are interlinkedwith each other: lack of market informati<strong>on</strong>,low access to finance; and weak value chain. Theauthor argues that the problems affecting the wholevalue chain need to be tackled simultaneously if asoluti<strong>on</strong> is to be found. To do this will requires astr<strong>on</strong>g public private partnership involving privatecompanies, commercial banks, farms, NGOs, UNagencies and d<strong>on</strong>ors.Reaching pastoralists and livelihood programmesTwo field articles specifically <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> pastoralists,who represent a significant minority in <strong>Ethiopia</strong>. DrAbay Bekele writes about Oxfam UK’s Somaliland-<strong>Ethiopia</strong> cross-border programme. At the heart ofthe programme is a c<strong>on</strong>cern to build str<strong>on</strong>g, representativepastoral organisati<strong>on</strong>s, through whichpastoralists can better understand and claim theirrights and manage the development services theyneed. Principle aims include improved instituti<strong>on</strong>alcapacity for drought preparedness linked toAldei Yimam (male, 20m<strong>on</strong>ths) has been inand out of SFP andOTP <strong>on</strong> five occasi<strong>on</strong>s(Gelsha kebele)C<strong>on</strong>cern <strong>Ethiopia</strong>enhanced community preparedness capacity, andimproved integrated natural resource managementto ensure increased access to and availability ofpasture, fodder and water so that households canpreserve their assets. A key less<strong>on</strong> from the earlyphases of the project is that the <str<strong>on</strong>g>focus</str<strong>on</strong>g> of pastoralistinterventi<strong>on</strong>s should be to strengthen the communityand risk reducti<strong>on</strong> strategies, rather than simplyfill material gaps through resource provisi<strong>on</strong>.Save the Children (UK) has been providingsupport to pastoral communities in <strong>Ethiopia</strong> foralmost 20 years with current programmes in theSomali and Afar regi<strong>on</strong>s. The PILLAR project, which isdescribed in the article by Holly Welcome Radice andcolleagues, seeks to c<strong>on</strong>tribute to community leveldrought risk reducti<strong>on</strong> <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> the three pillars ofpastoralism – people, livestock and natural resources.The article <str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong> the project’s impact <strong>on</strong> thelives of children. Children bel<strong>on</strong>ging to familiesinvolved in water point c<strong>on</strong>structi<strong>on</strong>, small scale irrigati<strong>on</strong>and income generating activitymicro-projects reported that they had more time forleisure and more time with their parents. They alsospent less time <strong>on</strong> chores and attended school moreregularly.There are five articles written about programmesaimed at supporting the livelihoods of farmers in<strong>Ethiopia</strong>, which include market based analyses forhigh value commodities. The first of these is byAndrew Simm<strong>on</strong>s who writes about the Food for theHungry (FFH) Market-led Livelihood Recovery andEnhancement Programme (MLREP). This programmeaims to improve the food and livelihood securitystatus of smallholders in SNNP regi<strong>on</strong>. Theprogramme targets PSNP beneficiaries to help thembuild assets and graduate from the PSNPprogramme. The approach involves building up<strong>on</strong>and integrating livelihood comp<strong>on</strong>ents identifiedfollowing the results of a value chain analysis (VCA)study. The analysis provides the answer to the questi<strong>on</strong>,‘which commodity should be pushed further interms of ease of access to input and output markets?After the completi<strong>on</strong> of the first year of the MLREP,initial benefits were seen at the household level interms of income generati<strong>on</strong>. However, there was noobvious evidence that this increased income wasbeing put to use to improve the nutriti<strong>on</strong> and healthoutcomes of the most vulnerable members of thefamily.An article by Todd Flower from Mercy Corpsdescribes the Revitalising Agricultural/pastoralIncomes and New markets (RAIN) programme - amultimilli<strong>on</strong> dollar OFDA/USAID funded programmebeing implemented for three years (2009 to 2012) inz<strong>on</strong>es in the Oromia Regi<strong>on</strong> with four borderingz<strong>on</strong>es of the Somali Regi<strong>on</strong>. RAIN seeks to protect,promote, and diversify livelihoods as a means ofincreasing households’ resilience to shocks. The RAINprogramme <str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong> market systems and providessupport by creating linkages between various marketparticipants. In the first year of the programme,several value chains were identified and evaluatedincluding live animals, hides and skins, milk, fruitsand vegetables, and peanuts. The RAIN programmeworks to improve access to agricultural inputsupplies to assist producers in meeting availablemarket demand.Another article by Shekar Arnand from Oxfamdescribes the emergency and food security livelihoods(EFSL) project which is part of the GlobalAgricultural Scale up (GASU) initiative started byOxfam four years ago. The GSAU programme in<strong>Ethiopia</strong> has worked with farmers <strong>on</strong> many crops. Ithas now been decided to use a scalable model forthree commodities, h<strong>on</strong>ey, coffee and sesame. Thesehave also been identified by the GoE as high valueexport crops.The EFSL comp<strong>on</strong>ent arose out of Oxfam’s awarenessthat their target farmers are often exposed to5


EditorialHayat Seid, female, 29 m<strong>on</strong>ths, has beenin and out of OTP and SFP five timesemergencies caused by drought, flood, marketturbulence and climate change. The idea is thereforeto embed a humanitarian resp<strong>on</strong>se programmewithin the programme to prevent farmers fromfalling into ‘the poverty trap’. The EFSL project aims’to protect those farmers that are vulnerable toimpact of drought and other shocks’. Key less<strong>on</strong>slearnt so far from the EFSL include the understandingthat asset poor households are less able to applyresource management practices and that the <strong>on</strong>setof natural disasters presents new business opportunitiesfor microfinance instituti<strong>on</strong>s (MFI) especially inrural areas.An article by Antoinette Powell describesChristian Aids (CA’s) resp<strong>on</strong>se to a series of emergenciesand subsequent work with implementingpartners to rebuild lives and livelihoods andstrengthen disaster preparedness. Christian Aidworks through a range of implementing partnerswith some of the most marginalised communities in<strong>Ethiopia</strong>, including pastoralist communities in thecountry’s south and farmers in SNNP regi<strong>on</strong>. C<strong>on</strong>cernabout the effects of climate change has recentlyprompted Christian Aid to fund <strong>on</strong>e of its partners,Citizens Solidarity for the Campaign Against Faminein <strong>Ethiopia</strong> (CS-CAFÉ),to carry out a study <strong>on</strong> climatechange.The article written by Mulugeta Wtsadik fromUNHCR describes a multi-story gardens (MSG)programme in refugee camps for Eritreans andSomalis. Mulugeta outlines how a pilot MSGprogramme was established in three camps toaddress problems of anaemia and to compensate fora WFP rati<strong>on</strong> c<strong>on</strong>sidered inadequate in terms ofmicr<strong>on</strong>utrients like ir<strong>on</strong> and zinc. The pilot projectbegan in April 2008 and has had a significant impact<strong>on</strong> the diversity of foods available to beneficiaryhouseholds – particularly in terms of fruits andvegetables. Water shortages have been the mainproblem with the programme, although variousmethods have been employed to c<strong>on</strong>serve scarcewater in the more arid camps.Large-scale safety net programmingAfter many years of implementing food reliefprogrammes through the old EmploymentGenerati<strong>on</strong> Scheme (EGS), implementing partnersreached a view that there had to be a better way ofmeeting transient emergency needs. The EGS activitieswere poorly managed and ultimatelyunproductive so that recipients rarely graduated toany level of food security and remained dependent<strong>on</strong> annual food relief packages. The advent of thePSNP in 2005 was a reflecti<strong>on</strong> of this learning. Thevisi<strong>on</strong> for the PSNP, which uses food and/or cash as aresource transfer, was to use resources more imaginativelyto help build up productive assets and soenable beneficiaries to graduate out of structuralpoverty and chr<strong>on</strong>ic food insecurity. The multiannualand multi-d<strong>on</strong>or commitment to thisprogramme reflects this visi<strong>on</strong>.C<strong>on</strong>cern <strong>Ethiopia</strong>An article <strong>on</strong> the PSNP by Matt Hobs<strong>on</strong> and SarahColl-Black from the World Bank describes how thePSNP has developed over the last 5 years, its achievementsand major challenges.By 2009, the PSNP supported 7.6 milli<strong>on</strong> people in290 chr<strong>on</strong>ically food insecure woredas in eight of thecountry’s 10 regi<strong>on</strong>s. This dem<strong>on</strong>strates that largescale cash and/or food transfers are operati<strong>on</strong>ally andlogistically possible in resource-poor, low-incomerural settings. However, between 2007 and 2009,<strong>on</strong>ly around 280,000 individuals graduated from thePSNP, which although not insignificant (especiallygiven the adverse events of 2008), falls well short ofthe nati<strong>on</strong>al goal. Deficiencies in implementati<strong>on</strong>,due to limited human and physical capacity, underminethe potential impact of the PSNP, whileensuring quality implementati<strong>on</strong> in all programmeareas remains a significant challenge for the future.An article by Alix Carter from CARE <strong>Ethiopia</strong>describes the Joint Emergency Operati<strong>on</strong> Plan (JEOP)which has existed in different iterati<strong>on</strong>s since 1984.JEOP targets food insecure households who are notcovered though the PSNP. It thus provides a complementaryinterventi<strong>on</strong> to prevent acute foodshortages from depleting overall communityprogress gained through PSNP.The JEOP is activatedin close collaborati<strong>on</strong> with the GoE when chr<strong>on</strong>icfood insecurity is exacerbated by emergency shocks,requiring additi<strong>on</strong>al coverage of emergency foodrelief. The partnership was re-activated in 2000 underits current form with five member internati<strong>on</strong>alNGOs. More recently, REST and SC-UK have joined. Asa result of recurrent shocks, JEOP has been operati<strong>on</strong>alin seven of the last ten years, providing <strong>on</strong>ethird of all emergency food relief in <strong>Ethiopia</strong> to anaverage of 1.8 milli<strong>on</strong> beneficiaries at each round.A major challenge for the JEOP is delays andchanges in allocati<strong>on</strong> of food aid figures to partneragencies’ caused, in large measure, by communicati<strong>on</strong>and capacity gaps between or at different levelsof Government. Another difficulty is the arrival ofhuge shipments of commodities to ports and warehouses,creating c<strong>on</strong>gesti<strong>on</strong> and difficulty forpartners to secure enough space for their commoditystorage. In additi<strong>on</strong>, sec<strong>on</strong>dary transport to distributi<strong>on</strong>sites has proven difficult for some JEOP partnersand different strategies have been used to overcomethese problems. In the Extended JEOP, partner agenciesare c<strong>on</strong>sidering opti<strong>on</strong>s for a pooled transportsystem that could circumvent these logistical <str<strong>on</strong>g>issue</str<strong>on</strong>g>sin the future.C<strong>on</strong>cluding remarksThe articles in this special <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong> <strong>Exchange</strong>show clearly how a range of actors are playing a vitalrole in testing and developing new and more effectiveprogramming approaches, disseminatingfindings and then advocating for adopti<strong>on</strong> and scaleup of evidence based programming to address acutemalnutriti<strong>on</strong>, food insecurity and support moresustainable livelihoods in <strong>Ethiopia</strong>. There is a str<strong>on</strong>gcommitment by GoE to invest in scaled up programming.The two best examples are the scale up of theOTP and the PSNP.A Sim<strong>on</strong>s/FH <strong>Ethiopia</strong>, 2009Women work in tree and fodder nurseriesas part of the cash for work schemeThe GoE has also proven itself over many years tobe ‘fiercely independent’ of internati<strong>on</strong>al agencies. Itsemergency and development philosophy withrespect to external actors is very much al<strong>on</strong>g thelines of ‘work with us, help us to develop the capacityto implement programming and then leave us al<strong>on</strong>eto do it’. Most internati<strong>on</strong>al agencies working in<strong>Ethiopia</strong> have embraced this and invest c<strong>on</strong>siderableresources in building nati<strong>on</strong>al capacity. This can <strong>on</strong>lybode well for <strong>Ethiopia</strong> and its capacity to prepare,resp<strong>on</strong>d and recover from emergencies in the future.There are, however, as highlighted in some the articlesin this <str<strong>on</strong>g>issue</str<strong>on</strong>g>, risks associated with rapid scale upwhere the demands for implementing ‘best-practice’and high quality programmes can outstrip capacityfor delivery. This is a challenge facing many countries,not <strong>on</strong>ly <strong>Ethiopia</strong>, and will be the subject of internati<strong>on</strong>al<str<strong>on</strong>g>focus</str<strong>on</strong>g> as the internati<strong>on</strong>al Scaling up Nutriti<strong>on</strong>(SUN) initiative gets underway.The extent to which programmes are joined up,coherent and integrated to maximise nutriti<strong>on</strong>alobjectives is a challenge. For example, SFPs will notbe effective if general rati<strong>on</strong>s or basic food security isinadequate and integrating the TSF with OTP, or PSNPwith TSF/OTP households, need to be fully grasped.There are also a number of specific challenges forGoE and its implementing partners. For example,scale up of local producti<strong>on</strong> of RUTF for the treatmentof SAM and the need to bring prices down so that thecurrent roll out of OTP and TFP can be sustained.Another challenge relates to the large case load ofMAM in <strong>Ethiopia</strong>. It is widely acknowledged bothwithin and outside of <strong>Ethiopia</strong> that the current TSF isnot a panacea and that much work needs to be d<strong>on</strong>eto develop an evidenced MAM strategy, underpinnedby a clear implementati<strong>on</strong> plan to reach the largenumber of MAM populati<strong>on</strong> affected.Despite these challenges, <strong>Ethiopia</strong> appears, withminimal publicity and fuss, to have manoeuvred itselfaway from being the country which, in many previousyears grabbed the internati<strong>on</strong>al humanitarianspotlight as a result of drought and famine. Sadly,other countries have taken its place. The good newsis that famine early warning and resp<strong>on</strong>se systems in<strong>Ethiopia</strong> have been c<strong>on</strong>siderably strengthenedthrough many years of programme implementati<strong>on</strong>and learning.This <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong> <strong>Exchange</strong> has tried to capture thearray of nati<strong>on</strong>al and internati<strong>on</strong>al policies,programmes and systems that have been put in placeto drive nutriti<strong>on</strong> and food security developments in<strong>Ethiopia</strong>. Many of these developments have beenadapted from internati<strong>on</strong>al policies and evidencebasedgood practice in key areas of nutriti<strong>on</strong>, as well asfrom less<strong>on</strong>s learnt from within <strong>Ethiopia</strong> <strong>on</strong> what doesand doesn’t work within the country’s specific political,socio-ec<strong>on</strong>omic and cultural c<strong>on</strong>text. There is much tolearn from this experience and we hope that thisspecial <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong> <strong>Exchange</strong> plays some small part indisseminating the many less<strong>on</strong>s learned by the GoEand the myriad of nati<strong>on</strong>al and internati<strong>on</strong>al actorsinvolved in humanitarian work in <strong>Ethiopia</strong>.Jeremy Shoham, EditorCarmel Dolan, Guest editor


Enhanced OutreachStrategy/ TargetedSupplementaryFeeding for ChildSurvival in <strong>Ethiopia</strong>(EOS/ TSF)A child receiving vitamin Asupplements during EOS inTigray regi<strong>on</strong>, Adwa DistrictIndrias Getachew, UNICEF <strong>Ethiopia</strong>, 2009By Selamawit Negash, Nutriti<strong>on</strong><str<strong>on</strong>g>Special</str<strong>on</strong>g>ist, UNICEF <strong>Ethiopia</strong>Selamawit Negash (MPH) has beenworking as a Nutriti<strong>on</strong> <str<strong>on</strong>g>Special</str<strong>on</strong>g>ist withUNICEF <strong>Ethiopia</strong> since April 2007.From December 2005 to March 2007she worked with WHO <strong>Ethiopia</strong> as aSupplemental Immunisati<strong>on</strong>Activities (SIA) officer. She was aNutriti<strong>on</strong> Team Leader in Federal Ministry of Health,<strong>Ethiopia</strong> from January 2002 to November 2005.The author would like to acknowledge Sylvie Chamoisand Orla O’Neill for their valuable inputs for this article.The author would also like to acknowledge all otherswho have kindly commented <strong>on</strong> the draft article.Disclaimer: the findings, interpretati<strong>on</strong>s, and c<strong>on</strong>clusi<strong>on</strong>s inthis article are those of the author. They do not necessarilyrepresent the views of UNICEF, its Executive Directors,or the countries that they represent and should not beattributed to them.<strong>Field</strong> Article<strong>Ethiopia</strong> has <strong>on</strong>e of the highest underfive mortality rates of all developingcountries, due largely to thecombined effect of a high incidenceof infectious diseases and inadequate infantand young child nutriti<strong>on</strong>. Results from the2005 Demographic & Health Survey (DHS)reported the chr<strong>on</strong>ic malnutriti<strong>on</strong> rate am<strong>on</strong>gchildren under 5 years (stunting) to be 46%and acute malnutriti<strong>on</strong> (wasting) 11% 1 . About27% of women are malnourished (Body MassIndex (BMI) < 18.5 2 ). Vitamin A deficiency(VAD) is a severe public health problemaffecting 30-95% of children 6-59 m<strong>on</strong>ths ofage in all 11 regi<strong>on</strong>s of the country 3 . In additi<strong>on</strong>,food insecurity and poverty remains athreat, as <strong>Ethiopia</strong> has been exposed torepeated droughts, resulting in chr<strong>on</strong>ic foodinsecurity for the last four decades. Periodicepisodes of acute food shortage still occur inmany parts of the country and c<strong>on</strong>tinue tojeopardise the nutriti<strong>on</strong>al status of the mostvulnerable, especially children. The situati<strong>on</strong>has been described as a c<strong>on</strong>stant state ofchr<strong>on</strong>ic emergency and therefore effectivehealth and nutriti<strong>on</strong> interventi<strong>on</strong>s need toaddress the l<strong>on</strong>g-term and periodic emergencyneeds underlying this complexsituati<strong>on</strong>.Rati<strong>on</strong>ale and programme designThe Enhanced Outreach Strategy/TargetedSupplementary Feeding (EOS/TSF) is thefirst nati<strong>on</strong>al programme in <strong>Ethiopia</strong> to linkcommunity-based preventive health serviceswith a rati<strong>on</strong> of supplementary food forwomen and children who are identified asmalnourished 4 . It is <strong>on</strong>e of the leadingapproaches to address child survival andmalnutriti<strong>on</strong> and yet its establishment in 2004was triggered as a resp<strong>on</strong>se to the acutefamine that affected many parts of the countryin 2003. It was also introduced as atransiti<strong>on</strong> strategy towards the establishmentof the Ministry of Health (MOH)’s HealthExtensi<strong>on</strong> Programme (HEP), which aims toextend primary health care services to meetthe populati<strong>on</strong>’s l<strong>on</strong>g term health and nutriti<strong>on</strong>needs at community level.In 2001/2002, progress had been made toincrease the Vitamin A supplementati<strong>on</strong>(VAS) coverage using the opportunity ofpolio and measles Nati<strong>on</strong>al Immunisati<strong>on</strong>Days. However, coverage was not more than64% and it included <strong>on</strong>ly <strong>on</strong>e dose. Theprimary objective of EOS was to increasetwice yearly VAS coverage that wasextremely low. The opportunity was alsotaken to include deworming to promotenormal growth and prevent malnutriti<strong>on</strong>am<strong>on</strong>g children under the age of five. Before2003, moderate acute malnutriti<strong>on</strong> (MAM)was addressed <strong>on</strong>ly through blanket supplementaryfeeding distributed together withfood aid in drought affected districts. Theintroducti<strong>on</strong> of the EOS was seen as anopportunity to target MAM for TSF in a muchwider coverage than seen before. However,due to capacity/resources <str<strong>on</strong>g>issue</str<strong>on</strong>g>s, screeningfor acute malnutriti<strong>on</strong> and TSF were startedin 325 drought pr<strong>on</strong>e districts <strong>on</strong>ly 5 .Partnership was developed betweenUNICEF, WFP and the Government of<strong>Ethiopia</strong> (GoE) under the United Nati<strong>on</strong>sDevelopment Assistance Framework(UNDAF, 2007-2011). A memorandum ofunderstanding, signed by Disaster RiskManagement and Food Security Sector(DRMFSS), MOH, UNICEF and WFP,outlined the roles and resp<strong>on</strong>sibilities of eachparty. Whilst UNICEF and WFP providefinancial resources and technical support,coordinati<strong>on</strong>, implementati<strong>on</strong> and managementof the EOS/TSF were and remain underthe resp<strong>on</strong>sibility of the MOH and DRMFSSboth at federal and regi<strong>on</strong>al levels. See Figure1 for an illustrati<strong>on</strong> of how the EOS/TSF isorganised.Figure 1: Illustrati<strong>on</strong> of how EOS/TSF is organisedMOH/ UNICEFEOS (every 6 m<strong>on</strong>ths) at kebele level:• Vitamin A supp. (6-59 m<strong>on</strong>ths old)• De-worming (2-5 years old)• Screening for acute malnutriti<strong>on</strong> (children 6-59m<strong>on</strong>ths, pregnant and lactating women)Children and womenwith severe acutemalnutriti<strong>on</strong>At health facility level (hospital, health centreand health post):• Therapeutic Feeding Programme (In and Outpatienttreatment of severe malnutriti<strong>on</strong>)Initially, the EOS/TSF target was to covermore than 90% of the 6.8 milli<strong>on</strong> childrenaged 6-59 m<strong>on</strong>ths old and 1.5 milli<strong>on</strong> pregnantand lactating women (PLW) living in 325drought pr<strong>on</strong>e districts. However, thereremained an additi<strong>on</strong>al 6.4 milli<strong>on</strong> children in299 ‘n<strong>on</strong>-EOS districts’. These were notcovered by EOS/TSF interventi<strong>on</strong>s becausethe districts were not c<strong>on</strong>sidered as the mostvulnerable and ‘drought pr<strong>on</strong>e’. In 2005, theMOH and partners decided to extend itscover to reach these additi<strong>on</strong>al 6.4 milli<strong>on</strong>children in the 299 ‘n<strong>on</strong>-EOS’ districts with apackage of biannual vitamin A supplementati<strong>on</strong>and deworming <strong>on</strong>ly. Nutriti<strong>on</strong>alscreening and TSF were not included due toresource limitati<strong>on</strong>s.ObjectivesThe overall objective of the EOS is to reducemortality and morbidity in children underfive by providing low cost, high impact childsurvival interventi<strong>on</strong>s at community level.The specific objectives are:1<strong>Ethiopia</strong> Demographic and Health Survey, 20052ibid3Nati<strong>on</strong>al Vitamin A Deficiency Survey Report, <strong>Ethiopia</strong>nHealth and Nutriti<strong>on</strong> Research Institute, 20064Missi<strong>on</strong> Report, Enhanced Outreach Strategy/TargetedSupplementary Food for Child Survival Interventi<strong>on</strong>s,<strong>Ethiopia</strong>, Andrew Hall and Tanya Khara, November-December 20065In 2008, the number of TSF districts reduced from 325to 167 due to resource c<strong>on</strong>straints.Children,pregnant andlactatingwomenscreened withmalnutriti<strong>on</strong>Screening dataDRMFSS/ WFPTSF (every 3 m<strong>on</strong>ths) at kebelelevel:• Supplementary FoodDistributi<strong>on</strong> (treatment ofmoderate malnutriti<strong>on</strong> andpreventi<strong>on</strong> of severemalnutriti<strong>on</strong>)DRMFSS/ UNICEFENCU at regi<strong>on</strong>al and federallevel:• compilati<strong>on</strong> of EOS data,data quality check, nutriti<strong>on</strong>situati<strong>on</strong> analysis,coordinati<strong>on</strong> of emergencynutriti<strong>on</strong> resp<strong>on</strong>seSource: UNICEF <strong>Ethiopia</strong>.ENCU: Emergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Unit; EOS/TSF: Enhanced Outreach Strategy Targeted Supplementary Feeding; MOH:Ministry of Health; DRMFSS: Disaster Risk Managment and Food Security Sector7


<strong>Field</strong> Article• In all districts of <strong>Ethiopia</strong> except AddisAbaba and every 6 m<strong>on</strong>ths:- > 90% of children 6-59 m<strong>on</strong>ths old aresupplemented with high dose vitamin A.- > 90% of children 2-5 years old aredewormed.• In all districts of <strong>Ethiopia</strong> except AddisAbaba and <strong>on</strong>ce a year:- > 90% of children 9-23 m<strong>on</strong>ths old arevaccinated against measles if they havemissed routine vaccinati<strong>on</strong>.• In TSF selected districts:- > 90% of children 6-59 m<strong>on</strong>ths old andPLW are screened for malnutriti<strong>on</strong> andreferred to TSF when acutelymalnourished.EOS is also used as an opportunity to integrateother interventi<strong>on</strong>s, such as measles catch upand follow-up campaigns, tetanus toxoid andpolio supplemental immunisati<strong>on</strong> activities,l<strong>on</strong>g-lasting insecticide treated nets (ITN)distributi<strong>on</strong> and iodine supplementati<strong>on</strong>. Someof the districts are also using the opportunity toc<strong>on</strong>duct routine Expanded Programme ofImmunisati<strong>on</strong> (EPI) outreaches.EOS activities are part of the <strong>Ethiopia</strong>ngovernment Health Sector Development Planand <strong>on</strong>e of the sub comp<strong>on</strong>ents in the Nati<strong>on</strong>alNutriti<strong>on</strong> Programme (NNP) 6 . UNICEF issupporting EOS as per its Country ProgrammeActi<strong>on</strong> Plan (2007-2011) under the output“eighty percent of children and mothers indrought-pr<strong>on</strong>e districts receiving high-impact,community health and nutriti<strong>on</strong> services everysix m<strong>on</strong>ths through the EOS”. It is also part ofthe UNDAF Humanitarian Resp<strong>on</strong>se andRecovery and Food Security sub-comp<strong>on</strong>ent for“improved health and nutriti<strong>on</strong> status of 90% ofchildren and PLW in chr<strong>on</strong>ically food-insecureareas through outreach activities”.Modalities of EOS service deliveryEvery six m<strong>on</strong>ths and with UNICEF support,Regi<strong>on</strong>al Health Bureaus organise the EOS. Eachdistrict that is not a TSF district has <strong>on</strong>e EOSteam per sub-district, composed of <strong>on</strong>e healthworker and <strong>on</strong>e HEW. These staff mobilise thecommunity to come to the nearest health post<strong>on</strong> a specific day, the EOS day. On EOS day, theEOS team deworms and supplements withvitamin A all children under five years. In manyFigure 2: Children (6-59m) reached by EOSservices per year (2004-2009)12,000,00010,000,0008,000,0006,000,0004,000,0002,000,00001,389,4382,576,6204,946,8118,269,75310,154,37510,760,19810,937,89411,156,69811,179,01711,179,0172004 - 1st Round2004 - 2nd Round2005 - 1st Round2005 - 2nd Round2006 - 1st Round2006 - 2nd Round2007 - 1st Round2007 - 2nd Round2008 - 1st Round2008 - 2nd Round2009 - 1st Round2009 - 2nd RoundAchievements: # of children coveredNati<strong>on</strong>al target children in Child Survival11,812,67311,490,616instances, the Regi<strong>on</strong>al Health Bureaus take theopportunity to deliver other essential services,such as measles vaccinati<strong>on</strong>, tetanus vaccinati<strong>on</strong>,mosquito net distributi<strong>on</strong>, HIV/AIDSpreventi<strong>on</strong>, iodine capsules distributi<strong>on</strong>, etc.In TSF districts, the EOS team is expandedwith an additi<strong>on</strong>al two health staff, generally<strong>on</strong>e HEW and <strong>on</strong>e support staff, to undertakethe screening of children and PLW. Screenersmeasure the mid-upper arm circumference(MUAC) and check for bilateral oedema.Children and women eligible for TSF are registeredin a book and given a TSF rati<strong>on</strong> card. Inadditi<strong>on</strong> to receiving the TSF rati<strong>on</strong>, childrenidentified with severe acute malnutriti<strong>on</strong> 7 arealso referred to the nearest Therapeutic FeedingProgramme (TFP).Comprehensive social mobilisati<strong>on</strong> isc<strong>on</strong>ducted to ensure all eligible children andmothers come to the health post. One teamsupervisor is assigned to support 3-6 teams.The team supervisors provide all-roundsupport, including management and logisticsupport, technical support and identify problemsand c<strong>on</strong>straints and plan for betterperformance of next the day.Two m<strong>on</strong>ths before the implementati<strong>on</strong> ofEOS, training of trainers is given to district/z<strong>on</strong>al health managers (coordinators andsupervisors) by regi<strong>on</strong>al and central facilitators.At the same time, district level micro-plans areFigure 3: Survey VAS Coverage andAdministrative VAS Coverage by regi<strong>on</strong>, PostCampaign Coverage Evaluati<strong>on</strong> survey, June-September 2008100%80%60%40%20%0%85.1%56.5%Somali86.1%92.9%Dire Dawa89.1%90.4%SNNPR92.1%93.7%Amhara93.2%86.3%Afar94%92.3%Harar94%98.9%BenshangulGumuz96%88%Oromia98.9%92.7%TigraySurvey Vitamin A supplementati<strong>on</strong> (VAS) coverageprepared. Training of trainers and micro-plansare completed <strong>on</strong>ce every year. Two standardformats are provided for easy calculati<strong>on</strong> of theneeds, both in terms of operati<strong>on</strong>al costs andsupplies. One to two weeks before the implementati<strong>on</strong>,service providers (supervisors,health workers, HEWs and support staff) aretrained for two days by the district trainers.Training of service providers is given <strong>on</strong> everyround, i.e. every six m<strong>on</strong>ths. The training isbased <strong>on</strong> the nati<strong>on</strong>al guideline 8 .ResultsAfter the introducti<strong>on</strong> of EOS, the service coveragehas c<strong>on</strong>sistently increased, providing keyproven child survival interventi<strong>on</strong>s (low cost,high impact interventi<strong>on</strong>s) to children and PLWevery 6 m<strong>on</strong>ths. Since the start of theprogramme, the number of children reached byEOS services has progressively increased (seeFigure 2 and Table 1). The EOS programme6The NNP is a l<strong>on</strong>g-term programme that will be implemented in two phases for the next 10 years, each phaselasting five years. The current NNP phase I spanning fromJuly 2008 to June 2013. The NNP targets the most vulnerablei.e. under 5 year children, particularly those under 2years, PLW, and adolescents. The objective of the NNP is tohalve malnutriti<strong>on</strong> from 1990 levels (underweight in childrenunder 5y) by 2015 that c<strong>on</strong>stitutes the n<strong>on</strong>-income targetof the MDG 1. It also explicitly aims to reduce child stunting,wasting, and low birth weight rates by half by 2010, towhich the NNP will c<strong>on</strong>tribute as an integral part of the HEP.7Eligibility for TFP: children with MUAC < 11 cm and/orbilateral oedema.8Guidelines, Enhanced Outreach Strategy for Child SurvivalInterventi<strong>on</strong>s, <strong>Ethiopia</strong>, Federal Ministry of Health, March2006Table 1: EOS results per year and per round (2004-2009)2004 2005 2006 2007 2008 2009R1 R2 R1 R2 R1 R2 R1 R2 R1 R2 R1 R2Vitamin A supplementati<strong>on</strong> (6-59 m<strong>on</strong>ths old)No. of children targeted 1,521,204 2,879,374 5,431,811 9,427,048 11,071,190 11,567,721 11,744,360 11,926,235 11,917,323 12,583,034 12,028,833 11,397,948No. of children supplemented 1,389,438 2,576,620 4,946,811 8,269,753 10,154,375 10,760,198 10,937,894 11,156,698 11,179,017 11,812,673 11,490,616 10,707,244VAS coverage 92.6% 89.5% 91.1% 87.7% 91.7% 93% 93.1% 93.5% 93.8% 94.1% 95.5% 93.9%Deworming (2-5 years old)No of children targeted 1,306,162 2,553,918 4,557,592 9,427,048 9,804,259 10,265,133 7,869,237 7,990,586 8,061,722 8,449,184 8,323,036 7,352,881No of children dewormed 855,482 2,265,321 4,152,385 8,269,753 9,013,888 9,456,451 7,746,443 8,174,227 7,999,734 8,282,718 8,059,861 7,092,712Deworming coverage (%) 65.6% 88.7% 91.1% 86.6% 91.9% 92.1% 98.4% 102% 99.2% 98% 96.8% 96.5%Screening for acute malnutriti<strong>on</strong> (6-59 m<strong>on</strong>ths old)No of children targeted 1,522,760 2,907,581 5,104,418 5,574,715 5,795,379 6,555,634 6,352,271 6,352,271 3,687,509 4,844,574 3,952,015 4,309,853No of children screened 1,304,429 2,636,501 4,641,860 4,939,404 5,249,589 6,145,624 6,049,750 6,082,610 3,467,356 4,525,101 3,869,890 3,941,853Screening coverage (%) 85.7% 90.7% 90.9% 88.6% 90.6% 93.7% 95.2% 94.1% 94% 93.4% 97.9% 91.5%No and % of children identified with acutemalnutriti<strong>on</strong> and referred to TSFSource: Federal Ministry of Health, EOS data base, 201085,522(6.6%)211,445(8%)302,030(6.5%)247,870(5%)425,199(8.1%)Screening for acute malnutriti<strong>on</strong> (pregnant and lactating women (PLW))No of PLW targeted 333,106 680,865 1,118,022 1,211,409 1,266,126 1,416,739 1,380,005 1,406,681 814,014 1,053,370 895,645 961,173No of PLW screened 158,928 343,602 584,363 643,751 834,773 1,416,739 1,072,234 1,125,284 707,730 830,953 788,392 829,813Screening coverage (%) 47.7% 50.5% 52.3% 53.1% 65.9% 74% 77.7% 80% 86.9% 78.9% 88% 86.3%No and % of PLW identified with acutemalnutriti<strong>on</strong> and referred to TSF33,010(20.8%)79,033(23%)150,472(25.7%)117,508(18.3%)165,386(19.8%)528,766(8.6%)216,461(20.6%)479,030(8%)236,450(22.1%)351,232(7.2%)228,715(20.3%)416,269(12%)175,358(24%)438,862(10.2%)178,445(24.8%)498,833(12.8%)171,433(21.7%)318,353(8.1%)150,046(18.1%)8


<strong>Field</strong> ArticleTable 2: EOS and measles, vitamin A and dewormingcoverage by regi<strong>on</strong>, 2006Regi<strong>on</strong> Measles Vitamin A DewormingSurveycoverageAdmin.coverageSurveycoverageAdmin.coverageSurveycoverageAdmin.coverageOromia 91% 97% 95.8% 96.6% 85% 95.6%Amhara 97.6% 88.6% 98.3% 79.6% 93.8% 87%SNNPR 90.2% 87% 91% 91% 77.3% 87%Tigray 95.2% 82.8% 98.7% 83.9% 86.6% 86%B.Gumuz 90.2% 101% 89.6% 71% 67.1% 71%Somali 85% 91% 84.4% 89% 83% 88%Indrias Getachew, UNICEF <strong>Ethiopia</strong>, 2009Health extensi<strong>on</strong> worker assessing the nutriti<strong>on</strong>alstatus of a child using MUAC measurement duringEOS in Tigray regi<strong>on</strong>, Adwa Districreached its peak activity level in 2006/2007.Using the EOS approach the programme is nowcovering the entire country, except AddisAbaba city administrati<strong>on</strong>, reaching more than11 milli<strong>on</strong> children every six m<strong>on</strong>ths.Based <strong>on</strong> routine administrative reports, theEOS coverage has exceeded the planned targetfor each round for vitamin A supplementati<strong>on</strong>,deworming and nutriti<strong>on</strong>al screening. Duringthe sec<strong>on</strong>d round of the 2009 EOS, 11.5 milli<strong>on</strong>children aged 6-59 m<strong>on</strong>ths were supplementedwith vitamin A and 7 milli<strong>on</strong> children aged 24-59 m<strong>on</strong>ths were dewormed. In additi<strong>on</strong>, 3.9milli<strong>on</strong> children and 820,000 PLW werescreened for acute malnutriti<strong>on</strong>. From these,318,000 children and 150,000 PLW were found tobe malnourished and referred to the TSF/TFP.M<strong>on</strong>itoring and evaluati<strong>on</strong>Between March and May 2006, a measles followup campaign was c<strong>on</strong>ducted in Oromia,Amhara, Tigray, Somali, SNNP and BenishangulGumuz regi<strong>on</strong>s 9 . The campaign was integratedwith the EOS interventi<strong>on</strong>s. Following thecampaign, a coverage evaluati<strong>on</strong> survey wasc<strong>on</strong>ducted between June and Sept 2006 to validatethe administrative coverage report 10 . TheEPI cluster methodology was used to design andc<strong>on</strong>duct the survey. A total of 8,116 householdswere assessed. The survey identified that integratedchild survival interventi<strong>on</strong>s coverage washigh and very close to administrative reports,with little variati<strong>on</strong> between each study area (seeTable 2).Another coverage survey was c<strong>on</strong>ducted in2008 to validate EOS coverage data collectedthrough routine administrative systems. Thisinvolve gathering household level data <strong>on</strong>selected indicators such as VAS, dewormingand nutriti<strong>on</strong>al screening 11 . It was a crosssecti<strong>on</strong>al survey c<strong>on</strong>ducted in 42 districts inOromia, Amhara, SNNPR, Tigray, Somali, Afarand Benishangul Gumuz regi<strong>on</strong>s. Six districtsfrom each regi<strong>on</strong> were randomly selected andin each district, nine sub-districts were assessedusing a 30 by 30 cluster methodology. A total of900 households with children under five yearswere assessed.The results showed that the overall coverageof the EOS campaign was very high and above80%. It also c<strong>on</strong>firmed that the post-campaigncoverage estimates for VAS, deworming, andnutriti<strong>on</strong>al screening were not necessarily thesame as those found in routine administrativeEOS reports (Figure 3).In additi<strong>on</strong> to achieving high coverage, EOShas been found to be a cost effective strategy forchild survival 12 . The ‘EOS costing study’c<strong>on</strong>ducted in 2006 has estimated that the costper life saved is equivalent to <strong>on</strong>ly $58 forVitamin A, and $228 for integrated interventi<strong>on</strong>sincluding measles. In c<strong>on</strong>clusi<strong>on</strong>, thestudy found that EOS interventi<strong>on</strong>s areextremely cost-effective and a good investmentfor <strong>Ethiopia</strong> 13 .Despite the favourable unit costs of deliveringlife saving interventi<strong>on</strong>s such as VAS anddeworming, there is no direct evidence that theEOS/TSF is having a positive impact <strong>on</strong> mortalityreducti<strong>on</strong> and improving the nutriti<strong>on</strong>alstatus of children enrolled in the programme. Ameta-analysis of the effectiveness of VAS toc<strong>on</strong>trol young child morbidity and mortality indeveloping countries showed that improvingthe vitamin A status reduces mortality rates bysome 23% 14 . However, in <strong>Ethiopia</strong> it is not possibleto quantify the impact of EOS because thereis no baseline data or case-c<strong>on</strong>trol study forcomparis<strong>on</strong>. A formula developed by Pelletieret al 15 was used to estimate the life savingimpact of EOS. Based <strong>on</strong> this method, it is estimatedthat 171,000 under five children’s deathare prevented through the EOS/TSF every year.Factors c<strong>on</strong>tributing to high coverage inthe EOS programmeFactors c<strong>on</strong>tributing to high coverage in theEOS programme include:• The specialised training c<strong>on</strong>ducted beforeevery round of EOS for health serviceproviders to strengthen capacity. This helpsto overcome the high staff turnover in thehealth system.• Social mobilisati<strong>on</strong> has been the key effort toget people to attend the EOS centres, and itwas central to achieving 90% coverage 16 .High community participati<strong>on</strong>, created bypublic announcement and mobilisati<strong>on</strong>during the screening time, promoted EOSservice uptake, which has a knock-<strong>on</strong> effect inpromoting general health service uptake atsub-district level.• It creates community demand wherebymothers/caregivers appreciate dewormingbecause of a visible immediate effect.9Bale, Borena, Guji, East Showa and Arsi z<strong>on</strong>es of Oromiaregi<strong>on</strong>, North Wollo, SouthWollo and Waghimra z<strong>on</strong>es ofAmhara regi<strong>on</strong>, all districts of Tigray regi<strong>on</strong>, all districts ofB. Gumuz regi<strong>on</strong>, all districts of Somali regi<strong>on</strong> and Gurage,Wolayita, Dauro, Siltie, Hadiya, Kembata Tembaro z<strong>on</strong>esand K<strong>on</strong>ta, Alaba districts, and Awassa, SNNPR.10Coverage Survey Report <strong>on</strong> Integrated Child SurvivalInterventi<strong>on</strong>s In Oromia, Amhara, SNNPR, Tigray, Somaliand Benishangul Gumuz Nati<strong>on</strong>al Regi<strong>on</strong>al States of<strong>Ethiopia</strong>, UNICEF Addis Ababa, December 200611Post campaign Evaluati<strong>on</strong> Survey of round 1 2008Enhanced Outreach Strategy in <strong>Ethiopia</strong>, Addis .C<strong>on</strong>tinentalInstitute of Public Health, October 200812Feedler, J. and Chuko, T. 2006. Enhanced OutreachStrategy Costing Study. Micr<strong>on</strong>utrient Initiative, A2Z, WorldBank, UNICEF13The Macroec<strong>on</strong>omic Commissi<strong>on</strong> <strong>on</strong> Health classifies allhealth interventi<strong>on</strong>s that have a cost per life saved that isthe equivalent of less than per capita GDP as “highly costeffective”.14Beat<strong>on</strong> GH, Martorell R, Ar<strong>on</strong>s<strong>on</strong> KJ, Edm<strong>on</strong>st<strong>on</strong> B, McCabeG, Ross AC, and Harvey B - Effectiveness of Vitamin ASupplementati<strong>on</strong> in the C<strong>on</strong>trol of Young Child Morbidityand Mortality in Developing Countries; ACC/SCN State-ofthe-ArtSeries, Nutriti<strong>on</strong> Policy Discussi<strong>on</strong> Paper No.13, 1993• The EOS programme benefits from theparticipati<strong>on</strong> of a large number of publichealth instituti<strong>on</strong>s at all administrativelevels and of n<strong>on</strong>-governmental organisati<strong>on</strong>s(NGOs).• Its cost effectiveness is proven and anumber of d<strong>on</strong>ors have been supporting theprogramme since the start.• Added EOS services like measlesvaccinati<strong>on</strong>, ITN distributi<strong>on</strong> and iodinesupplementati<strong>on</strong> have c<strong>on</strong>tributed to loweringthe average cost per pers<strong>on</strong> served.• Successful community mobilisati<strong>on</strong> anddemand for the service is attributable to thefinancial incentives (outreach allowances)provided for the local HEWs and volunteers.About 68% of the total costs of EOS are foroutreach allowances 17 .ChallengesDuring the course of its implementati<strong>on</strong>, EOS hasalso encountered some significant challenges:Poor nutriti<strong>on</strong>al screening data quality hasbeen an <str<strong>on</strong>g>issue</str<strong>on</strong>g>. The Outcome Evaluati<strong>on</strong> Studyof the TSF programme in <strong>Ethiopia</strong> 18 c<strong>on</strong>ductedby WFP in 2008 highlighted a very high inclusi<strong>on</strong>error of the TSF beneficiaries screenedduring the EOS (46% mistakenly admitted intothe TSF). Efforts made since to improve thequality of nutriti<strong>on</strong> screening measurementsinclude providing training before every roundof EOS, simplificati<strong>on</strong> of the screening methodologyto reduce risks of error (from a two-stagescreening comprising of MUAC and weightfor-heightto MUAC <strong>on</strong>ly), wide-spreaddisseminati<strong>on</strong> of posters in local languages, anduse of a new MUAC tape with a colour code toboth help HEWs understand screening proceduresand to increase the beneficiary’sawareness of their entitlement. While noting thec<strong>on</strong>tinuous improvement of screening dataquality 19 , the Emergency Nutriti<strong>on</strong> Coordinati<strong>on</strong>Unit 20 still encounters problems with the dataretrieved from systematic checks.15Pelletier, DL, E.A. F<strong>on</strong>gillo, Jr., D.G. Schroeder, and J.P.Habitch. 1994. A methodology for estimating the c<strong>on</strong>tributi<strong>on</strong>of malnutriti<strong>on</strong> to child mortality in developing countries.Journal of Nutriti<strong>on</strong> 124 (10 SUPPL.): 2106s-2122s16Missi<strong>on</strong> Report, Enhanced Outreach Strategy/TargetedSupplementary Food for Child Survival Interventi<strong>on</strong>s,<strong>Ethiopia</strong>, Andrew Hall and Tanya Khara, November-December 200617Feedler, J. and Chuko, T. 2006. Costing Study. EnhancedOutreach Strategy, Micr<strong>on</strong>utrient Initiative, A2Z, WorldBank, UNICEF18Outcome evaluati<strong>on</strong> study of the Targeted SupplementaryFood (TSF) programme in <strong>Ethiopia</strong>; World Food Programme;<strong>Ethiopia</strong>; June 2009; Jutta Skau, MSc; Tefera Belachew, MDMSc; Tsinuel Girma, MD; Bradley A. Woodruff, MD MPH.19The ENCU checks show regular decreases in the proporti<strong>on</strong>of districts with unreliable screening data. Those with unreliabledata amounted to 48% in 2008 Round 1, 44% in 2008Round 2, and 47% in 2009 Round 1, 27 % in 2009 Round 2.20The Emergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Unit (ENCU), whichis the technical arm of Disaster Management and FoodSecurity Sector (DMFSS), with the support of UNICEF, wasestablished in 2000 to coordinate emergency nutriti<strong>on</strong>assessments and interventi<strong>on</strong>s. ENCU is doing qualitycheck for EOS nutriti<strong>on</strong>al screening data.9


<strong>Field</strong> ArticleDue to poor quality, the EOS screening datacannot be used for trend analysis in the c<strong>on</strong>textof nutriti<strong>on</strong> surveillance. While reporting ispart of every six m<strong>on</strong>thly EOS refresher training,late data compilati<strong>on</strong> and reporting stilloccurs.MOH leadership to manage the logisticsneed and programme informati<strong>on</strong>/datamanagement has been limited. Supply anddistributi<strong>on</strong> of resources at nati<strong>on</strong>al scale is achallenge for all programmes without a MOHNati<strong>on</strong>al Logistics Master Plan that is still notfully functi<strong>on</strong>al.Except for staff salary and overhead cost,there is no budget allocati<strong>on</strong> from governmentfor EOS programme. The programme issupported by internati<strong>on</strong>al d<strong>on</strong>ors through inkind assistance (vitamin A capsules from theCanadian Internati<strong>on</strong>al Development Agency(CIDA) and the Micr<strong>on</strong>utrient Initiative (MI)),and financial c<strong>on</strong>tributi<strong>on</strong>s for supplies andoperati<strong>on</strong>al costs (CIDA, MI, SpanishGovernment, Australian Aid, UNOCHA,USAID, different nati<strong>on</strong>al committees forUNICEF, etc.). D<strong>on</strong>or’s funding commitment isusually for <strong>on</strong>e or two rounds so that it is difficultto plan for the l<strong>on</strong>ger-term.Future Directi<strong>on</strong>: EOS transiti<strong>on</strong> into the HEPThe Health Extensi<strong>on</strong> Programme (HEP) is thel<strong>on</strong>g term and sustainable strategy for deliveringthe child survival and maternal packagesunder EOS. While the EOS will c<strong>on</strong>tinue to beimplemented, its pilot transiti<strong>on</strong> to the HEPwas started in 39 selected districts fromAmhara, Oromia, Tigray and SNNPR.Two modalities are envisaged to provideEOS services in the HEP package:• The first and main mode is the CommunityHealth Days (CHDs) that will be organisedby the HEWs <strong>on</strong> a quarterly basis to allowmore frequent identificati<strong>on</strong> and early treatmentof the malnourished cases. The vitaminA and deworming will c<strong>on</strong>tinue to be deliveredevery six m<strong>on</strong>ths. The CHDs areunderway since the end of 2008.• The sec<strong>on</strong>d mode would be part of theroutine activity at the health post andduring home visits by the HEWs, in orderto maximise the current ‘missed’opportunity and enhance coverage (this hasnot yet started).The main rati<strong>on</strong>ales for the transiti<strong>on</strong> are:• Creating a mechanism for the sustainabledelivery of child survival service packagesas part of the HEP by maintaining thecurrent EOS coverage of 90%.• Giving resp<strong>on</strong>sibility to the local distric andsub-district to plan, implement and m<strong>on</strong>itorprogrammes.• To help the HEWs to organise and executethe services as part of their regular workand ultimately to increase local ownershipand service delivery capacity.As of now, 170 districts have started implementingCHDs. In 2009, more than 1.3 milli<strong>on</strong>children 6-59 m<strong>on</strong>ths have received VAS andabout 800,000 children 24-59 m<strong>on</strong>ths weredewormed through the CHD modality. In additi<strong>on</strong>,1.3 milli<strong>on</strong> children 6-59 m<strong>on</strong>ths werescreened for acute malnutriti<strong>on</strong>. Post-CHDcoverage surveys were c<strong>on</strong>ducted in October2009 in three regi<strong>on</strong>s 21 . The preliminary report isshowing coverage is ranging from 58% to 73%for VAS 22 .Less<strong>on</strong>sEOS in c<strong>on</strong>juncti<strong>on</strong> with TSF seems to be ahighly relevant acti<strong>on</strong> for the local envir<strong>on</strong>ment.This is partly due to the prevailing criticalnutriti<strong>on</strong> and health situati<strong>on</strong> in large areas ofthe country, where <strong>on</strong> average 47% of childrensuffer from chr<strong>on</strong>ic malnutriti<strong>on</strong>. For sustainability,the GOE has prepared a plan for EOStransiti<strong>on</strong> in HEP with phase by phase exitstrategy for EOS. The plan is to be implementedwithin the MOH’s Health Sector DevelopmentPlan IV (period 2010-2014). It is important tomake sure that the transiti<strong>on</strong> is smooth and thatthe HEP will be able to maintain the currentgain in EOS.Availability of financial incentives associatedwith EOS has played an important role in thesuccess of EOS. However, there are alsoc<strong>on</strong>cerns regarding the sustainability of its highcoverage when the financial incentives are withdrawn.For example, it will be difficult tomaintain the high level of engagement ofCommunity Health Workers (that are volunteers)if financial incentives are removed. Thiswill have a negative impact <strong>on</strong> programmecoverage. The reliance <strong>on</strong> pure volunteerism tosupport community mobilisati<strong>on</strong> remains achallenge to any community-based programme.The process of screening children usingMUAC instead of weight-for-height has helpedto identify more severely malnourished childrenwho are at risk of death. In additi<strong>on</strong>, itmakes the task much simpler for the HEWs andreduces risks of error attached to c<strong>on</strong>ductingtwo stage screening (i.e. using both MUAC andweight for height).The EOS screening should ensure that <strong>on</strong>lyacutely malnourished children get access tosupplementary feeding. However, the currentsafeguard mechanisms in EOS/TSF are notenough to adequately prevent distorti<strong>on</strong> 23 . Inadditi<strong>on</strong>, there is no formal appeal process forindividuals if they feel that they have beenunfairly excluded 24 . EOS/TSF partners arecurrently working <strong>on</strong> improving supervisi<strong>on</strong>and m<strong>on</strong>itoring during EOS/CHD screeningand c<strong>on</strong>ducting intensive community awarenessand social mobilisati<strong>on</strong> before, during andafter the EOS/CHD screening to mitigate theproblem in the short-term. Dialogue is <strong>on</strong>goingwith Ministry officials and d<strong>on</strong>ors to discussthe acti<strong>on</strong>s necessary to improve the overallmanagement of MAM in the country. A redesignof nutriti<strong>on</strong>al screening andmanagement of MAM is required, both toresp<strong>on</strong>d to the immediate need to overcome thehigh inclusi<strong>on</strong> error 25 and to strengthen the211,391 children sampled in 1,103 households in Tigray,Oromia and SNNPR less than 2 weeks after the CHD22The proporti<strong>on</strong> of VA supplementati<strong>on</strong> was 73.3% in SNNP51.9% in Tigray 62.9% in Oromia Regi<strong>on</strong>s. The proporti<strong>on</strong>of children de-wormed was 65.8% in SNNP, 35.4% Tigrayand 52.4% in Oromia regi<strong>on</strong>s. The proporti<strong>on</strong> of screenedchildren was higher 89.4% in Tigray, 73.5% in Oromia and66.6% in SNNP Regi<strong>on</strong>s23Aid, Accountabilities and Distorti<strong>on</strong>, An exploratory studyinto possible distorti<strong>on</strong> in d<strong>on</strong>or-supported developmentprogrammes in <strong>Ethiopia</strong>, Productive Safety Nets Programme;Protecti<strong>on</strong> of Basic Services Grant; Humanitarian ReliefProgramme; Enhanced Outreach Strategy – TargetedSupplementary Feeding Programme, Report prepared byDFID <strong>on</strong> behalf of, and for the c<strong>on</strong>siderati<strong>on</strong> of, theDevelopment Assistance Group, <strong>Ethiopia</strong>, 23rd March 201024ibid25Outcome evaluati<strong>on</strong> study of the Targeted SupplementaryFood (TSF) programme in <strong>Ethiopia</strong>; World Food Programme;<strong>Ethiopia</strong>; June 2009; Jutta Skau, MSc; Tefera Belachew, MDMSc; Tsinuel Girma, MD; Bradley A. Woodruff, MD MPH. TheENCU checks show regular decreases in the proporti<strong>on</strong> ofdistricts with unreliable screening data: it was 48 per cent in2008 Round 1; 44 per cent in 2008 Round 2; 47 per cent inprogramme through establishing appropriatesafeguard mechanisms. Re-design should alsolook to secure wider coverage and use of alternativeproducts for management of MAM.<strong>Ethiopia</strong> has achieved encouraging progressin recent years in detecting and managing acutemalnutriti<strong>on</strong> through EOS and the expansi<strong>on</strong> ofthe nati<strong>on</strong>al TFP. At the same time, there is agrowing understanding that it is time to investin a more comprehensive approach at householdand community level to prevent andmanage all causes of malnutriti<strong>on</strong>. TheCommunity Based Nutriti<strong>on</strong> programme(CBN) is the first compressive nutriti<strong>on</strong>programme to address some of the immediate,underlining and basic cause of malnutriti<strong>on</strong> in<strong>Ethiopia</strong>. Started at the end of 2008, CBN isbeing implemented in 170 districts so far. CBNactivities are centred <strong>on</strong> the Triple-A (assess,analyse, act) approach, which helpsparents/caregivers and community membersto assess the situati<strong>on</strong> of children and women,analyse causes of the problems and take feasibleacti<strong>on</strong>s at family and community level.M<strong>on</strong>thly growth m<strong>on</strong>itoring and promoti<strong>on</strong> isc<strong>on</strong>ducted for children under two years, whichis the most vulnerable period and when theimpact of early childhood malnutriti<strong>on</strong> can bereversed. In all of the CBN districts, servicesunder the EOS package are being delivered asquarterly CHDs. The CBN has establishedeffective referral linkages to the management ofacute malnutriti<strong>on</strong>.In many countries, social security hasreduced poverty and inequality by half andmore 26 . There is evidence that social protecti<strong>on</strong>in a form of cash transfer has improved thenutriti<strong>on</strong>al status of children 27,28,29 . While most ofthe EOS/TSF districts are chr<strong>on</strong>ically food insecure,the current management of MAM is notadequately linked with existing food assistance/food security programmes. Foodsharing has been noted in TSF outcome evaluati<strong>on</strong>study c<strong>on</strong>ducted by WFP 30 . It is <strong>on</strong>e of thecultural mechanisms to cope with food insecurity.Therefore, targeting a malnourished childin poor family will not be enough to get therequired programme effectiveness. Poor families/communitiesneed to be targeted for socialsecurity programming. One possible way toimprove programme effectiveness lies with thepossibility of changing the targeting mechanismto include not just anthropometry, but alsotargeting families of vulnerable children forbasic social protecti<strong>on</strong>.For more informati<strong>on</strong>, c<strong>on</strong>tact: SelamawitNegash, email: snegash@unicef.org2009 Round 1 and 27 per cent in 2009 Round 2.26Internati<strong>on</strong>al Labour Office, ‘Can Low income countriesafford Basic Social Security?’, Social Security Policy Briefing,no.3 ILO, Social Security Department, Geneva, 2008.27Rutstein S. O, Effects of preceding birth Intervals <strong>on</strong>ne<strong>on</strong>atal, infants and under five years mortality andnutriti<strong>on</strong>al status in developing countries: evidence fromthe demographic and health surveys. Internati<strong>on</strong>al Journalof Gynecology anad Obstetrics, Vol.89, Supplement 1, April2005, PP S7-S24.28Erhlich, Isaac and Jinyoung Kim, ‘Has Social securityInfluenced Family Formati<strong>on</strong> and fertility in OECDCountries? An Ec<strong>on</strong>omic and Ec<strong>on</strong>ometric analysis’’, NBERWorking Paper no. 12869, Nati<strong>on</strong>al Bureau of Ec<strong>on</strong>omicResearch, Cambridge, MA, January 200729Boldrin Michele, Mariacristina De nardi and Larry J<strong>on</strong>es,‘Fertility and Social Security’, NBER Working Paper no.11146, Nati<strong>on</strong>al Bureau of Ec<strong>on</strong>omic Research, Cambridge,MA, February 2005.30Outcome evaluati<strong>on</strong> study of the Targeted SupplementaryFood (TSF) programme in <strong>Ethiopia</strong>; World Food Programme;<strong>Ethiopia</strong>; June 2009; Jutta Skau, MSc; Tefera Belachew,MD MSc; Tsinuel Girma, MD; Bradley A. Woodruff, MD MPH.10


<strong>Field</strong> ArticleChild screening in Fedis woreda duringCommunity Health DayCan theNutriti<strong>on</strong>Informati<strong>on</strong>System be‘trusted’ tobuild <strong>on</strong>availabledata sources?By Patrizia FracassiPatrizia holds an M.Sc. inDevelopment Management.Over the past two years, shehas c<strong>on</strong>sulted in <strong>Ethiopia</strong> forUNICEF and the World Bank.She previously worked forUNICEF Uganda as aNutriti<strong>on</strong> <str<strong>on</strong>g>Special</str<strong>on</strong>g>ist and forItalian NGOs, CESVI (Cooperazi<strong>on</strong>e e Sviluppo)and Ucodep (Unity and Cooperati<strong>on</strong> forDevelopment of Peoples, now Oxfam Italia) inVietnam as Country Representative andProgramme Manager. She also developed andmanages the technical c<strong>on</strong>tent for thewebsite: www.motherchildnutriti<strong>on</strong>.org.Patrizia would like to acknowledge teammembersfrom the federal and regi<strong>on</strong>alEmergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Units andfrom UNICEF Nutriti<strong>on</strong> and Food SecuritySecti<strong>on</strong> for their c<strong>on</strong>tinuous support, andespecially government representatives at alllevels for their willingness to share informati<strong>on</strong>and give their valuable insights.The findings, interpretati<strong>on</strong>s and c<strong>on</strong>clusi<strong>on</strong>s inthis article are those of the author. They do notnecessarily represent the views of UNICEF, itsExecutive Directors or the countries that theyrepresent and should not be attributed to them.P Fracassi, <strong>Ethiopia</strong>, 2008In <strong>Ethiopia</strong>, the role of the nati<strong>on</strong>alNutriti<strong>on</strong> Informati<strong>on</strong> System (NIS) hasbeen clearly stated in the <strong>Ethiopia</strong>nNati<strong>on</strong>al Nutriti<strong>on</strong> Programme (NNP).There are three c<strong>on</strong>stituent parts to this role.These provide a ‘comprehensive’ and holisticstructure to NIS design: to support timely warningand adequate interventi<strong>on</strong>s at woreda andhigher levels, to develop, manage and evaluatethe NNP at all levels, and to inform othersectors like agriculture, water/sanitati<strong>on</strong> andec<strong>on</strong>omic development. This comprehensivevisi<strong>on</strong> for the NIS is to inform understanding ofthe nutriti<strong>on</strong>al situati<strong>on</strong> with respect to chr<strong>on</strong>icand newly occurring problems, as well as thecauses of these problems, and how these changeover time in order to help in decisi<strong>on</strong>-making atall levels. However, while the NIS can effectivelyaccommodate and be ‘open’ to anunlimited amount of data, the ability to triggeran effective and appropriate resp<strong>on</strong>se requiresthat the informati<strong>on</strong> is timely, reliable andc<strong>on</strong>sistent. These c<strong>on</strong>diti<strong>on</strong>s ultimately determinethe basic parameters up<strong>on</strong> which theinitial choice of informati<strong>on</strong> for the NIS is made.Put simply, all data should be trusted andc<strong>on</strong>tinuously available, data should be triangulatedto generate ‘c<strong>on</strong>text-specific’ andevidence-based informati<strong>on</strong> and there shouldbe a clear process, agreed by all actors, to feedinformati<strong>on</strong> into decisi<strong>on</strong>-making.Unique data situati<strong>on</strong> in <strong>Ethiopia</strong><strong>Ethiopia</strong> is in quite a unique positi<strong>on</strong> because,over the last thirty years, large amounts of datahave been collected by the Early WarningSystem (EWS), including health and nutriti<strong>on</strong>informati<strong>on</strong>. However, the nutriti<strong>on</strong> informati<strong>on</strong>collected by the EWS (see Box 1) provides<strong>on</strong>ly scattered data - mostly alert signals basedup<strong>on</strong> ‘observable’ degenerati<strong>on</strong>. Data iscollected directly from health workers at ‘criticaltimes’ and without systematic comparis<strong>on</strong>with what would be ‘normal’ for a given time ofyear. Nutriti<strong>on</strong>al assessments are requiredduring these critical times to c<strong>on</strong>firm ‘emergencies’but the seas<strong>on</strong>ality of these critical timescreates a widespread, simultaneous demand forassessments, which rarely can be adequatelymet.In recent years, targeting of surveys has beenimproved through increased use of routine datasources, at least to indicate where an assessmentis most urgently needed. Nutriti<strong>on</strong> data are nowavailable and accessible <strong>on</strong> a m<strong>on</strong>thly and quarterlybasis at the lowest levels due in largemeasure to three programmes: The CommunityBased Nutriti<strong>on</strong> programme (CBN), theTherapeutic Feeding Programme (TFP) andCommunity Health Days (CHD) (See Box 1).These routine systems are the m<strong>on</strong>itoring backb<strong>on</strong>eof the NNP, which - at least theoretically -can be combined to inform timely warning andbe shared with other sectors. Similarly, anumber of diseases are also currently beingtracked <strong>on</strong> a weekly basis through the PublicHealth Emergency Management (PHEM)system (see Box 1). Thus, there is a very realpotential for the EWS to systematically tap intospecific data from existing health informati<strong>on</strong>sources and vice-versa. This will be most effectiveif a c<strong>on</strong>sensus is reached <strong>on</strong> key indicators,in particular for timely warning. The key questi<strong>on</strong>,ultimately, is whether decisi<strong>on</strong>-makersfrom all sectors are willing to exchange and useavailable routine data to inform their decisi<strong>on</strong>sand resp<strong>on</strong>se.Children with their caregivers <strong>on</strong> OTP dayin Chalenqo Health Centre, Fedis woredaNutriti<strong>on</strong> data managementWhile there are ‘trust’ <str<strong>on</strong>g>issue</str<strong>on</strong>g>s <strong>on</strong> data quality andcredibility, the administrative decentralisati<strong>on</strong>and existence of a widespread health network,creates the rare opportunity to build capacities,accountability and transparency at lower levelslike the woreda and the kebele.Initial data collectors are volunteers andfr<strong>on</strong>tline health practiti<strong>on</strong>ers. Many report thatdata collecti<strong>on</strong> is an additi<strong>on</strong>al burden to theiralready crowded agenda. After the initial collecti<strong>on</strong>,data flows up through various levels viasupervisors and health officials. However, littlefeedback is given through the system so thatpeople directly involved have a limited sense ofwhat is actually d<strong>on</strong>e with the informati<strong>on</strong>provided. The sheer volume of reports storedtestifies to the regularity of data collecti<strong>on</strong>undertaken and the immediate priority thatshould be given to improve the ‘efficiency’ ofthe process. Currently, asking for nutriti<strong>on</strong>informati<strong>on</strong> from a woreda official leads to apaper-chase given the amount of report formscollated. Where officials have been providedwith a computer, data appears to have beenregularly updated. Given the increased requirementsfor informati<strong>on</strong> management, it seemsinevitable that woreda Health Offices will movefrom a paper-based system to a computerised<strong>on</strong>e, allowing them to perform data qualitychecks that otherwise are time c<strong>on</strong>suming andpr<strong>on</strong>e to mistakes if d<strong>on</strong>e manually. The implicati<strong>on</strong>here is that woreda level officials aremostly young, often computer-literate, professi<strong>on</strong>alswith degrees. Provisi<strong>on</strong> of adequatetools/software to practically manage informati<strong>on</strong>can help build their capacity to implementthe system. If informati<strong>on</strong> is not properlyvalued at woreda level, where most data arecollated and ‘checked’, then the task of qualityassurance at higher levels is nigh-<strong>on</strong> impossible.Added value of NIS: triangulati<strong>on</strong> of dataWhat is ‘new’ in the NIS paradigm is therequirement for ‘triangulati<strong>on</strong>’ to provideevidence-based informati<strong>on</strong> for decisi<strong>on</strong>making.This implies that collected data are notinterpreted in isolati<strong>on</strong> but are brought togetherfrom different sources. The strength of triangulati<strong>on</strong>is the ‘c<strong>on</strong>textualisati<strong>on</strong>’ of the data,meaning numbers and/or standardised observati<strong>on</strong>sare grounded in ‘local knowledge’.Fr<strong>on</strong>tline practiti<strong>on</strong>ers in health-posts haveaccess to nutriti<strong>on</strong> and health informati<strong>on</strong>through regular c<strong>on</strong>tact with patients. Withnutriti<strong>on</strong>, for example, they are in the best positi<strong>on</strong>to judge if the deteriorating weight of achild during m<strong>on</strong>thly growth m<strong>on</strong>itoring orhis/her admissi<strong>on</strong> in the OutpatientTherapeutic Programme (OTP) is linked to lackof food in the family or to other causes likeillness, inappropriate feeding practices, etc. It isthis ‘proximity’ that allows for the triangulati<strong>on</strong>to be most helpful at community level wherebyP Fracassi, <strong>Ethiopia</strong>, 200811


<strong>Field</strong> Articleroot causes of malnutriti<strong>on</strong> can be identified. An examplewhere this could be used is in chr<strong>on</strong>ically foodinsecure areas supported by the Productive Safety NetProgramme (PSNP) where risk financing mechanismsexist to address new chr<strong>on</strong>ic or temporary food insecurity.By m<strong>on</strong>itoring increases in underweight (as anearly indicator) and OTP admissi<strong>on</strong>s (as a late indicator),fr<strong>on</strong>tline health practiti<strong>on</strong>ers, who are members ofthe Food Security Task Forces (FSTF), can play a crucialrole in providing informati<strong>on</strong> for appeal processes.However, the credibility of their informati<strong>on</strong> willdepend <strong>on</strong> their full understanding that risk financingmechanisms are <strong>on</strong>ly accessible when malnutriti<strong>on</strong> islinked to food insecurity. Thus, triangulati<strong>on</strong> of data atsource is a kind of check by key people before informati<strong>on</strong>is fed into the decisi<strong>on</strong>-making processes orreported to higher levels.Trust, accountability and transparencyIn <strong>Ethiopia</strong>, in line with governmental decentralisati<strong>on</strong>,woreda and kebele level administrati<strong>on</strong>s have beengiven increased power to analyse, assess and act <strong>on</strong> theirown changing situati<strong>on</strong>. They are therefore moreresp<strong>on</strong>sible and accountable for both development andemergency resp<strong>on</strong>se. Addressing the challenges of howinformati<strong>on</strong> can feed into decisi<strong>on</strong>-making will ensurethe credibility and sustainability of the NIS. At themoment, available data from routine sources are notadequately linked to informati<strong>on</strong> use. The main challengefor data utilisati<strong>on</strong> at higher levels is that sourcesare not fully trusted while at lower levels there are limitati<strong>on</strong>sover capacities and mandate. While data qualityassurance can be built into the system, especially byimproving lower-level capacity, more emphasis needs tobe given to the human aspect. ‘Trust’ cannot be builtwithout attenti<strong>on</strong> to the role played by each stakeholder,starting with fr<strong>on</strong>tline practiti<strong>on</strong>ers. ‘Accountability’cannot be acquired if there is no hand over of resp<strong>on</strong>sibility.‘Transparency’ cannot be promoted withoutmaking resp<strong>on</strong>se and feedback more visible.The NIS in <strong>Ethiopia</strong> can be built up<strong>on</strong> coupling availabledata sources with adequate technical supportprovided throughout the health system. However,technical inputs are not enough to ensure its sustainability.A sense of ‘value’ is what motivates people andwithout it, the simple transmissi<strong>on</strong> of data to higherlevels will not provide incentive to stakeholders for theirinput. ‘Triangulati<strong>on</strong>’ is most effective at communitylevel where individual data sets can be compared atsource and understood within a given c<strong>on</strong>text.Fr<strong>on</strong>tline practiti<strong>on</strong>ers play a crucial role in building thecredibility of the NIS but this can <strong>on</strong>ly come about withincreased recogniti<strong>on</strong> of the role they play in informingdecisi<strong>on</strong>-making. As the process of decentralisati<strong>on</strong>c<strong>on</strong>tinues within <strong>Ethiopia</strong>, important decisi<strong>on</strong>s to betaken at the lowest levels, risk financing mechanismsbeing an example, will require bringing together availabledata from different sources. This, in turn, will relyincreasingly <strong>on</strong> key people accountable for informingthis process at the fr<strong>on</strong>tline. Before trusting theNutriti<strong>on</strong> Informati<strong>on</strong> ‘System’, a vote of c<strong>on</strong>fidenceshould be given to empowering the informati<strong>on</strong>‘Source’. Credibility, after all, should always start withthe people.P Fracassi, <strong>Ethiopia</strong>, 2010For more informati<strong>on</strong>, c<strong>on</strong>tact: Patrizia Fracassi, email:pat.fracassi@gmail.comTalking about data with DevelopmentAgents in Checheho kebele, Lay GayintP Fracassi, <strong>Ethiopia</strong>, 2008Queuing during HD in Fedis WoredaBox 1: A guide to key systems and programmes in <strong>Ethiopia</strong> implemented by the GovernmentThe Early Warning System (EWS) is implementednati<strong>on</strong>ally under the Disaster RiskManagement Food Security Sector(DRMFSS). Informati<strong>on</strong> are collected atkebele level by Development Agents andpassed to the Woreda Early Warning FoodSecurity Task Force. The Task Force analysesand interprets data and submits reports tothe regi<strong>on</strong>al level and to the Woreda Council.Collected informati<strong>on</strong> include: rainfall c<strong>on</strong>diti<strong>on</strong>,crop c<strong>on</strong>diti<strong>on</strong>, migratory pests, inputsupply, livestock c<strong>on</strong>diti<strong>on</strong>; human healthc<strong>on</strong>diti<strong>on</strong>, water access and availability,educati<strong>on</strong> related informati<strong>on</strong>, fast <strong>on</strong>-setdisasters (flash and seas<strong>on</strong>al river floods,landslides, c<strong>on</strong>flict, forest fire outbreak andlivestock diseases outbreak and humanepidemics), grain, livestock and othercommodities prices, coping mechanisms,emergency relief resp<strong>on</strong>ses. Informati<strong>on</strong> isfed into decisi<strong>on</strong>-making processes for classificati<strong>on</strong>of emergency affectedareas/woredas and relief allocati<strong>on</strong>. InProductive-Safety-Net Program woredas, EWinformati<strong>on</strong> is used to help programme thenewly established C<strong>on</strong>tingency Funds. Inadditi<strong>on</strong>, the DRMFSS is resp<strong>on</strong>sible for theimplementati<strong>on</strong> of bi-annual seas<strong>on</strong>al (belgand mehr) multi-sectoral assessments.Informati<strong>on</strong> is used to identify acutely foodinsecure woredas and estimate the numberof affected populati<strong>on</strong> in need of relief.The emergency nutriti<strong>on</strong> surveys arecoordinated by the regi<strong>on</strong>al and federalEmergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Units(ENCU) under the DRMFSS. Surveys arec<strong>on</strong>ducted by n<strong>on</strong>-governmental organisati<strong>on</strong>s(NGOs) and/or governmentmulti-sectoral teams using the SMARTmethodology. ENCU is resp<strong>on</strong>sible for thetechnical quality through an approvalprocess of the initial proposal and final findings.Request for an emergency nutriti<strong>on</strong>survey should come or be endorsed by theworeda/regi<strong>on</strong>al authority based <strong>on</strong> EWinformati<strong>on</strong> and/or results from the biannualassessments. Informati<strong>on</strong> is used toc<strong>on</strong>firm ‘emergencies’ and mobilize resp<strong>on</strong>sefor relief and selective feeding programmes.The Community Based Nutriti<strong>on</strong>Programme (CBN), started in 2007, is nowexpanding in 150 woredas covering all kebeles.The programme is implemented byVolunteer Community Health Workers(vCHWs) under the supervisi<strong>on</strong> of the HealthExtensi<strong>on</strong> Workers. It includes m<strong>on</strong>thlyGrowth M<strong>on</strong>itoring and Promoti<strong>on</strong> (GMP) ofchildren under two years with referral ofthose who are severely underweight, notgaining weight for two m<strong>on</strong>ths or with otherhealth problems. Pregnant and LactatingWomen (PLW) receive folic acid supplementati<strong>on</strong>and are mobilised for antenatal care,safe delivery and other maternal services.Community C<strong>on</strong>versati<strong>on</strong> (CC) is c<strong>on</strong>ductedm<strong>on</strong>thly to assess child malnutriti<strong>on</strong>, analysecauses and plan for acti<strong>on</strong> (Triple A CycleApproach). Collected informati<strong>on</strong> includes:number of children under two years,number of weighed children, children withnormal weight, underweight and severeunderweight, number of trained and reportingvCHWs, number of implemented CCsessi<strong>on</strong>s and participants. Indicators aredisaggregated by gender.The Community Health Days (CHD) areimplemented every three-m<strong>on</strong>ths andexpected to cover all 150 CBN woredas.MUAC screening is c<strong>on</strong>ducted for all children6-59 m<strong>on</strong>ths and for PLW. Those identified asmalnourished are referred to therapeuticfeeding programmes or supplementaryfeeding, where available. Every six m<strong>on</strong>ths,children are additi<strong>on</strong>ally provided withVitamin A and deworming. Collected informati<strong>on</strong>includes: targeted populati<strong>on</strong>(children 6-59 m<strong>on</strong>ths), coverage of childand PLW MUAC screening, coverage ofVitamin A and deworming supplementati<strong>on</strong>.Children and PLW are grouped <strong>on</strong> the basisof MUAC as follows: MUAC >12 cm, MUACbetween 11-11.9 cm and MUAC


<strong>Field</strong> Article<strong>Field</strong> ArticleOxfam’sSomaliland-<strong>Ethiopia</strong>Cross Border DroughtPreparedness ProjectBy Abay BekeleA community birkad in theHarshin-Somali regi<strong>on</strong>Abay Bekele works for Oxfam GB as Senior Pastoral Programme Manager. He hasover nine years of technical and managerial experience in pastoral developmentand humanitarian programming. He has also managed programmes inACDI/VOCA, SC US and CARE Internati<strong>on</strong>al in <strong>Ethiopia</strong>. He holds a Doctor ofVeterinary Medicine from Addis Ababa University.The author would like to thank the staff of Oxfam GB Somaliland and <strong>Ethiopia</strong> andHorn of Africa, east and Central Africa, that designed and implemented RDD I and II projects, particularlyHelen Bushell, Abdirahim Salah, Mustapha Mohammud, Milli<strong>on</strong> Ali, and Elias Kebede. <str<strong>on</strong>g>Special</str<strong>on</strong>g>thanks go to Jeremy Shoham for his invaluable support in putting documents and materialstogether and revisi<strong>on</strong>s of drafts.The author is particularly grateful to the many pastoralist communities, partners with whom Oxfamhas been working to end poverty and suffering in <strong>Ethiopia</strong>.Oxfam’s Somaliland-<strong>Ethiopia</strong> Cross Border Drought PreparednessProject is implemented as a comp<strong>on</strong>ent of Oxfam GB’s 15-yearregi<strong>on</strong>al pastoral initiative that covers six countries in the Horn andEast Africa 1 . This initiative is divided into 3-year phases. In theSomali regi<strong>on</strong> of <strong>Ethiopia</strong>, implementati<strong>on</strong> started in 2002 and is now in thesec<strong>on</strong>d phase, whilst in Somaliland the first phase started in 2005. The firstphase of Oxfam’s <strong>Ethiopia</strong>-Somaliland Cross Border Drought PreparednessProject (see map) ran from January 2008 – June 2009. The sec<strong>on</strong>d phase, whichwas funded under the European Commissi<strong>on</strong> Humanitarian Office (ECHO)Regi<strong>on</strong>al Drought Decisi<strong>on</strong> (RDD), was a 12-m<strong>on</strong>th project implemented inpartnership with HAVOYOCO (Horn of Africa Voluntary Youth Committee)and ended in June 2010.The regi<strong>on</strong>al pastoral initiative is based <strong>on</strong> the idea that the key <str<strong>on</strong>g>issue</str<strong>on</strong>g> inreducing poverty and marginalisati<strong>on</strong> in pastoral communities is increasingthe level and quality of pastoralists’ participati<strong>on</strong> and representati<strong>on</strong>. At theheart of the programme is a c<strong>on</strong>cern to build str<strong>on</strong>g, representative pastoralorganisati<strong>on</strong>s, through which pastoralists can better understand and claimtheir rights and manage the development services they need. Strengtheningdrought management capacity (at technical, organisati<strong>on</strong>al and instituti<strong>on</strong>allevels) and working to reduce vulnerability to drought is a central aspect of thepastoral development programme.Figure 1: Locati<strong>on</strong> of <strong>Ethiopia</strong>-Somaliland Cross Border Drought Preparedness ProjectGalbeed and Toghdeerin SomalilandHarshin Woreda, SomaliRegi<strong>on</strong>, <strong>Ethiopia</strong>Milli<strong>on</strong> Ali, <strong>Ethiopia</strong>, 2008The ECHO RDD support for the sec<strong>on</strong>dphase from July 2009 to June 2010 was seen asthe time to c<strong>on</strong>solidate the activities, learningand outcomes of the first phase.Background to the projectThe pastoralist populati<strong>on</strong>s in <strong>Ethiopia</strong> andSomaliland are exposed to multiple hazards.C<strong>on</strong>tinued and increasing frequency of droughtcombined with a weakened asset base andcoping mechanisms has resulted in high levelsof risk. Frequent droughts lead to inadequateaccess to and availability of both water andpasture. Rapid populati<strong>on</strong> growth and a decliningnatural resource base have exacerbated thenegative impact of the recurrent droughts.The major water source for pastoralists andtheir livestock is surface water collected inwater catchments (birkads) during the rainyseas<strong>on</strong>. There is also an increasing trend ofexpanding underground cement water tanks.Some of the water facilities in pastoral communitiesare privately owned although a largenumber are communally owned, particularlywater pans/catchments. Though communallymanaged water facilities offer good coverageto various social groups within pastoralcommunities, there are increasing c<strong>on</strong>cerns interms of their maintenance. Overall, the existingwater sources are inadequate to providewater for human and livestock needs, evenduring normal times. The situati<strong>on</strong> worsensusually during periods of water stress. Duringthis time, competiti<strong>on</strong> over water and pastureoften results in c<strong>on</strong>flict and forces pastoraliststo travel for l<strong>on</strong>ger distances with weakenedlivestock to find water. The stress induced byl<strong>on</strong>g-distance migrati<strong>on</strong>s leads to an erosi<strong>on</strong> ofthe social capital and social support networksam<strong>on</strong>gst the pastoralists, Access to basic socialservices such as educati<strong>on</strong> and health facilitiesis also disrupted, rendering this group lessresilient to the increased incidence of drought.At the same time, the stress-induced migrati<strong>on</strong>snegatively affect the health andproductivity of livestock, leading to a significantincrease in livestock mortality duringdrought periods. As the health of the livestockdeteriorates, pastoralists resort to sellinganimals, thus crowding the market and leadingto a drop in prices. This reduces the incomeof the pastoral households at a time whenprices of all other c<strong>on</strong>sumables tend to go up,hence weakening the purchasing power of thepastoralists. The end results are loss of assets,destituti<strong>on</strong> and, finally, dropping out frompastoralism. ‘Drop out’ pastoralists tend tomigrate to urban settlements to access humanitarianrelief and other basic social services.These situati<strong>on</strong>s create a sub-group of thepopulati<strong>on</strong> around large towns and villageswho lack the skills to take part in ec<strong>on</strong>omicactivities in their new settings.Communities living in adjacent borderareas are often inter-dependent (in terms ofculture and ethnicity, language, sharingcomm<strong>on</strong> resources, trade and marketingroutes), and the causes of their poverty areinter-linked. This is particularly the case inpastoral areas where pasture and water needto be accessed by resource users <strong>on</strong> both sidesof the border. Furthermore, communities sharinga comm<strong>on</strong> border are faced with similarenvir<strong>on</strong>mental c<strong>on</strong>diti<strong>on</strong>s, socio-ec<strong>on</strong>omicc<strong>on</strong>straints and risk profiles. Effective natural1Sudan, <strong>Ethiopia</strong>, Somalia, Kenya, Uganda, and Tanzania.13


<strong>Field</strong> Articleresource management, c<strong>on</strong>flict managementand development work therefore requires jointacti<strong>on</strong>. Of particular relevance to theSomaliland-<strong>Ethiopia</strong> Cross Border DroughtPreparedness Project are <str<strong>on</strong>g>issue</str<strong>on</strong>g>s of trade, charcoalproducti<strong>on</strong>, livestock trekking routes andwater points. For example, poverty reducti<strong>on</strong> inborder areas cannot be achieved without peacebuilding,and most c<strong>on</strong>flicts have a cross-borderdynamic. As well as mitigating risk (c<strong>on</strong>flict,disease), cross-border work can also add value,by opening up social/ec<strong>on</strong>omic opportunities(trade, natural resource management (NRM),educati<strong>on</strong>) – this is particularly the case giventhe trade routes and links between Somalilandand <strong>Ethiopia</strong>.Project strategyThe principles of cross border programming asapplied to the <strong>Ethiopia</strong>-Somaliland CrossBorder Drought Preparedness Project havelargely been developed from prior thinking andc<strong>on</strong>sultati<strong>on</strong>s over a period of years. Theprogramme strategy is based <strong>on</strong> Oxfam GB’s‘<strong>on</strong>e programme’ approach and Oxfam GB’sand HAVOYOCO understanding that the crossborder project should be:• Proactive in nature and involve high qualitywork with communities• Programmatic and strategic, i.e. <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong>strengthening instituti<strong>on</strong>s/processes, notjust activities• Jointly planned and owned by communities,local partner organisati<strong>on</strong>s or by bothgovernments• Addressing <str<strong>on</strong>g>issue</str<strong>on</strong>g>s that can <strong>on</strong>ly be tackledby comm<strong>on</strong> acti<strong>on</strong> and/or coordinati<strong>on</strong> <strong>on</strong>both sides of the border• Used to achieve wider impact by influencingpolicy and practice <strong>on</strong> a regi<strong>on</strong>al basis• Flexible and resp<strong>on</strong>sive to changes in anoperating c<strong>on</strong>text• Built <strong>on</strong> shared learning and understandingSituati<strong>on</strong> analysisAssessments carried out in <strong>Ethiopia</strong> in Januaryand March 2009 in Harshin Woreda and inSomaliland during the first week of May 2009were instrumental in informing the proposalput to ECHO for the sec<strong>on</strong>d phase of the crossborder project. The findings revealed thatvulnerable pastoral households were facingincreasing livelihood erosi<strong>on</strong> as droughtsbecame more frequent and coping capacityextremely weakened. Communities identifiedthe effect of drought <strong>on</strong> vulnerable householdsas a core problem, highlighting that lack ofproper, integrated management of naturalresources (water and rangeland) leads toscarcity of water and pasture, as well as naturalresource and envir<strong>on</strong>mental degradati<strong>on</strong>. Theassessment also identified privatisati<strong>on</strong> ofcommunal grazing land, limiting mobility andavailability of resources, poor access to basicsocial services, erosi<strong>on</strong> of social capital andresource based c<strong>on</strong>flict as interrelated problemsassociated with the effect of drought.Within the current disaster managementsystem (<strong>on</strong> the Somaliland side) there is a functi<strong>on</strong>ing,although often ad hoc, disastermanagement coordinati<strong>on</strong> structure and a foodsecurity and nutriti<strong>on</strong> informati<strong>on</strong> system.However, the absence of government in acentral str<strong>on</strong>g positi<strong>on</strong> is a clear limitati<strong>on</strong> inrelati<strong>on</strong> to effectiveness, efficiency and sustainability.Furthermore, little attenti<strong>on</strong> has beenpaid to strengthening of the organisati<strong>on</strong>alcapacity of community-based instituti<strong>on</strong>s toparticipate in the decisi<strong>on</strong>-making process inrespect of matters affecting their welfare. Inrelati<strong>on</strong> to this, women in pastoral societies arehighly marginalised and face multiple burdensin terms of bearing resp<strong>on</strong>sibility for mostproductive and reproductive tasks, while lackingcomparable authority over productiveresources and decisi<strong>on</strong> making processes. Theseburdens tend to increase during times ofdrought stress and c<strong>on</strong>flict. Preparedness planningand capacity is seen as an urgent need.Phase II objectives and expectedoutcomesThe proposal for phase II submitted to ECHOstates that pastoralist vulnerability to droughtwill be addressed by <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing up<strong>on</strong> the naturalresource base and the management of naturalresources, capacity for effective droughtpreparedness and resp<strong>on</strong>se and supportingcommunities to preserve their asset base intimes of drought stress. The principal objectiveof the project is to ensure that communities,local government and civil society organisati<strong>on</strong>sin Somaliland and the Somali regi<strong>on</strong> of<strong>Ethiopia</strong> are better prepared to manage thenegative impacts of droughts.Three expected results (outcomes) for Phase IIare:Result 1: Improved instituti<strong>on</strong>al capacity fordrought preparedness linked to enhancedcommunity preparedness capacity.Greater emphasis was placed <strong>on</strong> this resultduring the sec<strong>on</strong>d phase, recognising thelimited achievements during phase I. The <str<strong>on</strong>g>focus</str<strong>on</strong>g>is to improve community access to early warninginformati<strong>on</strong> from nati<strong>on</strong>al/regi<strong>on</strong>alauthorities, awareness of the drought cycle, anddrought risk management at community level.This is supported by the development andimprovement of c<strong>on</strong>tingency plans with clearlydemarcated roles and resp<strong>on</strong>sibilities.Result 2: Improved integrated natural resourcemanagement (NRM) to ensure increased accessto and availability of pasture, fodder and water.Here the project <str<strong>on</strong>g>focus</str<strong>on</strong>g>es up<strong>on</strong> mapping of thenatural resource base as a tool for planning inboth a humanitarian and development c<strong>on</strong>text.Mapping exercises are built up<strong>on</strong> by ensuringthe effective management of water points(including hygiene practices) and pasturemanagement. Based <strong>on</strong> studies undertakenduring phase I, the <str<strong>on</strong>g>issue</str<strong>on</strong>g> of land enclosure wasto be taken up at a policy and advocacy level.Result 3: Households better able to preservetheir assets throughout the drought cycle.The emphasis here is <strong>on</strong> working to ensure thatlevels of vulnerability to drought do notincrease am<strong>on</strong>gst pastoral populati<strong>on</strong>s by helpingto ensure household assets are preservedduring times of stress. This involves reviewingand addressing <str<strong>on</strong>g>issue</str<strong>on</strong>g>s of coverage of veterinaryservices offered by Community Animal HealthWorkers (CAHWs), reviewing livestockmarketing for effective livestock off-take duringtimes of drought stress and building the capacityam<strong>on</strong>gst livestock marketing cooperatives,Woreda DPPO (Disaster Preventi<strong>on</strong> andPreparedness Office), pharmacists and privatevets in drought related livestock diseases anddrought resp<strong>on</strong>se.Phase II activitiesTarget populati<strong>on</strong>The project was implemented in the cross-Abay Bekele, <strong>Ethiopia</strong>, 2010border areas of Harshin, Somali regi<strong>on</strong> of<strong>Ethiopia</strong> and in Odwayine, Durqsi, Ballidhiig(Togdheer Regi<strong>on</strong>) and Farawayne,Allaybadaye and Belligubedle (districts ofGalbeed province of Somaliland). The bordercommunities are mainly from Isaac clan sharingthe same ethnic denominati<strong>on</strong>.A total of 76,000 people in 9,500 householdswere expected to benefit directly from the interventi<strong>on</strong>as shown in Table 1. The beneficiariesare pastoral men, women, children, youth andthe elderly. Am<strong>on</strong>g the general populati<strong>on</strong> inSomali regi<strong>on</strong> of <strong>Ethiopia</strong>, 90% are pastoralistswhile those in Somaliland c<strong>on</strong>stitute 60-65% ofthe populati<strong>on</strong>.The activities implemented in phase II inorder to achieve the three results aresummarised in Box 1. Approximately 76,000people (9,500 households) directly benefitedfrom the integrated NRM of water and pastureresources as well as capacity building activitiestargeted by the project. Woreda, district andregi<strong>on</strong>al authorities, community-based organisati<strong>on</strong>splayed a key and predominant role inthe planning, implementati<strong>on</strong> and m<strong>on</strong>itoringof the project. By improving the management ofwater and pasture resources and reinforcinglocal capacities, all the Harshin populati<strong>on</strong>(80,215 people of whom over 45% are women)indirectly benefit from the project. Many ofthese benefit from the technical supportprovided by the implementing team.Woreda and regi<strong>on</strong>al government instituti<strong>on</strong>sand community-based organisati<strong>on</strong>s alsobenefit from capacity building and technicalsupport provided by the project. InSomaliland, the implementing local partner,HAVOYOCO, the community pastoral organizati<strong>on</strong>s(POs), the districts/regi<strong>on</strong>s authoritiesand the nati<strong>on</strong>al level government departmentsincluding, the nati<strong>on</strong>al disaster authority andthe Ministry of Pastoral Development andEnvir<strong>on</strong>ment of Somaliland, benefit from instituti<strong>on</strong>alcapacity support. On the <strong>Ethiopia</strong> side,the respective woreda and regi<strong>on</strong>al governmentinstituti<strong>on</strong>s of Livestock, Crop and RuralDevelopment, Water, Energy and Mines, DPPWatering camel from a birkadin the Harshin-Somali regi<strong>on</strong>14


<strong>Field</strong> ArticleAbay Bekele, <strong>Ethiopia</strong>, 2010Table 1: Profile of interventi<strong>on</strong> targets in Phase IITotal populati<strong>on</strong>in target area*Total number of householdsin target districts**Total directbeneficiariesTotal direct beneficiaryhouseholdsSomalilandGalbeed (project will be working 100,800 12,600 14,729 1,841in 3 of the 10 districts)Togdheer (project working in 3 111,600 13,950 21,271 2,659of the 6 districts)Total Somaliland 212,400 26,550 36,000 4,500<strong>Ethiopia</strong>Harshin Woreda 80,215 10,027 40,000 5,000Total Somaliand and <strong>Ethiopia</strong> 292,615 36,577 76,000 9,500*Target area given as districts the project is working in, rather than the regi<strong>on</strong>.** Each household has <strong>on</strong> average 8 people.Box 1: Phase II activities by anticipated resultResult 1: Improved instituti<strong>on</strong>al capacity for disasterrisk reducti<strong>on</strong> linked to enhanced communitypreparedness capacity.• Awareness raising <strong>on</strong> disaster risk reducti<strong>on</strong>(DRR)/drought cycle management topics forpastoral organisati<strong>on</strong>s, traditi<strong>on</strong>al leaders,women groups, traditi<strong>on</strong>al meteorologists andgovernment (district commissi<strong>on</strong>ers, villagehead-men and governors (regi<strong>on</strong>al and districtlevel)) in Somaliland.• Ten community mapping sessi<strong>on</strong>s <strong>on</strong> droughtpreparedness including mobility patterns,water and pasture resources for c<strong>on</strong>tingencyplanning in Harshin.• Five trainings <strong>on</strong> DRR and five follow upmeetings with CAHWs to strengthen a communitybased early warning informati<strong>on</strong> systemusing data collected by CAHWs and linked tothe district DPPB office.• District disaster c<strong>on</strong>tingency planning workshop,facilitated by DPPB with communityparticipati<strong>on</strong>, to establish a drought c<strong>on</strong>tingencyplan in Harshin District. Also, support toNERAD (Nati<strong>on</strong>al Envir<strong>on</strong>ment Research andDisaster Management) to develop a nati<strong>on</strong>aland district c<strong>on</strong>tingency planning methodologyfor Somaliland as well as a nati<strong>on</strong>al plantogether with six district drought c<strong>on</strong>tingencyplans.• C<strong>on</strong>duct an early warning system (EWS) usersurvey and use this as a basis to develop anEWS for Somaliland.• Study tour for NERAD, HAVOYOCO and OxfamGB Somaliland to <strong>Ethiopia</strong>/Kenya to see howthese two countries’ disaster risk managementagencies (including EWS systems) and mechanismsare set up and functi<strong>on</strong>.Result 2: Improved integrated NRM to ensureincreased access to and availability of pasture,fodder and water.• Cross border integrated natural resourcemanagement mapping of the project area<str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> water, pasture resources andpossible migrati<strong>on</strong> routes in partnership withthe Food and Agriculture Organisati<strong>on</strong> (FAO).• Joint dialogue workshops <strong>on</strong> findings of naturalresource management (NRM) mapping andland enclosures study from previous phase ofRDD in partnership with FAO and line bureausand ministries (proposed formulati<strong>on</strong> of a crossborder NRM technical working group)Mobility, a key pastoral livelihoodstrategy (Kebribeyah Somali regi<strong>on</strong>)• C<strong>on</strong>structi<strong>on</strong> of five community birkads andnatural resources management training andfollow up coaching for five birkad communitymanagement committees.• C<strong>on</strong>structi<strong>on</strong> of four rainwater harvesting tanksin four schools and operati<strong>on</strong>s and maintenancetraining and follow up coaching for four teachers.• Technical vocati<strong>on</strong>al skills course for 10 mas<strong>on</strong>sand carpenters <strong>on</strong> the c<strong>on</strong>structi<strong>on</strong> and maintenanceof water structures and roof waterharvesting system.• Gully erosi<strong>on</strong> c<strong>on</strong>trol and re-seeding of 6 sq.km of pastureland including provisi<strong>on</strong> of toolsto community members.• Technical and policy level support to theMinistry of Pastoral Development andEnvir<strong>on</strong>ment of Somaliland to advance theformulati<strong>on</strong> of the nati<strong>on</strong>al Land Tenure Policy.This includes c<strong>on</strong>vening a stakeholder’s reviewmeeting (to include participants from <strong>Ethiopia</strong>by way of joint learning) and incorporating thefindings of the land enclosures study from theprevious phase of the RDD.Result 3: Households better able to preserve theirassets throughout the drought cycle.• A cross border study to investigate the possiblerole of Community Animal Health Workers(CAHWs) in drought preparedness andresp<strong>on</strong>se including tackling drought relateddiseases and the overall performance ofCAHWS in respect to their given mandate.• Disseminati<strong>on</strong> of study findings to nati<strong>on</strong>albodies via nati<strong>on</strong>al workshops in SomalilandandSomali Regi<strong>on</strong> (government, FAO and agenciesengaged with CAHWS working) to help strengthenCAHWS training through the updating ofnati<strong>on</strong>al and agency training guidelines.• Used study findings to develop training guidelines<strong>on</strong> the management of drought relateddiseases and trained CAHWS <strong>on</strong> the same. Atotal of 22 CAHWS were trained in Somaliland.• Support the Livestock, Crop and RuralDevelopment Bureau in Somali Regi<strong>on</strong> of<strong>Ethiopia</strong> to roll out the nati<strong>on</strong>al guideline forthe Design and Establishment of CAHWS viaholding a regi<strong>on</strong>al orientati<strong>on</strong> sessi<strong>on</strong> (targetingFAO, Agricultural Bureau DPPB, NGO’s, etc.)and two district orientati<strong>on</strong> sessi<strong>on</strong>s (targetingCAHWS, district veterinary technicians, livestock marketing cooperatives, private vets andprivate pharmacies).and Health are key beneficiaries from the differenttrainings and instituti<strong>on</strong>al developmentsupport.Am<strong>on</strong>gst target beneficiaries are the POs atcommunity level and (in Somaliland) districtlevel community development and preparednesscommittees.Management and coordinati<strong>on</strong>In order to administer and deliver the project, aProject Management Team was formed and ledby the Somali Regi<strong>on</strong>, Pastoral ProgrammeManager. The <strong>Ethiopia</strong> project lead reflected achange in approach from phase I which was ledby Somaliland. The switch to <strong>Ethiopia</strong> reflectsthe larger project <strong>on</strong> the <strong>Ethiopia</strong> side of theborder and the greater project managementcapacity corresp<strong>on</strong>dingly budgeted within the<strong>Ethiopia</strong> team.M<strong>on</strong>itoring, Evaluati<strong>on</strong> and LearningIn Phase I of the project, a M<strong>on</strong>itoring,Evaluati<strong>on</strong> and Learning (MEL) guide wasdeveloped and a project baseline established. Inphase II, the MEL guide and baseline wasadapted to incorporate a Logical Framework.Project implementing teams c<strong>on</strong>ductedm<strong>on</strong>thly field m<strong>on</strong>itoring by providingm<strong>on</strong>thly progress reports. These m<strong>on</strong>itoringexercises have been c<strong>on</strong>ducted to check theprogress made against plans and hold discussi<strong>on</strong>swith stakeholders (communities, localauthorities and NGOs). The implementing teamheld m<strong>on</strong>thly coordinati<strong>on</strong> meetings to makedecisi<strong>on</strong>s based <strong>on</strong> an analysis of the m<strong>on</strong>itoringdata, and the outcome of the meetings wereshared with Oxfam Nairobi Office and FAO(flash report). During such reviews, Oxfam GBdiscussed with beneficiaries the relevance of theproposed activities for the next semester andtook their comments into account.A final internal evaluati<strong>on</strong> was c<strong>on</strong>ducted bya team of Oxfam GB senior staff from <strong>Ethiopia</strong>and Somaliland, and representatives of NGOand government bureaus. The baseline surveywas repeated and the results compared with thebaseline carried out at the start of the project.Less<strong>on</strong>s learnt during the first twoproject phasesAccess to and types of rangelandsA key finding of the natural resource study inphase II of the project was that communal landsare being increasingly privatised, i.e. theybecome land enclosures. The process seems tobe influenced by endogenous [erosi<strong>on</strong> ofcustomary instituti<strong>on</strong>s, intra-clan competiti<strong>on</strong>,erosi<strong>on</strong> of communalism and populati<strong>on</strong>growth] and exogenous [weak grass rootgovernment instituti<strong>on</strong>s, expansi<strong>on</strong> of settlementand social services, commercializati<strong>on</strong> ofrangeland products and climate change]factors. This leads to erosi<strong>on</strong> of livelihoods aslivestock numbers decrease, so that morepeople become involved in selling charcoal as ameans of survival. Charcoal is used domesticallyor sold to the Middle East.During phase II, Oxfam GB has tried to buildcommunity capacity, e.g. through developingwater capacity (cement lined wells) and rehabilitatingrangelands via the community.A number of negative impacts and challengesof the programme have emerged. Aswater points were developed, communitiesstarted acquiring their own private birkads. Thenumber of birkads <strong>on</strong> the <strong>Ethiopia</strong>n sideincreased significantly but the amount of graz-15


<strong>Field</strong> ArticleTable 2: Profile of beneficiaries by result/sectorResult /SectorNumber ofbeneficiaries inSomalilandResult 1:Disaster preparedness, local disastermanagement comp<strong>on</strong>entsResult 2:Disaster preparedness, small-scaleinfrastructure and servicesResult 3:Food assistance, short term foodsecurity and livelihood support.ing land remained the same, leading to rangelanddegradati<strong>on</strong> during the dry seas<strong>on</strong> inparticular. The number of birkads in the area ofthe project has now reached more than 5000.Livestock come to access the water and grazethe fields around the water points leading torangeland degradati<strong>on</strong>. Wealthy householdsstarted selling water and natural resource sharingmechanisms changed as livelihoodsdeclined. Overall there has been a process ofcommercialisati<strong>on</strong> so that water and grass areincreasingly purchased. Water is nowcomm<strong>on</strong>ly sold during drought and dry seas<strong>on</strong>periods.The total number of water points rehabilitatedduring the two phases has beenapproximately 500 (approx 10%). There are twoways to manage birkads – privately andcommunally. Most of the c<strong>on</strong>structed or rehabilitatedbirkads have been c<strong>on</strong>structed for thecommunity but private birkads tend to bebetter managed than communal <strong>on</strong>es. Anotherless<strong>on</strong> from phase II has been that it is importantto support the capacity to manage thewater points (financially and instituti<strong>on</strong>ally) sothat these resources are sustainable.An important finding from this experiencefor Oxfam GB, who are now attempting tosecure funding from ECHO to c<strong>on</strong>tinue theproject from July 2010 to December 2011, hasbeen that drought related problems cannot besolved simply by filling gaps, e.g. c<strong>on</strong>structingbirkads. It is far better to build the instituti<strong>on</strong>alcapacity of communities so that they canmanage their own resources more effectively.Another set of key learning points arose inrelati<strong>on</strong> to types of grazing land (60%enclosed/private, 40% communal). Enclosedlands are generally well managed but most ofthe community are excluded from these lands.Usually, the grass and trees are excellent <strong>on</strong>enclosed lands. Communal lands tend to bedegraded and eroded and poorly managed. Inthe next phase of the project, Oxfam GB intendsto support the exchange of management experiencebetween enclosed and communal lands.This will be piloted in three woredas - fourcommunities per woreda. The project will usehouseholds in enclosures to train those communitieswho use communal lands, in landmanagement. To reverse the situati<strong>on</strong>, pastoralfield school will be piloted to train herders andcommunity leaders. Trainees will act asresource pers<strong>on</strong>s in their local communities toraise the awareness level of the community <strong>on</strong>rangeland management.Another set of <str<strong>on</strong>g>issue</str<strong>on</strong>g>s arising out of the firsttwo phases relates to cross-border land areas.The GoE does not recognise internati<strong>on</strong>almovements over the border. Oxfam GB is thereforelooking at <str<strong>on</strong>g>issue</str<strong>on</strong>g>s around mobility and theNumber ofbeneficiaries in<strong>Ethiopia</strong>Total numberof beneficiaries36,000 40,000 76,000 9,5004,800 (part of the36,000 above)25,000 (part of the40,000 above)29,800 3,7259,600 (part of above) 0 9,600 1,200Number ofhouseholdsneed to establish informati<strong>on</strong> systems for criticalknowledge around pastoralist livelihoodsystems. For example, with regard to livestockdiseases, how mobility is influenced by diseaseand how to share informati<strong>on</strong> between communities.The c<strong>on</strong>gregati<strong>on</strong> of herds at dry seas<strong>on</strong>grazing areas favours disease transmissi<strong>on</strong>.However, this also gives opportunity to accessand treat a large populati<strong>on</strong> of animals at any<strong>on</strong>e time, and stands the best chance of breakingthe chain of transmissi<strong>on</strong>.Cross border livestock tradeThe structure of the market between communitiesin the cross border areas of <strong>Ethiopia</strong> andSomaliland c<strong>on</strong>veys livestock to Somalilandand brings in c<strong>on</strong>sumer goods to <strong>Ethiopia</strong>.Oxfam GB will facilitate exchange of informati<strong>on</strong>between the two communities.Cross border mobilitySharing informati<strong>on</strong> <strong>on</strong> grass and water availabilityand improved management of strategicwater points and grazing lands between thetwo cross-border communities is essential. Thiswill have to be d<strong>on</strong>e informally due to theGoE’s positi<strong>on</strong> <strong>on</strong> cross-border movements.The Oxfam GB offices in Jijiga and Somalilandplan to exchange informati<strong>on</strong> and also disseminateand share informati<strong>on</strong> between the twocommunities. The aim in the next project phasewill be gradually to instituti<strong>on</strong>alise capacity toexchange informati<strong>on</strong> outlined above. It is alsohoped to take relevant government staff from<strong>Ethiopia</strong> and Somaliland to West Africa toexpose them to cross border policy formulati<strong>on</strong>and implementati<strong>on</strong> in the regi<strong>on</strong> (Mali,Burkina Faso or Niger) and how informati<strong>on</strong>sharing can work, i.e. the approach is advocacyfrom above while having an impact at grassrootslevel.Preparedness and livestock diseaseAnother key <str<strong>on</strong>g>issue</str<strong>on</strong>g> for the next phase of the projectis addressing preparedness. A majorproblem for pastoralists is livestock disease,especially drought induced diseases. Five keylivestock diseases for each animal species havebeen identified as part of this project making itpossible to strategise disease c<strong>on</strong>trol measures.The most important actors with respect to livestockdiseases are CAHWs. Through theproject, eighty nine have so far been trained <strong>on</strong>the <strong>Ethiopia</strong>n side, with others trained <strong>on</strong> theSomali side. These CAHWs move with thecommunities to provide animal health serviceas they are pastoralists themselves. The projecthas been building their capacity in diseasesurveillance and diagnosis with a view to establishingcommunity early warning and resp<strong>on</strong>secapacity to drought. This will help facilitatevaccinati<strong>on</strong> or treatment interventi<strong>on</strong>s.A relevant and appropriate c<strong>on</strong>tingency planhas been produced both <strong>on</strong> the <strong>Ethiopia</strong>n andSomaliland side <strong>on</strong> the basis of assessment,analysis, c<strong>on</strong>sultati<strong>on</strong>, and seas<strong>on</strong>al scenarios.The c<strong>on</strong>tingency plan includes linkages withthe regi<strong>on</strong>al (<strong>Ethiopia</strong>) and nati<strong>on</strong>al(Somaliland) early warning system (EWS). It isanticipated that these linkages will be strengthenedduring the forthcoming ECHOprogramme (RDD3). Community based earlywarning indicators <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> the following keyareas: rainfall, birkad levels, pasture c<strong>on</strong>diti<strong>on</strong>s,livestock body c<strong>on</strong>diti<strong>on</strong>, livestock disease, andmigrati<strong>on</strong> in/out of the woreda. This informati<strong>on</strong>is gathered by CAHWs. Focusing <strong>on</strong> theseindicators would help pilot the process andestablish the analytical linkages betweencommunity based m<strong>on</strong>itoring and theregi<strong>on</strong>al/nati<strong>on</strong>al EWs. In <strong>Ethiopia</strong>, CAHWsinformati<strong>on</strong> is passed to animal health technicians(AHTs) in government. In Harshin thereare 13 centres with AHTs. AHTs travel to thedistrict capital each m<strong>on</strong>th for payment and canuse this opportunity to inform the district ofdevelopments. The project aims to developdistrict c<strong>on</strong>tingency plans, which will be activatedby early warning informati<strong>on</strong> collectedby CAHWs.On the Somaliland side, instituti<strong>on</strong>al capacityof the government and the technical capacityof its staff are weaker. Oxfam GB has tried tobuild capacity of DPPO equivalent staffalthough there are not many suitable governmentstaff to train. Thus, the programme isstr<strong>on</strong>ger <strong>on</strong> the Harshin side. Marketing activitieshave not as yet started in this project.Oxfam GB recognises that it is important toestablish preparedness first but that timely livestockmarketing will be critical further downthe line.Community vulnerabilityThe remaining pillar of the Oxfam GB crossborderproject relates to reducing communityvulnerability during drought and dry seas<strong>on</strong>s.Generally, the drought and dry seas<strong>on</strong> favoursthe better off but if c<strong>on</strong>diti<strong>on</strong>s are very severe, allare affected. The most vulnerable are the poor asthey lack livestock and natural resources. Theyneed alternative income generating sources.Women are the most vulnerable am<strong>on</strong>gst thepoor. Women and children remain behind whenhusbands migrate. If food and m<strong>on</strong>ey sent by thehusband diminishes, then they have to send livestockto their husbands to sell.The challenge for the Oxfam GB project ishow to reduce vulnerability of women and childrenwho remain behind during the dry seas<strong>on</strong>.The programme is currently attempting to identifybusiness opportunities for women.C<strong>on</strong>clusi<strong>on</strong>In c<strong>on</strong>clusi<strong>on</strong>, a less<strong>on</strong> from phases I and II ofthe project is that the <str<strong>on</strong>g>focus</str<strong>on</strong>g> of pastoralist interventi<strong>on</strong>sshould be to strengthen thecommunity and risk reducti<strong>on</strong> strategies ratherthan simply fill material gaps through resourceprovisi<strong>on</strong>. Oxfam GB also realise that informati<strong>on</strong><strong>on</strong> the interacti<strong>on</strong> of communities withneighbouring groups is a pre-requisite forunderstanding pastoralist societies and planningdevelopment initiatives. Furthermore,there is a need to find out about the majorresources in a community, where these arefound, who manages them and perhaps mostimportant of all, who benefits from them.For more informati<strong>on</strong>, c<strong>on</strong>tact: Abay Bekele,tel: +251 11 661 33 44 fax: +251 11 661 35 33,email: ABekele@oxfam.org.uk16


<strong>Field</strong> Article<strong>Field</strong> ArticleEmergency Food Security andLivelihoods Project in Amharaand Oromia regi<strong>on</strong>sBy Shekar Anand, OxfamShekar is Programme Director for Oxfam GB in <strong>Ethiopia</strong>. Past experience includesworking with OXFAM, CARE, CIDA, and Government in Aceh, India, Zimbabawe andAfghanistan. He has a post graduate in Rural Development and Management of NGOsand twenty-two years of experience in his field.The author acknowledges the work of Oxfam GB and the <strong>Ethiopia</strong> Rift Valley Womenand Children Development Associati<strong>on</strong>, <strong>Ethiopia</strong>.Oxfam UK has been working in <strong>Ethiopia</strong> for close to 30 years.Oxfam’s flagship coffee programme linked with the internati<strong>on</strong>alcoffee house, Starbucks, has enabled the organisati<strong>on</strong>’sunique positi<strong>on</strong>ing within agriculture and livelihoodsprogramming in <strong>Ethiopia</strong>. Oxfam UK is also leading OxfamInternati<strong>on</strong>al efforts to establish a single management structure for thevarious nati<strong>on</strong>al Oxfam agencies currently working in <strong>Ethiopia</strong>.Oxfam UK currently has three types of programme in <strong>Ethiopia</strong>:i) Humanitarian resp<strong>on</strong>se, e.g. drought or flood resp<strong>on</strong>se,interventi<strong>on</strong>s to address acute outbreaks of watery diarrhoea.ii) Pastoral programmes, e.g. the cross border programme in Somaliregi<strong>on</strong>. 1iii) Livelihood programming, which includes agricultural development.Agricultural development in <strong>Ethiopia</strong>The agricultural development programme in <strong>Ethiopia</strong> is part of theGlobal Agricultural Scale Up (GASU) initiative started by Oxfam fouryears ago. This pilot initiative was initially established in three countries,<strong>Ethiopia</strong>, H<strong>on</strong>duras and India covering three c<strong>on</strong>tinents. Tanzaniawas subsequently included. If successful the programme is to be scaledup.The Commercialisati<strong>on</strong> of Agriculture for Smallholders in <strong>Ethiopia</strong>(CASHE) programme (called the <strong>Ethiopia</strong>n Agricultural Scale UpProgramme until 2009) targets small farmers with at least half a hectareof land and aims to support these farmers in gaining access to, andinclusi<strong>on</strong> in, markets. The programme is operating in three regi<strong>on</strong>s inEthioipa, namely Oromia, Amhara and Benshangul Gumuz Regi<strong>on</strong>alStates. Beneficiaries are targeted <strong>on</strong> the basis of land ownership andmarket c<strong>on</strong>straints. Farmers are supported in a number of ways, e.g.creating an enabling envir<strong>on</strong>ment, value chain development of selectcommodities and market service provisi<strong>on</strong>.The Agricultural Scale Up programme in <strong>Ethiopia</strong> has worked withfarmers <strong>on</strong> many crops. It has now been decided to use a scalable modelfor three commodities, h<strong>on</strong>ey, coffee and sesame. These have also beenidentified by the government as high value crops for export. The projectensures that farmers are not dependent up<strong>on</strong> these crops for their livelihoodsbut also grow other crops.1See field article in this <str<strong>on</strong>g>issue</str<strong>on</strong>g>, p27-30.Farmers at workOxfam, <strong>Ethiopia</strong>, 2008Oxfam’s work has <str<strong>on</strong>g>focus</str<strong>on</strong>g>sed <strong>on</strong> threedomains:• farmer needs - formati<strong>on</strong> of farmer groups,improving governance, development ofskills, women’s ec<strong>on</strong>omic leadership,increasing producti<strong>on</strong> and linking this tomarket access and risk reducti<strong>on</strong>• the market - value chain development,assessing market needs and where formalmarkets exist, food processors, workingwith the private sector, and• less<strong>on</strong>s learned - for example, buildingOxfam capacity, developing and advocatingat policy forums at local, nati<strong>on</strong>al andregi<strong>on</strong>al levels and coordinating with stakeholders.The Agricultural Scale Up programme strategyis about pulling rather than pushing people outof poverty. The approach builds <strong>on</strong> the assetsand capacities of farmers who are not food insecure.The theory is that by <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> thisstratum of society, it will be possible to make ac<strong>on</strong>tributi<strong>on</strong> to the overall ec<strong>on</strong>omy of thecountry and resulting GDP. It will create greaterwealth and development for the country than astrategy which <str<strong>on</strong>g>focus</str<strong>on</strong>g>es up<strong>on</strong> the poor and mostfood insecure. The approach <str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong> productiveareas and productive capacity.However, Oxfam are aware that their targetfarmers are often exposed to emergencies likedrought, flood, market turbulence and climatechange. C<strong>on</strong>sequently, Oxfam have endeavouredto embed a humanitarian resp<strong>on</strong>seprogramme within the Agricultural Scale Upprogramme for pockets of target farmers, toprevent them from falling into the poverty trap.Small holder farmers who become food insecuredo not have access to the nati<strong>on</strong>al ProductiveSafety Net Programme (PSNP). Furthermore,there is very little d<strong>on</strong>or m<strong>on</strong>ey for supportingagriculture. Oxfam have therefore come up withan approach called the ‘emergency food securityand livelihoods (EFSL) project’ to protect thosefarmers who are vulnerable to impact ofdrought and other shocks.Packed h<strong>on</strong>eyready formarketHow the EFSL project startedThe failure of short rains in most parts of<strong>Ethiopia</strong> in 2008 resulted in drought c<strong>on</strong>diti<strong>on</strong>sthat affected the agricultural scale-upprogramme in Amhara and Oromia regi<strong>on</strong>s.Farmers in at least nine woredas requiredimmediate EFSL support for a three to fivem<strong>on</strong>th period. Oxfam elected to support thefarmers to develop agricultural infrastructurethat would help restore normal food producti<strong>on</strong>levels by the end of the harvest seas<strong>on</strong>, i.e.December 2008.The Oxfam EFSL project appeal proposed,first, to provide immediate support to affectedcommunities so that they could withstand theshock till the next harvest seas<strong>on</strong> and sec<strong>on</strong>dly,to stabilise food producti<strong>on</strong> in the l<strong>on</strong>g runthrough development of agricultural infrastructuresand community-managed systems.There were three primary objectives:17


<strong>Field</strong> Articlei) Resp<strong>on</strong>d to increasing vulnerability tofood insecurity faced by smallholderfarmers in nine target woredas of Amharaand Oromia regi<strong>on</strong>s through socialtransfer and a public works project.ii)Strengthen linkages between socialprotecti<strong>on</strong> and humanitarian resp<strong>on</strong>seactivities and improve sustainability andprobability of graduati<strong>on</strong> of beneficiaries.This was to be achieved throughdeveloping a strategy for collaborati<strong>on</strong>with PSNP around social protecti<strong>on</strong> leadingto graduati<strong>on</strong> in target woredas.iii) Inform l<strong>on</strong>g-term agriculture programming<strong>on</strong> appropriate activities to address thehumanitarian c<strong>on</strong>text faced by smallholderfarmers as part of an integratedapproach.Box 1 outlines the activities planned in thedifferent regi<strong>on</strong>s.Management and implementingpartnersThe overall management of the project wassupervised by agricultural scale-up programmemanagers who were in charge of Amhara andOromia regi<strong>on</strong>s respectively. Partners wereresp<strong>on</strong>sible for project implementati<strong>on</strong> <strong>on</strong> theground. The project was implemented over a 16m<strong>on</strong>th period (September 2008 – December2009). However actual implementati<strong>on</strong> of projectactivities was completed in the first 12m<strong>on</strong>th period and the remaining four m<strong>on</strong>thswere used for evaluati<strong>on</strong>, documentati<strong>on</strong> ofless<strong>on</strong>s learnt and wrap-up.The project was implemented by theOrganisati<strong>on</strong> for Rehabilitati<strong>on</strong> andDevelopment (ORDA) in Amhara regi<strong>on</strong>, andby Rift Valley Children and WomenDevelopment Associati<strong>on</strong> (RCWDA) and RuralOrganizati<strong>on</strong> for the Betterment of Agropastoralists(ROBA) in Oromia regi<strong>on</strong>. Relevantgovernment departments at regi<strong>on</strong>al, z<strong>on</strong>al andworeda levels were c<strong>on</strong>sulted during the courseof implementati<strong>on</strong>.Target beneficiariesIn Amhara regi<strong>on</strong>, a total of 2,300 households(11,500 people) in six woredas were directlyinvolved in and benefited from this project,c<strong>on</strong>stituting at least 13% of the affected populati<strong>on</strong>in these woredas. All of the beneficiarieswere also the beneficiaries of the AgriculturalScale Up Programme (1,080 householdstargeted <strong>on</strong> malt barley value chain and around1,220 households <strong>on</strong> h<strong>on</strong>ey value chain interventi<strong>on</strong>s).It was estimated that about 88,000people in these woredas indirectly benefitedfrom the project interventi<strong>on</strong>s.In Oromia regi<strong>on</strong>, a total of 3,050 households(15,250 people) in three woredas (Arsi Negelle,Kore and Kofele), in 15 kebeles of LanganoShala locality, were directly involved in andbenefited from this project. It is estimated thatabout 75,000 people in these woredas indirectlybenefited from the project interventi<strong>on</strong>s. All ofthe beneficiaries in Oromia regi<strong>on</strong> were alsobeneficiaries of the Agricultural Scale UpProgramme.Impact of the programmeChanges in household incomeAccording to implementing partners and beneficiaries,the increase in income as a result of theEFSL project has improved households’ accessto food and assisted households to pay back theloans they received from saving and creditgroups/instituti<strong>on</strong>s. The extra income has alsoBox 1: Project activity planAmhara regi<strong>on</strong>• EFSL assessment and planning with communities• C<strong>on</strong>structi<strong>on</strong> of 5 grain banks in five malt barleygrowing Woredas• C<strong>on</strong>structi<strong>on</strong> of 4 h<strong>on</strong>ey collecti<strong>on</strong> centres ineach h<strong>on</strong>ey Woreda• C<strong>on</strong>structi<strong>on</strong> of access roads- 33 Km• Provisi<strong>on</strong> of around 150kg bee forage seed andplanting <strong>on</strong> 50 hectares• Capacity and skill building of communities <strong>on</strong>maintenance and use of community structuresand CBRM approach and mechanisms• Establishing community-managed revolvingfunds for 50,000 birr in two locati<strong>on</strong>s in eachworedaOromia regi<strong>on</strong>• EFSL assessment and planning with communities• Cleaning and maintaining 22 irrigati<strong>on</strong> schemes• Maintenance of rural roads (100 km)• Soil and Water c<strong>on</strong>servati<strong>on</strong> structures (25)• Provisi<strong>on</strong> of vegetable seeds to 780 households• Provisi<strong>on</strong> of farm tools & equipment to 780householdsenabled households to bridge the hunger gapand deal with food price inflati<strong>on</strong>, improvedaccess to agricultural inputs, particularly thosethat increase the productivity of high valuecommodities and enabled households to buyproductive assets such as livestock.Furthermore, almost all households targeted bythe project now send their children to school.Data show a clear increasing trend in incomefrom Oct/Nov 2008 to May and June, 2009,after which income fluctuated up and down.Most of the beneficiaries interviewed indicatedthat there has been a c<strong>on</strong>siderable increase inincome.Diversificati<strong>on</strong> of sources of livelihoodsImplementing partners and beneficiaries citedthe following as examples of livelihood diversificati<strong>on</strong>due to the project:• Increased <strong>on</strong>-farm and off-farm activities,such as beehive producti<strong>on</strong> due to therevolving loan scheme and incomegenerating activities.• Increased number of small holder farmersengaged in employment opportunitiescreated through cash for work.• Increased producti<strong>on</strong> of malt barely crop.Increased availability of foodAccording to implementing partners and beneficiariesthis has been achieved through anumber of means:• The transfer of cash resource to vulnerablehouseholds through public work hasCoffee producti<strong>on</strong> in <strong>Ethiopia</strong>• Establishing/strengthening market informati<strong>on</strong>centres• Capacity and skill building of communities <strong>on</strong>maintenance and use of community structuresand <strong>on</strong> the Community Based ResourceManagement (CBRM) approach and mechanisms• Establishing community-managed revolvingfunds for 50,000 birr in two locati<strong>on</strong>s in eachworedaAmhara and Oromia regi<strong>on</strong>s• Social Security assessments c<strong>on</strong>ducted intargeted woredas• C<strong>on</strong>sultative review of PSNP and other foodsecurity programmes• C<strong>on</strong>sultati<strong>on</strong> and strategy developmentthrough learning from the resp<strong>on</strong>se• Baseline survey/ assessments• M<strong>on</strong>itoring of project implementati<strong>on</strong>• Documenting less<strong>on</strong>s learnt and disseminati<strong>on</strong>• C<strong>on</strong>ducting mid term and final evaluati<strong>on</strong>• Applicati<strong>on</strong> of learning in developmentprogrammes and policy advocacyincreased capacity of households topurchase food items from local markets.• The provisi<strong>on</strong> of farm tools and equipmentenabled farmers to undertake farm activitiesmore effectively coupled with the varioussoil and water c<strong>on</strong>servati<strong>on</strong> measures, e.g.the c<strong>on</strong>structi<strong>on</strong> of check dams, cut offdrains, and hill side terraces in areas thatare highly susceptible to erosi<strong>on</strong> and landdegradati<strong>on</strong>. These measures have led to anincrease in producti<strong>on</strong> and productivity.• The training and technical support given tofarmers in improved agr<strong>on</strong>omic practices likeseed beds preparati<strong>on</strong>, technique of sowingseeds <strong>on</strong> the beds, mulching system, shadingsystem and improved ways of wateringseedling in different stages, have allc<strong>on</strong>tributed to increased producti<strong>on</strong> of crops.Access to potable water supplyAccess to potable water has improved througha number of means (more water points (faucets)and c<strong>on</strong>structi<strong>on</strong> of pot/calabash stands) leadingto improved water c<strong>on</strong>sumpti<strong>on</strong> bothduring the wet and dry seas<strong>on</strong>s. It was alsoreported that the use of safe water supply hassignificantly c<strong>on</strong>tributed to improvements inhealth status of people, as well as improvedchildren’s school enrolment – particularly girls,as the time children spend <strong>on</strong> fetching waterhas decreased. The majority of water collecti<strong>on</strong>trips used to take 90 minutes but have nowreduced to 30 minutes. Furthermore, womenwere spending less time queuing.18Oxfam, <strong>Ethiopia</strong>


<strong>Field</strong> ArticleAccess to local marketsThe c<strong>on</strong>structi<strong>on</strong> and maintenance of feederroads improved access of particularly marginalisedcommunities in the interventi<strong>on</strong> areas tomarket and also to other social services, such ashealth.Asset creati<strong>on</strong> and ownershipMost households have created productive andn<strong>on</strong> productive assets following the project interventi<strong>on</strong>.There has also been a marked increasein holdings of livestock and other productiveassets and a reducti<strong>on</strong> in distress sales of assets.Prices of cereals in local marketsThe situati<strong>on</strong> in Kofele woreda is typical ofother woredas where the prices of cereal andlivestock have declined or remained more orless stable (except for the price of bulls whichhave shown excepti<strong>on</strong>al fluctuati<strong>on</strong>s in them<strong>on</strong>ths of December 2008 and March 2009 asshown in Figure 1).The results of market assessment c<strong>on</strong>ductedby the World Food Programme (WFP) duringthe project year are presented in Table 1. Theseindicate that in Oromia regi<strong>on</strong>, the prices ofCase study: Mohamed KediroOxfam, <strong>Ethiopia</strong>Mohamed Kediro is 28 years old and lives in KoreWoreda, Shifa kebele Biftu village/Got/Ganda. Hehas a family of nine (three adults and six childrenbelow the age of 18 years).Mohamed described how after the interventi<strong>on</strong>,household income has increased as he is beingprovided with improved seed (malt barley) whilethe chr<strong>on</strong>ic problem of potable water has alsobeen addressed. Furthermore, availability ofhousehold food has increased. Mohamed hasparticipated in training <strong>on</strong> crop management.The project has provided him with financialsupport and improved seed varieties. But hereported there has been no change in his livestockmanagement, as this is not well addressedby the project.As a result of his participati<strong>on</strong> in the project, hehas now accrued important productive assets –he has bought <strong>on</strong>e sheep, c<strong>on</strong>structed a newhouse and has bought a bed.Increased availability of foodAccording to implementing partners and beneficiariesthis has been achieved through a numberof means:• The transfer of cash resource to vulnerablehouseholds through public work hasincreased capacity of households to purchasefood items from local markets.• The provisi<strong>on</strong> of farm tools and equipmentenabled farmers to undertake farm activitiesmore effectively coupled with the various soiland water c<strong>on</strong>servati<strong>on</strong> measures, e.g. thec<strong>on</strong>structi<strong>on</strong> of check dams, cut off drains, andstaple food such as maize, wheat and sorghumin quintals have generally declined over theyear of the interventi<strong>on</strong>. The same pattern wasobserved in Amhara regi<strong>on</strong> for maize andsorghum, although the price of wheat increasedabove the normal seas<strong>on</strong>al patterns. Accordingto WFP, at nati<strong>on</strong>al level, local prices of majorstaple foods c<strong>on</strong>tinued to decrease as a result ofthe c<strong>on</strong>tinued market stabilisati<strong>on</strong> programmeimplemented by government and c<strong>on</strong>tinuedfood aid interventi<strong>on</strong>s.Improved awareness about the benefits oforganised acti<strong>on</strong>sKnowledge and awareness am<strong>on</strong>gst membersof self help groups (SHG) <strong>on</strong> developmentrelated <str<strong>on</strong>g>issue</str<strong>on</strong>g>s has increased. Members explainthe importance of organizing into groups by alocal saying ‘Jirbiin walitti yaatee arba hiiti’,which means that ‘when threads come together,they could tie an elephant’. The group savingsinitiated in each SHG has started to play a rolein reducing the vulnerability of group membersduring producti<strong>on</strong> shocks. Currently all theSHGs have at least a m<strong>on</strong>thly saving schemeand regular forums for discussi<strong>on</strong>.hill side terraces in areas that are highlysusceptible to erosi<strong>on</strong> and land degradati<strong>on</strong>.These measures have led to an increase inproducti<strong>on</strong> and productivity.• The training and technical support given tofarmers in improved agr<strong>on</strong>omic practices likeseed beds preparati<strong>on</strong>, technique of sowingseeds <strong>on</strong> the beds, mulching system, shadingsystem and improved ways of wateringseedling in different stages, have allc<strong>on</strong>tributed to increased producti<strong>on</strong> of crops.Access to potable water supplyAccess to potable water has improved through anumber of means (more water points (faucets)and c<strong>on</strong>structi<strong>on</strong> of pot/calabash stands) leadingto improved water c<strong>on</strong>sumpti<strong>on</strong> both during thewet and dry seas<strong>on</strong>s. It was also reported thatthe use of safe water supply has significantlyc<strong>on</strong>tributed to improvements in health status ofpeople, as well as improved children’s schoolenrolment – particularly girls, as the time childrenspend <strong>on</strong> fetching water has decreased. Themajority of water collecti<strong>on</strong> trips used to take 90minutes but have now reduced to 30 minutes.Furthermore, women were spending less timequeuing.Access to local marketsThe c<strong>on</strong>structi<strong>on</strong> and maintenance of feederroads improved access of particularly marginalisedcommunities in the interventi<strong>on</strong> areas tomarket and also to other social services, such ashealth.Asset creati<strong>on</strong> and ownershipMost households have created productive andn<strong>on</strong> productive assets following the projectinterventi<strong>on</strong>. There has also been a markedincrease in holdings of livestock and otherproductive assets and a reducti<strong>on</strong> in distresssales of assets.Prices of cereals in local marketsThe situati<strong>on</strong> in Kofele woreda is typical of otherworedas where the prices of cereal and livestockhave declined or remained more or less stable(except for the price of bulls which have shownexcepti<strong>on</strong>al fluctuati<strong>on</strong>s in the m<strong>on</strong>ths ofDecember 2008 and March 2009 as shown inFigure 1).Participati<strong>on</strong> of farmers in the c<strong>on</strong>structi<strong>on</strong>of the grain banks indicates that there is anincreased knowledge am<strong>on</strong>g farmers about thebenefits of being organised and workingtogether in grain marketing, as they are now ina better positi<strong>on</strong> to influence the market.Saving patternsReview of the available data indicates that thereis still a low level of household saving. Forinstance, the saving and investment of heads ofhouseholds in Bugna woreda for the m<strong>on</strong>th ofMarch 2009 show that 100 heads of householdssaved/invested a total of 1,657 birr, i.e. 16.57birr per household. In Arsi Negelle woreda inFebruary 2009, <strong>on</strong>ly 160 birr saved/ invested by189 households, i.e. 0.846 birr per household.Changes in gender relati<strong>on</strong>sInterventi<strong>on</strong>s in high value crop promoti<strong>on</strong>,public works and cash transfers, potable watersupply and the support to off-farm incomegenerating activities have all enabled women toaddress both their practical and strategic needs.Women have been equipped with important lifeskills in areas such as small scale businessdevelopment, entrepreneurship, petty tradingand the producti<strong>on</strong> of vegetables and fruits.There are clear indicati<strong>on</strong>s of changesregarding women’s participati<strong>on</strong> in communitylevel processes, including political participati<strong>on</strong>and leadership. Interventi<strong>on</strong>s have also startedto change gender based divisi<strong>on</strong> of labour, withmen and boys now assisting women and girlsin household activities such as fetching water.There has also been a significant shift in decisi<strong>on</strong>-making.More than half of women nowdecide whether or not to participate in communityaffairs. A c<strong>on</strong>siderable number of womenare now members of either committees or leadersof community organisati<strong>on</strong>s, including theirsaving and credit cooperatives, and are free tomake decisi<strong>on</strong>s either to join such communityorganisati<strong>on</strong>s or not. Some of the womenpointed out that because they are now ec<strong>on</strong>omicallyin a better positi<strong>on</strong>, they can expressthemselves more freely and forcibly.Key challengesDue to increasing food prices, the cashprovided through cash for work programmes isbecoming inadequate to enable recipients topurchase foods similar to those provided in afood for work programme, thereby discouragingparticipati<strong>on</strong> in the programme. Managingfood price instability is a l<strong>on</strong>g standing policychallenge. With mixed experiences of agriculturalprice policy reforms, this has re-emergedas a c<strong>on</strong>temporary policy <str<strong>on</strong>g>issue</str<strong>on</strong>g>.The project targeted <strong>on</strong>ly a porti<strong>on</strong> of thetotal populati<strong>on</strong> in the woredas worst hit by thefood crisis. There has been an increasingdemand, particularly for financial support fromthose areas in the woreda that were not targetedby the project. This has led to a situati<strong>on</strong> wherenumbers enrolled in public work activities havein some cases almost doubled compared toplanned number of beneficiaries. This dilutesfinancial resources transferred per head.Stakeholders, government and the communityhave limited experience, as well as capacity,to effectively manage public work activities andcash transfers to vulnerable groups. This has, insome cases, resulted in the late or untimelydelivery of project inputs to beneficiaries.Furthermore, price inflati<strong>on</strong> of important projectinputs has forced project expenditures over andabove the planned budget.19


<strong>Field</strong> ArticleTable 1: Prices of cereals in selected regi<strong>on</strong>s in April, 2010Markets Major Current Price change (%) Average ChangeCommodity Price1Y 6M 1M 1Y 6M 1M4. Regi<strong>on</strong>al average (BIRR/100KG)Oromia Maize 406 -11.0 -13.6 -4.1Wheat 550 0.6 -17.5 -8.3Sorghum 403 -22.7 -25.5 -1.6Tigray Maize 432 -18.9 -29.4 7.3Wheat 592 0.9 -22.0 -9.9Sorghum 486 -11.4 -26.9 -11.5Somali Maize 390 -23.5 -1.9 -4.9Wheat 375 -39.5 -22.7 -21.1Sorghum 300 -31.8 -50.8 -15.2SNNPR Maize 362 -21.1 10.2 -5.2Wheat 578 -7.5 -2.0 5.6Sorghum 385 -6.1 -11.5 0.0Amahara Maize 413 -6.4 -11.4 -3.2Wheat 578 18.0 10.3 8.9Sorghum 450 -13.1 0.0 -16.5Note: Price increase above normal fluctuati<strong>on</strong>Normal price fluctuati<strong>on</strong>Price decrease below normal price fluctuati<strong>on</strong>Y: year; M: m<strong>on</strong>thOxfam, <strong>Ethiopia</strong>, 2008Figure 1: Average price of livestock and crops in local markets in Kofele wereda6000500040003000200010000Nov. 08Dec. 08Jan. 09Feb. 09Mar. 09Apr. 09May. 09Jun. 09Jul. 09Aug. 09Sep. 09Oct. 09Source: ROBA, M<strong>on</strong>thly Market Assessment DataMaking modern bee hivesBullCowHeiferSheep/goatD<strong>on</strong>keyHorse/muleWheat (Quintal)Quintal of barleyQuintal of maizeQuintal of beansQuintal of malt barleyLess<strong>on</strong>s learnedHouseholds who are poorer in terms of ownershipof physical assets are less able to applyresource management practices (such as landmanagement, improved farming practices, etc)and hence they obtain lower yield and lowerincome.Facilitating rural credit facilities and providingcredit support to poor rural communitiesc<strong>on</strong>tributes towards enhancing their involvementin different income generating activitiesthat increase income level.Farmers’ access to credit should be improvedthrough the formati<strong>on</strong> of saving and creditgroups/cooperatives. More saving and creditcooperatives should be established and theirinstituti<strong>on</strong>al capacity built up through training,provisi<strong>on</strong> of materials, seed, m<strong>on</strong>ey or workingcapital.The <strong>on</strong>set of natural disasters presents newopportunities for microfinance instituti<strong>on</strong>s(MFI) especially in rural areas. MFIs can act as alogical mechanism for disaster relief, rec<strong>on</strong>structi<strong>on</strong>,rehabilitati<strong>on</strong>, and development.Disaster-oriented microfinance services may bein the form of new and temporary servicesdeveloped as a post-disaster resp<strong>on</strong>se, or as partof the menu of services already being providedby the instituti<strong>on</strong>. Microfinance programmesthat target female clients are likely to have thegreatest impact <strong>on</strong> household well being.Relief and development are not separateentities. They are interdependent and should bec<strong>on</strong>sidered as such when planning and implementingprojects.Some vulnerable households are labourc<strong>on</strong>strained and hence may not be able toprovide the labour required to participate inpublic works. Hence there is likelihood thatchildren under the age of 18 become involvedin public work programmes. Additi<strong>on</strong>al informati<strong>on</strong>is required to determine whetherchildren have participated in cash for workprogrammes or not. Other data such as schoolparticipati<strong>on</strong> of children and the work loads ofwomen and girls should also be collected andanalyzed to m<strong>on</strong>itor and mitigate unintendedoutcomes.Implementing this type of project within ashort time-frame is a challenge, as there islimited time for community sensitisati<strong>on</strong>,organisati<strong>on</strong>, mobilisati<strong>on</strong>, m<strong>on</strong>itoring andtraining. More time should be allocated toensure effective implementati<strong>on</strong>, follow-up andsupport, as well as to assess progress and m<strong>on</strong>itorimpacts.C<strong>on</strong>clusi<strong>on</strong>sThe project has made significant c<strong>on</strong>tributi<strong>on</strong>s inprotecting c<strong>on</strong>sumpti<strong>on</strong> during times of foodcrisis and also saving beneficiaries’ by providingcash, credit/loan and other agricultural inputslike high value seeds and farm tools. This hasenabled beneficiaries not <strong>on</strong>ly to protect theirassets but to go bey<strong>on</strong>d that to create/buildadditi<strong>on</strong>al productive and n<strong>on</strong>-productive assetsin a short period of time. All of the importantresults and outcomes achieved so far have positivelyimpacted <strong>on</strong> the capacity of thecommunity to prevent, manage and mitigatevulnerability and shocks. Project interventi<strong>on</strong>shave c<strong>on</strong>tributed to the gradual stabilisati<strong>on</strong> ofmarket prices of major agricultural commodities,which in turn improved the access of householdsto food and enabled them to buy goods atreas<strong>on</strong>able prices. However, the problems ofchr<strong>on</strong>ic vulnerability and high level malnutriti<strong>on</strong>still persist in the project interventi<strong>on</strong> areas.More efforts are required to understand andresp<strong>on</strong>d to this chr<strong>on</strong>ic vulnerability.The project also c<strong>on</strong>tributed to the countries’awareness of social protecti<strong>on</strong>, the ways inwhich it could be implemented, and the opportunitiesfor poverty reducti<strong>on</strong> that it offers. Thismade the project a welcome support for policydialogue, dem<strong>on</strong>strating the possibilities ofimplementing social protecti<strong>on</strong> programmes inthe country.The added value of the project is that ithelped maximise opportunities for high-valuecrop producti<strong>on</strong> as an alternative source ofincome by building the capacity of farmers andfarmer-led local instituti<strong>on</strong>s. The promoti<strong>on</strong> ofmarket-oriented agricultural products, such ashigh-value crops, is of paramount importancein the process of quickly changing the lives offarmers who struggle to get out of extremepoverty and vulnerability.Activities undertaken have directlyc<strong>on</strong>tributed to improvement in the access ofhouseholds to local markets. However, theadopti<strong>on</strong> of improved agricultural technologiesin general and the use of improved essentialagricultural inputs- including organic fertilizer,in particular, is minimal am<strong>on</strong>g farmers in theproject interventi<strong>on</strong> areas.In order to improve farmers’ access to inputsand to markets, future programmes in the areashould build the instituti<strong>on</strong>al capacity of localgovernment, community-based organizati<strong>on</strong>ssuch as service cooperatives and saving andcredit associati<strong>on</strong>s. Efforts should be exerted tointroduce a number of new and improved technologiesto the farming system in the woredas.In order for the Agricultural Scale Upprogramme and EFSLP to become the countryapproach, Oxfam recognise the need to comeup with evidence of impact for Governmentand d<strong>on</strong>ors. Oxfam are no l<strong>on</strong>ger al<strong>on</strong>e in advocatingthis approach. The World Bank hasrecently invested 300 milli<strong>on</strong> dollars into anagricultural growth programme (AGP) thattargets food secure districts. Oxfam staff havebeen employed as c<strong>on</strong>sultants to work <strong>on</strong> anAGP operati<strong>on</strong>s manual.Disseminating less<strong>on</strong>s to government hasbeen slow although Oxfam have c<strong>on</strong>vened thefirst forum <strong>on</strong> agriculture, which has beenfollowed by two GoE led nati<strong>on</strong>al forums. TheOxfam approach c<strong>on</strong>verges well with GoE’sPASDEP 1 (Poverty Reducti<strong>on</strong> Policy) whichadvocates for agricultural development ledindustrialisati<strong>on</strong>.This programme has managed to integratehumanitarian activities into a developmentproject by transferring resources in a differentway. Oxfam are hopeful that the approach willc<strong>on</strong>tinue to be emulated by other agenciesincluding Government.For more informati<strong>on</strong>, c<strong>on</strong>tact: Shekhar Anand,email: sanand22@hotmail.com1Plan for Accelerated and Sustained Development to EndPoverty20


Agency ProfileProfile andoverview ofthe church’srole inemergencyresp<strong>on</strong>seWhen Dhabe’s pastoralist Borana community lost many of their cattleduring a drought, EEC-MYs cash–for-work scheme offered them a lifeline,enabling them to buy food and put in place measures to reducethe impact of future disasters.Christian Aid / Caroline WatermanBy Deed Jaldessa and Debela KeneaDeed Jaldessa has over two decades experience in developmentwork in rural <strong>Ethiopia</strong> and currently leads The<strong>Ethiopia</strong>n Evangelical Church Mekane Yesus Developmentand Social Services Commissi<strong>on</strong> (EECMY-DASSC) as anati<strong>on</strong>al Director. He has a BSc in Agriculture and a M.Sc. inNatural Resources management and sustainable agriculture.Debela Kenea is Relief Programme Coordinator with theEECMY-DASSC. Born to a livestock rearing pastoralist familyin a very remote, dry and harsh envir<strong>on</strong>ment in southern<strong>Ethiopia</strong>, he is <strong>on</strong>e of the luckiest children born in that areato be educated through the work of Norwegian LutheranMissi<strong>on</strong> and <strong>Ethiopia</strong>n Evangelical Church Mekane.We acknowledge invaluable support of many organisati<strong>on</strong>s and individuals.To menti<strong>on</strong> a few related to current relief and rehabilitati<strong>on</strong> programmes:UNOCHA/Christian AID, Act alliance, and Finchurchaid. Our words of appreciati<strong>on</strong>also go to Mrs. Carmel Dolan for encouraging us to prepare the articleand facilitating its publicati<strong>on</strong> and for her vital editorial inputs. Our thanksgo to Ms. Marie McGrath for follow-up of the process and importantreminders to finalise the work.The <strong>Ethiopia</strong>n Evangelical Church MekaneYesus (EECMY) was established as anati<strong>on</strong>al church in <strong>Ethiopia</strong> in January1959. As part of the missi<strong>on</strong> of the church,EECMY set out to work in the areas of health,educati<strong>on</strong> and community development underits Development Department. This gave birth toa full incorporati<strong>on</strong> of the ‘Holistic Ministry’c<strong>on</strong>cept of the church, developed and communicatedto the Lutheran Communi<strong>on</strong> (LutheranWorld Federati<strong>on</strong> (LWF)) in 1972. The HolisticMinistry c<strong>on</strong>cept is based <strong>on</strong> the broad understandingof human needs (physical, social andspiritual). The EECMY Development and SocialServices Commissi<strong>on</strong> (EECMY-DASSC) is alegally registered 1 faith-based developmentagency that took over the resp<strong>on</strong>sibility of theformer Development Department of theChurch in 2000, as required by the nati<strong>on</strong>alpolicy of the <strong>Ethiopia</strong>n Government. TheCommissi<strong>on</strong> has robustly c<strong>on</strong>tinued to work <strong>on</strong>humanitarian emergency resp<strong>on</strong>se to disasteraffected populati<strong>on</strong>s, building <strong>on</strong> str<strong>on</strong>g experiencesfrom the early 1970s and mid 1980s whenthe country faced widespread famine.The EECMY-DASSC works in partnershipwith sister churches, development and humanitarianagencies in <strong>Ethiopia</strong>, Europe and NorthAmerica. It is a leading member of churchnetworks, such as the LWF, Acti<strong>on</strong> by ChurchesTogether (ACT) Alliance and other evangelicalfellowships in the country and abroad. Theoverall budget of the EECMY-DASSC in 2009was <strong>Ethiopia</strong>n Birr 200 milli<strong>on</strong> (approximatelyUSD$ 12 milli<strong>on</strong>). These funds are raised fromdifferent sister churches, development andhumanitarian agencies operating throughoutthe country and worldwide.Five year strategyThe following programmes c<strong>on</strong>stitute the majorstrategic <str<strong>on</strong>g>focus</str<strong>on</strong>g> areas of the EECMY-DASSC in itscurrent five-year plan. These programme prioritiesare closely aligned with the Government‘spoverty reducti<strong>on</strong> programme and theMillennium Development Goals (MDGs):1. Socio-ec<strong>on</strong>omic development (food security,water supply, gender equality, envir<strong>on</strong>mentalprotecti<strong>on</strong>, income generati<strong>on</strong>)2. Health and HIV/AIDS preventi<strong>on</strong> andc<strong>on</strong>trol3. Capacity building4. Child and Youth Care and Development5. Educati<strong>on</strong> (formal, informal/literacy,vocati<strong>on</strong>al and special needs educati<strong>on</strong>)6. Emergency Relief Resp<strong>on</strong>se, Disaster RiskReducti<strong>on</strong> and Rehabilitati<strong>on</strong>.The EECMY-DASSC works through branchoffices in 21 synods, which are local churchunits geographically located throughout thecountry. In total, the EECMY has 5.3 milli<strong>on</strong>church members representing around 7 per centof the total populati<strong>on</strong> of <strong>Ethiopia</strong>.Emergency relief and rehabilitati<strong>on</strong>Emergency relief is a vital part of EECMY-DASSC’s work to resp<strong>on</strong>d to urgenthumanitarian and further rehabilitati<strong>on</strong> needs.The emergency relief resp<strong>on</strong>se is aimed atproviding resources either directly or in coordinati<strong>on</strong>with other nati<strong>on</strong>al and internati<strong>on</strong>alsister churches and NGOs to support emer-gency affected people who cannot survivewithout assistance. Beside the emergencyresp<strong>on</strong>ses to urgent needs, EECMY-DASSC alsoimplements short and l<strong>on</strong>g term rehabilitati<strong>on</strong>programmes <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> capacity building ofthose affected and their local communities, TheCommissi<strong>on</strong> works with Government linedepartments to secure necessary permissi<strong>on</strong>sand also to ensure that services are not beingduplicated but well coordinated with otherrelief agencies. Most importantly, theCommissi<strong>on</strong> c<strong>on</strong>sult and participate with thecommunities to ensure transparency and sothat the aid provided helps meet their needs.Targeting and implementati<strong>on</strong>The overall nati<strong>on</strong>al targeting for emergencyassistance is carried out by the Government’sDisaster Risk Management and Food SecuritySector (DRMFSS) through twice-yearly foodsecurity assessments. Household beneficiariesare targeted, screened and registered by thecommunity based participatory task force inworedas (districts) in need. The major part ofthe humanitarian resp<strong>on</strong>se is usually coveredby the Government. The Church’s resp<strong>on</strong>se isrequired in situati<strong>on</strong>s where the relevant1In accordance to the Government’s law for n<strong>on</strong>-governmental organisati<strong>on</strong> (NGO’s) registrati<strong>on</strong> for legal license,EECMY-DASSC was registered and certified by the Ministryof Justice as a development wing of the EECMY in 2000.Table 1: Humanitarian assistance by EECMY-DASSC in <strong>Ethiopia</strong> (October 2010)Regi<strong>on</strong>/DistrictType ofemergencyPopulati<strong>on</strong>targetedType of resp<strong>on</strong>seOromia regi<strong>on</strong>- Gasera &Madwalbu districtsSNPP Regi<strong>on</strong>- Aleta WandodistrictFlood anddrought17,901 General and supplementaryfood distributi<strong>on</strong>Drought 20,000 General and supplementaryfood distributi<strong>on</strong>SNPP Regi<strong>on</strong>- Yirgachaffee Drought 20,380 General and supplementaryfood distributi<strong>on</strong>SNNP Regi<strong>on</strong>- Burji specialdistrictDrought 18,000 General and supplementaryfood distributi<strong>on</strong>Amhara regi<strong>on</strong>- Bati district Drought 32,143 General and supplementaryfood distributi<strong>on</strong>Gambella regi<strong>on</strong>- Jikawo District Drought 15,894 General and supplementaryfood distributi<strong>on</strong>Gambella regi<strong>on</strong> Akobo DistrictTribalc<strong>on</strong>flictType of resp<strong>on</strong>seWabe Batu synodSouth Central <strong>Ethiopia</strong>SynodSouth SynodAmaro synodNorth Central <strong>Ethiopia</strong>SynodWestern GambellaBethel Synod7,020 N<strong>on</strong> food items Western GambellaBethel SynodGambella regi<strong>on</strong>- Itang District Flood 10,500 Disaster Risk Management East Gambella BethelSynod21


government department, such as theDRMFSS, is unable to reach an area or needsthe support of the Church to mount aresp<strong>on</strong>se. In 2009, the EECMY-DASSCresp<strong>on</strong>ded to emergencies in 10 woredas,reaching a total of 141,838 people with foodaid and n<strong>on</strong> food items (NFI) such as blankets,plastic sheets, soap, c<strong>on</strong>tainers, mosquito nets,seeds and farm tools.At the time of writing (October 2010),humanitarian assistance was being supportedby the EECMY-DASSC and implemented bythe Commissi<strong>on</strong>’s synod offices in six differentregi<strong>on</strong>s of the country experiencingemergencies (see Table 1). The Commissi<strong>on</strong>’ssynod offices are the agents resp<strong>on</strong>siblelocally for planning, implementati<strong>on</strong> andsupervisi<strong>on</strong> of humanitarian aid in theirrespective operati<strong>on</strong>al areas. They also ensurecommunity and other stakeholder’s participati<strong>on</strong>in decisi<strong>on</strong> making and providingcoordinated assistance.The EECMY-DASSC has a resp<strong>on</strong>sibility toensure compliance with the rules, regulati<strong>on</strong>sand codes of c<strong>on</strong>duct in the implementati<strong>on</strong> ofprogrammes. It provides staff training toensure that they are resp<strong>on</strong>sible and qualifiedfor the task. Further training and capacitybuilding supports are also given to localfarmer’s associati<strong>on</strong> leaders, to coordinati<strong>on</strong>members of the district task force for aid workand to other local line departments’ staff toensure that they can fulfil their resp<strong>on</strong>sibilityChallenges and opportunities for thefutureDelays in assessment of an emergency oftendelay the acti<strong>on</strong>s needed to meet criticalneeds. EECMY- DASSC will need tostrengthen its skilled human power and financialcapacity for rapid assessment, as well asits capacity to mount even more effectiveresp<strong>on</strong>ses in the food and nutriti<strong>on</strong> sector.In many affected woredas, the community’snormal means of accessing food iscompromised by both slow and rapid <strong>on</strong>set ofdisasters. Looking back over the past years,the Churches’ c<strong>on</strong>tributi<strong>on</strong> to food securityrelatedemergency resp<strong>on</strong>se has beenc<strong>on</strong>siderable. To strengthen EECMY-DASSCsresp<strong>on</strong>se in the future, it is important for theEECMY–DASSC to c<strong>on</strong>sider increasing itscapacity in a range of resp<strong>on</strong>se and programmingareas based <strong>on</strong> a clear analysis of risksand needs. These will include:• General food distributi<strong>on</strong> (free) based <strong>on</strong>the level of the food insecurity analysis• NFIs provisi<strong>on</strong>• Emergency nutriti<strong>on</strong> interventi<strong>on</strong>s• Seeds, farm tools and restocking ofanimals (goats, sheep and milk cows, oxen)• Income diversity through self-employment• Building community capacity in disasterrisk reducti<strong>on</strong> and management• Provide assistance for envir<strong>on</strong>mentalrehabilitati<strong>on</strong> and further rural/agricultural developmentAnother area in which EECMY-DASSC wouldlike to grow capacity is emergency nutriti<strong>on</strong>and health support in marginal areas and inareas where displacement occurs due to variousdisasters.For more informati<strong>on</strong>, c<strong>on</strong>tact: Deed Jaldessa,email: deedja@eecmy.orgEmma Proud, <strong>Ethiopia</strong>, 2010Cash for work beneficiariesdigging soil bunds in Gashamo,Somali Regi<strong>on</strong>, to regeneratethe rangelandThe RAIN programmeBy Miriam Christensen and Todd FlowerMiriam Christensen was theDocumentati<strong>on</strong> and Informati<strong>on</strong>Officer with the RAIN programme.She specialises in communicati<strong>on</strong>sand knowledge management.Miriam now works with theInternati<strong>on</strong>al Labour Organisati<strong>on</strong>and is based in Tanzania.The authors acknowledge the support of the U.S. Agency for Internati<strong>on</strong>alDevelopment and the Office of Foreign Disaster Assistance.Rises in global food prices have led toan increase in vulnerability forareas of the world that are net foodimporters, which includes manycountries in Africa. In <strong>Ethiopia</strong>, pastoralistsand agro-pastoralist households depend <strong>on</strong> adelicate balance of trade to be able topurchase their household food requirementsbased <strong>on</strong> the value of their animal herds. Ifthe prices of animals do not also rise with theprices of staple foods, then these householdscan struggle to meet their needs.The United States Agency forInternati<strong>on</strong>al Development (USAID) throughthe Office of Foreign Disaster Assistance(OFDA) has been providing support tocommunities in <strong>Ethiopia</strong> for many yearsthrough short-term emergency assistanceprogrammes, such as emergency vaccinati<strong>on</strong>or nutriti<strong>on</strong> campaigns. These programmeshave traditi<strong>on</strong>ally lasted from 6 to 12 m<strong>on</strong>ths.The global food price crisis brought about achange in these programmes, with developmentof a l<strong>on</strong>ger term visi<strong>on</strong> of assistingpeople and communities to remove themselvesfrom the cycle of emergencyassistance.It is in this c<strong>on</strong>text that Mercy Corps isimplementing the Revitalising Agricultural/pastoral Incomes and New markets (RAIN)programme, a multimilli<strong>on</strong> dollar OFDA/<strong>Field</strong> ArticleTodd Flower is the Chief ofParty of the RAIN programmeand has extensive experiencein implementing and managinginternati<strong>on</strong>al agriculturaldevelopment projects. Hespecialises in agriculturalmarket development.USAID funded programme. The RAINprogramme is being implemented for threeyears from 2009 to 2012. It is clusteredaround an inter-linked geographic areac<strong>on</strong>necting <strong>on</strong>e z<strong>on</strong>e in the Oromia regi<strong>on</strong>with four bordering z<strong>on</strong>es of the Somaliregi<strong>on</strong>. RAIN seeks to protect, promote, anddiversify livelihoods in this strategic clusteras a means of increasing households’resilience to shocks. The RAIN programmeworks in the transiti<strong>on</strong>al envir<strong>on</strong>ment fromemergency to development programmes bycombining traditi<strong>on</strong>al emergency interventi<strong>on</strong>swith l<strong>on</strong>ger-term developmentactivities. This seeks to address both theimmediate needs of communities and also topromote sustainable local ec<strong>on</strong>omic developmentand integrati<strong>on</strong>. Some of theseactivities include cash for work, emergencyanimal vaccinati<strong>on</strong> campaigns, value chainanalyses, linking producers to markets, andthe establishment of a microfinance instituti<strong>on</strong>to increase access to credit. The RAINprogramme is targeting over 700,000 peoplewith these activities.RAIN objectivesThe programme has two objectives:• To protect the agricultural and pastoralproductive asset base of food insecurehouseholds to prepare them forparticipati<strong>on</strong> in more profitable markets22


Emma Proud, <strong>Ethiopia</strong>, 2009<strong>Field</strong> ArticleVaccinati<strong>on</strong> campaign inGashamo, Somali Regi<strong>on</strong>• To increase and diversify the asset base offood insecure households via immediateec<strong>on</strong>omic opportunities and the developmentof high impact agriculture and n<strong>on</strong>agriculturalmarkets, that spurs privatesector investment and local ec<strong>on</strong>omicgrowth.Implementati<strong>on</strong>: natural resourcemanagementDuring the first year and under the mandate ofthe first objective, projects such as cash forwork, seas<strong>on</strong>al and emergency vaccinati<strong>on</strong>campaigns and training of community animalhealth workers were implemented. Over 1.5milli<strong>on</strong> animals received vaccinati<strong>on</strong>s thatassisted 160,000 households and so far, morethan 9,000 people have been employed underthe cash for work comp<strong>on</strong>ent of theprogramme. While such activities have beengoing <strong>on</strong> in the regi<strong>on</strong> for many years as individualprojects, it is the first time that such arange has been brought together under theumbrella of <strong>on</strong>e programme.All cash for work activities have <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong>natural resource management to provide immediateassistance for poor households and toensure that resources are developed for thebenefit of the community. Natural resourcemanagement projects include activities likep<strong>on</strong>d rehabilitati<strong>on</strong> or other earth works thatreduce the threat of flash flooding or drought.All natural resource management activities areidentified by the participating communitythrough a community acti<strong>on</strong> plan. The RAINteam works together with communities <strong>on</strong> assetand risk mapping and needs assessment. Cashfor work is utilised to assist poor households torebuild their assets and pay off debts. Poorhouseholds are much more likely to be riskaverse and unable to take chances <strong>on</strong> newmarket opportunities. The cash for work helpsthese households to become more secure so thatthey can participate in profitable markets.Implementati<strong>on</strong>: a market ledapproachThe sec<strong>on</strong>d objective, to strengthenec<strong>on</strong>omic recovery and marketsystems, is what makes RAINdramatically different from traditi<strong>on</strong>alOFDA funded projects.Working <strong>on</strong> market system development<str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong> the l<strong>on</strong>g-termapproach, rather than immediate,emergency interventi<strong>on</strong>s.Traditi<strong>on</strong>al emergency approachestend to have n<strong>on</strong>-governmentalorganisati<strong>on</strong>s (NGOs) providingservices directly. A market basedapproach, however, puts the ‘exitstrategy’ first and aims to strengthenthe local market to provide access togoods and services, so that NGOs d<strong>on</strong>ot have to in the future.The RAIN programme <str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong>market systems and providessupport by creating linkagesbetween various market participants.In the first year of theprogramme, several value chainswere identified and evaluatedincluding live animals, hides andskins, milk, fruits and vegetables,and peanuts. These value chainswere selected for evaluati<strong>on</strong> becausethey had the highest potential toprovide benefit for the poor in the programmearea. At least <strong>on</strong>e of these commodities is animportant income source in all of the communitieswhere the programme is working.The value chain analyses included interviewswith government, private sector andcommunity members. A comm<strong>on</strong> theme to allof these evaluati<strong>on</strong>s was that farmers do nothave access to the inputs they require to investin the producti<strong>on</strong> of large quantities of highquality products. The RAIN programme istargeting access to agricultural input suppliesto assist producers to be able to meet availablemarket demand. Most of the markets in thisarea are c<strong>on</strong>sidered informal, with lots of smallscale transacti<strong>on</strong>s in many local markets. Thereare very few large, formal businesses workingin the area. This has left the RAIN programmeto <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> the producti<strong>on</strong> side of the valuechain for most of these commodities. Demandis c<strong>on</strong>sidered str<strong>on</strong>g for all of these commodities.This means that any increase in producti<strong>on</strong>through intensificati<strong>on</strong> and improving access tothe means of producti<strong>on</strong>, agricultural inputsand knowledge, will lead to a cycle of c<strong>on</strong>tinuousupgrading for producers.Producers not <strong>on</strong>ly need access to agriculturalinputs but they also need informati<strong>on</strong>about how to use these inputs effectively andinformati<strong>on</strong> about market demand. The RAINprogramme is working with the private sectorbecause these are the market players whoshould offer matching incentives to the producers.If the producer does well, then the inputsupplier will sell more inputs to that producer.The RAIN programme is identifying these ‘winwin’situati<strong>on</strong>s to improve the functi<strong>on</strong>ality ofthe market.The RAIN programme views the producersas customers with demands and works to linkprivate suppliers to the customers. A traditi<strong>on</strong>alemergency approach might include the distributi<strong>on</strong>of needed inputs by an NGO. However,this tends to lead to low investment in the l<strong>on</strong>gterm because the producers are unaware ofwhere they can purchase these inputs in thefuture. It is also often the case that the emergencyapproach leads to ‘dependencysyndrome’ where producers wait for the nextdistributi<strong>on</strong> to occur. The RAIN programme istaking a facilitati<strong>on</strong> approach to ensure sustainabilityby working with the private sector toinvest in the regi<strong>on</strong>.RAIN in acti<strong>on</strong>: the peanut chainAnother example of RAIN programme activitiesin market development is in peanuts. TheRAIN programme is working <strong>on</strong> supplythrough the agricultural input market but also<strong>on</strong> the demand, by c<strong>on</strong>necting farmers to a leadfirm. Lead firms are identified by size (i.e.number of members of a producer’s cooperative)and their influence (i.e. whether they setthe standard for the market). RAIN set a strategicgoal to increase the competitiveness of theregi<strong>on</strong>al peanut sector by reducing losses,increasing producti<strong>on</strong> efficiency, upgradingwarehousing and storage, strengtheningmanagement capability, and facilitating linkagesto higher value markets.The RAIN programme is working with theAfran Kallo Uni<strong>on</strong> (AKU) and Hilina EnrichedFoods Processing Centre plc to increase incomefor peanut producers in the programme area.AKU is a uni<strong>on</strong> of peanut suppliers with 68member cooperatives that represent approximately48,000 individual members. HilinaEnriched Foods is a manufacturer of a ready-tousetherapeutic food (RUTF) 1 used to treatseverely malnourished children. The relati<strong>on</strong>shipbetween these producers and the companywas a very typical situati<strong>on</strong>. Hilina could notsource enough peanuts <strong>on</strong> the local market thatmet their stringent standards and the AKU wasunaware of the standards and available prices.Low prices <strong>on</strong> the local market led to lowinvestment by producers in producti<strong>on</strong>,harvest, and storage. C<strong>on</strong>sidering these needsgaps and opportunities, the two partners wereidentified as ideal candidates for support fromthe RAIN programme.1Plumpy’nutLoading vaccinati<strong>on</strong> forlivestock campaign inGashamo, SomaliRegi<strong>on</strong>Emma Proud, <strong>Ethiopia</strong>, 200923


<strong>Field</strong> ArticleSeed fair beneficiary evaluatingquality of seed before purchasing atMidegatola woreda, East HarargheThe RAIN programme facilitated the signingof a producti<strong>on</strong> c<strong>on</strong>tract between Hilina andAKU in June 2010. Hilina and AKU signed asupply agreement at a 10 to 15 percent marketpremium starting July 2010. The RAINprogramme also coordinated a producti<strong>on</strong> andpost-harvest loss preventi<strong>on</strong> training carriedout by Hilina technicians and fully paid for byAKU and Hilina. By again aligning marketincentives, the RAIN programme has been ableto create c<strong>on</strong>diti<strong>on</strong>s where participants are willingto invest in c<strong>on</strong>stant upgrading to meet thisnew market demand. The RAIN programme isproviding additi<strong>on</strong>al support to this market byproviding a research grant for improved peanutproducti<strong>on</strong> at a local university and by identifyinginput suppliers for the cooperativemembers for access to improved seeds. Finally,RAIN will supply a management c<strong>on</strong>sultant toensure AKU’s management team is proactivelyable to seek soluti<strong>on</strong>s to members’ producti<strong>on</strong>and post-harvest needs in meeting with marketdemand. This c<strong>on</strong>sultant will help the AKUBoard, managers and members establishmanagement structures, resp<strong>on</strong>sibilities andtargets c<strong>on</strong>ducive to more proactive andresp<strong>on</strong>sive leadership.In short, the RAIN programme seeks to createspace and opportunities for market-drivensystems using facilitati<strong>on</strong> techniques to impactthe targeted value chains. As the peanut chainexample illustrates, the programme does this byidentifying incentive structures and working toalign them to create investment. The programmealso works to reduce risks for all participants inthe market to stimulate new market transacti<strong>on</strong>s.Emma Proud, <strong>Ethiopia</strong>, 2010One of the goals for theremainder of the RAINprogramme is to c<strong>on</strong>tinueto <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> market developmentand build <strong>on</strong> thesuccesses to increase theimpact of the project in theregi<strong>on</strong>. This will leavebehind better functi<strong>on</strong>ingmarkets that in turnc<strong>on</strong>tribute to sustainablelivelihoods.RAIN and microfinanceProviding access to marketsand inputs does not alwaysallow producers to invest in these opportunities.To complement these activities, the RAINprogramme is developing the first microfinanceinstituti<strong>on</strong> in the Somali regi<strong>on</strong> to provideaccess to credit. The RAIN programme startedwith the intent of providing loan guarantees forproducer and income generating groups but itwas quickly realised that there were no microfinanceinstituti<strong>on</strong>s working in the regi<strong>on</strong>. TheRAIN programme began working with thegovernment of the Somali regi<strong>on</strong> to establish anew instituti<strong>on</strong>, which was <strong>on</strong>e of the first goalsof the new president of the regi<strong>on</strong>. The RAINprogramme has been providing technicalsupport by working with the nati<strong>on</strong>al bank andregi<strong>on</strong>al government to create all of the documentati<strong>on</strong>required, including a business planand memorandum of associati<strong>on</strong>. The RAINprogramme also provided a technical expert towork directly with the government <strong>on</strong> makingtheir budget request for the loan capital fromthe federal budget. The government has sinceheld a general assembly meeting which votedin favour of all of the documentati<strong>on</strong> required,electi<strong>on</strong> of the new board of directors, andapproval of the shares to be distributed to thegovernment and private investors. It isexpected that the new instituti<strong>on</strong> will be operati<strong>on</strong>alby the end of 2010.Less<strong>on</strong>s learnedThe RAIN programme has reached the halfwaypoint of implementati<strong>on</strong> and many less<strong>on</strong>shave been learned. It is often difficult to transiti<strong>on</strong>staff into a new approach. When peoplehave worked for many years <strong>on</strong> emergencyprogrammes, they are often c<strong>on</strong>vinced thatapproach is the best method for providingbenefits to needy people. The RAINprogramme not <strong>on</strong>ly had to dem<strong>on</strong>stratesuccess in the project area to c<strong>on</strong>vince people ofthe approach, but those successes were just asnecessary for c<strong>on</strong>vincing staff of a new methodof operati<strong>on</strong>.Agricultural markets in <strong>Ethiopia</strong> are fragmentedinto several regi<strong>on</strong>s. The Somali regi<strong>on</strong>of <strong>Ethiopia</strong> tends to do business withSomaliland instead of selling commoditiesinternally to the rest of the country. This is dueto cultural relati<strong>on</strong>ships <strong>on</strong> both sides of theborder and better access and proximity to thosemarkets. The RAIN programme is workingwith producers to provide better qualitycommodities in these markets but is unable towork with the end market of commodities, likelivestock and milk, due to funding c<strong>on</strong>straintsfor working across borders.Like many countries in Africa, the agriculturalinput market is highly regulated and insome cases, such as fertiliser, c<strong>on</strong>trolled by thegovernment. The market place for these productsbecomes a self fulfilling prophecy for thegovernment. The government believes that theprivate sector cannot provide these products ata low enough price to the producers so it stepsinto the market to provide the service directly.The private sector is then unable to competewith the government so it remains unable toprovide services and products to the producers.The RAIN programme is working to identifyexisting private sector suppliers that offer productsthat are not in direct competiti<strong>on</strong> with thegovernment suppliers. The programme willdem<strong>on</strong>strate that the private sector can competeand provide benefits to producers with theseproducts. The private sector will then be in abetter positi<strong>on</strong> to dem<strong>on</strong>strate to the governmentthat it has the capacity to provide servicesmore efficiently.The RAIN programme is taking a holisticview of the needs of the target regi<strong>on</strong> andproviding emergency assistance where needed,c<strong>on</strong>necting people to profitable markets, andassisting people to access capital needs forinvestment.For more informati<strong>on</strong>, c<strong>on</strong>tact: Todd Flower,email: tflower@et.mercycorps.orgEmma Proud, <strong>Ethiopia</strong>, 2010Seed fair beneficiaries queuing topurchase seed at Midegatolaworeda, East Hararghe.24


<strong>Field</strong> ArticleEmergency Food Security andLivelihoods Project in Amharaand Oromia regi<strong>on</strong>sBy Sarah Coll-Black andMatt Hobs<strong>on</strong>Sarah Coll-Black is a Social Protecti<strong>on</strong><str<strong>on</strong>g>Special</str<strong>on</strong>g>ist working with the WorldBank in <strong>Ethiopia</strong> and Kenya. She hasbeen involved with <strong>Ethiopia</strong>’sProductive Safety Net Programme(PSNP) since 2007, initially as amember of the PSNP D<strong>on</strong>orCoordinati<strong>on</strong> Team and then with theWorld Bank PSNP Task Team. She holdsan MPhil from the Institute ofDevelopment Studies, University ofSussex.Fi<strong>on</strong>a Quinn, <strong>Ethiopia</strong>PSNP beneficaries in TigrayMatt Hobs<strong>on</strong> is the D<strong>on</strong>orCoordinator for the PSNP. Previously,he worked for Save the Children asHead of Hunger Reducti<strong>on</strong> in<strong>Ethiopia</strong>, as well as in Somalia, SriLanka, Afghanistan and L<strong>on</strong>d<strong>on</strong>. Priorto this, Matt worked as a human rightslawyer in private practice.This article is based <strong>on</strong> a l<strong>on</strong>ger publicati<strong>on</strong> entitled ‘Designing andImplementing a Rural Safety Net in a Low Income Setting: Less<strong>on</strong>sLearned from <strong>Ethiopia</strong>’s Productive Safety Net Program 2005-2009’by Will Wiseman, Julie Van Domelen and Sarah Coll-Black.For generati<strong>on</strong>s, many rural <strong>Ethiopia</strong>nshave experienced significant periodswhen they were unable to meet theirbasic food needs. For over 20 years, themain resp<strong>on</strong>se to this situati<strong>on</strong> was food aid toensure basic survival. <strong>Ethiopia</strong> has receivedmore emergency support per capita than anyother Sub-Saharan African nati<strong>on</strong>, with appealsrising to 14.5 milli<strong>on</strong> people in some years. Onaverage, 700,000 metric t<strong>on</strong>s (MT) of food aidper year have been delivered in <strong>Ethiopia</strong> since1990.Serious deficiencies with the emergencyfood aid system were increasingly clear by thelate 1990s. Despite high levels of food aid, witheach emergency rural households furtherdepleted their assets and found themselvesincreasingly vulnerable to even the mostmarginal livelihood shock. Analyses of these<str<strong>on</strong>g>issue</str<strong>on</strong>g>s revealed that the timeliness of food aiddeliveries was a serious deficiency in thesystem. There was also growing c<strong>on</strong>cern of thepotentially negative effects of such largevolumes of food aid <strong>on</strong> local food markets.By late 2003, a technical group of the NewCoaliti<strong>on</strong> for Food Security 1 had developed aproposal to reform the emergency appealsystem in favour of an integrated approach toreducing vulnerability and food insecurity. Thisapproach brought together under a singleumbrella a range of initiatives implemented bythe Government, d<strong>on</strong>ors and n<strong>on</strong>-governmentalorganisati<strong>on</strong>s (NGOs).For the Government, the objectives of theNew Coaliti<strong>on</strong> for Food Security (which wasled by the Prime Minister, Ato Meles Zenawi)would be largely met through implementati<strong>on</strong>of the Food Security Programme (FSP). Thisc<strong>on</strong>sisted of three strategic pillars:(a) Resettling households from unsustainableand envir<strong>on</strong>mentally degraded lands(b) Developing a safety net for chr<strong>on</strong>icallyfood insecure households(c) Supplying agricultural and financialservices to food insecure households topromote their graduati<strong>on</strong> out of foodinsecurity.Of these three pillars, d<strong>on</strong>ors embraced thesafety net, the subsequent design of whichwassupported by a safety net d<strong>on</strong>or group thatengaged intensely with Government. TheProductive Safety Net Programme (PSNP) wasdesigned from late 2003 to the end of 2004 andwas launched at scale in February 2005. It wasnot meant immediately to replace the emergencyappeal system; instead the emergencyappeal system would be gradually reducedover the course of two years.PSNP Operati<strong>on</strong>s (2005-2009)The objective of the PSNP (2005-2009) was toensure food c<strong>on</strong>sumpti<strong>on</strong> and preventi<strong>on</strong> ofasset depleti<strong>on</strong> for rural food insecure householdsin a way that stimulates markets,improves access to services and naturalresources and rehabilitates and enhances thenatural envir<strong>on</strong>ment.The PSNP provides cash and/or food transfersto households through two mechanisms:i) Chr<strong>on</strong>ically food insecure households withable-bodied adults receive a transfer fortheir participati<strong>on</strong> in public workii) Chr<strong>on</strong>ically food insecure households whocannot provide labour to public works andhave no other means of support are providedan unc<strong>on</strong>diti<strong>on</strong>al transfer. Direct supportbeneficiaries include, but are not limited to,orphans, pregnant and nursing mothers,people living with disabilities, the elderly,chr<strong>on</strong>ically ill individuals and femaleheadedhouseholds that are labour poor.PSNP stakeholdersThe Ministry of Agriculture and RuralDevelopment (MOARD) is resp<strong>on</strong>sible for themanagement of the PSNP, with the DisasterRisk Management and Food Security Sector(DRMFSS) resp<strong>on</strong>sible for overall programmecoordinati<strong>on</strong>.The Food Security Co-ordinati<strong>on</strong> Directorateis <strong>on</strong>e of two Directorates that report to theDRMFSS and is the main implementingDirectorate for the PSNP. The Early Warningand Resp<strong>on</strong>se Directorate (EWRD), which is thesec<strong>on</strong>d Directorate under DRMFSS, providesaccurate and timely early warning informati<strong>on</strong>for the PSNP Risk Financing Mechanism (RF)and ensures linkages between PSNP RF andother humanitarian resp<strong>on</strong>se activities. TheNatural Resource Management Directorate(NRMD) within MOARD is resp<strong>on</strong>sible forcoordinati<strong>on</strong> and oversight of the public works.The Ministry of Finance and Ec<strong>on</strong>omicDevelopment (MOFED) oversees financialmanagement of the programme and disbursescash resources to implementing federalministries and to the regi<strong>on</strong>s based <strong>on</strong> theannual plan submitted by MOARD.These federal implementati<strong>on</strong> arrangementsare replicated by regi<strong>on</strong>s and woredas (theGovernment’s smallest administrative unit). Inadditi<strong>on</strong> to programme implementati<strong>on</strong>,regi<strong>on</strong>al and woreda bodies are resp<strong>on</strong>sible forensuring sound multi-sectoral coordinati<strong>on</strong> of1The coaliti<strong>on</strong> was established in 2003 to foster partnershipsto take acti<strong>on</strong> to lessen the impact of droughts,improve livelihoods and ensure that communities haveadequate food supplies. Funding support is from UNDP,OFDA and the World Bank.25


<strong>Field</strong> Articlethe public works. Public works planning andselecti<strong>on</strong> of PSNP beneficiaries occur withincommunities and kebeles.Table 1: Examples of the types of Public Works outcomes and activities communities may selectWithin this framework, n<strong>on</strong>-governmentalorganisati<strong>on</strong>s (NGOs) and the World FoodProgramme (WFP) play important roles inimplementati<strong>on</strong> because of their experiencedelivering food aid and the instituti<strong>on</strong>alrequirements of some d<strong>on</strong>or agencies to channelresources through NGOs. In additi<strong>on</strong>,NGOs and WFP provide technical assistance tothe programme, and WFP supports theGovernment in procuring food stocks fromabroad.D<strong>on</strong>or agencies have pooled their financing– both cash and in-kind c<strong>on</strong>tributi<strong>on</strong>s – andformulated a unified stream of technical advicein support of a single programme led byGovernment. This has been led by the creati<strong>on</strong>of a D<strong>on</strong>or Co-ordinati<strong>on</strong> Unit, expressly for thepurpose of harm<strong>on</strong>ising d<strong>on</strong>or positi<strong>on</strong>s,providing technical support to the programmeand managing all d<strong>on</strong>or-to-d<strong>on</strong>or and d<strong>on</strong>orto-Governmentprocesses. The rights,obligati<strong>on</strong>s and coordinati<strong>on</strong> arrangements ofthe government-d<strong>on</strong>or partnership for thePSNP are articulated in a Memorandum ofUnderstanding (MoU).Programme scale and coverageIn 2009, the PSNP supported 7.6 milli<strong>on</strong> peoplein 290 chr<strong>on</strong>ically food insecure woredas ineight of the country’s 10 regi<strong>on</strong>s. This is equivalentto roughly 10% of the nati<strong>on</strong>al populati<strong>on</strong>,covering over 40% of the country’s woredas.The geographic coverage of the PSNP is shownin Map 1.The 2009 annual budget was 2,136,734,460birr in cash and 457,966.21 MT of cereals. This isequivalent to approximately $360 milli<strong>on</strong> – orabout 1.2% of <strong>Ethiopia</strong>’s GDP. In additi<strong>on</strong>, theGovernment estimates that roughly $54 milli<strong>on</strong>in government staff time is devoted to theprogramme annually. There are at least 1,780regular staff and Technical Assistants working<strong>on</strong> the PSNP full-time, with support from14,295 Development Agents (DAs). The PSNPis integrated into the nati<strong>on</strong>al budget system in<strong>Ethiopia</strong>.Selecti<strong>on</strong> of beneficiariesChr<strong>on</strong>ically food insecure households residingin PSNP kebeles are eligible to participate in theprogramme. The PSNP ProgrammeImplementati<strong>on</strong> Manual (PIM) defines a chr<strong>on</strong>icallyfood insecure household as:i) Households that have faced c<strong>on</strong>tinuousfood shortages (usually three m<strong>on</strong>ths offood gap or more) in the last three yearsand received food assistance prior to thecommencement of the PSNP.ii) Households that have suddenly becomemore vulnerable as a result of a severe lossof assets and are unable to supportthemselves (last 1-2 years).iii) Any household without family support andother means of social protecti<strong>on</strong> andsupport.Based <strong>on</strong> these criteria, households are selectedto participate in the PSNP through a community-basedselecti<strong>on</strong> process. Once selected toparticipate in the PSNP, households areassigned to Public Works or Direct Supportdepending <strong>on</strong> the number of able-bodiedmembers.According to the PIM, households graduatefrom the PSNP when they are food sufficient,which is defined as “when a household is ableto feed itself for 12 m<strong>on</strong>ths a year, in the absenceof programme support, as well as being able towithstand modest shocks.” A household’s foodsecurity status is assessed using a set of predeterminedregi<strong>on</strong>al “asset-based benchmarks”that are tailored to local c<strong>on</strong>diti<strong>on</strong>s. Data arecollected by DAs and verified by kebele andworeda officials and vetted in communitymeetings.Regardless of whether they are PSNP participants,any households that are unhappy withthe outcome of the targeting and graduati<strong>on</strong>processes are entitled to bring their grievancesbefore the PSNP Kebele Appeal Committee(KAC).Type, amount and timing of transfersTransfers are provided to households <strong>on</strong> am<strong>on</strong>thly basis for six c<strong>on</strong>secutive m<strong>on</strong>ths. In2009, the daily cash wage rate was 10 EBR andthe food transfer was 3 kg of cereal. Each PublicWorks household member is entitled to receivea transfer based <strong>on</strong> five days of work at theprevailing cash or food wage rate. Householdsare provided transfers of cash, food, or a temporarymix of both resources. The mix of cash andBox 1: Key indicators of the PSNP 2005-2009• 90% of PSNP participants achieve 12 m<strong>on</strong>thsfood access from all sources, including PSNP,from December 2008 <strong>on</strong>wards.• 65% of households report no distress sales ofassets to meet food needs by December 2009.• 25% increase in volume of locally producedgrain in local markets by December 2009.• 75% of households in PSNP woredas reportimproved use of health and educati<strong>on</strong> servicesattributable to PSNP by December 2009.• 75% of households in PSNP woredas reportimproved availability of clean water andlivestock fodder by December 2009.• 90% of PSNP participants and n<strong>on</strong>-participantsreport improvement in local vegetati<strong>on</strong>coverage of hillsides by December 2009.food resources tends to be used in a way thataddresses the seas<strong>on</strong>al rise in food prices leadingup to the hungry seas<strong>on</strong>.Public works are carried out from January toJune, during the agricultural slack seas<strong>on</strong>,which is relatively dry. Transfers are delivered<strong>on</strong> a m<strong>on</strong>thly basis.Operating procedures for public worksPublic works are identified and plannedthrough a participatory process at communitylevel. The Government’s Community-BasedParticipatory Watershed DevelopmentPlanning (CBPWDP) approach is the basis fordeveloping a pipeline of sub-projects, many ofwhich have a soil and water c<strong>on</strong>servati<strong>on</strong> <str<strong>on</strong>g>focus</str<strong>on</strong>g>.The woreda public works plan is integratedinto woreda development plans to ensure linkageswith other sectoral investments.Tailoring the PSNP to specific groupsThe PSNP includes a pastoral programme thataddresses the different risks and vulnerabilitiesof pastoral livelihoods in the regi<strong>on</strong>s of Afarand Somali and pastoral areas of Oromia, andSouthern Nati<strong>on</strong>s, Nati<strong>on</strong>alities and PeoplesRegi<strong>on</strong> (SNNPR). The programme uses publicworks and transfer payment mechanismstailored to the needs of pastoralists. It is alsoTable 1: Examples of the types of Public Worksoutcomes and activities communities may selectOutcomesCommunity Levelsub-projectsImproved landproductivity, soil fertilityrestorati<strong>on</strong> and increasedland availabilityImproved marketinfrastructureImproved access todrinking and irrigati<strong>on</strong>waterIncreased availability offodderHigh school enrolmentand improvement healthstandardsArea closures, soil andwater c<strong>on</strong>servati<strong>on</strong>Community roadsCommunity water projectssuch as stream diversi<strong>on</strong>,spring development,shallow wellsArea closure incorporatingc<strong>on</strong>servati<strong>on</strong> measuresRehabilitating, extendingand c<strong>on</strong>structing primaryschools26


<strong>Field</strong> ArticleTable 2: Household c<strong>on</strong>sumpti<strong>on</strong>, assets andland access in PSNP woredas, by PSNPbeneficiary status, 2008Ec<strong>on</strong>omic CharacteristicsTotal c<strong>on</strong>sumpti<strong>on</strong> (birr) perm<strong>on</strong>th, averageHouseholdDirectSupportPublicWorksN<strong>on</strong>-PSNP627 1012 1111Land (hectares), average 1.0 1.1 1.4Assets (birr), average 2349 4568 6480designed to fit more organically with the instituti<strong>on</strong>alstructures in these areas.PSNP resp<strong>on</strong>ds to the heavy workload ofproductive and reproductive labour carried bywomen in rural <strong>Ethiopia</strong> by allowing women towork fewer hours than men for the same payand permitting them to switch to DirectSupport when pregnant or breastfeeding.PSNP risk financing mechanismsThe PSNP includes a c<strong>on</strong>tingency budgetequivalent to 20% of the base programme costand a risk financing facility designed toresp<strong>on</strong>d to transitory needs in chr<strong>on</strong>ically foodinsecure woredas. When households are unableto meet their immediate food needs because ofshocks, these households are described as beingtransitory food insecure.Of the c<strong>on</strong>tingency budget, 15% is held atregi<strong>on</strong>al level and 5% at woreda level. Theworeda c<strong>on</strong>tingency fund is used to addressunexpected needs of chr<strong>on</strong>ically food insecurehouseholds, such as a successful appeal to theKAC, and transitory food insecurity am<strong>on</strong>gPSNP and n<strong>on</strong>-PSNP households. The regi<strong>on</strong>alc<strong>on</strong>tingency fund is used to address transitoryfood insecurity am<strong>on</strong>g PSNP and n<strong>on</strong>-PSNPhouseholds in PSNP woredas.The Government is currently operati<strong>on</strong>alisingthe Risk Financing Mechanism to addresstransitory needs in PSNP woredas. This mechanismis designed to scale up the PSNP to covertransitory food insecure kebeles as needed, aswell as to extend the durati<strong>on</strong> of benefits forexisting PSNP households, if needed.M<strong>on</strong>itoring and evaluati<strong>on</strong>The PSNP key performance indicators areprovided in Box 1. Given the flagship nature ofthe PSNP, much attenti<strong>on</strong> was, and c<strong>on</strong>tinues tobe, devoted to generating robust evaluati<strong>on</strong>s. Aset of impact evaluati<strong>on</strong>s aims to measurechanges for direct and indirect beneficiaries.Design <str<strong>on</strong>g>issue</str<strong>on</strong>g>s and trade-offsIn 2004, the Government proposed a caseloadof 5 milli<strong>on</strong> chr<strong>on</strong>ically food insecure individuals.D<strong>on</strong>or agencies saw this figure as aminimum, with the actual number of chr<strong>on</strong>icallyfood insecure people probably closer to 7.9Table 3: Use of regi<strong>on</strong>al c<strong>on</strong>tingency 2005-2008milli<strong>on</strong>. The PSNP <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> those regi<strong>on</strong>s andworedas that had received food aid for thepreceding three years or l<strong>on</strong>ger. Woreda administratorsthen selected the chr<strong>on</strong>ically foodinsecure kebeles, assigning the woreda’s ‘PSNPquota’ from am<strong>on</strong>g these areas.Within targeted woredas, chr<strong>on</strong>ic food insecuritywas widespread but budget c<strong>on</strong>straintsrequired targeting households most in need.Within the food insecure woredas, householdeligibility criteria were reinforced by a community-basedselecti<strong>on</strong> process endorsed throughcommunity meetings. In additi<strong>on</strong>, the wage ratefor public works sub-projects was set low so thatbetter-off households would be less tempted toseek employment through the PSNP.The annual retargeting was designed tocorrect for inclusi<strong>on</strong> and exclusi<strong>on</strong> errors andthus resp<strong>on</strong>ded to changes in the relative positi<strong>on</strong>sof households. A c<strong>on</strong>tingency budget of20% was added to the programme to coveradditi<strong>on</strong>al households that might becomechr<strong>on</strong>ically food insecure during the course ofthe program and to resp<strong>on</strong>d to transitory needsam<strong>on</strong>g PSNP and n<strong>on</strong>-PSNP households. In2006, this was augmented by the Risk FinancingFacility. The emergency resp<strong>on</strong>se system wouldcover any transitory food insecurity bey<strong>on</strong>d theavailable c<strong>on</strong>tingency and risk financingresources.The emergency resp<strong>on</strong>se system would alsoc<strong>on</strong>tinue to cover food insecurity in n<strong>on</strong>-PSNPworedas.Targeting the PSNPIn 2005, the number of households selected toparticipate in the PSNP by communities andkebeles was almost always larger than thequotas assigned by the regi<strong>on</strong> and woreda.Recognising the scale of exclusi<strong>on</strong> inprogramme areas, the Government and d<strong>on</strong>orsagreed that the October 2005 community-basedtargeting process would identify the actualnumber of chr<strong>on</strong>ically food insecure individuals.The Government and d<strong>on</strong>ors were thereforec<strong>on</strong>fident that the programme could handle alarger caseload, which was eventually (2009) setat 8.29 milli<strong>on</strong> people. The increase in beneficiarynumbers eased the pressure <strong>on</strong> the targetingsystem significantly.Evidence from 2008 shows that the PSNP iswell targeted to the poorest households inPSNP woredas, which have significantly lowerincomes, fewer assets and farm less land thann<strong>on</strong>-beneficiaries (Table 2). A 2008 survey oflocal service delivery in <strong>Ethiopia</strong> reported thatover 85% of resp<strong>on</strong>dents described the PSNPselecti<strong>on</strong> process as being fair.Resp<strong>on</strong>ding to transitory needsIn 2005 and 2006, the c<strong>on</strong>tingency budget wasmainly used to cover additi<strong>on</strong>al chr<strong>on</strong>ically2005 2006 2007 2008No. ofbeneficaries% of regularprogrammeNo. ofbeneficaries% of regularprogrammeNo. ofbeneficaries% of regularprogrammeNo. ofbeneficariesAmhara 65,522 3% 321,160 13%Oromia 104,015 10% 219,187 16% 331,117 24% 294,859 21%SNNP 0% 132,441 10% 292,620 23% 371,457 29%Tigray 204,820 22% 373,467 26% 388,427 27% 487,941 34%Dire Dawa 11,580 24% 10,523 20% 10,522 20% 10,525 20%Harari 0 0% 0 0% 0 0% 752 5%TOTAL 320,415 7% 735,618 11% 1,088,208 16% 1,486,694 22%% of regularprogrammefood insecure households and <strong>on</strong>ly evolvedinto a transitory resp<strong>on</strong>se instrument in 2007. In2007, the Government proposed that theregi<strong>on</strong>al c<strong>on</strong>tingency budgets cover transitoryfood insecure households in areas where thenumbers identified by the emergency needsassessment were within this resource envelope.An emergency appeal would then be launched<strong>on</strong>ly for areas outside the PSNP.Since the start of the PSNP, the relati<strong>on</strong>shipbetween the emergency resp<strong>on</strong>se system andthe PSNP has been far from clear. Extensivedialogue between the FSCB, DPPA and d<strong>on</strong>orsfinally led to an agreement in mid-2008 thatavailable regi<strong>on</strong>al c<strong>on</strong>tingency budgets wouldbe used to resp<strong>on</strong>d to emergency needs arisingfrom the failure of the small rains (belg) andfood price inflati<strong>on</strong>. The number of peoplebenefiting from c<strong>on</strong>tingency resources from2005 to 2008 is shown in Table 3. These figuressuggest that the populati<strong>on</strong> covered by theregi<strong>on</strong>al c<strong>on</strong>tingency budget has grown incomparis<strong>on</strong> with the regular PSNP programme.Types of transfersImplementati<strong>on</strong> experienceStarting in 2004, food prices in <strong>Ethiopia</strong> beganto rise, spiking in mid-2005 and again in mid-2006. In both years, the Government andd<strong>on</strong>ors resp<strong>on</strong>ded by accommodating therequests of woredas, which had planned toprovide cash, to switch to food transfers. Giventhis experience with mid-year food priceincreases, many regi<strong>on</strong>s requested the FederalGovernment shift woredas from cash to foodtransfers in 2007. The programme accommodatedthis by allocating the first two transfers incash rather than in food, which freed up food tobe used later in the year in other woredas, andthrough a local purchase of food resources toaugment d<strong>on</strong>or pledges. Unlike previous years,few mid-year requests to change the cash-foodsplit were accepted. The geographic distributi<strong>on</strong>of cash and food transfers by woreda inearly 2007 is shown in Map 2.In 2008, the cash wage rate was increased forthe first time from 6 to 8 birr. The trend in 2009was towards greater requests for food transfersbecause of c<strong>on</strong>tinuing increases in food prices.Given the resource mix available to theprogramme, coupled with budgetaryc<strong>on</strong>straints, the Government chose to allocatecash transfers for three m<strong>on</strong>ths and then foodtransfers for three m<strong>on</strong>ths to the vast majorityof woredas. The cash wage rate was also furtherincreased from 8 to 10 birr.Since 2005, the overall trend has beenincreasing use of cash transfers in the PSNP(Figure 1) and a growing preference am<strong>on</strong>gstbeneficiaries for food <strong>on</strong>ly transfers (Figure 2).This move towards cash was, however, lessthan that initially predicted in the programmedesign and has largely stalled in recent years,due to global food and fuel price rises andparity <str<strong>on</strong>g>issue</str<strong>on</strong>g>s between cash and food. In 2009,roughly 6.65 milli<strong>on</strong> people received foodcombined with cash transfers.PSNP public worksWhile the PSNP design identified a menu ofeligible investments, there was a tendency to<str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> natural resource management projects.One of the leading causes of previous failureof food for work programmes was the lack ofappropriate community c<strong>on</strong>sultati<strong>on</strong> to ensurethe relevance and ownership of the assets27


<strong>Field</strong> Articlecreated. In order to address this, the design of the PSNP gavethe resp<strong>on</strong>sibility for the selecti<strong>on</strong> of public works sub-projectsto communities. To promote this high level of communityparticipati<strong>on</strong> in the public works planning process, in coordinati<strong>on</strong>with Government DAs, the Community Food Security TaskForces (CFSTF) were mandated to mobilise communities toidentify the public works that would be undertaken <strong>on</strong> anannual basis. In order to formalise this approach, DAs wereprovided training <strong>on</strong> the Community-Based ParticipatoryWatershed Management Guidelines that were developed byGovernment in coordinati<strong>on</strong> with WFP.Map 2: Geographic Coverage of the PSNP by type of transfer, 2007Implementati<strong>on</strong> experienceSince 2005, the PSNP has built a large number of public workssub-projects and evidence suggests that the performance of thepublic works comp<strong>on</strong>ent has improved over time. The 2008Public Works Review found that quality had improved overall,with some c<strong>on</strong>tinued technical deficiencies in roads and needfor better operati<strong>on</strong>s and maintenance arrangements in watersupply and small-scale irrigati<strong>on</strong> projects. Sustainability ofpublic works investments has been a challenge for programmesthroughout <strong>Ethiopia</strong>. In general, sustainability ratings havebeen favourable, with the lowest ratings <strong>on</strong> roads, water andirrigati<strong>on</strong> projects.Despite these operati<strong>on</strong>al deficiencies, public worksoutcomes have generally been satisfactory with significantimpact <strong>on</strong> envir<strong>on</strong>mental regenerati<strong>on</strong>, increased access towater supply, expanded use of small-scale irrigati<strong>on</strong> andimproved access to farming training centres.Figure 1: Changing proporti<strong>on</strong> of cash and food in the PSNP, as measured involume/m<strong>on</strong>thly wage rate100%Direct support and tailoring the safety netIt was initially anticipated that roughly 80% of PSNP participantswould receive aid through Public Works and 20% throughDirect Support (unc<strong>on</strong>diti<strong>on</strong>al transfers). While the number ofDirect Support beneficiaries has increased, the Direct Supportcomp<strong>on</strong>ent as a percentage of programme participantsremained c<strong>on</strong>stant (15%). This proporti<strong>on</strong> varies by regi<strong>on</strong> andby year (Figure 3). In 2006, this proporti<strong>on</strong> also varied am<strong>on</strong>gworedas, ranging from 3% in Enderta, Tigray, to 25% in Boricha,SNNPR.80%60%40%20%0%Plan Actual Plan Actual Plan Actual Plan Actual2005 2006 2007 2008CashFoodOverall trend:Food for cashThe light work or community activities for Direct Supportbeneficiaries that were outlined in the PIM have not been implementedanywhere in the programme. Some woredas supportedby NGOs have experimented with crèches or childcare centres.This highlights the lack of priority given to these activities, withworedas reporting that there had been no directi<strong>on</strong> to includesuch activities in their PSNP plans.<strong>Field</strong>work observed progress in implementing the genderprovisi<strong>on</strong>s of the PIM, although this was uneven across woredasand in elements of the PIM. Women and women’s organisati<strong>on</strong>stend to be well represented in PSNP decisi<strong>on</strong>-making structuresat lower levels, however building alliances with the Women’sAffairs Ministry at Federal and regi<strong>on</strong>al levels has proven to bemore difficult. Although the PIM states that the participati<strong>on</strong> ofwomen in public works should be resp<strong>on</strong>sive to their regularwork burden, in most cases men and women were found to dothe same work and there seems to be no change in this over time.In 2006, a separate process to design and implement a pilotprogramme that aimed to tailor the PSNP to pastoral livelihoodswas launched. The pilot has dem<strong>on</strong>strated that a safety net is aneffective means of supporting chr<strong>on</strong>ically food insecure pastoralhouseholds, particularly those who are engaged in agropastoralismor have dropped out of the traditi<strong>on</strong>al, mobilepastoral livelihood system. Experience from the pilot shows thatthe targeting mechanism needs to account for differences insocial structures and social cohesi<strong>on</strong> am<strong>on</strong>g different pastoralgroups. With regards to public works, pastoral communities areeasily mobilised to participate in the public works sub-projectsthat are relevant to their livelihoods.Currently, the Government is eager to roll out the PSNPpastoral programme to all pastoral areas, particularly into newworedas in Somali.M<strong>on</strong>itoring and evaluati<strong>on</strong> (M&E)The speed with which the programme was launched led todelays both in m<strong>on</strong>itoring reports and the launch of the evalua-Figure 2: Preference for payments am<strong>on</strong>g beneficiaries: cash, food or cash and foodpayments100%90%80%70%60%50%40%30%20%10%0%3662912567171051142270134622514101810622191013104 2 5 62006 2008 2006 2008 2006 2008 2006 2008 2006 2008All households Tigray Amhara Oromia SNNPR6681432535963116101433415352842917Food <strong>on</strong>ly25% cash, 75% food50% cash, 50% food75% cash, 25% foodCash <strong>on</strong>lyFigure 3: Annual Direct Support participants as a percent of PSNP populati<strong>on</strong> byregi<strong>on</strong>30%25%20%15%10%5%0%Amhara Oromia SNNP Tigray Dire Dawa Harari TOTAL200520062007200828


<strong>Field</strong> Articleti<strong>on</strong> system. There was little informati<strong>on</strong> <strong>on</strong>programme implementati<strong>on</strong> during the firstm<strong>on</strong>ths of the PSNP. In resp<strong>on</strong>se, FSCB andd<strong>on</strong>ors were forced to establish rapidly anInformati<strong>on</strong> Centre to collect real-time informati<strong>on</strong><strong>on</strong> cash and food transfers and grainmarket prices from a sample of 40% ofprogramme woredas. These regular reportshave proven to be an important source of informati<strong>on</strong>for programme managers, as them<strong>on</strong>itoring reports have c<strong>on</strong>tinued to be verylate and of limited use given the inc<strong>on</strong>sistentquality and incomplete data.The 2006 FSP M&E Plan reduced the amountof informati<strong>on</strong> collected, streamlined the reportingformats and modified reporting procedures.The <str<strong>on</strong>g>focus</str<strong>on</strong>g> was <strong>on</strong> generating basic informati<strong>on</strong>critical to programme management.In 2007, the programme expanded the menuof independent systems reviews, augmentingthe Roving Financial Audit with RovingProcurement Audit and Roving Appeal Audit.These audits were designed to generate informati<strong>on</strong><strong>on</strong> the functi<strong>on</strong>ing of the programmesafeguards. 2During the same period, c<strong>on</strong>sensus wasreached <strong>on</strong> the need for a single logical framework.A series of joint government-d<strong>on</strong>orworkshops slowly created agreement <strong>on</strong> whatthe programme aimed to achieve and how thiswould be d<strong>on</strong>e. The result was a more harm<strong>on</strong>izedapproach to m<strong>on</strong>itoring progress towardsprogram objectives. This logical frameworkwas used in each subsequent JRIS Missi<strong>on</strong> toassess implementati<strong>on</strong> and was the guidingdocument for the PSNP review in 2008.As with other areas of routine m<strong>on</strong>itoring,the PSNP was slow to develop a robust publicworks m<strong>on</strong>itoring system as part of its managementinformati<strong>on</strong> system. By 2008, apart fromintermittent m<strong>on</strong>itoring through the publicworks reviews, there was still no database <strong>on</strong>public works projects and no tracking of publicworks standards, performance and effectiveness.Key PSNP accomplishmentsMain programme outputsIn 2009, the PSNP provided safety net supportto almost 7.6 milli<strong>on</strong> rural <strong>Ethiopia</strong>ns.Table 4: Annual direct benefits generated byPSNP (based <strong>on</strong> 2009 program parameters)Total PSNPTotal number of programme beneficiaries 7,574,480Total number of households 1,514,896Total value of transfer ($) 206,783,304PSNP Public Works beneficiariesNumber of households participating in 1,272,513public worksAverage number of participati<strong>on</strong> days per 150household per yearTotal number of days of public works 190,876,896generated per yearAverage value of wages earned per 137household ($) per yearValue of wage transfer through public 173,697,975works ($) per yearPSNP Direct Support beneficiariesNumber of households benefiting from 242,383Direct SupportValue of average annual transfer per 137household ($) per yearTotal value of transfer through Direct 33,085,329Support ($) per yearImportantly, this shows that large scale cashand/or food transfers are operati<strong>on</strong>ally andlogistically possible in the resource-poor, lowincomerural settings in <strong>Ethiopia</strong>. The directbenefits of the programme are summarised inTable 4.Key impacts <strong>on</strong> householdsThe 2008 Impact Evaluati<strong>on</strong> found PSNP participati<strong>on</strong>measurably improved household foodsecurity, as measured by changes in selfreportedhousehold food gap. This effect wasstr<strong>on</strong>gest am<strong>on</strong>g those households thatreceived regular, high value transfers. PSNPhouseholds exposed to drought had a 30%higher caloric acquisiti<strong>on</strong> growth than n<strong>on</strong>beneficiaries.From 2005/2006 to 2007/2008, negativecoping strategies were more prevalent am<strong>on</strong>gn<strong>on</strong>-PSNP households than they were am<strong>on</strong>gPSNP households.Participati<strong>on</strong> in PSNP public worksincreased growth in livestock holdings by 0.28Tropical Livestock Units (TLU) over comparablen<strong>on</strong>-PSNP households – equivalent to adifference of nearly three sheep.PSNP beneficiaries have increased their useof social services. Of the 46.1% of PSNP beneficiaryhouseholds reporting that they usedhealth facilities more extensively in 2006 thanthe year prior, three quarters (76%) said thiswas because of the PSNP. In 2008, <strong>on</strong>e quarter(26.7%) of households reported increased use ofhealth facilities over 2007 and nearly half (47%)attributed this increase to the PSNP. In 2006,half (49.7%) of resp<strong>on</strong>dents stated that theykept their children in school l<strong>on</strong>ger than in theprevious year, and 43% attributed this to thePSNP.The 2008 Impact Assessment measured thecombined impacts of the PSNP and the OtherFood Security Programme (OFSP, the sec<strong>on</strong>dpillar of the FSP <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> providing creditservices to PSNP households). Households thatreceived high value, regular support from thePSNP and had access to the OFSP, experienced0.81 m<strong>on</strong>ths (or 25 days) greater food securityfrom 2006 to 2008 than households receivingneither the PSNP nor OFSP. Similarly, livestockholdings of PSNP households with supportfrom the OFSP increased by 0.334 TLUs, whilethe value of their livestock increased by 14.3%as compared to n<strong>on</strong>-beneficiary households.While OFSP has <strong>on</strong>ly a marginal impact <strong>on</strong>agricultural productivity when implementedal<strong>on</strong>e, when combined with the PSNP theresults showed a 38% increase in maize yields.This suggests that by allowing households to<str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> l<strong>on</strong>g-term investments and providingmore regular cash flow, the PSNP is a criticalelement of a strategy to effectively improveagricultural productivity.Key impacts <strong>on</strong> communitiesThe bulk of investments were c<strong>on</strong>centrated insoil and water c<strong>on</strong>servati<strong>on</strong> (SWC) and ruralfeeder roads, with selected investments in naturalresource management and social services. In2008, 92% of households indicated that theircommunity had benefited from the c<strong>on</strong>structi<strong>on</strong>of roads, while 88% reported benefitingfrom SWC <strong>on</strong> communal lands. Public worksare increasingly perceived to benefit individualhouseholds as well. Public works are generallyevaluated to be of a high technical standard.Cost efficiency of the PSNPThe PSNP compares favourably with internati<strong>on</strong>alexperience <strong>on</strong> public works programmes,for its targeting, high wage intensity and a lowadministrative cost due to its use of existinggovernment systems and the programme scale.Approximately 17.2% of total programme costis dedicated to staff time, administrative costsand capacity building.Graduati<strong>on</strong> from the PSNPPromoting graduati<strong>on</strong>To promote graduati<strong>on</strong>, PSNP participantswere to have access to the OFSP, which wasfinanced through a Federal GovernmentSpecific Purpose Grant to regi<strong>on</strong>s and thed<strong>on</strong>or-financed Food Security Project, amountingto roughly $100 milli<strong>on</strong> per year.Households were provided subsidised credit torebuild their asset base (in the case of the FoodSecurity Project which targets the poorest of thepoor) or to purchase “household packages,”which were various combinati<strong>on</strong>s of agriculturalinputs sometimes based <strong>on</strong> a businessplan developed with support from the extensi<strong>on</strong>service. The Government’s <str<strong>on</strong>g>Special</str<strong>on</strong>g>Purpose Grant also financed investments inrural infrastructure, such as roads and waterresource development, and the ResettlementProgramme.Recognising the complementary roles of thePSNP and OFSP to enable households to moveout of food insecurity, starting in 2006 theGovernment specifically targeted OFSP householdpackages to PSNP participants.Government targets were set to achieve approximately30% annual coverage of PSNPbeneficiaries with the OFSP for three years. Oneof the main challenges to achieving this coordinati<strong>on</strong>was that the agricultural extensi<strong>on</strong>system was under-resourced and there were toofew sufficiently skilled DAs. The governmentinitiatedreform to upgrade this system wasseen to be important for the success of the PSNPand OFSP, particularly the move to allocatethree DAs to each kebele in the country and toensure that posts are filled with people holdinga diploma.Initial experience with the OFSP found thatdelivery mechanisms were not always appropriate,which was reflected in low repaymentrates and c<strong>on</strong>sequently low coverage.Specifically, there were no guidelines <strong>on</strong> howcredit or revolving funds should be managed.When guidelines did exist, they were notalways followed. By 2008, the Food SecurityProject had collected <strong>on</strong>ly 72% of loans that hadfallen due and was working with theGovernment to transfer revolving funds torural savings and credit cooperatives to ensurethat they were properly managed.The overall strategy to promote graduati<strong>on</strong>has <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> households with availablelabour and land. Recently, the FSCB hasexpanded the scope of support to include n<strong>on</strong>farmactivities to better resp<strong>on</strong>d to the needs ofyoung people, who generally have no land, inrural areas.Determining graduati<strong>on</strong>In 2007, the Government initiated a process toset graduati<strong>on</strong> criteria for the programme.2The term ‘safeguards’ refers to those mechanisms that aimto ensure that the programme resources are used for thepurposes intended.29


<strong>Field</strong> ArticleTable 5: Graduati<strong>on</strong> from PSNP: Food Sufficiency and Food SecurityDefiniti<strong>on</strong>Applicati<strong>on</strong>Food SufficiencyA household can be deemed food sufficientwhen, “in the absence of receiving PSNP [or emergency]transfers it can meet its food needs for 12m<strong>on</strong>ths and is able to withstand modest shocks.”At the point that a household becomes food sufficient,it no l<strong>on</strong>ger needs to receive transfers(except in the event of a major shock). However,further support in building household assets willbe needed before households obtain a significantdegree of resilience and are able to sustainablyaccess food and income.Thus, the Federal Government, regi<strong>on</strong>s andd<strong>on</strong>ors developed a set of objective asset-basedbenchmarks tailored to local c<strong>on</strong>diti<strong>on</strong>s tomeasure a household’s food security status.These benchmarks and an accompanyingGraduati<strong>on</strong> Guidance Note clarified that therewere two levels of graduati<strong>on</strong>: graduati<strong>on</strong> fromthe PSNP up<strong>on</strong> obtaining food sufficiency andgraduati<strong>on</strong> from the FSP up<strong>on</strong> obtaining foodsecurity (Table 5).While providing objective criteria againstwhich to assess the assets of households, theoverall system to identify households for graduati<strong>on</strong>remained weak. Problems withcommunicating the benchmarks and graduati<strong>on</strong>process resulted in widespread c<strong>on</strong>fusi<strong>on</strong>.Additi<strong>on</strong>ally, the design of the system placed aheavy workload <strong>on</strong> DAs, who were regularlyrequired to collect detailed household data.Realistic expectati<strong>on</strong>s of graduati<strong>on</strong>Approximately 692,002 households (around 3.5milli<strong>on</strong> people) received credit financed byOFSP and an additi<strong>on</strong>al 355,279 householdsreceived credit from the d<strong>on</strong>or financed FoodSecurity Project between 2002 and 2007. Anumber of independent studies have c<strong>on</strong>cludedthat OFSP coverage was generally insufficientto meet the demand for loans am<strong>on</strong>g PSNPbeneficiaries. While government reportssuggest that access to a single household packageshould be sufficient to enable graduati<strong>on</strong>,other evidence shows that the process towardsgraduati<strong>on</strong> is more complex. PSNP beneficiariesindicated the need for two or threeinterventi<strong>on</strong>s per household to achieve foodsecurity.There has been limited progress towardsgraduati<strong>on</strong> to date. Between 2007 and 2009,around 280,000 individuals graduated from thePSNP. Although this is perhaps not insignificantgiven the adverse events of 2008, it fallswell short of the nati<strong>on</strong>al goal.Looking AheadThe next phase of the PSNP (2010-2014) is<str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> strengthening implementati<strong>on</strong> in allworedas. Measures include strengthening them<strong>on</strong>itoring system to ensure a regular flow ofdata to programme managers, adopting a morestrategic approach to capacity building, reinforcingaccountability and transparencymeasures at all levels and expanding these tothe food management system and increasingthe resp<strong>on</strong>siveness of the program to transitoryshocks. Greater attenti<strong>on</strong> to public works isanticipated to result in more sustainable publicworks sub-projects and enhanced programmeimpact within communities.For the next phase of the PSNP, and morespecifically the broader FSP, the GovernmentFood SecurityFood security is defined as “access by all peopleat all times to sufficient food for an active andhealthy life.”The use of the phrase ‘food security’ and its definiti<strong>on</strong>above imply a degree of resilience andsuggest that food security is a relatively sustainablestate. Some households will <strong>on</strong>ly graduatefrom the PSNP during the programme life andwill need c<strong>on</strong>tinued support from the householdasset building comp<strong>on</strong>ent, while other householdswill graduate completely from the FSP.has reformed the design of the OFSP in waysthat should substantially strengthen it. Thesereforms have <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> the instituti<strong>on</strong>alarrangements for financial service delivery,including the development of multiple financialproducts tailored to the need and capacitiesof different types of households. Reforms alsoaim to strengthen the extensi<strong>on</strong> system andmicro enterprise development programme todeliver market-led and demand-driven supportto households.Implementing this reformulated OFSP willlikely result in higher levels of graduati<strong>on</strong> fromfood insecurity within the next five years.While it is likely that the scale of the PSNP willreduce as households begin to graduate intofood sufficiency, the noti<strong>on</strong> of a ‘floor’ is centralto this model - it suggests that a l<strong>on</strong>g-termsocial protecti<strong>on</strong> system in rural areas is importantin order to both protect household assetsand to create the type of agricultural producti<strong>on</strong>synergies currently witnessed between thePSNP and OFSP.Box 2: Key Less<strong>on</strong>s learned(a) The PSNP has dem<strong>on</strong>strated the value of a shiftaway from a predictable humanitarian resp<strong>on</strong>sesystem to a more development-oriented approachto addressing food gaps. There is evidence thatlivelihoods are stabilising and food insecurity isbeing reduced am<strong>on</strong>g beneficiary households.(b) Large-scale safety nets in low-income settings.The PSNP had a dramatic start, reaching around 5milli<strong>on</strong> citizens in the first year of operati<strong>on</strong>. Itserves as an example of a rural safety net operatingat scale that reaches a large number ofdispersed, low-income rural residents with diverselivelihoods, targeted <strong>on</strong> a household basis.(c) Safety nets in drought-pr<strong>on</strong>e areas. The PSNP isan effective safety net tailored to agrarian c<strong>on</strong>textswhile promoting l<strong>on</strong>ger-term improvements inrural productivity in areas affected by recurrentshocks.(d) Shifting from food aid to cash. Households canoften use cash to resp<strong>on</strong>d better to their needs.The PSNP offers less<strong>on</strong>s learned from <strong>on</strong>e of theworld’s few large-scale efforts to shift from food tocash-based transfers.(e) Productive and pro-growth impacts of socialsafety nets. The PSNP aims to re<str<strong>on</strong>g>focus</str<strong>on</strong>g> the internati<strong>on</strong>alcommunity’s approach to food insecurity byshifting it away from meeting short-term foodneeds through emergency relief towards addressingthe underlying causes of household foodinsecurity. The goal of the PSNP is to invest inproductive assets in rural communities, as well asprovide asset protecti<strong>on</strong> for households againstshocks as part of a rural growth and povertyreducti<strong>on</strong> strategy.The next phase of the PSNP will c<strong>on</strong>solidateand strengthen the RF mechanism to provide apredictable resp<strong>on</strong>se to transitory food insecurityin PSNP woredas.C<strong>on</strong>clusi<strong>on</strong>The PSNP clearly dem<strong>on</strong>strates the challenge ofimplementing a social protecti<strong>on</strong> programme ina low-income envir<strong>on</strong>ment. Deficiencies inimplementati<strong>on</strong> resulting from limited humanand physical capacity undermine the potentialimpact of the PSNP in many areas. Ensuringquality implementati<strong>on</strong> in all programme areasremains a significant challenge for the future.N<strong>on</strong>etheless, <strong>Ethiopia</strong>’s PSNP has dem<strong>on</strong>stratedthe value and potential of a transiti<strong>on</strong>from addressing food insecurity through thehumanitarian resp<strong>on</strong>se system to a system thatis development-oriented.Most importantly, PSNP has created, for thefirst time, a secure entitlement of households toa safety net from the Government. For the morethan seven milli<strong>on</strong> people who receive PSNPtransfers annually, this enables them to meetc<strong>on</strong>sumpti<strong>on</strong> needs, mitigate risks and avoidselling productive assets during times of crisis.As a result, there is evidence that livelihoodsare stabilising and food insecurity is beingreduced am<strong>on</strong>g beneficiary households.Similarly, it is increasingly apparent that thepublic works investments in soil and waterc<strong>on</strong>servati<strong>on</strong> can result in significant improvementsin the natural envir<strong>on</strong>ment. This needs tobe c<strong>on</strong>solidated and built <strong>on</strong>.For more informati<strong>on</strong>, c<strong>on</strong>tact Sarah Coll-Black,email: scollblack@worldbank.org,Matt Hobs<strong>on</strong>, email: mhobs<strong>on</strong>@worldbank.organd Wolter Soer, email: wsoer@worldbank.org(f) It is possible to combine effectively productiveand protective objectives within <strong>on</strong>e safety netprogramme, but measures need to be put inplace to ensure that <strong>on</strong>e objective does notusurp the other. The PSNP suggests that it ispossible to implement a large-scale unc<strong>on</strong>diti<strong>on</strong>altransfer programme together with a publicworks programme when there are sufficientsynergies in terms of target populati<strong>on</strong>s andgeographic coverage. However, attenti<strong>on</strong> needsto be devoted to carefully reviewing all aspects ofthe programme design and implementati<strong>on</strong> toensure that the procedures and systems are inplace to deliver <strong>on</strong> both objectives.(g)The str<strong>on</strong>gest implementati<strong>on</strong> comes whenkey stakeholders have a shared understanding ofprogramme goals and principles. This, in part,accounts for differences in the quality of implementati<strong>on</strong>from woreda to woreda. Ensuringownership and shared understanding with politicaland administrative stakeholders as well astechnicians is important. Further work in definingkey principles may better enable thedevelopment of this shared understanding.(h) Tailoring a safety net program to resp<strong>on</strong>d tospecific groups and different vulnerabilities iseasier when safety net interventi<strong>on</strong>s are withinthe mandate of an implementing ministry.Building linkages from the PSNP to other departmentswithin MOARD has proven to be easierthan linkages to other ministries, such asMinistries of Health and Women’s Affairs. Thissuggests that a safety net programme is bestpositi<strong>on</strong>ed to resp<strong>on</strong>d to the vulnerabilitiesunder the resp<strong>on</strong>sibility of a single Ministry.30


A fodder producti<strong>on</strong> group has decreasedSead’s time looking for pastureBey<strong>on</strong>d theindicatorsAssessing project impact<strong>on</strong> children’s livesBy Holly Welcome Radice, Maria Ruiz-Bascaran, Abebe Zewdu,Oumar Mohamud, Mekdes Asfaw, and Mahlet BezuPictures from left to right: Holly is the Head of Livelihoods & Nutriti<strong>on</strong> Informati<strong>on</strong> Systems. Maria is theSenior Programme Manager of the RAIN project and former programme manager for PILLAR II. Abebe isthe DRR Coordinatorm Oumar is Project Coordinati<strong>on</strong>-Somali and Mekdes is Project Coordinator- Afar. Allwork for the PILLAR PLUS project and with Save the Children UK <strong>Ethiopia</strong>. Mahlet was previously internedwith Save the Children UK <strong>Ethiopia</strong> and currently is pursuing a masters at Lund UniversitySave the Children UK would like to thank the families in the Afar and Somali Regi<strong>on</strong>s that participated inthese interviews and ECHO (European Commissi<strong>on</strong> Humanitarian Aid Department) for funding this project.In humanitarian work, how do we knowthat we are positively reaching distinctmembers of a community? When we calculatebeneficiary households, can we be surethat every<strong>on</strong>e in the household is really benefiting?And is it clear to what extent they arebenefiting? These are questi<strong>on</strong>s that all n<strong>on</strong>governmentalorganisati<strong>on</strong>s (NGOs) strugglewith in programme evaluati<strong>on</strong>. Save theChildren UK <strong>Ethiopia</strong> recently sought to findanswers to some of these questi<strong>on</strong>s in <strong>on</strong>e of itsprojects.For nearly 20 years, Save the Children UKhas been providing support to pastoral communitiesin <strong>Ethiopia</strong>, with current programmes inthe Somali and Afar regi<strong>on</strong>s. One project is adrought preparedness and risk reducti<strong>on</strong> project,called PILLAR (Preparedness ImprovesLivelihoods and Resilience), funded by ECHO’sRegi<strong>on</strong>al Drought Decisi<strong>on</strong> (RDD). The projectwas implemented in two phases between April2008 and June 2010 in selected drought districtsof the Afar and Somali Regi<strong>on</strong>s. PILLAR seeksto c<strong>on</strong>tribute to community level drought riskreducti<strong>on</strong> through preventi<strong>on</strong>, mitigati<strong>on</strong>,preparedness and resp<strong>on</strong>se through a range ofactivities <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> the three pillars ofpastoralism— people, livestock and naturalresources.PILLAR has performed well against itsobjectives and indicators, with some 18,000households reached across two regi<strong>on</strong>s. This isgood news for the community, the NGO, andthe d<strong>on</strong>or. Being a child <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed NGO, Save theChildren UK wanted to understand and documentto what extent PILLAR has impacted thelives of children.Impact assessment involving childrenInternati<strong>on</strong>ally, Save the Children UK aims toensure that child participati<strong>on</strong>—informed andwilling involvement of children—is meaningfullyincorporated into all its work. Some direct31benefits for children had already been revealedin the communities. A local teacher in AfamanaTibedha in Afar had menti<strong>on</strong>ed that since thec<strong>on</strong>structi<strong>on</strong> of a water point in the village,students were attending classes more regularlyand enrolment had increased by 40%. To get asense of some of PILLAR’s impacts <strong>on</strong> children,Save the Children UK c<strong>on</strong>ducted a rapid fieldassessment in six beneficiary communities andcase studies of six beneficiary children werecompleted. The case studies were based <strong>on</strong><str<strong>on</strong>g>focus</str<strong>on</strong>g> group discussi<strong>on</strong>s and individual interviewswith selected beneficiaries anddiscussi<strong>on</strong>s held separately with adult beneficiariesand their children.Children who were interviewed bel<strong>on</strong>ged tofamilies that were involved in water pointc<strong>on</strong>structi<strong>on</strong>, small scale irrigati<strong>on</strong> and incomegenerating activity micro-projects. According tothose children and their caregivers, projectimpacts were seen similarly. Broadly theanswers of the interviewed children werecentred <strong>on</strong> two categories, household andpers<strong>on</strong>al for children, as shown in Table 1.These findings show that the interventi<strong>on</strong>swent well bey<strong>on</strong>d what was measured in theindicators—availability of water in the dryseas<strong>on</strong> and protected / diversifying livelihoods—andthat the interventi<strong>on</strong>s had layers ofTable 1: Project impact as seen by childrenHousehold• Increased foodc<strong>on</strong>sumpti<strong>on</strong>• Increased food diversity• Increased access to basicneeds (e.g. school supplies,medical)• Increased food and milkproducti<strong>on</strong>• Availability of items forpurchase• Access to clean waterPers<strong>on</strong>al for children• More leisure time• More time withparents• Less time withchores• Regular attendanceat school• Punctuality atschool• More time forstudiesMahlet Bezu, <strong>Ethiopia</strong>, 2009Geraud Laval, <strong>Ethiopia</strong>, 2008<strong>Field</strong> Articleeffect. Immediate results such as better nutriti<strong>on</strong>,access to basic needs, access to clean waterwere valued by the children. Most hearteningwere the reports of increased school attendanceand reducti<strong>on</strong> in time spent <strong>on</strong> chores and evenmore time to play. These indirect benefits arepositive and encouraging for l<strong>on</strong>g termcommunity resilience as educati<strong>on</strong> is a keycomp<strong>on</strong>ent to improving livelihoods.Children as direct beneficiariesSuch an assessment is not scientific by anymeans, but the value is obvious. It serves as asingular opportunity to ‘ground truth’ the effectof interventi<strong>on</strong>s <strong>on</strong> different groups within apopulati<strong>on</strong>. For Save the Children UK’s implementati<strong>on</strong>team, this exercise was helpful to seethe layers of impact that the project has had.Children in the interviewed beneficiary householdsclearly directly benefited from theinterventi<strong>on</strong>s <strong>on</strong> pers<strong>on</strong>al, household andcommunity levels.In a project <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> communityresilience, children may normally be viewed asindirect beneficiaries. Additi<strong>on</strong>ally, the humanitariannature of the project could be mistakenlyviewed as <strong>on</strong>ly providing short term insuranceagainst shocks. However, this rapid assessmenthas discounted both of these theories. Childrenin these communities have received direct,immediate benefits. If these benefits identifiedare maintained, the investment will surely havea profound affect <strong>on</strong> the future of individualchildren’s lives and ultimately <strong>on</strong> communityresilience.Ultimately, the assessment gave some ideasregarding what interventi<strong>on</strong>s to build <strong>on</strong>, betterto target children in disaster risk management(DRM). The next phase of PILLAR will workdirectly with the children in Alternative BasicEducati<strong>on</strong> schools. This scheme will pilot children-ledDRM committees that will look tobuild the capacity of children and their caregiversto be better able to reduce disaster riskswithin their own communities.Finally, such an assessment is an opportunityto listen to and learn from children. Fosteringthe practice of voicing opini<strong>on</strong>s and c<strong>on</strong>tributingto community matters can be anempowering process. In pastoral communities,such as those targeted in PILLAR, being able tospeak <strong>on</strong> behalf of <strong>on</strong>e’s community is an essentialtool in reducti<strong>on</strong> of vulnerability todrought. It can encourage a generati<strong>on</strong> to beproactively c<strong>on</strong>tributing to their own community’sinvolvement in early warning, earlyresp<strong>on</strong>se and community preparedness.For more informati<strong>on</strong>, c<strong>on</strong>tact: Holly WelcomeRadice, email: Holly.R@scuk.org.etWomen targeted byincome generati<strong>on</strong>activities in Fik,Somali regi<strong>on</strong>


Programme profileThe Emergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Unit of <strong>Ethiopia</strong>roles, resp<strong>on</strong>sibilities and achievementsBy Isaack B. Manyama, Gugsa Abate and Mathewos TamiruIsaack B. Manyama is ENCUTeam Leader and Nutriti<strong>on</strong>Cluster Coordinator for<strong>Ethiopia</strong>Gugsa Abate is Nutriti<strong>on</strong><str<strong>on</strong>g>Special</str<strong>on</strong>g>ist at the ENCUMathewos Tamiru is Informati<strong>on</strong>Analyst at the ENCUThe Emergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Unit (ENCU) is located in the Disaster Risk Management and FoodSecurity Sector (DRMFSS), Ministry of Agriculture and Rural Development, <strong>Ethiopia</strong>.The history of the Emergency Nutriti<strong>on</strong>Coordinati<strong>on</strong> Unit (ENCU) can bedivided into two five-year phases:Phase One, the incepti<strong>on</strong> phase (2000-2005) and Phase Two, the expansi<strong>on</strong> phase(2005-2010).Incepti<strong>on</strong> Phase (2000-2005)Recurrent drought has been a key feature of<strong>Ethiopia</strong>n life for several decades leading towidespread crop and pasture failure and periodicsevere humanitarian crises. In resp<strong>on</strong>se,<strong>Ethiopia</strong> has carried out numerous seas<strong>on</strong>alneeds and nutriti<strong>on</strong> assessments andprogramme activities. Initially, the nutriti<strong>on</strong>assessments were characterised by a lack ofnati<strong>on</strong>al level standardisati<strong>on</strong> and coordinati<strong>on</strong>,leading to duplicati<strong>on</strong> and misguidedallocati<strong>on</strong> of resources. In the year 2000, forexample, a study into the quality of nutriti<strong>on</strong>surveys in <strong>Ethiopia</strong> 1 found that <strong>on</strong>ly fivepercent of the 200 nutriti<strong>on</strong> surveys c<strong>on</strong>ductedover a 7 year period were of acceptable quality.As a result, the ENCU was established inNovember 2000 within the Early WarningDepartment (EWD) of the then DPPA (DisasterPreparedness and Preventi<strong>on</strong> Agency nowDisaster Risk Management and Food SecuritySector (DRMFSS) under the Ministry ofAgriculture. At its incepti<strong>on</strong>, the ENCU wasfunded by WFP and later by UNICEF. Sincethen, ENCU’s routine activities c<strong>on</strong>tinue to befunded by UNICEF, while staff costs have interchangeablybeen funded by both agencies.At the time of incepti<strong>on</strong>, the ENCU wascharged with fulfilling three major functi<strong>on</strong>s:a) Coordinati<strong>on</strong> of emergency nutriti<strong>on</strong>assessments, quality assurance andresp<strong>on</strong>ses. A total of 266 surveys werecoordinated by the ENCU during the firstphase.b) Establishment of a Multi-Agency Nutriti<strong>on</strong>Task Force (MANTF) for coordinati<strong>on</strong>,informati<strong>on</strong> sharing and discussi<strong>on</strong> oftechnical <str<strong>on</strong>g>issue</str<strong>on</strong>g>s am<strong>on</strong>g nutriti<strong>on</strong> partnersworking in <strong>Ethiopia</strong>. The MANTF forumwas established and is operati<strong>on</strong>al to date.c) Collecti<strong>on</strong> and collati<strong>on</strong> of reports andresults of nutriti<strong>on</strong> surveys c<strong>on</strong>ductedthroughout the country and nutriti<strong>on</strong>informati<strong>on</strong> database. The Nutriti<strong>on</strong> database was established in 2005 and regularlyupdated since then.Standardisati<strong>on</strong> and harm<strong>on</strong>isati<strong>on</strong> of emergencyassessments and resp<strong>on</strong>se was not am<strong>on</strong>gthe major functi<strong>on</strong>s of the ENCU at incepti<strong>on</strong>.However the ENCU coordinated the developmentof the Nati<strong>on</strong>al Emergency Nutriti<strong>on</strong>Assessment guideline in 2002, which aimed tostandardise emergency nutriti<strong>on</strong> assessments in<strong>Ethiopia</strong>. In 2004, emergency nutriti<strong>on</strong> interventi<strong>on</strong>guidelines were developed to harm<strong>on</strong>iseand standardise implementati<strong>on</strong> and managementof nutriti<strong>on</strong> programmes.Expansi<strong>on</strong> Phase (2005-2010)By 2005, it was evident am<strong>on</strong>gst partners andgovernment that ENCU had played a significantrole in coordinati<strong>on</strong> of emergencynutriti<strong>on</strong> assessments and resp<strong>on</strong>se and therefore,its mandate and functi<strong>on</strong>s at federal levelwere expanded. In order to fulfil its extendedrole, staffing also increased from <strong>on</strong>e to fourstaff (<strong>on</strong>e team leader, <strong>on</strong>e nutriti<strong>on</strong> specialist,<strong>on</strong>e informati<strong>on</strong> analyst and <strong>on</strong>e administrativeassistant). In the sec<strong>on</strong>d half of 2006, regi<strong>on</strong>allevel ENCUs (R-ENCU) were established infive drought-pr<strong>on</strong>e regi<strong>on</strong>s (SNNP, Tigray,Amhara, Oromia and Somali) as part ofstrengthening the early warning system andcoordinati<strong>on</strong> of emergency nutriti<strong>on</strong> resp<strong>on</strong>se.Each R-ENCU is integrated within the FoodSecurity, Disaster Preventi<strong>on</strong> and Preparedness(FSDPP) of the respective regi<strong>on</strong>. All the five R-ENCUs are fully operati<strong>on</strong>al, with two staff: aninformati<strong>on</strong> analyst and nutriti<strong>on</strong> expert. Theexpansi<strong>on</strong> of the ENCU at regi<strong>on</strong>al level wassupported by UNICEF with funding from theEuropean Commissi<strong>on</strong> until 2009, whenUNICEF took over. The establishment of a R-ENCU in Afar regi<strong>on</strong> is currently in progress.Following the roll out of the Nutriti<strong>on</strong>Cluster approach at nati<strong>on</strong>al level in 2007, theENCU mandate again expanded to includecoordinati<strong>on</strong> of Nutriti<strong>on</strong> Cluster activities. Inadditi<strong>on</strong>, to its previous roles <strong>on</strong> coordinati<strong>on</strong>and quality assurance of emergency nutriti<strong>on</strong>assessments, informati<strong>on</strong> management anddisseminati<strong>on</strong>, and coordinati<strong>on</strong> am<strong>on</strong>gst partners,the ENCU has assumed three newfuncti<strong>on</strong>s:• Capacity strengthening of early warningsystem at federal and regi<strong>on</strong>al levels• Coordinati<strong>on</strong> of Nutriti<strong>on</strong> Cluster activities• Coordinati<strong>on</strong> of operati<strong>on</strong>al research <strong>on</strong>emergency nutriti<strong>on</strong> assessments.The functi<strong>on</strong>s of the ENCU are described ingreater detail below.Coordinati<strong>on</strong> and quality assurance ofemergency nutriti<strong>on</strong> assessments andresp<strong>on</strong>seAnalysis of the nutriti<strong>on</strong> situati<strong>on</strong>The nutriti<strong>on</strong> situati<strong>on</strong> in <strong>Ethiopia</strong> is m<strong>on</strong>itoredby analysing admissi<strong>on</strong> trends of new severeacute malnutriti<strong>on</strong> cases in TherapeuticFeeding Programme (TFP), analysing nutriti<strong>on</strong>related early warning data and informati<strong>on</strong>systems received from woreda (district),regi<strong>on</strong>al and nati<strong>on</strong>al level. Depending <strong>on</strong> thesituati<strong>on</strong>, emergency nutriti<strong>on</strong> surveys (baseline,m<strong>on</strong>itoring or end-line) are c<strong>on</strong>ductedbased <strong>on</strong> the existing nati<strong>on</strong>al guidelines toascertain the situati<strong>on</strong> and recommend appropriateresp<strong>on</strong>ses. The nutriti<strong>on</strong> situati<strong>on</strong> is alsom<strong>on</strong>itored through updating the woredas identifiedas ‘hotspot woredas’ based <strong>on</strong> pre-agreedcriteria. The ’hotspot woreda’ update is undertakenas a c<strong>on</strong>sultative process carried out atthe regi<strong>on</strong>al and federal level. A guideline hasbeen developed to standardise the classificati<strong>on</strong>/updateprocess, which enables key actorsto prioritise areas requiring particular <str<strong>on</strong>g>focus</str<strong>on</strong>g>.The ENCU plays a key role in provisi<strong>on</strong> ofnutriti<strong>on</strong> informati<strong>on</strong> used during the classificati<strong>on</strong>process as well as coordinati<strong>on</strong> andsharing of the hotspot list with nutriti<strong>on</strong> clusterpartners after approval of the DRMFSS.The Government also c<strong>on</strong>ducts bi-annualfood security assessments, and m<strong>on</strong>thly newTFP admissi<strong>on</strong>s are summarised in additi<strong>on</strong> tothe routine TFP admissi<strong>on</strong> trend analysisoutlined above. Unusual increases in TFPadmissi<strong>on</strong>s in March to May period informs theDRMFSS EWS and partners of a likely worseningnutriti<strong>on</strong> situati<strong>on</strong> in the forthcoming‘hunger period’ (from June to August in agrariancommunities 2 ). The DRMFSS/ENCU triangulatesthe TFP data and survey results with otherfood security informati<strong>on</strong> and provides an estimateof the anticipated prevalence ofmalnutriti<strong>on</strong> in the respective assessmentperiod. This level of prevalence is applied to theestimated total number of rural under-five chil-1Spiegel et al (2004). Quality of Malnutriti<strong>on</strong> AssessmentSurveys C<strong>on</strong>ducted During Famine in <strong>Ethiopia</strong> JAMA.2004;292:613-6182The hungry seas<strong>on</strong> is January to February in the pastoralistcommunities.32


Programme profiledren (usually 14.5% 3 of the rural populati<strong>on</strong>)from the woredas requiring humanitarian assistance.Based <strong>on</strong> this analysis, beneficiariesneeding either therapeutic or supplementaryfeeding are estimated for the period covered bythe Humanitarian Requirement Document(HRD) <str<strong>on</strong>g>issue</str<strong>on</strong>g>d by the <strong>Ethiopia</strong>n Government.Quality assurance of standard surveysAll nutriti<strong>on</strong> survey proposals are approved bythe ENCU before they are undertaken. Partnersplanning to c<strong>on</strong>duct emergency nutriti<strong>on</strong>assessment are required to prepare a surveyproposal and submit this for review and validati<strong>on</strong>.The proposal is reviewed in terms ofobjective/rati<strong>on</strong>ale, methodology, plannedanalysis and how the survey will be organisedin the field. In the process, partners’ capacity isassessed and if deemed to be low, c<strong>on</strong>siderati<strong>on</strong>is given for alternative or additi<strong>on</strong>al partners toc<strong>on</strong>duct the assessment. After the review iscomplete, written feedback is provided to therespective partner. Since March 2006, allsurveys have been planned, implemented andanalyzed using SMART methodology andEmergency Nutriti<strong>on</strong> Assessment (ENA) software(2007 versi<strong>on</strong>).Up<strong>on</strong> completi<strong>on</strong> of the survey, partners arerequired to submit the raw data to FederalENCU for quality checks. The data is scrutinisedaccording to agreed criteria al<strong>on</strong>g withrespective preliminary reports before the reportis shared with government and partners. A totalof 237 nutriti<strong>on</strong> surveys were carried out based<strong>on</strong> the SMART 4 methodology between 2006 and2010 and checked by ENCU. So far, <strong>on</strong>ly 10surveys have been rejected because of poor dataquality. The remaining 227 surveys’ findingshave been published in the ENCU quarterlybulletin of emergency nutriti<strong>on</strong> and posted inthe DRMFSS web site: www.dppc.gov.et/pages/ENCU.htm. Preliminary reports of therespective surveys are reviewed in terms ofc<strong>on</strong>tent and interpretati<strong>on</strong> and are cross-checkedwith recommended reporting format. They arealso checked to ensure that c<strong>on</strong>clusi<strong>on</strong>s, recommendati<strong>on</strong>sand classificati<strong>on</strong> of the nutriti<strong>on</strong>situati<strong>on</strong> are coherent and c<strong>on</strong>sistent with informati<strong>on</strong>based <strong>on</strong> anthropometric and c<strong>on</strong>textualfactors (for example, water and sanitati<strong>on</strong>, foodsecurity and health related indicators).Feedback is provided to the respective partner<strong>on</strong> the quality status of their survey. It isimportant to note that the quality of surveysand the accompanying reports depend verymuch <strong>on</strong> the existing human resources at thatparticular point in time within theagency/partner. Where there is high staffturnover am<strong>on</strong>g partners, sustaining high qualitysurveys cannot always be guaranteed. In thecase of poor quality surveys, bilateral discussi<strong>on</strong>sand clarificati<strong>on</strong>s are c<strong>on</strong>ducted and inmost cases, partners accept the ENCU’s feedbackand recommendati<strong>on</strong>s. The surveysclassified as ‘acceptable’ are submitted to theDRMFSS with a note <strong>on</strong> the data quality andreport for informati<strong>on</strong> and approval. After theDRMFSS approval, the respective partner isinformed and requested to organise a feedbackat regi<strong>on</strong>al/woreda level where the assessmentwas c<strong>on</strong>ducted, including planning for appropriateresp<strong>on</strong>se.Apart from surveys, quality assurance hasbeen expanded to cover Community BasedNutriti<strong>on</strong> (CBN), Community Health DayTable 1: Number of nutriti<strong>on</strong> surveys c<strong>on</strong>ducted in <strong>Ethiopia</strong> by regi<strong>on</strong>, 2000-2010Regi<strong>on</strong> 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 TotalSNNPR 9 5 35 30 14 25 20 16 36 26 9 225Oromia 3 2 20 27 22 20 14 6 9 13 13 149Amhara 5 9 24 17 9 7 6 4 8 13 9 111Somali 8 5 5 5 8 11 12 2 0 7 1 64Tigray 0 0 6 7 3 3 0 8 0 4 1 32Afar 0 0 4 5 1 6 4 2 1 1 2 26Gambella 0 0 0 0 0 0 0 0 0 0 1 1Beneshangul gumuz 0 0 0 0 0 0 0 0 0 1 0 1Harari 0 0 0 0 0 0 0 1 0 0 0 1Total 25 21 94 91 57 72 56 39 54 65 36 610(CHD) and Enhanced Outreach Strategy (EOS)community based bi- annual screening data.ENCU have also developed the EOS screeningquality checks guideline currently being integratedinto the EOS implementati<strong>on</strong> guideline.Table 1 shows the number of nutriti<strong>on</strong>surveys c<strong>on</strong>ducted in <strong>Ethiopia</strong> since the incepti<strong>on</strong>of the ENCU.Coordinati<strong>on</strong> of Emergency Nutriti<strong>on</strong>Resp<strong>on</strong>sesEmergency nutriti<strong>on</strong> resp<strong>on</strong>ses/interventi<strong>on</strong>sare usually triggered by acute malnutriti<strong>on</strong>prevalence threshold levels, as per 2004 emergencynutriti<strong>on</strong> interventi<strong>on</strong> guideline. Since itis not possible to c<strong>on</strong>duct standard assessmentsin all hotspots, woredas classified as priority 1are given preference for implementati<strong>on</strong>and/or strengthening the existing nutriti<strong>on</strong>interventi<strong>on</strong>s.The relevant federal and R-ENCU c<strong>on</strong>tactcapable and willing partners to initiate emergencynutriti<strong>on</strong> interventi<strong>on</strong>s in the identifiedworedas, through m<strong>on</strong>thly, ad hoc or bilateralmeetings. During the meetings, c<strong>on</strong>sensus isreached with regard to who, what where andhow (i.e. process to be followed in engagementof the regi<strong>on</strong>al and woreda authorities). Thisaverts duplicati<strong>on</strong> of coordinati<strong>on</strong> efforts andoverlaps am<strong>on</strong>g partners. However, sometimespartners engage with the regi<strong>on</strong>al authoritiesdirectly and therefore the above menti<strong>on</strong>edprocesses are not necessary.Coverage of emergency nutriti<strong>on</strong> interventi<strong>on</strong>sin hotspot woredas is m<strong>on</strong>itored <strong>on</strong> am<strong>on</strong>thly basis based <strong>on</strong> nati<strong>on</strong>al and Spherestandard indictors and shared am<strong>on</strong>g partners.The ENCU also uses the informati<strong>on</strong> to advocatefor expansi<strong>on</strong> of interventi<strong>on</strong>s in hotspotworedas, particularly priority 1 that may notyet be covered, or in new emerging hotspotareas. Overall, the performance of emergencyinterventi<strong>on</strong>s has been impressive and c<strong>on</strong>sistentlyabove nati<strong>on</strong>al and Sphere standardsthresholds in recent years.Informati<strong>on</strong> management anddisseminati<strong>on</strong>A nutriti<strong>on</strong> database has been created to storesurvey results as well as other data from largescale programmes such as the EOS andProductive Safety Net Programme (PSNP).Over the last 10 years, 592 nutriti<strong>on</strong> surveyshave been c<strong>on</strong>ducted in hotspot woredas andthe raw data and summary reports of thesesurveys are posted <strong>on</strong> the DRMFSS web site(see Table 1). The survey results are used forinformati<strong>on</strong> sharing and for triggering nutriti<strong>on</strong>interventi<strong>on</strong>s, which have saved manylives.The nutriti<strong>on</strong> informati<strong>on</strong> available is regularlyanalysed and shared electr<strong>on</strong>ically andwith nutriti<strong>on</strong> cluster partners throughm<strong>on</strong>thly MANTF meetings. ENCU also disseminatesthe informati<strong>on</strong> through its emergencynutriti<strong>on</strong> bulletin (available atwww.dppc.gov.et/pages/ENCU.htm), whichprovides detailed analysis and presentati<strong>on</strong> ofthe survey results and TFP m<strong>on</strong>thly admissi<strong>on</strong>sand other performance indicators <strong>on</strong> a quarterlybasis. Moreover, m<strong>on</strong>thly nutriti<strong>on</strong>situati<strong>on</strong> updates are prepared and shared withkey government departments and agencies. Inadditi<strong>on</strong>, ENCU hosts many c<strong>on</strong>sultati<strong>on</strong> meetingswith missi<strong>on</strong>s, c<strong>on</strong>sultants from partners,and d<strong>on</strong>ors inside and outside the country whowish to learn how the ENCU works and toengage in informati<strong>on</strong> sharing. There has beenalso improved analysis, knowledge and utilisati<strong>on</strong>of nutriti<strong>on</strong> informati<strong>on</strong> for planning,decisi<strong>on</strong> making and for m<strong>on</strong>itoring the evolvingnutriti<strong>on</strong> situati<strong>on</strong> at nati<strong>on</strong>al and regi<strong>on</strong>allevels.Capacity strengtheningThe ENCU has <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> four main areas tosupport capacity strengthening:i) Capacity mappingii) Training <strong>on</strong> emergency nutriti<strong>on</strong>assessmentsiii) Database development and informati<strong>on</strong>managementiv) Revisi<strong>on</strong>/development of guidelinesi) Capacity mappingThe ENCU in collaborati<strong>on</strong> with partners hasdeveloped a food and nutriti<strong>on</strong> ‘3W’s’ matrix ofwho is doing what and where. This toolc<strong>on</strong>tains a wealth of informati<strong>on</strong> for each of theworedas, such as hotspot ranking, surveyresults, and nutriti<strong>on</strong> interventi<strong>on</strong>s beingimplemented and by respective partners. It alsoprovides informati<strong>on</strong> <strong>on</strong> food aid allocati<strong>on</strong>,dispatch informati<strong>on</strong> and challenges experienced,provided by the WFP country office.This tool is updated <strong>on</strong> a m<strong>on</strong>thly basis. TheENCU use the tools to m<strong>on</strong>itor the interventi<strong>on</strong>coverage in terms of availability of TFP and TSFservices in the hotspot woredas and in woredaswhere needs are not being met. The ENCU alsomaps the technical capacities of the nutriti<strong>on</strong>cluster partners in terms of c<strong>on</strong>ducting standardassessment and emergency nutriti<strong>on</strong>interventi<strong>on</strong>s. This matrix is completed throughmeetings and bilateral discussi<strong>on</strong>s and feedbackwith respective partners.ii) Training <strong>on</strong> emergency nutriti<strong>on</strong>assessments3The 14.5 percent is based <strong>on</strong> the FMOH estimates4Standardised M<strong>on</strong>itoring and Assessment in relief andTransiti<strong>on</strong>33


Programme profileThe ENCU <str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong> planning and c<strong>on</strong>ductingcapacity building sessi<strong>on</strong>s to ensure that partnersat nati<strong>on</strong>al and regi<strong>on</strong>al level use the latestknowledge and skills in nutriti<strong>on</strong> assessments.For example, a series of SMART trainings werec<strong>on</strong>ducted at federal and regi<strong>on</strong>al levels toenhance skills and knowledge of the staff ofDRMFSS and its partnering NGO agencies. Thetraining is aimed at harm<strong>on</strong>ising planning,implementati<strong>on</strong>, analysis and reporting ofnutriti<strong>on</strong> assessments. As a result, partners’capacities for c<strong>on</strong>ducting standard emergencynutriti<strong>on</strong> surveys have significantly improvedat both regi<strong>on</strong>al and nati<strong>on</strong>al levels.The use of the SMART methodology hasrevoluti<strong>on</strong>ised the executi<strong>on</strong> of the standardassessment in <strong>Ethiopia</strong>. Benefits includeimproved and shortened planning time forstandard surveys, i.e. reduced the challenge ofmanual calculati<strong>on</strong> of sample size, number ofclusters and assigning clusters based <strong>on</strong> probabilityproporti<strong>on</strong> to size of the populati<strong>on</strong>. Theinbuilt plausibility check in the ENA softwareprovides nutriti<strong>on</strong>ist and survey teams with theability to assess the quality of the data collectedwhile the survey is in process. Also, as part ofquality assurance at the ENCU, the plausibilitycheck guides whether the survey data andinformati<strong>on</strong> is worth using for planning anddecisi<strong>on</strong> making.iii) Database development and informati<strong>on</strong>managementThe ENCU is currently in the process ofstrengthening the R- ENCU’s capacity with theaim of decentralising expertise for emergencynutriti<strong>on</strong> assessment, quality insurance, andsituati<strong>on</strong> analysis and data management. A userfriendly TFP database to be used at woredalevel is also in the process of development. Thiswill facilitate utilisati<strong>on</strong> of nutriti<strong>on</strong> informati<strong>on</strong>for planning, decisi<strong>on</strong> making, andm<strong>on</strong>itoring/early warning, and enhance andimprove reporting at woreda level.iv) Revisi<strong>on</strong>/development of guidelinesThe ENCU has coordinated the developmentand revisi<strong>on</strong> of the nati<strong>on</strong>al emergency assessmentand interventi<strong>on</strong> guidelines to ensure thatpartners implement emergency nutriti<strong>on</strong> activitiesbased <strong>on</strong> the latest knowledge, skills andbest practice in the field. The 2002 emergencyassessment guideline, for example, was revisedin 2008 in line with SMART and ENA software.The 2004 emergency interventi<strong>on</strong> guideline isin the process of being revised to incorporatethe 2008 Global Nutriti<strong>on</strong> Cluster interventi<strong>on</strong>tool kit. A stand al<strong>on</strong>e moderate acute malnutriti<strong>on</strong>(MAM) guideline will also be developedto guide and standardise implementati<strong>on</strong> ofsupplementary feeding programmes in thecountry. Also in 2010, ENCU coordinated thedevelopment of new methodology for seas<strong>on</strong>alassessments and timely resp<strong>on</strong>se <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong>strengthened informati<strong>on</strong> and surveillancesystem in line with the Governments DisasterRisk Management (DRM) policy.Coordinati<strong>on</strong> of the Nutriti<strong>on</strong> ClusterAlignment of the MANTF with the IASCWhen the nutriti<strong>on</strong> cluster approach was introducedglobally in 2007, it was not a newapproach in <strong>Ethiopia</strong>. Similar nutriti<strong>on</strong> coordinati<strong>on</strong>mechanisms existed through theMANTF. The main objective of the clusterapproach at global and nati<strong>on</strong>al level is tostrengthen humanitarian resp<strong>on</strong>se by demandinghigh standards of predictable leadership,accountability and partnership in emergencyresp<strong>on</strong>se. In <strong>Ethiopia</strong>, the Government took thecluster lead through sectoral task forces led bythe respective ministries. In view of this, ENCUwas mandated to coordinate nutriti<strong>on</strong> clusteractivities and the MANTF terms of referencewere revised to align with the IASC andnati<strong>on</strong>al level cluster guidance note. It is importantto understand that the emergency nutriti<strong>on</strong>situati<strong>on</strong> in <strong>Ethiopia</strong> is characterised as slow<strong>on</strong>set chr<strong>on</strong>ic emergency and therefore, largelypredictable. This predictability calls forsustained and reliable coordinati<strong>on</strong> with capacitiesto implement the cluster approachintegrated within the government structures.UNICEF has created four fixed term positi<strong>on</strong>sat the ENCU in 2010 to ensure stable,predictable, effective coordinati<strong>on</strong> and leadershipof the nutriti<strong>on</strong> cluster activities in<strong>Ethiopia</strong>. he role of the Nutriti<strong>on</strong> Cluster hasbeen to ensure applicati<strong>on</strong> of nati<strong>on</strong>al standards,guidelines and protocols in emergencyassessment and resp<strong>on</strong>se, advocate partnersand government for timely assessment andresp<strong>on</strong>se, undertake data and informati<strong>on</strong> , andquality assurance. ENCU liaises closely withUNICEF, the nutriti<strong>on</strong> cluster lead agency, <strong>on</strong>all the above resp<strong>on</strong>sibilities. It also advocatesfor d<strong>on</strong>or funding am<strong>on</strong>g nutriti<strong>on</strong> cluster partners.UNICEF, Nutriti<strong>on</strong> Cluster lead agencyalso has the role of “provider of last resort”when all other opti<strong>on</strong>s for emergency relatedresp<strong>on</strong>se are exhausted.Decentralisati<strong>on</strong> of the Cluster ApproachA major development achieved by the ENCUhas been the roll out of the nutriti<strong>on</strong> clusterapproach to the regi<strong>on</strong>s. This has significantlyimproved awareness of cluster partners’resp<strong>on</strong>sibilities, c<strong>on</strong>tingency planning/preparedness, as well as the strengthening ofnutriti<strong>on</strong> informati<strong>on</strong> analysis and sharingam<strong>on</strong>g partners in the five regi<strong>on</strong>s with R-ENCUs. However, plans are under way tostrengthen the regi<strong>on</strong>al nutriti<strong>on</strong> cluster capacitiesfor coordinati<strong>on</strong> of emergency assessmentsand resp<strong>on</strong>se where it is weak.Standardisati<strong>on</strong> of emergency nutriti<strong>on</strong>interventi<strong>on</strong> proposalsIn order to standardise the preparati<strong>on</strong> of theproposals and assist partners to be <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed inproposal preparati<strong>on</strong>, the ENCU prepared adetailed nutriti<strong>on</strong> cluster proposal outlinebased <strong>on</strong> the Humanitarian Relief Fund (HRF)format. This was intended to shorten the timefor proposal review and facilitate acceleratedapproval and release of HRF funds to therespective partners, with an overall objective ofimproving timeliness and coordinati<strong>on</strong> ofemergency nutriti<strong>on</strong> resp<strong>on</strong>ses. The ENCUorganises a joint nutriti<strong>on</strong> cluster review bysharing the original proposal with a reviewcommittee composed of six members(UNOCHA, UNICEF, WFP, UNFPA (gender)and ENCU) and two members normally fromNGOs who are not related to the proposalapplicati<strong>on</strong>. All members participate equally inthe review process and decisi<strong>on</strong> making.Individual reviewers’ comments are discussedduring a joint review organised by ENCU and ajoint feedback note is prepared and shared withHRF based <strong>on</strong> the c<strong>on</strong>sensus from the reviewcommittee.During the review process the committeeensures that the proposal has addressed all theimportant <str<strong>on</strong>g>issue</str<strong>on</strong>g>s as per nati<strong>on</strong>al interventi<strong>on</strong>guidelines and format. The applicati<strong>on</strong> is rated<strong>on</strong> a four point scale of quality. Based <strong>on</strong> thelevel, the proposal is either recommended forHRF board review and funding or re-submittedto the cluster for final c<strong>on</strong>siderati<strong>on</strong> for fundingor, it is rejected. In situati<strong>on</strong>s where the partnersare not able to get funds from d<strong>on</strong>orsbilaterally or the cluster faces inadequate funding,ENCU communicates with the respectived<strong>on</strong>ors directly or through UNICEF and advocates<strong>on</strong> the importance of funding theproposed interventi<strong>on</strong>s. In most cases the advocacyhas been successful.One of the limitati<strong>on</strong>s of the cluster reviewprocess in <strong>Ethiopia</strong> is that not all emergencynutriti<strong>on</strong> interventi<strong>on</strong> proposals are reviewedby the nutriti<strong>on</strong> cluster. Partners with adequatefunds or funded bilaterally usually do notsubmit their proposals to the nutriti<strong>on</strong> clusterfor review. Despite this, the cluster reviewprocess has proven to be an important advancein helping to avert duplicati<strong>on</strong> of efforts,maximise resources and increase coverage ofnutriti<strong>on</strong> interventi<strong>on</strong>s in hotspot woredas.Operati<strong>on</strong>al research <strong>on</strong> emergencynutriti<strong>on</strong> assessmentsENCU/DRMFSS has been collaborating withnati<strong>on</strong>al and internati<strong>on</strong>al bodies in c<strong>on</strong>ductingoperati<strong>on</strong>al research particularly in the area ofemergency nutriti<strong>on</strong> assessment. For example,in 2006, with funding from the EuropeanCommunity through UNICEF <strong>Ethiopia</strong>, ENCUcommissi<strong>on</strong>ed a study into the relati<strong>on</strong>shipbetween weight-for-height, MUAC and bodyshape in pastoralist, agro pastoralist and agrarianpopulati<strong>on</strong>s in <strong>Ethiopia</strong> 5 . The findingshelped to shed light <strong>on</strong> the implicati<strong>on</strong>s of interpretingnutriti<strong>on</strong> survey results in pastoralistpopulati<strong>on</strong>s and to improve understanding,both within <strong>Ethiopia</strong> and at a global level,regarding the applicability and appropriatenessof MUAC vs. WHZ indicator use to assess thenutriti<strong>on</strong> situati<strong>on</strong> in such communities,.In 2009, ENCU/DRMFSS, in collaborati<strong>on</strong>with Nutriti<strong>on</strong> Works 6 , c<strong>on</strong>ducted sec<strong>on</strong>darydata analysis of the c<strong>on</strong>textual factors identifiedduring emergency nutriti<strong>on</strong> surveys. The resultof the study was presented and discussed bynutriti<strong>on</strong> cluster partners in <strong>Ethiopia</strong> inSeptember 2009 7 . There were c<strong>on</strong>sensuses thatthe final emergency nutriti<strong>on</strong> assessmentguideline should reflect the report/studyrecommendati<strong>on</strong>s and standardise the collecti<strong>on</strong>,analysis and reporting of the c<strong>on</strong>textualfactors, as in the case of anthropometric andmortality informati<strong>on</strong> collected during thesurveys. As a result of the recommendati<strong>on</strong>,c<strong>on</strong>textual factors are now included in the 2008revised nati<strong>on</strong>al emergency guidelines beingfunded by UNOCHA-HRF in <strong>Ethiopia</strong> and thefinalisati<strong>on</strong> of the 2008 draft guideline hasstarted.5ENCU 2007: Report c<strong>on</strong>cerning the analysis of datacollected for the MUAC/weight for height/body shaperesearch study. Prepared by Mark Myatt, Institute ofOphthalmology, University College L<strong>on</strong>d<strong>on</strong>. See summary in<strong>Field</strong> <strong>Exchange</strong>, Issue No 34 (2008). M Myatt et al. Effectof body shape <strong>on</strong> weight-for-height and MUAC in <strong>Ethiopia</strong>.October 2008. p12. http://fex.enn<strong>on</strong>line.net/34/effect.aspx6Nutriti<strong>on</strong> Works (a partnership of internati<strong>on</strong>al nutriti<strong>on</strong>istsbased in UK7Nutriti<strong>on</strong> Works, 2009. Analysis of Nutriti<strong>on</strong> Surveys in<strong>Ethiopia</strong>, Workshop Report September 22-23rd AddisAbaba. See summary in <strong>Field</strong> <strong>Exchange</strong>, Issue No 37(2009). C<strong>on</strong>textual data collecti<strong>on</strong> in nutriti<strong>on</strong> surveys in<strong>Ethiopia</strong>, November 2009. p14.http://fex.enn<strong>on</strong>line.net/37/c<strong>on</strong>textual.aspx34


Programme profileFuture challenges andopportunities for the ENCUFundingDuring the mid-term review of theUNICEF country programme in 2009,it was recommended to incorporate theENCU as part of the UNICEF structurefrom mid 2010, with four fixed termpositi<strong>on</strong>s. This presents an opportunityfor establishing effective leadershipand in particular, predictable coordinati<strong>on</strong>of the nutriti<strong>on</strong> cluster activities aspart of UNICEF’s Core Commitmentfor Children in emergencies, whilemaintaining close coordinati<strong>on</strong> withthe government. Despite the reinforcementof technical staff, the ENCU’sroles and mandate c<strong>on</strong>tinues to expandand the workload remains a significantchallenge. In light of this, UNICEF andDRMFSS have recently agreed torecruit additi<strong>on</strong>al staff to <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong>strengthening of the ENCU nutriti<strong>on</strong>informati<strong>on</strong> systems.Moderate acute malnutriti<strong>on</strong>Over the years, ENCU and cluster partnershave faced significant challengesin management, m<strong>on</strong>itoring, evaluati<strong>on</strong>,reporting and coordinati<strong>on</strong> ofnutriti<strong>on</strong> interventi<strong>on</strong>s addressingMAM. The 2004 emergency interventi<strong>on</strong>guideline provides limitedguidance <strong>on</strong> the implementati<strong>on</strong> ofMAM interventi<strong>on</strong>s, reflecting the lackof guidance at the global level. Thereare also challenges with the adopti<strong>on</strong>of WHO growth standards and therelated implicati<strong>on</strong>s <strong>on</strong> the implementati<strong>on</strong>of emergency nutriti<strong>on</strong>interventi<strong>on</strong>s. Moreover, TFP interventi<strong>on</strong>sare not always linked withsupplementary feeding programmesand other related interventi<strong>on</strong>s.Recognising these challenges, aproposal for revisi<strong>on</strong> of the 2004 guidelinesand development of separateMAM guideline has been accepted bythe government and the revisi<strong>on</strong>process has started. This provides aunique and timely opportunity foraddressing MAM and other relevantemergency nutriti<strong>on</strong> interventi<strong>on</strong>sbased <strong>on</strong> recent developments in thistechnical area.Assessing pastoral populati<strong>on</strong>sThe lack of internati<strong>on</strong>al c<strong>on</strong>sensus <strong>on</strong>how the nutriti<strong>on</strong> situati<strong>on</strong> in pastoralistpopulati<strong>on</strong>s should be assessed andcharacterised in view of their bodyshape c<strong>on</strong>tinues to present challenges.To address this, the ENCU/DRMFSShas initiated development of pastoralistsurvey method studies incollaborati<strong>on</strong> with Acti<strong>on</strong> C<strong>on</strong>tre laFaim (ACF) <strong>Ethiopia</strong> and nutriti<strong>on</strong>partners in <strong>Ethiopia</strong> that may lead toseparate methods for nutriti<strong>on</strong> assessmentsin pastoralist populati<strong>on</strong>s in thefuture.Linking nutriti<strong>on</strong> and foodsecurity/livelihoods programmesAnother significant challenge has beenthe absence of or weak linkagesbetween emergency nutriti<strong>on</strong> interventi<strong>on</strong>sand l<strong>on</strong>g term food security/livelihood and emergency recoveryprogrammes. Focus is now beingplaced <strong>on</strong> articulating alignment offuture emergency nutriti<strong>on</strong> interventi<strong>on</strong>swith implementati<strong>on</strong> of newgovernment policies in relati<strong>on</strong> toDRM and Public Health EmergencyManagement (PHEM). This is alsolikely to be addressed by the proposedguideline revisi<strong>on</strong>s. Lack or delayedestablishment of a nutriti<strong>on</strong> informati<strong>on</strong>/surveillancesystem, however,will c<strong>on</strong>tinue to impair the effectivenessof the envisaged early warningsystems, <strong>on</strong> which preparedness,preventi<strong>on</strong>, mitigati<strong>on</strong> and earlyresp<strong>on</strong>se comp<strong>on</strong>ents of the DRMpolicy are based. The existence of theR-ENCU presents a unique opportunityfor improved coordinati<strong>on</strong> ofemergency nutriti<strong>on</strong> assessments,timely resp<strong>on</strong>se, m<strong>on</strong>itoring and evaluati<strong>on</strong>,accountability, and qualityassurance of emergency nutriti<strong>on</strong>interventi<strong>on</strong>s which is currently weak.Informati<strong>on</strong> systemsOver the years, ENCU has built a reservoirof nutriti<strong>on</strong> data and informati<strong>on</strong>that can be used as a reference for afuture informati<strong>on</strong> system that integratesemergency and n<strong>on</strong>-emergencynutriti<strong>on</strong> informati<strong>on</strong>. Such a systemcan provide an important input fordevelopment of nutriti<strong>on</strong> data andinformati<strong>on</strong> for disaster risk mitigati<strong>on</strong>and preventi<strong>on</strong> in line with the government’sDRM policy.The <strong>on</strong>going OTP roll out implementedby the federal Ministry ofHealth (FMOH) provides a uniqueopportunity for integrati<strong>on</strong> of managementof acute malnutriti<strong>on</strong> into l<strong>on</strong>gerterm nutriti<strong>on</strong> programmes, such asCBN and micr<strong>on</strong>utrient deficiencyc<strong>on</strong>trol programmes.The Government’s Nati<strong>on</strong>alNutriti<strong>on</strong> Programme (NNP) providesc<strong>on</strong>siderable opportunities for the integrati<strong>on</strong>of emergency andn<strong>on</strong>-emergency nutriti<strong>on</strong> informati<strong>on</strong>systems, as well as integrati<strong>on</strong> of theENCU functi<strong>on</strong>s into the governmentstructures. The paradigm shift fromcrisis management to risk mitigati<strong>on</strong>and preventi<strong>on</strong> requires strengthenedand improved early warning systemsof all the sectors including nutriti<strong>on</strong>.The integrati<strong>on</strong> of ENCU into thegovernment working system includespreparati<strong>on</strong> and implementati<strong>on</strong> ofcomm<strong>on</strong> DRMFSS-ENCU/UNICEFannual work plans supported byUNICEF. This ensures governmentownership and presents positive signsfor future integrati<strong>on</strong> within thegovernment structures. ENCU has alsosecured government and partners trustin the ENCU’s work and strengthenedlinkages between respective governmentinstituti<strong>on</strong>s, UN agencies, d<strong>on</strong>orsand NGOs implementing emergencynutriti<strong>on</strong> activities in <strong>Ethiopia</strong>.For more informati<strong>on</strong>, c<strong>on</strong>tact:Isaack B. Manyama,email: isaackm@dppc.gov.et<strong>Field</strong> ArticleThe experienceof multi-storeygardens in<strong>Ethiopia</strong>nrefugee campsAn example of gardeningin a camp settingMulugeta Wtsadik/UNHCR, <strong>Ethiopia</strong>, 2009By Mulugeta WTsadikMulugeta WTsadik is food security and nutriti<strong>on</strong> officer withUNHCR <strong>Ethiopia</strong> since 2004. She has a degree in rural development.Since 1997, she has worked <strong>on</strong> food security andnutriti<strong>on</strong> programmes with a number of organisati<strong>on</strong>s.UNHCR <strong>Ethiopia</strong> officer, Administrati<strong>on</strong> Refugee-ReturneeAffairs (ARRA) and ZOA Refugee Care wish to thank all thepeople directly or indirectly implementing the multi-storeygarden (MSG) and poultry producti<strong>on</strong>. We acknowledge theimportant c<strong>on</strong>tributi<strong>on</strong>s of the following individuals withoutwhose hard work and support the pilot project could nothave materialised: Ms Sabine Wahining (UNHCR <strong>Ethiopia</strong>),Ms Allis<strong>on</strong> Oman (UNHCR Kenya), Mr Ahmed Fall Baba(UNHCR HQ), Mr Tesfaye Bekel (UNHCR <strong>Ethiopia</strong>), Dr DejeneKebede (UNHCR <strong>Ethiopia</strong>), Mir Ajit Fernando, Ketyibelu andG/Giories (UNHCR Sub-office in Shire), Mir Bekele and DerejeBogale (UNHCR sub-office in Jijiga) and Mr John BoscoKinama (JTZ in Dadaab, Kenya) who c<strong>on</strong>ducted field trainingfor nati<strong>on</strong>al staff and refugees..35


<strong>Field</strong> Article<strong>Ethiopia</strong> hosts around 112,201 refugees.Approximately 1,564 reside as urbanrefugees, while the remainder live ineight different refugee camps. Themajority of refugees are of Somali (K/Beyah,Shedr, Awbarre and Boqolmayo), Sudanese(Fugnido and Sherkole) and Eritrean (Mayani,Asayta and Shimelba) nati<strong>on</strong>alities.UNHCR have regularly c<strong>on</strong>ducted nutriti<strong>on</strong>surveys am<strong>on</strong>gst this refugee populati<strong>on</strong>. Since2007, the nutriti<strong>on</strong> surveys have also includedmeasurement of haemoglobin usinghaemocues. These surveys have found alarminglevels of anaemia despite the fact that fortifiedblended food has been provided since 2007 -when corn soya blend (CSB) was introduced tothe general rati<strong>on</strong> by the World FoodProgramme (WFP). Slight but insubstantialimprovements in anaemia rates have beenobserved since. In 2008 and 2009, data stillshowed an anaemia prevalence >20%, with upto 42% prevalence am<strong>on</strong>g children under fiveyears. Anaemia prevalence am<strong>on</strong>gst women ofreproductive age ranged from 6% to 27%. Giventhis, UNHCR now provides CSB to all childrenbetween 6 and 23 m<strong>on</strong>ths. This complementsthe WFP rati<strong>on</strong> of wheat, vegetable oil, CSB,pulses, salt and sugar. It is assumed that withsuch high levels of anaemia, there are probablyother micr<strong>on</strong>utrient deficiencies in the camps,e.g. zinc. Zinc levels have not been measured asthe required methods are too complicated,given the locati<strong>on</strong> of the camps and the logisticalinfrastructure needed.Multi storey gardens and poultryprojectsIn order to address this micr<strong>on</strong>utrient problemand more generally improve food security,UNHCR undertook a pilot programme of introducingmulti-storey gardens (MSG) and poultryinto three camps (Shimbelba – Eritreanrefugees, Awbarre and Kebribeyah – Somalirefugees). This initiative was funded throughUNHCR regi<strong>on</strong>al and HQ funding.The specific objectives of the projects were toincrease availability of vegetables and eggs athousehold level, thereby improving micr<strong>on</strong>utrientstatus of vulnerable refugees. It was alsoexpected that the MSG project would improvethe infant and young child feeding practices ofmothers, thereby improving child nutriti<strong>on</strong>alstatus. MSG is a farming technology adopted inareas with little land space and where there iswater scarcity. Space is often at a premium inrefugee camps. Furthermore, as the vegetableproducti<strong>on</strong> takes place at household level, it hasthe advantage of reducing workload and timerequirements associated with more traditi<strong>on</strong>algarden systems.The pilot project began in April 2008 with atwo day training of the selected implementingpartner (ZOA) <strong>on</strong> MSG and poultry producti<strong>on</strong>,held in Addis Ababa. ARRA (Administrati<strong>on</strong>for Refugees and Returnee Affairs) are thegovernment of <strong>Ethiopia</strong> (GoE) counterpartjointly working with UNHCR <strong>on</strong> the initiative.Training was c<strong>on</strong>ducted by UNHCR HQ staff. AUNHCR c<strong>on</strong>sultant with experience working<strong>on</strong> MSGs in Kenya c<strong>on</strong>ducted training at camplevel (three days training per camp) and wrote afield manual. WFP provided technical advice aswell as providing sacks and empty vegetable oilcans. This phase of the project was completedby November 2008.Table 1: Nutriti<strong>on</strong>al status of children 6-23 and 6-59 m<strong>on</strong>ths of ageCamp K/Beyah Awbarre ShimelbaNo. of beneficiaries40 45 43(households) surveyedNo. (%) who developed MSGs 37 (91%) 39 (93%) 43 (100%)No. of sacks developed bybeneficiaryNo. (%) beneficiaries havestarted to harvest vegetablesNo. (%) beneficiaries whohave sold vegetablesNo. (%) beneficiaries eateneggsNo. (%) beneficiaries whohave recycled water1 sack (0%)2 sacks (2%)3 sacks (5%)4 sacks (7%)5 sacks (70%)6+ sacks (7%)Implementati<strong>on</strong> of the project commenced inJanuary 2009 with ZOA providing the initialfunding. UNHCR funding commenced in April2009. One hundred and sixty seven householdswere selected in each pilot camp with eachhousehold encouraged to c<strong>on</strong>struct five MSGs.Households were also provided with threepoultry (<strong>on</strong>e cock and two females). Targetbeneficiaries were family members with a caseof anaemia or malnutriti<strong>on</strong>, large femaleheadedfamilies and people living withHIV/AIDS. Some model farmers and other‘interested’ people were also selected.Evaluati<strong>on</strong> of pilot projectAn evaluati<strong>on</strong> of the pilot was c<strong>on</strong>ducted inOctober 2009 by UNHCR/ZOA and ARRA. Theevaluati<strong>on</strong> objectives were to identify less<strong>on</strong>slearned and challenges of the project in relati<strong>on</strong> toimplementati<strong>on</strong> capacity and cost effectiveness,MSGs use 50kg cereal bags and empty oil cans.The cereal bags are used for growing theproduce. The oil cans are filled with rocks andplaced in the centre of the upstanding cerealbag. Holes are drilled in the sides and bottom ofthe tins. A soil blend is placed in the bagbetween the bag and the tins. Seeds are thenplanted in the soil <strong>on</strong> the top of the bag.When it is time to 'thin out' the seedlings,some of the small plants are removed from thetop and, after holes are made in the sides of thebags, the seedlings are planted al<strong>on</strong>g the sidesof the bags. This means the top and sides of thebags are utilised for growing.In areas where water is in short supply, this isa very ec<strong>on</strong>omic way to utilise extremelylimited resources. Each bag <strong>on</strong>ly needs to bewatered twice daily with 5 litres of water. Thewater is poured into the tin at the centre of thebag and drains through the st<strong>on</strong>es downthrough to the end of the bag of soil, irrigatingall the plants throughout the depth of the bag.It is recommended to use household wastewater after rinsing out clothes or bathing, andalso waste water from around water points.However, it is important to incorporate andintegrate waste management into theprogramme so as not to further limit waterresources necessary for other activities. A standardkitchen garden requires much more waterthan that used in the MSG approach.1 sack (2%)2 sacks (11%)3 sacks (28%)4 sacks (20%)5 sacks (28%)6+ sacks (4%)1 sack (2%)2 sacks (7%)3 sacks (5%)4 sacks (7%)5 sacks (70%)6+ sacks (9%)30 (75%) 36 (80%) 43 (100%)0 (0%) 2 (4%) 6 (14%)Average income31 Birr/m<strong>on</strong>thChickens are still small/tooimmature to lay eggs and breed31 (77%)Average 71.2 litres/weekMulti-storey gardens (MSG) methodMulugeta Wtsadik/UNHCR, <strong>Ethiopia</strong>, 2009Chickens are still small/tooimmature to lay eggs and breed28 (62%)Average 79 litres/weekAn example ofmulti-storeygardening15 (35%)Average 7.5 eggseaten per week32 (74%)Average 146litres/weekTools neededJembe – used to dig the soil that will be mixed withother comp<strong>on</strong>ents for c<strong>on</strong>structing the garden.Forkjembe – used to dig the soil in hard ground areas.Spade – used to collect and mix the soil comp<strong>on</strong>ents.Tinsnip/Knife – used to cut off the top part of the tin.Tin punch – used to punch holes in the top andbottom of the tin.Wheelbarrow – used to measure and transport thevarious soil parts.Equipment neededPerforated tinsSacksGravel clay soilSand soil (main part)ManureSeedsWaterJerry canSuitable vegetables for MSG(Comm<strong>on</strong> name/Somali name)Dania – Coriander/DaniaSukuma wiki – Collards/SukumaCapsicum – California w<strong>on</strong>der/PilipilihohoEgg plant – Black beauty/BirganyaSpinach – Fordhok giant/SpinachTomatoes – Caj, M82/ NyanyaOkra – Pusa sawani /BamiaAmaranthus – Terere/Terere36


<strong>Field</strong> ArticlePoultry project in acti<strong>on</strong>and to develop recommendati<strong>on</strong>s for currentand future programming directi<strong>on</strong>.The evaluati<strong>on</strong> involved questi<strong>on</strong>naires thatassessed any increases in vegetable c<strong>on</strong>sumpti<strong>on</strong>,amounts of vegetables sold and anydecreases in percentage of m<strong>on</strong>thly rati<strong>on</strong>s soldto buy vegetables. There were also questi<strong>on</strong>sabout water usage to support the MSGs andc<strong>on</strong>cerning egg c<strong>on</strong>sumpti<strong>on</strong>.The questi<strong>on</strong>naire was administered to 50out of 167 households that were randomlyselected in each camp. Focus group discussi<strong>on</strong>swere also held with 15-20 randomly selectedhouseholds who were not included in thehousehold survey and with an additi<strong>on</strong>al fivehouseholds who were not <strong>on</strong>e of the 167 beneficiaryhouseholds. Data from the primaryanalysis are presented in Table 1.Other key findings from the evaluati<strong>on</strong>included the following;• MSGs need less water than ordinary backyardgardens.• Vegetables grow faster in MSGs than ifgrown in the ground. Two harvests can beobtained in the time that it takes for <strong>on</strong>ebackyard harvest.• On average, a HH recycles 60-120 litres ofwater a week. One sack needs up to 10litres of water per day.• Refugees acquired new agricultural skills.• Households diversified their meals <strong>on</strong>average three times a week.• There was a decreased tendency to sellrati<strong>on</strong>s to obtain vegetables.• Some households shared vegetables withneighbours not included in the pilot.ChallengesIn spite of the MSG project success, there havebeen certain challenges. Perhaps the mostsignificant has been water shortages andspillage of water at distributi<strong>on</strong> points in theSomali camps. UNHCR have tried to addressthis <str<strong>on</strong>g>issue</str<strong>on</strong>g> but in some cases, problems appearedinsurmountable. Although UNHCR provideswater for Somali refugees and local populati<strong>on</strong>s,there is not enough drinking waterduring the dry seas<strong>on</strong> let al<strong>on</strong>e for MSG use.Refugees have to queue at water taps and thereis a great deal of spillage in taking water home.Water is also collected from rain-water birkadsbut people have to carry water l<strong>on</strong>g distancesMulugeta Wtsadik/UNHCR, <strong>Ethiopia</strong>, 2009and also pay frombetween 2-5 Birr perjerry can. Not enoughplastic sheets wereprovided for waterharvesting and storage.UNHCR have beentrying to encouragerefugees to re-cyclewater from showers andwashing food. Somehouseholds do this but<strong>on</strong>ly a minority.There have also been<str<strong>on</strong>g>issue</str<strong>on</strong>g>s around lack ofvariety of seeds andseedlings, as well asinappropriate seeds,used in the MSG.Furthermore, somebeneficiaries were notprovided with adequatetools and wheelbarrowsand not all beneficiaries have been using thesides of sacks for transplanting. Also, the principleof using a limited number of vegetablesper sack is not well understood by beneficiaries,project animators and the agr<strong>on</strong>omistattached to the programme. Another <str<strong>on</strong>g>issue</str<strong>on</strong>g> hasbeen pest c<strong>on</strong>trol and vegetable diseases.The least successful part of the pilot was thepoultry programme. There were many challengeshere. One <str<strong>on</strong>g>issue</str<strong>on</strong>g> was whether it isappropriate to combine MSG and poultry interventi<strong>on</strong>sin the same refugee household, giventhat poultry will eat crops. Another problemwas that the chickens bought by ZOA in AddisAbaba were too young and as they weredistributed during the rainy seas<strong>on</strong>, a largenumber of them died from disease. There wasalso a problem with feeding the chickens withchicken feed being taken out of the WFP rati<strong>on</strong>so that there was less food available for households.The chicken feed provided by ZOA <strong>on</strong>lylasted a m<strong>on</strong>th.The evaluati<strong>on</strong> also found that follow upfrom ZOA and UNHCR at camp levels has beenlimited. Furthermore, m<strong>on</strong>itoring has beenweak. Certain activities that were meant to takeplace according to the project proposal were notimplemented. These included establishing avegetable nursery site for seedling producti<strong>on</strong>,c<strong>on</strong>structi<strong>on</strong> of water troughs in KebriBeyahand Awbarre near the waterdistributi<strong>on</strong> point, pestc<strong>on</strong>trol activities, developmentof field manuals <strong>on</strong>MSG in the local language,and egg producti<strong>on</strong> andc<strong>on</strong>sumpti<strong>on</strong> surveillance.In spite of these problemshowever, the MSGproject is well accepted byrefugees and has beenrequested by householdsnot included in the pilotprogramme. The projectallows refugees to choosewhat they want to plant andeat and c<strong>on</strong>tributes to asense of dignity, while thepresence of green spacesand the sight of food growingalso c<strong>on</strong>tribute to asense of well-being. There isMulugeta Wtsadik/UNHCR, <strong>Ethiopia</strong>, 2009An example ofmulti-storeygardeningalso a ‘domino effect’ as households sell or giveaway excess produce to their neighbours so thatthere are small enclaves where people areeating better and enjoying fresh foods.Furthermore, some of these refugees arealready trying to duplicate the MSG <strong>on</strong> theirown initiative.C<strong>on</strong>clusi<strong>on</strong>s and recommendati<strong>on</strong>sThe MSG project should c<strong>on</strong>tinue and be rolledout to other camps while the poultry rearingproject should disc<strong>on</strong>tinue. The poultry projectshould be stopped largely due to incompatibilitywith an MSG project, i.e. the chickens ate theMSG produce. Other reas<strong>on</strong>s included expenseand time required for implementati<strong>on</strong>, difficultyof finding an appropriate chicken breedand the need for chicken house c<strong>on</strong>structi<strong>on</strong>material.Problems with water in the MSG projectnecessitated a number of measures includingc<strong>on</strong>structi<strong>on</strong> of water traps at water distributi<strong>on</strong>points to use waste water, assessment ofwater that be can collected through spillageduring the dry seas<strong>on</strong>, encouraging refugees tomaximize water recycling, exploring the potentialfor roof water harvesting from buildings inthe camp and increasing the number of waterstorage c<strong>on</strong>tainers in the camps.There were also recommendati<strong>on</strong>s about thetechniques used in the MSG. For example, it isimportant to understand that the life of a sack isaround nine m<strong>on</strong>ths if good watering techniquesare used. After this point, beneficiarieswill need to replace the sack. The animators andagr<strong>on</strong>omists should also provide advice to thebeneficiaries <strong>on</strong> the appropriate ratio of topsoils, manure and sand soil, which is fundamentalto optimal growth of vegetables, waterc<strong>on</strong>servati<strong>on</strong> and utilisati<strong>on</strong>. The implementingpartner should also ensure that all sides of thesack are used, that beneficiaries do not useinappropriate vegetable seeds to grow cropslike cabbage, carrot or <strong>on</strong>i<strong>on</strong> and that refugeesare encouraged to establish a nursery gardenfor seedlings. Furthermore, there is a need forhouseholds who succeed to be encouraged toshare their experiences with the refugee camp.There is also a need for refresher training for theproject officer, agr<strong>on</strong>omist and animators aswell as partners like ARRA.For more informati<strong>on</strong>, c<strong>on</strong>tact: MulugetaWTsadik, email: WTSADIK@unhcr.org37


Indrias Getachew, <strong>Ethiopia</strong>, 2010<strong>Field</strong> ArticleThis article describes experiences and observati<strong>on</strong>s around the successfuldecentralisati<strong>on</strong> and scale up of the outpatient management of severe acutemalnutriti<strong>on</strong> in <strong>Ethiopia</strong> in the period 2008 to 2010. It includes achievements,the challenges around m<strong>on</strong>itoring and reporting and <strong>on</strong>going steps needed tostrengthen and assure service quality.Health Extensi<strong>on</strong> Worker providing healthand nutriti<strong>on</strong> educati<strong>on</strong> during a householdvisit, Menkere health post, Tigray regi<strong>on</strong>Decentralisati<strong>on</strong>and scale up ofoutpatientmanagement ofSAM in <strong>Ethiopia</strong>(2008-2010)By Sylvie ChamoisSylvie Chamois has been a Nutriti<strong>on</strong> specialist withUNICEF <strong>Ethiopia</strong> and Burundi for the past 9 years.Before joining UNICEF, she spent 6 years working as anutriti<strong>on</strong>ist for Acti<strong>on</strong> C<strong>on</strong>tre la Faim, mostly inemergency settings.Disclaimer: the findings, interpretati<strong>on</strong>s, and c<strong>on</strong>clusi<strong>on</strong>s inthis article are those of the authors. They do not necessarilyrepresent the views of UNICEF, its Executive Directors, or thecountries that they represent and should not be attributedto them.Following up <strong>on</strong> the experience ofdecentralising outpatient therapeuticcare in 100 districts of <strong>Ethiopia</strong> in2008 (<strong>Field</strong> <strong>Exchange</strong>, No 361), thisarticle describes how this was further rolledoutin 606 districts of Amhara, Oromia,SNNP and Tigray regi<strong>on</strong>s between 2009 andSeptember 2010.Background<strong>Ethiopia</strong> has <strong>on</strong>e of the highest childrenunder-five mortality rates, with malnutriti<strong>on</strong>c<strong>on</strong>tributing to 57% of all children deaths 2 .The 2005 Demographic and Health Surveyrevealed that 2.2% of children under-five areseverely wasted 3 , a c<strong>on</strong>diti<strong>on</strong> associated witha mortality rate of 13% (7.3 to 18.7%) 4 .When adopting the MillenniumDevelopment Goals (MDGs), the Governmentof <strong>Ethiopia</strong> (GoE) committed to halve by 2015children under-five malnutriti<strong>on</strong> (MDG 1) andmortality (MDG 4). This has been reflected inits Plan for Accelerated and SustainedDevelopment to End Poverty (PASDEP, 2005-2010 5 ). The strategy under the third HealthSector Development Programmes (HSDP III,2005-2010 5 ) addresses the major causes ofchild mortality that account for 90% of underfive deaths, i.e. pneum<strong>on</strong>ia, ne<strong>on</strong>atal c<strong>on</strong>diti<strong>on</strong>s,malaria, diarrhoea, measles, HIV/AIDSand malnutriti<strong>on</strong>.A series of nutriti<strong>on</strong> articles published inthe medical journal, The Lancet, in January2008 defined the magnitude and c<strong>on</strong>sequencesof undernutriti<strong>on</strong> and dem<strong>on</strong>stratedthe availability and potential benefits ofproven interventi<strong>on</strong>s, including the managementof severe acute malnutriti<strong>on</strong>. Therefore,increasing coverage of and access toOutpatient Therapeutic Programme (OTP) is<strong>on</strong>e of the key elements that c<strong>on</strong>tribute to theachievements of the MDGs 1 and 4, am<strong>on</strong>gother key food security and nutriti<strong>on</strong> interventi<strong>on</strong>scurrently being implemented in<strong>Ethiopia</strong>.Map 1: Map of the 100 districts in Oromia and SNNPRselected for the OTP decentralisati<strong>on</strong> in July 2008Districts Selected for the OTPDecentralisati<strong>on</strong> in 2008List of 100 Districts (in Oromia& SNNPR) Selected for the OTPDecentralisati<strong>on</strong> in 2008Z<strong>on</strong>e BoundaryRegi<strong>on</strong> BoundaryData Source: UNICEF <strong>Ethiopia</strong>. Boundaries are approximate and unofficial. Graphic & AnalysisENCU/EWRD <strong>Ethiopia</strong> October, 2010How the OTP decentralisati<strong>on</strong> startedin 2008UNICEF has been advocating for the integrati<strong>on</strong>of the management of severe acutemalnutriti<strong>on</strong> into the <strong>Ethiopia</strong>n governmenthealth system since 2004. With Governmentleadership, in- and out-patient care had beensuccessfully integrated into 165 hospitals andhealth centres by January 2008. However, theidea of integrating outpatient managementof severe malnutriti<strong>on</strong> into the HealthExtensi<strong>on</strong> Programme 6 (i.e. allowing healthextensi<strong>on</strong> workers to provide curative services)was still being discussed at the time ofthe March/April 2008 rain-failure in thesouthern part of the country.In May 2008, dramatic and rapid increasesof severe acute malnutriti<strong>on</strong> levels werereported in Oromia and Southern Nati<strong>on</strong>s,Nati<strong>on</strong>alities and People's (SNNP) regi<strong>on</strong>s.This was the result of the poor performanceof the March/April rains in the southern partof the country combined with the prevailinghigh market prices (food prices in rural<strong>Ethiopia</strong> had risen by 250% between 2006and 2008 7 ). In these two regi<strong>on</strong>s al<strong>on</strong>e, 193districts were affected where over 23 milli<strong>on</strong>people lived. The Ministry of Health (MOH)and internati<strong>on</strong>al n<strong>on</strong>-governmental organisati<strong>on</strong>s(NGOs), with UNICEF support,began implementing emergency feedingprogrammes under the coordinati<strong>on</strong> of theEmergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Unit(ENCU).The MOH c<strong>on</strong>cluded that the best opti<strong>on</strong> toprevent high mortality due to malnutriti<strong>on</strong>was to decentralise the outpatient managementof severe malnutriti<strong>on</strong> to the healthpost/sub-district level. In July 2008, UNICEFwas requested to support the Family HealthDepartment of the Ministry to rollout OTPs in100 drought affected districts of Oromia andSNNP regi<strong>on</strong>s (See Map 1). This involved1,239 health posts and 2,478 health extensi<strong>on</strong>workers.1Sylvie Chamois (2009). Decentralisati<strong>on</strong>of out-patient management of severemalnutriti<strong>on</strong> in <strong>Ethiopia</strong>. <strong>Field</strong> <strong>Exchange</strong>,Issue No 36, July 2009. p12. http://fex.enn<strong>on</strong>line.net/36/decentralisati<strong>on</strong>.aspx.2Nati<strong>on</strong>al Strategy for Child Survival in<strong>Ethiopia</strong>, Federal Ministry of Health,<strong>Ethiopia</strong>, July 2005.3Defined as weight-for-height < -3 z-score.4Steve Collins, Nicky Dent, Paul Binns,Paluku Bahwere, Kate Sadler andHalister Hallam. Management of SevereAcute Malnutriti<strong>on</strong> in Children. TheLancet, Vol. 368, December 2006.5The PASDEP and HSDP III cover theperiod Sept 2005-Aug 2010, whichcorresp<strong>on</strong>ds to the <strong>Ethiopia</strong>n calendaryears 1998-2002.6The Health Extensi<strong>on</strong> Programmedelivers primary health and nutriti<strong>on</strong>services at sub-district level by twofemale Health Extensi<strong>on</strong> Workers basedin health posts; there is <strong>on</strong>e healthpost per sub-district covering anaverage of 5,000 people.7FEWS NET <strong>Ethiopia</strong> food securityupdates, USAID and WFP, 2008.38


<strong>Field</strong> ArticleBox 1: Some key programme definiti<strong>on</strong>s used in <strong>Ethiopia</strong>Therapeutic Feeding Unit (TFU):Units in hospitals and health centres offering inpatientcare to the severely malnourished cases. IfOTP is not available in the catchments area, TFU offersfull in-patient care with Phase 1, Transiti<strong>on</strong> Phase andPhase 2 with an average length of stay of 2 to 3 weeks.When OTP is available in the catchments area, <strong>on</strong>lythe complicated severe cases, as defined by a lack ofappetite and the presence of medical complicati<strong>on</strong>s,are admitted in TFU. Usually, patients <strong>on</strong>ly stay as l<strong>on</strong>gas they require Phase 1 treatment (2 to 7 days) andthen progress to out-patient care.Out-patient Therapeutic Programme (OTP):Programme runs from health centre or health postoffering out-patient care to severely malnourishedcases who have appetite and who do not have anymedical complicati<strong>on</strong>s (this group usually representsover 90% of all the cases). At admissi<strong>on</strong>, childrenreceive a medical check to determine if they warrantdirect referral to the nearest in-patient TFU. If they arewell enough to be treated as an out-patient, theyreceive systematic treatment and a rati<strong>on</strong> of RUTF.Patients are seen <strong>on</strong> a weekly or fortnightly basis, butcaregivers are encouraged to return to the OTP if thechild’s c<strong>on</strong>diti<strong>on</strong> deteriorates during that time. Theaverage length of stay in OTP is 4-8 weeks.Therapeutic Feeding Programme (TFP):Combinati<strong>on</strong> of in-patient (TFU) and out-patient(OTP) therapeutic feeding for the treatment of severeacute malnutriti<strong>on</strong>.Community Management of Acute Malnutriti<strong>on</strong>(CMAM):Internati<strong>on</strong>al appellati<strong>on</strong> for timely detecti<strong>on</strong> ofThis programme has been described in aprevious <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong> <strong>Exchange</strong> referred toearlier (No 36). Key elements of the programmewere as follows. In July and August 2008, all the2,478 health extensi<strong>on</strong> workers were trained inthe identificati<strong>on</strong> of severe acute malnutriti<strong>on</strong>,referral of the complicated cases to inpatientfacilities and management of the uncomplicatedcases of severe acute malnutriti<strong>on</strong>. As ofNovember 2008, 51 districts (50% of the initialplan) were managing OTPs in 455 health posts(36% of the total number of health posts in the100 districts), raising the service coverage from38 to 65% in the two regi<strong>on</strong>s' affected areas. Atotal of 27,739 children were reported to havebeen admitted in the 455 therapeutic feedingsites with overall positive performance indicators:77.6% recovery, 0.7% mortality and 4.2%defaulter rates.The MOH has since endeavoured tostrengthen the existing OTPs in the 455 healthposts and effectively c<strong>on</strong>tinue the rolling-out ofthe plan to the remaining 784 health posts in thetwo regi<strong>on</strong>s and more widely nati<strong>on</strong>ally. As ofSeptember 2010, there are over 6,400 health postsdelivering OTP services and 280 inpatientTherapeutic Feeding Units (TFUs) in 691 districtsof <strong>Ethiopia</strong> out of which 89 are supported byNGOs. This scale up by GoE is a remarkableachievement. The article below details some ofthe key developments in achieving this.How the OTP rollout was implementedAdvocacy and coordinati<strong>on</strong>Post- 2008 experience of decentralising outpatientmanagement of severe acute malnutriti<strong>on</strong>in 100 districts, the GoE was keen to implementthe rollout through their system and to ensuremaximum integrati<strong>on</strong> and capacity developmentwithin the existing decentralised HealthExtensi<strong>on</strong> Programme. UNICEF’s role was tosupport GoE in this process.severe acute malnutriti<strong>on</strong> in the community (socialmobilisati<strong>on</strong>), provisi<strong>on</strong> of treatment for those withoutmedical complicati<strong>on</strong>s with RUTFs or othernutrient-dense foods at home (OTP) combined with afacility-based approach for those malnourished childrenwith medical complicati<strong>on</strong>s (TFU or Stabilisati<strong>on</strong>Centre). An approach endorsed by the World HealthOrganisati<strong>on</strong>, UNICEF and Standing Committee <strong>on</strong>Nutriti<strong>on</strong>.Enhanced Outreach Strategy/ TargetedSupplementary Feeding (EOS/TSF):The EOS/TSF for Child Survival is a joint programmeunder the United Nati<strong>on</strong>s Development AssistanceFramework (UNDAF, 2007-2011) with theGovernment of <strong>Ethiopia</strong>. UNICEF is supporting theMinistry of Health (MOH) to c<strong>on</strong>duct twice yearlycampaigns of Vitamin A supplementati<strong>on</strong> anddeworming to every child under five in the country 8 .In TSF selected districts, the EOS is also screening formalnutriti<strong>on</strong> all children under five, and pregnant andlactating women 9 . WFP is supporting the Disaster RiskManagement and Food Security Sector (DRMFSS) ofthe Ministry of Agriculture and Rural Development(MOARD) to deliver two supplementary rati<strong>on</strong>s ofCorn Soya Blend (CSB) and oil to children and womenidentified with acute malnutriti<strong>on</strong> during screening 10 .Community Health Days (CHD):CHDs are currently being phased-in in <strong>Ethiopia</strong> as theEOS is being phased-out. It is quarterly local healthevents organised at the sub-district/ health post levelby the health extensi<strong>on</strong> workers to provide Vitamin Asupplementati<strong>on</strong> and deworming <strong>on</strong> a six-m<strong>on</strong>thlybasis and screening of children and pregnant andlactating women <strong>on</strong> a quarterly basis.It was also necessary to find the right fit fora tripartite partnership between GoE, NGOsand UNICEF, each playing their role for therollout to be successful. NGOs had difficultiesengaging in the process as the GoE preferred toimplement the programme itself. There werec<strong>on</strong>cerns expressed by the NGO communityabout the proposed speed of scale up for thistype of programme and fears that quality ofservice may suffer. There may also have beensome c<strong>on</strong>cerns about the possible lack of NGOrole in this scale up.UNICEF advocacy role was to find the rightlink between the GoE and the support NGOscould provide. This was achieved through threetypes of coordinati<strong>on</strong> meetings:Type 1: Involving all parties: nutriti<strong>on</strong> clustermeetings were held at the ENCU andattended by NGOs, UN agencies,relevant government counterpartagencies and d<strong>on</strong>ors.Type 2: Between NGOs, d<strong>on</strong>ors and UNagencies: regular meetings wereorganised by UNICEF as a means ofencouraging d<strong>on</strong>or support and toensure good coordinati<strong>on</strong> with theNGO sector, andType 3: Between UNICEF and theGovernment.This resulted in agreement that there should bejoint m<strong>on</strong>itoring of the OTPs (and TFUs) by allstakeholders, e.g. GoE, NGOs and UN agencies.NGO collaborati<strong>on</strong> was to be requested by theGoE in those geographical areas where capacityfor OTP (and TFU) rollout was limited. Thepredominant NGO role in these areas shouldand would be to support and build upGovernment capacity. These meetings wereheld for approximately <strong>on</strong>e year from May 2009and proved useful during a difficult transiti<strong>on</strong>period for various stakeholders.Coordinati<strong>on</strong> at regi<strong>on</strong>al level was led by theRegi<strong>on</strong>al Health Bureaus through the Healthand Nutriti<strong>on</strong> Task Forces.D<strong>on</strong>or supportUNICEF developed an emergency nutriti<strong>on</strong>resp<strong>on</strong>se plan for 2009 and 2010 and d<strong>on</strong>orswere invited to c<strong>on</strong>tribute funding. D<strong>on</strong>orsupport for the rollout of OTP in the four targetregi<strong>on</strong>s was secured from the HumanitarianResp<strong>on</strong>se Fund (HRF), OFDA, Governments ofJapan and Spain, CIDA, DFID, SIDA andECHO 11 .Development of regi<strong>on</strong>al acti<strong>on</strong> plansUNICEF helped to instigate the development ofacti<strong>on</strong> plans in the four target regi<strong>on</strong>s (Amhara,Oromia, SNNPR and Tigray) in c<strong>on</strong>juncti<strong>on</strong>with the Regi<strong>on</strong>al Health Bureaus. These fourregi<strong>on</strong>s were selected <strong>on</strong> the basis that theywere the most severely affected by drought in2008, their high populati<strong>on</strong> density and existenceof a functi<strong>on</strong>al Health Extensi<strong>on</strong>Programme. Regi<strong>on</strong>al planning took placewithin regi<strong>on</strong>al task force meetings andinvolved NGOs where they were able to pledgecommitment to training and m<strong>on</strong>itoring.Adaptati<strong>on</strong> of the strategy to regi<strong>on</strong>alc<strong>on</strong>texts (Afar and Somali regi<strong>on</strong>s)Afar and Somali regi<strong>on</strong>s (arguably regi<strong>on</strong>s mostpr<strong>on</strong>e to food insecurity) were not initiallyincluded in this scale up due to the mobility oftheir populati<strong>on</strong>s and c<strong>on</strong>sequent difficulties ofintegrating OTPs into existing health structures.Furthermore, Somali and Afar are notpopulati<strong>on</strong> dense so that health posts wouldserve <strong>on</strong>ly a few children, also security andaccess are c<strong>on</strong>tinuously problematic in theregi<strong>on</strong>s. However, GoE with UNICEF and NGOsupport, fielded mobile health and nutriti<strong>on</strong>clinics based up<strong>on</strong> guidelines developed inMarch 2008. Mobile teams visit communitiesevery <strong>on</strong>e to two weeks to implement OTPmanagement as well as IntegratedManagement of Childhood Illnesses, promoti<strong>on</strong>of hand washing and safe water. As ofSeptember 2010, there are seven mobile clinicsrun by the GoE in Afar, including two usingcamels. In Somali regi<strong>on</strong>, the GoE runs twentymobile clinics while NGOs support anotherseven.Technical assistance for training andfollow-upDuring the scale up, Regi<strong>on</strong>al Health Bureausorganised trainings with UNICEF and NGOsupport mainly targeted to health extensi<strong>on</strong>workers and HEP supervisors, but also includinglocal z<strong>on</strong>e and district officials. Training ofhealth workers and doctors <strong>on</strong> the inpatientmanagement of severe acute malnutriti<strong>on</strong> wasalso provided with the aim of setting up a minimumof <strong>on</strong>e inpatient unit per district for themanagement of complicated cases. UNICEFrecruited six nutriti<strong>on</strong> specialists to support theorganisati<strong>on</strong> and c<strong>on</strong>duct training, as well aspost-training visits and supportive supervisi<strong>on</strong>.Training was similar to that carried out duringthe 2008 decentralisati<strong>on</strong> programme inOromia and SNNPR.8Vitamin A is supplemented to children 6-59 m<strong>on</strong>ths old anddeworming tablets are administered to children 2-5 years old.9Are screened for malnutriti<strong>on</strong>: children 6-9 m<strong>on</strong>ths old,visibly pregnant women and women breastfeeding a lessthan 6 m<strong>on</strong>ths old infant.10Eligibility for TSF: Children with MUAC < 12 cm and/orbilateral oedema and women with MUAC < 21 cm. One TSFrati<strong>on</strong> is composed of 25 kg of CSB and 3 litres of oil for 3m<strong>on</strong>ths.11See acr<strong>on</strong>yms listing <strong>on</strong> page 92.39


<strong>Field</strong> ArticleFigure 1: Number of Therapeutic Feeding Programmes (OTP & TFU) and m<strong>on</strong>thly report completi<strong>on</strong>rate in the four target regi<strong>on</strong>s (Amhara, Oromia, SNNPR and Tigray), Jan 2008 to August 2010 138,0007,0006,0005,0004,0003,0002,0001,0000Jan – 08Mar – 08May – 08Jul – 08Sept – 08Nov – 08Number of TFPProvisi<strong>on</strong> of supply and logistic supportIn 2009, an amount of Ready to Use TherapeuticFood (RUTF) was imported, although the‘Hilina Enriched Food Processing Centre’, theNutriset franchised company, provided most ofthe supply. From 2010 <strong>on</strong>wards, UNICEF isplanning to <strong>on</strong>ly procure RUTF locally 12 . It hadbeen anticipated that NGOs would procuretheir own RUTF where they were supportingdistricts, however it appears that somepreferred or expected UNICEF to procure thecommodity <strong>on</strong> their behalf. Furthermore, anumber of NGOs advocated for provisi<strong>on</strong> ofc<strong>on</strong>tingency stocks in the event of shortages.UNICEF also became involved in some ofthe logistics of the programme where GoEneeded additi<strong>on</strong>al support. UNICEF wouldtherefore, in some cases, distribute RUTF toz<strong>on</strong>al or district level. For the remote districts,provisi<strong>on</strong> for supply transportati<strong>on</strong> down tothe health post level was included into theregi<strong>on</strong>al acti<strong>on</strong> plans.Enhanced programme m<strong>on</strong>itoring andquality insuranceEnsuring good programme m<strong>on</strong>itoring andquality proved to be challenging with the rapidmultiplicati<strong>on</strong> of OTP sites. UNICEF supportedthe GoE working <strong>on</strong> the three following aspectsof programme m<strong>on</strong>itoring and quality insurance:Mother and child waiting for admissi<strong>on</strong> tothe OTP, Senebete Senkete Health Centre,Siraro woreda, Oromia regi<strong>on</strong>Jan – 09Mar – 09Sylvie Chamois, <strong>Ethiopia</strong>, 2009May – 09Jul – 09Sept – 09Nov – 09Jan – 09Mar – 09Report completi<strong>on</strong> rate%May – 09Jul – 09a) Improved report quality, timeliness andcompleti<strong>on</strong>90%80%70%60%50%40%30%20%10%One priority was to increase and maintain highm<strong>on</strong>thly statistics report quality, timeliness andgood completi<strong>on</strong> rates.Figure 1 shows that the report completi<strong>on</strong>rate was 69% in the four target regi<strong>on</strong>s beforethe OTP rollout (Jan - Aug 2008) and dropped to42% with the OTP expansi<strong>on</strong> (Sep 2008 to Dec2009).In September 2009, the Minister of Healthsent a letter to Regi<strong>on</strong>al Health Bureaus toemphasise the importance of getting timely andaccurate reports for enhanced programmem<strong>on</strong>itoring. In additi<strong>on</strong>, UNICEF recruited inNovember 2009 four technical assistants, <strong>on</strong>eattached to each regi<strong>on</strong>al ENCU, to look atreporting systems, identify bottlenecks forquality and timely reports and take appropriateacti<strong>on</strong>s in c<strong>on</strong>juncti<strong>on</strong>s with the GoE. Thisresulted in the achievement of 77% reportcompleti<strong>on</strong> rate between January and August2010. Reports usually reach the federal levelwithin a maximum of <strong>on</strong>e m<strong>on</strong>th after the endof each m<strong>on</strong>th of activity.0%Other l<strong>on</strong>ger-term acti<strong>on</strong>s initiated by GoEand UNICEF <strong>on</strong> reporting are:i) Development of a user-friendly software tobe decentralised to the District HealthOffices (currently under development) 14 .It is expected that this tool will improvereporting as well as district and regi<strong>on</strong>alcapacity to analyse/use data forprogramme management. The softwarewill also include growth m<strong>on</strong>itoring,Table 1: Summary of results from jointm<strong>on</strong>itoring assessments in the four targetregi<strong>on</strong>s (Amhara, Oromia, SNNPR and Tigray),September 2009 to September 2010 17Number and % of districtsscoring:Regi<strong>on</strong>* Number of < 50% 50-70% > 70%districtsassessedAmhara 59 20 (34%) 27 (46%) 12 (20%)Oromia 53 9 (17%) 30 (57%) 14 (26%)SNNPR 3 0 3 (100%) 0Tigray 16 6 (38%) 9 (56%) 1 (6%)Total 131 35 (27%) 69 (53%) 27 (20%)*Joint m<strong>on</strong>itoring started in September 2009 in Amhara andOromia and in April and June 2010 in Tigray and SNNPRrespectively.vitamin A supplementati<strong>on</strong> and dewormingindicators.ii) Piloting of health extensi<strong>on</strong> workerssending OTP data using SMS for improvedtimeliness and completi<strong>on</strong> rate (<strong>on</strong>goingand results expected in 2011).iii) Integrati<strong>on</strong> of nutriti<strong>on</strong> indicators into theHealth Management Informati<strong>on</strong> System(not yet achieved) 15 .b) Development of joint m<strong>on</strong>itoring tool andsystemFollowing <strong>on</strong> the recommendati<strong>on</strong> to undertakejoint m<strong>on</strong>itoring of the programme (GoE, NGOsand UNICEF), a sub-working group chaired byUNICEF was formed with ACF, C<strong>on</strong>cern,GOAL, MSF-Greece and MSF-Holland. Theymet weekly between May and June 2009 todevelop a m<strong>on</strong>itoring checklist for field assessments.The tool was then discussed with theregi<strong>on</strong>al authorities in Oromia and SNNPR,tested and modified between July and August2009. It was agreed where NGOs operate, thatthey were to be the partner of the MOH andUNICEF for all joint m<strong>on</strong>itoring work. Theywere also invited to participate as much as possibleoutside of their traditi<strong>on</strong>al support area.In SNNPR, by the first week of August 2009,a team composed of Regi<strong>on</strong>al Health Bureau,NGOs 16 , regi<strong>on</strong>al ENCU and UNICEF, made thefinal modificati<strong>on</strong>s to the checklist for OTP andTFU assessment, grading individual comp<strong>on</strong>entsof the practices observed. It was agreedthat a three tier grade banding could be usefulto identify the level of programme supportneeded at district level, where:• Grade over 70%: working very well withminor support needs <strong>on</strong>ly• Grade 50-70%: working well but with sometechnical and logistic support needsrequiring attenti<strong>on</strong>• Grade under 50%: has major support needsto refresh skills of staff and whereoperati<strong>on</strong>al systems need to be establishedIn districts where NGOs provide minimalsupport to MOH, the NGO in collaborati<strong>on</strong>with MOH would address the agreed supportneeds. In all other districts, it was suggestedthat the Regi<strong>on</strong>al Health Bureau request additi<strong>on</strong>alsupport from UNICEF and/or selectedNGOs.The testing in Oromia and SNNPR alsoallowed for Regi<strong>on</strong>al Health Bureaus and partnersto learn more about the resource needs tomanage regular joint m<strong>on</strong>itoring, especially interms of key pers<strong>on</strong>nel time and transportati<strong>on</strong>needs. It was initially thought that the six additi<strong>on</strong>alstaff recruited by UNICEF to support theOTP rollout in the four regi<strong>on</strong>s would also beinvolved in the joint supervisi<strong>on</strong>. However, thisadditi<strong>on</strong>al capacity coupled with the GoE andNGO capacity was not sufficient to establishadequate m<strong>on</strong>itoring of the programme (ittakes a full week for a m<strong>on</strong>itoring team toassess the practice of health extensi<strong>on</strong> workersand health workers in 40-50% of all OTP sitesand all TFUs in <strong>on</strong>e district).12As of September 2010, there is <strong>on</strong>ly <strong>on</strong>e local RUTF factoryin <strong>Ethiopia</strong> and a sec<strong>on</strong>d <strong>on</strong>e is planning to start producti<strong>on</strong>in October 2010.13Source: TFP database, ENCU/DRMFSS/MOH, <strong>Ethiopia</strong>.14At the moment, the database is kept by the ENCU atfederal level.15Health extensi<strong>on</strong> workers salary is c<strong>on</strong>diti<strong>on</strong>ed to thesubmissi<strong>on</strong> of the HMIS reports to the District Health Office.16C<strong>on</strong>cern, GOAL, Save the Children-US, Samaritan’s Purseand Internati<strong>on</strong>al Medical Corps (IMC).17Source: UNICEF <strong>Ethiopia</strong>.40


<strong>Field</strong> ArticleTable 2: Number of TFUs per district andhotspot priority in the four target regi<strong>on</strong>s(Amhara, Oromia, SNNPR and Tigray),September 2010 18Hotspotprioritynumber*TotalnumberofdistrictsNumberof districtswith noTFUNumber ofdistrictswith atleast 1 TFU% ofdistrictswith TFU1 176 70 106 60%2 96 52 44 46%3 99 75 24 24%Total 371 197 174 47%* Districts affected by food insecurity and in need of humanitarianassistance are classified into hotspots priority 1 (high), 2(medium), 3 (low) and 4 (not affected).Table 3: Summary results from TFP coveragesurveys c<strong>on</strong>ducted in each of the four targetregi<strong>on</strong>s, 2010 19District assessed and date* OTP periodcoverageWadela, Amhara regi<strong>on</strong>,March 2010Arsi Negele, Oromia regi<strong>on</strong>,January 2010Mareko, SNNP regi<strong>on</strong>, January2010Tahtay Machew, Tigray regi<strong>on</strong>,March 2010OTP pointcoverage19% 10.4%48.8% 21.2%60.9% 37.8%56.2% 27.3%C<strong>on</strong>sequently, in September 2009 UNICEFdeveloped a Project Cooperati<strong>on</strong> Agreementwith the NGO Populati<strong>on</strong> Service Internati<strong>on</strong>al(PSI) to deploy twenty field m<strong>on</strong>itors in aneffort to boost programme quality in all hotspotdistricts in the four largest regi<strong>on</strong>s. A total of131 districts were m<strong>on</strong>itored from September2009 <strong>on</strong>wards. As of September 2010, 20% ofdistricts were working very well with minorsupport needs <strong>on</strong>ly (ranked over 70%), 53%were working well but with some technical andlogistic support needs requiring attenti<strong>on</strong> (50-70%) and 27% have major support needs torefresh skills of staff and where operati<strong>on</strong>alsystems need to be established (under 50%),(Table 1).In spite of the impressive increase in serviceaccess that has been achieved in districts thathave rolled out OTP to health posts at subdistrictlevel, the m<strong>on</strong>itoring has helped toidentify key areas where the programme needsstrengthening.The availability of <strong>on</strong>e functi<strong>on</strong>al TFUs perdistrict as planned is still limited. Sixty per centof ‘priority 1’ hotspot districts have at least <strong>on</strong>eTFU, compared with 46% of districts in hotspotpriority 2 and 24% in hotspot priority 3 (seeTable 2). Also see Map 2.The low proporti<strong>on</strong> of referral from OTP toTFU in some districts is also a c<strong>on</strong>cern andshould be studied further. It is not known howmuch of this is due to very early detecti<strong>on</strong>reducing the number of complicated cases, oras highlighted in the four TFP coverage surveysc<strong>on</strong>ducted recently (Table 3), for other reas<strong>on</strong>saffecting access. These include low level ofactive community mobilisati<strong>on</strong> and lack ofskills am<strong>on</strong>g some health extensi<strong>on</strong> workers toidentify and refer the complicated cases, caregiverrefusal to go to the TFU because it is toofar, lack of capacity to pay for transport, lack offood for caregivers, opportunity cost for caregiversof staying away from their home, etc.Health Extensi<strong>on</strong> Programme supervisi<strong>on</strong>by MOH is not always working adequately dueto lack of trained staff skilled to mentor/super-Box 2: Summary of recommendati<strong>on</strong>s from the four coverage survey reports• Ensure uninterrupted provisi<strong>on</strong> of service byavoiding scheduling c<strong>on</strong>flicts for health extensi<strong>on</strong>workers (HEWs).• Maintain c<strong>on</strong>tinuous supply of therapeutic products.• Improve technical skills of HEWs and health centresstaff through formal and <strong>on</strong>-the-job training.• Strengthen record keeping, training (formal and<strong>on</strong>-the-job) and m<strong>on</strong>itoring progress of registeredbeneficiaries.• Establish regular supportive supervisi<strong>on</strong> for HEWsby their Health Extensi<strong>on</strong> Programme (HEP)supervisors and district focal pers<strong>on</strong>s.• C<strong>on</strong>tinue joint m<strong>on</strong>itoring assessments (GoE, NGOand UNICEF).• Ensure involvement of community health worker(CHWs) in active case finding and defaulter tracing.• Integrate TFP with other health/nutriti<strong>on</strong>/foodsecurity programmes in the district. For example, theMap 2: Map of hotspot districts (priority 1, 2 and 3)in Amhara, Oromia, SNNP and Tigray regi<strong>on</strong>s andpresence of TFU, September 2010Hotspot Districts(Priority 1, 2, & 3) inAmhara, Oromia, SNNPand Tigray Regi<strong>on</strong>s andPresence of TFU,<strong>Ethiopia</strong>, September2010Hotspot Priority DistrictsFirst PrioritySec<strong>on</strong>d PriorityThird PriorityHotspot Districts with thePresence of TFUTFUData Source: UNICEF <strong>Ethiopia</strong>. Boundaries are approximate and unofficial. Graphic &Analysis ENCU/EWRD <strong>Ethiopia</strong> October, 2010vise OTP activities. Some supervisors are sanitarians,not health staff, and are not familiarwith the programme. Some districts lack thefull quota of supervisors (<strong>on</strong>e per five healthpost). Lack of capacity and effective managementfrom District Health Offices managersand lack of transport to facilitate visits to OTPsites may also c<strong>on</strong>tribute to shortcomings.When assessing the programme, the m<strong>on</strong>itors(GoE, PSI/ UNICEF and NGO) also build thecapacity of the HEP supervisors and DistrictHealth Offices managers using the checklistand providing <strong>on</strong>-the-job support.Health extensi<strong>on</strong> workers in most districtsobserved so far urgently need follow up trainingto refresh/strengthen their skills. OTPprotocols are not always being maintained, anderrors in anthropometry are still observed. Thiscan result in moderate acute malnutriti<strong>on</strong> casesincluded in the programme, and unduly l<strong>on</strong>glength of stay. Recording and reporting alsoremains a challenge. A system for regularsupply management and distributi<strong>on</strong> is yet tobe established in many districts.formati<strong>on</strong> of linkages to improve active casefinding during the quarterly Community Health Daysscreening, house-to-house visits, routine sanitati<strong>on</strong>activities (e.g. pit latrine c<strong>on</strong>structi<strong>on</strong>), familyplanning services. In all community c<strong>on</strong>versati<strong>on</strong>s,HEWs should raise awareness <strong>on</strong> the links betweenthe TFP and the Growth M<strong>on</strong>itoring sessi<strong>on</strong>s,especially when cases of SAM are identified.• In Community-Based Nutriti<strong>on</strong> districts, giverefresher training to CHWs to replace those whoare no l<strong>on</strong>ger active and to ensure sufficientnumbers to satisfy the district’s plan of <strong>on</strong>e CHW toserve 25 to 30 households.• In Tigray, establish OTP service at sub-district/healthpost level in the northern rural parts of the district.• Improve RUTF storage facilities at district level andin all health facilities to protect it from rats/rodents.Indrias Getachew, <strong>Ethiopia</strong>, 2010Where Therapeutic Feeding Programmesand Community-Based Nutriti<strong>on</strong> (CBN)programmes co-exist, the District Health Officehas sometimes failed to capitalise <strong>on</strong> the opportunitiesprovided by the CBN programmeenhanced training and support for health extensi<strong>on</strong>workers and community health workers.Community mobilisati<strong>on</strong> needs to be strengthenedin districts that have as yet not included itin the training or programme set up.Another <str<strong>on</strong>g>issue</str<strong>on</strong>g> is that some NGOs are still inimplementati<strong>on</strong> mode, providing nurses towork al<strong>on</strong>gside health extensi<strong>on</strong> workers foreach OTP (involved in recording, reporting,supply management and child treatment). It isintended that NGOs work to develop capacitiesby mentoring, supporting quarterly reviewsand developing District Health Offices skills tomanage m<strong>on</strong>thly reporting and supplymanagement systems, rather than providingstaff to help service delivery. On the other hand,some NGOs are still facing difficulties working<strong>on</strong> capacity building and dialogue is stillrequired to achieve the smooth partnership thatUNICEF is promoting.In additi<strong>on</strong>, there is insufficient access to safewater at health post level. It was recentlysuggested in Amhara that whether OTP siteshave sanitary latrines and safe water should be18Source: UNICEF <strong>Ethiopia</strong>.19Source: EHNRI.A child and mother at Menkerehealth post, Tigray regi<strong>on</strong>41


<strong>Field</strong> Articlean additi<strong>on</strong>al indicator for inclusi<strong>on</strong> duringassessments and m<strong>on</strong>itoring.Routine drugs are not always being administeredby the health extensi<strong>on</strong> workers, althoughthe State Minister of Health authorised theprovisi<strong>on</strong> in a letter dated January 2010. Thishas also been included in the Community CaseManagement of Childhood Illnesses togetherwith the community treatment of malaria, diarrhoeaand pneum<strong>on</strong>ia (January 2010).c) Partnership for programme coveragesurveysUNICEF developed a partnership with MOHand C<strong>on</strong>cern to build the capacity of the<strong>Ethiopia</strong>n Health and Nutriti<strong>on</strong> ResearchInstitute (EHNRI) to assess TFP programmecoverage using the Centric Systematic AreaSampling (CSAS) methodology. The approachhas been used previously by NGOs in smallprogramme areas (individual districts). Forexposure to the methodology and capacitybuilding, <strong>on</strong>e coverage assessment wascompleted by the EHNRI with C<strong>on</strong>cern technicalsupport in each of the four regi<strong>on</strong>s inJanuary and March 2010 (Table 3). Findings andrecommendati<strong>on</strong>s were discussed at regi<strong>on</strong>allevel and acti<strong>on</strong> plans were developed toaddress the <str<strong>on</strong>g>issue</str<strong>on</strong>g>s (see Box 1).In September 2010, a c<strong>on</strong>sultant was broughtin by C<strong>on</strong>cern and UNICEF to develop andpropose to the MOH a coverage survey methodologythat would allow assessment ofprogramme coverage over wider geographicareas (at the moment, the methodology does notallow for assessment of more than <strong>on</strong>e district ata time). A subsequent step will be to pilot andvalidate the new methodology before buildingthe capacity of regi<strong>on</strong>al authorities to plan forand c<strong>on</strong>duct regular surveys as part of theirprogramme m<strong>on</strong>itoring.Table 4: Number and coverage of OTP & TFU per type of health facility in the four target regi<strong>on</strong>s(Amhara, Oromia, SNNPR and Tigray), September 2010Hotspotprioritynb*No. ofworedaTotal no.of HealthPostsNo. of HPrunningOTP% of HPrunningOTPTotal no.of HealthCentresNo. of HCrunningOTPProgress and resultsThe Government of <strong>Ethiopia</strong> has, within a shortspace of time, managed to provide access toservices for the majority of families affected bysevere acute malnutriti<strong>on</strong> in four regi<strong>on</strong>s of thecountry. In less than two years, service coveragefor severe acute malnutriti<strong>on</strong> has reached 49%and 48% of health posts and health centresrespectively running OTPs and 17% and 92% ofhealth centres and hospitals respectivelyrunning TFUs (Table 4). C<strong>on</strong>sequently, there isnow earlier detecti<strong>on</strong> of severe acute malnutriti<strong>on</strong>cases reducing the number of complicatedcases needing specialised inpatient care.Furthermore, key m<strong>on</strong>itoring results in termsof SPHERE standards 20 are impressive. BetweenJanuary 2008 and August 2010, a total of 370,559children were reported to have been admitted toin and out-patient therapeutic feeding sites in thefour regi<strong>on</strong>s with overall positive performanceindicators: 82% recovery, 0.7% mortality and 5%defaulter rates (Table 5). Also see Figure 2.Lastly, the GoE is now in a much better positi<strong>on</strong>in terms of nati<strong>on</strong>al capacity andpreparedness to resp<strong>on</strong>d to any increases insevere acute malnutriti<strong>on</strong> levels.Key c<strong>on</strong>tributing factors to successThere have been a number of important c<strong>on</strong>tributoryfactors to the success of this programme.Key am<strong>on</strong>gst these are:• Central and regi<strong>on</strong>al governmentcommitment to develop policies andguidelines <strong>on</strong> decentralised treatment ofsevere acute malnutriti<strong>on</strong> and to integrateservices into the wider decentralised healthprogramme. The outpatient managementof severe acute malnutriti<strong>on</strong> is now fullypart of the Community Case Managementof Comm<strong>on</strong> Childhood Illnessesimplemented through the <strong>Ethiopia</strong>n Health% of HCrunningOTPNo. of HCrunningTFU% of HCrunningTFUTotal no.ofHospitalNo. ofHospitalrunning TFU% ofHospitalrunning TFU1 176 4,113 3,122 75.9% 457 309 67.6% 124 27.1% 15 14 93.3%2 96 2,203 1,651 74.9% 224 151 67.4% 44 19.6% 9 9 100.0%3 99 2,326 803 34.5% 95 43 45.3% 24 25.3% 10 9 90.0%4 235 3,844 524 13.6% 482 99 20.5% 22 4.6% 28 25 89.3%606 12,486 6,100 48.9% 1,258 602 47.9% 214 17.0% 62 57 91.9%* Districts affected by food insecurity and in need of humanitarian assistance are classified into hotspots priority 1 (high), 2 (medium),3 (low) and 4 (not affected). Source: UNICEF <strong>Ethiopia</strong>.Figure 2: OTP & TFU m<strong>on</strong>thly admissi<strong>on</strong>s and performance in the four target regi<strong>on</strong>s (Amhara, Oromia,SNNPR and Tigray), Jan. 2008 to August 2010Extensi<strong>on</strong> Programme.• Advocacy to promote this approach and toprovide technical assistance to all relevantfield level actors.• High educati<strong>on</strong>al levels, technical skillsand commitment am<strong>on</strong>gst programme staffworking within the health sector, e.g.health extensi<strong>on</strong> workers, nurses anddoctors.• Enhanced coordinati<strong>on</strong> between GoE,UNICEF, NGOs and d<strong>on</strong>ors creating anenvir<strong>on</strong>ment in which all stakeholderscould c<strong>on</strong>tribute skills and resources tobest effect.• Simplicity and efficacy of OTP approachboth for the service providers (healthextensi<strong>on</strong> workers) and service users(patients and caregivers).Ways forwardKey next steps are to c<strong>on</strong>tinue the OTP roll-outat health post level and expand TFU coverageto reach a minimum level of <strong>on</strong>e TFU perdistrict. It will also be important to includetherapeutic feeding items in the EssentialDrug/Commodity List to resolve some of thesupply and logistic <str<strong>on</strong>g>issue</str<strong>on</strong>g>s. Similarly, the inclusi<strong>on</strong>of basic TFP indicators into the HealthManagement Informati<strong>on</strong> System (new admissi<strong>on</strong>sand performance) will be an importantstep towards fully integrating and sustainingthe programme, together with advocacy for anincreased allocati<strong>on</strong> of funds to the Healthsector to absorb the programme cost.C<strong>on</strong>tinued joint supervisi<strong>on</strong> visits are alsoessential to address service quality and buildthe capacity of the supervisors in charge ofprogramme implementati<strong>on</strong>. Linkages withother programmes must also to be developed.These should include improved access to safewater and health services by working withMinistry of Water Resources and linking withcommunity health workers of the HealthExtensi<strong>on</strong> Programme, and improved andexpanded management of moderate acutemalnutriti<strong>on</strong> and preventi<strong>on</strong> of severe acutemalnutriti<strong>on</strong> (this will become an even greaterpriority as <strong>Ethiopia</strong> adopts the new WHOGrowth Standards). Finally, after two years ofimplementati<strong>on</strong>, it is becoming increasinglyurgent to c<strong>on</strong>duct a comprehensiveprogramme evaluati<strong>on</strong> and to study a numberof <str<strong>on</strong>g>issue</str<strong>on</strong>g>s, including the reas<strong>on</strong>s for low TFUadmissi<strong>on</strong> rate in some districts.For more informati<strong>on</strong>, c<strong>on</strong>tact:Sylvie Chamois, email: schamois@unicef.org25,00020,00015,00010,0005,0000Jan – 08Feb – 08Mar – 08Apr – 08May – 08Jun – 08Jul – 08Aug – 08Sep – 08Oct – 08Nov – 08Dec – 08Jan – 09Feb – 09Mar – 09Apr – 09May – 09Jun – 09Jul – 09Aug – 09Sep – 09Oct – 09Nov – 09Dec – 09Jan – 10Feb – 10Mar – 10Apr – 10May – 10Jun – 10Jul – 10Aug – 10Admissi<strong>on</strong> Number of TFP Mortality rate % Defaulter rate %Report completi<strong>on</strong> rate %Source: TFP database, ENCU/ DRMFSS/ MOH, <strong>Ethiopia</strong>90%80%70%60%50%40%30%20%10%0%20The SPHERE project, Humanitarian Charter and MinimumStandards in Disaster Resp<strong>on</strong>se.Table 5: OTP & TFU performance in the fourtarget regi<strong>on</strong>s (Amhara, Oromia, SNNPR andTigray), Jan. 2008 to Aug. 2010TFPperformanceSPHEREstandards% of reports completed 63.4% –Number of admissi<strong>on</strong>s 370,559 –Cured 272,261 (82.5%) > 75%Died 2,481 (0.7%) < 10%Defaulter 15,392 (4.7%) < 15%Medical transfer 3,627 (1.1%) –Transfer from OTP to TFU 28,357 (8.6%) –and from TFU to OTPN<strong>on</strong> resp<strong>on</strong>dents 8,054 (2.4%) –Source: TFP database, ENCU/ DRMFSS/ MOH, <strong>Ethiopia</strong>.42


<strong>Field</strong> ArticleHistory of nutriti<strong>on</strong>al statusand C<strong>on</strong>cern’s resp<strong>on</strong>se inDessie Zuria woreda, <strong>Ethiopia</strong>By Sarah StyleSarah graduated with a Masters in Public Health Nutriti<strong>on</strong> from the L<strong>on</strong>d<strong>on</strong>School of Hygiene and Tropical Medicine in 2009. She recently returned from<strong>Ethiopia</strong> having completed an internship with C<strong>on</strong>cern <strong>Ethiopia</strong>.C<strong>on</strong>cern <strong>Ethiopia</strong>The author acknowledges the technical and editorial support of Emily Matesin writing this article and the work and support of the C<strong>on</strong>cern <strong>Ethiopia</strong> team.Focus group discussi<strong>on</strong> in Guguftu kebele toinvestigate underlying causes of malnutriti<strong>on</strong>Dessie Zuria is <strong>on</strong>e of 21 woredas(districts) in South Wollo Z<strong>on</strong>e ofAmhara Regi<strong>on</strong>, Northern <strong>Ethiopia</strong>.The nutriti<strong>on</strong> situati<strong>on</strong> in DessieZuria has remained at ‘serious’ levels for the past10 years, with the global acute malnutriti<strong>on</strong>(GAM) rate <strong>on</strong>ly <strong>on</strong>ce dropping below 10% (cutoff advised by <strong>Ethiopia</strong>n guidelines to classify anemergency situati<strong>on</strong>) in 2004 in the presence ofan emergency feeding programme (Figure 1).In 2008, Dessie Zuria was classified as a ‘hotspot’ area by the regi<strong>on</strong>al early warning departmentdue to failure of the short belg rains <strong>on</strong>which the majority of the populati<strong>on</strong> depend.Following the results of a nutriti<strong>on</strong> survey,C<strong>on</strong>cern <strong>Ethiopia</strong> initiated a targeted supplementaryfeeding programme (TSFP) in July 2008,which has c<strong>on</strong>tinuously operated since then.However, malnutriti<strong>on</strong> rates in the woreda todate have remained relatively un-changed,despite two years of a TSFP interventi<strong>on</strong>. TheTSFP has been a well implemented programme,evidenced by high coverage rates (October 2008,TSFP period coverage 84.5%, TSFP point coverage68.3%). However, recovery rates have beensub-optimal, particularly during 2009 (recoveryrate 27%, n<strong>on</strong>-recovery rate 59%, re-admissi<strong>on</strong>rate 57%) thus raising the questi<strong>on</strong> of what isgoing <strong>on</strong> in this area that may have c<strong>on</strong>tributedto the lower than hoped for recovery rates in theprogramme.In order to further investigate this <str<strong>on</strong>g>issue</str<strong>on</strong>g>, three<str<strong>on</strong>g>focus</str<strong>on</strong>g> group discussi<strong>on</strong>s (FGDs) and four casestudies were carried out in selected distributi<strong>on</strong>areas in the woreda. In order to provide as representativea selecti<strong>on</strong> as possible within the timeallowed, two areas, Guguftu and Gelsha, knownfor their chr<strong>on</strong>ic nutriti<strong>on</strong>al status were selected.Both are situated in the higher highlands.Serdem, a lowland kebele (village) situated nearthe town of Kombolcha was selected also. Allchildren providing case studies were purposivelyselected based <strong>on</strong> having been readmitted(some <strong>on</strong> more than <strong>on</strong>e occasi<strong>on</strong>) to the SFP.Primary and sec<strong>on</strong>dary data was also reviewedincluding (but not limited to) C<strong>on</strong>cern’s 2006Dessie Zuria Livelihoods Analysis (also building<strong>on</strong> suggesti<strong>on</strong>s from the Agricultural and RuralDevelopment Agency), 2008-09 recovery informati<strong>on</strong>,2008-09 early warning informati<strong>on</strong>(C<strong>on</strong>cern and woreda) and 2008-10 Dessie ZuriaNutriti<strong>on</strong> Surveys that included reports from theWoreda Agriculture and Rural DevelopmentOffice (WARDO).The relatively static nutriti<strong>on</strong> situati<strong>on</strong> inDessie Zuria implies that this high level of acutemalnutriti<strong>on</strong> is becoming ‘typical’ for this populati<strong>on</strong>,who in the face of chr<strong>on</strong>ic food insecurity,are finding it increasingly difficult to recoverfrom the repeated shocks. The chr<strong>on</strong>ic food insecurityin the woreda is also evident in the highprevalence of stunting. The July 2010 nutriti<strong>on</strong>survey estimated global stunting at 47.5% (this isnot significantly above the nati<strong>on</strong>al average) 1 .This figure is unlikely to be inclusive of older agestunted children as survey team leaders weretrained to ascertain age using local seas<strong>on</strong>alcalendars and had a good understanding ofchild developmental stages. The leaders weretherefore able to validate the likelihood of thereported ages. Only when age was unclear, wasthe height cut off of betweeen 65-110cm (proxy 6m<strong>on</strong>ths to 5 years) used to c<strong>on</strong>sider children forthe survey. Whilst harvests have been particularlypoor in the last three years, indicati<strong>on</strong>s arethat an increasing number of households areunable to support themselves, even in a year ofgood harvest.C<strong>on</strong>cern has been present in Dessie Zuria for10 years where it has supported the woredathrough both development and emergencyprogrammes. Based <strong>on</strong> the findings of the 2006livelihoods analysis, C<strong>on</strong>cern initiated a livelihoodsprogramme in 2007, initially targeting 11of the 31 kebeles in the woreda. Some of the keyproblems to be addressed were low rainfall, cropproductivity and producti<strong>on</strong> (particularly in thehigher-highland areas) and lack of agriculturaldiversificati<strong>on</strong> and n<strong>on</strong>-agricultural sources ofincome. Although this programme has not beenrunning for l<strong>on</strong>g and therefore cannot yet beexpected to have solved all of these problems,we have not seen a reducti<strong>on</strong> in chr<strong>on</strong>ic acutemalnutriti<strong>on</strong>, even with TSF interventi<strong>on</strong>s, theGovernments general food distributi<strong>on</strong> (GFD)and the <strong>Ethiopia</strong>n social protecti<strong>on</strong> mechansism,the Productive Safety Net Programme (PSNP)(that provides food or cash for work for thepoorest of the poor).It has been suggested that the “repeated‘emergency’ operati<strong>on</strong>s are in fact serving thefuncti<strong>on</strong> of a welfare or safety net programme inthe face of chr<strong>on</strong>ic poverty in the Wollo area of<strong>Ethiopia</strong> 2 ”.Key challenges to improving DessieZuria’s nutriti<strong>on</strong> situati<strong>on</strong>The following key challenges were highlightedfrom analysis of the FGDs and case studies aswell the aforementi<strong>on</strong>ed review of primary andsec<strong>on</strong>dary informati<strong>on</strong> provided by relevantDessie Zuria woreda offices and C<strong>on</strong>cern.Climatic c<strong>on</strong>diti<strong>on</strong>s and topographyDessie Zuria rainfall is erratic and precarious.Although the rains this year have improved,woreda reports and surveys have indicated thatthe belg rains have been wholly inadequate forthe last 3 years leading to insufficient or n<strong>on</strong>existentcrop producti<strong>on</strong>. This was furtherc<strong>on</strong>firmed by the FGDs and case studies. Thehigher-highlands, being totally belg dependent,have been particularly affected. They are alsomore vulnerable to climatic variati<strong>on</strong>s due tobeing dominated by sloping land, with the soilerosi<strong>on</strong> and colder weather making it difficult togrow crops. Additi<strong>on</strong>ally, small land holdingsand populati<strong>on</strong> pressure, exacerbated by poorC<strong>on</strong>cern <strong>Ethiopia</strong>Hayat Seid, female,29 m<strong>on</strong>ths, has beenin and out of OTP andSFP five times43Figure 1: Prevalence of GAM and SAM in Dessie Zuria woreda (2003 – 2010)1Nati<strong>on</strong>al average forstunting is 46.5%1816141210% 86420Mar – 03Jun – 03Sept – 03Dec – 03Mar – 04Jun – 04Sept – 04Dec – 04Mar – 05Jun – 05Sept – 05Dec – 05Mar – 06Jun – 06Sept – 06Dec – 06Mar – 07Jun – 07Sept – 07Dec – 07Mar – 08Jun – 08Sept – 08Dec – 08Mar – 09Jun – 09Sept – 09Dec – 09Mar – 10Global acute malnutriti<strong>on</strong> (GAM) % Severe acute malnutriti<strong>on</strong> (SAM) %(<strong>Ethiopia</strong> DHS, 2005).2Sharp and Devereux,2004. 'Destituti<strong>on</strong> inWollo (<strong>Ethiopia</strong>):chr<strong>on</strong>ic poverty as acrisis of householdand communitylivelihoods', Journalof HumanDevelopment andCapabilities, 5: 2,227 — 247.http://dx.doi.org/10.1080/1464988042000225140


<strong>Field</strong> Articleresource management and overuse, have also ledto declining productivity.In order to further investigate this link, thereadmissi<strong>on</strong> rates from C<strong>on</strong>cern’s supplementaryfeeding programmes (SFPs) from July 2009to June 2010 were analysed at kebele level and byagro-climatic z<strong>on</strong>e. The results found that thefive kebeles with the highest readmissi<strong>on</strong> rateswere all from the higher highlands (as opposedto the highlands, midlands or lowlands). Thisgives testament to this area’s increased vulnerabilityto factors leading to food insecurity, suchas a colder envir<strong>on</strong>ment resulting in highermetabolic rate, smaller land holding, erosi<strong>on</strong> andthe slow recovery of SFP beneficiaries, with highnumbers requiring re-admissi<strong>on</strong> to theprogramme.Food insecurityThe livelihoods and livelihood assets in DessieZuria are also frequently affected by shocks.Livelihoods analysis has indicated that cropproducti<strong>on</strong> cannot be expected to offer much byway of outputs except in very limited areas suchas in the lowlands, where crops depend <strong>on</strong> themore reliable meher rains and less undulatingtopography. Case studies c<strong>on</strong>ducted withparents of moderately acutely malnourished(MAM) children repeatedly readmitted to SFPs,found that due to crop failures and lack of othernutriti<strong>on</strong>al produce, households are often unableto use the SFP rati<strong>on</strong> as intended i.e. as a supplementfor the normal family diet. FGDsc<strong>on</strong>firmed that the poorest of the poor arefrequently unable to provide additi<strong>on</strong>al foodfrom their own producti<strong>on</strong> to supplement SFPfood. This means that even with supplementaryfood, beneficiaries’ food intake is insufficient forrecovery. This is further compounded byfrequent sharing of the SFP food with otherhungry siblings not in the feeding programme.Although parents knew that the SFP food wasintended <strong>on</strong>ly for the malnourished child, theyfound it impossible to ignore the hungry cries oftheir other children who were not enrolled.Despite educati<strong>on</strong> <strong>on</strong> use of the supplementaryfood at every distributi<strong>on</strong> site, <strong>on</strong>e case studymother admitted to eating the SF food that wasintended for her child, in order to improve thequality of her breastmilk. In children >6 m<strong>on</strong>ths,supplementary food rati<strong>on</strong>s are intended forc<strong>on</strong>sumpti<strong>on</strong> by the child to complement breastfeeding.The dependency <strong>on</strong> agriculture is also disproporti<strong>on</strong>atelylarge, given the precarious weatherc<strong>on</strong>diti<strong>on</strong>s. Although the woreda’s climate andtopography make it difficult to grow a diverserange of crops, there is a need for agriculturaldiversificati<strong>on</strong> to reduce reliance <strong>on</strong> single crops;a key objective of C<strong>on</strong>cern’s livelihoodprogramme. More climatically tolerant seedshave been introduced in the last two years as arecovery mechanism and have proved a success.FGDs highlighted that potato seeds haveprovided a good opportunity for recovery asthey can be eaten, used as a cash crop and aresuited to the ecological z<strong>on</strong>e. Expansi<strong>on</strong> of suchactivities could aid in improving communitiespoor dietary diversity. Diets are dominated bycarbohydrates with little fruit/vegetablec<strong>on</strong>sumpti<strong>on</strong>, exacerbated by limited knowledgeof caregivers in the preparati<strong>on</strong> of nutritiousfood. C<strong>on</strong>sumpti<strong>on</strong> of meat and meat products isalmost n<strong>on</strong>-existent; farmers cannot afford to eatthe products as they need to sell their livestock/meatas a source of income. Thepopulati<strong>on</strong>’s resilience to agricultural shocks isfurther reduced by the lack of off-farm activities,as back up strategies in case of crop failure(again being addressed by the livelihoodsprogramme). Although the woreda’s currentfood security situati<strong>on</strong> is showing improvementdue to a productive belg performance inJune/July, unless this trend c<strong>on</strong>tinues over thel<strong>on</strong>ger-term, the nutriti<strong>on</strong> situati<strong>on</strong> will mostlikely remain bleak in the absence of furthermulti-sectoral acti<strong>on</strong> including expansi<strong>on</strong> of theC<strong>on</strong>cern livelihood programme.Food AidIn April 2010, nutriti<strong>on</strong> survey results indicatedthat although the main source of income washousehold’s own producti<strong>on</strong>, 82.4% of householdshad access to food aid. This is nearlydouble that of 2008, increasing pressure <strong>on</strong>resources. While GFD and PSNP have inevitablyaided household food security to some extent,<str<strong>on</strong>g>focus</str<strong>on</strong>g> group discussi<strong>on</strong>s have indicated thatdistributi<strong>on</strong>s are often less than that forcasted bythe woreda, in terms of quantity and frequencyof provisi<strong>on</strong> (of cash/grain). Additi<strong>on</strong>ally, inSeredem, cash rati<strong>on</strong>s in March 2010 were foundto be of little value due to price increases in themarket. FGDs and case studies highlighted theinfluence of these factors <strong>on</strong> communities’inability to recover as well as the recovery beingexacerbated by the limited linkage between GFDand SFP beneficiary lists. However, it was alsopointed out that where provided in sufficientquantities, the GFD/PSNP did help to reducesharing of SFP am<strong>on</strong>g households.Poor infant feeding practicesIn this district, inadequate infant feeding practicesare suspected to have a c<strong>on</strong>siderableinfluence <strong>on</strong> children’s ability to recover frommalnutriti<strong>on</strong>, and to maintain their recovery.FGDs have found that feeding infants a mixeddiet of water and breastmilk is a comm<strong>on</strong> occurrence.This is worrying, given the poor water,sanitati<strong>on</strong> and hygiene (WASH) c<strong>on</strong>diti<strong>on</strong>s in theworeda (see below) and the likely exposure ofinfants to harmful pathogens. All caregiversreported to having received educati<strong>on</strong> <strong>on</strong> sanitati<strong>on</strong>and hygiene provided during C<strong>on</strong>cern’s SFPdistributi<strong>on</strong>s and by community outreach, andtherefore had improved knowledge in this area.However, some added that although they hadreceived this educati<strong>on</strong>, it was sometimes difficultto implement practically, due to heavy workloads and lack of family support.Data from nutriti<strong>on</strong> surveys has c<strong>on</strong>sistentlyindicated a low prevalence of exclusive breastfeedingin infants < 6 m<strong>on</strong>ths. In the most recentnutriti<strong>on</strong> survey (July 2010), introducti<strong>on</strong> ofcomplementary foods from 6 to 9 m<strong>on</strong>ths wasreported by <strong>on</strong>ly 66% of caregivers. This indicatesthat complementary foods are frequentlyintroduced too late. Many infants are receiving<strong>on</strong>ly breastmilk/water for too l<strong>on</strong>g, therefore notobtaining sufficient energy or nutrients to meettheir increased needs. This is further exacerbatedby the inadequate quality and quantity ofcomplementary foods. Higher rates of malnutriti<strong>on</strong>are c<strong>on</strong>sistently found in children aged 6 to29 m<strong>on</strong>ths, compared to older age groups. FGDsalso identified that many caregivers often preferto take their sick child to traditi<strong>on</strong>al healersrather than modern health services. Some householdsstill rely <strong>on</strong> traditi<strong>on</strong>al/spiritual healing tocure their children of malnutriti<strong>on</strong> due to a beliefin the ‘evil eye’, suggesting that they might notidentify the cause of the sickness as being nutriti<strong>on</strong>related. FGDs and case studies indicatedthat such beliefs tended to be more comm<strong>on</strong> ofolder carers such as grandparents, whereas mostof the younger women dem<strong>on</strong>strated theirunderstanding of the health and nutriti<strong>on</strong>related educati<strong>on</strong> provided through C<strong>on</strong>cern’sC<strong>on</strong>cern <strong>Ethiopia</strong>Beyenech Hussen (female, 19 m<strong>on</strong>ths)has been in and out of OTP and SFP <strong>on</strong>4 occasi<strong>on</strong>s (Guguftu kebele)community activities. The community mobilisati<strong>on</strong>has led to greater awareness am<strong>on</strong>g themothers and caregivers and increased their abilityto detect early signs of malnutriti<strong>on</strong>, as wellas c<strong>on</strong>tributing to improvements in hygienepractices and utilisati<strong>on</strong> of health services.Furthermore, local transporters are charging lessfor any transportati<strong>on</strong> to health centres realisingthat this is for their children. Nevertheless, children’snutriti<strong>on</strong>al status could also benefit froman increased involvement of traditi<strong>on</strong>al healersin any future health-related interventi<strong>on</strong>s inorder to improve health seeking behaviours.Health envir<strong>on</strong>mentNutriti<strong>on</strong> survey results regularly reveal thatless than half of all households (44%) have accessto protected water supplies and just over half(53%) report to using a pit latrine. Observati<strong>on</strong>sfrom the field c<strong>on</strong>firmed the poor sanitati<strong>on</strong> andhygiene c<strong>on</strong>diti<strong>on</strong>s in which some families areliving. For example, many households in thehighlands live with their animals and theirexcreta. Whilst this is reported to be a method ofincreasing warmth in the cold highland areas, itis also likely to be a source of increased infecti<strong>on</strong>sand illness to younger children. As a resultof the poor WASH c<strong>on</strong>diti<strong>on</strong>s in households,nutriti<strong>on</strong> surveys c<strong>on</strong>sistently find diarrhoea tobe the most prevalent illness am<strong>on</strong>g childrenunder 5 years and accounts for approximately60% of illness. C<strong>on</strong>cern has over the last fewyears significantly increased activities to provideclean water pumps to a greater number of kebeles.Nevertheless, it appears that furtherdevelopment in WASH infrastructure isrequired, to aid improvements in Dessie Zuria’snutriti<strong>on</strong> situati<strong>on</strong>.Coping strategiesThe seriousness of the Dessie Zuria situati<strong>on</strong> ishighlighted by the type of coping strategies thathouseholds have adopted, the most poignant ofwhich is related to the dramatic decrease inunder-5 populati<strong>on</strong> over recent years. Theunder-5 populati<strong>on</strong> has declined rapidly, reducingfrom 18.0% in 2005 to 10.8% in 2010 (Figure2). This begs the questi<strong>on</strong> as to why people haveFigure 2: Under-5 populati<strong>on</strong> (% of totalpopulati<strong>on</strong>) in Dessie Zuria (2005 – 2010)19181716%1514131211102005 2006 2007 2008 2009 2010Under 5 Populati<strong>on</strong> (%)44


<strong>Field</strong> Articlestopped having babies - the steady declineindicates that this is not a mortality <str<strong>on</strong>g>issue</str<strong>on</strong>g>.The Government’s efforts to scale up familyplanning services and uptake haveincreased over the last few years and arelikely to have c<strong>on</strong>siderably influenced thisdecline. Furthermore, according to FGDs,households have been more willing toembrace these efforts over the last fiveyears, due to the high levels of food insecurity.Participants indicated that people arechoosing to have fewer children as theysimply cannot afford to feed so manymouths. Many individuals stated that <strong>on</strong>cethe situati<strong>on</strong> improves they wish to starthaving more children again, for security intheir old age and to help them with farmactivities.C<strong>on</strong>clusi<strong>on</strong>sDespite the current improvement in foodsecurity, the woreda’s reliance <strong>on</strong> unreliableand erratic rainfall suggests that thisimprovement may be short lived; studies inthe larger Wollo area have found thatpoverty appears to be worsening ratherthan improving 3 . Without C<strong>on</strong>cern’s presencein Dessie Zuria over the past 10 years,mortality rates are likely to have declined,al<strong>on</strong>g with progress in the area of livelihoods,health and nutriti<strong>on</strong> which evidentlyhas been made. However, the situati<strong>on</strong> iscomplex. Improvement in agriculturalproducti<strong>on</strong>, for example, cannot be ‘standal<strong>on</strong>e’and requires “an integrated andholistic approach involving various sectorsand sub-sectors” 4 . Additi<strong>on</strong>ally, it is importantto c<strong>on</strong>sider the “physical and ec<strong>on</strong>omicaccess that a child or his or her caregiver hasto that food, the caregiver's knowledge ofhow to use available food and to properlycare for the child, the caregiver's own healthstatus, and the c<strong>on</strong>trol the caregiver hasover resources within the household thatmight be used to nourish the child” 5 . SFPal<strong>on</strong>e cannot prevent occurrence of malnutriti<strong>on</strong>and therefore is not a completesurprise that SFP inputs over the last twoyears has not translated into improvementsin malnutriti<strong>on</strong> rates. What is clear,however, is that SFP interventi<strong>on</strong>s cannot besuccessful without regular and sufficientgeneral rati<strong>on</strong>s. Based <strong>on</strong> these researchfindings, a strategic multi-faceted, multisectoralresp<strong>on</strong>se is required, that addressesboth acute malnutriti<strong>on</strong> and its root causes.This resp<strong>on</strong>se should include, am<strong>on</strong>gstothers, infant and young child feeding interventi<strong>on</strong>sand enabling increased food accessto families with young children throughprovisi<strong>on</strong> of small livestock and agricultureinputs. There are also plans for WASH interventi<strong>on</strong>sto work towards changingnegative behavioural practices. Looking tothe future, it will be useful to see how themalnutriti<strong>on</strong> situati<strong>on</strong> changes and why, sothat the whole community learn how best toprotect the nutriti<strong>on</strong>al status of its children.For more informati<strong>on</strong>, c<strong>on</strong>tact:c<strong>on</strong>cern.ethiopia@c<strong>on</strong>cern.net3See footnote 2.4Chanyalew D. (2005). Food Security and Malnutriti<strong>on</strong> in<strong>Ethiopia</strong>. Chapter 3. An Assessment of the causes ofmalnutriti<strong>on</strong> in <strong>Ethiopia</strong>: A c<strong>on</strong>tributi<strong>on</strong> to theformulati<strong>on</strong> of a nati<strong>on</strong>al nutriti<strong>on</strong> strategy. Internati<strong>on</strong>alFood Policy Research Institute. Washingt<strong>on</strong>. USA.5Bens<strong>on</strong> T, Shekar M. (2006). Trends and Issues in ChildUndernutriti<strong>on</strong>. Disease and Mortality in Sub-SaharanAfrica, 2nd Editi<strong>on</strong>. 2006. Washingt<strong>on</strong>. World Bank.EHNRIProfile and role in the Nati<strong>on</strong>alNutriti<strong>on</strong> ProgrammeName: <strong>Ethiopia</strong>n Health and Nutriti<strong>on</strong> Research Institute (EHNRI)Address: Gulelle Arbegnoch Street (the former Pasteur Institute)Gulele Sub City P.O.B. 5456, Addis Ababa, <strong>Ethiopia</strong>Ph<strong>on</strong>e: +251 11 2133499Fax: +251 11 2757722Website: http://www.ehnri.gov.etDirector General Dr. Tsehaynesh MesseleDeputy Director General: Dr. Amha Kebede (Research Technology Transfer)C<strong>on</strong>tact: Dr. Cherinet Abuye (Director, Food Science and Nutriti<strong>on</strong> ResearchDirectorate) Email: cherinetabuye1@yahoo.comThis article is based <strong>on</strong> a meeting betweenCarmel Dolan, ENN and Dr Cherinet, Director,Food Science and Nutriti<strong>on</strong> ResearchDirectorate.Dr Cherinet began working for the ENI,predecessor to the EHNRI, in 1988 and hasbeen Director of the Food Science andNutriti<strong>on</strong> Research Directorate at EHNRI since2009. Previously he held various positi<strong>on</strong>swithin the instituti<strong>on</strong> including assistantresearcher, senior researcher and team leader.He holds a PhD in Public Health (Nutriti<strong>on</strong>alEpidemiology) and an MSc in AppliedNutriti<strong>on</strong>.Dr Cherinet would like to thank the followingstaff for their c<strong>on</strong>tributi<strong>on</strong>s to this article:Dr. Tsehaynesh Messele (EHNRI DirectorGeneral), Dr. Amha Kebede (EHNRI DeputyDirector General), Ms. Aregash Samuel (FoodScience and Dietetics Research Case TeamLeader), Ms. Lakech Goitom (AssociateResearcher – Food Science and Dietetics), Ms.Tsehay Assefa (Associate Researcher –Nutriti<strong>on</strong>), Mr. Habtamu Fafa (Nutriti<strong>on</strong>Research Case Team Leader).Historical overviewThe <strong>Ethiopia</strong>n Health and Nutriti<strong>on</strong> ResearchInstitute (EHNRI) is the result of a merger inApril 1995 between the former Nati<strong>on</strong>alResearch Institute of Health (NRIH), the<strong>Ethiopia</strong>n Nutriti<strong>on</strong> Institute (ENI), and theDepartment of Traditi<strong>on</strong>al Medicine (DTM) ofthe Ministry of Health. The EHNRI, as agovernment organisati<strong>on</strong>, is the primary bodyin <strong>Ethiopia</strong> for carrying out research, trainingand providing services for the public andorganisati<strong>on</strong>s in the areas of health and nutriti<strong>on</strong>.Nati<strong>on</strong>al Research Institute of Health(NRIH)The NRIH was the oldest of the three units andbegan life as the Medical Research Institute in1942. In the late 1950’s, it became the PasteurInstitute of <strong>Ethiopia</strong>, following an agreementwith the Pasteur Institute of Paris and namedafter the French chemist Louis Pasteur (1822-1895) who invented the first vaccine for rabies.In the early 1970’s, it was agreed that the<strong>Ethiopia</strong>n Government would take over theEHNRI Public Relati<strong>on</strong>s Office, 2010Entrance to EHNRIcompoundrunning of the Pasteur Institute and it wasrenamed the Central Laboratory and ResearchInstitute. Towards the end of the twentiethcentury, it evolved into the Nati<strong>on</strong>al ResearchInstitute of Health (NRIH), which <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed itsenergy <strong>on</strong> making significant c<strong>on</strong>tributi<strong>on</strong>stowards improving the health of the country.<strong>Ethiopia</strong>n Nutriti<strong>on</strong> Institute (ENI)The Children’s Nutriti<strong>on</strong> Unit (CNU) wasfounded in 1962 as a joint Ethio-Swedish project.It became the ENI in 1968, when the <strong>Ethiopia</strong>nGovernment took over resp<strong>on</strong>sibility for andincreased the scope of the nutriti<strong>on</strong> programmesto include pregnant and lactating women,school-age children and other adult groups. Itcarried out nutriti<strong>on</strong> and food science relatedresearch and interventi<strong>on</strong>s, as well as providingnutriti<strong>on</strong> training and laboratory services to thepublic, universities and other organisati<strong>on</strong>s. Thiswas realised by specialist teams working <strong>on</strong>medical nutriti<strong>on</strong>, community nutriti<strong>on</strong>, foodproducti<strong>on</strong>, training and informati<strong>on</strong>, andthrough its well-equipped Food Science andNutriti<strong>on</strong> laboratories.Major achievements of the ENI include thedevelopment of a Nati<strong>on</strong>al Food Compositi<strong>on</strong>Table, development and producti<strong>on</strong> of a supplementaryfood for infants and children calledFAFFA (meaning ‘to grow big and str<strong>on</strong>g’), aswell as other types of complementary and therapeuticfoods. It also developed a str<strong>on</strong>g presencein local communities through establishing fieldstati<strong>on</strong>s to carry out surveys and research <strong>on</strong>aspects of nutriti<strong>on</strong>, the producti<strong>on</strong>, storage andpreparati<strong>on</strong> of locally available foods, andthrough the disseminati<strong>on</strong> of educati<strong>on</strong>al materialsand informati<strong>on</strong> to the public.Nati<strong>on</strong>al Nutriti<strong>on</strong> baseline survey disseminati<strong>on</strong>workshop – Dr Amha giving the opening speechEHNRI Public Relati<strong>on</strong>s Office, 201045


Agency profileDepartment of Traditi<strong>on</strong>al Medicine(DTM)The DTM was established in 1979 under theMinistry of Health to undertake research, andpromote the producti<strong>on</strong> and use of traditi<strong>on</strong>allyused medicines. This was at a time when almost80% of the <strong>Ethiopia</strong>n populati<strong>on</strong> relied <strong>on</strong> traditi<strong>on</strong>almedicines to treat various ailments. Majorresearch was undertaken to develop safe, effectivedrugs from selected medicinal plants beingused and to identify those that could have apotentially harmful effect <strong>on</strong> the populati<strong>on</strong>.Hundreds of medicinal plant species were identifiedand their uses determined for varioustypes of ailments.The mandate of the EHNRIThe NRIH/ENI/DTM merger allowed thebringing together of complementary expertiseand laboratory facilities to allow for maximumutilisati<strong>on</strong> of available resources and create anatmosphere c<strong>on</strong>ducive to research. Morerecently, the Institute implemented ‘BusinessProcess Re-engineering’ to facilitate a restructuringof the organisati<strong>on</strong> and its activities so that itcan more effectively discharge its resp<strong>on</strong>sibilitiesin line with the <strong>Ethiopia</strong> Health SectorDevelopment Plan (HSDP III/IV (HSDP IVcovers the period 2010-2015). HSDP IV is gearedtowards protecting and promoting the healthand wellbeing of the nati<strong>on</strong>.Under the new structure, a Director Generaland two Deputy Director Generals head theEHNRI. One of the deputies heads the Researchand Technology Transfer wing of the Institute,which is tasked with tackling priority publichealth and nutriti<strong>on</strong> problems through problem<str<strong>on</strong>g>focus</str<strong>on</strong>g>ed research in order to improve the healthof the country. The other deputy heads thePublic Health Emergency Management divisi<strong>on</strong>of the Institute, which works to anticipate,prevent, prepare for, detect, and resp<strong>on</strong>d topublic health threats so that negative health andsocio-ec<strong>on</strong>omic impacts are minimised.The Institute also has the mandate to establishand maintain a high quality, sustainable laboratorysystem throughout <strong>Ethiopia</strong>. This deliversquality and accessible laboratory services relatingto the occurrence, causes, preventi<strong>on</strong> anddiagnosis of major diseases of public healthimportance and to establish and supportNati<strong>on</strong>al Laboratory Quality Assuranceprogrammes and systems.The Institute is well placed to carry out all ofits tasks, with almost 200 research and technicalstaff, 250 support staff and well-equipped laboratories.It also benefits from the generoussupport of the Government of <strong>Ethiopia</strong> and variousnati<strong>on</strong>al and internati<strong>on</strong>al organisati<strong>on</strong>s,with total funds of around 25 milli<strong>on</strong> birr and$20 milli<strong>on</strong> USD per year (in cash and in kind)received.Organisati<strong>on</strong>s that support the Instituteinclude WHO, UNICEF, World Bank, Centre forDisease C<strong>on</strong>trol (CDC) Atlanta, JapanInternati<strong>on</strong>al Cooperati<strong>on</strong> Agency (JICA), theFood and Agriculture Organisati<strong>on</strong> (FAO) andvarious n<strong>on</strong>-governmental organisati<strong>on</strong>sthrough joint research projects. Also, collaborativeresearch projects are carried out with localuniversities, as well as with internati<strong>on</strong>al partners,research institutes and instituti<strong>on</strong>s ofhigher learning.Current major programmes include jointcooperati<strong>on</strong> with CDC for a nati<strong>on</strong>al surveillancestudy of HIV/AIDS, sexually transmittedinfecti<strong>on</strong>s, malaria, and tuberculosis andstrengthening of laboratories at central andregi<strong>on</strong>al level. Also, there is significant collaborati<strong>on</strong>with JICA, WHO, and local andinternati<strong>on</strong>al Rotarians for polio surveillance.In collaborati<strong>on</strong> with WHO and theFoundati<strong>on</strong> for Innovative New Diagnostics(FIND), EHNRI has set up a lot testing centrefor malaria with the objective of providing thisservice for the whole of Africa. This centre is<strong>on</strong>e of <strong>on</strong>ly three globally, the other two beingin Cambodia and The Philippines. A RapidTest Kit has also been established at EHNRI.At present there is also str<strong>on</strong>g collaborati<strong>on</strong>with the governments of China and SouthKorea <strong>on</strong> research into traditi<strong>on</strong>al medicines.Support for the Nati<strong>on</strong>al Nutriti<strong>on</strong>ProgrammeOne of the most significant programmes thatthe Institute is currently involved in is theNati<strong>on</strong>al Nutriti<strong>on</strong> Programme (NNP). TheNNP is an ambitious nutriti<strong>on</strong> programme,developed by the Ministry of Health withpartners, in order to implement the country’sfirst Nati<strong>on</strong>al Nutriti<strong>on</strong> Strategy endorsed inFebruary 2008. It is designed to not <strong>on</strong>lyaddress emergency interventi<strong>on</strong>s and foodinsecurity but also <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> preventive interventi<strong>on</strong>s,as well as address the fragmentednature of past interventi<strong>on</strong>s by taking intoaccount the multi-sectoral nature of nutriti<strong>on</strong>.The overall aim is to reduce the magnitude ofmalnutriti<strong>on</strong> in <strong>Ethiopia</strong>, particularly am<strong>on</strong>gstthe most vulnerable groups of children underfive, pregnant and lactating women, andpeople living with HIV (PLHIV).The Food Science and Nutriti<strong>on</strong> ResearchDirectorate (FSNRD), part of the Research andTechnology Transfer wing of the Institute, iscarrying out NNP activities as part of its regularoperati<strong>on</strong>s. The mandate of the directorateis, firstly, to determine and m<strong>on</strong>itor the magnitude,distributi<strong>on</strong> and determinants ofmalnutriti<strong>on</strong> in the country and, sec<strong>on</strong>dly, tocarry out effective research to develop anevidence base that offers innovative soluti<strong>on</strong>sto reduce and eradicate malnutriti<strong>on</strong>. Researchincludes the development of new food productsand processing and preservati<strong>on</strong>technologies. The directorate also offers laboratoryservices to the public and organisati<strong>on</strong>s,supports curriculum development and teachingat universities, and carries out demandbased ‘<strong>on</strong>-the-job’ training for various organisati<strong>on</strong>s<strong>on</strong> health and nutriti<strong>on</strong> related topics.This Directorate has been resp<strong>on</strong>sible formany innovative nutriti<strong>on</strong> interventi<strong>on</strong>s in<strong>Ethiopia</strong> since its incepti<strong>on</strong>, including thedevelopment of food compositi<strong>on</strong> tables,menu development for chr<strong>on</strong>ic health problemsand micr<strong>on</strong>utrient research. Currently,with the advent of the NNP, nutriti<strong>on</strong> is <strong>on</strong>ceagain in the spotlight in <strong>Ethiopia</strong> at a timewhen the ec<strong>on</strong>omy has been enjoying steadygrowth. However, this has not been matchedby a corresp<strong>on</strong>ding fall in the level of malnutriti<strong>on</strong>that development can bring.The Directorate’s role in the NNP is basedaround carrying out critical surveys andresearch that will create a greater understandingof the current nutriti<strong>on</strong> situati<strong>on</strong> in thecountry and help to shape the scaling up ofthe programme. The Directorate also undertakesm<strong>on</strong>itoring and evaluati<strong>on</strong> of variouscomp<strong>on</strong>ents of the programme as they areimplemented, and the NNP as a whole.Table 1: Nutriti<strong>on</strong>al status of children 6-23 and6-59 m<strong>on</strong>ths of ageIndicators Measure* Survey findings(June 2009)Stunted Height for age


Agency profileListening to the opening speech at theNati<strong>on</strong>al Nutriti<strong>on</strong> baseline surveydisseminati<strong>on</strong> workshopinterventi<strong>on</strong>s are most needed. Major findingsrelated to this age group are highlighted in theTable 1.The nutriti<strong>on</strong>al status figures of both the 6-23m<strong>on</strong>ths and 6-59 m<strong>on</strong>ths groups fluctuated.Mothers from rural areas with a low Body MassIndex (BMI) and mothers with low levels ofeducati<strong>on</strong> were at greater risk of having amalnourished child. The nutriti<strong>on</strong>al status of thechild also depended <strong>on</strong> their age and the regi<strong>on</strong>that they live in. Children between 18-23 m<strong>on</strong>thswere more likely to be stunted (43%), thosebetween 12-17 m<strong>on</strong>ths had higher rates of wasting(17.5%) and those between 24-35 m<strong>on</strong>thswere more comm<strong>on</strong>ly underweight (39.3%).Children were more likely to be stunted inAmhara and Afar, wasted in Afar and Somali,and underweight in Afar and Tigray regi<strong>on</strong>s.Key survey results related to breast andcomplementary feeding are indicated in Table 2.The breastfeeding results particularly variedbased <strong>on</strong> the mother’s level of educati<strong>on</strong>.Mothers with a higher level of educati<strong>on</strong> weremore likely to have ever breastfed their child,breastfed within the first hour of life and fedcolostrum to their newborn infant.Maternal nutriti<strong>on</strong> is critical to ensure thehealth of the mother during pregnancy and afterbirth, and to ensure the str<strong>on</strong>g development ofthe child. If the mother does not receive sufficientnutriti<strong>on</strong> and supplementati<strong>on</strong> duringpregnancy, there is a good chance that this mayadversely affect the development of the child.Key indicators related to the nutriti<strong>on</strong>al status ofpregnant and lactating women found in thesurvey are shown in Table 3.Increased food c<strong>on</strong>sumpti<strong>on</strong> and ir<strong>on</strong>-folatesupplementati<strong>on</strong> was more likely am<strong>on</strong>gstyounger women, those who lived in an urbanarea and those of higher educati<strong>on</strong>al status.Symptoms of night blindness were less likelyand vitamin A supplementati<strong>on</strong> higher forwomen living in urban areas and those withhigher levels of educati<strong>on</strong>. For iodised salt, ahigher percentage of rural households,compared to urban households, were using it.The little change found in key nutriti<strong>on</strong>alindicators since the <strong>Ethiopia</strong> DHS survey of 2005shows that many challenges remain. However,the next few years, during which the variouscomp<strong>on</strong>ents of the NNP will be implemented, isthe critical time that interventi<strong>on</strong>s will be scaledup. An end line survey, planned to take placeduring 2013, should show the impact of theseinterventi<strong>on</strong>s.EHNRI Public Relati<strong>on</strong>s Office, 2010Assessment of nati<strong>on</strong>al capacity forimplementing the NNPEHNRI also commissi<strong>on</strong>ed a series of studies inorder to create a clearer picture of the nutriti<strong>on</strong>professi<strong>on</strong>als available from federal to subdistrictlevels to implement the NNP and thecapacity of nutriti<strong>on</strong> training instituti<strong>on</strong>s tosupplement and strengthen this cadre. A furtherstudy was c<strong>on</strong>ducted to assess current behaviourchange communicati<strong>on</strong> activities, with a view todeveloping a comprehensive communicati<strong>on</strong>framework that would complement the implementati<strong>on</strong>of the various NNP activities.Major findings of the two studies <strong>on</strong> pers<strong>on</strong>neland training for nutriti<strong>on</strong> found that there isa shortage of trained professi<strong>on</strong>als at federal,regi<strong>on</strong>al, z<strong>on</strong>al and district levels to effectivelyimplement the NNP. Recommendati<strong>on</strong>s <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed<strong>on</strong> developing a uniform structure at each levelwith clearly defined roles, placing greater significance<strong>on</strong> in-service training and developing anew generati<strong>on</strong> of nutriti<strong>on</strong> professi<strong>on</strong>als. This isto be achieved through creating a TechnicalAdvisory Group to support universities tostrengthen existing and develop new short anddegree courses and str<strong>on</strong>g nutriti<strong>on</strong> curriculum,<str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> university staff development andcreating greater linkages between universities.Behaviour Change Communicati<strong>on</strong> in theNNPSystematic behaviour change approaches areextremely important to bring acceptance ofnutriti<strong>on</strong> interventi<strong>on</strong>s in communities.However, this communicati<strong>on</strong> study found thatcurrent nutriti<strong>on</strong> behaviour change communicati<strong>on</strong>(BCC) activities are fragmented andunder-exploited. A framework, under whichnew BCC activities should be developed, hasbeen produced as part of the study, The BCCframework aims to increase the capacity of eachhousehold to use existing food resources tomaximum advantage by taking into accountGovernment policy, socio-ec<strong>on</strong>omic status,culture, and gender <str<strong>on</strong>g>issue</str<strong>on</strong>g>s. The study alsooutlined the actors that should be involved inplanning and implementing new BCC activitiesand the training necessary for them. All of thesestudies are available at www.ehnri.gov.et.Research <str<strong>on</strong>g>focus</str<strong>on</strong>g> for the NNPOne of EHNRI’s strengths is in its researchcapacity. It was <strong>on</strong> this basis that it was given themandate to set up and run the Operati<strong>on</strong>alResearch Programme (ORP). This programme,as part of the NNP, exists due to the recogniti<strong>on</strong>of the complexities inherent in programmeimplementati<strong>on</strong>. It aims to identify and carry outstudies that can ultimately bring about newinsights and understanding to improve implementati<strong>on</strong>and shape the scaling-up of the NNP.By doing this, it provides managers and policymakerswith the informati<strong>on</strong> they need toimprove the existing delivery activities and planfuture <strong>on</strong>es.The programme is ambitious in its size andscope, and potentially <strong>on</strong>e of the largest of itskind ever carried out in nutriti<strong>on</strong>. A lot of thegroundwork is already in place. To ensure thathigh quality studies are carried out that caninform nutriti<strong>on</strong> programme planning andimplementati<strong>on</strong>, selecti<strong>on</strong> of the research entitiesto carry out the studies will be d<strong>on</strong>e through acompetitive-bidding process.Priority research areas have been identifiedand agreed up<strong>on</strong> in c<strong>on</strong>sultati<strong>on</strong> with nutriti<strong>on</strong>partners. These include <strong>on</strong> <str<strong>on</strong>g>issue</str<strong>on</strong>g>s specificallyrelated to Community Based Nutriti<strong>on</strong> (CBN)such as quality of services, data quality,programme scale-up to reach pastoralistcommunities, and Health Extensi<strong>on</strong> Workerskills. Other areas of research <str<strong>on</strong>g>focus</str<strong>on</strong>g> include thefeasibility of local producti<strong>on</strong> of micr<strong>on</strong>utrientrichprocessed foods, using micr<strong>on</strong>utrientpowders to improve complementary food quality,effectiveness of the media to deliver BCCmessages, and micr<strong>on</strong>utrient interventi<strong>on</strong>s, suchas pregnant women’s compliance to daily ir<strong>on</strong>supplementati<strong>on</strong>.This research will be carried out and resultsdisseminated over the next two years, so that theywill have a direct impact <strong>on</strong> current and plannedprogrammes being implemented as part of theNNP. Furthermore, each year of the NNP, EHNRIwill identify with nutriti<strong>on</strong> partners the most criticaloperati<strong>on</strong>s research that needs to be carriedout as part of the ORP in order to improve NNPimplementati<strong>on</strong>.Establishing a nati<strong>on</strong>al nutriti<strong>on</strong> databaseEHNRI also has the resp<strong>on</strong>sibility to set up andrun a comprehensive nutriti<strong>on</strong> database. Itspurpose is not to take over the role of existingsources of nutriti<strong>on</strong> informati<strong>on</strong>, such as thedatabase held at the Emergency Nutriti<strong>on</strong>Coordinati<strong>on</strong> Unit (ENCU), but rather to gather‘under <strong>on</strong>e roof’ all emergency, programmaticand nutriti<strong>on</strong> survey data from existing sources.This will enable the interpretati<strong>on</strong> and use of thisdata effectively for inputs into managementdecisi<strong>on</strong>s, l<strong>on</strong>g term planning, evaluati<strong>on</strong> andrelated purposes for the CBN and other nutriti<strong>on</strong>-relatedprogrammes.Potential outputs from the database in orderto meet these needs include quarterly bulletinsc<strong>on</strong>taining interpretati<strong>on</strong> of risks to nutriti<strong>on</strong>from early warning and nutriti<strong>on</strong>al data, quarterlyreports m<strong>on</strong>itoring nutriti<strong>on</strong>al outcomesand NNP implementati<strong>on</strong>, and annual publicati<strong>on</strong>s<strong>on</strong> the state of nutriti<strong>on</strong> in <strong>Ethiopia</strong> toestimate l<strong>on</strong>g-term nutriti<strong>on</strong>al trends and factorsdetermining these. At the same time, stakeholderswill be able to request specific data fromEHNRI as required.A positive futureThere are exciting times ahead for EHNRI, andparticularly the FSNRD, as it c<strong>on</strong>tinues to play asignificant role in implementing the NNP,including the ORP, developing the nutriti<strong>on</strong>database and also carrying out micr<strong>on</strong>utrientsurveys and numerous evaluati<strong>on</strong> studies. TheDirectorate is also advocating for a food fortificati<strong>on</strong>agenda and plans to c<strong>on</strong>duct studies <strong>on</strong>various aspects of fortificati<strong>on</strong> at the communityand industrial levels. Further studies areplanned <strong>on</strong> the relati<strong>on</strong>ship between nutriti<strong>on</strong>and chr<strong>on</strong>ic health problems, as well as <strong>on</strong> foodc<strong>on</strong>sumpti<strong>on</strong> patterns and compositi<strong>on</strong>.Furthermore, quality c<strong>on</strong>trol and quality assurancework will c<strong>on</strong>tinue <strong>on</strong> the salt iodisati<strong>on</strong>programme as it c<strong>on</strong>tinues to be scaled up.The Directorate has high ambiti<strong>on</strong>s to be at theforefr<strong>on</strong>t of all nutriti<strong>on</strong> interventi<strong>on</strong>s in thecountry and sees the NNP as a great opportunityto increase the capacity of the young but dedicatedstaff through their work, with numerouspartners and increased opportunities for training.This is indeed a huge opportunity for theDirectorate to push forward and c<strong>on</strong>tinue tomake a significant c<strong>on</strong>tributi<strong>on</strong> to the success ofthe NNP, as well as for the country to banish thehigh rates of malnutriti<strong>on</strong> to the annals of history.For more informati<strong>on</strong>, c<strong>on</strong>tact: Dr. CherinetAbuye, email: cherinetabuye1@yahoo.com47


<strong>Field</strong> ArticleMesfin Teklu, WV, <strong>Ethiopia</strong>, 2006Suku Deda's village of Sabant insouthern <strong>Ethiopia</strong> was devastatedby drought (see case study)Rapid resp<strong>on</strong>seand l<strong>on</strong>g-termsoluti<strong>on</strong>s:Christian Aid andfood security in<strong>Ethiopia</strong>By Antoinette PowellAntoinette Powell is theCommunicati<strong>on</strong>s andInformati<strong>on</strong> Officer, Africawith Christian Aid since 2007.Previously she worked asAdvocacy Officer, The AfricanChild Policy Forum in AddisAbaba, <strong>Ethiopia</strong> (2005 – 2006).The author would like to acknowledge theChristian Aid <strong>Ethiopia</strong> office staff, in particularCathy Riley, Country Manager, for her supportwith this article.Food insecurity is a deep-rooted problemfor <strong>Ethiopia</strong>. With almost half the country’spopulati<strong>on</strong> of 78.6 milli<strong>on</strong> living indeep and l<strong>on</strong>g-term poverty, manypeople are vulnerable to drought and moderateand severe acute malnutriti<strong>on</strong>. With milli<strong>on</strong>s of<strong>Ethiopia</strong>ns regarded as chr<strong>on</strong>ically food insecure,even in years when the rains are good,many face uncertainty over how they will feedtheir families each day, every year.When Christian Aid began working in<strong>Ethiopia</strong> in the 1970s, the country – and indeedthe whole of the Sahel regi<strong>on</strong> – was sufferingthe devastating effects of a famine which lefthundreds of thousands dead. Less than tenyears later, <strong>Ethiopia</strong> was <strong>on</strong>ce again in the gripof another drought which led to what BBC journalistMichael Buerk described as a “biblicalfamine”. At its height, the 1984/85 famine wasclaiming hundreds of lives each day in theMekelle Relief Camp in the northern Tigrayregi<strong>on</strong> of <strong>Ethiopia</strong> al<strong>on</strong>e. Further food shortagesfollowed the 1984-1985 famine in 1992, 1994,2000 and 2002, and more recently in 2005 and2008. These emergencies highlight the persistentfood insecurity which characterises life formany <strong>Ethiopia</strong>ns.Christian Aid resp<strong>on</strong>seIn each of these emergencies, Christian Aidresp<strong>on</strong>ded rapidly through a network of partnersto provide relief and rehabilitati<strong>on</strong> supportto those most in need. These partners – localorganisati<strong>on</strong>s based within the communitieswith which Christian Aid work – are central toChristian Aid’s capacity to resp<strong>on</strong>d in emergencies,as well as the organisati<strong>on</strong>’s widerdevelopment work. Christian Aid remains n<strong>on</strong>operati<strong>on</strong>alI the belief that local organisati<strong>on</strong>s,rooted in the communities they support, arebest placed to understand the <str<strong>on</strong>g>issue</str<strong>on</strong>g>s localCase Study 1: Muhe Shehu Ibrahim’s storyMuhe’s father and grandfather were both farmers,but growing enough for the family to eat had alwaysbeen difficult. In 1984, this task became impossible.“In 1984/1985, for the first time, we received foodassistance,” explains Muhe. “There was a funeralcommittee. That committee had <strong>on</strong>e job; to organisefunerals. They were paid in food. For almost a year wec<strong>on</strong>tinued to bury people.”Muhe and his father before him had no irrigati<strong>on</strong>system and had relied <strong>on</strong> just two crops – heavilydependent <strong>on</strong> water – to feed their family. “My fatherand my grandfathers used to plough these lands.Producti<strong>on</strong> was very difficult,” says Muhe. “They werefull-time farmers. Everything was natural. Weproduced <strong>on</strong>ly teff and sorghum; we didn’t know anyother crops”. “There was a drought and we faced difficultproblems. For teff and sorghum we could <strong>on</strong>lyhave <strong>on</strong>e harvest. When the rains didn’t come we hadno harvest, we were forced to sell our ox. We sold thepeople face and the soluti<strong>on</strong>s most appropriateto each c<strong>on</strong>text. Working through local partnersat the grassroots level is also c<strong>on</strong>sidered essentialto maximise impact and ensuresustainability. These organisati<strong>on</strong>s also providea key c<strong>on</strong>necti<strong>on</strong> to the rapidly changing envir<strong>on</strong>mentand alert to potential emergencysituati<strong>on</strong>s. When emergencies do strike they arealready based within the communities that needsupport, and so are often better able to resp<strong>on</strong>dwith agility than organisati<strong>on</strong>s that need tobring in staff and resources.Such an approach enables Christian Aid toadapt emergency resp<strong>on</strong>se to ensure that thesupport meets the needs of each affected populati<strong>on</strong>.For example, in 1984 when Christian Aidcould not reach the northern areas worstaffected by <strong>Ethiopia</strong>’s drought by travellingnorth from Addis Ababa, cash was provided tothe Emergency Relief Desk based in Sudan topurchase grain locally and provide it to affectedcommunities. More recently, the <strong>Ethiopia</strong>nEvangelical Church Mekane Yesus (EECMY),supported by Christian Aid, set up a cash forwork project in southern <strong>Ethiopia</strong> enablingcommunities to purchase locally available foodwhen their crops failed.Surviving drought and developingcommunitiesAlthough ensuring that food aid and other reliefreaches communities in need is critical duringdroughts and other emergencies, humanitarianresp<strong>on</strong>se must work al<strong>on</strong>gside l<strong>on</strong>ger term soluti<strong>on</strong>sto poverty. So, when the immediate needsduring or in the aftermath of a disaster havebeen met and the eyes of the world move <strong>on</strong>,Christian Aid partners remain with the affectedcommunities ensuring that the l<strong>on</strong>g-term workof rebuilding lives and livelihoods is notneglected.ox for cheap prices and bought the food for expensiveprices - so we still faced problems because we couldn’tafford to buy enough food.”Despite the failure of many farmers to grow waterhungrycrops like sorghum and teff, many <strong>Ethiopia</strong>nsnote that the rivers in the northern Amhara regi<strong>on</strong>never ran completely dry. It was simply that withouteffective irrigati<strong>on</strong> systems, families like Muhe’s couldnot make use of the little water that remained available.Christian Aid partner Water Acti<strong>on</strong> worked with Muheand others from his community, providing training tohelp them make best use of the water available tothem, suggesting drought resistant crops which canbe planted at different times of the year and installingan irrigati<strong>on</strong> system.“I produce three times a year,” says Muhe. “Since WaterActi<strong>on</strong>, I haven’t thought about food problems.”Following the failure of seas<strong>on</strong>al rains in late2005, large parts of southern <strong>Ethiopia</strong> faced seriouswater shortages. Vast areas of crops were lostand with pastoralists and sedentary farmersunable to find pasture and water, many livestockdied. More than two milli<strong>on</strong> people wereaffected, leaving them uncertain of how they andtheir families would survive. This is reflected inthe situati<strong>on</strong> of <strong>on</strong>e woman, Suku Deda:Suku Deda was caring for her ten children inSabant village, southern <strong>Ethiopia</strong> when this droughtdevastated the herd of cattle she had carefullyincreased year <strong>on</strong> year in order to support them.Al<strong>on</strong>g with other women in the community, Suku hadset up a cooperative through which she sold milk andcheese enabling them to earn a small income andensure their children had enough to eat each day. Thedrought devastated this business with the women’scattle dying <strong>on</strong>e by <strong>on</strong>e, leaving them with no foodand no source of income. Having worked determinedlyto build her business, Suku was reduced towaiting for external help saying, “If nothing comes,we can do nothing. We will just wait and sit and die.”Christian Aid partner, the EECMY, workswith some of the most marginalised communitiesin <strong>Ethiopia</strong> including pastoralistcommunities in the country’s south. Recognisingthat many people – like Suku – had been leftwithout any means to feed their families followingthe failed rains in 2005, EECMY resp<strong>on</strong>dedquickly. With food still available in the south,despite people’s inability to afford it, theyprovided cash injecti<strong>on</strong>s to avoid damaging thelocal ec<strong>on</strong>omy by bringing in supplies at theexpense of those already available. At the sametime they also realised that this was an opportunityto put in place measures to help protectcommunities from the effects of other droughtsthat would inevitably occur in the future.EECMY’s cash for work project provided not<strong>on</strong>ly a welcome source of income for families,but also brought communities together to buildstructures including p<strong>on</strong>ds to catch rain water.This has enabled them to make better use of thisscarce resource in the years that have followed.Fifteen-year-old Dhaba, who is a Boranapastoralist, described EECMY’s project saying,“If any<strong>on</strong>e else came here to do this work wewould be so disappointed. This is our opportunityto work <strong>on</strong> our own development and Iwant to be a part of this.”Increasing resilience to avoid disasterIt is not <strong>on</strong>ly in the aftermath of emergenciesthat Christian Aid’s partners carry out projects.Increasing communities’ resilience to disaster isanother key aspect of the organisati<strong>on</strong>’s work<strong>on</strong> agriculture and other food security projectsin <strong>Ethiopia</strong>. This has brought a radical changein the lives of men like Muhe Shehu Ibrahim48


<strong>Field</strong> Articlewho lives in Harbu in the north west of theAmhara regi<strong>on</strong> (see case study 1). Whencarrying out interventi<strong>on</strong>s like described,which aim to reduce communities’ resilienceto natural disasters, Christian Aid is keen not<strong>on</strong>ly to identify areas where these events areparticularly likely. The organisati<strong>on</strong> alsotargets the communities least able to copebecause of high levels of poverty and who inmany cases have been pushed to the marginsof society.Working with three <strong>Ethiopia</strong>n organisati<strong>on</strong>s,Agri-Service <strong>Ethiopia</strong>, Acti<strong>on</strong> forDevelopment and Women SupportAssociati<strong>on</strong>, Christian Aid is currently implementinga project funded by the EuropeanUni<strong>on</strong> to increase the food security of householdsin Dasenach, Maalee and South Ariworedas in South Omo z<strong>on</strong>e in SouthernNati<strong>on</strong>s, Nati<strong>on</strong>alities and Peoples Regi<strong>on</strong>(SNNPR). Despite facing annual food shortageslasting between six and nine m<strong>on</strong>ths,these areas have been left out of many developmentinitiatives within the SNNPR whereSouth Omo is located. C<strong>on</strong>sequently levels ofpoverty remain high, with over 50% of thepopulati<strong>on</strong> living below the poverty line. Andyet these woredas lie al<strong>on</strong>g the Omo River thatcould be used to provide irrigati<strong>on</strong> for thesurrounding areas and for fishing. This projectwill involve developing small scale irrigati<strong>on</strong>schemes which, al<strong>on</strong>g with ensuring that amore diverse range of seeds are planted andorganic fertilisers are produced and used,should increase crop yields across the area. Inadditi<strong>on</strong>, training and support for fisheries andlivestock producti<strong>on</strong> will ensure that communitiesare less dependent <strong>on</strong> <strong>on</strong>e food source.Although 20 per cent of the populati<strong>on</strong>required food aid in 2009, if these naturalresources were fully utilised the area couldproduce enough food without relying <strong>on</strong> externalsupport: Christian Aid is working withthese communities to exploit this potential.Addressing climate changeThis work <strong>on</strong> the ground, resp<strong>on</strong>ding toemergencies and building people’s resilienceso that floods, droughts and other extremeweather c<strong>on</strong>diti<strong>on</strong>s do not become disasters,Mesfin Teklu, WV, <strong>Ethiopia</strong>, 2006will not remain effective if we do not alsokeep an eye <strong>on</strong> the c<strong>on</strong>text in which we areworking. While scientific evidence <strong>on</strong> thecauses – and indeed future effects - of shiftingweather patterns around the world remainsinc<strong>on</strong>clusive, it looks likely that the changes<strong>Ethiopia</strong> has already seen are a result ofclimate change caused by increasing CO2emissi<strong>on</strong>s. <strong>Ethiopia</strong> reports an average rise intemperature across the country of 0.2oC everydecade for the last 50 years and an increasingnumber of droughts. With patterns of rainfallpredicted to become even more uncertain inthe coming years, this is a phenomen<strong>on</strong> thatany development agency working to help<strong>Ethiopia</strong>ns lift themselves out of povertysimply cannot afford to ignore.In 2009, Christian Aid funded <strong>on</strong>e of itspartners, Citizens Solidarity for the CampaignAgainst Famine in <strong>Ethiopia</strong> (CS-CAFÉ), toc<strong>on</strong>duct a study <strong>on</strong> climate change. The studyfound that awareness about climate changehas dramatically increased during the past 10years, and that farmers are increasingly noticingchanges that may well be climate-related.These include increased incidence of insects,weeds, plant and animal diseases, changes topotential crop growing periods, and shifts inwhich areas are suitable for growing crops.The findings of this study will enableChristian Aid to work with partners to identifyhow they can support communities toadapt to the changing weather patterns theyare already seeing, and how to mitigate theimpacts of climate change in their work.The <strong>Ethiopia</strong>n Civil Society Network <strong>on</strong>Climate Change (ECSNCC) is a n<strong>on</strong>-governmentalorganisati<strong>on</strong> which began a localisedcampaign <strong>on</strong> climate change as part ofCountdown to Copenhagen in September2009. ECSNCC used their network to collectsignatures calling for climate justice and tohold events such as climate hearings across<strong>Ethiopia</strong>. Work helping communities to adaptto the changing climate within <strong>Ethiopia</strong> iscomplemented by Christian Aid’s campaignat internati<strong>on</strong>al level which calls for swiftacti<strong>on</strong> by governments around the world, andparticularly in industrial nati<strong>on</strong>s, to curbcarb<strong>on</strong> emissi<strong>on</strong>s.A future without hungerWhile Christian Aid will c<strong>on</strong>tinue to resp<strong>on</strong>dto the emergency needs of <strong>Ethiopia</strong>ns affectedby the country’s high levels of food insecurity,the organisati<strong>on</strong> believes that with c<strong>on</strong>tinuedsupport it will be possible to break this cycleof hunger. By drawing <strong>on</strong> its experience ofbuilding communities’ resilience to droughtand other disasters and looking for newopportunities for this work, the organisati<strong>on</strong>aims to change the outlook for some of thepoorest and most marginalised <strong>Ethiopia</strong>ncommunities.In the face of climate change, Christian Aidwill seek to mitigate its impacts and supportpeople to adapt. Despite the increasing challengesthe changing climate brings, ChristianAid believes that communities who need foodaid year after year can be supported toachieve self-sufficiency where neither childrennor adults go to bed hungry each day.For further informati<strong>on</strong>, c<strong>on</strong>tact: AntoinettePowell, email: apowell@christian-aid.org,teleph<strong>on</strong>e: +44 (0)20 7523 2288 (UK)<strong>Field</strong> ArticleCompletingthe JigsawPuzzle: JointAssessmentMissi<strong>on</strong>s(JAM)By Allis<strong>on</strong> OmanAllis<strong>on</strong> is the Senior Regi<strong>on</strong>alNutriti<strong>on</strong> and Food SecurityOfficer for UNHCR based inNairobi, Kenya. She works withcountries in the regi<strong>on</strong> to givetechnical support and advice <strong>on</strong>a wide range of interventi<strong>on</strong>s,including food distributi<strong>on</strong>, IYCF,CMAM, food and cash vouchers and coordinates/collaborateswith key partners for campand n<strong>on</strong>-camp based refugee populati<strong>on</strong>s. She isa proud member of the Nairobi Nutriti<strong>on</strong>ists.<str<strong>on</strong>g>Special</str<strong>on</strong>g> acknowledgements to Kate Ogden andMark Gord<strong>on</strong> of WFP for their warm and fluidpartnership <strong>on</strong> refugee <str<strong>on</strong>g>issue</str<strong>on</strong>g>s, and to the teammembers of the recent JAM in <strong>Ethiopia</strong> and theUNHCR nutriti<strong>on</strong>ist Mulugeta W/T Sadik. Finally,thanks to those who temporarily find themselveswithout a country or home, and graciously allowus to work with them to resolve the problemsinherent in living as a refugee in a camp or n<strong>on</strong>campsetting - reminding us that being a refugeeis a c<strong>on</strong>text, not an identity.Food security c<strong>on</strong>tinues to be a challengingand often elusivepossibility for many of the almost 2milli<strong>on</strong> camp-based refugeesworldwide. In East and the Horn of Africa,almost every country in the regi<strong>on</strong> hostsprotracted refugee situati<strong>on</strong>s, whererefugees live encamped and rely primarily<strong>on</strong> food aid to meet their m<strong>on</strong>thly foodrequirements. UNHCR partners closelywith the World Food Programme (WFP) tomeet the basic food needs of the refugees inplaces where food aid is required. WFP iscommitted to supplying approximately2100 kcal/pers<strong>on</strong>/day in situati<strong>on</strong>s wherethe refugees are not able to significantly orc<strong>on</strong>sistently c<strong>on</strong>tribute to their own foodintake - a situati<strong>on</strong> in many of the refugeecamps in East and Horn of Africa, including<strong>Ethiopia</strong>. UNHCR, within the overallmandate of protecti<strong>on</strong>, is <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> ensuringthat the food is part of the overall basicassistance package and meets the minimumnutriti<strong>on</strong>al requirements, at times augmentingthe general food distributi<strong>on</strong> withcomplementary foods when necessary tobolster micr<strong>on</strong>utrient c<strong>on</strong>tent or enhancedietary diversificati<strong>on</strong>.Joint assessment missi<strong>on</strong>s (JAM)In order to assess the food security andcoping mechanisms of refugee caseloads,joint assessment missi<strong>on</strong>s (JAM) have been49


<strong>Field</strong> ArticleChildren in Melkadida CampLubna Khan, <strong>Ethiopia</strong>, 2010Case study 1: Discussi<strong>on</strong>s with the Women's Associati<strong>on</strong> In Malkadida CampDuring lively discussi<strong>on</strong>s with the Women’s Associati<strong>on</strong> in Malkadida Camp, Dollo Ado,<strong>Ethiopia</strong>, Aisha explained her m<strong>on</strong>thly use of the rati<strong>on</strong>:I have a family size of five. When I get my rati<strong>on</strong> I receive a 50kg bag of wheat grain and anadditi<strong>on</strong>al 30kg in a sack. I sell the 30kg for 2birr/kg and receive 60 birr. With this m<strong>on</strong>ey Ipurchase milk, tomatoes and some firewood. If there is m<strong>on</strong>ey later in the m<strong>on</strong>th, I might buysome <strong>on</strong>i<strong>on</strong>s and potatoes. I take the 50kg sack to the mill and I have to pay <strong>on</strong>e scooppayment for every 2 scoops I grind. The prices are very high. We then eat the wheat flour withthe red beans, oil, sugar and famix (CSB) plus the food I bought at the market. Often the fooddoes not make it to the end of the m<strong>on</strong>th and I borrow from friends or take food from the storekeeper<strong>on</strong> credit. We prepare the wheat in three ways- if it is flour, we make injera (flat bread),if it is semi-ground we make ugali (porridge) and if it is unground, we grind it by hand, soak itand cook it with beans and oil- but it is not good like this for the children, it gives them stomachache. I would like to buy rice and pasta but it is very expensive in the market, so I eat whatI am given and sell what I can to buy a few other essentials.Aisha, Malkadida Camp, October 2010organised since 1994 and are carried out in mostprotracted refugee situati<strong>on</strong>s every two years.These review/re-assessment missi<strong>on</strong>s are aunique opportunity for UNCHR and WFP toundertake a joint analysis of the <strong>on</strong>goingc<strong>on</strong>text in the field and determine programmaticopti<strong>on</strong>s for supporting the refugeecaseload with food and other needs. A JAMGuideline, drafted in 2004 and revised in 2008,represents a working manual with many toolsand suggesti<strong>on</strong>s for best practice in examiningfood and n<strong>on</strong>-food needs and fulfilling organisati<strong>on</strong>alresp<strong>on</strong>sibilities. These are laid out inthe 2002 (updated in 2010) memorandum ofunderstanding (MOU) between UNHCR andWFP. According to the guidelines, “The ultimategoal of the partnership between UNHCRand WFP is to ensure that food security andrelated needs of the refugees and returnees (andpers<strong>on</strong>s of c<strong>on</strong>cern) that UNHCR is mandatedto protect and assist are adequately addressed.”(MOU, paragraph 2.1).Food aid provisi<strong>on</strong> to refugeesUNHCR provides complementary foods andselective nutriti<strong>on</strong>al supplies where indicated.In some refugee situati<strong>on</strong>s worldwide, refugeeshave access to formal legal labour, to agriculturallands for own cultivati<strong>on</strong> or to significantlivelihood opportunities that support their abilityto provide some or all of the food forthemselves. In some places, the locati<strong>on</strong> of therefugee camps (dry, desertified areas) or thepolitical situati<strong>on</strong> (no freedom of movement orno work permits available) or demographicc<strong>on</strong>straints (camps of new arrivals, camps ofprimarily women and young children, orcamps far from ec<strong>on</strong>omic opportunities) curtailthe possibility of refugees growing or purchasingtheir own food. In these instances, food aidis requested by the host government and inmost situati<strong>on</strong>s provided by WFP.Refugees are also in need of n<strong>on</strong>-food items(NFI). Some essential NFI are provided byUNHCR <strong>on</strong> a periodic basis (or as a ‘<strong>on</strong>e-off’distributi<strong>on</strong>) such as cooking fuel, kitchen setsand plastic sheeting. Additi<strong>on</strong>al NFIs providedby other implementing partners or groupsinclude books, clothes or shoes, while someNFIs are not provided at all, e.g. wash basins,combs, adornments, tea kettles. In refugeesettings where there are few ec<strong>on</strong>omic opportunities,the refugees will often use the sale of therati<strong>on</strong> to purchase NFIs that are not provided.WFP, according to internati<strong>on</strong>al standards,has determined that a ‘full rati<strong>on</strong>’ is a foodbasket that has a value of approximately 2,100kcal/per pers<strong>on</strong>/per day, with commoditiesthat have adequate protein and fat c<strong>on</strong>tent, aswell as key micr<strong>on</strong>utrients in sufficient quantity.In practice, the rati<strong>on</strong> rarely meets 100% ofthese key benchmarks, often due to very lowlevels of vitamin C, ir<strong>on</strong>, or calcium. The rati<strong>on</strong>caloric value can also be adjusted if externalfactors such as an unusual demographic situati<strong>on</strong>(predominantly adult men in a camp or ahigh altitude camp) suggest that a highercaloric value is needed for a majority of a populati<strong>on</strong>.It should be noted that the ‘magic number’of 2100/kcal/day is not the actual daily caloricintake for any single group, but rather representsa household average based <strong>on</strong> a family offive where there are two adults and three children.It is based <strong>on</strong> the assumpti<strong>on</strong> that theoverall rati<strong>on</strong> will be pooled by the family andshared out according to need, so that the householdmembers with higher caloric need willhave their rati<strong>on</strong> augmented by the rati<strong>on</strong> ofthose with lower caloric need (young children).The demographic profile of the household isvery important - for smaller household sizes, ifthere are several children and <strong>on</strong>e adult, thenthe calories will be most likely sufficient as thepooled calories can be shared and will meet theadult caloric needs. However for a householdwith <strong>on</strong>e adult, there are often food shortageswhen the individual is fully dependent <strong>on</strong> therati<strong>on</strong>, because the 2100 kcal does not meet thedaily requirements of an adult. One of the challengesof a JAM is to ensure that the rati<strong>on</strong>value and commodity compositi<strong>on</strong> is appropriatefor the majority of the refugees in the camp.Food basket of refugees in <strong>Ethiopia</strong>Food security in an encamped refugee setting,such as in <strong>Ethiopia</strong>, Kenya, Djibouti, andSudan, is often centred around a food aid rati<strong>on</strong>that is intended to provide most, if not all, of theaverage 2100 kcal/ pers<strong>on</strong>/day target forhouseholds. The JAM exercise determineswhether or not this level of food aid is requiredby seeking to determine how refugees arecoping within the camp, what access they haveto income such as agricultural land or dailylabour, and whether there are any clear indicati<strong>on</strong>sthat a majority of refugees are able to meetsome or all of their own food needs.Refugees in <strong>Ethiopia</strong> are currently receivingapproximately 2,450 kcal/per pers<strong>on</strong> per daybecause the JAM in 2008 determined that anadditi<strong>on</strong>al 350 kcal was needed to replace thelosses from refugees having to mill the wholegraincereal (primarily maize) distributed. The350 kcal additi<strong>on</strong> was meant to make-up forboth the losses in milling (dehusking/millingthe cereal into flour reduces the overall quantity)as well as the cost of milling (most refugeesuse commercial mills). It assumes that aftermilling deducti<strong>on</strong>s, the rati<strong>on</strong> meets the 2100kcal average rati<strong>on</strong> level. The refugees in<strong>Ethiopia</strong> are c<strong>on</strong>sidered to be highly dependent<strong>on</strong> food aid because of their lack of ec<strong>on</strong>omicopportunities, including agricultural producti<strong>on</strong>.The majority of refugees in <strong>Ethiopia</strong> areliving in arid lands isolated from majorcommerce, systematic employment opportunitiesor even agricultural producti<strong>on</strong>. Thereforethe refugees <strong>on</strong> average are not able to meettheir own food needs and rely heavily <strong>on</strong> thefood aid provided.Unfortunately, the food aid is quite m<strong>on</strong>ot<strong>on</strong>ouswith very little variati<strong>on</strong> for refugeesliving in protracted refugee situati<strong>on</strong>s like<strong>Ethiopia</strong>. Refugees receive a rati<strong>on</strong> basket thatprovides cereal, oil, pulses, fortified blendedfood, sugar and salt. In order to diversify thediet to acquire fresh fruits and vegetables,spices and occasi<strong>on</strong>al animal products (meat,eggs, and milk), refugees will often sell orexchange part of the rati<strong>on</strong> to purchase otherfood items. Often these sales/exchanges ofrati<strong>on</strong> items for other food items are at verypoor terms of trade due to surplus of food aidafter distributi<strong>on</strong> and the high cost of bringingfresh foods into the often remote areas. In manycases, refugees are selling food aid for less thanthe actual cost of the food (including transport).However, the need for diversified and morebalanced diets, with foods that are culturallyappropriate or more appreciated, represents animportant trade for refugees and goes bey<strong>on</strong>dthe actual cost or value of the food. The JAMwill often note that the high level of sale of therati<strong>on</strong> reflects a desire for dietary diversity toboth enhance the nutriti<strong>on</strong>al value of the mealor the palatability of the m<strong>on</strong>ot<strong>on</strong>ous rati<strong>on</strong>(see case study 1).The challenge of JAMAn <strong>on</strong>going <str<strong>on</strong>g>issue</str<strong>on</strong>g> in JAM in assessing the levelof food security is to determine what refugeesneed in terms of food and NFIs based <strong>on</strong> whatthey receive through food aid and NFI, andwhat a refugee household can self-provide interms of own producti<strong>on</strong>, income, remittances,savings, and barter/trade. Clearly agencieswould prefer to spend the least resources50


<strong>Field</strong> ArticleA water point inMelkadida camp, Kenyaneeded, yet at the same time ensure thatrefugees are, to some degree, food secure. Thereis therefore a need to understand what refugeescan provide and what needs to be provided..This can vary widely from country to country,from camp to camp and then from household tohousehold within the camp depending <strong>on</strong> levelof self-reliance of the family.UNHCR and WFP undertake a JAM in orderto understand the situati<strong>on</strong>, needs, risks, capacitiesand vulnerabilities of refugees withregards to food and nutriti<strong>on</strong>al needs. In orderto understand this, the JAM must look not <strong>on</strong>lyat the food security of an individual household,but also develop a basic understanding of all ofthe assistance programme s in the camp. Inorder to understand this it is necessary to lookinto different sectors, different programmeareas and the diverse causal areas that can leadto food and nutriti<strong>on</strong> security for refugees.These include access to agricultural land, cookingfuel sources, milling and transportati<strong>on</strong>costs, health and nutriti<strong>on</strong> services, specialnutriti<strong>on</strong> programmes, infant and young childfeeding, income generati<strong>on</strong> and livelihoodopportunities, to name a few.Regi<strong>on</strong>al JAM trainingOver the last two years, UNHCR and WFP havebeen attempting to standardise the JAM processto improve outcomes, including key achievablerecommendati<strong>on</strong>s and a report reflecting thekey <str<strong>on</strong>g>issue</str<strong>on</strong>g>s. To that end, two joint regi<strong>on</strong>al trainingshave been organised in Rwanda and<strong>Ethiopia</strong>, with a third planned for November2010 in Jordan. The regi<strong>on</strong>al trainings havehighlighted the stages of a JAM from terms ofreference (TOR) to field work to debrief to jointplan of acti<strong>on</strong>. Participants are invited fromLubna Khan, <strong>Ethiopia</strong>, 2010WFP and UNHCR offices as well as keyimplanting partners or government representati<strong>on</strong>.The goal of the training is to enhanceunderstanding of the joint process, to discusshow it relates back to the shared MOU and utilisati<strong>on</strong>of the JAM Guidelines.Traditi<strong>on</strong>ally a JAM has six distinct stages:planning and drafting of the TOR, creating thethematic teams and the thematic checklists,training of participants in the JAM before thefield work, undertaking the field work andreview of the sec<strong>on</strong>dary data, informati<strong>on</strong>analysis, and drafting of the report and keyrecommendati<strong>on</strong>s, finalisati<strong>on</strong> of the report anddevelopment of the joint plan of acti<strong>on</strong> to operati<strong>on</strong>alisethe recommendati<strong>on</strong>s. Participati<strong>on</strong>of both UNHCR and WFP is essential at all ofthe six stages to ensure that both agencies haveinput <strong>on</strong> the key <str<strong>on</strong>g>issue</str<strong>on</strong>g>s to address and are partof the investigati<strong>on</strong> and analysis. Typically aJAM will have either five or six thematic teamsand each of the teams will comprise a mix ofUNHCR, WFP and implementing partner staff.This adds to the richness of the discussi<strong>on</strong> andthe analysis as different team members haveunique perspectives and experience, yet mustreach c<strong>on</strong>sensus with <strong>on</strong>e another.<strong>Ethiopia</strong> JAM 2010In the JAM which took place in <strong>Ethiopia</strong> inOctober 2010, there were five thematic teamscovering food security and coping strategies(team 1), logistics, roads, warehousing, NFI andmarkets (team 2), health, nutriti<strong>on</strong>, educati<strong>on</strong>and school feeding (team 3), envir<strong>on</strong>ment, shelter,cooking fuel, livestock, WASH andagriculture (team 4), and durable soluti<strong>on</strong>s,new arrivals, refuge numbers, host communityand c<strong>on</strong>tingency plans (team 5). Three separateoperati<strong>on</strong>al teams travelled to the differentareas of <strong>Ethiopia</strong> due to the large geographicdistances between the camps- <strong>on</strong>e team to theNorth to <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> the Eritrean caseload, <strong>on</strong>eteam to the East to <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> the three Jijiga-areaSomali camps and <strong>on</strong>e team to the South toaddress the Somali caseload in Dollo Ado. TheJAM organisati<strong>on</strong> ensured that each team hadrepresentati<strong>on</strong> for the five thematic areas fromthe different agencies and was scheduled toensure that each camp received <strong>on</strong>e to two daysof field work. The actual informati<strong>on</strong> gatheringof the JAM is in three distinct phases - review ofsec<strong>on</strong>dary data, field work and then analysis.After the thematic teams have determined theirkey findings and recommendati<strong>on</strong>s, these arethen shared with the other thematic teams inthe wider JAM missi<strong>on</strong> in order to reachc<strong>on</strong>sensus taking all into account. This processof c<strong>on</strong>sensus is very important for the JAMbecause it not <strong>on</strong>ly encourages assessing <str<strong>on</strong>g>issue</str<strong>on</strong>g>sfrom a multi-sectoral viewpoint, but alsoensures that the recommendati<strong>on</strong>s reflect thedifferent capacities and expertise of the agenciesinvolved.In the <strong>Ethiopia</strong> JAM, the different teamswere charged with using sec<strong>on</strong>dary data, fieldwork and analysis to review the current provisi<strong>on</strong>of services, the changes and potentialimprovements in the last two years, as well asthe progress made <strong>on</strong> the JAM recommendati<strong>on</strong>smade in the previous JAM 2008. The JAM2010 <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> the relatively new Somali caseloadin the south and the expanding Eritreanrefugee populati<strong>on</strong> in the north, as well as thoseliving in camps and in scattered settlements inthe Afar regi<strong>on</strong>. Key <str<strong>on</strong>g>issue</str<strong>on</strong>g>s highlighted in theTOR included the lack of meaningful durablesoluti<strong>on</strong>s available bey<strong>on</strong>d resettlement, provisi<strong>on</strong>of basic assistance to the hard to reachcaseloads (Afar and Dollo Ado) and the protecti<strong>on</strong>c<strong>on</strong>cerns, including sexual and genderbased violence. The report should becompleted by the end of November 2010 andthe key <str<strong>on</strong>g>issue</str<strong>on</strong>g>s/recommendati<strong>on</strong>s in the reportwill serve as the basis of the joint plan of acti<strong>on</strong>between UNHCR, WFP, ARRA and the implementingpartners for the next two years.In many ways, a JAM is a jigsaw puzzle,where the different pieces come together torepresent the food security of the refugeesliving in a camp. How refugees c<strong>on</strong>figure theirlives within the limitati<strong>on</strong>s and opportunities ofa camp, how food is shared, sold, bartered, thehousehold decisi<strong>on</strong>s regarding food preferencesand meal planning for differenthousehold members, the purchase of necessaryn<strong>on</strong>-food items or additi<strong>on</strong>al luxury items, thepossibilities of income generati<strong>on</strong>, day labouror employment opportunities, the opportunitiesfor agricultural producti<strong>on</strong> or livestockraising and the provisi<strong>on</strong> of basic servicesincluding adequate shelter, water, hygiene,sanitati<strong>on</strong> and the availability of adequatehealth services. All of these are pieces that allowus to c<strong>on</strong>struct a profile of the households in thecamp in order to then determine both theopportunities for self-reliance as well as theneed for external assistance.For more informati<strong>on</strong>, c<strong>on</strong>tact: Allis<strong>on</strong> Oman,email: OMAN@unhcr.orgCase study 2: A snapshot of a JAM debriefing during the field workAt 5:30pm, the last team, Team 3, arrived in a cloud ofdust and emerged from their filthy land cruiser. Theyhad been delayed in the camp in order to complete<strong>on</strong>e final <str<strong>on</strong>g>focus</str<strong>on</strong>g> group discussi<strong>on</strong> with the communityhealth workers. They entered the outdoor meetinghall just as the sun was beginning to set. It was stillhot, about 40 degrees, and the fluorescent lightswere attracting the crickets that had hatched the daybefore. As each team leader rose to discuss keypoints and recommendati<strong>on</strong>s, they were divebombed by a swarm of crickets, which covered theirclothes and occasi<strong>on</strong>ally dropped into their shirts.The discussi<strong>on</strong> was lively, at times heated, as thedifferent groups discussed and debated the findingsof the day. “Ok, so people are selling the rati<strong>on</strong> to buyother foods- which <strong>on</strong>es?” “How much is a kg of wheatworth?” Who is making the profit from the mill?” “Howmany refugees are working with the NGOS?” “Who arethe primary groups c<strong>on</strong>sidered vulnerable?” “Do peoplelike the dome tents? What were they saying they wouldprefer for shelter?” “How so<strong>on</strong> can we end water tankering?”Each group presented and debated, makingnotes <strong>on</strong> recommendati<strong>on</strong>s and discussing until theentire team agreed <strong>on</strong> the <str<strong>on</strong>g>issue</str<strong>on</strong>g> and some possiblesoluti<strong>on</strong>s.It was now 9:00pm - dinner and a shower waited andthere were still final notes to type and changes tomake before the JAM in this camp was completed.The teams would be leaving at 6:30am the nextmorning for the other camp.The JAM coordinatorthanked every<strong>on</strong>e and called it a night, and theexhausted but excited team wandered into whatremained of the evening, still debating the relativemerits of wheat flour compared to wheat grain.Dollo Ado, October 2010A <str<strong>on</strong>g>focus</str<strong>on</strong>g> group during the <strong>Ethiopia</strong>JAM in Bolkolmayo campLubna Khan, <strong>Ethiopia</strong>, 201051


<strong>Field</strong> ArticleWorld Visi<strong>on</strong>programmefor severeacutemalnutriti<strong>on</strong>in SNNPRBy Dr. Sisay Sinamo andDr. Gedi<strong>on</strong> TeferaFollow up appetite testingat a health facilityDr Sisay Sinamo isCoordinator for the Healthand Nutriti<strong>on</strong> Coordinati<strong>on</strong>Unit with World Visi<strong>on</strong><strong>Ethiopia</strong>. A medical graduatefrom Addis Ababa University,he holds a Masters in PublicHealth. He has worked inareas of nutriti<strong>on</strong> for about 10 years with practicalfield experience in community basednutriti<strong>on</strong>, PD Hearth programming, emergencyhealth and nutriti<strong>on</strong> and SMART in a number ofcountries.Dr Gedi<strong>on</strong> Tefera is emergencyhealth and nutriti<strong>on</strong>programme manager withWorld Visi<strong>on</strong> <strong>Ethiopia</strong>. He is amedical graduate from JimmaUniversity, <strong>Ethiopia</strong> and holdsa Masters in Public Health(MPH). For the past 4 years, hehas worked in emergency nutriti<strong>on</strong> andcommunity based nutriti<strong>on</strong> projects like essentialnutriti<strong>on</strong> package and PD/hearth.We would like to express our thankfulness tothe community where World Visi<strong>on</strong> works andto our partners, especially the Ministry ofHealth. We also would like to thank World Visi<strong>on</strong><strong>Ethiopia</strong> for allowing us to publish our fieldgenerated learning. <str<strong>on</strong>g>Special</str<strong>on</strong>g> thanks go to WorldVisi<strong>on</strong> Canada/Nutriti<strong>on</strong> Centre of Expertisestaff who welcomed this opportunity topublish, and to the ENN staff who supported usduring field level documentati<strong>on</strong> and editingof this article.Mesfin Teklu, WV, <strong>Ethiopia</strong>, 2006World Visi<strong>on</strong> <strong>Ethiopia</strong> (WVE) is an<strong>on</strong>-governmental organisati<strong>on</strong>(NGO) that has been working in<strong>Ethiopia</strong> implementing crosssectoralrelief, rehabilitati<strong>on</strong> and developmentprogrammes since 1971. A WV supportedprogramme to support community basedmanagement of acute malnutriti<strong>on</strong> 1 in theSouthern Nati<strong>on</strong>s and Nati<strong>on</strong>alities Regi<strong>on</strong>(SNNPR) has been in operati<strong>on</strong> sinceNovember 2006.WVE implements cross-sectoral programmingthrough Area based DevelopmentProgrammes (ADPs). These operate independentlyof each other while benefiting fromregi<strong>on</strong>al programme office oversight andnati<strong>on</strong>al level coordinati<strong>on</strong>. The ‘life-cycle’ ofan ADP is usually approximately 15 years witha programme planning review following a 5yearly cycle (current Durame ADP plan is for2006-2010). Programming partners and stakeholdersinclude multi-sectoral faith-basedorganisati<strong>on</strong>s (FBOs) and community-basedorganisati<strong>on</strong>s (CBOs), as well as other internati<strong>on</strong>alNGOs (INGOs), NGOs, communities andthe Government of <strong>Ethiopia</strong> (GoE).C<strong>on</strong>textThe SNNPR regi<strong>on</strong> is characterised by a highlylocalised pattern of micro-climates. With 45% ofthe regi<strong>on</strong>’s Gross Domestic Product (GDP)relying <strong>on</strong> agriculture, there is a str<strong>on</strong>g correlati<strong>on</strong>between livelihood and seas<strong>on</strong>ality forindividuals and communities alike.A nutriti<strong>on</strong>al survey c<strong>on</strong>ducted by WVE inJune 2006 in the Durame ADP revealed a globalacute malnutriti<strong>on</strong> (GAM) rate of 8.5% andsevere acute malnutriti<strong>on</strong> (SAM) rate of 1.3%.The crude mortality rate (CMR) and under 5mortality rate (U5MR) were 0.31 and 0.89deaths/10,000/day, respectively. A furtherWVE rapid assessment using mid upper armcircumference (MUAC) in September 2006found substantial moderate acute malnutriti<strong>on</strong>(n=2207) and severe acute malnutriti<strong>on</strong> (n=258)in children less than five years of age. Based <strong>on</strong>these assessments and at the request of theregi<strong>on</strong>al and z<strong>on</strong>al health offices, it was decidedthat a programme to manage acute malnutriti<strong>on</strong>at community level should beimplemented by WVE from October 2006.Accordingly, a Memorandum of Understanding(MoU) was agreed between stakeholders for theprogramme to run for <strong>on</strong>e year until September2007. The programme was supported by ValidInternati<strong>on</strong>al and implemented by Ministry ofHealth (MoH) staff and three WVE staff hired tocoordinate the activities.Programming approachCommitment was obtained from the healthbureaus at different levels and UNICEF agreedto provide Ready to Use Therapeutic Food(RUTF) and IMCI 2 drugs. An understandingwas reached to establish a Stabilisati<strong>on</strong> Centre(SC) at Wota health centre. A developmentalapproach was adopted towards programming,to develop capacity of the MoH to provide effectivetreatment for SAM within the routine healthsystem. Orientati<strong>on</strong> for MoH staff took placebetween mid November and early December2006. Eight MoH staff from seven OTPs and <strong>on</strong>ehealth staff from the SC were trained <strong>on</strong> OTPand SC case management. An additi<strong>on</strong>al 19 WVstaff from <strong>Ethiopia</strong>, Kenya, Sudan, Somalia,Uganda, Canada, US and World Visi<strong>on</strong>Internati<strong>on</strong>al (WVI) were also trained.Admissi<strong>on</strong>s started at seven OTP sites and theSC. A Supplementary Feeding Programme (SFP)comp<strong>on</strong>ent was not included, as this should beprovided by the GoE Extended OutreachStrategy/Targeted Supplementary Feeding(EOS/ TSF) programme.Key less<strong>on</strong>s from the 2008 programmeThe end of term evaluati<strong>on</strong> of the programmeidentified a number of key less<strong>on</strong>s:An effective linkage between the OTP andEOS/TSF programmes was not realised duringthe programme. Due to the timing of screeningand registrati<strong>on</strong> for the EOS/TSF programme(every six m<strong>on</strong>ths), children discharged fromthe OTP were not able to receive a timelysupplementary food rati<strong>on</strong> from theprogramme. Hence, <strong>on</strong> discharge, childrenwere provided with a protecti<strong>on</strong> supplementaryfood rati<strong>on</strong> until the next screening andregistrati<strong>on</strong>.The community outreach activities arec<strong>on</strong>ducted primarily through the efforts ofvolunteer community health promoters (CHPs)and supervised by the health extensi<strong>on</strong> workers(HEWs). The CHPs are resp<strong>on</strong>sible for referralsfrom the community, making them the gatekeepersto the OTP programme. However theyare not supervised effectively when c<strong>on</strong>ductinganthropometric measurements. In additi<strong>on</strong>, therole of the CHP in the community does notinclude frequent and comprehensive screeningfor malnutriti<strong>on</strong>. Unless other communityscreening measures are employed, the OTPservice coverage is likely to be low, possiblyresulting in late presentati<strong>on</strong> and increased riskof mortality. Future community sensitisati<strong>on</strong>and mobilisati<strong>on</strong> efforts should aim to disseminateknowledge of community basedmanagement of acute malnutriti<strong>on</strong> morewidely through other channels, to encourageself referral.The outcome indicators for the programmeall exceeded SPHERE standards (see Table1).These outcomes also compared veryfavourably with other community therapeuticcare (CTC) programmes. The period coverageof the programme was estimated at 67% which,multiplied by the percentage of children cured(95%), suggests approximately 64% of needswere met. Rates of reported weight gain in theprogramme were lower than expected for aCTC programme (5g/kg/day). This was likelydue to the RUTF rati<strong>on</strong> being shared duringtimes of need. Slow weight gains during theprogramme were not reliably followed up byclinicians according to the ‘alert protocols’ anddischarge decisi<strong>on</strong>s were inc<strong>on</strong>sistently applied.These factors combined to lead to an extendedstay in the programme for some individuals,which meant an increased use of resources(RUTF and workload) and ultimately reducedthe cost effectiveness of the interventi<strong>on</strong>.The weak supervisi<strong>on</strong> by clinicians of theMUAC measurement taken to admit childrenmeant that, in many cases, it was effectively theCHP making the decisi<strong>on</strong> to admit the child tothe OTP. Training of staff was frequently weakwith regard to follow up and management ofcases. A weakness in logistical management atall levels was found. The main weakness was inordering and regulati<strong>on</strong> of the RUTF supply.1Formerly called CTC (community based therapeutic care).2Integrated Management of Childhood Illness52


<strong>Field</strong> ArticleFigure 1: Trend of OTP/SC admissi<strong>on</strong>s, 2007No. of new admissi<strong>on</strong>s7060504030201001 4 7 10 13 16 19 22 25 28 31 34 37 40 43 46 49 52Programme period (weeks)OTP Admissi<strong>on</strong>s SC Admissi<strong>on</strong>sFigure 2: Admissi<strong>on</strong>s to SC as percentage ofOTP admissi<strong>on</strong>s, 2007%100%80%60%40%20%0%1 4 7 10 13 16 19 22 25 28 31 34 37 40 43 46 49 52Programme period (weeks)OTP Admissi<strong>on</strong>s SC Admissi<strong>on</strong>sTable 1: Programme outcomes compared withSPHERE standardsDurame ADP OTP SPHERE standardCured 95 % > 75 %Default 3 % < 15 %N<strong>on</strong>-Cured 1 % Not statedDied 1 % < 10%As the programme evolved, the admissi<strong>on</strong>s tothe SC and OTP decreased over time (seeFigures 1 and 2). This is indicative of an increasingskill level am<strong>on</strong>gst the OTP clinicians incases management, as well as of the beneficialeffect of the decentralised public healthapproach of community based management ofacute malnutriti<strong>on</strong>, i.e. early presentati<strong>on</strong> andtimeliness of treatment. A general improvementin food security over the time period may alsohave accounted for some of this positive trend.Durame ADP programming plans for 2008included interventi<strong>on</strong>s that aimed to tackleunderlying causes of child malnutriti<strong>on</strong> andmortality. Some of the more relevantprogrammes included care and support ofpeople living with HIV (PLWH) and orphansand vulnerable children (OVCs), householdfood security programmes, water and sanitati<strong>on</strong>projects to provide potable water andincome generati<strong>on</strong> activity (IGA) schemes.These programmes could have been linked toTable 4: OTP indicators, Durame ADP, October2009 to March 2010Name of ADPDurameNo. of OTP sites 35No. of children admitted in OTP 273No. of children admitted in SFP 447No of VCHWs trained <strong>on</strong> community 410based management of SAMNo. of MoH staff trained <strong>on</strong> community 117based management of SAMNo. of WV staff trained <strong>on</strong> community 1based management of SAMRecovered 286 (99%)Death 0Default 0Relapse 3 (1.6%)Table: 2: Summary of ADP level nutriti<strong>on</strong> informati<strong>on</strong>Name ofADPWV SubofficeADP Totalpopulati<strong>on</strong>Total6-59 m<strong>on</strong>thsthe community-based management of acutemalnutriti<strong>on</strong> programme, by virtue of theirshared objective to impact their livelihood andwork with vulnerable caregivers and children.Follow-<strong>on</strong> programme to manage SAM(2009-2010)In 2009, <strong>Ethiopia</strong> was affected by another shortterm mid year rain failure. Sh<strong>on</strong>e, Durame,Qacha Birra and Omosheleko ADPs in SNNPRwere am<strong>on</strong>gst those woredas most severelyaffected and had not yet recovered from theeffects of the 2008 food crisis.The less<strong>on</strong>s learnt from the Durame project(November 2005-December 2007) were instrumentalin designing a programme to manageacute malnutriti<strong>on</strong> in the four ADPs. Theprogramme began in October 2009 and wasbased up<strong>on</strong> Government nati<strong>on</strong>al guidelinesfor the management of SAM at both facility andcommunity level 3 . It was developed in resp<strong>on</strong>seto findings of a Rapid Nutriti<strong>on</strong>al Assessmentc<strong>on</strong>ducted in two ADPs (Omosheleko andQuachabira) in March 2009 and MUAC massscreening c<strong>on</strong>ducted by the EOS programmesin December 2008 in Sh<strong>on</strong>e and Durame ADPs.See Table 2 for the prevalence of GAM andSAM in the four ADPs. Additi<strong>on</strong>ally, earlywarning reports from the four ADPs indicateddeteriorati<strong>on</strong> of the food security situati<strong>on</strong> inthe areas due to lack of early rain (March andApril 2009). The government identified the fourADPs as high priority areas for nutriti<strong>on</strong>resp<strong>on</strong>se.In 2008, the GoE had already started implementingand scaling up SAM management inthe four ADPs and integrating this within theroutine health care delivery. However, theprogramme had many capacity gaps thatGAM* SAM* DataSourceQuacha Birra WVUS 142,221 19,643 17.6 % 1.5 % RapidNutriti<strong>on</strong>AssessmentOmosheleko WVUS 204,571 34,771 24.9% 2.35 % RapidNutriti<strong>on</strong>AssessmentSh<strong>on</strong>e WVUS 228,614 38,864 34.0% 2.5 % EOS massscreeningDurame WVUS 171,968 29,235 28.9% 0.5 % EOS massscreeningTotal 747,374 122,513*Proxy data for GAM and SAM since based <strong>on</strong> rapid/mass screening.Table 3: Project partners and areas of partnershipWhen werethe datacollectedMarch, 2009March, 2009Dec, 2008Dec, 2008Level where thedata werecollectedADP and DistrictGov OfficesADP and DistrictGov OfficesADP and DistrictGov OfficesADP and DistrictGov OfficesPartnersAreas of partnershipUNICEFProvide some of the supplies needed for the implementati<strong>on</strong> of this project such asessential drugs, insecticide treated nets, and RUTF.Regi<strong>on</strong>al Health Office Liaise logistics transfer between UNICEF and woreda MoHWVEAllocate funding for the project.Supplement essential drugs, provide OTP/SC cards and formats, e.g. follow-up cards, tallysheets, reporting formats, and supply protecti<strong>on</strong> rati<strong>on</strong> that cannot be covered by otherpartners.Work with the DMFSS Desk to link children discharged from the OTP to the EOS/TSF.Work closely with DMFSS Desk to ensure linkage between OTP and SFP.DMFSS Desk in theworedas Agricultureand RuralDevelopment OfficesWFPCHPsAll partnersFacilitate supplementary food rati<strong>on</strong> distributi<strong>on</strong> (Corn Soya Blend, oil and sugar) formoderately malnourished children.Work with MoH to ensure proper referral between OTP and SFP.Provide SFP commodities to DMFSS desk.M<strong>on</strong>itor distributi<strong>on</strong> of SFP commodities.Participate in case identificati<strong>on</strong>, referral and follow up.Participate in the project review.needed to be filled. In 2009 there was noadequate rain during the short rainy seas<strong>on</strong> andthe local administrati<strong>on</strong> and regi<strong>on</strong>alEmergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Unitextended a request to WVE for support.Furthermore, MOH and UNICEF with otherpartners planned to establish <strong>on</strong>e OTP perkebele and <strong>on</strong>e or two therapeutic feeding unit(TFU) SCs per woreda. WV c<strong>on</strong>tributed to thisinitiative through a partners’ capacity buildingapproach and helped expand and strengthenthe existing programmes in the four ADPs’operati<strong>on</strong>al areas.The current project is being implemented for12 m<strong>on</strong>ths from October 2009. It targets an estimated4,559 children under five years of agewith severe acute malnutriti<strong>on</strong> in four ADPs. Akey aim of the project is to help build the capacityof government staff in the health centres,health posts and community volunteers forsmooth integrati<strong>on</strong> of the emergency interventi<strong>on</strong>into the government system. Areas ofpartnership are reflected in Table 3. Keyelements of the project envisaged at the outsetwere:• Implementati<strong>on</strong> of community-basednutriti<strong>on</strong> projects in parallel with theemergency interventi<strong>on</strong> using the EssentialNutriti<strong>on</strong> Acti<strong>on</strong>s (ENA) Approach.Community educati<strong>on</strong> to include infant andyoung child feeding and maternal nutriti<strong>on</strong>practices.• The project has a number of capacitybuilding elements and will be handed overat the end of the funding period (September2010). During transiti<strong>on</strong>, the MoH will startto run most of the project activities.3Protocol for the management of SAM. <strong>Ethiopia</strong>-FMOH, 2007.53


<strong>Field</strong> Article• Links will be established between thisproject and other ADPs’ food security anddevelopment projects that impact householdfood producti<strong>on</strong>, c<strong>on</strong>sumpti<strong>on</strong> and income.The OTP and SC will be linked with theexisting EOS/TSF with the ‘back up’ of aWV protecti<strong>on</strong> rati<strong>on</strong> (see below). Acutelymalnourished children will be identifiedthrough community-based screening or byself-referral.• The ADPs will c<strong>on</strong>duct a local capacityassessment <strong>on</strong> management of acutemalnutriti<strong>on</strong> in the community to identifygaps. Trainings will be designed based <strong>on</strong>this assessment. During the initial assessmentc<strong>on</strong>ducted before the programme started,there are no operati<strong>on</strong>al SC/OTPs, facilities.Hence, <strong>on</strong>e facility will serve as an SC andfour or five OTP sites for initial opening ineach of the woredas. These wouldsubsequently be expanded and strengthenedbased <strong>on</strong> need. Where SCs and OTPs arealready in operati<strong>on</strong>, these would bestrengthened based <strong>on</strong> assessment findings.• WVE and woredas MOH will c<strong>on</strong>duct a <strong>on</strong>edayorientati<strong>on</strong> sessi<strong>on</strong> for Kebele leaders,HEWs, CHPs, school teachers, andcommunity workers already working <strong>on</strong>community mobilisati<strong>on</strong>, active casedetecti<strong>on</strong> and defaulter tracing. The HEWsfrom the most severely drought affectedkebeles will be trained first, followed bythose in less severely affected woredas.• WVE will be resp<strong>on</strong>sible for the purchase ofessential medicine and other supplies needed,as well as hiring of vehicles for transportati<strong>on</strong>of supplies and referrals, assistinggovernment health staff with screening andadmissi<strong>on</strong>, periodic m<strong>on</strong>itoring andsupervisi<strong>on</strong> of the project implementati<strong>on</strong>together with the woredas health offices.WVE will also print the different registrati<strong>on</strong>cards (SC charts, OTP admissi<strong>on</strong> and rati<strong>on</strong>cards, etc) and m<strong>on</strong>itor the recording andthe weekly and m<strong>on</strong>thly reporting togetherwith the woredas’ health offices.• WVE will liaise with UNICEF and Regi<strong>on</strong>alHealth Bureau for the timely provisi<strong>on</strong> ofdrugs and supplies to the health facilitiesthrough existing systems for logisticstransportati<strong>on</strong>. WVE will fill gaps in thelogistics pipeline, if needed.The key programme design changes thatemerged from less<strong>on</strong>s learnt from the 2006/7programme were:• WV staff were not used to implementdirectly the programme but <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong>capacity building of partners, e.g. clinicalofficers and HEWs, adopting a minimumsupport approach.• WVE supplied a protecti<strong>on</strong> rati<strong>on</strong> forchildren discharged from the OTP as itcould not be assumed that these childrenwould be enrolled <strong>on</strong> the EOS/TSF.• The referral system to SCs was changed torely <strong>on</strong> self-referral, where mothers/caregivers now take their children fromOTP to SC. Previously WV had hiredvehicles to transport ‘complicated’ SAMchildren from OTP sites to SC.Six m<strong>on</strong>th reviewLocal MOH have taken the lead in implementingthe OTP, SC and community mobilisati<strong>on</strong>comp<strong>on</strong>ents, as well as beneficiaries follow-upin the community and referral to the EOS/TSF.Volunteers have screened and referred childrento the OTP sites.After the first six m<strong>on</strong>ths of the programme(to March 2010), there are already a number ofachievements:Health facility assessment and stakeholderanalysis were c<strong>on</strong>ducted involving 127 healthposts and twenty health centres. WVEc<strong>on</strong>ducted joint woreda level planning workshopsbased <strong>on</strong> these assessments. The capacitygaps identified were presented to local MOHoffice managers resulting in discussi<strong>on</strong>s andjoint plans regarding how to fill these capacitygaps.By the end of March 2010, the programmehad scaled up and was being implemented in125 kebeles in the four ADPs. A total of 761volunteer CHPs have been trained and areworking with the HEWs in OTP sites. A total of113 OTP sites have been strengthened/established.By the end of February, 2010, 1116children were in the OTP, withthe figure rising to 1438 childrenat the end of March 2010.Children discharged fromOTP sites received CSB/Famixand vegetable oil. The rati<strong>on</strong>comprises 8.3kg/m<strong>on</strong>th ofFamix and 1kg of vegetable oilper child per m<strong>on</strong>th. A total of52.016MT of CSB/Famix and6.153MT of vegetable oil weredistributed up until the end ofMarch 2010.Other activities completedduring the first six m<strong>on</strong>ths ofthe programme included rentingcars to provide <strong>on</strong>sitetechnical support and supervisi<strong>on</strong>,printing and laminatingnecessary OTP guidelines andprotocols, and hiring a nurse and two RUTFdistributors in each ADP project area. In someADPs, food was provided for caregivers whilethey were staying at the SC. Two planned activitiesthat were not possible were purchase ofRUTF buffer stocks due to limited budgets as aresult of the ec<strong>on</strong>omic crisis, and m<strong>on</strong>thlyreview meetings with government health workers,due to competing work demands <strong>on</strong>government staff.Major challenges of the programme noted atthe six m<strong>on</strong>th review included:• Delayed staff recruitment• Lack of routine medicines in some OTP sites• Irregular use of tally sheets at OTP sites• Delay of purchase of some commodities,such as computers and essential medicati<strong>on</strong>s,due to lengthy purchase processes.• Predicted shortage of CSB/Famix andvegetable oil in the coming m<strong>on</strong>ths.• Limited capacity of staff to use the WVdatabaseDespite these challenges, OTP programmeoutcomes are very good, reflected in Table 4using Durame ADP as an example.Minimum support: PD HearthWV has recently completed an exploratory PDHearth programme in Atbi Womberta ADPwhere a SAM management project had beenphased out to a ‘minimum support project’.Am<strong>on</strong>g all children under 5 years measuredin the district, a total of 240 children were foundunderweight (weight for age


Agency profileSchool of Nursingand Midwifery &Pre-Service Training<strong>on</strong> Nutriti<strong>on</strong>,Hawassa University,<strong>Ethiopia</strong>By Aweke Yilma Dubi, Head,School of Nursing & Midwifery<strong>Ethiopia</strong> is <strong>on</strong>e of the least developedcountries in the world. According tothe Government’s Interim PovertyReducti<strong>on</strong> Strategy Paper (2000-2003),over 45% of the populati<strong>on</strong> lives below thepoverty line. A c<strong>on</strong>sequence of this widespreadpoverty is low levels of human capital accumulati<strong>on</strong>.Whereas countries at the forefr<strong>on</strong>t ofdevelopment often invest in educati<strong>on</strong> andaggressively engage in human capacity developmentand knowledge transfer, those who d<strong>on</strong>ot or cannot often fail to bring about significantdevelopment. Poverty reducti<strong>on</strong> is a major<str<strong>on</strong>g>issue</str<strong>on</strong>g> for <strong>Ethiopia</strong> and capacity building in thepublic and private sectors is a key buildingblock to accelerate much needed socioec<strong>on</strong>omicdevelopment.The Higher Educati<strong>on</strong> Training CapacityBuilding Programme is part of the developmenteffort of the Federal Government, regi<strong>on</strong>alstates and the private sector. This aims to createcountrywide sustainable human resourcecapacity that is resp<strong>on</strong>sive to changing circumstances.The development of higher educati<strong>on</strong>is am<strong>on</strong>g the highest nati<strong>on</strong>al priorities. It isviewed as the major instrument towardsachieving food security and alleviating povertyand other social and technological problems thecountry is facing. Hence, capacity building isthe cornerst<strong>on</strong>e of sustainable development in<strong>Ethiopia</strong>. In additi<strong>on</strong>, there is a need to buildthe research capacity and address the critical<str<strong>on</strong>g>issue</str<strong>on</strong>g>s of the country, particularly in relati<strong>on</strong> tomalnutriti<strong>on</strong> and diseases such as HIV.Hawassa UniversityHawassa University, previously known asDebub University, was established in April 2000by merging three colleges, namely HawassaCollege of Agriculture, W<strong>on</strong>do Genet College ofForestry and Natural Resources, and DillaCollege of Teachers Educati<strong>on</strong> and HealthSciences. Located at the centre of the Great RiftValley in Hawassa city, the University is thelargest and most comprehensive University inthe Southern Nati<strong>on</strong>s Nati<strong>on</strong>alities andPeople’s Regi<strong>on</strong>al state (SNNPRs) and in thesouthern part of the country. It has 24 academicdepartments, four institutes, three colleges and58 academic programmes, with more than20,000 students involved in 41 undergraduate,22 Masters and 2 PhD programmes. There is 960academic and 1,100 administrative staff.In the School of Nursing and Midwifery,there are 800 nurse and midwifery students and30 academic and administrative staff at differentacademic levels, ranging from assistantprofessors, and lecturers to graduate assistants.Staff have a diverse range of professi<strong>on</strong>al qualificati<strong>on</strong>sin the areas of curriculumdevelopment, public health, internati<strong>on</strong>alhealth, maternal and child health, midwifery,adult health nursing. Unfortunately, the Schoolof Nursing and Midwifery has no staff trainedin nutriti<strong>on</strong> or with a nutriti<strong>on</strong>al background.The educati<strong>on</strong> of nurses and midwivesIn order to meet the nati<strong>on</strong>al aim of creatingsustainable human resource capacity for healthand nutriti<strong>on</strong> services, the School of Nursingand Midwifery offers undergraduate trainingto prepare the nurses and midwifes for thedemanding envir<strong>on</strong>ment of <strong>Ethiopia</strong>. This envir<strong>on</strong>mentis characterised by high prevalence ofHIV/AIDS, high maternal and infant mortalityrates, malnutriti<strong>on</strong> and frequent emergencies,as well as high levels of staff attriti<strong>on</strong>. The roleof nurses and midwives in <strong>Ethiopia</strong> has had todiversify and broaden, so that in additi<strong>on</strong> tohospital based clinical work, they need to beable to work in community-based programmesin areas, such as therapeutic and supplementaryfeeding and HIV.To help prepare the graduates for these roles,the School has designed a Community-BasedTraining Programme (CBTP) and TeamTraining Programme (TTP). This involvesstudents being deployed to remote and hard toreach communities affected by drought, highlevels of malnutriti<strong>on</strong> and communicablediseases. During this period, the students workwith community members to assess their healthand nutriti<strong>on</strong> related practices, such as foodintake and food taboos, infant and young childfeeding practices, feeding of infants and childrenduring periods of sickness, nutriti<strong>on</strong>during pregnancy, food hygiene, storage andpreservati<strong>on</strong>. The students plan, implementand evaluate activities aimed at addressing theidentified problems in collaborati<strong>on</strong> withcommunity members.In additi<strong>on</strong> to the CBTP and TTPprogrammes that are well integrated into theformal undergraduate curriculum, the Schoolc<strong>on</strong>ducts pre-service trainings (PST) <strong>on</strong> newcompetencies and c<strong>on</strong>cepts that, although notformally integrated in the existing curriculum,are seen as very important for the studentsprofessi<strong>on</strong>al development. In collaborati<strong>on</strong>with governmental and n<strong>on</strong>-governmentalorganisati<strong>on</strong>s such as Save the Children, WorldHealth Organizati<strong>on</strong> (WHO), World Visi<strong>on</strong>,Plan <strong>Ethiopia</strong> and professi<strong>on</strong>al associati<strong>on</strong>s, theschool offers PST <strong>on</strong> Nutriti<strong>on</strong> in HIV,Integrated Management of Ne<strong>on</strong>atal andChildhood Illnesses, Preventi<strong>on</strong> of Mother toChild Transmissi<strong>on</strong> of HIV, ComprehensiveHIV/AIDS care, Palliative Care, Infecti<strong>on</strong>Preventi<strong>on</strong> and Injecti<strong>on</strong> safety. These PSTs areusually c<strong>on</strong>ducted when students prepare toenter their clinical years, a few m<strong>on</strong>ths beforethey graduate and go into the community. Thisfacilitates the immediate applicati<strong>on</strong> of theirnewly acquired knowledge and skills.Stakeholders, such as the WHO, Ministry ofHealth and Ministry of Educati<strong>on</strong> as well asemployers, have clearly stated the importanceof equipping the graduates with the necessaryknowledge, skills and attitude (competency) totackle new health and nutriti<strong>on</strong> problems andemerging technologies. PST is viewed as aparticularly cost effective approach in terms ofm<strong>on</strong>ey and time expended. Pre-service traininghas many advantages when compared toin-service training (IST) in that it creates theopportunity for building the capacity of largenumbers of potential health professi<strong>on</strong>alswithin a short period of time. The existing infrastructureand system of a university/instituti<strong>on</strong>helps keep costs low. Furthermore, PSTprovides a golden opportunity to equip graduateswith the requirements of the workenvir<strong>on</strong>ment and enable them to integratethemselves into the community norms andcultures. In c<strong>on</strong>trast, IST, though very useful,can be very costly in m<strong>on</strong>etary terms and cantake staff away from their place of work forc<strong>on</strong>siderable periods of time in an alreadyunder-staffed envir<strong>on</strong>ment.Cognizant of the role the School plays inproducing a critical mass of nurses andmidwives for nati<strong>on</strong> building and the benefits ofworking in collaborati<strong>on</strong> with new partners andstakeholders, Hawassa University is re-designingthe overall university curriculum into amodular system. This presents another opportunityto integrate areas of c<strong>on</strong>cern into thenursing and midwifery training programme.In line with this development, the School isactively seeking collaborati<strong>on</strong> with partners tobuild the capacity of faculty members in thearea of nutriti<strong>on</strong> in emergencies and inHIV/AIDS and nutriti<strong>on</strong>. This is needed toequip the teaching staff with additi<strong>on</strong>al skillsand knowledge to pass <strong>on</strong>to the nurse andmidwifery students though the new modularapproach. Existing faculty staff do not currentlyhave all the knowledge and skills to design andteach a new module <strong>on</strong> nutriti<strong>on</strong> in emergenciesor <strong>on</strong> HIV/AIDS and nutriti<strong>on</strong>. Specifictechnical areas in need of capacity developmentfor faculty staff are in infant feeding in emergenciesand community-based management ofacute malnutriti<strong>on</strong>; all pressing problems in<strong>Ethiopia</strong>. Recently, the School has started adiscussi<strong>on</strong> with World Visi<strong>on</strong> <strong>Ethiopia</strong> andTufts University in USA <strong>on</strong> capacity building offaculty staff in the areas of infant and youngchild feeding and HIV/AIDS and nutriti<strong>on</strong>.This offers a positive step forward towardsstrengthening the quality and c<strong>on</strong>tent of teachingin the future.For further informati<strong>on</strong>, c<strong>on</strong>tact: Aweke YilmaDubi, Head, School of Nursing & Midwifery,University of Hawassa, Hawassa, <strong>Ethiopia</strong>.P.O. Box 1504tel: +251 462 211 003 (Office)e-mail: awekeyilma@gmail.com55


A farmer plows his field with thetraditi<strong>on</strong>al yoke and pair of cattleMarket-ledLivelihoodRecovery andEnhancementProgrammeand integratingENAsBy Andrew Sim<strong>on</strong>s, DanielGebeyehu, Getachew Gemtesaand Markos KidaneAndrew Sim<strong>on</strong>s is the Nati<strong>on</strong>alProgramme Director for Foodfor the Hungry (FH) <strong>Ethiopia</strong>. Heholds an M.P.A. in Internati<strong>on</strong>alDevelopment and has workedin various developmentprogrammes in countriesranging from El Salvador, Afghanistan, <strong>Ethiopia</strong>,Dominican Republic and H<strong>on</strong>duras.Daniel Gebeyehu is Director ofthe Emergency ReliefDepartment for FH <strong>Ethiopia</strong>. Hehas a MSc in Remote Sensingand GIS and a BSc in Forestryfrom Alemaya University ofAgriculture in <strong>Ethiopia</strong>. He hasbeen with FH <strong>Ethiopia</strong> for five years.Getachew Gemtesa is AgriculturalMarketing and LivelihoodsCoordinator with FH <strong>Ethiopia</strong>.Getachew has a BSc degree inplant sciences from AlemayaUniversity and is currentlypursuing his postgraduatestudies from IGNOU in Rural Developments.Markos Kidane is PublicRelati<strong>on</strong>s Officer with FH and isinvolved in hosting teams fromthe US to project sites and writingsuccess stories of FHinterventi<strong>on</strong>s.The authors would like to thank USAID's Officefor Foreign Disaster Assistance for their generousfunding of the MLREP programme.A Sim<strong>on</strong>s/FH <strong>Ethiopia</strong>, 2010Food for the Hungry <strong>Ethiopia</strong> (FHE) beganworking in <strong>Ethiopia</strong> in 1984 through aidefforts in resp<strong>on</strong>se to the famine at thattime. In the beginning, FHE operatedthrough partner organisati<strong>on</strong>s, delivering emergencyfood aid to those affected by the famine.The recurrence of famine ten years later motivatedFHE to become an operati<strong>on</strong>aln<strong>on</strong>-governmental organisati<strong>on</strong> (NGO), directlyimplementing relief and rehabilitati<strong>on</strong>programmes in the country. Since that time, FHEhas grown tremendously and has taken furthermeasures to address the root causes of povertythrough tackling <str<strong>on</strong>g>issue</str<strong>on</strong>g>s related to sustainabledevelopment.FHE implements various types of projects infour regi<strong>on</strong>al states in <strong>Ethiopia</strong>: Oromia,Amhara, Southern Nati<strong>on</strong>s, Nati<strong>on</strong>alities, andPeople's Regi<strong>on</strong> (SNNPR) and BenishangulGumuz. The projects include:Food Security: FHE implements relief interventi<strong>on</strong>sto soften the impact of drought inchr<strong>on</strong>ically food insecure woredas in Amharaand the SNNPR.Agriculture & Envir<strong>on</strong>ment: This includes trainingin agr<strong>on</strong>omic practices, micro-irrigati<strong>on</strong>,animal health, fruit and coffee producti<strong>on</strong>, envir<strong>on</strong>mentalprotecti<strong>on</strong> and natural resourcemanagement.Child Development & Educati<strong>on</strong>: Social development,child health, educati<strong>on</strong> supportprogramme and income generating activities.This programme is geared to improve the livesof children, mostly orphans.Health & Nutriti<strong>on</strong>: Micr<strong>on</strong>utrient interventi<strong>on</strong>s,nutriti<strong>on</strong>al supplementati<strong>on</strong>, dietarydiversificati<strong>on</strong> and disease c<strong>on</strong>trol training.Water & Sanitati<strong>on</strong>: Building of hand-dug andshallow wells, springs, roof catchments, potablewater supply schemes, cattle troughs, latrines,and hygiene promoti<strong>on</strong>.HIV/AIDS: HIV/AIDS preventi<strong>on</strong> and awarenesseducati<strong>on</strong>.The Market-led Livelihood Recoveryand Enhancement Programme (MLREP)The MLREP, funded by USAID-OFDA1, waslaunched in March 2009 and is a three yearprogramme. The MLREP aims to improve thefood and livelihood security status of smallholderhouseholds in the three target districts(woredas) in SNNPR. The project covers 33kebeles (village associati<strong>on</strong>s) in the threedistricts. The primary target beneficiaries of theproject are the acute and chr<strong>on</strong>ically food insecurehouseholds (HH) in the target districts. Toensure the targeted beneficiaries will be able torealise food self sufficiency and produce surplusproducts for the unmet market demand, theproject has integrated various livelihoodcomp<strong>on</strong>ents that arose following the results of aValue Chain Analysis (VCA) study (see belowfor more informati<strong>on</strong>). All interventi<strong>on</strong>s havebeen planned based <strong>on</strong> the needs and potentialof the target communities. Targeting criteriadeveloped by FHE and the government DistrictOffice of Agriculture (DOA) are used by localleaders to select beneficiaries. The programmetargets HHs who normally produce grain forfood and sell any surplus as their sole source ofrevenue. These HHs have been forced topurchase grain at unprecedented costs arisingfrom the Global Food Price Crisis (2008-2009),during which food prices in <strong>Ethiopia</strong> escalatedsignificantly.<strong>Field</strong> ArticleMLREP comp<strong>on</strong>entsRelief element: Cash For Work (CFW)This comp<strong>on</strong>ent aims to provide temporaryemployment and thus income to chr<strong>on</strong>ically foodinsecure HHs and, at the same time, createproductive community assets through theirlabour c<strong>on</strong>tributi<strong>on</strong>. FHE undertakes nurseryoperati<strong>on</strong>s and the c<strong>on</strong>structi<strong>on</strong> of p<strong>on</strong>ds for livestockthrough CFW as a temporary employmentscheme. The majority of the nursery workers arewomen who have suffered from the drought andfood price crisis.Micro-credit provisi<strong>on</strong>All agricultural inputs and equipment are deliveredto farmer groups <strong>on</strong> a credit basis throughthe Omo-Micro Finance Instituti<strong>on</strong> (OMFI). Thebeneficiaries are organised initially intoproducer and marketing groups, and shouldeventually grow into cooperatives by the sec<strong>on</strong>dand final years of the programme cycle. Theproposed programme’s agricultural inputs willbe distributed <strong>on</strong> a loan basis. This differs fromthe usual OMFI operating procedure where cashis normally disbursed to a beneficiary for a loan.In this programme, however, the input (beehive,water pump, etc.) is delivered directly to thebeneficiary and then OMFI recovers the loanvalue of the agricultural input over time.Livestock/seedsFHE intends to increase livestock productivitythrough introducing higher yielding localbreeds, improving livestock husbandry practices,promoti<strong>on</strong> of dairy farming and improvedforage producti<strong>on</strong>. Further, it will work tostrengthen the market link for livestock producers,so that they are able to generate betterincome from their producti<strong>on</strong>. The seed subsector<str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong> seed provisi<strong>on</strong> of marketableand high yield improved varieties, aiming atincreasing and diversifying incomes and livelihoodsof the affected farming HHs.Irrigati<strong>on</strong>Small scale irrigati<strong>on</strong> is promoted through handdug well c<strong>on</strong>structi<strong>on</strong> and delivery of motorisedpumps. The programme supplies locally availablematerials and skilled labour during wellc<strong>on</strong>structi<strong>on</strong> and provides water lifting pumpsbased <strong>on</strong> the depth of the well through a microcreditsystem arranged with OMFI.Value chain analysis (VCA)VCA is useful for producers who are trying tointegrate into markets in a manner which wouldprovide for sustainable income growth. VCAprovides the answer to the questi<strong>on</strong>, ‘whichcommodity should be pushed further in termsof ease of access to input and output markets?’Four crops/commodities were identified basedup<strong>on</strong> <strong>on</strong> these ‘ease of access’ criteria:H<strong>on</strong>ey was strategically selected as the valuechain to be implemented because of potentialfor income gains and the central role of bees inimproving and enhancing overall food securitythrough pollinati<strong>on</strong> of food crops. Additi<strong>on</strong>ally,forage seedlings that flowered were selected tobe grown in the CFW nurseries, to link withthose beneficiaries who would be <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong>the h<strong>on</strong>ey value chain.Potato is am<strong>on</strong>g the most efficient commoditiesfor c<strong>on</strong>verting natural resources, labour andcapital into a high quality food. Because of itsshort maturity period (improved variety), it isvery strategic at mitigating food crisis in disas-1US Agency for Internati<strong>on</strong>al Development-Office forDisaster Assistance56


<strong>Field</strong> ArticleImproved beehives, which produces significantlymore h<strong>on</strong>ey that a traditi<strong>on</strong>al hiveter situati<strong>on</strong>s and offers better opportunities togrow more quantities of food <strong>on</strong> less land inrelatively short growing periods.Haricot beans are ‘number <strong>on</strong>e’ both in terms ofvolume of export and revenue generatedam<strong>on</strong>g all pulses grown in <strong>Ethiopia</strong>. The highnutriti<strong>on</strong> value of the crop is also encouragingthe programme to promote mass producti<strong>on</strong> inthe programming areas.Pepper is known as a cash crop and promotingits increased productivity enables an incrementin household income level. This type of pepperis dried and ground and makes the base ingredientof comm<strong>on</strong> food spices (called berbere)found in almost all <strong>Ethiopia</strong>n cuisine.Cash crops analysisThe VCA has pointed out marketablecommodities that can be produced with highpotential through provisi<strong>on</strong> of necessary servicesupports al<strong>on</strong>g the value chain. FHE has acrucial role to stimulate the support system inthe target woredas to improve the productivityand marketing of the commodities by assistingfarmers to adopt best agr<strong>on</strong>omic, processingand marketing practices.Integrati<strong>on</strong>The MLREP programme is not a standal<strong>on</strong>einitiative, but rather dovetails with theGovernment of <strong>Ethiopia</strong>’s (GoE) led ProductiveSafety Net Programme (PSNP) programme.The MLREP programme targets PSNP beneficiariesto help them build assets and graduatefrom the PSNP programme.FHE coordinates, shares informati<strong>on</strong> andcollaborates closely with many actors in theprogramme design, implementati<strong>on</strong>, m<strong>on</strong>itoringand evaluati<strong>on</strong> of activities. At the fieldlevel, FHE works with the DOA to implementthe different activities planned in this sector.The officers provide technical assistance in theselecti<strong>on</strong> of sites and beneficiaries, identificati<strong>on</strong>and sourcing of appropriate inputs, thetraining of beneficiaries, etc. FHE is represented<strong>on</strong> each targeted District’s Food Security TaskForce and ensures the programme is integratedwith the development plans of the GoE andother NGOs. The research centre in the regi<strong>on</strong>acts as a source of technologies, informati<strong>on</strong>and knowledge by providing trainers,improved varieties of agricultural inputs andimproved agricultural practices. The privateseed suppliers serve as reliable sources ofimproved seed varieties.The programme has a str<strong>on</strong>g coordinati<strong>on</strong><str<strong>on</strong>g>focus</str<strong>on</strong>g> with other projects and this provides FHEwith the opportunity to share experiences andresearch outputs that can be applied in otherareas.The Care Group Model for integratingEssential Nutriti<strong>on</strong> Acti<strong>on</strong>s (ENAs)After the completi<strong>on</strong> of the first year of theMLREP, initial benefits were seen at the HHlevel as far as some income generati<strong>on</strong>/assetA Sim<strong>on</strong>s/FH <strong>Ethiopia</strong>, 2010An example ofvertical farmingin a FH Projectcreati<strong>on</strong>. However, there was no obviousevidence that this increased income was beingput to use to improve the nutriti<strong>on</strong> and healthoutcomes of the most vulnerable members ofthe family. Therefore, it was decided to modifythe sec<strong>on</strong>d and third year plan to include anutriti<strong>on</strong> educati<strong>on</strong> comp<strong>on</strong>ent (which willtake effect in early 2011). The design is based <strong>on</strong>the successful integrati<strong>on</strong> of a similar nutriti<strong>on</strong>comp<strong>on</strong>ent into the PSNP being implementedby FHE in the South G<strong>on</strong>dar woredas ofAmhara Regi<strong>on</strong> called the Care-Group Model.The programme will use volunteers todisseminate nutriti<strong>on</strong> and hygiene relatedmessages to MLREP targeted beneficiary mothers.Community volunteers, selected by HealthExtensi<strong>on</strong> Workers (HEW) and kebele officials,will be trained <strong>on</strong> Essential Nutriti<strong>on</strong> Acti<strong>on</strong>s(ENA) (optimal breastfeeding, complementaryfeeding, feeding of the sick child, women’snutriti<strong>on</strong>, c<strong>on</strong>trol of Vitamin A deficiency, andc<strong>on</strong>trol of anaemia and iodine deficiency disorders)and Essential Hygiene Acti<strong>on</strong>s (EHA). TheHEWs will take the lead and FHE will provideeducati<strong>on</strong>al materials and facilitate the training.The Care-Group Model approach <str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong>mothers of reproductive age who are beneficiariesof food aid (parallel PSNP or reliefprogrammes) and MLREP activities. Motherswill be divided into groups of ten to fourteenand each of these groups will elect <strong>on</strong>e ‘leadermother’ who will be resp<strong>on</strong>sible for leadingdiscussi<strong>on</strong>s in the group under the guidance ofthe volunteer promoter. The promoters meetwith the lead mothers every two weeks forabout two hours. Religious and communityleaders can also serve as co-promoters.During Care-Group meetings, promoterswill teach lead mothers by using flip charts(developed in other FHE programmes) for atotal of 20 sessi<strong>on</strong>s. Similarly, lead mothers willdiscuss the same topic with mothers in theirgroup. After completi<strong>on</strong> of the sessi<strong>on</strong>, thegroups will c<strong>on</strong>tinue the meeting and willdiscuss other health and social related <str<strong>on</strong>g>issue</str<strong>on</strong>g>s.The cycle of all less<strong>on</strong>s should take approximatelyten m<strong>on</strong>ths. Establishing mother tomother meetings should help mothers learn theENAs and discuss <str<strong>on</strong>g>issue</str<strong>on</strong>g>s together to help bringabout the desired behaviour change which canimprove the nutriti<strong>on</strong> and health outcomes ofthe children in the community.Outcome indicatorsThe following outcome indicators will be measured:• Mothers who practice hand washing at twocritical times, at least.• Mothers of children under six m<strong>on</strong>ths whopractice exclusive breastfeeding based <strong>on</strong> 24hour recall• Mothers who increase the amount of fluidduring childhood diarrheal illness• Mothers of children under 5 years usingappropriate food diversificati<strong>on</strong> ofcomplementary feedingA Sim<strong>on</strong>s/FH <strong>Ethiopia</strong>, 2009• Mothers whose household builds a latrineand uses it• Households who invest in growing/purchasing nutritious foods and areeducated <strong>on</strong> preparati<strong>on</strong> methodsIn order to measure impact, household foodc<strong>on</strong>sumpti<strong>on</strong> patterns and hygiene practiceswill be recorded through interview before thenutriti<strong>on</strong> comp<strong>on</strong>ent is launched. Comparis<strong>on</strong>sin behaviour of the households can be madewhen a follow up survey is completed after theprogramme has run for a year. Regular mini-KPC (knowledge, practice, and coverage)surveys to ascertain any improvements willalso be undertaken.Raising awareness during publicgatheringsFHE volunteers will also educate the MLREPbeneficiaries at MLREP temporary employmentsites (nursery and cattle p<strong>on</strong>ds) and food aidcommodity distributi<strong>on</strong> sites (part of a differentrelief programme) though mass educati<strong>on</strong>. Theeducati<strong>on</strong> will mainly <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> the ENAmessages and the EHAs will <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> handwashing at appropriate times using soap or ash,creati<strong>on</strong> of hand washing stati<strong>on</strong>s at the householdand other community settings (e.g.marketplaces), proper disposal of faeces, andeffective point-of-use drinking water treatmentin households. FHE will arrange 20 minutesessi<strong>on</strong> for educati<strong>on</strong> before distributi<strong>on</strong> andany kind of public work, like nurseries management,p<strong>on</strong>d c<strong>on</strong>structi<strong>on</strong>s and others.Community volunteers as well as social workersin the organisati<strong>on</strong> will give the educati<strong>on</strong>in collaborati<strong>on</strong> with HEWs.Less<strong>on</strong>s and opportunitiesFHE has found that even the most food insecurehouseholds are able to participate in themicro-credit scheme established. The key is toprovide these households with an appropriateloan based <strong>on</strong> their needs and capabilities tomake payments in the l<strong>on</strong>g-run. One keyelement involved with this has been for FHE toserve as a ‘middle man’ to negotiate betterterms for the farmers with the OMFI. Forexample, FHE has helped to lengthen the timerequired to pay back loans for certain agriculturalbased loans that better coincide with theagricultural producti<strong>on</strong> seas<strong>on</strong>s. Proper trainingand other supplementary inputs are als<strong>on</strong>ecessary for the successful implementati<strong>on</strong> ofthe micro-credit scheme.Additi<strong>on</strong>ally, FHE has helped significantlyby ‘pushing’ OMFI into rural kebeles. As transacti<strong>on</strong>costs to OMFI are high for smaller loanamounts, support in capacity building - such asmotorcycles for the OMFI regi<strong>on</strong>al field offices- has lowered the costs for OMFI to do businesswith the most poor. This has lowered a barrierfor OMFI to help improve the access to thesecredit services for rural vulnerable households,making it more likely they will travel to therural areas to look for loan customers.Supplying a packaged approach is an effectiveway to reach desired results in as thecomplementary inputs provide a larger impactthan providing single inputs. For example,providing bee fodder to beneficiaries, in additi<strong>on</strong>to the access to the microfinance loan forthe beehive, will allow their ultimate h<strong>on</strong>eyproducti<strong>on</strong> to be higher, making a better chancefor successful repayment of the loan.For further informati<strong>on</strong>, c<strong>on</strong>tact: AndrewSim<strong>on</strong>s, email: asim<strong>on</strong>s@fh.org57


An overview of REST’s implementati<strong>on</strong>of the Productive Safety Net Programme<strong>Field</strong> ArticleBy The Relief Society of Tigray (REST) Mekelle TeamThe Relief Society of Tigray (REST) hasbeen in existence in <strong>Ethiopia</strong> for over30 years, starting out as a relativelysmall organisati<strong>on</strong> in 1978 in resp<strong>on</strong>seto the needs of Tigrayan’s displaced because ofdrought and food insecurity to neighbouringSudan. The 1984/5 famine that affected largenumbers of the Tigrayan populati<strong>on</strong> saw RESTimplementing large scale cross border (withSudan) humanitarian relief programmes. In1987, REST oversaw the agricultural rehabilitati<strong>on</strong>programme, established to assist 160,000repatriated Tigrayan refugees to rebuild theirlivelihoods.Tigray is a regi<strong>on</strong> of over 4.3 milli<strong>on</strong> people(out of a populati<strong>on</strong> of 76 milli<strong>on</strong> in <strong>Ethiopia</strong>) inthe north of <strong>Ethiopia</strong>. Eighty per cent of thepopulati<strong>on</strong> live in rural areas, of which themajority are subsistence farmers producing, <strong>on</strong>average, <strong>on</strong>ly 40% of their annual minimal foodrequirements. Gross Domestic Product (GDP)per capita is US$115.00 and 89% of the populati<strong>on</strong>earn less than US$2.00 a day. Average lifeexpectancy is 43 years.In 1991, REST was registered as an indigenousn<strong>on</strong>-governmental organisati<strong>on</strong> (NGO)and since this time, has <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> l<strong>on</strong>ger termdevelopment programmes whilst maintainingcapacity in emergency resp<strong>on</strong>se. Today, REST is<strong>on</strong>e of the largest indigenous NGO’s in<strong>Ethiopia</strong>, with the head office in Tigray’s capital,Mekelle. REST has 700 staff and is fundedby many d<strong>on</strong>ors and internati<strong>on</strong>al NGOs, withan annual budget of around USD$10 milli<strong>on</strong>(2010). REST works in 23 out of 34 woredas(districts) in Tigray.REST priorities and programme areasThe stated goal of REST’s programming is tobring about food security for householdswithin its operati<strong>on</strong>al areas. REST is organisedinto a number of departments as follows:• Envir<strong>on</strong>mental Rehabilitati<strong>on</strong> and• Agricultural Development• Irrigati<strong>on</strong> Development• Health• Educati<strong>on</strong>• Rural Water Supply• Relief and Rehabilitati<strong>on</strong>• Supplies and Logistics• Planning and Coordinati<strong>on</strong>• Research and Policy DevelopmentRelief and Rehabilitati<strong>on</strong>From its incepti<strong>on</strong>, REST has provided emergencyrelief across Tigray and as a result, hasdeveloped significant experience and capacityin this field. Following the end of the civilc<strong>on</strong>flict in 1991, the strategy evolved to integrateemergency programmes withindevelopment processes. For example, free fooddistributi<strong>on</strong>s were restricted to the most vulnerablein an emergency (estimated to be around20% of the emergency affected populati<strong>on</strong> atany <strong>on</strong>e time) whilst the remaining 80% receivefood as part of food for recovery programmes.Furthermore, REST has developed very richexperiences in drought and disaster managementand in early warning and disasterpreparedness. This has enabled REST to initiateresp<strong>on</strong>ses to droughts or other shocks at anearly stage.As part of disaster resp<strong>on</strong>se management,REST initiated a strategy that food aid ‘shouldgo to the people and not bring people to thefood’. As a result, REST manages a number ofdistributi<strong>on</strong> points close to those in need in all itsoperati<strong>on</strong>al woredas and has an overall storagecapacity of 50,000 metric t<strong>on</strong>s (MT) of food. Overthe past five years REST has delivered 393,000MT of food assistance, 2,100 oxen, 2,550 sheep,and 800 d<strong>on</strong>keys. In additi<strong>on</strong>, 4,900 householdshave bought farm implements from REST.Implementati<strong>on</strong> of the ProductiveSafety Net Programme (PSNP)REST has been an implementing partner in thenati<strong>on</strong>al PSNP since 2006 working in six chr<strong>on</strong>icallyfood insecure woredas in Central, Easternand Southern Tigray (Ahferom, DeguaTembien, Mereb Leke, Werie Leke, Wukro andRaya Azebo) reaching over 450,000 beneficiaries(see Figure 1).The PSNP is a multi-year programme withresources committed to 2014. The overall goalof the programme is to make a sustainedchange to food security and livelihoods ofchr<strong>on</strong>ically poor communities and reduce theirvulnerability to disaster shocks. The PSNPutilises food and cash transfers to supporthousehold food c<strong>on</strong>sumpti<strong>on</strong>, build communityassets and provide a platform for theengagement of the most poor in agriculturebasedfood security packages and programmes.The REST PSNP originally provided food transfersfor a period of eight m<strong>on</strong>ths forc<strong>on</strong>tributi<strong>on</strong>s to public works by able-bodiedPSNP beneficiaries, and for a period of 10m<strong>on</strong>ths for direct support beneficiaries(disabled pers<strong>on</strong>s, the elderly, sick and femaleheaded households). From 2008, the transferperiod was similar to that of the governmentPSNP for six m<strong>on</strong>ths for public work and directsupport. The food entitlement is 15 kg of grain,1.5 kg pulses and 0.45 kg oil per m<strong>on</strong>th perFigure 1: USAID/REST PSNP – Productive SafetyNet Programme WoredasProgramme WoredaN<strong>on</strong> Programme Woredahousehold. This is a larger m<strong>on</strong>thly food transfercompared to other PSNP implementingagencies. REST also distributes 4.5kg/m<strong>on</strong>th/pers<strong>on</strong> of corn soya blend (CSB) tomalnourished children (low weight for age)and pregnant and lactating mothers, based <strong>on</strong>regular growth and nutriti<strong>on</strong>al m<strong>on</strong>itoring byhealth service instituti<strong>on</strong>s. This food is alsodistributed during emergencies to PSNP andn<strong>on</strong> PSNP beneficiaries. RESTs distinctapproach to the PSNP is <strong>on</strong> integrati<strong>on</strong> of activitieswith other nati<strong>on</strong>al programmes activitiesat the woreda and village level to maximisecoverage and impact.RESTs Envir<strong>on</strong>mental Rehabilitati<strong>on</strong> andAgricultural Development Department overseesthe natural resource management relatedactivities in the PSNP in tandem with theIrrigati<strong>on</strong> Development and Rural WaterSupply Departments. Natural resourcemanagement is viewed as a key activity area inorder to reduce the effects of drought and soilerosi<strong>on</strong>, and to increase food security throughirrigated agricultural producti<strong>on</strong> and increasedlivestock holdings. Natural resource projectsaccount for more than 90% of the total publicworks budget. All natural resource activities areimplemented at watershed level. Typically, soiland water c<strong>on</strong>servati<strong>on</strong> projects include physicalmeasures (st<strong>on</strong>e bunds, hill side terrace,trench bund, gull treatment, micro-basin andpitting for plantati<strong>on</strong>), biological measures(which includes area closures for regenerati<strong>on</strong>,grass strips, and afforestati<strong>on</strong>) and waterharvesting measures (river diversi<strong>on</strong>, minidam, water harvesting check dam, open handdug well, spring development). Since 2005,REST has treated and developed over 57,000hectares of degraded hill sides, 442 kilometresof large gullies, seven mini-dams, 11 riverdiversi<strong>on</strong>s, 190 water harvesting check damsand 645 open hand wells in the PSNP woredas.Watershed management is another key naturalresource activity. This involves thec<strong>on</strong>structi<strong>on</strong> of st<strong>on</strong>e walls and trenches toretain water, provide moisture for shrubs andtrees, re-charge the groundwater, prevent soilerosi<strong>on</strong> and thereby enable cultivati<strong>on</strong> in thepreviously dry valleys and river beds of diverseGully rehabilitati<strong>on</strong> toprotect farm lands58


<strong>Field</strong> ArticleVegetable producti<strong>on</strong> fromopen hand dug wellcrops (fruits, vegetables and drought resistantcrops) throughout the year. REST also supportsimplementati<strong>on</strong> of micro-irrigati<strong>on</strong> checkdams, open medium and large hand dug wells,livestock development, crop development andclean water supply activities.PSNP implementati<strong>on</strong> processAll activities are closely managed by committeesat the community level. At the Tabia level,PSNP has two task forces: kebele/Tabia foodsecurity task force (KFSTF) and communityfood security task force (CFSTF). Both taskforces have representati<strong>on</strong> from local administrati<strong>on</strong>,health extensi<strong>on</strong>, teachers, youth, andfarmer and women associati<strong>on</strong>s. The role of theKFSTF is to c<strong>on</strong>solidate public work plans,prepare PSNP plans in c<strong>on</strong>sultati<strong>on</strong> withworeda sectors, verify PSNP clients and to evaluatePSNP activities.Comprising three females, three males, ayouth representative and development agents(DA), the CFSTF is resp<strong>on</strong>sible for targeting theeligible communities, identifying public workand direct support participants and for mobilisingthe community jointly with DAs forparticipatory works planning. CFSTF alsoorganise public meetings to discuss theproposed list of PSNP beneficiaries, encouragecomments from people attending the meetingand make amendments to the list as required, toHill side terrace to c<strong>on</strong>servesoil and waterreach overall agreement am<strong>on</strong>g the community<strong>on</strong> the list of PSNP clients. This list is submittedto the KFSTF, which ensures there is no stigmaagainst the inclusi<strong>on</strong> of eligible people livingwith HIV. The CFSTF also participate in regularreview of PSNP clients, m<strong>on</strong>itoring the implementati<strong>on</strong>of public works and informingappeal process to the community.In additi<strong>on</strong> to REST’s links with the KFSTFand CFSTF, REST is a member of the woredalevel food security task force and technicalassistance team. The role of REST at this level isto strengthen the community and woredamanagement capability through capacity buildingand technical assistance.59Micro-credit support activitiesREST integrates bee keeping, dairy, small ruminant,vegetable and fruit producti<strong>on</strong> to the needyPSNP beneficiaries to increase their food security.These are described in case studies in Box 1.PSNP linkages with Nutriti<strong>on</strong>The PSNP is closely linked to key governmentnati<strong>on</strong>al health and nutriti<strong>on</strong> programmesincluding the Health Extensi<strong>on</strong> Programme,HIV/AIDS programme, the Nati<strong>on</strong>al Nutriti<strong>on</strong>Programme (NNP) and nati<strong>on</strong>al OutpatientTherapeutic Programme (OTP) roll-out.Linkages are through the provisi<strong>on</strong> of suppliesto health posts (gloves, weighing equipment,teaching aids), provisi<strong>on</strong> of CSB for malnourishedchildren, capacity development includingtraining, and through the referral of moderatelyand severely malnourished children from PSNPhouseholds to the clinics and health posts.REST/PSNP provide capacity building<str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> the NNP comp<strong>on</strong>ents for communityhealth workers, health extensi<strong>on</strong> workersBox 1: Micro credit support case studesLandless beekeeping groups inarea closures (Wukro woreda)Bee keepingIn Ayna-alem village of Kilte-Awlaelo woreda, REST isworking with young landless families to form beekeepinggroups in areas where there is <strong>on</strong>goingwatershed management that allows bee fodder to begrown (flowers). REST provides a Birr 3600 loan toeach pers<strong>on</strong> to enable capacity building to get startedand establish bee hives. Each bee group has, <strong>on</strong> average,40 hives and can sell the h<strong>on</strong>ey as well as beecol<strong>on</strong>ies. When managed well, 12 quintal (1 quintal =100kg) of h<strong>on</strong>ey can be harvested per pers<strong>on</strong> and soldfor Birr 120 per kg. In additi<strong>on</strong>, the beneficiaries raisebee col<strong>on</strong>ies and sell them to the market at averageprice of 700 Birr/col<strong>on</strong>y.Income for water pumpsA 32 year old farmer, Gebre Kassa, lives in the easternz<strong>on</strong>e of Tigray and is <strong>on</strong>e of the PSNP clients. He saysthat, “the safety net programme has saved our lives. Apartfrom the grain we get as payment, it has changed ourwork ethics. The implemented catchment treatment activitiesrecharge the ground and our degraded grazing landis saved from erosi<strong>on</strong> and is rehabilitated. As a result, thevillage PSNP beneficiaries are able to develop open handdug wells for irrigati<strong>on</strong> and grow vegetables for themarket and c<strong>on</strong>sumpti<strong>on</strong>. Income of PSNP families hasincreased from time to time from sale of vegetables andother livestock products”Gebre and his family depend <strong>on</strong> subsistence farmingand off-farm income as daily labour. As a result ofnatural resource activities, he and his neighboursDairy development ruralfamilies (Degua-tembienworeda)and health staffs in order to facilitate the effectivedelivery of informati<strong>on</strong>, educati<strong>on</strong> andcommunicati<strong>on</strong> (IEC) activities.REST/PSNP pursues nutriti<strong>on</strong> and healthimprovements by integrating agriculture withIEC. Interventi<strong>on</strong>s target women and children(0-24 m<strong>on</strong>ths) and <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> improving familydiets in terms of intake/c<strong>on</strong>sumpti<strong>on</strong> and quality/diversitythrough increased farmproducti<strong>on</strong>, storage and processing of high valueand surplus crops. Food for work and food asincentive programmes are also key areas ofactivity. These make special provisi<strong>on</strong> forsupplementary food for children, as well asincreasing women's and community educati<strong>on</strong>and knowledge to enhance mother and childhealth to bring about positive behaviour change.Measuring the impact of the PSNPEnvir<strong>on</strong>mentalAnnually, it is estimated that <strong>Ethiopia</strong> losesover 1.5 billi<strong>on</strong> t<strong>on</strong>s of topsoil from the highlandsincluding Tigray, which is equal to a lossCommunal hand dug well(Wukro woreda)developed an open hand dug well for irrigati<strong>on</strong> usingPSNP public works. From the other food securityprogrammes he has gained credit access for a motorpump and has planted tomatoes in his half hectare ofland and earned 7,000 birr income. He was then ableto lease another half hectare of land in the village andincrease his income to 15,000 birr. The change is seenin many aspects. He says, “In the first place we are ableto get income and adequate and variety food, we aredressing well and my children are attending school,and I am able to pay the credit.”Milk cooperativeEstablished in 2005, the members of the MilkCooperative have increased from 15 to 30. The averagemilk producti<strong>on</strong> capacity and profit is high asshown in Table 1.Gebre with hismotor pumpTable 1: Six m<strong>on</strong>th milk delivery and expenditure, 2009M<strong>on</strong>th MilkdeliverylitresAveragerevenueBirrExpenditure formilk suppliesBirrEmploymentcostsBirrHomerentBirrNetprofitBirrJanuary 5398 40800 24291 500 600 15409February 5070 40800 22815 500 600 16885March 5070 40800 22815 500 600 16885April 6540 52700 29430 500 600 22170May 6300 52600 28350 500 600 23150Total 28,378 227,700 127,701 2,500 3,000 94,499


<strong>Field</strong> Articleof 1.5 milli<strong>on</strong> t<strong>on</strong>s of grain to the country’sharvest. Soil erosi<strong>on</strong> is a very serious threat tofood security and requires urgent managementin Tigray and the PSNP areas. Soil loss in thePSNP woredas was estimated at 42t<strong>on</strong>s/hectare/year before the PSNP. Based <strong>on</strong>the PSNP impact assessment (c<strong>on</strong>ducted by theWorld Bank), the average soil loss is now estimatedat 19.4 t<strong>on</strong>s/hectare/annum. This meansthat the watersheds and treated land activitiesare saving the regi<strong>on</strong> an estimated 1.1 milli<strong>on</strong>t<strong>on</strong>s of soil per annum, and have the potentialto c<strong>on</strong>tinue having such a positive impact.The planting and area closures that havebeen put in place also have the potential toc<strong>on</strong>tribute significantly to carb<strong>on</strong> sequestrati<strong>on</strong>.There are likely to be local and global benefitsin terms of potential earnings from carb<strong>on</strong> credits,as well as reduced global warming as aresult of reduced green house gases.Asset ownershipResiliency grows in parallel with the accumulati<strong>on</strong>of productive assets by integrating otherfood security packages into PSNP target households.This entails providing diverseagricultural inputs and technologies to assetless poor households in a manner that enablesthem to own motor pumps, livestock, m<strong>on</strong>ey,built houses in nearby towns, and fruit trees toproduce more and diverse range of food cropsand livestock for c<strong>on</strong>sumpti<strong>on</strong> and for market.As a result, households are more c<strong>on</strong>fident intaking out additi<strong>on</strong>al loans to maximize theirincome. Current research studies indicate thatthere is no significant difference in oxen ownershipam<strong>on</strong>g the households. This indicates thatmost households own oxen as the result ofincome increment and credit access form PSNPand other food security programmes.Nutriti<strong>on</strong>al statusIn 2008, REST carried out a nutriti<strong>on</strong> survey 1 toidentify whether any changes in prevalence ofwasting, stunting or underweight had beenachieved in the PSNP programme areascompared to the baseline survey prevalenceidentified in 2005. The findings were alsocompared to the prevalence of wasting, stuntingand underweight in a n<strong>on</strong>-PSNP (c<strong>on</strong>trol)woreda (Hintalo wajirat). Table 2 presents someof the findings.The prevalence rates of wasting, stuntingand underweight were found to have reducedin 2008 from the baseline levels reported in2005, by 2.6%, 11.8% and 10.7% respectively.Table 2: Prevalence (%) of underweight,stunting and wasting am<strong>on</strong>g children 2005 to2008 and relative to n<strong>on</strong>-REST PSNP*Indicators REST PSNP N<strong>on</strong> RESTPSNPBaseline2005% of children0-60 m<strong>on</strong>ths thatare wasted(z [95% C<strong>on</strong>fidence Interval]Gender -.0074053 .085988 -0.09 0.931 -.1759387 .1611281Age of mother .0002603 .0050509 0.05 0.959 -.0096394 .01016Family size .0382093 .0182387 2.09 0.036 ** .002462 .0739566PSNP beneficiary .2180809 .0648287 3.36 0.001*** .091019 .3451429Irrigati<strong>on</strong> plot .1096148 .0857793 1.28 0.201 -.0585095 .2777391Durati<strong>on</strong> of breast feeding .0110853 .0201191 0.55 0.582 -.0283474 .0505179Nutriti<strong>on</strong> educati<strong>on</strong> -.3741028 .1689836 -2.21 0.027 ** -.7053046 -.042901Water availability -.0582521 .0645057 -0.90 0.366 -.1846809 .0681768Latrine availability -.0992738 .0790179 -1.26 0.100 -.2541461 .0555985Full vaccinati<strong>on</strong> -.1772792 .9174281 -0.19 0.847 -1.975405 1.620847Oxen per capita .0212997 .1831977 0.12 0.907 -.3377613 .3803607Cow per capita -.5413497 .1443165 -3.75 0.000*** -.8242049 -.2584946Shoat per capita -.1123467 .0482356 -2.33 0.020** -.2068868 -.0178066Literacy of mother -.1688753 .0675757 -2.50 0.012** -.3013212 -.0364295Note: ** = significant at p


<strong>Field</strong> Articleemployment opportunities for many of the resource poor farmers inthe project area and additi<strong>on</strong>al relief food assistance coming to thearea, further acting to stabilise the situati<strong>on</strong>.Dietary diversityThe household dietary diversity score is a proxy indicator for socioec<strong>on</strong>omicstatus and the ability of households to access food.Household dietary diversity score is reflected in the number of differentfood groups c<strong>on</strong>sumed over a given reference period. To gauge thelevel of dietary diversity, sample households were asked about thenumber of different food groups c<strong>on</strong>sumed using a 24 hour recallperiod and a broader n<strong>on</strong>-time bound questi<strong>on</strong> about numbers of foodsc<strong>on</strong>sumed2. The results of the survey indicate that the overall meandietary diversity score in the REST PSNP project area is five. Thisimplies that, <strong>on</strong> average, households had c<strong>on</strong>sumed about five differentfood groups within the previous day indicating a 47% improvementagainst the baseline figure of 3%. The main factors c<strong>on</strong>tributing to theimprovement of the dietary diversity score are expanded and diversifiedproducti<strong>on</strong> of crops and vegetables and expanded mainstreamingof health and nutriti<strong>on</strong> educati<strong>on</strong> through the REST PSNP and otherFood Security Programmes over the last four years.Future challenges and opportunities in the REST PSNPworedasDroughtAlthough the PSNP has significantly improved household resilience toshocks in Tigray, drought and increasing market shocks(inflati<strong>on</strong>/price increases) c<strong>on</strong>tinue to threaten the livelihoods of thepoor. These can potentially undermine the assets developed bothunder the PSNP and with REST’s programmes more widely. Topreserve the PSNP results, additi<strong>on</strong>al efforts are required in waterharvesting and management and the provisi<strong>on</strong> of potable watersupplies both for humans and livestock. Drought and other shockscould also undermine the improvements seen in nutriti<strong>on</strong>al status ofchildren under five, particularly levels of wasting which are sensitiveto short term shocks.Inflati<strong>on</strong>The increase in food prices is affecting food security, especially giventhat the majority of PSNP beneficiaries are net food purchasers(Tigray has the sec<strong>on</strong>d highest food price inflati<strong>on</strong> in <strong>Ethiopia</strong>).Although the PSNP transfers are assisting PSNP households to absorbthe food prices to a certain extent, additi<strong>on</strong>al shocks (drought, hail,flooding) are compounding factors. For direct support beneficiaries(the disabled, orphans, the elderly, people living with HIV/AIDS)who have no other sources of income, price increases and the reducti<strong>on</strong>of food transfers in the programme from 10 to eight m<strong>on</strong>ths couldhave a negative impact <strong>on</strong> this group.Lack of str<strong>on</strong>g market intermediariesThe producti<strong>on</strong> of ec<strong>on</strong>omic crops like vegetables, spices, and fruit isexpanding in rural communities, especially as access to irrigati<strong>on</strong> waterthrough the public works is increasing. Lack of str<strong>on</strong>g market intermediaries,however, in these rural and marginalised areas is creating adisincentive to producti<strong>on</strong>. Additi<strong>on</strong>al efforts are needed, therefore, tostrengthen the market envir<strong>on</strong>ment by developing market infrastructure,market informati<strong>on</strong> disseminati<strong>on</strong> systems, and strengtheningmarket intermediaries.PSNP graduati<strong>on</strong>Graduati<strong>on</strong> from PSNP needs special attenti<strong>on</strong>. To encourage householdto graduate and reduce risks associated with graduati<strong>on</strong>,households who are in a good positi<strong>on</strong> to progress towards graduati<strong>on</strong>should get a food transfer for fewer m<strong>on</strong>ths than other client groups.Health and nutriti<strong>on</strong>Using screening and nutriti<strong>on</strong> surveys could help to highlight potentialareas that need special attenti<strong>on</strong>. In additi<strong>on</strong>, nutriti<strong>on</strong> survey <strong>on</strong>the impact of PSNP could be used to design approaches to achievegreater impact <strong>on</strong> nutriti<strong>on</strong> outcomes, particularly stunting.C<strong>on</strong>clusi<strong>on</strong>The roll out of the PSNP through which the most vulnerable householdsare guaranteed food resources has helped in maintainingand/or improving nutriti<strong>on</strong> levels. This is complemented byincreases in c<strong>on</strong>fidence and aspirati<strong>on</strong>s by PSNP households evidentin their widened participati<strong>on</strong> in food security packages that in turnhave enhanced the ability to cope with shocks.For further informati<strong>on</strong>, c<strong>on</strong>tact: Tesfay Desta, emailtdesta22@yahoo.comHailu Sitotaw, <strong>Ethiopia</strong>, 2010Maintaining GOAL’scapacity to supportsurveillance in<strong>Ethiopia</strong>MUAC measurement byGOAL <strong>Ethiopia</strong> Nutriti<strong>on</strong>Survey Team, AbayaWoreda, Borena z<strong>on</strong>e,Oromia regi<strong>on</strong><strong>Ethiopia</strong> has suffered from numerous natural andman-made emergencies and c<strong>on</strong>tinues to bevulnerable to rapid and slow <strong>on</strong>set emergencies.Since the major famine in 1984/85,c<strong>on</strong>siderable efforts have been made to install a credibleand effective early warning system (EWS) as part ofemergency preparedness to enable a timely disasterresp<strong>on</strong>se. In line with improvements internati<strong>on</strong>ally inearly warning and emergency assessment tools, thegovernment of <strong>Ethiopia</strong> has increased its drive todevelop a more effective EWS. It has been supported bymany internati<strong>on</strong>al agencies in this endeavour who, inturn, have made use of new methods such as theHousehold Ec<strong>on</strong>omy Approach (HEA) and, morerecently, the Integrated Humanitarian PhaseClassificati<strong>on</strong> (IPC) system (introduced by USAID andFAO respectively). A new EWS has been established in<strong>Ethiopia</strong> to classify woredas (districts) according to theextent of food insecurity using ‘hotspot’ m<strong>on</strong>itoring (seearticles <strong>on</strong> DRMSS and <strong>on</strong> ENCU in this <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong><strong>Exchange</strong>).At the same time, the government’s <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> managingemergencies has also changed from the traditi<strong>on</strong>aldisaster management approach to a more advanced andscientific ‘disaster risk management’ (DRM) approach.This emphasises ‘domestic knowledge and communitycapacity’ for preventi<strong>on</strong> and mitigati<strong>on</strong> of an impendingemergency. The DRM approach has enabled communitiesto play a leading role in related activities throughthe applicati<strong>on</strong> of indigenous early warning knowledge.Thus, communities have a chance to share local soluti<strong>on</strong>sfor local problems. Such indigenous practices aretaken account of in the EWS, which m<strong>on</strong>itors anychanges to this normal behaviour and indicates whenemergency interventi<strong>on</strong>s may be needed.Background to GOALLike many internati<strong>on</strong>al n<strong>on</strong>-governmental organisati<strong>on</strong>s(INGOs), GOAL <strong>Ethiopia</strong> started nutriti<strong>on</strong>programming in 1984 in resp<strong>on</strong>se to the large scalefamine in the northern areas of the country. In 2003,following a large-scale food security crisis, GOAL<strong>Ethiopia</strong> expanded its operati<strong>on</strong>al presence to tworegi<strong>on</strong>s, namely SNNPR (Southern Nati<strong>on</strong>al andNati<strong>on</strong>alities Peoples Regi<strong>on</strong>) and Oromia Regi<strong>on</strong>. Thisoperati<strong>on</strong> supported eight large woredas to implementtherapeutic and supplementary feeding programmes forunder fives and pregnant and lactating mothers. GOALalso started working <strong>on</strong> recovery and developmentprogrammes in the areas of livelihoods, child survivaland development and in some areas, WASH (water,sanitati<strong>on</strong> and hygiene) activities are being implemented.61


<strong>Field</strong> ArticleBy Zeine Muzeiyn and Ewnetu YohannesZeine Muzeiyn has been working in the area of Nutriti<strong>on</strong>for the last seven years. Before he joined GOAL <strong>Ethiopia</strong>, hehad been working in West Darfur, Sudan, as a nutriti<strong>on</strong>programme manager for C<strong>on</strong>cern Worldwide in IDP andRefuge camps. He has an extensive field experience in thearea of Nutriti<strong>on</strong>. Currently he is a country nutriti<strong>on</strong>programme coordinator for GOAL <strong>Ethiopia</strong>.Ewnetu Yohannes had a thirteen years experience in thearea of Nutriti<strong>on</strong>, Health and Livelihood expert andworked in government and local NGOs. Since 2009, hehas been working as an Early Warning SystemDevelopment Officer for GOAL <strong>Ethiopia</strong>.Thanks goes to GOAL <strong>Ethiopia</strong> Senior survey coordinator who providedvaluable inputs.GOAL <strong>Ethiopia</strong> aims to resp<strong>on</strong>d to any emergency in <strong>Ethiopia</strong>(within its operati<strong>on</strong>al capacity) in a timely manner through its HRP(Humanitarian Resp<strong>on</strong>se Programme), which has three arms: an EarlyWarning Department, a Survey and Assessment Department and anOperati<strong>on</strong>al Resp<strong>on</strong>se Unit.Process and outcome indicators used in the EWSThe Government collects two types of early warning indicators toidentify hotspot woredas: process indictors and outcome indicators.Each hotspot woreda is divided into three types, priority 1, 2 and 3relating to the severity of the situati<strong>on</strong>. A priority 1 woreda is the mostseverely affected, needing urgent humanitarian interventi<strong>on</strong> whilstpriority 2 and 3 woredas, though needing assistance, do not requirethe scale of resp<strong>on</strong>se needed in a priority 1 woreda. Typically, inPriority 2 woredas, strengthening existing aid interventi<strong>on</strong>s and closefollow up is recommended whereas in priority 3 woredas, closefollow up <strong>on</strong> the food security situati<strong>on</strong> and other related aggravatingfactors may be needed.At the time of writing this article (Sept 2010), there were 335hotspot woredas flagged in <strong>Ethiopia</strong>. This represents a significantnumber of potentially needy woredas and highlights the <strong>on</strong>goingneed for an effective EWS and resp<strong>on</strong>se capacity.Government-led multi-agency teams go to pre-selected food insecureareas in each regi<strong>on</strong> to assess potential hotspot woredas;assessment timing is informed by seas<strong>on</strong>ality. The criteria usedduring the assessment includes levels of acute malnutriti<strong>on</strong>, foodsecurity situati<strong>on</strong>, therapeutic feeding programme admissi<strong>on</strong>s, stressc<strong>on</strong>diti<strong>on</strong>s and levels of migrati<strong>on</strong> am<strong>on</strong>g others (see Table 1). Theclassificati<strong>on</strong> process is carried out at the regi<strong>on</strong>al and reviewed atfederal level. Where necessary, overall prioritisati<strong>on</strong> of the woredas isreviewed. For example, <strong>on</strong> the first assessment or hotspot classificati<strong>on</strong>which categorises a woreda as priority 1, the situati<strong>on</strong> may haveimproved to such an extent that it can be re-classified as priority 2 or3 according to the multi-agency assessment of the indicators.Examples of process indicators for estimating levels of food insecurityare sales of assets, unusual livestock death, increased schooldrop-out, c<strong>on</strong>sumpti<strong>on</strong> of wild foods, increased begging, increasedrequest for external assistance, and reducti<strong>on</strong> of meals eaten daily.Most stress indicators are showing how a particular hazard affects thepopulati<strong>on</strong> and the strategies they deploy to survive. Table 2 providesan overview of how these process indicators are classified accordingto a scale of 1-5, with 5 being the worst level of food insecurity andlivelihood erosi<strong>on</strong>. Table 3 describes the indicators and associatedlivelihood impact. 1Outcome indicators reflect the magnitude of the shock <strong>on</strong> thoseaffected and are normally reflected through the deteriorati<strong>on</strong> of health1Source of Tables 1-4: Guidelines for Analysis and Identificati<strong>on</strong> of Areas of C<strong>on</strong>cern(Hot Spots) for Effective Food Security M<strong>on</strong>itoring and Programme Decisi<strong>on</strong> Making, theEarly Warning Working Group (EWWG) chaired by the Disaster Risk management andFood Security Sector (DRMFSS) - Ministry of Agriculture and Rural Development(MoARD) - Federal democratic Republic of <strong>Ethiopia</strong>, September 2009.Table 1: Process indicators for hotspot m<strong>on</strong>itoringWeather c<strong>on</strong>diti<strong>on</strong> such as <strong>on</strong>set of rain, cessati<strong>on</strong> time, number days with dry spells,occurrence of hailstorm, flood situati<strong>on</strong>.Crop producti<strong>on</strong> and livestock c<strong>on</strong>diti<strong>on</strong> such as dietary diversificati<strong>on</strong>, availability ofstaple foods, land preparati<strong>on</strong>, land cultivated and covered by seed, c<strong>on</strong>diti<strong>on</strong> ofharvest, agricultural inputs supply, herd size, pasture status, milk producti<strong>on</strong>/head/day.Market price such as major food crops price, livestock price, source of supply, terms oftrade between livestock (goat) and major food crop (maize), crop price duringharvest/dry seas<strong>on</strong>, price of livestock during harvesting/dry seas<strong>on</strong>.Socio-ec<strong>on</strong>omic c<strong>on</strong>diti<strong>on</strong>s such as migrati<strong>on</strong>, wages per day, other sources of income,coping capacity of the community.Table 2: Process indicators and associated severity scaleIndicatormeasures/assessedTable 3: Food insecurity indicator descripti<strong>on</strong> and livelihood impactIndicators descripti<strong>on</strong>Highly Above Normal (HAN) (1).Indicator is above average or c<strong>on</strong>diti<strong>on</strong>sare improving (a very high positivechange, above average) (>=25%)Above Normal (AN) (2). Indicator isabove average or c<strong>on</strong>diti<strong>on</strong>s areimproving (a positive change aboveaverage) (>10 to 25 /50%)Scale of MeasurementClass 1 Class 2 Class 3 Class 4 Class 5Livestock death N<strong>on</strong>e >0-≤2% ofherdsSchool drop-out≤5% ofstudents>5 - ≤10% ofstudents>2 - ≤10% ofherds>10 - ≤25% ofstudents>10 - ≤25% ofherds>25 - ≤50% ofstudents>25% ofherds>50% ofstudentsSales of productive N<strong>on</strong>e Moderate High Very high ExhaustedassetsIncreased sales of Normal Moderate High Very high Very highfirewood andcharcoalC<strong>on</strong>sumpti<strong>on</strong> of No No No Yes YesseedsC<strong>on</strong>sumpti<strong>on</strong> of N<strong>on</strong>e Sometimes Few days Most days All dayshealth threateningfoodsIncreased begging No No No Yes YesIncreased request forexternal assistanceSwitching inlivelihood protecti<strong>on</strong>expenditureN<strong>on</strong>eReducti<strong>on</strong> of meals ≤5%reducti<strong>on</strong>HH level destocking(commercial,slaughtering)≤5% ofhouseholds>5% - ≤10% ofhouseholdsN<strong>on</strong>e Normal Few itemsswitched>5% - ≤15%reducti<strong>on</strong>>15% - ≤30%reducti<strong>on</strong>>10 - ≤20% ofhouseholdsSome itemsswitched>30% - ≤50%reducti<strong>on</strong>>20% ofhouseholdsMost itemsswitched>50%reducti<strong>on</strong>N<strong>on</strong>e Normal High Very high MassiveImpact <strong>on</strong> livelihoodsLarge Improvement – (Risk: Minimal). Occurrenceof, or likely predicted event improving livelihoods.Stress Indicators: no impact, very huge, largepositive change from normal.Improving – (Moderate Risk: Hazard). Occurrence ofor likely predicted event improving livelihoods.Stress Indicators: no impact, large positive changefrom normal (small change).Improving or Small Change. Normal or very smallchange from normal c<strong>on</strong>diti<strong>on</strong>s prevail. ProcessIndicators: small negative change from normal(moderate).Severe. Stress Indicator indicates very high abnormalc<strong>on</strong>diti<strong>on</strong>s stressing livelihoods, with highvulnerability. Stress Indicators: large andcompounding negative changes.Very Severe: Stress indicator show alarmingproporti<strong>on</strong>s and leading to immediate impact <strong>on</strong>livelihoods stress, with high vulnerability. StressIndicators: have immediate, large andcompounding negative changes.Table: 4 Outcome indicators: health and nutriti<strong>on</strong> thresholds by severity scaleIndicatormeasures/assessedGlobal acutemalnutriti<strong>on</strong>(GAM)prevalenceScale of MeasurementClass 1 Class 2 Class 3 Class 4


<strong>Field</strong> ArticleBox 1: Micro credit support case studes63A 65 year old man was noted using a plough andsowing seeds <strong>on</strong>e m<strong>on</strong>th earlier than normal in avillage. At that time, the GOAL EW officers werecollecting the EWS data from the village and asked theman “why are you ploughing and sowing unusually earlyin the dry seas<strong>on</strong> when the rains are not due for anotherm<strong>on</strong>th?” The old man replied, “you know my s<strong>on</strong>, I aman old pers<strong>on</strong> and have grown up watching the ‘signs’ of‘good’ and ‘bad’ seas<strong>on</strong> in my village for a l<strong>on</strong>g time. Ifollow the wind directi<strong>on</strong> at dry seas<strong>on</strong>. If it blows fromthe west-east directi<strong>on</strong>, then I know the coming rainfallwill start early. When it blows from the east-west, the rainwill be late. This is why I have started to plough and sowmaize seed and wait the <strong>on</strong>set of early shower rain andand nutriti<strong>on</strong>al statuses of the affected community.The health and nutriti<strong>on</strong> thresholdsapplied to for the indicators to define the extentof an emergency are outlined in Table 4.In most cases, the presence of diseaseoutbreaks, food insecurity and high rate ofacute malnutriti<strong>on</strong> are the main driving forcefor implementing an assessment. Typically, theEarly Warning Department is alerted by thehealth sector when there is an unusual increasein acute malnutriti<strong>on</strong> cases attending healthfacilities. Based <strong>on</strong> the informati<strong>on</strong> received,standardised nutriti<strong>on</strong> surveys are c<strong>on</strong>ductedto assess the situati<strong>on</strong> and make recommendati<strong>on</strong>sfor possible nutriti<strong>on</strong> interventi<strong>on</strong>.GOAL’s Support to the EWSGOAL’s Early Warning Department collectsEW informati<strong>on</strong> through field based assessmentsundertaken by GOAL staff who workthrough the Government’s rural health extensi<strong>on</strong>workers (HEWs) and in resp<strong>on</strong>se to rapidassessments undertaken by the Government’sENCU (Emergency Nutriti<strong>on</strong> Coordinati<strong>on</strong>Unit) that flag ‘hotspots’.The GOAL EW officers travel extensively atworeda level, collecting and screening earlywarning indicators and/or reports from thefield. In all areas, including GOAL’s RDP (RuralDevelopment Programme), GOAL uses routineinformati<strong>on</strong> collecti<strong>on</strong> and triangulates it withGovernment and UN agency assessmentreports. If informati<strong>on</strong> c<strong>on</strong>currently indicatesthe deteriorati<strong>on</strong> of a situati<strong>on</strong> to a Priority 1 orPriority 2 status, up<strong>on</strong> request by the ENCU, aGOAL nutriti<strong>on</strong> survey and assessment team isdeployed to verify the severity of the situati<strong>on</strong>.This involves a standardised nutriti<strong>on</strong> surveyusing the SMART (standard measurement andassessment research tool) methodology.In additi<strong>on</strong>, each m<strong>on</strong>th GOAL EWS focalpers<strong>on</strong>s at regi<strong>on</strong>al level m<strong>on</strong>itor and collectqualitative data from systematically selectedworedas and kebeles (a group of villages) usingkey informants. The key informants are madeup of 12-20 people who represent the communityand include woman, religious leaders’,youth and aged people with indigenous knowledge.They are involved in group discussi<strong>on</strong>sundertaken every m<strong>on</strong>th at which they discussin depth any forewarning signs of changes insocial and ec<strong>on</strong>omic trends in the village,disease outbreaks, increases in cases of acutemalnutriti<strong>on</strong>, etc. An example of the benefits ofcapturing indigenous early warning informati<strong>on</strong>is described in the case study in Box 1.After the m<strong>on</strong>thly informati<strong>on</strong> is analyzedby the GOAL regi<strong>on</strong>al focal pers<strong>on</strong>nel, a reportis submitted to the GOAL Addis Ababa officeuse this opportunity to secure my food needs”. To verifythis indigenous knowledge, the GOAL EWS officerwent back <strong>on</strong>e m<strong>on</strong>th later to m<strong>on</strong>itor the status ofthe area ploughed and witnessed that this was the<strong>on</strong>ly farm with green maize seedlings. Others had notstarted ploughing their land and missed the goodopportunity offered by the earlier ‘shower’ rains.Because of this evidence, the trend to plant earlierhas expanded to other villages with farmers practicingthis ‘indigenous early warning informati<strong>on</strong> and use the‘early’ shower rain to grow a fast growing local maizeseed called ‘yanase’. They also sow hybrid maize seedin normal rainfall time in the m<strong>on</strong>th of March.where quality assurance checks are in place.The data and report is then shared with theFederal level al<strong>on</strong>g with other similar partnersduring the m<strong>on</strong>thly nati<strong>on</strong>al EW meetings. TheFederal level triangulates this informati<strong>on</strong> andfinally shares it with the ENCU for acti<strong>on</strong>, ifneeded. On average, the whole process takes<strong>on</strong>e m<strong>on</strong>th from informati<strong>on</strong> collecti<strong>on</strong> up tosharing the findings to partners and othergovernment offices.GOAL nutriti<strong>on</strong> assessment capacityGOAL staff attends the EW coordinati<strong>on</strong> meetingsat federal level during which the list ofhotspot woredas is <str<strong>on</strong>g>issue</str<strong>on</strong>g>d. Agreement is thenreached <strong>on</strong> the agencies resp<strong>on</strong>sible for nutriti<strong>on</strong>assessment of these woredas, with the aimof verifying whether the EWS data is reliable interms of detecting increases in prevalence’s ofglobal and severe acute malnutriti<strong>on</strong> (GAMand SAM).GOAL <strong>Ethiopia</strong> maintains 21 staff at any <strong>on</strong>etime to support nutriti<strong>on</strong> surveys. Each surveycosts approximately USD$ 8,500, whichincludes vehicle hire to carry out data gatheringand data analysis and disseminati<strong>on</strong>. GOALcapacity in this area is funded by the US Officefor Disaster Assistance (OFDA) and ECHO(European Commissi<strong>on</strong> Humanitarian Office).In any m<strong>on</strong>th, GOAL has capacity to lead <strong>on</strong> upthree nutriti<strong>on</strong> surveys depending <strong>on</strong> thec<strong>on</strong>text. In 2009, a total of nine nutriti<strong>on</strong>surveys were carried out in the country, ofwhich four were undertaken by GOAL inhotspot woredas. Three of these surveysshowed levels of acute malnutriti<strong>on</strong> to be abovethe levels defined as an emergency in <strong>Ethiopia</strong>.Between January to June 2010, 12 nutriti<strong>on</strong>surveys have been carried out by GOAL<strong>Ethiopia</strong> of which three were c<strong>on</strong>ducted inpriority 1 hotspot woredas.Since GOAL is operati<strong>on</strong>al in many areas in<strong>Ethiopia</strong>, it is often necessary to do base linesurvey, follow up survey and end line survey atdifferent times. Moreover, GOAL is oftenapproached by the Federal ENCU and FederalDisaster risk management and food securitysector (DRMFSS) to do nutriti<strong>on</strong> survey forpartners and for regi<strong>on</strong>al ENCU c<strong>on</strong>sumpti<strong>on</strong>.To be able to c<strong>on</strong>duct all of these surveys,GOAL <strong>Ethiopia</strong> found it necessary to increasethe quality and quantity of the survey team.GOAL plans to increase its capacity to carry outfour nutriti<strong>on</strong> surveys in any <strong>on</strong>e m<strong>on</strong>th byincreasing the nutriti<strong>on</strong> team to 28.As well as collecting mortality and anthropometricdata during the nutriti<strong>on</strong> surveys,data <strong>on</strong> health behaviour, recent sickness, childcare, market prices, migrati<strong>on</strong> and food securityHailu Sitotaw, <strong>Ethiopia</strong>, 2010are gathered. This data is used to guideprogrammatic interventi<strong>on</strong> and/or to providethe relevant government entities with qualitativeinformati<strong>on</strong> <strong>on</strong> food security and itsprospect.In lieu of the assessment findings and subsequentrecommendati<strong>on</strong>s, if GOAL has thecapacity and the authorisati<strong>on</strong> to intervene inan unsupported woreda, it will do so in linewith recommendati<strong>on</strong>s made. Over the last 63m<strong>on</strong>ths (from August 2005 to June 2010), GOAL<strong>Ethiopia</strong> has c<strong>on</strong>ducted 60 nutriti<strong>on</strong> surveys (asmall number of which were <strong>on</strong> behalf of otherNGOs in collaborati<strong>on</strong> with the ENCU) and hasintervened in approximately 95% of woreda’swith an identified need for management ofacute malnutriti<strong>on</strong>.Focus <strong>on</strong> Capacity DevelopmentGOAL nutriti<strong>on</strong> survey staff always carries outsurveys with government staff at woreda andregi<strong>on</strong>al levels and <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> building governmentcapacity in planning and c<strong>on</strong>ductingsurveys, analysing data and report writing.Moreover, as a part of sustainable capacitybuilding, <strong>on</strong>e pers<strong>on</strong> from the GovernmentRegi<strong>on</strong>al Health Bureau takes an active role inanalysing and writing the draft survey report.GOAL also recognises the significance ofHEWs in collecting locally pertinent food securityand health/nutriti<strong>on</strong> informati<strong>on</strong> <strong>on</strong> a dailybasis, which provides informati<strong>on</strong> for thegovernment when c<strong>on</strong>sidering some form ofemergency interventi<strong>on</strong>. In recogniti<strong>on</strong> of this,GOAL provides a two-day standardised nutriti<strong>on</strong>survey training for HEW’s followed by apractical sessi<strong>on</strong> before the commencement ofthe actual data collecti<strong>on</strong>. This training isprovided for any woreda where a nutriti<strong>on</strong>survey is going to be c<strong>on</strong>ducted.Since food insecurity has a cyclical nature in<strong>Ethiopia</strong>, the numbers of hotspot woredasvaries and the government demand forc<strong>on</strong>ducting nutriti<strong>on</strong> surveys will also vary.GOAL has established a good reputati<strong>on</strong> overtime within government for carrying out reliableand high quality surveys and therefore,demand for GOAL’s experience in this area ishigh. However, there is a limit to the directsupport that GOAL can or should undertake inthis regard. It is particularly important thatregi<strong>on</strong>al capacity is further developed to meetthe demand for nutriti<strong>on</strong> surveys and EWSassessments over the l<strong>on</strong>g term. GOAL iscommitted to <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> capacity developmentin the <strong>on</strong>going programme of work in<strong>Ethiopia</strong>.For more informati<strong>on</strong>, c<strong>on</strong>tact Zeine Muzeiyn,email: zeinem@goalethiopia.com and EwnetuYohannes, email: ewunetuy@goalethiopia.comHeight measurement by GOAL <strong>Ethiopia</strong>Nutriti<strong>on</strong> Survey Team, Abaya Woreda,Borena z<strong>on</strong>e, Oromia regi<strong>on</strong>


Programme profileThe Evoluti<strong>on</strong> of <strong>Ethiopia</strong>n Government’sEarly Warning System Dr Kassahun Bedada BeyiDr Kassahun Bedada Beyi is Early Warning and Resp<strong>on</strong>se Case Team Coordinator with the EarlyWarning and Resp<strong>on</strong>se Directorate. This is located within the Disaster Management and FoodSecurity Sector of the Ministry of Agriculture and Rural Development. He holds a BSc in PlantScience and a MSc in Pest C<strong>on</strong>trol. He has a l<strong>on</strong>gstanding engagement <strong>on</strong> early warning activities.The author would like to acknowledge the support of the Early Warning and Resp<strong>on</strong>se Directorate.Disaster Management structures andsystems have a relatively shorthistory in <strong>Ethiopia</strong> having evolvedafter the ‘great famine’ of 1973/74when the first government instituti<strong>on</strong>, theRelief and Rehabilitati<strong>on</strong> Commissi<strong>on</strong> (RRC)was created. The RRC (subsequently called theDisaster Preventi<strong>on</strong> and PreparednessCommissi<strong>on</strong> (DPPC)) had resp<strong>on</strong>sibility forproviding support to disaster affected populati<strong>on</strong>s,particularly for those affected by severedrought. Around this time, the need to developan early warning system (EWS) as a crucialcomp<strong>on</strong>ent of disaster management becomeapparent, as over a quarter of a milli<strong>on</strong> deathsin the central and northern highland areas ofthe country were reported. The lack of anati<strong>on</strong>al preparedness strategy and the absenceof an effective EWS revealed a pressing need toc<strong>on</strong>centrate and strengthen the government’scapacity to produce early warning informati<strong>on</strong><strong>on</strong> which to base its resp<strong>on</strong>se to future emergencies.The birth of <strong>Ethiopia</strong>’s Early WarningSystemThe <strong>Ethiopia</strong>n ec<strong>on</strong>omy has largely beendependent <strong>on</strong> subsistence agricultural producti<strong>on</strong>and any climatic abnormalities can have adirect effect <strong>on</strong> food producti<strong>on</strong> and ultimately<strong>on</strong> food availability. Therefore, food producti<strong>on</strong>m<strong>on</strong>itoring became a key comp<strong>on</strong>ent of theEWS.The <strong>Ethiopia</strong>n Health and Nutriti<strong>on</strong>Research Institute (EHNRI), backed by the RRCtook a leading role in the 1970s in the evoluti<strong>on</strong>of the EWS. A system known as the ‘DisasterArea Assessment’ was developed to assess thelevels of food insecurity am<strong>on</strong>g droughtaffected cropping and pastoral communities.The system had weaknesses, however, in that itdid not provide c<strong>on</strong>tinuous m<strong>on</strong>itoring data toinform decisi<strong>on</strong> making, though aspects of thissystem still form part of the nati<strong>on</strong>al EWStoday.In 1975, an Inter-ministerial TechnicalWorking Group (TWG) was c<strong>on</strong>vened underthe auspices of the DPPC. The role of the TWGwas to advise <strong>on</strong> the technical aspects of astrengthened system that could provide morereliable and c<strong>on</strong>tinuous food security and nutriti<strong>on</strong>data by which to assess the nati<strong>on</strong>al foodand nutriti<strong>on</strong> situati<strong>on</strong>. Subsequently, in 1976,the TWG recommended that a permanentsystem be established to c<strong>on</strong>tinuously collectinformati<strong>on</strong> related to food and nutriti<strong>on</strong>. Thiswould link with the activities of governmentagencies with mandated resp<strong>on</strong>sibilities forvarious aspects of agriculture and food producti<strong>on</strong>,including nutriti<strong>on</strong>.The permanent reporting system was calledthe ‘Early Warning System (EWS)’ and emphasisedthe predicti<strong>on</strong> of food shortages, todistinguish it from its more ad-hoc surveillancepredecessor. Rather than set up a new agency toexecute this new EWS, the TWG also recommendedthat the nati<strong>on</strong>al EWS programme beimplemented collaboratively by of the followingagencies:• The Relief and Rehabilitati<strong>on</strong> Commissi<strong>on</strong>• The Nati<strong>on</strong>al Meteorological ServiceAgency (NMA)• The Planning and Programming Departmentof the Ministry of Agriculture (MOA)• The Livestock and Meat Board of MOA• The EHNRIA key principle adhered to when the EWS wasofficially launched was that activities should beundertaken utilising existing government structuresand thereby maximising the use ofexisting resources. The DPPC is the agencyresp<strong>on</strong>sible for m<strong>on</strong>itoring the food situati<strong>on</strong> inthe country and for taking appropriate measuresto mitigate these shortages and therefore,was given the mandate to coordinate the EWS.Other agencies were given the resp<strong>on</strong>sibility fordata collecti<strong>on</strong>.Preparatory activities, including the trainingand posting of the first DPPC field agents,arrangement for programme funding anddesign work occupied most of 1976. The newEWS programme was finally officially launchedin January 1977 and remained in place for eightyears until the establishment of the FoodInformati<strong>on</strong> System (FIS) by the Food andAgricultural Organisati<strong>on</strong> (FAO) in 1984.The EWS and FIS c<strong>on</strong>tinued to be implementedsimultaneously until the collaborativeeffort could not be sustained and eventually, theFIS committee dissolved and the Early Warningand Planning Service at the DPPC (later changedto the Disaster Preparedness and Preventi<strong>on</strong>Agency-DPPA with additi<strong>on</strong>al mandate) tookover the full operati<strong>on</strong> of the FIS in 1985.The system was highly centralised in thatdata collecti<strong>on</strong>, analysis, interpretati<strong>on</strong> andreport writing were carried out in the capital,Addis Ababa. Appeals for internati<strong>on</strong>al reliefassistance, relief allocati<strong>on</strong>s and decisi<strong>on</strong>sregarding relief interventi<strong>on</strong>s were communicatedfrom the central level. The role of localauthorities and communities in early warningand resp<strong>on</strong>se was minimal.The DPPA, although resp<strong>on</strong>sible for theinterventi<strong>on</strong>s, had also been dependent <strong>on</strong>other line departments for the collecti<strong>on</strong> ofmost of the data needed for early warning. Atthe same time, these instituti<strong>on</strong>s were alsocarrying out their own early warning activitiesand there was c<strong>on</strong>siderable duplicati<strong>on</strong> ofefforts.The socio–political and ec<strong>on</strong>omic changeadopted in the country, particularly after theratificati<strong>on</strong> of the new c<strong>on</strong>stituti<strong>on</strong> in 1995, wasgeared towards decentralisati<strong>on</strong> of power andresp<strong>on</strong>sibility to the Regi<strong>on</strong>al States and adecentralised disaster management system.Emphasis was placed <strong>on</strong> the role of localcommunities for planning, implementati<strong>on</strong> andevaluati<strong>on</strong> of relief measures. In the process, theevoluti<strong>on</strong> of a new disaster management systemand the implementati<strong>on</strong> of civil service reformbrought about major changes to the implementati<strong>on</strong>of disaster management in the country.The establishment of the DisasterManagement and Food Security SectorIn 2008, the power and resp<strong>on</strong>sibility of theDPPA shifted to the Ministry of Agriculture andRural Development (MoARD) [now MOA].MoARD established the Disaster Managementand Food Security Sector (DRMFSS) comprisedof two directorates. One of the directorates, theEarly Warning and Resp<strong>on</strong>se Directorate(EWRD), is today resp<strong>on</strong>sible for collecti<strong>on</strong>,analysis and disseminati<strong>on</strong> of early warninginformati<strong>on</strong> <strong>on</strong> all disasters that impact <strong>on</strong> foodsecurity.The current systemThe EWRD collects early warning informati<strong>on</strong> <strong>on</strong>a regular basis from the District (woreda) level innine Regi<strong>on</strong>al States and <strong>on</strong>e administrativecouncil. The EWRD also works with the government’sEmergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Unit(ENCU), which is a unit of the EWRD and has awider mandate to quality c<strong>on</strong>trol all nutriti<strong>on</strong>studies in the country (see article <strong>on</strong> the ENCU inthis <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong> <strong>Exchange</strong>).Examples of the types of early warning indicatorscollected include:• The occurrence of extreme c<strong>on</strong>diti<strong>on</strong>s (hailstorms, unseas<strong>on</strong>al rainfall, extremetemperature)• Ploughed and cultivated land available• Supply and distributi<strong>on</strong> of agriculturalinputs, e.g. fertiliser• Crop c<strong>on</strong>diti<strong>on</strong> and producti<strong>on</strong> prospects• Disease and pest outbreaks affecting cropsand livestock• Supply of feed and water for livestock• Sudden movement of livestock• Nutriti<strong>on</strong> status of the populati<strong>on</strong>,particularly in pastoral areas, and with theappearance of increased incidence or ‘hotspots’• Emergence of c<strong>on</strong>flicts• Spread of human diseases64


Programme ProfileThe Regi<strong>on</strong>al States each have their own DisasterManagement Bureau. Within these, Regi<strong>on</strong>al EarlyWarning Officers are based. Early Warning Officesalso exist at woreda level. In four states (Tigray,Amhara, Oromia and SNNPR) they are well established.In pastoral woredas in Somalie, Afar,Gambela, Benshangul-gumz regi<strong>on</strong>al states, they arenot fully established.The Early Warning Officers are resp<strong>on</strong>sible for thecollecti<strong>on</strong> of informati<strong>on</strong> from the grass roots level.Originally, the system was designed so that woredalevel officers, up<strong>on</strong> receiving informati<strong>on</strong> from thegrass roots level, would compile and analyse theinformati<strong>on</strong>. This informati<strong>on</strong> is then transferred tothe z<strong>on</strong>e and regi<strong>on</strong>al offices and also to the federalEWRD electr<strong>on</strong>ically. However, the internet system isnot yet functi<strong>on</strong>al so informati<strong>on</strong> is collected usingteleph<strong>on</strong>e communicati<strong>on</strong> from the Z<strong>on</strong>al DisasterManagement Offices. Informati<strong>on</strong> from z<strong>on</strong>al andworeda level is compiled and analysed together withadditi<strong>on</strong>al informati<strong>on</strong> collected from line ministriesand other informati<strong>on</strong> sources, notably the NMA.The early warning informati<strong>on</strong> is disseminated <strong>on</strong> aregular basis through a m<strong>on</strong>thly Early Warning andResp<strong>on</strong>se Bulletin prepared in the nati<strong>on</strong>al workinglanguage (Amharic) and more recently in English. Thisis distributed to regi<strong>on</strong>al states and different stakeholdersin Addis Ababa. The Bulletin c<strong>on</strong>tains detailedinformati<strong>on</strong> <strong>on</strong> rainfall patterns, crop and livestockc<strong>on</strong>diti<strong>on</strong>s, terms of trade (shoat to maize), food prices,water availability, nutriti<strong>on</strong> survey data, nutriti<strong>on</strong>programme coverage and relief pledges (food andn<strong>on</strong>-food items) by regi<strong>on</strong>. It also includes informati<strong>on</strong><strong>on</strong> funding shortfalls by sector (food, nutriti<strong>on</strong>, waterand sanitati<strong>on</strong>, educati<strong>on</strong> etc) and c<strong>on</strong>tains a summaryof the key findings from the EWS data.The regi<strong>on</strong>al states are expected to duplicate theEW informati<strong>on</strong> and distribute it within their regi<strong>on</strong>.Woreda offices are also expected to duplicate theinformati<strong>on</strong> and distribute it to community farmer’straining centres where farmers gather to exchangeinformati<strong>on</strong> with development agents and with eachother.Utilisati<strong>on</strong> of the EWSThe government’s EWS has evolved c<strong>on</strong>siderablyover the years from an ad-hoc surveillance system inthe 1970s that <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> drought affected areas, to ahighly centralised system in the 1980s which, thoughmore effective did not involve affected communitiesin decisi<strong>on</strong> making, to today’s system, which ishighly decentralised. The current system utilises localknowledge and informati<strong>on</strong> at the grass roots leveland has a bi-directi<strong>on</strong>al disseminati<strong>on</strong> process ofearly warning informati<strong>on</strong>. Today’s system also integratesnutriti<strong>on</strong> informati<strong>on</strong>, pastoral as well ascropping area informati<strong>on</strong>, and is linked to m<strong>on</strong>itoringprogrammatic resp<strong>on</strong>se capacity.It can be said that the EWS is becoming successfulas the demand for EWS related informati<strong>on</strong> isincreasing, the range of stakeholders to which EWSinformati<strong>on</strong> is disseminated is growing and informati<strong>on</strong>c<strong>on</strong>tained in the EWS bulletins is in greaterdemand. The development of a woreda-net internetinfrastructure will increase the speed and transmissi<strong>on</strong>of EW informati<strong>on</strong> from the grass roots. Inadditi<strong>on</strong>, the EWRD is working to include satelliteinformati<strong>on</strong> in the EWS to m<strong>on</strong>itor the food producti<strong>on</strong>c<strong>on</strong>diti<strong>on</strong> in all areas and to predict the likelyoccurrence of disasters ahead of time more effectively.For more informati<strong>on</strong>, c<strong>on</strong>tact: Dr Kassahun Bedada,email: kenushe50@yahoo.comCRS, <strong>Ethiopia</strong>, 2008<strong>Field</strong> ArticleJoint Emergency Operati<strong>on</strong> PlanNGO resp<strong>on</strong>se to emergencyfood needs in <strong>Ethiopia</strong>By Alix CarterA scene from Karsa woreda, EastHararghe Z<strong>on</strong>e, Oromia Regi<strong>on</strong>Alix Carter has worked in the humanitarian sector in <strong>Ethiopia</strong> for almost threeyears. She is currently working as the Humanitarian Accountability Advisor atCARE <strong>Ethiopia</strong>, supporting with emergency programmes in sectors of nutriti<strong>on</strong>,WASH, agriculture/livelihood, food aid, humanitarian reform, and climate changeadaptati<strong>on</strong>/disaster risk reducti<strong>on</strong>.Many thanks to all the Joint Emergency Operati<strong>on</strong> Plan (JEOP) partners - CRS (JEOP lead agency),CARE, World Visi<strong>on</strong>, FHE, Save the Children US, Save the Children UK, and REST - for their time andeffort provided through informati<strong>on</strong> and interviews with key staff members resp<strong>on</strong>sible forimplementing and managing JEOP.Emergency food relief c<strong>on</strong>tinues to be a recurrent need in <strong>Ethiopia</strong>since the <strong>Ethiopia</strong>n famine of the 1980s, which was so severe thatit demanded global attenti<strong>on</strong> and resp<strong>on</strong>se. Instituti<strong>on</strong>al d<strong>on</strong>orsand n<strong>on</strong>-governmental organisati<strong>on</strong>s (NGO) have been resp<strong>on</strong>dingwith emergency food relief during crisis years for decades to alleviatehunger. Massive food shortages resulting from severe drought plague thecountry and drastically hinder producti<strong>on</strong> in this predominantly rain fedagricultural ec<strong>on</strong>omy with 83% of livelihoods in the agriculture sector 1 .The Government of <strong>Ethiopia</strong> recognised that a system to prepare proactivelyfor cycles of drought while addressing chr<strong>on</strong>ic food insecurity wasrequired to protect its citizens. It resp<strong>on</strong>ded in 2005 by creating <strong>on</strong>e of thelargest safety net programmes in Africa – the Productive Safety NetProgramme (PSNP) 2 (see article in this <str<strong>on</strong>g>issue</str<strong>on</strong>g> of <strong>Field</strong> <strong>Exchange</strong> by MatthewHobs<strong>on</strong>.Despite the positive impact of PSNP, the need for emergency food aidduring times of acute food insecurity and shock still persists, as theresources in PSNP are not enough to address all vulnerable populati<strong>on</strong>sand mitigate acute food insecurity. The US Government reports that 25milli<strong>on</strong> people in <strong>Ethiopia</strong> go hungry every year, the most chr<strong>on</strong>ically foodinsecure being children under five years and women 3 . The Government of<strong>Ethiopia</strong>’s humanitarian appeal of January 2010 identified 5.2 milli<strong>on</strong>people in need of humanitarian food relief assistance across the countrythis year. 4 Emergency food aid programmes administered jointly by theGovernment, World Food Programme (WFP) and NGOs remain essentialto meet the food needs of <strong>Ethiopia</strong>ns and c<strong>on</strong>trol malnutriti<strong>on</strong> and deathsresulting from hunger. This article discusses <strong>on</strong>e such programme, theJoint Emergency Operati<strong>on</strong> Plan (JEOP) – a c<strong>on</strong>sortium food reliefprogramme implemented by seven NGO partners. Implementati<strong>on</strong> byNGOs of this type of programme is rare, as large scale emergency food aidprogrammes are usually implemented through WFP channels in othercountries. However, through collaborative partnership and c<strong>on</strong>tinuedfunding from the United States Agency for Internati<strong>on</strong>al Development(USAID) Food for Peace Programme (FFP), NGO partners Catholic ReliefServices (CRS), Save the Children (SC) US and UK, CARE <strong>Ethiopia</strong>, WorldVisi<strong>on</strong>, Food for the Hungry <strong>Ethiopia</strong> (FHE), and Relief Society of Tigray(REST) are playing an active role in addressing emergency food needsacross <strong>Ethiopia</strong> for almost two milli<strong>on</strong> people per distributi<strong>on</strong> (round).1US Government, Feed the Future, 20102Hoddinott, J. IFPRI, 20103US Government, Feed the Future, 20104Government of <strong>Ethiopia</strong>, Humanitarian Requirements Document, January 201065


History and significance of JEOPJEOP has existed in different forms since 1984.It began life as the Churches’ Drought Acti<strong>on</strong>Africa /<strong>Ethiopia</strong> (CDAA/E), a faith basedc<strong>on</strong>sortium of CRS, Lutheran World Federati<strong>on</strong>(LWF), <strong>Ethiopia</strong>n Catholic Secretariat (ECS) and<strong>Ethiopia</strong>n Evangelical Church Mekane Yesus(EECMY). CDAA/E was initiated in resp<strong>on</strong>seto the famine of 1984 when LWF extended aninvitati<strong>on</strong> to other relief and developmentagencies for a joint Catholic-Protestant appealfor Africa. Agencies recognised that the magnitudeof the need was too large for any <strong>on</strong>eagency to handle al<strong>on</strong>e and joint acti<strong>on</strong> wouldyield greater resp<strong>on</strong>se and impact. Due to theseverity of the crisis in <strong>Ethiopia</strong>, lobbyingefforts for funds and food were heavily <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed<strong>on</strong> <strong>Ethiopia</strong> and a partnership dedicated to thecountry was formed. The partnership and itsname evolved to become Joint ReliefPartnership (JRP) in 1986 with CRS in charge ofthe coordinati<strong>on</strong> and logistics, like it is today. 5The partnership was reactivated in 2000 underits current form, JEOP, with five members (CRS,SC-US, WV, FHE, CARE). CRS is the leadagency. In later years, REST and SC-UK alsojoined. 6 All partners are or have been USAIDcooperating sp<strong>on</strong>sors, but it has shifted frombeing a faith based partnership to <strong>on</strong>e whichincludes secular agencies as well.JEOP remains dormant in n<strong>on</strong> crisis years. Itis activated, in close collaborati<strong>on</strong> with theGovernment of <strong>Ethiopia</strong>, when chr<strong>on</strong>ic foodinsecurity is exacerbated by emergency shocks,requiring additi<strong>on</strong>al coverage and emergencyfood relief. As a result of a decade of recurrentshocks, JEOP has been operati<strong>on</strong>al seven of thelast ten years, providing a significant porti<strong>on</strong> ofthe emergency food needs for the country (seeFigure 1).The current JEOP was activated in August2008 to resp<strong>on</strong>d to the Government’s DisasterRisk Management and Food Security Sector(DRMFSS) request for emergency food assistance.This followed extended drought earlierin the year leading to massive food producti<strong>on</strong>shortages and rising food prices. Lane Bunkers,Country Representative of CRS, describes JEOPas “A historically significant NGO c<strong>on</strong>sortium witha ten-year track record of resp<strong>on</strong>ding to emergencyfood needs in <strong>Ethiopia</strong>. Working in close collaborati<strong>on</strong>with the Government of <strong>Ethiopia</strong>, the WorldFood Programme, and internati<strong>on</strong>al d<strong>on</strong>ors, JEOPmembers play a critical role in reducing food insecurityand protecting investments made throughl<strong>on</strong>g-term development projects such as theProductive Safety Net Programme and others.”USAID/FFP recently approved an‘Extended JEOP’ that will c<strong>on</strong>tinue through2012. Extended JEOP includes new m<strong>on</strong>itoringand evaluati<strong>on</strong> activities, a standardised jointagency Early Warning System, and capacitybuilding for partners. These comp<strong>on</strong>ents areintended to improve programme accountabilityand expand JEOP’s functi<strong>on</strong> as a risk assessmentand preparedness mechanism, in additi<strong>on</strong>to its regular mandate of providing emergencyfood relief. The significance and aspirati<strong>on</strong>s ofthese new programmatic aspects are discussedfurther below.Programme design and implementati<strong>on</strong>The JEOP of 2008 was designed with theprimary objective of saving human lives andprotecting livelihoods through the distributi<strong>on</strong> offood to targeted drought-affected populati<strong>on</strong>s. Morespecifically, the programme planned to addressthe immediate food security needs of droughtaffectedpopulati<strong>on</strong>s, prevent further depleti<strong>on</strong>of household assets, and reduce distress migrati<strong>on</strong>of an affected populati<strong>on</strong> 7 .As the lead agency, CRS is resp<strong>on</strong>sible to callforward hundreds of thousands of metric t<strong>on</strong>sof grains, blended foods, pulses, and oilcommodities. The agency then oversees thelogistics process from shipment at the port ofDjibouti until commodities are transported tofour primary warehouses placed in differentstrategic locati<strong>on</strong>s of the country. Each of thepartners is resp<strong>on</strong>sible for collecting their shareof the commodities and arranging sec<strong>on</strong>darytransport for delivery to their respective distributi<strong>on</strong>sites across the country.JEOP food distributi<strong>on</strong> is c<strong>on</strong>ducted inrounds during which NGO partners distributerati<strong>on</strong>s to targeted households. Distributi<strong>on</strong> offood to the 1.8 milli<strong>on</strong> (<strong>on</strong> average) beneficiariesper round is directly c<strong>on</strong>ducted by each ofthe partner agencies, or in some cases throughtheir local partner agencies <strong>on</strong> the ground.Implementati<strong>on</strong> of the programme requiresvery close collaborati<strong>on</strong> with the Governmentat all levels, starting with the federal DRMFSSstructure all the way down to regi<strong>on</strong>al, z<strong>on</strong>aland district level authorities. While NGOs areprimarily resp<strong>on</strong>sible for handling and distributingcommodities, the allocati<strong>on</strong> of food toeach district and targeting of individual beneficiariesis processed through Governmentchannels. Due to the nature of the aid system in<strong>Ethiopia</strong>, NGOs must refer to the Governmentfor all allocati<strong>on</strong>s of emergency food reliefbased <strong>on</strong> figures from the HumanitarianRequirements Document, the official appealmechanism of the <strong>Ethiopia</strong>n Government.These appeal figures are based <strong>on</strong> the assessmentresults of a joint multi-agency assessmentteam that c<strong>on</strong>ducts surveys at least twice a yearto determine humanitarian needs in both foodand n<strong>on</strong> food sectors.JEOP rati<strong>on</strong>s are equivalent to the WorldHeath Organisati<strong>on</strong> standard of 2,100 kcalintake per day (see Table 1 for a breakdown ofJEOP rati<strong>on</strong>s). Rati<strong>on</strong>s for each household areprovided at local distributi<strong>on</strong> sites based <strong>on</strong>household size. The federal Government, CRS,WFP, and USAID c<strong>on</strong>vene before each roundfor a prioritisati<strong>on</strong> meeting to determine foodallocati<strong>on</strong>s for each target regi<strong>on</strong> and z<strong>on</strong>e. Alist of priority woredas 8 and kebeles 9 for theround based <strong>on</strong> the severity of the food shortageand the availability of resources to resp<strong>on</strong>dis drawn up. A woreda level food aid task forcecomprised of officials from Government lineoffices of rural agriculture and development,administrati<strong>on</strong>, health, and educati<strong>on</strong> is incharge of identifying the most vulnerablehouseholds to receive food rati<strong>on</strong>s. This processof selecti<strong>on</strong> is challenging and at times theworeda allocati<strong>on</strong> provided by the federalGovernment is not enough to meet local needs.At the most local level, a kebele task force oflocal officials, elders, religious leaders, developmentagents, and NGO staff overseedistributi<strong>on</strong> at the site to ensure that the identifiedhouseholds receive their rati<strong>on</strong>s.Programme impact and successThe JEOP c<strong>on</strong>sortium was resp<strong>on</strong>sible for <strong>on</strong>ethird of all emergency food relief in <strong>Ethiopia</strong>between August 2008 and June 2010. Duringthis period, the programme provided 14 roundsTable 1: JEOP rati<strong>on</strong> breakdown, 2010Energy basedcereals (Wheat)Proteinsupplement(Corn SoyaBlend)Pulses (Yellowsplit pea)Vegetable Oil<strong>Field</strong> ArticleFigure 1: Total emergency food needs andJEOP c<strong>on</strong>tributi<strong>on</strong>Beneficiaries (milli<strong>on</strong>s)1412108642020032004200520062008Beneficiaries served by JEOP15 kg/pers<strong>on</strong>/m<strong>on</strong>th for all droughtaffected people4.5 kg/pers<strong>on</strong>/m<strong>on</strong>th for 35% ofbeneficiaries c<strong>on</strong>sidered mostvulnerable (children under five yearsand pregnant and lactating women)1.5 kg/ pers<strong>on</strong> /m<strong>on</strong>th for all droughtaffected people0.45 kg/pers<strong>on</strong> /m<strong>on</strong>th for all droughtaffected peopleCase study 1: Ato Abera Yimam’s story2009Ato Abera Yimam, 50 years, lives in Tenta woredawith his wife and seven children. Ato Abera andhis family faced complete crop failure due to thel<strong>on</strong>g drought period. Without any other sources ofincome, his family members were <strong>on</strong> the verge ofdeath before they became beneficiaries of JEOP,through World Visi<strong>on</strong>. “I was scared that my childwould die…. The programme is a life saver and atrue helper of the vulnerable and the poor. Had itnot been here, I would have lost my family or theywould have lost me.” Of course, Abera is just <strong>on</strong>e ofmilli<strong>on</strong>s of people with similar stories of hardshipwhom JEOP has addressed over the last two years.of food relief amounting to almost 500,000 MTof food and reaching over 1.8 milli<strong>on</strong> beneficiaries<strong>on</strong> average each round. In interviews witheach agency and through review of programmedocuments, the impact and success of theprogramme are clear. Key strengths andachievements of JEOP are identified as follows:A lifeline for vulnerable householdsJEOP is meeting its primary mandate to savehuman lives. The most food-deficient householdsare selected using a combinati<strong>on</strong> ofassessment mechanisms provided by the partnersand the Government. Households targetedunder JEOP are receiving timely foodcommodities that are acting as a lifeline forthese families. This is expressed through countlessinterviews with beneficiaries undertakenby each of the partners (see case study 1).5Solberg, R. A Miracle in <strong>Ethiopia</strong>, 19916In 2009 CRS also included other internati<strong>on</strong>al organizati<strong>on</strong>including Samaritan’s Purse, GOAL, and the former JointRelief Partnership member’s <strong>Ethiopia</strong>n Orthodox Church(EOC) and <strong>Ethiopia</strong>n Evangelical Church Mekane Yesus(EECMY). However, these agencies are not currentimplementers of JEOP.7CRS, Fiscal Year 2009 Annual Report, October 20098A woreda is an administrative divisi<strong>on</strong> of <strong>Ethiopia</strong> (managedby a local government), equivalent to a district.9A kebele is the smallest administrative unit of <strong>Ethiopia</strong>similar to a ward, a neighbourhood or a localised anddelimited group of people. It is part of a woreda, ordistrict, itself part of a z<strong>on</strong>e, grouped into ethno-linguisticregi<strong>on</strong>al z<strong>on</strong>es.66


CARE Ethioia JEOP field staff at adistributi<strong>on</strong> site in Chiro Woreda,West Hararghe Z<strong>on</strong>e, OromiaRegi<strong>on</strong>Protects household assetsBeneficiaries often emphasize the programme’ssupport with regards to the protecti<strong>on</strong> of essentialhousehold assets, such as livestock oragricultural equipment. Without assets, afamily’s chances of escaping the cycle of foodinsecurity and vulnerability, is further threatened.Keeps families together and children inschoolMigrati<strong>on</strong> to urban areas in search of dailylabour is another comm<strong>on</strong> coping mechanismfor farming households in times of crisis. Thisboth separates families, with males migratingand leaving the burden of all domestic duties<strong>on</strong> the females, and prevents farmers fromworking <strong>on</strong> their farms for the next harvest,thus perpetuating the cycle of food insecurity.Fitsum Wineh, 48, a REST beneficiary in DebreTembien woreda of Tigray Regi<strong>on</strong> stated,“Without this food, my family members would havebeen at serious risk, and my husband would havehad to leave to search for food for the family. Hestayed home with his family and was given theopportunity to preserve improved seeds from beingeaten and produce subsistence food for the household”she added. “It prevented the family fromdisintegrati<strong>on</strong>.”A particularly moving example is providedby CARE <strong>Ethiopia</strong> from its JEOP operati<strong>on</strong>aldistrict in West Hararghe Z<strong>on</strong>e of OromiaRegi<strong>on</strong> (see case study 2). Another examplecomes from SC-US from am<strong>on</strong>gst communitymembers in Cheretie woreda of Somali Regi<strong>on</strong>.Here, 846 people were about to be displaced toa refugee centre due to a lack of food beforeJEOP intervened. The support enabled thesehouseholds to stay in their community. Cheretieis now being covered by PSNP.Str<strong>on</strong>g accountability of partnersSince NGOs directly administer and implementthis programme, the accountability requirementsare very high – every sack of foodreceived into the programme must beaccounted for to USAID. The accountabilityrequirements for NGOs are especially stringentand JEOP partners closely m<strong>on</strong>itor the foodcommodities through all stages until they reachthe beneficiaries. Partners provide full transparencyfor Government counterparts throughclose collaborati<strong>on</strong> <strong>on</strong> the ground duringtargeting and distributi<strong>on</strong>. All JEOP partnershave a str<strong>on</strong>g reputati<strong>on</strong> for meeting internati<strong>on</strong>aland nati<strong>on</strong>al humanitarian standardsand providing quality services while adheringto both d<strong>on</strong>or and Government regulati<strong>on</strong>s.They have a l<strong>on</strong>g standing presence in thecountry during which they have developedgood capacity to manage effectively food reliefprogrammes. All agencies have positive workingrelati<strong>on</strong>ships with the Government,enabling efficient and well coordinatedresp<strong>on</strong>ses.CRS, <strong>Ethiopia</strong>, 2009<strong>Field</strong> ArticleFlexible and complementary to otherdevelopment and safety net programmesJEOP targets food insecure households that arenot covered though the PSNP. It thus providesa complementary interventi<strong>on</strong> to prevent acutefood shortages from depleting overall communityprogress gained through PSNP. JEOP seeksto protect the large investment of d<strong>on</strong>ors, likeUSAID, in the PSNP and other l<strong>on</strong>g term developmentprogrammes. The extended JEOPincludes new elements designed to counterpotential increases in need with morepredictable and timely resp<strong>on</strong>se to addressneeds at the most critical time - between theneeds identificati<strong>on</strong> and actual food delivery.JEOP is flexible and has the ability to expand toall areas of the country as needed. If the implementingpartners are not operati<strong>on</strong>al in aspecific area of need, CRS arranges sub-grantswith other partners in order to reach the mostvulnerable populati<strong>on</strong>s.Challenges and less<strong>on</strong>s learnedWhile the programme has managed successfullyto meet its objectives and the partnershiphas been described as positive by all of theimplementing agencies, there are certain challenges.Delays and changes in allocati<strong>on</strong> of food aidfigures to partner agencies represent <strong>on</strong>e of themajor problems faced by the programme. Therehave been different situati<strong>on</strong>s in which the foodcould not be released locally until the finalfigures for the round were communicated fromthe central federal level and reached theworeda. Or, an agency would be ready todistribute food in an area <strong>on</strong>ly to find out thatthe area was no l<strong>on</strong>ger included in the round.Communicati<strong>on</strong> and capacity gaps between orat different levels of Government are part of theproblem. The JEOP programme is very flexiblein resp<strong>on</strong>ding to the Government’s repeatedrequests to make adjustments to the plan, suchas inclusi<strong>on</strong> or exclusi<strong>on</strong> of woredas and fluctuati<strong>on</strong>sof beneficiary numbers which are oftenrequired due to changing needs and priorities.However, these delays and readjustments toCase study 2: Tatuk Istala’s storySince becoming orphaned ten years ago, TatukIshtala, 25 years (see picture), has cared for his sixyounger siblings <strong>on</strong> a daily labourer incomeequivalent to <strong>on</strong>e US dollar per day. The family<strong>on</strong>ly had enough to eat <strong>on</strong>ce a day, if they ate atall. “Before we received this food, all of my siblingshad dropped out of school. Now, all of my brothersand sisters, except <strong>on</strong>e, are attending school. This isbecause of JEOP,” Tatuk stated, “I am illiterate and Id<strong>on</strong>’t need my siblings to be the same. I want them tofinish school and make an achievement.”Tatuk Istala, aJEOP beneficiary.Chiro, WestHararghe Z<strong>on</strong>e,Oromia Regi<strong>on</strong>CRS, <strong>Ethiopia</strong>, 2009figures impact the most needy as they areforced to wait until partners are permitted todistribute food. JEOP partners are striving toreduce these problems in future rounds.The arrival of huge shipments of commoditiesto ports and warehouses in a very shorttime frame create c<strong>on</strong>gesti<strong>on</strong> and difficulty forpartners to secure enough space for theircommodity storage, especially as most agenciesare also storing PSNP food. In additi<strong>on</strong>, sec<strong>on</strong>darytransport to distributi<strong>on</strong> sites proveddifficult for some JEOP partners, due to alimited number of reliable transportati<strong>on</strong>vendors and price fluctuati<strong>on</strong>s resulting fromhigh demand and competiti<strong>on</strong>. These are regularchallenges faced by large scale commoditybased programmes and different strategieshave been used to overcome these problems.A way forward: the future of JEOPIn the Extended JEOP, partner agencies arec<strong>on</strong>sidering opti<strong>on</strong>s for a pooled transportsystem that could circumvent these logistical<str<strong>on</strong>g>issue</str<strong>on</strong>g>s in the future.In light of the programme challenges, agenciesemphasize the immense benefits ofpartnership. Through m<strong>on</strong>thly meetings andregular communicati<strong>on</strong>, the seven JEOPmembers are able to share their experiences andchallenges with <strong>on</strong>e another to develop soluti<strong>on</strong>scollectively. Through combining theefforts and experience of all its partners, JEOPachieves a critical mass of capacity to providefood relief to milli<strong>on</strong>s.Extended JEOP is currently underway andwill run through 2012. Food allocati<strong>on</strong> will stillbe based <strong>on</strong> the humanitarian needs. This JEOPphase seeks to provide more flexible and timelyassistance to all affected <strong>Ethiopia</strong>ns through atwo year guarantee of c<strong>on</strong>tinued funding fromUSAID. This enables l<strong>on</strong>g term strategic planningand a new fund management structure ofa core team of experienced staff headed by aChief of Party directly resp<strong>on</strong>sible for JEOP.Key highlights of the Extended JEOP include anew M<strong>on</strong>itoring and Evaluati<strong>on</strong> system toimprove programme quality and accountability,a joint Early Warning system which willstandardise the data collected from each agencyto support nati<strong>on</strong>al early warning efforts, andcloser integrati<strong>on</strong> with nutriti<strong>on</strong> and developmentinitiatives, like PSNP, to enhance overallcoordinati<strong>on</strong> between sectors and programmes.Collective less<strong>on</strong>s learned with regard tologistics and coordinati<strong>on</strong> are also addressed inthe Extended JEOP to avoid bottle necks andprovide assistance to vulnerable people in amore efficient and reliable manner. JEOP isstriving to move bey<strong>on</strong>d food resp<strong>on</strong>se byexamining emergency resp<strong>on</strong>se more broadlyand seeking additi<strong>on</strong>al resources in order tomake linkages with other programming efforts,particularly in nutriti<strong>on</strong> and livelihood protecti<strong>on</strong>.Partners recognise that different strategiesand innovati<strong>on</strong>s are required if <strong>Ethiopia</strong> is tomove bey<strong>on</strong>d food aid resp<strong>on</strong>se. The ExtendedJEOP signifies a positive step towards bridgingthe gap between disaster preparedness andreducti<strong>on</strong> and emergency resp<strong>on</strong>se.For more informati<strong>on</strong>, c<strong>on</strong>tact: Alix Carter,Humanitarian Accountability Advisor, CARE<strong>Ethiopia</strong>, email: acarter@care.org.etand Lane Bunkers, Country Director, CatholicRelief Services (JEOP Lead Agency),email: lbunkers@et.earo.crs.org67


<strong>Field</strong> ArticleBy Emily MatesCRS, <strong>Ethiopia</strong>, 2009Emily Mates is a public healthprofessi<strong>on</strong>al with a <str<strong>on</strong>g>focus</str<strong>on</strong>g> innutriti<strong>on</strong>. She recently left C<strong>on</strong>cernWorldwide, <strong>Ethiopia</strong> where sheworked for many years inemergency and developmenthealth and nutriti<strong>on</strong> programmingThe author would like to thank the Ministry of Healthin <strong>Ethiopia</strong>, who so often showed impressivecommitment for a new service that added to theiralready heavy workload. With thanks also to the staffof CONCERN; a privilege to work with a great team,where no task was too much nor distance too far totravel in the pursuit of supporting quality services formalnutriti<strong>on</strong>.CONCERN is especially grateful to OFDA for thegenerous support (both financial and otherwise)that enabled the N-CMAM programme to happen.SNNPR MoH team <strong>on</strong> experience exchange in Tigray regi<strong>on</strong>Integrating OTP into routine health servicesCONCERN’s experiencesThis article describes the history of aninternati<strong>on</strong>al n<strong>on</strong>-governmental organisati<strong>on</strong>(INGO)-implementedprogramme that evolved from an innovativeemergency interventi<strong>on</strong> into al<strong>on</strong>ger-term initiative, to support the Ministryof Health (MoH) to integrate treatment servicesfor Severe Acute Malnutriti<strong>on</strong> (SAM) within theroutine health system. The article describes thecommunity-based management of acutemalnutriti<strong>on</strong> (CMAM) approach, a timeline ofCMAM programming in <strong>Ethiopia</strong> andCONCERN’s nati<strong>on</strong>al CMAM (N-CMAM)programme and a descripti<strong>on</strong> of the N-CMAMprogramme goal, activities and programmeresults. It c<strong>on</strong>cludes with a discussi<strong>on</strong> of keyfactors c<strong>on</strong>tributing to the enabling envir<strong>on</strong>mentand analysis of challenges, less<strong>on</strong>slearned and programme limitati<strong>on</strong>s.The approachThe N-CMAM programme was implementedusing a partnership approach, with the <str<strong>on</strong>g>focus</str<strong>on</strong>g>firmly <strong>on</strong> ‘ownership’ by the MoH. The aimwas for the programme to establish a muchneeded service during ‘normal’ times and toprovide a base of capacity from which servicescould be rapidly scaled-up at times of crisis.The programme provided a package of ‘minimalsupport’ to the MoH, which c<strong>on</strong>sisted oftraining (set-up, <strong>on</strong>-the-job and training-oftrainers(ToT)), joint supervisi<strong>on</strong>, workshops,experience sharing visits and communitymobilisati<strong>on</strong> support. The programme emphasisedlearning and innovati<strong>on</strong>, in order toregularly refine and adapt the approach. Theprogramme also provided c<strong>on</strong>siderablesupport to CONCERN’s emergency nutriti<strong>on</strong>interventi<strong>on</strong>s.While the minimal support package wasimportant, the most crucial aspect of theprogramme was the nature of the dialoguebetween the partners. CONCERN attempted tofind the right balance between providing thesupport that was required and ensuring that theMoH were in the ‘driving-seat’ at all times. Inthis way a str<strong>on</strong>g partnership developed, withall levels of the MoH steadily gaining c<strong>on</strong>fidencein their ability to offer quality CMAMservices. When the food crisis of 2008 developedacross much of the country, the MoH(with support from UNICEF and partners) wereable to rapidly scale-up decentralised CMAMservices through the nati<strong>on</strong>al TherapeuticFeeding Programme (TFP) ‘roll-out’ and implementthe required policy changes. To date,approximately 50% of health facilities are offeringCMAM services, a huge achievement acrossa vast country.CMAM/TFP in <strong>Ethiopia</strong>CMAM programming is the internati<strong>on</strong>allyrecommended way of treating severe acutemalnutriti<strong>on</strong> (SAM). 1 In <strong>Ethiopia</strong>, the nati<strong>on</strong>alTFP (Therapeutic Feeding Programme) roll-outis being implemented using the CMAMapproach,as such the terms CMAM and TFPare often used interchangeably (see Box 1).CMAM/TFP combines in-patient and outpatientcare for children (6-59 m<strong>on</strong>ths) sufferingfrom SAM (mid upper arm circumference(MUAC)


<strong>Field</strong> ArticleTable 1: Key events timeline in <strong>Ethiopia</strong>2000 First CTC/CMAM piloted in <strong>Ethiopia</strong> (Wolayita and Hadiya Z<strong>on</strong>e, SNNP Regi<strong>on</strong>), Valid Internati<strong>on</strong>al withCONCERN and Oxfam.2003 CTC/CMAM Research programme, Valid Internati<strong>on</strong>al/CONCERN, South Wollo Z<strong>on</strong>e, Amhara Regi<strong>on</strong> –testing the efficacy and safety of the CTC/CMAM approach.2003/4 Food crisis developed across many areas of the country. Many INGOs moved to programming using theCMAM approach, but coverage of services was low and <strong>on</strong>ly in certain areas. MoH-led evaluati<strong>on</strong> of theemergency resp<strong>on</strong>se identified an urgent need for rapid scale-up of SAM services.2004 First nati<strong>on</strong>al guidelines for the management of SAM introduced, <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> in-patient treatment.2005 Demographic Health Survey (DHS) estimates nati<strong>on</strong>al prevalence of acute malnutriti<strong>on</strong> (children under-5)unchanged at 11%; stunting prevalence reduced by 5%, to a nati<strong>on</strong>al rate of 47%. 32005/6 HSDP-3 launched. Roll-out of Health Services Extensi<strong>on</strong> Package (HSEP) to be implemented through acadre of 35,000 female community-based Health Extensi<strong>on</strong> Workers (HEWs).2005 -2007 Relative period of food security across most of the country, although pockets of malnutriti<strong>on</strong> remained.Screening figures from the new EOS programme (2004 <strong>on</strong>wards) highlighted very high levels of endemicacute malnutriti<strong>on</strong>. 4March 2007February2008April 2008MoH endorsement of the revised nati<strong>on</strong>al SAM guidelines, including extensive descripti<strong>on</strong> of OTP andcommunity mobilisati<strong>on</strong>.<strong>Ethiopia</strong> co-hosts the launch of Lancet series <strong>on</strong> Maternal and Child Undernutriti<strong>on</strong>. The Nati<strong>on</strong>al Nutriti<strong>on</strong>Programme (NNP) for <strong>Ethiopia</strong> also launched 5 , both events providing evidence of the changing policy envir<strong>on</strong>ment;with nutriti<strong>on</strong> emerging from relative obscurity to the forefr<strong>on</strong>t of the policy agenda, at bothnati<strong>on</strong>al and internati<strong>on</strong>al level.Attendance of State Minister of Health at internati<strong>on</strong>al CMAM c<strong>on</strong>ference in Washingt<strong>on</strong> DC. This was animportant event because <strong>Ethiopia</strong>’s leading role in the c<strong>on</strong>tinuing history of CMAM development wasreiterated, particularly with regard to government-led programming.2008/9 Food crisis developed across many areas of the country. OTP services rapidly decentralised down to healthpost (village) level across the four main regi<strong>on</strong>s of the country. 6Origins of the ‘partnership’ approachMany NGOs resp<strong>on</strong>ding to emergency situati<strong>on</strong>sfrom 2003 to 2005 using the CMAMapproach had highly successful programmes.However, frustrati<strong>on</strong> arose when NGOsattempted to ‘hand over’ to the MoH <strong>on</strong>ce theacute emergency phase was over. Attempts toachieve full transiti<strong>on</strong> to MoH-led serviceprovisi<strong>on</strong> appeared to fail. This was most likelydue to the nature of emergency programming,where substantial inputs were required torapidly scale-up resp<strong>on</strong>se to a deterioratingsituati<strong>on</strong>. Emergency programming necessarilytook <strong>on</strong> a vertical approach, as it required cars,staff, stores, supplies, etc, in order to reach theobjectives of ‘saving lives’ in a timely fashi<strong>on</strong>.After the peak emergency period was over,while capacity would certainly have been builtwithin the MoH through trainings, skill development,etc, the vertical nature ofprogramming generally meant that the MoHwere not the lead partner, or driver of theresp<strong>on</strong>se. It was then often challenging for theMoH (in a resource-c<strong>on</strong>strained envir<strong>on</strong>ment)to assume resp<strong>on</strong>sibility for a programmewhich had not been ‘theirs’ in the first place.Box 2: Outline of the Nati<strong>on</strong>al Nutriti<strong>on</strong>Programme (NNP)The objective of this programme is better harm<strong>on</strong>isati<strong>on</strong>and coordinati<strong>on</strong> of various approaches tomanage and prevent malnutriti<strong>on</strong>. The NNP aims toreduce the levels of stunting, wasting, underweightand low-birth-weight infants, thus c<strong>on</strong>tributing to<strong>Ethiopia</strong>’s efforts to reach the relevant MillenniumDevelopment Goal (MDG) indicators by 2015. TheNNP c<strong>on</strong>sists of two main comp<strong>on</strong>ents:a) ‘Supporting Service Delivery’ which includes‘increased access for the management of SAM.’b) ‘Instituti<strong>on</strong>al Strengthening and CapacityBuilding’.The development of the NNP should be c<strong>on</strong>sidereda major achievement for <strong>Ethiopia</strong>, as the countryendeavours to tackle its l<strong>on</strong>g-standing problemswith malnutriti<strong>on</strong>. Rigorous evaluati<strong>on</strong> of the NNPwill be essential, to maximise the learning from thisinitiative.The reacti<strong>on</strong> to this frustrati<strong>on</strong> was to devisea new strategy of using a partnership approach.This involved establishing CMAM services(particularly OTP) in ‘n<strong>on</strong>-emergency’ timeswith the <str<strong>on</strong>g>focus</str<strong>on</strong>g> firmly <strong>on</strong> ‘ownership’ by theMoH, i.e. looking at involving the MoH inl<strong>on</strong>ger-term programming from the start. It wasenvisaged that this would not <strong>on</strong>ly establish amuch needed service during ‘normal’ times,but would also provide a capacity base fromwhich services could be rapidly scaled-up attimes of food crisis. Programming that viewedsustainability as the primary objective necessarilyrequired that the thinking move away fromtraditi<strong>on</strong>al emergency dominated approaches,to <strong>on</strong>e of partnership. In doing so, the nature ofthe dialogue between the partners was the mostcrucial element in defining the relati<strong>on</strong>shipdynamics that in turn determined programmesuccess/failure. N-CMAM developed partnershipswith:• The MoH. Formal ‘Memoranda ofUnderstanding' (MoU) were regularlysigned between the MoH/Regi<strong>on</strong>al HealthBureau (RHB) and CONCERN in the fourmain regi<strong>on</strong>s. These MoUs proved to bevery important documents, as they transparentlyoutlined roles, resp<strong>on</strong>sibilities andexpectati<strong>on</strong>s of each of the partners. Inparticular, they described CONCERN’s roleas that of technical assistance, rather thanthat of direct implementati<strong>on</strong>. The MoUsalso directed the expansi<strong>on</strong> of serviceswithin the regi<strong>on</strong>s according to the needsand interests of the MoH.• UNICEF. UNICEF is mandated to supportgovernment health services for managementof SAM. They have acted as centralisedReady to Use Therapeutic Food (RUTF)procurers and suppliers to the RHBs.• Valid Internati<strong>on</strong>al. As the originator ofCMAM (originally Community TherapeuticCare (CTC)) approach and l<strong>on</strong>g standingtechnical partner of CONCERN. Co-founderof the N-CMAM programme.• Other NGOs. Through coordinati<strong>on</strong> fora,provisi<strong>on</strong> of training and support forCMAM-related activities, <strong>on</strong> request.This partnership approach was in line withCONCERN’s global strategy, which reflects amove away from direct implementati<strong>on</strong>towards working through local partners (for N-CMAM, the lead partner being the MoH).Ownership, Commitment, Integrati<strong>on</strong> =SustainabilitySeveral words can be used to describe processesassociated with sustainability: integrati<strong>on</strong>,ownership, commitment, all of which can behard to define and are pr<strong>on</strong>e to subjectivity. It isimportant to note that these terms often meandifferent things to different people in differentc<strong>on</strong>texts. Children suffering from SAM is anemotive subject, undoubtedly due to the elevatedendemic levels seen in countries such as <strong>Ethiopia</strong>,and its associated high mortality rate if leftuntreated (or poorly treated). As a result, views<strong>on</strong> the most appropriate strategies for treatmentand acceptable standards of programme qualitycan be somewhat c<strong>on</strong>tentious.The term ‘ownership’ became something of amantra for the N-CMAM programme, with theunderstanding that “ownership equals internalisati<strong>on</strong>,i.e. is self-maintaining”. 2 Experiencehas also identified that the term ‘commitment’is often the single most important element thatdetermines whether OTP services can besuccessfully established, and whether they willc<strong>on</strong>tinue <strong>on</strong> or not. However, even if commitmentis high at OTP service delivery level(health centre or health post), each part of thehealth system has to be functi<strong>on</strong>ing <strong>on</strong> the mostbasic level, in order for the service to be successful.For example, if the logistic system is poorlyfuncti<strong>on</strong>ing resulting in RUTF stock-outs, theOTP service will collapse; ‘no product, noprogramme’ describes it well. So commitment/ownership,while the key element, is notenough <strong>on</strong> its own. It is important to note thatthis is not unique to SAM programming. Theattempted integrati<strong>on</strong> of a new health/nutriti<strong>on</strong>initiatives into routine health deliveryrequire that the system is functi<strong>on</strong>ing at least atmoderate level, in order to succeed.Table 1 summarises the timeline of keyevents in the evoluti<strong>on</strong> of acute malnutriti<strong>on</strong>management in <strong>Ethiopia</strong>. Table 2 summarisesthe timeline in N-CMAM development.N-CMAM Programme GoalThe goal of the N-CMAM programme is toreduce morbidity and mortality associated withSAM in <strong>Ethiopia</strong>, through supporting the MoHto scale-up quality CMAM services (particularlyOTP) within the routine health deliverysystem; that c<strong>on</strong>tinues to functi<strong>on</strong> over thel<strong>on</strong>ger-term and can therefore be rapidlyexpanded during times of food insecurity.N-CMAM activities and the ‘minimalsupport’ packageIn additi<strong>on</strong> to the support given to CONCERNsemergency interventi<strong>on</strong>s (see Box 3), the N-2Handy, C. Understanding Organisati<strong>on</strong>s (4th Ed) 1999.Penguin.3<strong>Ethiopia</strong>n DHS 20054While the quality of EOS screening figures was not assured,it was the first time that screening for malnutriti<strong>on</strong> hadbeen c<strong>on</strong>ducted at-scale; the very high absolute numbersof children


<strong>Field</strong> ArticleTable 2: N-CMAM programme timelineJuly 2005Oct 2005Grant awarded from the US Office for Disaster Assistance (OFDA) to pilot an integrated partnership approachwith the MoH for scale-up of SAM services. Grant to CONCERN, sub-grant to Valid Internati<strong>on</strong>al – projectimplemented together in light of synergistic relati<strong>on</strong>ship. Valid providing the ideas/innovati<strong>on</strong>, CONCERNproviding the historical base and well-established systems that allowed for programming in <strong>Ethiopia</strong>. Theprogramme was implemented jointly for two years, after which CONCERN c<strong>on</strong>tinued al<strong>on</strong>e.Meeting with UNICEF with informal partnership formed. UNICEF to c<strong>on</strong>tinue scaling-up support for the MoHto establish in-patient services (with some support for OTP). CONCERN/Valid to <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> supporting the MoHto establish OTP in selected operati<strong>on</strong>al areas.2006/7 TFP working group formed (MoH, UNICEF, CONCERN, and Valid Internati<strong>on</strong>al). Development of ‘TFP strategypaper’, which outlined the strategies and guiding principles of nati<strong>on</strong>al scale-up of SAM treatment services.It included a summary of key elements that must be in place in order to realise the scale-up of quality SAMservices, such as training, reporting, supervisi<strong>on</strong>, community mobilisati<strong>on</strong>, etc.2005 –early 2007Early stage of the programme, with c<strong>on</strong>siderable time spent in building-up relati<strong>on</strong>ships with key MoH figuresin all four regi<strong>on</strong>s. OTP services commenced first in five health centres in Jimma Z<strong>on</strong>e, Oromia regi<strong>on</strong>. Slowlyincreasing number of OTPs established at health centre level (from 0 to 37 HCs in 21 woredas). Throughlearning and experience, the ‘minimal support’ technical package was developed (see later), with time/energyalso devoted to reviewing, analysing and developing C<strong>on</strong>cern’s internal CMAM strategy for <strong>Ethiopia</strong>.2006 – 7 In collaborati<strong>on</strong> with UNICEF, substantial support given to the MoH in developing the revised nati<strong>on</strong>al SAMguidelines, which included OTP and community mobilisati<strong>on</strong> activities.May 2007– January2010Sec<strong>on</strong>d grant from OFDA enabled rapid scale-up of CMAM services. The N-CMAM programme began to gaininfluence, partly because of scale-up (from 37 to 187 health centres/posts across 87 woredas) as biggerprogrammes have louder voices, but also partly due to increasing engagement in what was going <strong>on</strong> incountry,e.g. input into the revisi<strong>on</strong> of nati<strong>on</strong>al curricula for nutriti<strong>on</strong>, providing the training manual that wasadapted for the HEWs for OTP decentralisati<strong>on</strong>, etc.2008 – 9 C<strong>on</strong>siderable scale-up of CONCERN’s emergency nutriti<strong>on</strong> activities (see Box 3). Support given from N-CMAMprogramme such as budget for supplies, trainings, vehicles, pers<strong>on</strong>nel, etc.Figure 1: N-CMAM admissi<strong>on</strong>s, 2006-2009Admissi<strong>on</strong>s to programme2500020000150001000050000Jan – Dec2006Jan – Dec2007Jan – Dec2008Jan – Dec2009Figure 2: N-CMAM Programme performancePercentage of total exits9080706050403020100183463541294119770Cured Death Defaulter/ N<strong>on</strong>resp<strong>on</strong>dertransferMedicalUnknown2006 2007 2008 2009CMAM team assisted the MoH in selected areasof the four main regi<strong>on</strong>s (Oromia, Tigray, SNNPand Amhara) to establish and maintain OTPservices. As UNICEF had been supporting theset-up and m<strong>on</strong>itoring of in-patient units (TFUsor SCs) since 2003, the N-CMAM programme<str<strong>on</strong>g>focus</str<strong>on</strong>g>ed mostly <strong>on</strong> OTP service provisi<strong>on</strong> andcommunity mobilisati<strong>on</strong>. However, where gapsexisted, the team also supported the set-up ofin-patient services. From 2007 <strong>on</strong>wards, expansi<strong>on</strong>of services was to areas identified bygovernment authorities as most in need,usually determined by early warning data,identificati<strong>on</strong> as ‘priority hot-spot area’ 7 andEOS screening data.The ‘minimal support’ package was developedin c<strong>on</strong>siderati<strong>on</strong> of the most importantareas where the MoH needed support, to establishand then maintain quality services. Theapproach used a process of incremental capacitybuilding to ensure that the ownership of theprogramme was always firmly in the hands ofthe MoH. The minimal support packageincluded the following activities for set-up ofservices and provisi<strong>on</strong> of <strong>on</strong>going support:• OTP theoretical and in-patient SAM casemanagement trainings, particularly at startupof services• Regular <strong>on</strong>-the job/refresher trainings• ToT trainingsSometimes a sibling is givenresp<strong>on</strong>siiblity for bringing achild to OTPEmily Mates/C<strong>on</strong>cern <strong>Ethiopia</strong>• Joint supportive supervisi<strong>on</strong> and follow-up• Community mobilisati<strong>on</strong> activities• C<strong>on</strong>ducting pre- and post-workshopassessments• Facilitati<strong>on</strong> of regular z<strong>on</strong>al and regi<strong>on</strong>aldisseminati<strong>on</strong> workshops/review meetings• Facilitati<strong>on</strong> of experience exchange visits• In-patient training and support wasprovided <strong>on</strong> an ad hoc basis, when requestedby the MoH, UNICEF or other INGOs.It is important to note that the physical inputsin the minimal support package describedabove do not capture the relati<strong>on</strong>ship dynamicsthat must also be attended to, if ownership is tobe achieved.Community mobilisati<strong>on</strong> and additi<strong>on</strong>alprogramme activitiesCommunity mobilisati<strong>on</strong> was a str<strong>on</strong>g featureof the programme, with the <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> a moreincremental versi<strong>on</strong> of community activati<strong>on</strong>than the ‘campaign-style’ mass screeningmobilisati<strong>on</strong> comm<strong>on</strong> for emergencyprogrammes. CONCERN’s social developmentstaff in c<strong>on</strong>sultati<strong>on</strong> with the HEWs and otherhealth staff utilised a strategy in ‘new’ CMAMareas as follows;1) Mapping: identifying key actors andidentifying community structures already inexistence, particularly those active inhealth/nutriti<strong>on</strong>2) Discussing: commencing a public healthdialogue with identified volunteers,including realistic time-frames of availablityto screen for SAM and c<strong>on</strong>duct home-visitsfor follow-up.3) Training: 1 day training including sessi<strong>on</strong>s<strong>on</strong> underlying causes of malnutriti<strong>on</strong>, use ofMUAC and importance of defaulter followup.As the <str<strong>on</strong>g>focus</str<strong>on</strong>g> of the N-CMAM programme was<strong>on</strong> innovati<strong>on</strong> and learning, programme activitieshave included c<strong>on</strong>ducting a number ofoperati<strong>on</strong>al studies. These include a defaultertracing study regular social developmentreviews and strategies, health system review,cost-analysis and effectiveness and investigati<strong>on</strong>into the role of traditi<strong>on</strong>al practiti<strong>on</strong>ers inidentificati<strong>on</strong> and referral of SAM. Case studiesand examples of ‘best-practice’ were collected,al<strong>on</strong>g with programme learning reviews andevaluati<strong>on</strong>s.At the request of the MoH, N-CMAM activitiesalso included ToT in SAM case management,participati<strong>on</strong> in multi-agency food security/post-harvest needs assessments, support for EOSscreening campaigns, support for additi<strong>on</strong>alm<strong>on</strong>itoring & evaluati<strong>on</strong>/ supervisi<strong>on</strong> activities,extensive attendance at nati<strong>on</strong>al and regi<strong>on</strong>alcoordinati<strong>on</strong> meetings and involvement innati<strong>on</strong>al initiatives, such as the recent LandscapeAnalysis c<strong>on</strong>ducted in <strong>Ethiopia</strong>.The N-CMAM team worked al<strong>on</strong>gsideCONCERN’s health and nutriti<strong>on</strong> unit toc<strong>on</strong>duct numerous assessments. From 2008 t o2010, a total of 25 standard nutriti<strong>on</strong> surveysand 10 rapid nutriti<strong>on</strong> assessments werec<strong>on</strong>ducted, mainly to inform phase-in or phaseoutof emergency nutriti<strong>on</strong> activities.Additi<strong>on</strong>ally nine coverage surveys usingcentric systematic area sampling (CSAS)methodology were c<strong>on</strong>ducted.Results/achievementsThe N-CMAM team relied <strong>on</strong> reporting channelsof the MoH which uses a particularreporting format (developed by UNICEF) thatin turn feeds into the centralised database forTFP reporting which is held at Addis Ababalevel. However, as these reports are not yet integratedinto the regular Health ManagementInformati<strong>on</strong> System (HMIS) reporting system ofthe MoH, TFP m<strong>on</strong>thly reports were sometimesincomplete and were rarely sent in a timelyfashi<strong>on</strong> to regi<strong>on</strong>al level. It was often necessary,through a mixture of supervisory visits andreminder teleph<strong>on</strong>e calls for N-CMAM staff tocollect ‘missing’ reports. The reporting rate istherefore estimated to be between 75-90% forthe statistics presented here.From January 2006 to December 2009, acrossthe four main regi<strong>on</strong>s, 40,899 children withSAM were admitted to OTP services estab-7The Emergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> Unit (ENCU) producesa ‘hot-spot matrix’ identifying priority areas in need ofnutriti<strong>on</strong>al support, which is revised every six m<strong>on</strong>ths.8The programme c<strong>on</strong>tinues <strong>on</strong> into 2010 but full results willnot be available until early 2011.70


<strong>Field</strong> ArticleTable 3: N-CMAM programme performancedata Jan 2006 – Dec 2010, four regi<strong>on</strong>sYearJan-Dec2006Jan-Dec2007Jan-Dec2008Jan-Dec2009Total number of 1,343 4,463 10,171 15,496discharges (n)Cured (%) 56 61 66.9 77.3Death (%) 1 0.9 1.2 1.1Unknown (%) 10 0 11.6 15.1 9.9Defaulter (%) 35.5 20.3 12.3 7.4N<strong>on</strong>-resp<strong>on</strong>der 0.5 3.2 3.1 3.2(%)Medical transfer 7.0 3.0 1.4 1.1(%)100% 100% 100% 100%lished at health centres, see Figure 1. 8 A steadyincrease in rate of admissi<strong>on</strong>s was observed,with the expansi<strong>on</strong> of OTP services withinhealth centres across the four regi<strong>on</strong>s. 9 Risingadmissi<strong>on</strong>s could also be due to the higherlevels of food insecurity seen in parts of thecountry where N-CMAM was operati<strong>on</strong>alduring 2008/9. Table 3 and Figure 2 describe N-CMAM programme performance, with a total of31,480 discharges from January 2006 toDecember 2009.Table 3 and Figure 2 describe N-CMAMprogramme performance, with a total of 31,480discharges from Janurary 2006 to December2009. 0Table 3 and Figure 2 dem<strong>on</strong>strate veryencouraging programme results. The recoveryrate steadily improved from 56% in 2006 to77.3% in 2009, thus exceeding Internati<strong>on</strong>alSphere recommendati<strong>on</strong>s for >75% recoveryrate.1 Most of these gains in recovery are aresult of declining defaulter/unknown ratesand to some degree, the rate of medical transfer.The trend of improved recovery rates clearlydem<strong>on</strong>strates the MoH becoming more c<strong>on</strong>fidentin their ability to offer quality services,with minimum technical support. It alsosuggests children are less likely to default, withimproved access to services and increasingsatisfacti<strong>on</strong> with the service.While an overall declining trend of defaulterand unknown rates was seen, they remainedhigh. This is largely due to the challengingtopography in many areas of the country andlogistical problems of ensuring that all healthfacilities had an uninterrupted supply chain ofRUTF. The mortality rate was c<strong>on</strong>sistently low.However as the number of unknown casesremains high, it is possible that some mortalityoccurred within this category. As expected,transfer rates to in-patient care reduced asTable 4: Training data January 2006 – December2009, four regi<strong>on</strong>sYearHealthprofessi<strong>on</strong>alsHealthExtensi<strong>on</strong>WorkersHEWSupervisors 16VCHW2006 108 42 0 5652007 380 359 0 1.3392008 547 1,236 113 1,9652009 534 1,593 284 2,161TOTAL 1569 3230 397 6030access to services increased. Where childrenwere identified earlier in their disease process,they generally had fewer medical complicati<strong>on</strong>sand may not have reached the stage wherethey lost their appetite. This meant that burden<strong>on</strong> in-patient services was further reduced andminimised family and household disrupti<strong>on</strong>.CoverageOne of the major principles of CMAM is‘increased coverage’ of services. During 2010,four coverage surveys using the CSAS methodologywere c<strong>on</strong>ducted to assess coverage of thenati<strong>on</strong>al TFP roll-out in the four main regi<strong>on</strong>s. 12Two of the surveys were c<strong>on</strong>ducted in areasthat had received N-CMAM support. Theresults were impressive, particularly for periodcoverage which exceeded the Sphere target of >50% in a rural area. 13 Point coverage estimateswere lower, highlighting the importance ofc<strong>on</strong>tinued efforts in community mobilisati<strong>on</strong>(see above for a descripti<strong>on</strong> of communitymobilisati<strong>on</strong> activities).During 2009/10, N-CMAM, in collaborati<strong>on</strong>with Tigray RHB, piloted a new methodologyfor assessing coverage of OTP services. This‘Semi Qualitative Evaluati<strong>on</strong> of Access andCoverage’ (SQUEAC) methodology was developedas a less resource-intensive (and thereforemore ‘MoH friendly’) way of evaluatingprogramme coverage and identifying barriersto service access and uptake. 14 Between October2008 and April 2010, three rounds of SQUEACwere implemented, with coverage steadilyimproving with each round (half of health facilitiesreaching >50% by the third round).Encouragingly, Tigray RHB not <strong>on</strong>ly took thelead by the third round, they also supplied thebudget for the survey, with CONCERN providingtechnical assistance <strong>on</strong>ly. 15Training of MoH health professi<strong>on</strong>alsand community membersTable 4 outlines the <str<strong>on</strong>g>focus</str<strong>on</strong>g> that was placed <strong>on</strong>training of health staff. It is now well-knownthat OTP success is c<strong>on</strong>tingent <strong>on</strong> a resp<strong>on</strong>siveTable 5: Summary of N-CMAM regi<strong>on</strong>alreview meetings/workshops by yearYearNo. ofworkshopsNo. of regi<strong>on</strong>scovered2007 5 4 (SNNP, Oromia,Amhara, Tigray)Totalnumber ofparticipants2622008 17 3 2 (SNNP, Oromia) 922009 11 4 (SNNP, Oromia,Amhara, Tigray)897TOTAL 19 1251and well-informed community, c<strong>on</strong>siderableeffort and dedicated resources were thereforealso employed for Community Mobilisati<strong>on</strong>(CM) training, using Volunteer CommunityHealth Workers (VCHWs). To ensure trainingswere c<strong>on</strong>ducted in a standardised manner, N-CMAM staff developed a training manual forthe management of SAM during 2006-7, accordingto Nati<strong>on</strong>al Guidelines. The versi<strong>on</strong> hasbeen improved throughout the programme’slife cycle, with CONCERN taking a major rolein the development of OTP training materialsused at nati<strong>on</strong>al level.WorkshopsBy 2006, CMAM/CTC was still relatively newto <strong>Ethiopia</strong> and had limited coverage, so a twodaynati<strong>on</strong>al workshop was hosted in AddisAbaba to bring together the MoH, UN agencies,d<strong>on</strong>ors and NGOs. The objective was to discuss9Figures presented here are for health centres as ‘roll out’ tohealth post occurred gradually during the year 2009 in N-CMAM areas. From 2010 <strong>on</strong>wards, programme figures willbe collected from health posts.10During the 2007 revisi<strong>on</strong> of the nati<strong>on</strong>al SAM guidelines,defaulters were divided into ‘unknown’ i.e. unc<strong>on</strong>firmeddefaulters and ‘defaulter’ i.e. those defaulters c<strong>on</strong>firmedthrough a home visit. The values need to be added togetherfor the total default rate.11The Sphere project recommends: recovery > 75%, death 50% (in rural areas)12The CSAS assessments were coordinated by the <strong>Ethiopia</strong>nHealth and Nutriti<strong>on</strong> Research Institute (EHNRI) and theMoH. CONCERN provided the technical support forimplementati<strong>on</strong> of the surveys, which were funded byUNICEF.13Mareko woreda, Gurage z<strong>on</strong>e, SNNP Regi<strong>on</strong>: OTP periodcoverage 60.9% (95% CI: 52.8%-68.6%) and pointcoverage 37.8% (95% CI: 28.2%-48.1%). Taytaw Machewworeda, Tigray Regi<strong>on</strong>: OTP period coverage 56.2% (95%CI: 44.1% - 67.8%) and OTP point coverage 27.3% (95%CI: 15.0% - 42.8%).14Myatt, M. ‘SQUEAC: Low resource method to evaluateaccess and coverage of programmes’, <strong>Field</strong> <strong>Exchange</strong>, ENN,June 2008, Issue 33.15Schofield, L, et al. ‘SQUEAC in routine m<strong>on</strong>itoring of CMAMprogramme coverage in <strong>Ethiopia</strong>’. <strong>Field</strong> <strong>Exchange</strong>, ENN,March 2010, Issue 38.16Recognising that the new cadre of HEWs were in need ofsupervisi<strong>on</strong>, the MoH trained and deployed HEW supervisorsfrom 2008 <strong>on</strong>wards.17Fewer workshops were c<strong>on</strong>ducted during 2008 as many ofthe N-CMAM staffs were involved in C<strong>on</strong>cern’s scale-up ofemergency programming (see Box 3)Shemsiya (2 years) failingthe RUTF appetite testShemsiya with her familyEmily Mates/C<strong>on</strong>cern <strong>Ethiopia</strong> Emily Mates/C<strong>on</strong>cern <strong>Ethiopia</strong> Emily Mates/C<strong>on</strong>cern <strong>Ethiopia</strong>71


the current status of therapeutic care in<strong>Ethiopia</strong> and formulate plans for increasingcoverage of quality services. From 2007, the N-CMAM team recognised that the facilitati<strong>on</strong> ofworkshops/review meetings could be a valuabletool for improving the quality of services.MoH staff involved in OTP implementati<strong>on</strong>were brought together in the same room as keydecisi<strong>on</strong> makers from regi<strong>on</strong>al, z<strong>on</strong>al and federallevel MoH, to discuss the challenges faced anddevise appropriate soluti<strong>on</strong>s (Table 5). Theseworkshops (while expensive and time-c<strong>on</strong>sumingto prepare for and c<strong>on</strong>duct) providedexcellent opportunities both for developing coordinati<strong>on</strong>and encouraging accountabilityam<strong>on</strong>g partners. Additi<strong>on</strong>ally, ‘phasing-outworkshops’ (after emergency nutriti<strong>on</strong> interventi<strong>on</strong>s,see Box 3) proved important fora toreinforce the understanding of roles and resp<strong>on</strong>sibilities,including the re-design of acti<strong>on</strong> plansfor future activities when OTP was transferredback from more intensive ‘emergency’ levelsupport provided by CONCERN to full MoHmanagement.Experience-sharing visitsA learning and informati<strong>on</strong>-exchange visit by<strong>Ethiopia</strong>n MoH officials to Malawi was facilitatedduring 2006, with representatives fromUNICEF joining the trip. The goal was to learnand share less<strong>on</strong>s <strong>on</strong> the treatment of SAM aspart of routine health services. The visitprovided an excellent opportunity for <strong>Ethiopia</strong>staff to learn from Malawi’s recent nati<strong>on</strong>alscale-up experience, hearing first-hand aboutthe successes and challenges that the MalawianMoH had faced.From 2008 <strong>on</strong>wards, a strategy of experience-sharingvisits for MoH staff to otherregi<strong>on</strong>s within country was employed. Sixvisits were organised with a total of 181 MoHstaff travelling. Health workers who wereperforming well were invited to travel to areasin need of encouragement, to improveprogramme performance. The success of thesevisits hinged <strong>on</strong> the fact that advice was beinggiven by the MoH to the MoH – not fromCONCERN – which gave added weight torecommendati<strong>on</strong>s of how to improve servicedelivery. The visits appeared to act as powerfulmotivati<strong>on</strong>al tools, with potential for l<strong>on</strong>gertermimpact.Discussi<strong>on</strong>While the programme was always results orientated,it was viewed through the lens of publichealth. This <str<strong>on</strong>g>focus</str<strong>on</strong>g> enabled it to keep goingthrough the early years of low recovery rates(<strong>on</strong>ly 56% in 2006), in the belief that if serviceswere incrementally established at-scale,improvements in service quality could follow.This was as l<strong>on</strong>g as the MoH was provided withsufficient, appropriate and well-targetedsupport.At present, the <strong>on</strong>ly benchmarks for SAM treatmentprogrammes are provided through theSphere Project. While reaching these recommendati<strong>on</strong>sshould always be the aim of the programme,it must be remembered that they have evolvedfrom humanitarian emergency programmes thatare generally implemented by well-resourcedINGOs. It could be useful if suitable benchmarksfor MoH-led nati<strong>on</strong>al scale-up programmes thatprovide appropriate reference points forprogramme quality, especially during the earlyyears of implementati<strong>on</strong> were developed.Emily Mates/C<strong>on</strong>cern <strong>Ethiopia</strong>A number of key factors/processes, listedbelow, promoted an enabling envir<strong>on</strong>mentwithin which the N-CMAM programme couldachieve its objectives.a) C<strong>on</strong>tinuous and sufficient funding from July2005 to date, through a series of grants fromOFDA and CONCERN-sourced funding, which:• Allowed for programme scale-up andc<strong>on</strong>tinuati<strong>on</strong>, with the ability to deliver <strong>on</strong>commitments.• Enabled regular processes of learning,m<strong>on</strong>itoring and evaluati<strong>on</strong>, with budgetallocated for operati<strong>on</strong>al studies andinnovative programming approaches.• Offered dedicated budget for senior staffand an expanded team at capital level thatenabled rapid resp<strong>on</strong>se to requests fortechnical assistance from partners (MoH,UNICEF, other NGOs), attendance at awealth of coordinati<strong>on</strong> fora and for staff totake an active role in policy developments.• Assisted the scale-up to emergencyprogramming, where required (see Box 3).b) Str<strong>on</strong>g <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> training of the N-CMAMteam in how to support partner staff, ratherthan undertaking direct implementati<strong>on</strong>.Building the capacity of CONCERN’s partnerrequired the team to deliver support from thesidelines, often a more difficult task than directimplementati<strong>on</strong>.c) Str<strong>on</strong>g and c<strong>on</strong>tinued <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> communitymobilisati<strong>on</strong>, with dedicated SocialDevelopment staff. This helped to create the‘demand driven’ versi<strong>on</strong> of OTP, whereby therapid and visible recovery of children acts as aprofound motivati<strong>on</strong>al force for parents, healthworkers and the wider community. 18d) Initial targeting of districts that had experiencedlimited INGO support, in an attempt toavoid areas where dependence <strong>on</strong> NGOs fornutriti<strong>on</strong>-related programming was highest.Additi<strong>on</strong>ally, CONCERN invoked a principleof not having a full-time presence in operati<strong>on</strong>alareas. Instead, CONCERN had a base inthe capital that could provide support anddialogue with the woreda and Regi<strong>on</strong>al MoH,but no permanent presence.e) The MoUs that were regularly signed withRHBs supplied the all-important officialauthenticati<strong>on</strong> for programmatic aims andobjectives.ChallengesDuring programme implementati<strong>on</strong>, a numberof challenges were experienced. Many of themwere comm<strong>on</strong> to overburdened health systems,<strong>Field</strong> Articlebut some were particularly accentuated withCMAM.Programme specific challengesTransport c<strong>on</strong>tinues to be a major challenge forthe MoH across this vast country. Where vehiclesexist, they are often in need of maintenanceand lack budget for fuel. OTP is a logisticallyheavyservice modality due to the bulkyproduct (RUTF). Ensuring sufficient andadequate storage space also presents majordifficulties. Additi<strong>on</strong>ally, the service is not a‘<strong>on</strong>e off’ – caregivers need to come back eachweek for eight weeks <strong>on</strong> average, requiring theOTP to have regular, uninterrupted supplies toensure successful outcomes.Facilitati<strong>on</strong> of sufficient and adequate supervisi<strong>on</strong>at-scale was problematic, especiallyc<strong>on</strong>sidering the transport challenges describedabove. While the supervisory visits werealways well appreciated by health staff, due tomany competing commitments, it was not easyfor over-burdened MoH supervisory staff tomake enough time for visits to health facilities.A standard supervisi<strong>on</strong> checklist for OTP wasdeveloped during the programme (in collaborati<strong>on</strong>with UNICEF and the MoH), and iscurrently being integrated within the routinehealth supervisi<strong>on</strong> system.Collecti<strong>on</strong> and collati<strong>on</strong> of programmestatistics was a major challenge. The datapresented above is <strong>on</strong>ly from health centres.Since the nati<strong>on</strong>al ‘roll-out’ of TFP (2008<strong>on</strong>wards) and the decentralisati<strong>on</strong> of OTP servicesto health post level, staff providing regularand accurate reporting face many additi<strong>on</strong>alhurdles.High staff turnover within the MoH was theprimary obstacle to <strong>on</strong>going knowledge retenti<strong>on</strong>at health facilities, resulting in untrainedstaff often found implementing OTP. Focalpers<strong>on</strong>s for nutriti<strong>on</strong> to co-ordinate and m<strong>on</strong>itoractivities at regi<strong>on</strong>al, z<strong>on</strong>al and district levelwere appointed. However, the high rate of staffturnover meant that it was important to involveall members of the health team from the start, tominimise the risk of the programme collapsingif <strong>on</strong>e pers<strong>on</strong> left.Routine antibiotic treatment was mostly notavailable at the health facilities as they aresupplied through a delivery system that isdifferent RUTF supply.18‘Temporal Integrati<strong>on</strong>’ Demand driven CTC. Steve Collins,Emergency Nutriti<strong>on</strong> Network (ENN) <str<strong>on</strong>g>Special</str<strong>on</strong>g> SupplementSeries, No. 2, November 2004.Welcome message by Ato Yohannes,the Deputy Head of Tigray RHB.72


<strong>Field</strong> ArticleCommunity mobilisati<strong>on</strong> mechanisms werenot always clear and readily available for use,resulting in a parallel system needing to be setup(although the programme collaborated withwhatever mechanisms did exist in the community).The UNICEF-supported CommunityBased Nutriti<strong>on</strong> (CBN) programme now presentsan excellent opportunity to integrate SAMscreening into the growth m<strong>on</strong>itoring activitiescarried out by VCHPs, but the modalities of thishave yet to be agreed.Challenges in the envir<strong>on</strong>mentIntegrati<strong>on</strong> of scaled-up OTP as part of routinehealth delivery provides many challenges foran overburdened and under-resourced healthsystem, including the time taken to actuallytreat the children, attendance at trainings,reporting, ordering, transport and storage ofsupplies, etc.Competing priorities within the healthsystem are also a challenge, since manyhealth/HIV related initiatives are being ‘rolledout’ at the same time in <strong>Ethiopia</strong>. Whileimprovements in health services are obviouslywelcome, it does exert pressure, e.g. attendanceat trainings can result in health staffs spendingc<strong>on</strong>siderable time away from facilities.Additi<strong>on</strong>ally ‘per-diem’ rates risk becomingcompetitive, with initiatives that pay higherrates appearing more attractive.Less<strong>on</strong>s learnedThe length of time that the process of integrati<strong>on</strong>requires <strong>on</strong> many levels. C<strong>on</strong>tinual dialogue andinteracti<strong>on</strong> with key actors is needed to ensureobjectives are being met and opportunities capitalised<strong>on</strong>.Box 3: Emergency programmingDuring the food crisis of 2008/9, CONCERN scaled-upto emergency nutriti<strong>on</strong> resp<strong>on</strong>se, implementing the‘full’ CMAM package (that included supplementaryfeeding support, OTP and SC set-up) in 10 woredas.In additi<strong>on</strong>, blanket supplementary feeding distributi<strong>on</strong>swere implemented in selected woredas ofSNNP, Amhara, Tigray and Oromia regi<strong>on</strong>s, inattempts to c<strong>on</strong>tain rapidly deteriorating situati<strong>on</strong>s.Total numbers of beneficiaries treated through theprogrammes during 2008/9:Interventi<strong>on</strong> Target group Total numberof beneficiariesBlanketsupplementaryfeeding (SF)(1 m<strong>on</strong>th SFrati<strong>on</strong>provided)Children 6-59m<strong>on</strong>thsPregnant (3rdtrimester) andlactating women(infant 50% coverage in a ruralarea) in all but <strong>on</strong>e assessment (where OTP pointcoverage was estimated at 46.4%, Dessie Zuriaworeda October 2008).A key challenge for CONCERN’s emergency interventi<strong>on</strong>swas how to scale-up and then, crucially,scale-down again, without undermining the workthat had been previously d<strong>on</strong>e through the N-CMAMcapacity building approach. The period of transiti<strong>on</strong>back to N-CMAM’s ‘minimal support’ approach couldbe interesting, as partners were required to realignexpectati<strong>on</strong>s of assistance <strong>on</strong>ce the acute emergencyperiod was over. Phasing-out workshopshelped to reinforce the understanding of roles andresp<strong>on</strong>sibilities during the transiti<strong>on</strong> period, whereOTP and SC services were again fully managed bythe MoH. Learning reviews were also c<strong>on</strong>ducted atthe end of each emergency interventi<strong>on</strong>, in order tomaximise learning for future interventi<strong>on</strong>s.c<strong>on</strong>vinced that more senior staff are interestedenough in programme results. Initially it mightbe necessary to c<strong>on</strong>duct additi<strong>on</strong>al supervisi<strong>on</strong>to ensure service quality (especially when theservice is new). However, integrati<strong>on</strong> intoroutine health service supervisi<strong>on</strong> must beaimed for if sustainability is to be achieved.N-CMAM Programme limitati<strong>on</strong>sAlthough a number of ‘strategy meetings’ wereheld, a strategy as such was not developed. Thiswas partly due to the short-term funding cyclesof the programme that presented some barriersfor the articulati<strong>on</strong> of a strategic visi<strong>on</strong>. L<strong>on</strong>gertermfunding for N-CMAM proved elusive,despite attempts to secure it.While the N-CMAM is a much more costeffectiveversi<strong>on</strong> of OTP than ‘usual’ NGOsupported versi<strong>on</strong>s, the programme remainsrelatively expensive. C<strong>on</strong>siderable budget isrequired for trainings, cars for supervisi<strong>on</strong>, staffsalaries, etc.N-CMAM prioritised attenti<strong>on</strong> <strong>on</strong> OTP overthe establishment of in-patient services. Thisdecisi<strong>on</strong> was taken for two reas<strong>on</strong>s. First, existingUNICEF support for in-patient services(described above) and sec<strong>on</strong>d, with limitedCONCERN capacity, the <str<strong>on</strong>g>focus</str<strong>on</strong>g> (as public healthadvocates) should be <strong>on</strong> the 95% of childrenwho could be treated in OTP. It is acknowledgedthat alternate views exist, that mightc<strong>on</strong>sider N-CMAM should have prioritised inpatientcare also.There were a number of missed opportunities.For example, linkages with preventativenutriti<strong>on</strong> interventi<strong>on</strong>s were very limited, aswere linkages with hygiene and other sanitati<strong>on</strong>activities. Health educati<strong>on</strong> at the OTP wasirregular and could be sub-optimal.While the programme’s aims and objectiveshave always been to support the MoH, it isacknowledged that this particular versi<strong>on</strong> of N-CMAM remains NGO-driven, wheresustainability after phase-out is not guaranteed.C<strong>on</strong>clusi<strong>on</strong>sThe N-CMAM programme started from smallbeginnings and grew into a relatively large andsuccessful interventi<strong>on</strong>. It capitalised <strong>on</strong> thenati<strong>on</strong>al and internati<strong>on</strong>al momentum that wasbuilding around nutriti<strong>on</strong> <str<strong>on</strong>g>issue</str<strong>on</strong>g>s. It c<strong>on</strong>tributedto the nati<strong>on</strong>al roll-out of SAM treatment servicesthat is now underway in <strong>Ethiopia</strong>, bydem<strong>on</strong>strating that the MoH were well able tomanage and implement OTP services ofincreasing quality at-scale. It reflected that theprocess might take some time and c<strong>on</strong>siderableexpense.The nati<strong>on</strong>al roll-out of the TFP has beensubject to c<strong>on</strong>siderable effort from the MoH(supported by UNICEF and other partners). Todate, approximately 30% of <strong>Ethiopia</strong>’s healthfacilities are offering OTP services, an impressiveachievement over a short period of time.The challenge now will be how to maintainquality of the OTP, when implemented at scale.The difficulties of adequate m<strong>on</strong>itoring, supervisi<strong>on</strong>and reporting are enhanced, as is thelogistic burden for the health service. Strategicplanning, al<strong>on</strong>g with str<strong>on</strong>g leadership from theMoH will be required, in order that the TFP rolloutcan be strengthened and maintained.For further informati<strong>on</strong>, c<strong>on</strong>tact:c<strong>on</strong>cern.ethiopia@c<strong>on</strong>cern.net73


Agency profileThe <strong>Ethiopia</strong>n OrthodoxChurch Development andInter-Church Aid Commissi<strong>on</strong>By Gebreselassie Atsbahha<strong>Field</strong> ArticleEOC-DIAC, <strong>Ethiopia</strong>, 2009Gebreselassie Atsbahha is Emergency Relief Officer with the EOC-DICAC. He has over 20 years of experience in humanitarian, socialprotecti<strong>on</strong> and development works, both in governmental andn<strong>on</strong>-governmental organisati<strong>on</strong>s in various parts of the country.His has a MSc in Land Resources Management and Envir<strong>on</strong>mentalProtecti<strong>on</strong>.The author would like to acknowledge Alive and Thrive, <strong>Ethiopia</strong> for the efforts it ismaking to alleviate malnutriti<strong>on</strong> and the problems associated in <strong>Ethiopia</strong>. The leadershipquality of Dr Teweldebirhan Hailu, senior country director of the organisati<strong>on</strong>,as well as the harm<strong>on</strong>y and commitment of the staff is really appreciated.An EOC-DICAC teamsurveying a mosquitobreeding sites in Amhararegi<strong>on</strong>, Guangua districtThe <strong>Ethiopia</strong> Orthodox Church (EOC) is<strong>on</strong>e of the oldest churches in the world.The church is also the largest denominati<strong>on</strong>in <strong>Ethiopia</strong> with more than 40milli<strong>on</strong> followers, which is approximately 40-50% of the total populati<strong>on</strong>. One can observethe impacts of EOC in almost all aspects of thecountry’s history and present image and theEOC c<strong>on</strong>tinues to play an important role in thesocial, ec<strong>on</strong>omic, cultural, educati<strong>on</strong>al andpolitical life of the country.EOC-DICAC objectivesIn order to resp<strong>on</strong>d to both the emergency andl<strong>on</strong>ger term needs of the populati<strong>on</strong>, the churchestablished a development wing in 1972, the<strong>Ethiopia</strong>n Orthodox Church Development andInter-Church Aid Commissi<strong>on</strong> (EOC-DICAC).The EOC-DICAC is <strong>on</strong>e of a few activeecumenical development organisati<strong>on</strong>s in thecountry. It is engaged primarily with the objective“to help disadvantaged communities attainself reliance by tackling the root causes ofpoverty, drought, c<strong>on</strong>flict and HIV/AIDS bypromoting a sustainable developmentprogrammes”. The EOC-DICAC works withinthe regulati<strong>on</strong>s and laws governing n<strong>on</strong>governmentalorganisati<strong>on</strong>s (NGOs). TheVisi<strong>on</strong> of EOC-DICAC is to help create a justsociety in which every<strong>on</strong>e has access to thebasic necessities of life.EOC-DICAC activitiesTo achieve its objective, EOC-DICAC isinvolved in the following major areas of activity:• Providing emergency and humanitarianassistance• Implementing rural developmentprogrammes• Building local capacities to implementproject activities for poverty reducti<strong>on</strong>• Assisting vulnerable groups such asrefugees, returnees and displaced people• Supporting the preventi<strong>on</strong> and c<strong>on</strong>trol ofHIV/AIDS and related nutriti<strong>on</strong> needs• Training/educati<strong>on</strong> to ensure equity andpromote optimal use of natural resources.Since its establishment, the EOC-DICAC hasimplemented many relief and developmentprojects. By mid-2010, the EOC-DICAC wasimplementing more than thirty projects indifferent parts of the country covering integratedrural development, water supply andsanitati<strong>on</strong>, relief and rehabilitati<strong>on</strong>, HIV/AIDSpreventi<strong>on</strong> and c<strong>on</strong>trol projects and refugeeand returnee programmes.The EOC-DICAC has more than 20 US andEuropean based partners and has an annualbudget of around US $ 30 milli<strong>on</strong>. The maind<strong>on</strong>ors include (but are not limited to) UNHCR,EU,UNICEF, UNDP, Christian Aid, Dan ChurchAid, ACT-Forum, Water Aid, Interm<strong>on</strong>‐Oxfam,USAID and World Visi<strong>on</strong>. The EOC-DICACalso works closely with other Church based andChurch affiliated organisati<strong>on</strong>s.Emergency resp<strong>on</strong>seDuring periods of drought, internal c<strong>on</strong>flict andother emergency situati<strong>on</strong>s, the EOC-DICACsupports the resp<strong>on</strong>ses arising from the government’snati<strong>on</strong>al emergency appeals. TheEOC-DICAC has the capacity to be involved inlife saving interventi<strong>on</strong>s through the provisi<strong>on</strong>of food aid, farm tools, seeds, smallanimals/ruminants, supply of water and otherbasic life saving inputs. Priority is given tosupplementary feeding of children and theprovisi<strong>on</strong> of a m<strong>on</strong>thly take home rati<strong>on</strong> (typically4.5kg per m<strong>on</strong>th) to other vulnerablegroups, such as the elderly and the sick.EOC-DICAC also supports envir<strong>on</strong>mentalrehabilitati<strong>on</strong> activities in some areas, such asarea closures, soil and water c<strong>on</strong>servati<strong>on</strong> structures,seedling producti<strong>on</strong> and distributi<strong>on</strong>.Apart from this, the commissi<strong>on</strong> has tried toexpedite crop producti<strong>on</strong>, livestock developmentactivities and introduce vegetables andfruit trees. By so doing, these activities aim tohave a role in improving the nutriti<strong>on</strong>al statusof children and improve dietary diversity of thetarget families.In coordinati<strong>on</strong> with District Health Officers,orientati<strong>on</strong> and awareness creati<strong>on</strong> <strong>on</strong> HIVtransmissi<strong>on</strong>, protecti<strong>on</strong> mechanisms and theuse of voluntary counselling and HIV testing isalso a key activity. Pilot projects <strong>on</strong> HIV/AIDSorphan care at parish churches have also shownpromising success.To date, EOC-DICAC has made great stridesin its service to the disadvantaged populati<strong>on</strong>sof <strong>Ethiopia</strong>n society and its programmes havestrengthened communities to better sustainthemselves during periods of extreme hardship.EOC-DICAC has succeeded incommunity mobilisati<strong>on</strong> to fight against theroot causes of poverty, HIV/AIDS pandemicand envir<strong>on</strong>mental degradati<strong>on</strong>. The organisati<strong>on</strong>has also built schools and health posts tocreate access for educati<strong>on</strong> opportunities andhealth services for thousands of rural familymembers in the country.The water supply scheme c<strong>on</strong>structi<strong>on</strong> projectscreate opportunities for milli<strong>on</strong>s of<strong>Ethiopia</strong>n people to get potable water, reducethe workload of women and children, minimisethe prevalence of water borne diseases andincreased awareness of hygiene and sanitati<strong>on</strong>.Rural roads c<strong>on</strong>structed by EOC-DICAC havealso c<strong>on</strong>tributed to the mobility of ruralcommunities and increased their accessibility tothe nearest towns and markets.Working with womenEOC-DICAC is very c<strong>on</strong>cerned about women’sparticipati<strong>on</strong> in development and makes surethat the following <str<strong>on</strong>g>issue</str<strong>on</strong>g>s are addressed rightfrom the project design up to the phase-out ofprojects:• Encourages women to participate at alllevels of the project cycle and ensuresgender sensitivity.• Ensures that interventi<strong>on</strong>s c<strong>on</strong>sider womenin equal status with men.• Built partnership and strategic alliance withlocal government and civil societyorganisati<strong>on</strong>s (CSOs) to promote gendermainstreaming in development projects atall levels.• Advocates against violence in terms ofpers<strong>on</strong> trafficking, as well as female genitalmutilati<strong>on</strong> and other harmful traditi<strong>on</strong>alpractices.• Intervene in women capacity building so asto enable them acquire technical skills.• Promotes equal opportunities for womenand men in recruitment, staff developmentand promoti<strong>on</strong>.The basis for the emergency and developmentinitiatives of EOC-DICAC is the fundamentaldoctrine of the Church/Bible "Every<strong>on</strong>e whohas gives to those in need". The initiati<strong>on</strong> of thewhole effort put by the Church so far hasemerged from its doctrine or internal spiritualbelief that urges every<strong>on</strong>e to help those who arerelatively poor in the society.For further informati<strong>on</strong>, c<strong>on</strong>tact: GebreselassieAtsbahha, P.O BOX: 503, <strong>Ethiopia</strong>. tel: + 251911 687909 Fax +251 111 551455,email: gats2005@gmail.com74


TSF distributi<strong>on</strong> in Degehabur, Somali Regi<strong>on</strong>The TargetedSupplementary FeedingProgramme (TSF)WFP/Judith Schule, <strong>Ethiopia</strong>, 2009<strong>Field</strong> ArticleBy Jutta NeitzelJutta Neitzel is the Head of the Nutriti<strong>on</strong> and Educati<strong>on</strong> Secti<strong>on</strong> atWFP <strong>Ethiopia</strong>. She has worked for the programme since 1997.Previously she worked for WFP in Italy and Yemen. She holds aMasters in Ec<strong>on</strong>omics.The author acknowledges the c<strong>on</strong>tributi<strong>on</strong>s of GloriaKusemererwa, Targeted Supplementary Food (TSF) team leader,her deputy Tayech Yimar and the entire TSF team for their wisdomand input to this article and their c<strong>on</strong>tinued dedicati<strong>on</strong> to backstopthe interventi<strong>on</strong> and to identify creative ways to improve theresp<strong>on</strong>se the nutriti<strong>on</strong>al needs of young children in <strong>Ethiopia</strong>.The findings, interpretati<strong>on</strong>s, and c<strong>on</strong>clusi<strong>on</strong>s in this article are thoseof the author. They do not necessarily represent the views of WFP orthe country they represent and should not be attributed to them.The Enhanced Outreach Strategy(EOS)/Targeted Supplementary Food(TSF) for Child Survival is a jointprogramme under the United Nati<strong>on</strong>Development Assistance Framework (UNDAF,2007-2011) with the Government of <strong>Ethiopia</strong>.UNICEF is supporting the Ministry of Health(MoH) to c<strong>on</strong>duct twice yearly campaigns of vitaminA supplementati<strong>on</strong> and deworming to everychild under five in the country 1 . In TSF selecteddistricts, the EOS is also screening malnutriti<strong>on</strong> ofall children under five years and pregnant andlactating women. 2 WFP is supporting the DisasterRisk Management and Food Security Sector(DRMFSS) of the Ministry of Agriculture and RuralDevelopment (MOARD) to deliver two supplementaryrati<strong>on</strong>s of Corn Soya Blend (CSB) and oilto children and women identified with acutemalnutriti<strong>on</strong> during the screening. 3Overview of EOS/TSFThe Targeted Supplementary Feeding programmeaims to rehabilitate children under five years old aswell as pregnant and lactating women (PLW) identifiedas acutely malnourished during EOSscreenings in TSF selected districts. Theprogramme also aims to reduce the risk of childmortality and through an awareness-raisingcomp<strong>on</strong>ent, aspires to enhance the basic nutriti<strong>on</strong>knowledge of mothers and other women incommunities targeted by EOS/TSF.<strong>Ethiopia</strong> is currently am<strong>on</strong>g the countries withthe highest rates of child mortality and malnutriti<strong>on</strong>in the world. The various l<strong>on</strong>g-term strategies initiatedby the Government of <strong>Ethiopia</strong>, such as theProductive Safety Net Programme (PSNP) or theChild Survival Strategy am<strong>on</strong>g others, started in2004/5. It is anticipated that these programmes willtake at least 5to 10 years to have significant impact.The EOS/TSF was developed in 2004 as a ‘stop-gap’measure to avoid additi<strong>on</strong>al milli<strong>on</strong>s of <strong>Ethiopia</strong>nchildren from dying or becoming malnourished inthe meantime. It was carefully designed to create a‘bridge’ to the more sustainable and l<strong>on</strong>ger-terminterventi<strong>on</strong>s like PSNP.The TSF replaced the provisi<strong>on</strong> of blanketsupplementary food rati<strong>on</strong>s al<strong>on</strong>gside the generalrelief food distributi<strong>on</strong>. The rati<strong>on</strong>ale for a moretargeted approach was to better resp<strong>on</strong>d to theneeds of malnourished individuals at a criticalphysical and mental development stage in theirlives and to ensure better targeting than a blanketdistributi<strong>on</strong>.More recently (2008), the Nati<strong>on</strong>al Nutriti<strong>on</strong>Programme (NNP) was approved and provides thebroader framework for developing communitybasednutriti<strong>on</strong> capacity in <strong>Ethiopia</strong>. The EOS isnow being gradually phased-out and replaced byquarterly Community Health Days (CHDs)organised and managed by the HealthExtensi<strong>on</strong> Workers at kebele level. The TSFwill be c<strong>on</strong>tinued at kebele level until therates of acute malnutriti<strong>on</strong> are low enough toend the programme (i.e. until impact ofpreventive programmes such as communitybasednutriti<strong>on</strong> (CBN) is effective).The EOS provides key Child Survivalinterventi<strong>on</strong>s to over 11 milli<strong>on</strong> children and700,000 pregnant and lactating women every6 m<strong>on</strong>ths. The annual funding is US$14milli<strong>on</strong>.The annual requirements of the TSFcomp<strong>on</strong>ent, with its present coverage, arecurrently estimated at about US$53 milli<strong>on</strong>,equivalent to 53,000 metric t<strong>on</strong>nes of fortifiedblended food and vegetable oil. These quantitiesresp<strong>on</strong>d to the needs of around <strong>on</strong>emilli<strong>on</strong> individuals in 168 woredas in Afar,Amhara, Gambella, Oromia, Somali, SNNPRand Tigray regi<strong>on</strong>s. Initially, the programmecovered 325 woredas, but due to soaring foodprices as well as diminished d<strong>on</strong>or support inearly 2008, the programme had to be downscaled.The initial 325 woredas were thechr<strong>on</strong>ically food insecure woredas identifiedby the Government of <strong>Ethiopia</strong> during the2002/3 emergency. The criteria used to selectthe current 168 TSF woredas were:• prevalence of moderate acute malnutriti<strong>on</strong>(MAM) >10%• classificati<strong>on</strong> as emergency hotspotworedas in 2006/7• identificati<strong>on</strong> as a food insecure woredaduring the December 2007 meher assessmentto be a relief recipient in 2007• not a PSNP woreda in 2007 and, forOromia and SNNPR, whether the woredawas rolling out the nati<strong>on</strong>al nutriti<strong>on</strong>programme’s CBN or not.The current TSF woredas do not cover all thehotspot districts in the country. Therefore aspecial mechanism has been developed toundertake ‘ad hoc’ TSF distributi<strong>on</strong> inhotspot woredas that are not TSF woredas.Implementati<strong>on</strong> and designEvery six m<strong>on</strong>ths and with UNICEF support,Regi<strong>on</strong>al Health Bureaus organise ChildSurvival campaigns. Each district (woreda)that is not a TSF district forms <strong>on</strong>e EOS teamper sub-district (kebele) composed of <strong>on</strong>ehealth worker and <strong>on</strong>e health extensi<strong>on</strong>worker. These mobilise the community tocome to the nearest health post <strong>on</strong> a specificday, called the EOS day. On this day, the EOSteam will de-worm and supplement withvitamin A all children under five years. Onmany occasi<strong>on</strong>s, Regi<strong>on</strong>al Health Bureaustake the opportunity to deliver other essentialservices such as measles and tetanus vaccinati<strong>on</strong>s,mosquito net distributi<strong>on</strong>, HIV/AIDSpreventi<strong>on</strong>, iodine capsules distributi<strong>on</strong>, etc.In TSF districts, the EOS team is expandedwith another two health staff, generally <strong>on</strong>ehealth extensi<strong>on</strong> worker and <strong>on</strong>e supportstaff, to undertake the screening of children,pregnant and lactating women. Thes- healthstaff measure the Mid-Upper ArmCircumference (MUAC) of children underfive years and check for bilateral oedema.Children and women eligible for TSF areregistered in a book and given a TSF rati<strong>on</strong>card. The registrati<strong>on</strong> book includes the serialnumber of the distributi<strong>on</strong> card 4 . There arethree carb<strong>on</strong> copies of the registrati<strong>on</strong> book,<strong>on</strong>e for the Food Distributi<strong>on</strong> Agent (FDA),<strong>on</strong>e for the district Health Office and <strong>on</strong>e forthe district Disaster Preventi<strong>on</strong> andPreparedness Office (DPPO). The registrati<strong>on</strong>book is then kept by the FDAs. The threecarb<strong>on</strong> copies allow supervisors and fieldm<strong>on</strong>itors to verify that they are identical andwere not manipulated. In additi<strong>on</strong> to receivingthe TSF rati<strong>on</strong>, children identified with1Vitamin A is supplemented to children 6-59 m<strong>on</strong>ths oldand deworming tablets are administered to children 2-5years old.2The following groups are screened for malnutriti<strong>on</strong>:children 6-9 m<strong>on</strong>ths old, visibly pregnant women andwomen breastfeeding a less than 6 m<strong>on</strong>th old infant3The following groups are eligible for TSF: Children withMUAC


<strong>Field</strong> Articlesevere acute malnutriti<strong>on</strong> (SAM) 5 are referred tothe nearest Therapeutic Feeding Programme, ifavailable.During the EOS days, MoH supervisors andUNICEF field m<strong>on</strong>itors undertake spot visitsalthough number of sites visited is limited. Inadditi<strong>on</strong>, post-EOS coverage surveys are regularlyc<strong>on</strong>ducted by independent organisati<strong>on</strong>s.At Federal level, the Emergency Nutriti<strong>on</strong>Coordinati<strong>on</strong> Unit (ENCU) checks screeningdata and informs the MoH, DRMFSS, UNICEFand WFP of any aberrant data.The DPPO is resp<strong>on</strong>sible for compiling thedata from the screening registrati<strong>on</strong> book andto request the appropriate amount of TSF foodfrom the regi<strong>on</strong>al Disaster Preventi<strong>on</strong> andPreparedness Bureau (DPPB). The DPPB is incharge of transportati<strong>on</strong> and distributi<strong>on</strong> offood to over 1,300 food distributi<strong>on</strong> centres. Thefood is provided by WFP to all of the regi<strong>on</strong>alwarehouses. All of the food transportati<strong>on</strong>,distributi<strong>on</strong> and administrative costs incurredby regi<strong>on</strong>al government are paid by WFP.TSF distributi<strong>on</strong> centres are selected throughcommunity participati<strong>on</strong> and managed byFDAs (trained and paid females from respectivecommunities) 6 . Once the food is receivedby the FDAs, the community is informed of theTSF distributi<strong>on</strong> date. Beneficiaries come with aTSF rati<strong>on</strong> card and collect the rati<strong>on</strong> for 3m<strong>on</strong>ths. The food basket comprises two 3-m<strong>on</strong>thly rati<strong>on</strong>s of 25 kg of Corn Soya Blend(CSB) and 3 litres of oil. The size of the rati<strong>on</strong>has been set to compensate for intra-householdsharing. FDAs also pass <strong>on</strong> four nutriti<strong>on</strong>messages during the distributi<strong>on</strong>. This includesinstructi<strong>on</strong> to minimise intra-household sharingand selling of the TSF rati<strong>on</strong>.At the food distributi<strong>on</strong> stage, the DPPB isresp<strong>on</strong>sible for c<strong>on</strong>ducting regular food m<strong>on</strong>itoring,complemented by WFP m<strong>on</strong>itoring.Unfortunately, DPPB m<strong>on</strong>itoring results are notregularly shared with partners. WFPs m<strong>on</strong>itorsand woreda health and DPPO focal pointsc<strong>on</strong>duct spot check visits to ensure properimplementati<strong>on</strong> and support to the FDAs. In2009, through regular spot check visits, WFPm<strong>on</strong>itors interviewed 2,369 beneficiaries in 111woredas and visited 1,245 distributi<strong>on</strong> centres.Nearly 500 centres were visited during distributi<strong>on</strong>s.The m<strong>on</strong>itoring visits check <strong>on</strong> whetherthe distributi<strong>on</strong> process is following procedures,including proper documentati<strong>on</strong> in theregistrati<strong>on</strong> books, registrati<strong>on</strong> cards, signboards,etc. M<strong>on</strong>itors also c<strong>on</strong>duct beneficiaryinterviews 40 days after the food distributi<strong>on</strong>.Beneficiary interviews enquire about foodreceived and how it is used as well as obtainfeedback <strong>on</strong> the distributi<strong>on</strong>, knowledge aboutentitlement and nutriti<strong>on</strong> awareness. Followingeach distributi<strong>on</strong>, FDAs attend a post-distributi<strong>on</strong>woreda review meeting to assess thedistributi<strong>on</strong> process and to discuss problemsencountered with woreda health and DPPOfocal points. Review meetings are c<strong>on</strong>ducted atdistrict and z<strong>on</strong>al level to assess the overall EOScampaign performance, including the quality ofthe screening process.WFP’s approach verifies whether allocatedTSF food is reaching beneficiaries identifiedthrough the EOS-TSF screening <strong>on</strong> a timely basis,and enables follow up at higher levels if need be.Commodity tracking will further benefit fromthe envisaged Food Management ImprovementProject (FMIP). As the programme does notregularly check <strong>on</strong> the improvement of the beneficiaries’nutriti<strong>on</strong>al status, WFP c<strong>on</strong>ducts anoutcome survey <strong>on</strong>ce a year including data <strong>on</strong>recovery and mortality rates.TSF achievementsThe EOS service coverage has been c<strong>on</strong>sistentlyhigh (>90%) since its incepti<strong>on</strong> in 2004. A TSFoutcome evaluati<strong>on</strong> study 7 was c<strong>on</strong>ducted in2008. This study aimed to recruit children for aprospective cohort study in eight districts.Children were to be followed up at 1,2, 3 and 6m<strong>on</strong>ths after enrolment in the TSF. At the timeof the first follow-up visit, 973 children hadreceived TSF food and were defined as interventi<strong>on</strong>children, and 588 children had notreceived TSF food and were defined as c<strong>on</strong>trolchildren. Overall, at all four follow-up visits,interventi<strong>on</strong> children had greater change inweight-for-height z-scores from baseline thanc<strong>on</strong>trol children (p< or =0.001). Weight gaindiffered much less between the two studygroups and was not statistically significant,with the excepti<strong>on</strong> of the fourth follow-upvisits. Changes in MUAC also did not differgreatly between the interventi<strong>on</strong> and c<strong>on</strong>trolgroup. However, at the first follow-up visit, thedifference was marginally statistically significant(p=0.05).By the end of follow-up at 6 m<strong>on</strong>ths, 49.2%of children with a low MUAC at baseline had aMUAC greater than or equal to 12 cm and werec<strong>on</strong>sidered ‘recovered’, 47.6% had a MUAC lessthan 12 cm and were c<strong>on</strong>sidered ‘not recovered’,2.9% had died, and 0.3% did not pick upeither the first or sec<strong>on</strong>d distributi<strong>on</strong> and werec<strong>on</strong>sidered ‘defaulted’. 8 A similar studyc<strong>on</strong>ducted in 2009 showed much better results,with a 68% recovery rate after three m<strong>on</strong>thsfood c<strong>on</strong>sumpti<strong>on</strong>.In 2008, compliance with TSF programmerecommendati<strong>on</strong>s was generally poor. Themajority of children lived in households wherethe food was c<strong>on</strong>sumed faster than expected,ate less than <strong>on</strong>e-half of the TSF food, or sharedthe food to some extent with other pers<strong>on</strong>s inthe household. The authors of the studyc<strong>on</strong>cluded that although the TSF programmehas a beneficial effect <strong>on</strong> enrolled children, theeffect seen was smaller than expected.Numerous reas<strong>on</strong>s for this were suggested,including:• A large proporti<strong>on</strong> of children enrolledwere not acutely malnourished.• Poor compliance, i.e. food sharing (childrenliving in households with increased foodsharing tended to have less improvement innutriti<strong>on</strong>al status than children in households with less food sharing).• Increased food insecurity during the followupperiod so households may haveincreased TSF sharing.A number of recommendati<strong>on</strong>s to address thesefindings were made that included:The targeting needed to be improved to excludemore children who do not have acute malnutriti<strong>on</strong>,e.g. ensuring better trained screeners,employing supervisory checks <strong>on</strong> a porti<strong>on</strong> ofEOS screening and implementing two stagescreening.The intra-household food sharing should beminimised by more research into reas<strong>on</strong>s forsharing, better educati<strong>on</strong> of mothers andincreasing TSF rati<strong>on</strong>s.The TSF programme should be linked moreclosely to health centres to improve the referralof severely malnourished children for moreappropriate therapeutic care.What challenges has the programmefaced?The programme has encountered a number ofchallenges. The absence of a nati<strong>on</strong>al nutriti<strong>on</strong>surveillance system and weight gain m<strong>on</strong>itoringin between the six-m<strong>on</strong>thly screeningsprevents regular outcome m<strong>on</strong>itoring. Currentinformati<strong>on</strong> <strong>on</strong> the nutriti<strong>on</strong> situati<strong>on</strong> isprovided through woreda-level nutriti<strong>on</strong>surveys, which are mostly c<strong>on</strong>ducted by internati<strong>on</strong>aln<strong>on</strong>-governmental organisati<strong>on</strong>s(NGOs) and cannot be extrapolated to regi<strong>on</strong>alor nati<strong>on</strong>al levels. Such surveys are triggered ifa serious nutriti<strong>on</strong> problem has been signalledor as follow up to nutriti<strong>on</strong>al programmes.The 2008 TSF outcome evaluati<strong>on</strong> studyobserved an inclusi<strong>on</strong> of many children whoare actually not malnourished (46% of thesurveyed group). However, the error of inclusi<strong>on</strong>clustered very closely around the 12 cm cutoff point. This error may be due to the poorquality of the screening (poor health extensi<strong>on</strong>workers skills/performance in the identificati<strong>on</strong>of malnutriti<strong>on</strong>) or to external pressures toget additi<strong>on</strong>al or less beneficiaries <strong>on</strong> the TSFlist. The screening methodology initiallycombined a pre-selecti<strong>on</strong> with MUAC measurementfollowed by the weight-for-heightcalculati<strong>on</strong> and oedema checking. This methodwas complicated and highly pr<strong>on</strong>e to errors. In2006, the methodology was simplified and anew MUAC tape, using a colour code and aposter were developed to increase the awarenessand understanding of the children’sentitlement to TSF and TFP.Initially, screening was undertaken bycommunity volunteers that were new andunqualified. The screening is now the resp<strong>on</strong>sibilityof the health extensi<strong>on</strong> workers that arequalified and regularly trained <strong>on</strong> measuringtechniques. Where ENCU cannot c<strong>on</strong>firm thevalidity of screening data, WFP reduces therati<strong>on</strong> in line with the previously servednumbers or individuals or withholds the fooddistributi<strong>on</strong> till such a time as a field verificati<strong>on</strong>exercise can be undertaken. Thewithholding of food has however, <strong>on</strong>lyhappened in a few instances.ENCU’s most recent guidance notes <strong>on</strong> theEOS screening data quality underscores theneed to present credible screening results foreffective TSF targeting with limited inclusi<strong>on</strong>and exclusi<strong>on</strong> errors. The note suggests morecommunity mobilisati<strong>on</strong> and sensitisati<strong>on</strong> <strong>on</strong>EOS/TSF, training of anthropometric measurers,the reducti<strong>on</strong> of the number of children tobe screened per HEW per day (from 200-250 to100 per day), more supervisi<strong>on</strong>, better qualitydata compilati<strong>on</strong> at kebele, woredas andregi<strong>on</strong>al level, applicati<strong>on</strong> of data quality checkcriteria including plausible maximum levels formoderate acute malnutriti<strong>on</strong> (MAM) (15% ofchildren screened) and SAM (3.2%) and a maximumratio between SAM and MAM.6Currently 2,636 women FDAs are trained in the 168woredas7Outcome evaluati<strong>on</strong> study of the Targeted SupplementaryFood (TSF) programme in <strong>Ethiopia</strong>. World Food Programme,<strong>Ethiopia</strong>, June 2009. Jutta Skau, MSc; Tefera Belachew, MDMSc, Tsinuel Firma, MD; Bradley A. Woodruff, MD, MPH.8Although not meeting Sphere standards many c<strong>on</strong>siderthat the design of the TSF is unique and particularlyappropriate to the <strong>Ethiopia</strong>n c<strong>on</strong>text so that it cannot andshould not be compared to traditi<strong>on</strong>al SFPs in terms ofproject m<strong>on</strong>itoring data and outcome measures.76


<strong>Field</strong> ArticleTSF beneficiaries in Degehabur,Somali Regi<strong>on</strong>WFP has also piloted a programme using the‘gatekeeper c<strong>on</strong>cept’ aimed at a reducti<strong>on</strong> intargeting errors. In this approach, a sec<strong>on</strong>dscreening d<strong>on</strong>e by WFP-employed nurses isundertaken. The gatekeeper c<strong>on</strong>cept waspiloted in Afar and SNNPR as those regi<strong>on</strong>swere known to suffer from high numbers offalse positive inclusi<strong>on</strong>s. The str<strong>on</strong>g commitmentto the initiative from the side of high-levelregi<strong>on</strong>al administrati<strong>on</strong> officials was a mainfactor for the success of the pilot in SNNPR.Another round of sec<strong>on</strong>dary screening iscurrently underway by WFP for comparis<strong>on</strong>with MoH screening. Furthermore, UNICEFhas developed a funding proposal for moretraining and supervisi<strong>on</strong> so that screening canbe improved.A Knowledge, Awareness and Practice(KAP) study c<strong>on</strong>ducted in 2009 compared childfeeding and care practices of mother/caregiversof children less than three years of age (n= 1525) with their immediate neighbourhoodn<strong>on</strong>-beneficiaries (n= 1531) in five regi<strong>on</strong>s(Tigray, Afar, Amhara, Oromia and SNNPR).The study found that overall, a large proporti<strong>on</strong>of the beneficiary mothers had good knowledge,positive attitude and appropriatepractices related to child feeding compared tothe c<strong>on</strong>trol group. Significant differences wereobserved in their knowledge about optimaltime of initiati<strong>on</strong> of breastfeeding, durati<strong>on</strong> ofexclusive breastfeeding and optimal time forthe introducti<strong>on</strong> of complementary foodscompared to their n<strong>on</strong>-beneficiary counterparts(P=


<strong>Field</strong> ArticleValue chain approach to increaseproducti<strong>on</strong> of RUTF/CSB By Yuki IsogaiYuki Isogai is Operati<strong>on</strong>s Officer for the <strong>Ethiopia</strong> Nutriti<strong>on</strong> Project/Private Sector Development <str<strong>on</strong>g>Special</str<strong>on</strong>g>istwith the World Bank. She has a wide range of experiences in private sector development, including in areasof public private partnership (PPP), foreign direct investment (FDI) promoti<strong>on</strong>, tourism development, microsmall enterprise (MSE) development, and women entrepreneurship development.In <strong>Ethiopia</strong>, 13.7 milli<strong>on</strong> people face chr<strong>on</strong>icfood insecurity. Out of this figure, thenumber of people who needed emergencyfood aid reached about 6.2 milli<strong>on</strong> in June2009. An additi<strong>on</strong>al 7.5 milli<strong>on</strong> received aid inreturn for work <strong>on</strong> community projects as a partof the Productive Safety Net Programme (PSNP).In September 2006, the Government of<strong>Ethiopia</strong> adopted its sec<strong>on</strong>d Poverty Reducti<strong>on</strong>Strategy Paper (PRSP), The ‘Plan forAccelerated and Sustained Development toEnd Poverty’ (PASDEP), called for the implementati<strong>on</strong>of the Nati<strong>on</strong>al Nutriti<strong>on</strong> Strategy(NNS) (formulated in 2005/2006) to achieve theMillennium Development Goal 1 (MDG1) forhalving hunger, malnutriti<strong>on</strong> and poverty. TheNati<strong>on</strong>al Nutriti<strong>on</strong> Programme (NNP) wasdesigned and launched in 2009 in order to implementthe NNS. It encompasses TherapeuticFeeding Programmes (TFP), which utiliseReady-to-Use-Therapeutic-Foods (RUTF), andTargeted Supplementary Food Programmes(TSFP) which require Corn Soya Blend (CSB).Local demand and supply of RUTF and CSBThe cost of treating the severely and moderatelymalnourished in <strong>Ethiopia</strong> is prohibitivesince a large share of the feeding products, i.e.RUTF and CSB, must be imported. Table 1reflects the local supply versus demand gap.Furthermore, it is not <strong>on</strong>ly the final feedingproducts that have to be imported. As thedomestic supply of inputs is quite limited(Table 2), a large proporti<strong>on</strong> of these, e.g.powdered milk and soya bean oil, also have tobe imported. This means the price of RUTFproduced in <strong>Ethiopia</strong> is quite high relative toother countries. This is highlighted in Table 3Table 1: Supply/demand gap for RUTF and CornSoya Blend (CSB) (2008-2009)RUTF(Plumpy’nut)CSBDemandLocalproducti<strong>on</strong>Producti<strong>on</strong>capacity~3,273MT 385MT (11.7%) 1,800MT~126,000MT 9,683MT (7.7 %) 43,200MTTable 2: Supply/demand gap for inputs(2008-2009)MilkPowderSoyaBeansSoyaBean OilDemand Supply Remarks982 MT N<strong>on</strong>e No. of milking cows~9.9 milli<strong>on</strong>Total milk output~976,615 MT74,762 MT 6,790 MT7,242 MT N<strong>on</strong>ewhere costs are compared with Malawi. Inadditi<strong>on</strong>, the freight costs are substantial, e.g. inthe case of the RUTF, Plumpy’nut, the airfreight costs are $2.63/kg, while the producti<strong>on</strong>costs are $3.46/kg. The result is that <strong>on</strong>ly alimited share of the total number of malnourishedpeople in <strong>Ethiopia</strong> can be treated usingthese products.The total value of imported inputs al<strong>on</strong>eadds up to $45.99 milli<strong>on</strong>/year, while the totalRUTF/CSB market is worth, <strong>on</strong> average, about$60 milli<strong>on</strong>/year. This market is significant, andwhile development partners (DPs) are willingto purchase RUTF from local producers, localproducti<strong>on</strong> has not met the demand so far(reflected in Table 1). However, investments inthese products are profitable. For example,according to a feasibility study <strong>on</strong> powderedmilk c<strong>on</strong>ducted by the Amhara InvestmentOffice, the simple rate of return is 27.6%, whichby any business standards, is profitable.Thus, it appears that opportunities for developingagro-processing businesses within<strong>Ethiopia</strong> have been missed. Furthermore,promoti<strong>on</strong> of local producti<strong>on</strong> of these productswould improve the coverage/timeliness of thetreatment of malnutriti<strong>on</strong> and c<strong>on</strong>tribute toimport substituti<strong>on</strong>.Why are local producers not meetingmarket demand?Given the large market, the questi<strong>on</strong> arises,why the private sector in <strong>Ethiopia</strong> has not yetresp<strong>on</strong>ded to meet this need, particularly sinceDPs are willing to procure the products fromlocal producers. The World Bank <strong>Ethiopia</strong>nNutriti<strong>on</strong> Team has c<strong>on</strong>ducted a thoroughreview of this questi<strong>on</strong> and identified threemajor <str<strong>on</strong>g>issue</str<strong>on</strong>g>s, which are interlinked with eachTable 3: Producti<strong>on</strong> costs of Plumpy’nut(<strong>Ethiopia</strong> vs Malawi)<strong>Ethiopia</strong> (2009) Malawi (2006)Ingredients InputCosts/kg*Milk powder(full fat)% of total InputCosts/kg*% of total$0.85 40.8% $0.63 44.3%Sugar $0.28 13.5% $0.17 12.0%Vegetable $0.38 18.3% $0.18 12.7%oilPeanut $0.19 9.1% $0.18 12.7%butterMineral/Vit. $0.38 18.3% $0.26 18.3%mixSub-total $2.08 100.0% $1.42 100.0%Other costs* $1.38 $1.18Total $3.46 $ 2.60*Other costs includes labour, quality c<strong>on</strong>trol, packaging,energy and overheadsother: lack of market informati<strong>on</strong>, low access tofinance and a weak value chain (see Figure 1).Lack of market informati<strong>on</strong>As a number of actors are involved between thefarmers and the customers and the chain isquite segmented, market signals are not flowingdown through suppliers. Thus, producers,including input suppliers and farmers, do notresp<strong>on</strong>d to the market as much as they could.Low access to financeCommercial banks normally c<strong>on</strong>sider the risksof agro-processing business so high that thelevel of collateral for related investment is setvery high (up to 200%). In additi<strong>on</strong>, the bankingsector lacks capacity to evaluate properly therisks of new business areas, like RUTF/CSBproducti<strong>on</strong>. Therefore, processing companiescannot obtain loans from banks for both capitalinvestment and working capital.The existing processing companies particularlysuffer from lack of working capital. Asagricultural products are normally available for<strong>on</strong>ly six m<strong>on</strong>ths after the harvest due to lack ofstorage, the factories have to purchase inputsduring the six m<strong>on</strong>ths for the whole year ofoperati<strong>on</strong>. This requires quite substantial workingcapital. However, banks are reluctant tolend working capital without high collateral,although a loan for working capital is for shortterminvestment which is low risk. As a result,the operati<strong>on</strong> rate (actual producti<strong>on</strong>/producti<strong>on</strong>capacity) of these factories is very low, e.g.average of 40% or even less.Weak value chainEven if the factories had enough working capitalto purchase all required inputs, a problemstill remains. There is insufficient supply ofquality inputs. This applies for the whole valuechain, i.e. RUTF/CSB producers and inputs(oil/powdered milk suppliers). Improvementin the quality and stability of input supplythroughout the value chain is essential toincrease the operati<strong>on</strong> rate and reduce the levelof risk for the industry.Value Chain Approach with str<strong>on</strong>gPublic Private Partnership (PPP)As reflected in Figure 1, producti<strong>on</strong> cannot beincreased through a c<strong>on</strong>venti<strong>on</strong>al approach that<str<strong>on</strong>g>focus</str<strong>on</strong>g>es <strong>on</strong> <strong>on</strong>ly <strong>on</strong>e of the <str<strong>on</strong>g>issue</str<strong>on</strong>g>s. All the <str<strong>on</strong>g>issue</str<strong>on</strong>g>saffecting the value chain need to be tackled atthe same time. To do so, a str<strong>on</strong>g Public PrivatePartnership (PPP) involving private companies,commercial banks, farms, NGOs supportingfarmers, UNICEF, WFP and the World Bank isrequired. Each actor will need to play a distinctrole at various links in the chain. Producti<strong>on</strong>will not increase if <strong>on</strong>e link is broken.78


<strong>Field</strong> ArticleNewsFigure 1: Why is local producti<strong>on</strong> low?MarketDPsLowProducti<strong>on</strong>Little MarketInfoLocal ProducersTALoan/GuaranteeBanksTALowProducti<strong>on</strong>LowProducti<strong>on</strong>Input SuppliersBrokersFarmersLow Accessto FinanceWeak FinancialSectorMFIsDP: Development partner; TA: Technical assistance;MFI: Micro-finance initiativeTo improve the market informati<strong>on</strong> flow, DPsincluding the World Bank, can c<strong>on</strong>duct feasibilitystudies and organise disseminati<strong>on</strong> workshops,inviting a wide range of stakeholders, i.e. farmers,investors and bankers. This will improve understandingof the market am<strong>on</strong>gst key actors.Bank reluctance to lend to what they perceive ashigh risk agribusiness, unless businesses have largecollateral, could be addressed through ‘guaranteefunds’. These funds cover a certain percentage ofdefaults, could be provided by DPs and wouldhelp to significantly reduce the risk for banks. Atthe same time, technical assistance (TA) to thebanking sector is a key to improve their capacity toevaluate the profitability/feasibility of new businesses.The percepti<strong>on</strong> of banks that the agribusinesssector carries risk is not completely unfounded.Due to the relatively primitive producti<strong>on</strong> systemsat farm level, the existing processing companieshave to operate factories with unstable supplies ofinputs. New investors therefore hesitate to enterthe business as a ‘high tech’ factory cannot be operatedwithout a str<strong>on</strong>g supply chain. At the sametime, there are several NGO projects supportingsmall farmers to improve the productivity andquality of agro-products which are seeking markets(producers). Support for processing companiesshould be linked to these efforts <strong>on</strong> the ground.The advantages of the value chain approach toincrease the producti<strong>on</strong> of RUTF/CSB are:• The targeted market is large and relativelysecured by development partner’s funds• A value chain approach simultaneouslysupports different elements of the value chain,e.g. RUTF producers, groundnut farmers, milkpowder producers, thereby creating synergy ofimpact. This c<strong>on</strong>trasts with more c<strong>on</strong>venti<strong>on</strong>alapproaches where there is less joined upsupport.• It has cross-sectoral effects, i.e. impact <strong>on</strong>humanitarian activities and nati<strong>on</strong>al ec<strong>on</strong>omicgrowth• It significantly c<strong>on</strong>tributes to importsubstituti<strong>on</strong>• It improves the access to and the timeliness ofdelivery of relevant food products for needybeneficiaries.As a pilot study, the <strong>Ethiopia</strong> World Bank Nutriti<strong>on</strong>team has c<strong>on</strong>ducted a thorough feasibility study ofpowdered milk producti<strong>on</strong> and means of promotingan investment and link to NGO funded dairyprojects, as well as the RUTF producers.For more informati<strong>on</strong>, c<strong>on</strong>tact: Yuki Isogai, email:yisogai@worldbank.orgStandardised training package <strong>on</strong>SMART methodology released byACF CanadaActi<strong>on</strong> C<strong>on</strong>tre la Faim (ACF) Canada, with the support of the Inter-Agency Standing Committee(IASC) of the Global Nutriti<strong>on</strong> Cluster, has released the English versi<strong>on</strong> of the SMART MethodologyStandardised Training Package (STP).The STP hopes to provide future survey teams with a standardised means of preparing themselves<strong>on</strong> how to use SMART. With some 400 pers<strong>on</strong>s trained in over 20 countries by ACF Canada,participant feedback has been used to design a comprehensive and robust tool that can be appliedin different c<strong>on</strong>texts for pers<strong>on</strong>s with varying levels of competency. The STP has incorporated therecent (Versi<strong>on</strong> 2) methodological advancements in SMART and also c<strong>on</strong>tains easy-to-followpresentati<strong>on</strong>s, simple exercises, trainer’s tips, videos as well as helpful assessment tools to complementthe training experience.Access the STP by registering at http:// www.smartmethodology.orgUse this site to provide feedback, for questi<strong>on</strong>s or further guidance. If you experience any difficultiesaccessing the site, c<strong>on</strong>tact: info@smartmethodology.orgThe French versi<strong>on</strong> is due for release shortly.Treatment of severe malnutriti<strong>on</strong>now a core competency in healthBy Ann Ashworth and Alan Jacks<strong>on</strong>, Internati<strong>on</strong>al Malnutriti<strong>on</strong> Task ForcePaediatricians took a giant step forward at the Internati<strong>on</strong>al Paediatric Associati<strong>on</strong> (IPA)C<strong>on</strong>gress in Johannesburg in August 2010 when they resolved that treatment of malnutriti<strong>on</strong>should become a core competency. It also had the support of the WHO, UNICEFand other United Nati<strong>on</strong>s agencies.The full Resoluti<strong>on</strong> adopted at the C<strong>on</strong>gress states:1. Paediatricians and related health professi<strong>on</strong>als should take resp<strong>on</strong>sibility forleadership in addressing the urgent problem of severe malnutriti<strong>on</strong> in all its forms,as it is a major cause of death and disability of children.2. IPA member societies should assure that all paediatricians and related healthprofessi<strong>on</strong>als have the identificati<strong>on</strong> and treatment of severe malnutriti<strong>on</strong> as a corecompetency, and are certified accordingly.3. Nati<strong>on</strong>al societies should examine the curriculum, training activities, and evaluati<strong>on</strong>processes to ensure the inclusi<strong>on</strong> of the identificati<strong>on</strong> and treatment of severemalnutriti<strong>on</strong> as a core competency.The Resoluti<strong>on</strong> is <strong>on</strong>e of several efforts by the Internati<strong>on</strong>al Malnutriti<strong>on</strong> Task Force toplace the problems of childhood malnutriti<strong>on</strong> firmly <strong>on</strong> the agenda for paediatriciansaround the world. A similar Resoluti<strong>on</strong> was also adopted by nutriti<strong>on</strong>ists and other delegatesattending the Africa Nutriti<strong>on</strong>al Epidemiology C<strong>on</strong>ference in Nairobi in October2010, accepting their resp<strong>on</strong>sibilities and the need to take acti<strong>on</strong> in order to effectivelyaddress the problems of severe malnutriti<strong>on</strong>.An important next step will be for nati<strong>on</strong>al groups to work together to translate theResoluti<strong>on</strong> into acti<strong>on</strong>. It is expected that internati<strong>on</strong>al and local n<strong>on</strong>-governmentalorganisati<strong>on</strong>s (NGOs) will be invited to play an important role and that key activities willinclude:• situati<strong>on</strong> analyses• advocacy to governments influencing deans of medical and nursing schools toinclude nutriti<strong>on</strong>/malnutriti<strong>on</strong> in curricula• in-service training for all health workers <strong>on</strong> preventi<strong>on</strong> and treatment ofmalnutriti<strong>on</strong>• developing effective training teams and communicati<strong>on</strong> strategies• identifying champi<strong>on</strong>s who will motivate others• assessing nutriti<strong>on</strong>al status at every c<strong>on</strong>tact to identify children at risk.A report of the IMTF pre-c<strong>on</strong>gress workshop can be found at http://www.imtf.org.79


Building nati<strong>on</strong>al capacityin HIV and Nutriti<strong>on</strong>By Kate SadlerKate Sadler is a nutriti<strong>on</strong>ist and senior researcher with a <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> nutriti<strong>on</strong> in emergencies at theFeinstein Internati<strong>on</strong>al Centre. She worked previously with Valid Internati<strong>on</strong>al for six years andwith C<strong>on</strong>cern Worldwide for four years prior to that.Researchers from the Feinstein Internati<strong>on</strong>al Centre and the Friedman School of Nutriti<strong>on</strong>Science and Policy at Tufts University in the USA are c<strong>on</strong>tributing to the development of a preservicetraining (PST) curriculum in HIV and nutriti<strong>on</strong> for students of a variety of healthprofessi<strong>on</strong>s in <strong>Ethiopia</strong>, as part of the ‘Food by Prescripti<strong>on</strong> (FBP)’ programme (see researchpiece in this <str<strong>on</strong>g>issue</str<strong>on</strong>g>).A Training the Trainers (TOT) Workshop was successfully delivered in September 2010 andthe training manual, ‘Nutriti<strong>on</strong> and HIV/AIDS: A Training Manual for Nurses and Midwives’ 1 wasused with some modificati<strong>on</strong>s for the delivery of the course. The course c<strong>on</strong>sisted of 12modules that were delivered in a five and a half day workshop, with some of the modulesbeing merged. Sessi<strong>on</strong>s included the FBP programme, treatment protocols for adults and childrenliving and/or affected with HIV and/or living with severe and or moderate acutemalnutriti<strong>on</strong>.The workshop included <strong>on</strong>e half day of field visits, with faculty staff assigned to <strong>on</strong>e of threegroups as follows:Group 1: M<strong>on</strong>itoring and Evaluati<strong>on</strong> of FBP programme in Shashemene clinic 2.Group 2: M<strong>on</strong>itoring and Evaluati<strong>on</strong> in an anti-retroviral treatment (ART) clinic in AwassaHospital (with no food supplementati<strong>on</strong>, for comparis<strong>on</strong> purposes).Group 3: M<strong>on</strong>itoring and evaluating the commodity logistics system in relati<strong>on</strong> to theprogramme.A total of 17 faculty members and associates were trained representing four faculties(Nutriti<strong>on</strong>, Public Health, Nursing and Paediatrics) from different universities. Faculty membersfor each of the faculties have, since the workshop, begun to develop plans for integratingmaterials from the workshop into their existing courses. The Nursing/ Paediatrics and PublicHealth faculties have specific courses that they can integrate the materials into. The Nutriti<strong>on</strong>faculty found that the material could be introduced in almost all their courses. All groupsfound the material extremely relevant.A key discussi<strong>on</strong> held at the end of the course was the potential for integrating the trainingmaterial into existing activities. A positive outcome of the training was that faculty staff withinHawassa University are able to work together to develop a proposal to roll out the training toother faculty members. This will allow for sustainability of the rollout process within HawassaUniversity.Kate Sadler, <strong>Ethiopia</strong>, 2010The pre-service traing group at Hawassa UniversityScale up Nutriti<strong>on</strong> (SUN):a new global movementThe Tufts team anticipates working withsome of the faculty members at HawassaUniversity in Year 2 to support them as theylead the TOT rollout. Jimma 0Universitycould also be targeted for the next phase,thus expanding the nati<strong>on</strong>al capacitybuilding efforts in this crucial area of nutriti<strong>on</strong>in <strong>Ethiopia</strong>.For more informati<strong>on</strong>, c<strong>on</strong>tact: KateSadler, email: kate.sadler@tufts.edu1East, Central and Southern Africa Community (ECSA-HC), Food and Nutriti<strong>on</strong> Technical Assistance Project(FANTA), and Linkages Project, 2008. Nutriti<strong>on</strong> and HIV/AIDS:A Training Manual for Nurses and Midwives.Arusha, Tanzania: ECSA-HC.In April 2010 a Road Map to Scale Up Nutriti<strong>on</strong> (SUN) was launched based <strong>on</strong> a SUNFramework endorsed by over 100 entities including nati<strong>on</strong>al governments, UN agencies,civil society organisati<strong>on</strong>s, academia, philanthropic bodies and the private sector. TheSUN Road Map details the means through which nati<strong>on</strong>al, regi<strong>on</strong>al and internati<strong>on</strong>alactors will work together to establish and pursue efforts to Scale up Nutriti<strong>on</strong> in countrieswith a high burden of malnutriti<strong>on</strong>, utilising proven interventi<strong>on</strong>s and through multisectoraland integrated nutriti<strong>on</strong> <str<strong>on</strong>g>focus</str<strong>on</strong>g>sed development policies and processes.For more informati<strong>on</strong> <strong>on</strong> SUN, go to http://www.unscn.org/en/nutworking/scaling_up_nutriti<strong>on</strong>_sun/sun_purpose.php1See news piece <strong>on</strong> this page.NewsRegi<strong>on</strong>al CMAM meetingin <strong>Ethiopia</strong> 2011In collaborati<strong>on</strong> with the Government of <strong>Ethiopia</strong> and in c<strong>on</strong>sultati<strong>on</strong>with nati<strong>on</strong>al and internati<strong>on</strong>al agencies, the EmergencyNutriti<strong>on</strong> Network (ENN) is planning a three day regi<strong>on</strong>al meeting<strong>on</strong> the scale-up of community based management of acutemalnutriti<strong>on</strong> (CMAM), to be held in Addis Ababa in November2011. The aim of the meeting is to facilitate the sharing of less<strong>on</strong>slearned from <strong>Ethiopia</strong>, across the regi<strong>on</strong> and bey<strong>on</strong>d, and to buildc<strong>on</strong>sensus <strong>on</strong> a range of <str<strong>on</strong>g>issue</str<strong>on</strong>g>s relating to nati<strong>on</strong>al scale-up of servicesto manage severe acute malnutriti<strong>on</strong>.A key allied global initiative under which this meeting is locatedis the Framework for Acti<strong>on</strong> to Scale Up Nutriti<strong>on</strong> (SUNFramework) 1 . The Road Map for SUN clearly articulates a pressingneed for improved sharing of experiences between countries andregi<strong>on</strong>s <strong>on</strong> policy development and programming as <strong>on</strong>e mechanismby which to build nati<strong>on</strong>al capacity in nutriti<strong>on</strong>. A sec<strong>on</strong>d,smaller half day meeting will take place <strong>on</strong> Day 4, when the key<str<strong>on</strong>g>issue</str<strong>on</strong>g>s of relevance to the SUN will be discussed in relati<strong>on</strong> to CMAMand scale up of acti<strong>on</strong>s to address all forms of undernutriti<strong>on</strong>.The meetings are co-funded by Irish Aid and the UKDepartment for Internati<strong>on</strong>al Development (DFID).The <strong>Ethiopia</strong> meeting will identify and document the policyenvir<strong>on</strong>ment, coordinati<strong>on</strong>, funding mechanisms, technical andoperati<strong>on</strong>al c<strong>on</strong>siderati<strong>on</strong>s that are required to establish, expandand sustain service provisi<strong>on</strong> at nati<strong>on</strong>al level. This forum is alsointended to provide policy and programme related informati<strong>on</strong>and guidance to countries from Africa and Asia that are planningnati<strong>on</strong>al level scale-up of CMAM. The forum should inform d<strong>on</strong>orsand encourage the most effective use of future resources.Anticipated participants will be from government in a minimumof 16 countries from Africa and a number of Asian countries.Participants will be facilitated to write-up the CMAM scale-upexperience in their respective countries as background papersand for presentati<strong>on</strong> at the meeting. D<strong>on</strong>ors, United Nati<strong>on</strong>sagencies, humanitarian agencies and ready to use therapeuticfood (RUTF) producers will also be represented. A variety of mediawill be c<strong>on</strong>sidered to reach stakeholders unable to attend themeeting.The meeting will <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> ten thematic areas. These are:• Policy envir<strong>on</strong>ment, such as instituti<strong>on</strong>al stakeholder interests,governments ability to take <strong>on</strong> and sustain roll-out strategies.• Funding, such as estimated costs, sources, mechanisms,sustainability.• Linkages within the nutriti<strong>on</strong> sector and other sectors.• Effectiveness of public health systems to support nati<strong>on</strong>al rolloutstrategies.• Operati<strong>on</strong>al <str<strong>on</strong>g>issue</str<strong>on</strong>g>s, such as supplies, coverage and impact,scale up/scale down c<strong>on</strong>siderati<strong>on</strong>s in emergency resp<strong>on</strong>se.• Capacity development, with particular regard to nati<strong>on</strong>alhealth systems.• Linkages with HIV programming, particularly in high-burdencountries.• Integrating infant and young child feeding measures intoCMAM, as well as other preventative strategies.• Future research needs and priorities.• RUTF supplies, including local producti<strong>on</strong> challenges, privatesector involvement, and development of standards within theindustry.A meeting report will be produced by ENN, providing an overviewof the key <str<strong>on</strong>g>issue</str<strong>on</strong>g>s identified and recommendati<strong>on</strong>s for researchand policy directi<strong>on</strong>s and acti<strong>on</strong>s. Background papers prepared<strong>on</strong> selected country experiences with less<strong>on</strong>s learned in specificthematic areas will also be produced.The Goverment of <strong>Ethiopia</strong> focal point for this meeting is Dr FerewLemma, Senior Nutriti<strong>on</strong> Advisor, Federal Ministry of Health,<strong>Ethiopia</strong>. C<strong>on</strong>tacts for the ENN organising team are Emily Mates(<strong>Ethiopia</strong>), email: emily@enn<strong>on</strong>line.net and Marie McGrath (UK),email: marie@enn<strong>on</strong>line.net80


NewsCredit: M Lung'aho, <strong>Ethiopia</strong>, 2010Training/workshopparticipantsTraining and workshop to integrateIYCF in CMAM Summary of report 1Between 23 and 31 August 2010, World Visi<strong>on</strong>Internati<strong>on</strong>al (WVI) and the Emergency Nutriti<strong>on</strong>Network (ENN) held a six day training of trainers (TOT)and two day compani<strong>on</strong> planning workshop in<strong>Ethiopia</strong> <strong>on</strong> integrati<strong>on</strong> of infant and young childfeeding (IYCF) activities into community basedmanagement of acute malnutriti<strong>on</strong> (CMAM)programmes. The training took place in Sh<strong>on</strong>e ADP 2and the workshop in Hawassa Regi<strong>on</strong>.The aim of the TOT workshop was to strengthenthe technical capacity of World Visi<strong>on</strong> country,regi<strong>on</strong>al and headquarters (HQ) staff. The aim of thecompani<strong>on</strong> workshop was to c<strong>on</strong>tribute to WV’sstrategic planning to integrate IYCF support into itsCMAM programmes at country, regi<strong>on</strong>al and globallevel. The compani<strong>on</strong> workshop paid particularc<strong>on</strong>siderati<strong>on</strong> to locating integrati<strong>on</strong> within the<strong>Ethiopia</strong>n Governments policies and programmaticguidance.ENN c<strong>on</strong>sultants from Nutriti<strong>on</strong> Policy and Practice(NPP) led the training, supported by the ENN and WVIheadquarter– Nutriti<strong>on</strong> Centre of Expertise (NCOE)technical staff.Fourteen WV programme staff from Sierra Le<strong>on</strong>e,Zimbabwe, Zambia, <strong>Ethiopia</strong>, Rwanda, Kenya andUganda participated in the TOT. They were joined bystaff from regi<strong>on</strong>al and global NCOE who supportEastern and Southern Africa, and WV support officestaff from Canada and the US. An additi<strong>on</strong>al fiveparticipants participated in the two day planningworkshop from WV regi<strong>on</strong>al offices, the SudanMinistry of Health (MoH), and C<strong>on</strong>cern Worldwide.Five day TOTThe five day TOT used the ‘Integrati<strong>on</strong> of IYCF Supportin CMAM’ 3 training materials as the technical c<strong>on</strong>tent.It was a competency based ‘hands-<strong>on</strong>’ training builtaround adult learning principles. The approach usedthe experiential learning cycle (a learning cycle ofexperience, reflecting, thinking and acting), employinga variety of training methods. Two days of practicesessi<strong>on</strong>s (Days 4 and 5) took place in health facilitieswithin a half-hour’s drive of the Sh<strong>on</strong>e ADP.The end of training evaluati<strong>on</strong> was positive.Participants highlighted sessi<strong>on</strong>s <strong>on</strong> behaviourchange, counselling skills, forming acti<strong>on</strong> andsupport groups, the ‘adult learning’ approach to theworkshop facilitati<strong>on</strong>, and the practical sessi<strong>on</strong>s asespecially helpful. Recommendati<strong>on</strong>s for future TOTwere more practical field sessi<strong>on</strong>s, more preparati<strong>on</strong>for field sessi<strong>on</strong>s to include orientati<strong>on</strong> of managersof CMAM programmes, and more practical applicati<strong>on</strong>of HIV and infant feeding recommendati<strong>on</strong>s.Competency ratings (self assessment) increasedsignificantly pre and post training.Two day planning workshopThe specific objectives of the two day compani<strong>on</strong>workshop were to share cross country/agency experiences<strong>on</strong> IYCF and CMAM, develop WV acti<strong>on</strong> plans torollout the ‘Integrati<strong>on</strong> of IYCF Support into CMAMProgramming’ training material, define operati<strong>on</strong>alresearch questi<strong>on</strong>s and explore WV m<strong>on</strong>itoring andevaluati<strong>on</strong> (M&E) around IYCF in CMAM. The 2 dayplanning benefitted from the presence of <strong>Ethiopia</strong>nuniversity staff to c<strong>on</strong>sider <strong>Ethiopia</strong>-specific recommendati<strong>on</strong>s.Appreciative Inquiry (AI) methodology 4 was usedto explore how IYCF can best be integrated into existingCMAM programmes through working groups.Integrati<strong>on</strong> was c<strong>on</strong>sidered for key c<strong>on</strong>tact points incommunity mobilisati<strong>on</strong>, Outpatient TherapeuticProgramme (OTP), Supplementary FeedingProgramme (SFP), Stabilisati<strong>on</strong> Centre (SC), and othercommunity services. Integrati<strong>on</strong> was also c<strong>on</strong>sideredfor nati<strong>on</strong>al level pre-service and in-service training,and by internati<strong>on</strong>al agencies and local partners.OpportunitiesParticipants envisaged good synergy and many benefitsof IYCF integrati<strong>on</strong> in CMAM including improvedacute and l<strong>on</strong>ger term nutriti<strong>on</strong> and developmentaloutcomes for children, reduced relapse am<strong>on</strong>gsttreated children, and strengthened communitycomp<strong>on</strong>ent of CMAM programming and c<strong>on</strong>tinuity ofcare. There were many suggesti<strong>on</strong>s for integrati<strong>on</strong> atc<strong>on</strong>tact points. Specific to <strong>Ethiopia</strong> (detailed in thereport) priority acti<strong>on</strong>s suggested to enable IYCF inCMAM in <strong>Ethiopia</strong> included training communityvolunteers <strong>on</strong> implementati<strong>on</strong> of acti<strong>on</strong>-orientedgroup sessi<strong>on</strong>s and support groups, revitalising theHealth Educati<strong>on</strong> Talks at OTP with acti<strong>on</strong>-orientedgroup sessi<strong>on</strong>s and support groups and, researchingbreastfeeding counselling feasibility at a designatedOTP follow up visit. Additi<strong>on</strong>al areas identified foracti<strong>on</strong> included advocacy for IYCF integrati<strong>on</strong> withthe existing NNTWG (Nati<strong>on</strong>al Nutriti<strong>on</strong> TechnicalWorking Group) in <strong>Ethiopia</strong>, development of refreshertraining (in-service), and embedding IYCF into CMAMin pre-service training.Participants c<strong>on</strong>sidered baseline IYCF informati<strong>on</strong>was needed to inform integrated activities and mayinvolve surveys of Knowledge, Attitude, Practice(KAP), KAPB (behaviour), KPC (coverage) and communityled assessments, ideally prior to setup.A brief sessi<strong>on</strong> <strong>on</strong> M&E discussed the benefits ofdisaggregating programme age data in programmesand the potential to include IYCF process indicators inthe WV CMAM database. Participants c<strong>on</strong>sidered asimplified measurement approach of IYCF assessmentmay be more realistic for programmes; a simplifiedmethodology should be c<strong>on</strong>sistent over time and theresults not compared to those obtained using globally-agreedindicators and measurement guidance.Acti<strong>on</strong> plans were developed for six countries(<strong>Ethiopia</strong>, Kenya, Rwanda, Sierra Le<strong>on</strong>e, Uganda andZimbabwe), the Africa regi<strong>on</strong>, two training c<strong>on</strong>texts(SNNP Sudan and Hawassa University, <strong>Ethiopia</strong>), andfor WV Support Offices and Global Health Offices.Training of community based staff featured str<strong>on</strong>glyin plans, in additi<strong>on</strong> to policy/strategy updates atcountry level, engaging in operati<strong>on</strong>al research, anddocumentati<strong>on</strong> of best practice and less<strong>on</strong>s learnedto inform programming.At an agency level, opportunities for strengtheningtechnical capacity identified were WV countryoffice assistance through WV-NCOE/Regi<strong>on</strong>al Office,development of instituti<strong>on</strong>al capacity in HawassaUniversity, developing linkages with UNICEF, andundertaking operati<strong>on</strong>al research.C<strong>on</strong>straintsThroughout both the training and workshop, participantsidentified many c<strong>on</strong>straints to integrating IYCFin CMAM. The lack of a defined operati<strong>on</strong>al model forintegrated programming limited scale up of integrati<strong>on</strong>in acti<strong>on</strong> plans. Key operati<strong>on</strong>al research needsidentified were around impact <strong>on</strong> nutriti<strong>on</strong>al andprogramme outcomes, effect <strong>on</strong> IYCF integrati<strong>on</strong> <strong>on</strong>programming caseload, feasibility of integrati<strong>on</strong> atkey c<strong>on</strong>tact points, how to m<strong>on</strong>itor and evaluateprogramming within the existing CMAM frameworkand cost-benefit analysis.Given the gaps in operati<strong>on</strong>al guidance, theimportance of capturing experiences <strong>on</strong> integrati<strong>on</strong>to inform programming and the need for collaborati<strong>on</strong>and partnership were highlighted. Participantssuggested it may benefit to learn by small scale integrati<strong>on</strong>,e.g. integrate in <strong>on</strong>e geographic area, or <str<strong>on</strong>g>focus</str<strong>on</strong>g><strong>on</strong> strengthening IYCF with <strong>on</strong>e key c<strong>on</strong>tact point.C<strong>on</strong>clusi<strong>on</strong>sThe facilitators c<strong>on</strong>cluded that to move forward <strong>on</strong>IYCF in CMAM at a nati<strong>on</strong>al level, it is essential to identifykey government and agency partners, as well asseek to locate interventi<strong>on</strong>s within nati<strong>on</strong>al strategiesand priorities. In future research, the operati<strong>on</strong>almodel (or models) for c<strong>on</strong>siderati<strong>on</strong> should comprisea multi-comp<strong>on</strong>ent interventi<strong>on</strong> including interpers<strong>on</strong>alIYCF counselling and negotiati<strong>on</strong>,acti<strong>on</strong>-oriented group educati<strong>on</strong>, peer support andtargeted, c<strong>on</strong>text specific messaging.As a next step, an initiative that looked to addressmore closely the integrati<strong>on</strong> of IYCF in CMAM in the<strong>Ethiopia</strong>n c<strong>on</strong>text could draw <strong>on</strong> <strong>Ethiopia</strong>’s c<strong>on</strong>siderableless<strong>on</strong>s to date from both OTP scale up and IYCFprogramming. Such an initiative(s) should includeexperience documentati<strong>on</strong>, operati<strong>on</strong>al research andrapid disseminati<strong>on</strong> of less<strong>on</strong>s learned.For more informati<strong>on</strong>, c<strong>on</strong>tact: Sarah Carr, WorldVisi<strong>on</strong> Canada, email: sarah_carr@worldvisi<strong>on</strong>.ca1WORLD VISION Internati<strong>on</strong>al-ENN. Collaborative project toenable Integrati<strong>on</strong> of IYCF Support into CMAMProgramming at Agency and Nati<strong>on</strong>al Levels. <strong>Ethiopia</strong>. 23-31 August, 2010. Final Report. 25 September 20102Area Development Programme (World Visi<strong>on</strong>)3Developed by the ENN in collaborati<strong>on</strong> with the partnershipNutriti<strong>on</strong> Policy and Practice Group (NPP) in 2008, fundedby the GNC. Available in English and French at:http://www.enn<strong>on</strong>line.net/resources/7224This comprised four ‘D’s: discovery (whtat are the benefitsof implementing IYCF and CMAM), dream (what do weexpect to acheive through integrati<strong>on</strong> of IYCF in CMAM),design (how to integrate IYCF into CMAM c<strong>on</strong>tact points)and delivery (acti<strong>on</strong> plan development).5This comprised four ‘D’s: discovery (whtat are the benefitsof implementing IYCF and CMAM), dream (what do weexpect to acheive through integrati<strong>on</strong> of IYCF in CMAM),design (how to integrate IYCF into CMAM c<strong>on</strong>tact points)and delivery (acti<strong>on</strong> plan development).81


NewsUpdated HTP resourcematerial for nutriti<strong>on</strong> inemergencies trainingThe Harm<strong>on</strong>ised Training Package: Resource Material for Training<strong>on</strong> Nutriti<strong>on</strong> in Emergencies (the HTP) is a resource package to aidcourse development <strong>on</strong> nutriti<strong>on</strong> in emergencies. The HTP is aninitiative of the IASC Global Nutriti<strong>on</strong> Cluster (GNC) and has beenendorsed by the GNC and its member’s agencies.The HTP update to produce Versi<strong>on</strong> 2.0 is being undertaken ina 2 year ENN/Nutriti<strong>on</strong>Works (NW) collaborative project 1 , fundedby the US Office for Disaster Assistance (OFDA). Numerousexperts from many different organisati<strong>on</strong>s have been involved inwriting and reviewing c<strong>on</strong>tent for Versi<strong>on</strong> 2, and have participatedgenerously in the initiative.The HTP, Versi<strong>on</strong> 2 (2011) is being produced by the ENN. The HTPis hosted by the United Nati<strong>on</strong>s Standing Committee <strong>on</strong> Nutriti<strong>on</strong>(UNSCN) at http://www.unscn.org/en/gnc_htp/.The HTP is organised as a set of 21 modules by subject (seebox), each module c<strong>on</strong>taining technical informati<strong>on</strong>, trainingexercises and a resource list. It can also be used by individuals toincrease their technical knowledge of the sector.ResearchEarly stages of a ‘Food byPrescripti<strong>on</strong>’ programme forHIV infected adultsBy Elizabeth B<strong>on</strong>trager and Kate SadlerElizabeth B<strong>on</strong>trager joined the Feinstein Internati<strong>on</strong>alCentre at Tufts University in 2008, where she coordinatesTufts’ involvement in the Food by Prescripti<strong>on</strong>programme. She holds a M.Sc. in Food Policy and AppliedNutriti<strong>on</strong>.Kate Sadler is a nutriti<strong>on</strong>ist and senior researcher with a<str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> nutriti<strong>on</strong> in emergencies at the FeinsteinInternati<strong>on</strong>al Centre. She worked previously with ValidInternati<strong>on</strong>al for six years and with C<strong>on</strong>cern World- widefor four years prior to that.The authors acknowledge the support of USAID and the Food byPrescripti<strong>on</strong> team at Save the Children US.The HTP ModulesSecti<strong>on</strong> 1: Introducti<strong>on</strong> and c<strong>on</strong>ceptsModule 1: Introducti<strong>on</strong> to nutriti<strong>on</strong> in emergenciesModule 2: The humanitarian system: roles, resp<strong>on</strong>sibilitiesand coordinati<strong>on</strong>Module 3: Understanding malnutriti<strong>on</strong>Module 4: Micr<strong>on</strong>utrient malnutriti<strong>on</strong>Module 5: Causes of malnutriti<strong>on</strong>Secti<strong>on</strong> 2: Nutriti<strong>on</strong> needs assessment and analysisModule 6: Measuring malnutriti<strong>on</strong>: individual assessmentModule 7: Measuring malnutriti<strong>on</strong>: populati<strong>on</strong> assessmentModule 8: Health assessment and the link with nutriti<strong>on</strong>Module 9: Food security assessment and the link withnutriti<strong>on</strong>Module 10: Nutriti<strong>on</strong> informati<strong>on</strong> and surveillancesystemsSecti<strong>on</strong> 3: Interventi<strong>on</strong>s to prevent and treat malnutriti<strong>on</strong>Module 11: General food distributi<strong>on</strong>Module 12: Management of moderate acute malnutriti<strong>on</strong>Module 13: Management of severe acute malnutriti<strong>on</strong>Module 14: Micr<strong>on</strong>utrient interventi<strong>on</strong>sModule 15: Health interventi<strong>on</strong>sModule 16: Livelihoods interventi<strong>on</strong>sModule 17: Infant and young child feedingModule 18: HIV/AIDS and nutriti<strong>on</strong>Module 19: Working with communities in emergenciesSecti<strong>on</strong> 4: M<strong>on</strong>itoring, evaluati<strong>on</strong> and accountabilityModule 20: M<strong>on</strong>itoring and evaluati<strong>on</strong>Module 21: Standards and accountability in humanitarianresp<strong>on</strong>seVersi<strong>on</strong> 2 now available (Jan 2011) – Modules 6, 7, 9, 16 and 19.Each module will be available both in word format and as aprinter friendly pdf versi<strong>on</strong>. All modules will be posted <strong>on</strong> theUNSCN site as they become available.Versi<strong>on</strong> 2.0 is being produced in English, with translati<strong>on</strong>s tofollow.For more informati<strong>on</strong> <strong>on</strong> the HTP Versi<strong>on</strong> 2 revisi<strong>on</strong>, c<strong>on</strong>tactCarmel Dolan Carmel Dolan, Nutriti<strong>on</strong>Works,email:cmadolan@aol.com1NW was commissi<strong>on</strong>ed by the GNC to develop Versi<strong>on</strong> 1.0 launched in 2008.As global interest in Ready-to-Use Therapeutic Foods (RUTFs) hasrisen, their use has begun expanding bey<strong>on</strong>d the realm of treatingchildren with severe acute malnutriti<strong>on</strong> (SAM). Of recent interestwithin the humanitarian community is the use of such products in treatingmalnourished adults living with HIV/AIDS. In this case, the food is usedmuch like a medical prescripti<strong>on</strong>, intended to address malnutriti<strong>on</strong> so thatthe disease can be treated more effectively.As the medicati<strong>on</strong>s for anti-retroviral treatment (ART) have become morewidely available in developing countries, greater attenti<strong>on</strong> has been paidto the associated role of malnutriti<strong>on</strong> in determining the effectiveness ofthese drugs in HIV treatment programmes. In settings both with and withoutwidespread food insecurity, weight loss and wasting are significantpredictors of mortality am<strong>on</strong>g people living with HIV/AIDS (PLHIV),even for those undergoing anti-retroviral treatment. 1,2 Furthermore, malnutriti<strong>on</strong>at the outset of ART is str<strong>on</strong>gly associated with early mortality aftertreatment is begun. 3,4Evidence to dateThe majority of the existing research in this area has taken place inresource-adequate settings. Here, individuals receiving food supplementshave shown improved protein and energy intake, but no c<strong>on</strong>sistentimprovements in body weight or fat mass, and <strong>on</strong>ly minimal improvementsin CD4 count, as a measure of disease progressi<strong>on</strong>. 5Thus far, little has been d<strong>on</strong>e to examine the relati<strong>on</strong>ship between HIV,food supplementati<strong>on</strong> and survival in resource-poor envir<strong>on</strong>ments, wheremalnutriti<strong>on</strong> am<strong>on</strong>g PLHIV may be linked to food scarcity rather than (orin additi<strong>on</strong> to) disease, and where the effects of supplementati<strong>on</strong> may bequite different. One c<strong>on</strong>trolled study dem<strong>on</strong>strated that although a groupreceiving food supplements (in this case, individual rati<strong>on</strong>s of corn soyblend (CSB) and vegetable oil) showed greater adherence to ART than thec<strong>on</strong>trol group (which received no food), there was no significant differencein survival, CD4 count, or weight gain between the groups. 6 Another study1Tang A, et al. Weight loss and survival in HIV-positive patients in the era of highly active antiretroviraltherapy. JAIDS 2002;31:230-36.2Pat<strong>on</strong>, NI, Sangeetha, A Earnest and R Bellamy. The impact of malnutriti<strong>on</strong> <strong>on</strong> survival andthe CD4 count resp<strong>on</strong>se in HIV-infected patients starting antiretroviral therapy. HIV Medicine(2006), 7, 323–330.3Zachariah, R., Fitzgerald, M., Massaquoi, M., Pasulani, O., Arnould, L., Makombe, S., Harries,A.D., 2006. Risk factors for high early mortality in patients <strong>on</strong> antiretroviral treatment in arural district of Malawi. AIDS 20, 2355-2360.4See footnote 25Koethe JR, Chi B, Megazzini K, Heimburger D, Stringer JS. (2009a) Macr<strong>on</strong>utrientSupplementati<strong>on</strong> for Malnourished HIV-Infected Adults: A Review of the Evidence in Resource-Adequate and Resource-C<strong>on</strong>strained Settings. CID 2009;49: 787-798.6Cantrell R, Sinkala M, Megazinni K, Laws<strong>on</strong>-Marriott S, Washingt<strong>on</strong> S, Chi B, Tambatamba-Chapula B, Levy J, Stringer E, Mulenga L, Stringer J. A pilot study of food supplementati<strong>on</strong> toimprove adherence to antiretroviral therapy am<strong>on</strong>g food-insecure adults in Lusaka, Zambia. JAcquir Immune Defic Syndr 2008; 49:190-195.82


Researchcompared the effects of a supplementary fortifiedspread to those of CSB <strong>on</strong> acutelymalnourished adults starting ART in Malawi. Itfound that those individuals receiving the fortifiedspread (a lipid paste made from peanuts)showed greater improvements in several measuresof wasting than those individualsreceiving the CSB, but also showed no significantdifferences in mortality, CD4 count, ARTadherence, or quality of life 7 .The Food by Prescripti<strong>on</strong> Programme(FBP) in <strong>Ethiopia</strong>For all of the above reas<strong>on</strong>s, there is growinginterest in programmes designed to address thelinks between nutriti<strong>on</strong> and HIV, throughwhich malnourished individuals <strong>on</strong> an ARTtreatment regimen are ‘prescribed’ therapeuticfood rati<strong>on</strong>s in additi<strong>on</strong> to theirmedicati<strong>on</strong>s.In <strong>Ethiopia</strong>, the Ministry of Health(MoH) began implementing the‘USAID/ Food by Prescripti<strong>on</strong> (FBP)’programme in the summer of 2010,with technical assistance provided bySave the Children US. Thisprogramme targets beneficiariesdiagnosed with either moderateacute malnutriti<strong>on</strong> (MAM) or SAMwith two different products for up tosix m<strong>on</strong>ths – fortified blended food(FBF) packaged in individual serving-sizedsachets for MAM cases andRUTF (Plumpy’nut) for SAM. Theaim is to improve nutriti<strong>on</strong>al, clinical,and functi<strong>on</strong>al outcomes bey<strong>on</strong>d thetime period of the interventi<strong>on</strong> itself.HIV-infected adults who presentwith malnutriti<strong>on</strong> at participatinghealth centres are prescribed foodrati<strong>on</strong>s according to their nutriti<strong>on</strong>alstatus (MAM or SAM). The rati<strong>on</strong>sare prescribed during m<strong>on</strong>thlyappointments, together with clients’ART medicati<strong>on</strong>s, and are distributeddirectly from clinic pharmacies.Clients are m<strong>on</strong>itored closely byhealth centre staff who collect bothanthropometric and disease progressi<strong>on</strong>data during m<strong>on</strong>thlyappointments.Examining the impact of food <strong>on</strong> healthand nutriti<strong>on</strong> outcomesA number of partners are involved in the deliveryand assessment of the overall FBPprogramme, including a group of researchersfrom the Feinstein Internati<strong>on</strong>al Centre and theFriedman School of Nutriti<strong>on</strong> Science andPolicy at Tufts University in the USA. Thisteam from Tufts is carrying out an effectivenessevaluati<strong>on</strong> of the programme, to determine theimpact of food supplementati<strong>on</strong> <strong>on</strong> diseaseprogressi<strong>on</strong> and malnutriti<strong>on</strong> am<strong>on</strong>g individuals<strong>on</strong> ART.Specifically, the Tufts study will examine theeffects of a food rati<strong>on</strong> prescribed to malnourishedHIV infected adults <strong>on</strong> recovery frommalnutriti<strong>on</strong>, HIV disease progressi<strong>on</strong>, patientsurvival, and persistence of any benefit sixm<strong>on</strong>ths after exit from the programme.Primary outcomes, to be compared betweeninterventi<strong>on</strong> and c<strong>on</strong>trol groups, includepercent weight change, change in CD4 count,survival at six m<strong>on</strong>ths from programme enrolment,and Body Mass Index (BMI) at sixm<strong>on</strong>ths after discharge. The effects of the foodKate Sadler, <strong>Ethiopia</strong>, 2010prescripti<strong>on</strong>s will also be disaggregated andcompared according to the amount of time individualshave been <strong>on</strong> ART, and baselinenutriti<strong>on</strong>al status.The study follows a sample of recruited FBPparticipants from a number of randomlyselected health centres included in Phase I ofthe programme and a ‘c<strong>on</strong>trol’ sample recruitedfrom sites that have access to ART but are notyet being prescribed a food rati<strong>on</strong> (to beincluded in Phase II of FBP programme rollout).Data for study participants, including all variablesneeded to assess outcomes of interest aswell as c<strong>on</strong>founders, are collected duringscheduled m<strong>on</strong>thly clinic appointments. Thisincludes completi<strong>on</strong> of a patient register and aHousehold Food Security Questi<strong>on</strong>naire.Discussing ART admissi<strong>on</strong>s,Hawassa Hospital ART clinicA qualitative comp<strong>on</strong>ent will be added to theimpact study during the sec<strong>on</strong>d year, to examine<str<strong>on</strong>g>issue</str<strong>on</strong>g>s of compliance to the food protocoland utilisati<strong>on</strong> of the rati<strong>on</strong>. Data will becollected for this through a series of <str<strong>on</strong>g>focus</str<strong>on</strong>g>groups and key informant interviews.Challenges thus farIn the early stages of FBP implementati<strong>on</strong>, <strong>on</strong>eparticular challenge for the Tufts study hasbeen the reliance <strong>on</strong> health centre staff for datacollecti<strong>on</strong>. As this programme is included in the<strong>Ethiopia</strong>n MoH Nati<strong>on</strong>al Guidelines forHIV/AIDS and Nutriti<strong>on</strong>, MoH clinic workersare required to participate in the implementati<strong>on</strong>and data collecti<strong>on</strong> activities for theprogramme. This often represents an additi<strong>on</strong>alburden <strong>on</strong> understaffed clinics with large caseloads.It is essential that health workers receivecomprehensive training as part of the FBPprogramme rollout, since many are otherwiseunfamiliar with the measurement of malnutriti<strong>on</strong>indicators such as BMI and mid-upper armcircumference (MUAC). A clinic worker trainingregimen serves as part of the introducti<strong>on</strong> toand rollout of FBP, but it is often difficult forprogramme staff to identify and locate all therelevant staff. This means that some eligibleclients may present at the clinic but not be seenby trained pers<strong>on</strong>nel, and thus not be enrolledin either the programme or the study. In additi<strong>on</strong>,<strong>on</strong>ce health workers have been adequatelytrained and are comfortable with the measurementof relevant indicators, high rates of staffturnover have meant that trained workers maybe lost over time and replaced by new,untrained staff. FBP programme staff and theTufts team will c<strong>on</strong>tinue to visit these sitesfrequently to ensure that the implementati<strong>on</strong> ofthe programme and the data collecti<strong>on</strong> arebeing performed as necessary for both thestudy and the programme as a whole.Such large programmes inevitablyrun into challenges in the way ofdelays in procurement and pipelinebreaks as these systems are first putinto place. The rollout phase of FBP in<strong>Ethiopia</strong> has experienced this as well,and both the programme and thestudy have needed to accommodatechanges to the nutriti<strong>on</strong> protocol asprogramme staff have worked toaddress these challenges. The standardisati<strong>on</strong>of the food protocol toaccount for changes in the availabilityof commodities has been accommodatedinto the study design.Strenthening nati<strong>on</strong>al capacityThe Tufts team is also supporting preservicetraining curriculumdevelopment, piloting, and disseminati<strong>on</strong><strong>on</strong> nutriti<strong>on</strong> and HIV, inpartnership with the Department ofNutriti<strong>on</strong> at Hawassa University (seenews item in this <str<strong>on</strong>g>issue</str<strong>on</strong>g>). This establishmentof an HIV and nutriti<strong>on</strong>educati<strong>on</strong>al comp<strong>on</strong>ent for healthprofessi<strong>on</strong>als is intended to alleviatesome of the inc<strong>on</strong>sistencies in trainingand awareness of the nutriti<strong>on</strong>alneeds of PLHIV at the serviceprovider level.C<strong>on</strong>clusi<strong>on</strong>sThis FBP programme has the potentialto improve both the capacity of healthprofessi<strong>on</strong>als to address the nutriti<strong>on</strong>al needs ofPLHIV and the effectiveness of HIV care andtreatment in <strong>Ethiopia</strong>. Currently, there isalmost no documented programme data thatcan help answer questi<strong>on</strong>s around the additi<strong>on</strong>albenefits to PLHIV and costs of addingfood to an ART regimen, or of the successes andchallenges to scaling up a programme of thistype. As HIV programmes embrace the need fora nutriti<strong>on</strong> comp<strong>on</strong>ent, there is an urgent needto ‘learn by doing’ and the phased rollout of theFBP programme in <strong>Ethiopia</strong> provides a greatopportunity to do just this. Data collecti<strong>on</strong> isanticipated to take place until December 2011,with results expected in early 2012.For more informati<strong>on</strong> <strong>on</strong> the research, c<strong>on</strong>tactKate Sadler, email: kate.sadler@tufts.edu orElizabeth B<strong>on</strong>trager, email:elizabeth.b<strong>on</strong>trager@tufts.edu7Ndekha M, van Oosterhout JJ, Zijlstra EE, Manary M,Saloojee H, Manary MJ. (2009b) Supplementary feedingwith either ready-to-use fortified spread or corn-soy blendin wasted adults starting antiretroviral therapy in Malawi:a randomized, investigator blinded, c<strong>on</strong>trolled trial. BMJ2009; 338:b1867.83


Emoti<strong>on</strong>al Stimulati<strong>on</strong> for acutely andseverely malnourished children in SNNPRBy Dr. Alessandro C<strong>on</strong>ticini and Mrs. Valérie QuéréDr. Alessandro C<strong>on</strong>ticini joined Play Therapy Africa as Co-Director after havingheaded the Child Protecti<strong>on</strong>, Adolescent Development and HIV Programme atUNICEF <strong>Ethiopia</strong>, and previously senior researcher for the Macroec<strong>on</strong>omics andHealth Commissi<strong>on</strong> in WHO Head Quarter. His work includes directing research,programme formulati<strong>on</strong> and evidence-based policy development for vulnerable childrenin developing countries.Mrs. Valérie Quéré is a human rights lawyer and child psychotherapist, with amaster degree in internati<strong>on</strong>al human rights and a number of certificati<strong>on</strong>s as a PSStherapist. Mrs. Quéré has been working in the area of justice and gender basedviolence in several countries. Valérie directs training programmes for law enforcementagents, social workers and child psychotherapists.Research has shown that the survivalrate of malnourished children duringfood crises critically depends not just<strong>on</strong> the availability of appropriate therapeuticfood, but also <strong>on</strong> the emoti<strong>on</strong>al andphysical stimulati<strong>on</strong>s available for both thechild and the caregiver (usually the mother).Studies have shown that the combined use ofemergency nutriti<strong>on</strong> support and emoti<strong>on</strong>alstimulati<strong>on</strong> techniques provides for lowermalnutriti<strong>on</strong> rates, a higher rate of childsurvival, and quicker recovery from malnutriti<strong>on</strong>1 . Hunger and food insecurity cause seriousmental or cognitive disabilities, especially inyoung children due to chr<strong>on</strong>ic nutriti<strong>on</strong>aldeficits, lack of social/emoti<strong>on</strong>al stimulati<strong>on</strong>,parent-child emoti<strong>on</strong>al detachment, withdrawaland neglect. At the same time,parent-child emoti<strong>on</strong>al deficiencies causereduced food intake and significantly diminishthe overall survival rate of children 2 .In many emergencies, hunger and food insecuritycause severe stress and damage thepsychosocial well-being of the affected populati<strong>on</strong>.C<strong>on</strong>versely, the psychosocial effects of anemergency can impair food security and nutriti<strong>on</strong>alstatus. The latter is particularly relevantfor children and their caretakers.During the 2008/2009 and 2009/2010 foodcrisis in <strong>Ethiopia</strong>, with support from thePulitzer Foundati<strong>on</strong> and collaborati<strong>on</strong> withUNICEF, Play Therapy Africa (PTA) took aleadership role in the management of 49outreach therapeutic sites (that include but gobey<strong>on</strong>d OTP sites) and <strong>on</strong>e hospital in theSouthern Nati<strong>on</strong>s (SNNPR). This role involvedthe introducti<strong>on</strong> of an approach wherebyemoti<strong>on</strong>al stimulati<strong>on</strong> and good parentingskills were promoted, in additi<strong>on</strong> to emergencytherapeutic food distributi<strong>on</strong> for severe acutemalnourished (SAM) children.PTA would like to thank the Pulitzer Foundati<strong>on</strong>, Ceil, Michaeland Christina, for their tireless and enthusiastic support. Ourgratitude also to UNICEF for their facilitati<strong>on</strong> and aid.MethodologyThe interventi<strong>on</strong> sites were selected by theRegi<strong>on</strong>al Bureau of Health <strong>on</strong> the basis of theexpected severity of food shortage in the m<strong>on</strong>itoreddistricts. The project and its initialmethodology were presented to members of allNGOs working with malnourished children inSNNPR. These professi<strong>on</strong>als had an opportunityto express their views and c<strong>on</strong>cernsregarding the interventi<strong>on</strong> during a joint reviewmeeting held in Awassa town. Federal andRegi<strong>on</strong>al authorities (DPPA and DPPB) werealso present and explained the project and itsproposed methodology to allow for c<strong>on</strong>sistencywith mainstream government led programmes.The University of Awassa reviewed the interventi<strong>on</strong>in order to grant ethical approval.One Health Extensi<strong>on</strong> Worker (HEW) and<strong>on</strong>e youth/community volunteer were selectedby the Bureau of Health and the Bureau ofYouth respectively in each interventi<strong>on</strong> site.PTA then provided a series of practical trainingthat allowed for basic techniques of emoti<strong>on</strong>alstimulati<strong>on</strong> and good parenting skills to beacquired by trained professi<strong>on</strong>als. Professi<strong>on</strong>alsfrom NGOs working <strong>on</strong> the sites were alsotrained. The training was practical and experiential,meaning that the participants werec<strong>on</strong>stantly relating the newly acquired techniquesto the ways they themselves had beenraised, and the ways they were raising theirown children. This allowed for the trainedprofessi<strong>on</strong>als to use the approach in their owndomestic life before adopting it as a modusoperandum in their work place.At the end of the training, professi<strong>on</strong>als wererequested gradually to introduce the techniquesas an additi<strong>on</strong>al experimentalcomp<strong>on</strong>ent of the existing protocol for themanagement of SAM children. Clinical supervisorswere also deployed by PTA to ensure thequality of services provided. Mothers that had<strong>on</strong>e or more children enrolled in TherapeuticFeeding Units (TFU), or Outpatient TherapeuticProgrammes (OTP), also received coaching tostrengthen the emoti<strong>on</strong>al b<strong>on</strong>d with their childand to stimulate him/her physically andemoti<strong>on</strong>ally. The interventi<strong>on</strong> was based <strong>on</strong>coaching, not teaching, so that HEW and YouthResearchhad to organise weekly practice groups am<strong>on</strong>gmothers and their children, or organise door todoor visits for enrolled mothers to practice withthem. The coaching would last for a threem<strong>on</strong>ths period. In the selected hospital, thecoaching took place daily with inpatient children.Mothers were then requested to practicethe new skills daily with their children.In 20 sites, professi<strong>on</strong>als were trained tomeasure systematically the physical andemoti<strong>on</strong>al outcomes of the interventi<strong>on</strong>. Thesame measurements were c<strong>on</strong>ducted for ac<strong>on</strong>trol group in three sites where SAM wasmanaged but this psycho-social interventi<strong>on</strong>was not being implemented. A total of 555 childrenunder 5 years were followed for thepurpose of the study, 49.9% were girls. Nearly<strong>on</strong>e-third (32%) of admitted children werebetween 12 to 23 m<strong>on</strong>ths of age, while theremaining where equally distributed in the agerange of 0-12 m<strong>on</strong>ths, 24-35m<strong>on</strong>ths, 36-47m<strong>on</strong>ths, and 48-60 m<strong>on</strong>ths.ResultsThe programme has resulted in the followingdocumented achievements:Increased Speed of RecoveryOverall, 31.2% of children who received acombinati<strong>on</strong> of therapeutic food and emoti<strong>on</strong>alstimulati<strong>on</strong> were discharged from TFU andOTP at the end of the fourth treatment week. Acumulative total of 40.7% were discharged atthe end of the fifth treatment week. In c<strong>on</strong>trast,no child was discharged before the end of thesixth week in the c<strong>on</strong>trol group of children who<strong>on</strong>ly received therapeutic food.Children who were provided with a combinati<strong>on</strong>of emoti<strong>on</strong>al stimulati<strong>on</strong> and therapeuticfeeding tended to gain weight at a faster ratethan children who were <strong>on</strong>ly provided withtherapeutic feeding. This has direct implicati<strong>on</strong>sin terms of the costs of SAM management.Preventi<strong>on</strong> of emoti<strong>on</strong>al, development andintellectual loss/damageMalnourished children in the interventi<strong>on</strong>group dem<strong>on</strong>strated equivalent cognitive,emoti<strong>on</strong>al and development capacities as childrencoming from the same socio-ec<strong>on</strong>omicenvir<strong>on</strong>ment who had not been severelymalnourished. In c<strong>on</strong>trast, malnourished childrenin c<strong>on</strong>trol groups dem<strong>on</strong>strated a severeloss of cognitive, emoti<strong>on</strong>al and developmentpotential. These data were collected using internati<strong>on</strong>allyrecognized assessment tools such asthe ASQ 3 , as well as qualitative emoti<strong>on</strong>aldevelopment observati<strong>on</strong>s.Increased resilience from being exposed tofuture severe and acute malnutriti<strong>on</strong>Initial qualitative data indicate that treated childrenand caregivers may be less likely torelapse into acute and severe forms of malnutriti<strong>on</strong>caused by n<strong>on</strong>-food availability factors.However, this initial finding will need additi<strong>on</strong>alinvestigati<strong>on</strong> before firm c<strong>on</strong>clusi<strong>on</strong>s canbe drawn.Cross-fertilisati<strong>on</strong> effectMothers who learnt and practiced emoti<strong>on</strong>alstimulati<strong>on</strong> with their malnourished child1Supplementing nutriti<strong>on</strong> in the early years: the role ofearly childhood stimulati<strong>on</strong> to maximize nutriti<strong>on</strong>al inputs.Child and Youth Development 2009. The World Bank,Volume 3, N.1.2Sally Grantham-McGregor et al. Developmental potential inthe first 5 years for children in developing countries. TheLancet 2007. Volume 369, Issue 9555, Pages 60 - 70.3Ages and Stages Questi<strong>on</strong>naire (ASQ).84


Researchstarted to apply the same techniques with the otherchildren in the household and gradually sensitizedand explained the purpose and benefits of the interventi<strong>on</strong>to their husbands and relatives.Increased empowerment of women and genderbalance in community and family decisi<strong>on</strong> makingAn initial qualitative assessment 4 has suggested thatthe effects of emoti<strong>on</strong>al stimulati<strong>on</strong> through filial playcoaching have positively impacted not just the level ofmaternal and child depressi<strong>on</strong>, but also provided forwomen’s empowerment within the family andcommunities for positive decisi<strong>on</strong> making. Most ofthe mothers who participated in the emoti<strong>on</strong>al stimulati<strong>on</strong>interventi<strong>on</strong> reported that they felt much closerto their children, and were much more likely thanc<strong>on</strong>trol-group mothers to say that their children hadbecome more independent and playful since recoveringfrom SAM. Many mothers also attributed otherchanges in family life to the programme, includingincreases in paternal involvement in child care, thecessati<strong>on</strong> of harsh punishment by <strong>on</strong>e or both parents,and reducti<strong>on</strong>s in domestic violence. N<strong>on</strong>e of thec<strong>on</strong>trol mothers whose children received food al<strong>on</strong>ethrough the OTP programme reported such changes.Interviewed mothers also reported a progressivepositive involvement of neighbours by imitati<strong>on</strong>. Notall women reported equally powerful effects. Factorssuch as severe illness in the child or parent andextreme poverty tended to mitigate the effects ofemoti<strong>on</strong>al coaching. However, even many of the verypoor mothers attributed remarkable changes inoutlook and family communicati<strong>on</strong> to the emoti<strong>on</strong>alstimulati<strong>on</strong> interventi<strong>on</strong>. This suggests another wayof looking at the link between women’s empowermentand child survival, which has been traditi<strong>on</strong>allyexplained by women’s agency in health seeking. Wesuggest the reverse may also be true; programmes toimprove care-giving may directly c<strong>on</strong>tribute towomen’s empowerment, and c<strong>on</strong>tribute to thepromoti<strong>on</strong> of a virtuous cycle to help rescue malnourishedchildren in vulnerable communities.While further investigati<strong>on</strong> is needed, the preliminaryresults suggest that a combinati<strong>on</strong> of emergencytherapeutic food relief for children coupled withemoti<strong>on</strong>al stimulati<strong>on</strong> has a leveraging effect, not just<strong>on</strong> the short term survival and physical and emoti<strong>on</strong>aloutcomes for children, but also <strong>on</strong> the preventi<strong>on</strong> ofl<strong>on</strong>g term c<strong>on</strong>sequences 5 . It also suggests that theintroducti<strong>on</strong> of emoti<strong>on</strong>al stimulati<strong>on</strong> techniquesthrough a coaching approach leads to a gradual shiftin the ways children are cared for within the community,increasing the probability of a less violent andmore nurturing envir<strong>on</strong>ment. Mothers were found toc<strong>on</strong>tinue practising emoti<strong>on</strong>al stimulati<strong>on</strong> and goodparenting skills principles well bey<strong>on</strong>d the officialending of the programme, suggesting some form ofsustainability. Finally, the increased speed of recoveryby emoti<strong>on</strong>ally stimulated children, and the reportedlow proporti<strong>on</strong> of relapse am<strong>on</strong>g them seem tosuggest that the proposed interventi<strong>on</strong> couldc<strong>on</strong>tribute to reducing the overall interventi<strong>on</strong> costs ofsevere acute malnutriti<strong>on</strong>.For more informati<strong>on</strong>, c<strong>on</strong>tact: Alessandro C<strong>on</strong>ticini,email: ptafrica@hotmail.comThe full report, Emoti<strong>on</strong>al Stimulati<strong>on</strong> in the C<strong>on</strong>textof Emergency Food Interventi<strong>on</strong>s Final Report AddisAbaba – August 2009, is available at:www.enn<strong>on</strong>line.net and search Resources4H. Epstein and A. C<strong>on</strong>ticini. “Each child comes with his own luck”?A psychosocial interventi<strong>on</strong> for malnourished children strengthensparental and spousal b<strong>on</strong>ds in <strong>Ethiopia</strong>. Manuscript submitted forreview, 2010.5See also S. Grantham-McGregor et al. Nutriti<strong>on</strong>al supplementati<strong>on</strong>,psychosocial stimulati<strong>on</strong>, and mental development of stuntedchildren: the Jamaican Study. Lancet 1991;338(8758):1-5.Critical analysis of MICAHprogrammeSummary of published research 1The efficacy of some single nutriti<strong>on</strong>interventi<strong>on</strong>s has been frequentlyand thoroughly evaluated, e.g. ir<strong>on</strong>supplementati<strong>on</strong>, vitamin A supplementati<strong>on</strong>and salt iodisati<strong>on</strong>. However theeffectiveness (efficacy in real worldsettings) of large-scale integrated healthand nutriti<strong>on</strong> programmes has not beenthoroughly evaluated. A recent articlecritically analyses an NGO-led large scale,multi-country 10 year micr<strong>on</strong>utrient andhealth (MICAH) programme with anadequacy evaluati<strong>on</strong> (a documentati<strong>on</strong> oftime trends in the expected directi<strong>on</strong>).The MICAH programme waslaunched in 1995 by World Visi<strong>on</strong> Canadaand was implemented from 1996-2005 infive African countries, four of which arereported in the paper (<strong>Ethiopia</strong>, Ghana,Malawi and Tanzania). The programmereached 4 milli<strong>on</strong> direct beneficiaries andmore than 6 milli<strong>on</strong> indirect beneficiaries.C<strong>on</strong>text specific programme plans weredeveloped for each MICAH countrywithin a programme-wide framework ofobjectives and strategies based <strong>on</strong> baselineassessments of vitamin A, ir<strong>on</strong> andiodine deficiencies. Multiple interventi<strong>on</strong>s,ranging from community-basedsupplement distributi<strong>on</strong> to fortifying anddiversifying foods to nati<strong>on</strong>al-level advocacyfor nati<strong>on</strong>al policy changes, werec<strong>on</strong>ducted to address the deficiencies andtarget groups identified. Interventi<strong>on</strong>swere integrated into existing systems,structures and services, wherever possible,to increase potential for sustainability.Table 1 summarises the MICAH activities.Programme areas within countrieswere poor and rural, where few or noother major development organisati<strong>on</strong>swere operati<strong>on</strong>al. A comparis<strong>on</strong> ofMICAH data with Demographic HealthSurveys (DHS) data for nati<strong>on</strong>al ruralsamples suggests that the selected areaswere similar to or worse off than the ruralaverage in each country at baseline. If theDHS data are extrapolated back to thebaseline year, assuming a linear trend,then 1997 MICAH indicators in <strong>Ethiopia</strong>were worse than DHS for Vitamin Acapsule coverage in children < 5 years ofage, and better for measles coverage andlatrine access.MethodsCross-secti<strong>on</strong>al surveys were c<strong>on</strong>ductedin each programme area at baseline(1996/7), the end of phase <strong>on</strong>e (2000) andthe end of phase 11 (2004). The surveyswere c<strong>on</strong>ducted in the same m<strong>on</strong>th of theyear in each country. Two-stage clustersampling was employed, in which clusterswere randomly selected usingprobability proporti<strong>on</strong>al to populati<strong>on</strong>size. Key indicators were assessedthrough structured interviews with astandardised questi<strong>on</strong>naire and collecti<strong>on</strong>of biochemical, clinical and anthropometricdata. The sample sizes per countrywere between 900 and 4801 randomlyselected households per survey. Datawere collected by trained enumeratorsand clinical staff. The data were subjectedto post-hoc methods of quality determinati<strong>on</strong>and if of suitable quality, includedin the adequacy evaluati<strong>on</strong>. The magnitudeof the change for each key indicatorfrom baseline to follow-up final surveywas compared with that observed inpublished c<strong>on</strong>trolled trials and reports ofother large-scale programmes. Ifimprovement was of comparable magnitudeto the high end observed inc<strong>on</strong>trolled trials, the impact was c<strong>on</strong>sideredhigh. If the improvements were of arange comm<strong>on</strong> in other programmes, theimpact was c<strong>on</strong>sidered moderate. If thechange was smaller than otherprogrammes, but greater than zero, theimpact was c<strong>on</strong>sidered low. Testing ofdifferences from baseline to follow upwas d<strong>on</strong>e by chi-square for categoricalvariables and t-tests for c<strong>on</strong>tinuous variables.ResultsMost collected data were of moderate orhigh quality and therefore included in theadequacy evaluati<strong>on</strong>.There were moderateto large improvements in vitamin Astatus in <strong>Ethiopia</strong>n school-age children, inchildren less than 5 years of age inTanzania and Ghana and am<strong>on</strong>gst mothersin Ghana. Iodine status improved inMalawi and Tanzania. Anaemia rates andmalaria prevalence decreased in women,pregnant women and pre-school childrenin Ghana, Malawi, and Tanzania, butanaemia increased in <strong>Ethiopia</strong>n women.Large increases were reported for rates ofexclusive breastfeeding (EBF) and immunisati<strong>on</strong>.Child growth improved to themaximum that would be predicted withthe given interventi<strong>on</strong>s.Discussi<strong>on</strong>Most of the collected data were c<strong>on</strong>sideredof good quality. The excepti<strong>on</strong>s wereanthropometric data in <strong>Ethiopia</strong>, anthropometricdata for children under sixm<strong>on</strong>ths in Ghana and Malawi, breastmilkretinol analysis and urinary iodine inTanzania and EBF data in all countries.An evaluati<strong>on</strong> of the change in indicatorsover time (adequacy evaluati<strong>on</strong>) revealed1An adequacy evaluati<strong>on</strong> of a 10-year,four-countrynutriti<strong>on</strong> and health programme. Peter R Berti,Alis<strong>on</strong> Mild<strong>on</strong>, Kendra Siekmans, Barbara Main andCarolyn MacD<strong>on</strong>ald. Int. J. Epidemiol. AdvanceAccess published March 3, 201085


Researchmany positive results of the MICAHprogramme (see Table 2). MICAH programmestaff reported five aspects of the programmethat they believe uniquely c<strong>on</strong>tributed to thepositive results:Results-based management identifiedprogramme activities that were not producingpositive outcomes and allowed for mid-streamcorrecti<strong>on</strong>s. Examples include:• The decisi<strong>on</strong> in Malawi (following the 2000evaluati<strong>on</strong>) to reduce the geographicspread and intensify the interventi<strong>on</strong> in asmaller area to ensure all participantsreceived the interventi<strong>on</strong>s.• Provisi<strong>on</strong> of regular, intensive technicalsupport in the form of regular emailcorresp<strong>on</strong>dence, m<strong>on</strong>itoring and supportvisits by World Visi<strong>on</strong> technical staff andexpert c<strong>on</strong>sultants, and annual trainingworkshops.• Implementati<strong>on</strong> of a broad-based integratedpackage of interventi<strong>on</strong>s rather than relying<strong>on</strong> a single ‘magic bullet’ interventi<strong>on</strong>.• Community participati<strong>on</strong> in programmedesign, implementati<strong>on</strong>, m<strong>on</strong>itoring andevaluati<strong>on</strong>, which meant some interventi<strong>on</strong>scould be tailored to suit communitypreferences. This was especially relevant toanimal husbandry, where existing practicesdiffered from community to community.• Regular supervisi<strong>on</strong> of staff in communities.There were fewer positive results in <strong>Ethiopia</strong>,which may be because the interventi<strong>on</strong> effortswere diluted over a larger number of beneficiariescompared to other countries. However,there was a positive impact <strong>on</strong> vitamin A statusin school-age children – both an uncomm<strong>on</strong>target and success.In an attempt to estimate the impact ofMICAH independent of other local and globalinfluences, comparis<strong>on</strong>s were made with DHSdata for the nati<strong>on</strong>al, rural samples. Table 2shows the change in those indicators for whichthere were both MICAH and DHS data at baselineor follow-up and end-line. The change ismeasured as the difference of the differences(the difference between the MICAH differencebetween end-line and baseline and the DHSdifference between end-line and baseline). Formost indicators in all four countries, MICAHareas outperformed rural areas of the countryas a whole. The comparis<strong>on</strong> groups are notperfectly suited as c<strong>on</strong>trol groups - differentyears, baseline c<strong>on</strong>diti<strong>on</strong>s and other differencesnot related to MICAH. However, the MICAHperformance compared with the DHS (al<strong>on</strong>gwith the general c<strong>on</strong>cordance between coverageand outcome indicators in MICAHsamples) suggests the improvements am<strong>on</strong>gstprogramme beneficiaries are greater than thegeneral trends, and greater than would haveoccurred MICAH was not implemented.Although the evaluati<strong>on</strong> has documentedthe trends over time, it still falls short of a fulladequacy evaluati<strong>on</strong> - the causal pathwayshould be relatively short and simple, theexpected impact must be large and c<strong>on</strong>foundingmust be unlikely.C<strong>on</strong>clusi<strong>on</strong>sNumerous nutriti<strong>on</strong> and health impacts wereobserved in the interventi<strong>on</strong> areas, often of amagnitude equal to or larger than observed inc<strong>on</strong>trolled interventi<strong>on</strong>s or trials. These resultsshow the value of integrated l<strong>on</strong>g-term interventi<strong>on</strong>s.Table 1: Summary table of MICAH interventi<strong>on</strong>s a <strong>Ethiopia</strong> Ghana Malawi TanzaniaApproximate number of ‘direct’ beneficiaries b 1.8 milli<strong>on</strong> 150,000 1.8 milli<strong>on</strong> 255,420Total implementati<strong>on</strong> cost, US$ milli<strong>on</strong> 16.6 3.3 14.5 3.2Total cost of evaluati<strong>on</strong>, US$ 559,345 147,866 1,293,018 172,243Total cost, US$ milli<strong>on</strong> c 17.0 3.5 15.5 3.3US$ per direct beneficiary per year (Phase I/Phase II) 1.39/0.83 3.37/2.14 1.06/5.06 1.85/1.28Objective Strategy Target group/activity <strong>Ethiopia</strong> Ghana Malawi TanzaniaIncrease Vitamin APre-school children D, T, M P, D, T, A, M D, T, Mintake andbioavailabilitysupplementati<strong>on</strong>School-age childrenD, T, A, Mof micr<strong>on</strong>utrients(ir<strong>on</strong>,Post-partum women D, T, M P, D, T, A, M D, T, Miodine and Ir<strong>on</strong>Pre-school children P, D, T, A, M P, D, T, A, M P, D, T, Mvitamin A) supplementati<strong>on</strong>School-age childrenP, D, T, A, MWomen of childbearing age P, D, T, A, M P, D, T, A, MPregnant women P, T, M P, D, T, A, M P, D, T, A, M P, D, T, MFortificati<strong>on</strong> Iodized salt promoti<strong>on</strong> P, D, T, A, M P, D, T, A, M T, A, M T, A, MReduceprevalence ofdiseases thataffectmicr<strong>on</strong>utrientstatus(diarrhoeal,parasitic andvaccinepreventable)Build localcapacity fordeliverysystems toimprovemicr<strong>on</strong>utrientstatusDietarydiversificati<strong>on</strong>Infant and youngchild feedingSmall-scale flour fortificati<strong>on</strong>P, D, T, A, M P, D, T, A, MSmall animal rearing P, D, T, A, M P, D, T, M P, D, T, A, M P, D, T, MVegetable gardens P,D,T,A,M P, D, T, M P, D, T, A, M P, D, T, MFruit tree cultivati<strong>on</strong> P, D, T, A, M P, D, T, M P, D, T, A, M P, D, T, MPromoti<strong>on</strong> of optimal T, A, M T, A, M T, A, M T, A, Mbreastfeeding andcomplementary feedingWater andProvisi<strong>on</strong> of clean water P, D, T, M P, D, T, M P, D, T, M P, D, T, Msanitati<strong>on</strong>Latrine c<strong>on</strong>structi<strong>on</strong> P, D, T, M P, D, T, M P, D, T, M P, D, T, MGarbage disposalT, M T, M T, M T, Mc<strong>on</strong>structi<strong>on</strong>Malaria c<strong>on</strong>trol ITN distributi<strong>on</strong> P, D, T, M P, D, T, M P, D, T, M P, D, T, MChemoprophylaxis topregnant womenP, D, M M P, D, T, M P, D, T, MTreatment of wormsand parasitesMalaria treatment topre-school childrenP, D, M T P, D, T, M P, D, T, MDeworming of pre-school P, D, T, M P, D, T, M P, D, T, A, M P, D, T, MchildrenDeworming of school-age P, D, T, M P, D, T, M P, D, T, A, M P, D, T, MchildrenSchistosomiasis treatment P, D, T, M P, D, T, M P, D, T, A, M P, D, T, MImmunizati<strong>on</strong> Support EPI campaigns P, D, T, M P, D, T, M P, D, T, M D, T, MDiarrhoea treatment Promoti<strong>on</strong> of ORT T T P, D, T THIV/AIDS preventi<strong>on</strong> IEC re: HIV and AIDS T T T TEducati<strong>on</strong>Health and nutriti<strong>on</strong> IEC to T, M D, T, M D, T, M D, T, McommunitiesStaff and partner training T T T TAdvocacyInfluence nati<strong>on</strong>al policies A A A A<strong>on</strong> nutriti<strong>on</strong> <str<strong>on</strong>g>issue</str<strong>on</strong>g>sUse of media tocommunicate nutriti<strong>on</strong> andhealth messagesT, A T, A T, A T, AP: procurement; D: delivery/distributi<strong>on</strong> (includes both transport to distributi<strong>on</strong> sites such as health centres and direct delivery tobeneficiaries); T: training (includes both community educati<strong>on</strong> and training of implementing staff/volunteers); A: advocacy; M: m<strong>on</strong>itoring;ITN: insecticide-treated bednet; EPI: expanded programme <strong>on</strong> immunizati<strong>on</strong>; ORT: oral rehydrati<strong>on</strong> therapy; IEC: Informati<strong>on</strong>,Educati<strong>on</strong> and Communicati<strong>on</strong>.aBlank cells indicate that MICAH did not work <strong>on</strong> that target group/activity in that country.bBased <strong>on</strong> target populati<strong>on</strong> in MICAH programme communities; not including the significant number of indirect beneficiaries(e.g. 4.7 milli<strong>on</strong> in Malawi) of MICAH’s nati<strong>on</strong>al advocacy and interventi<strong>on</strong> efforts (e.g. iodized salt coverage, EPI and vitamin Asupplementati<strong>on</strong> (VAS) campaigns).cCosts are in US$ and based <strong>on</strong> exchange rates applicable at the time of purchase. World Visi<strong>on</strong> Canada technical support andprogramme management costs, as well as overhead costs at country and Canada levels, are included.Source of table: Berti et al (2010). See footnote 1.Table 2: Standard deviati<strong>on</strong>s (SDs) of c<strong>on</strong>tinuous variables in MICAH surveys in baseline (1996 or1997), follow-up (2000) and endline (2004)<strong>Ethiopia</strong>SDGhanaSDMalawiSDTanzaniaSDYear 1997 2000 2004 1997 2000 2004 1996 2000 2004 1997 2000 2004Breast milk retinol (μmol/l) 1.4 0.5 22.8 13.6Urinary iodine-school age children(μg/l)25.4 140.0 132.1 76.9 98.0 20.5 38.9Haemoglobin Women (g/dl) 1.8 1.1 1.6 1.9 1.9 1.4 1.7 1.6 2.1 1.9 2.0Haemoglobin – pregnant women 1.7 1.1 1.5 2.2 1.6 1.5 1.7 1.6 1.5 1.6 2.3 1.7(g/dl)Haemoglobin- children


ResearchP Fracassi, <strong>Ethiopia</strong>Audience of drama held duringPSNP meeting (Laygiant)Linking PSNP and NNP:experiences and challengesSummary of report 1 1Linkages Report (final draft). By Patrizia Fracassi and LioulArecent pilot project <str<strong>on</strong>g>focus</str<strong>on</strong>g>ed <strong>on</strong> identifyingimplementati<strong>on</strong> and eventuallyscale‐up opportunities to link tw<strong>on</strong>ati<strong>on</strong>wide programmes in <strong>Ethiopia</strong> – theProductive Safety Net Programme (PSNP) andthe Nati<strong>on</strong>al Nutriti<strong>on</strong> Programme (NNP).The selecti<strong>on</strong> of the pilot woredas within eachregi<strong>on</strong> was based <strong>on</strong> the presence of both PSNPand NNP, and specifically <strong>on</strong> availability of theCommunity Based Nutriti<strong>on</strong> (CBN) programme,a sub-comp<strong>on</strong>ent of the NNP. A further selecti<strong>on</strong>of <strong>on</strong>e kebele in each woreda was made, based<strong>on</strong> agro‐ecological signifiers and were as follows:Tigray Regi<strong>on</strong> – Hintalo Wajirat, Fikre AlemkebeleAmhara Regi<strong>on</strong> – Lay Gayint, Shesho kebeleSNNP Regi<strong>on</strong> – Domot Sore, Shiamba kebeleOromia Regi<strong>on</strong> – Gameches woreda,Kokuriftu, Agemti, Sre KeloGeto and Homicho kebeles.Preparatory studyA preparatory study was c<strong>on</strong>ducted at regi<strong>on</strong>aland community levels between 21st July and22nd August 2009. Primary data were collectedfrom 39 PSNP/NNP stakeholders through keyinformant interviews (KIIs). In additi<strong>on</strong>, a totalof eight <str<strong>on</strong>g>focus</str<strong>on</strong>g>‐group discussi<strong>on</strong>s (FGDs) werec<strong>on</strong>ducted in four pilot kebeles involving 28female and 23 male PSNP beneficiaries.It was found that stakeholders held somecomm<strong>on</strong> perspectives of malnutriti<strong>on</strong>, causesand soluti<strong>on</strong>s. While those interviewed recognisedthat pregnant and lactating women(PLW) and children are the most nutriti<strong>on</strong>allyvulnerable groups, their answers indicated aDrama (counselling by a HEW)c<strong>on</strong>ducted during PSNP pay daysessi<strong>on</strong> (Tigray-Hintalo Wajirat)P Fracassi, <strong>Ethiopia</strong>, 2010narrow <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong>:• Quantity of food, rather than quality andappropriateness of diet for PLW and youngchildren.• Productivity and marketability of foods,rather than their nutriti<strong>on</strong>al c<strong>on</strong>tent forimproved household diet.• Dietary intake and food security withlimited attenti<strong>on</strong> given to other well knownc<strong>on</strong>tributing factors to malnutriti<strong>on</strong> likedisease, child care, access to health servicesand envir<strong>on</strong>mental c<strong>on</strong>diti<strong>on</strong>s.The most effective instituti<strong>on</strong>al arrangement forcoordinati<strong>on</strong> at woreda and kebele levelsappeared to be the Food Security Task Forces(FSTF). According to KIIs findings, the activeinvolvement of multiple‐sector partners in theFSTF was the result of c<strong>on</strong>tinuous working relati<strong>on</strong>ships,strengthened through sharedobjectives and basic compatibility of interests.In c<strong>on</strong>trast, at regi<strong>on</strong>al level, it was noted therewere too many coordinati<strong>on</strong> platforms, withoverlapping functi<strong>on</strong>s resulting in increasedfragmentati<strong>on</strong>.Primary data from KIIs revealed a number ofinter‐sectoral experiences of cooperati<strong>on</strong> atkebele level, although not strictly linked withaddressing malnutriti<strong>on</strong>. Findings from FGDshighlighted that a genuine community involvementrequired understanding and taking intoaccount ec<strong>on</strong>omic, practical and culturalmotives that influence food producti<strong>on</strong> andaccess, as well as c<strong>on</strong>sumpti<strong>on</strong> decisi<strong>on</strong>s athousehold level.These findings from the preparatory studyare in line with recommendati<strong>on</strong>s by others 2 to“plan multi‐sectorally but c<strong>on</strong>tinue to implementsectorally”. Many of the instituti<strong>on</strong>albarriers for improved inter‐organisati<strong>on</strong>al relati<strong>on</strong>shipsfirst reflect administrativeorganisati<strong>on</strong> in sectors/programmes andsec<strong>on</strong>d, nutriti<strong>on</strong> as a cross‐cutting <str<strong>on</strong>g>issue</str<strong>on</strong>g>, fittingpoorly within this framework. Working in anincremental and opportunistic manner appearslikely to succeed with the current instituti<strong>on</strong>alstructures in <strong>Ethiopia</strong>. ‘Coordinati<strong>on</strong>’ and‘cooperati<strong>on</strong>’ over specific <str<strong>on</strong>g>issue</str<strong>on</strong>g>s like quality ofdietary intake for children and PLW appear tobe a promising <str<strong>on</strong>g>focus</str<strong>on</strong>g> of exchange betweenPSNP and NNP stakeholders. Mainstreamingof nutriti<strong>on</strong> into the PSNP is expected tomaximise the impact of the programme am<strong>on</strong>gbeneficiaries.PSNP/NNP linkage opportunitiesFindings from the preparatory study togetherwith a general overview of the PSNP/NNPpolicy framework were used to inform theC<strong>on</strong>sensus Building Workshops c<strong>on</strong>ducted inall four pilot woredas and kebeles between 28thSeptember and 16th October 2009. Three major‘linkage’ opportunities between PSNP andNNP were agreed up<strong>on</strong> for implementati<strong>on</strong> atinstituti<strong>on</strong>al and community levels:• Capacity Building <strong>on</strong> Nutriti<strong>on</strong> Security forkey members of the FSTF at woreda, kebeleand community levels.• Behavioural Change Communicati<strong>on</strong> usingEducati<strong>on</strong> Entertainment (BCCEE) duringpayday sessi<strong>on</strong>s and other public gatherings.BCCEE encourage PSNP beneficiaries tooptimise use of both local and transferredresources for improved nutriti<strong>on</strong> security.• Focused attenti<strong>on</strong> to PSNP PLW to protectand enhance their nutriti<strong>on</strong>al status andthat of their children under two years of age.Experiences from SNNP and Oromia showedthat at an instituti<strong>on</strong>al level, nutriti<strong>on</strong> securitycan be incorporated in the capacity buildingprocess of Food Security Task Forces, whichcomprise multi‐sector members from agriculture,water, health, educati<strong>on</strong>, and Youth andWomen’s Affairs. Half‐day sessi<strong>on</strong>s wereincluded in Watershed Management Training(Domot Sore, SNNP) and in the PSNP reviewmeeting (Oromia, Gameches) targeting over 100people including 70 Development Agents (DAs).Basics <strong>on</strong> nutriti<strong>on</strong> were provided duringC<strong>on</strong>sensus‐Building Workshops to increaseunderstanding of the nutriti<strong>on</strong>al value of differenttypes of foods and <strong>on</strong> specific dietaryrequirements for PLW and young children.Improved awareness of the nutriti<strong>on</strong> outcomesto which PSNP could c<strong>on</strong>tribute was discussedam<strong>on</strong>gst food security and agriculture stakeholders,c<strong>on</strong>sidering more rigorously whobenefits from their interventi<strong>on</strong>s. For example,the nutriti<strong>on</strong> value of selected crop varietiesshould be included and accounted for.Meanwhile activities with a direct nutriti<strong>on</strong>albenefit, like poultry‐management schemes,improved post‐harvest storage and foodprocessing techniques or home gardening can beBerhanu (2010). Edited by Sim<strong>on</strong> Rolph.2Maxwell, S. & C<strong>on</strong>way, T. 2000. Perspectives <strong>on</strong> partnership.OED Working Paper Series, No. 6, World Bank,Washingt<strong>on</strong>, DC.87


Researchpromoted in household business or investmentplans for increased food and nutriti<strong>on</strong> securityExperiences from Tigray, Amhara and SNNPshow that BCCEE can be mainstreamed withinPSNP pay‐day sessi<strong>on</strong>s and/or public gatheringsto promote changes within the householdsand the community. Nutriti<strong>on</strong> and care‐relatedbehavioural problems were initially identifiedby a technical team composed of volunteermembers from the kebele FSTF. Technical teamschose drama as the medium and emphasisedmessages around the life‐cycle sequence frompregnancy, lactati<strong>on</strong>, to young child feedingfrom six to 24 m<strong>on</strong>ths of age. PSNP beneficiariesinvolved as performers received an orientati<strong>on</strong><strong>on</strong> drama and rehearsed under the guidance of aprofessi<strong>on</strong>al theatre performer. Key people atkebele level, such as the Chairman, the Manager,the DAs and Health Extensi<strong>on</strong> Workers (HEWs),facilitated events. Woreda level PSNP/NNPstakeholders attended the events in all regi<strong>on</strong>s.Regi<strong>on</strong>al and z<strong>on</strong>al food security stakeholdersparticipated in SNNP where the dramaaddressed family planning and childbirth spacing<str<strong>on</strong>g>issue</str<strong>on</strong>g>s, a reflecti<strong>on</strong> of the comm<strong>on</strong> c<strong>on</strong>cernsof both the food security and health sectors, aswell as those of the community.Challenges in implementati<strong>on</strong>Implementati<strong>on</strong> of the linkage opportunitywith the PSNP to target PLW has proved to bechallenging in all regi<strong>on</strong>s. To m<strong>on</strong>itor the utilisati<strong>on</strong>of health and nutriti<strong>on</strong> services by PSNPPLW, ‘<strong>on</strong> the job ‘orientati<strong>on</strong> sessi<strong>on</strong>s wereorganised with HEWs and DAs in all pilotkebeles. These sessi<strong>on</strong>s examined key indicatorsusing registers and records from availableroutine services and nutriti<strong>on</strong> programmes.Additi<strong>on</strong>al behavioural indicators related todietary habits of PLW and young children werealso included in the checklist. The initial PLWidentificati<strong>on</strong> was expected to happen duringthe annual PSNP registrati<strong>on</strong> but this proved tobe either impossible or where figures wereavailable, the numbers were questi<strong>on</strong>able (e.g.registered 12% PLW while the comm<strong>on</strong>ly estimatedpercentage is 3.5%).The establishment of work teams am<strong>on</strong>gPSNP PLW was also discussed with the kebeleFSTF to promote PLW involvement in ‘light’works during the n<strong>on</strong>‐exempti<strong>on</strong> time frompublic work (i.e. before four m<strong>on</strong>ths of pregnancyand ten m<strong>on</strong>ths post partum). Workteams were foreseen to be the basis for theformati<strong>on</strong> of Interest Groups am<strong>on</strong>g PSNPwomen/PLW to engage in producti<strong>on</strong> activitieswith nutriti<strong>on</strong>al benefits. Further links wereexpected with existing developmentprogrammes, such as the Household AssetBuilding Programme (HABP) orcommunity‐based services, such asmicro‐finance and technical assistance. Whileinterviewed PSNP‐HABP stakeholders wereopen to diversifying producti<strong>on</strong> investments,they pointed out that other partners like theWomen’s Affairs, NGOs or Youth Affairsshould be involved in forming and supportingthese groups. This ‘linkage’ opportunity goesbey<strong>on</strong>d the PSNP and requires much more timeand inputs from different partners to becomeoperati<strong>on</strong>al.Interviewed PSNP stakeholders emphasisedthe potential c<strong>on</strong>tributi<strong>on</strong> of the health sector inm<strong>on</strong>itoring the PSNP key indicators butacknowledged limited informati<strong>on</strong> sharingbetween them both. M<strong>on</strong>itoring of malnutriti<strong>on</strong>P Fracassi, <strong>Ethiopia</strong>, 2010am<strong>on</strong>g children under two years can be ensuredthrough the disseminati<strong>on</strong> ofCommunity‐Based Nutriti<strong>on</strong> (CBN) m<strong>on</strong>thlydata and Community Health Days (CHD) quarterlydata. Currently, CBN programme providesdata <strong>on</strong> underweight and severe underweightam<strong>on</strong>g children under 2 years. CHDprogramme provides data <strong>on</strong> MUAC


Researchm<strong>on</strong>itoring of PSNP PLW utilisati<strong>on</strong> of essentialhealth and nutriti<strong>on</strong>. The initial ‘window of opportunity’could be reduced to pregnancy up to 11 m<strong>on</strong>thspost partum instead of pregnancy to 24 m<strong>on</strong>ths (asthis corresp<strong>on</strong>ds more or less to the exempti<strong>on</strong> timeof PSNP PLW from Public Work).Direct links should be established between theFSTF (particularly the early warning system (EWS))and nutriti<strong>on</strong> programming such as CBN and CHDfor m<strong>on</strong>thly and quarterly sharing of data <strong>on</strong> nutriti<strong>on</strong>alstatus of children and PLW in PSNP kebeles.The establishment of Interest Groups am<strong>on</strong>gPSNP PLW/women needs the involvement of otherpartners like the Women’s Affairs and/or YouthAffairs to support groundwork.Product‐value chain assessment and technicalassistance will still remain the resp<strong>on</strong>sibility of agriculturalpartners.PSNP and NNP stakeholders should optimisethe role of home ec<strong>on</strong>omists in SNNP, Oromia andTigray by linking them with the HEWs and CHWsto strengthen post‐harvest activities, as a necessarylink between food producti<strong>on</strong> and c<strong>on</strong>sumpti<strong>on</strong>.Potential linkages for further discussi<strong>on</strong>:Protecti<strong>on</strong> and enhancement of nutriti<strong>on</strong>al status ofPSNP Orphans and Vulnerable Adolescents (OVAs)through their involvement in ‘Healthy Life Style’clubs.Food fortificati<strong>on</strong>, such as inclusi<strong>on</strong> of home fortificati<strong>on</strong>micr<strong>on</strong>utrient powders for children undertwo years and PLW during food or cash transfersand fortificati<strong>on</strong> at milling stage of the PSNP foodtransfer.Supplementati<strong>on</strong> of PSNP food/cash transfersthrough local producti<strong>on</strong> of ‘special blended food’for children 6‐11 m<strong>on</strong>ths and PLW. On a small‐scale,this activity could be linked with the establishmentof Interest Groups and with an increased role of theHome Ec<strong>on</strong>omists at woreda level.Promoti<strong>on</strong> of high‐nutrient bio‐fortified crops(e.g. high protein maize and orange flesh sweetpotato) and improved breeds of poultry, small ruminantsand cows through collaborati<strong>on</strong> with researchinstitutes to test and promote selected varieties.For more informati<strong>on</strong>, c<strong>on</strong>tact: Patrizia Fracassi,email: pat.fracassi@gmail.comDrama (man helping with water)c<strong>on</strong>ducted during PSNP pay daysessi<strong>on</strong> (Tigray-Hintalo Wajirat)P Fracassi, <strong>Ethiopia</strong>, 2010Post-drought restockingCan its impact be sustainable?By Ahmed Alkadir MohammedAhmed Alkadir Mohammed is currently a Disaster Risk Management <str<strong>on</strong>g>Special</str<strong>on</strong>g>istwith the World Bank, Productive Safety Net Programme (PSNP) Team. Prevouslyhe spent 16 m<strong>on</strong>ths as a Nutriti<strong>on</strong> Project C<strong>on</strong>sultant with the World Bank in<strong>Ethiopia</strong> to facilitate and coordinate the overall activities of World Bank FundedNutriti<strong>on</strong> Project in <strong>Ethiopia</strong>. He is a graduate of Addis Ababa University (BScManagement) and of Tufts University (MA in Humanitarian Assistance, 2007).I would like to acknowledge my thesis advisor and instructor, Daniel Maxwell, who well equippedme in my research. Also, Daniel, Michael Delaney and Abera Tola from Oxfam America, theFeinstein Internati<strong>on</strong>al Centre Master of Arts in Humanitarian Assistance (MAHA) programmeinstructors, and all my Bost<strong>on</strong> based friends. I appreciate Ana Hammock who assisted me in editingthe research paper and Erin Boyd in the enrolment of the programme.On a pers<strong>on</strong>al level, I acknowledge the supports of my brother Mek<strong>on</strong>nene Alkadir, my spouseShemsiya Ali, and my children Megfira Ahmed and Olyad Ahmed. My greatest gratitude goes tothe role of my mam, Ade M<strong>on</strong>ina Hussein Megnaka, who played significant role in laying groundof accessing quality childhood educati<strong>on</strong> that became the basis for my success in my academicand career developmentThis article reflects some of the findings of Ahmed’sMSc thesis <strong>on</strong> post-drought restocking of pastoralhouseholds (2007) 1The livelihoods of pastoral communitiesdepend <strong>on</strong> livestock producti<strong>on</strong>.Livestock provide basic subsistencefoods such as milk, meat and blood and arealso used for wealth accumulati<strong>on</strong>, prestige,insurance and inheritance. Theincome generated from the sale of livestockserves to buy additi<strong>on</strong>al food items, cropsand clothing. Moreover, livestock are usedas a means of transportati<strong>on</strong>, dowry inmarriage and to fulfill reciprocal (social)obligati<strong>on</strong>s. Therefore, any adverse factorwhich impacts negatively <strong>on</strong> livestockthreatens the livelihood and life of pastoralcommunities.Recurrent droughts in <strong>Ethiopia</strong> andKenya have claimed the lives of livestockand depleted herd sizes. The adverseimpact of drought <strong>on</strong> livestock is significantin <strong>Ethiopia</strong> and Kenya. For instance,<strong>Ethiopia</strong> lost 90% of calves, 45% of cowsand 22% of mature males between 1983-1984 2 , 37% of cattle between 1984-1986and 60% of cattle from 1999-2000 3 . Kenya(Turkana) lost 90% of cattle, 80% of sheepand goats, 40% of camels in 1979-80 4 , aswell as 28% of cattle and 18% of sheep andgoats in 1991 in Northern Kenya 5 . This lossof livestock affects families, particularlychildren, women and elders, as their foodsecurity is dependent <strong>on</strong> livestock. It isalso pushing pastoral households intodestituti<strong>on</strong> and forcing them to drop out ofthe pastoral way of life.The traditi<strong>on</strong>al means of self-restockinghave been eroded in the pastoralcommunity, due to recurrent drought,raiding, c<strong>on</strong>flict, envir<strong>on</strong>mental degradati<strong>on</strong>and an increase in populati<strong>on</strong>. Thishas prompted the search for and implementati<strong>on</strong>of alternative interventi<strong>on</strong>s byagencies (n<strong>on</strong>-governmental organisati<strong>on</strong>s(NGOs). NGOs have been shiftingtheir programmes toward livestock basedinterventi<strong>on</strong>s to address the impact ofrecurrent drought. These interventi<strong>on</strong>sinclude de-stocking, water, veterinaryservice, restocking, and fodder provisi<strong>on</strong>.Post drought restocking in pastoralcommunities has become an importantarea of research in <strong>Ethiopia</strong> and Kenya.Pi<strong>on</strong>eers of restocking have dem<strong>on</strong>strateda number of objectives (advantages) ofpost-drought restocking. Am<strong>on</strong>g otherthings, reintegrating families into apastoral way of life is shown as <strong>on</strong>e of theobjectives. It is also indicated that restockingis c<strong>on</strong>tributing to food security and abalanced diet (children), as well asimproving ec<strong>on</strong>omic and social standing 6 .However, a number of professi<strong>on</strong>als inthis field argue that many restockedpastoralists do not return to a pastorallifestyle and are likely to become destitute1Post-drought Restocking of Pastoral Households:Can its impact be sustainable? Master of Arts inHumanitarian Assistance e Program, FriedmanSchool of Nutriti<strong>on</strong> Science and Policy, TuftsUniversity, May 2007. Thesis Advisor: Maxwell,Daniel (Associate Professor, Friedman School ofNutriti<strong>on</strong> Science and Policy)2Coppock, D. L. 1994. The Borena plateau ofsouthern <strong>Ethiopia</strong>; Synthesis of pastoral research,development and change, 1980-91. Addis Ababa:Internati<strong>on</strong>al Livestock Center for Africa (ILCA).3Coppock, D.L. (2000). GL-CRSP Annual Report 2000.4Hogg, R. (1985). Restocking pastoralists in Kenya:A strategy for relief and rehabilitati<strong>on</strong>. ODI PastoralDevelopment Network Paper 19c. OverseasDevelopment Institute, L<strong>on</strong>d<strong>on</strong>.5Bart<strong>on</strong> and Mort<strong>on</strong>, forthcoming publicati<strong>on</strong>.6The Development Fund (2007). Impact Assessmentof the Goat Restocking Project in Afar, Z<strong>on</strong>e-2,Berhale.Addis Ababa. 2007 (Aynalem Haile)89


Researchin a short period of time. This raises the questi<strong>on</strong>of whether the impact of restocking issustainable and if not, why not?The objectives of this article are to explorepost-drought restocking interventi<strong>on</strong>s, highlighttheir limitati<strong>on</strong>s, and suggest practicalelements that need to be improved in thefuture. These objectives are looked at in termsof the sustainability of restocking impact inreintegrating (maintaining) restocked familiesinto the pastoral way of life. The articlediscusses restocking interventi<strong>on</strong>s in thepastoralist areas of <strong>Ethiopia</strong> and Kenya. Itargues that if the right sets of critical factors arec<strong>on</strong>sidered in design and implementati<strong>on</strong>, theimpact of post-drought restocking can besustainable with regard to reintegrating (maintaining)restocked families into a pastoral wayof life. However, restocking affected pastoraliststo the level of a Critical LivestockThresholds (CLT) is key.The livelihood framework analysisThe livelihoods framework is <strong>on</strong>e of theapproaches applied by a number of humanitarianand development organisati<strong>on</strong>s to examinethe livelihood of a given community and tohelp design appropriate interventi<strong>on</strong>s.According to the livelihood analysis, pastoralcommunities in the Horn of Africa are vulnerableto recurrent drought, humans and animaldiseases, cattle raiding, c<strong>on</strong>flict, bad governanceand policies, poor social and ec<strong>on</strong>omicinfrastructure and loss of grazing lands. Todetermine the implicati<strong>on</strong>s of this analysis <strong>on</strong>post-drought restocking, a number of factorsmust be c<strong>on</strong>sidered : hindrance of mobility,lack of access to and loss of range land, livestockmortality, poor productivity of milk, andoff-spring and diminished herd growth. Theseall adversely impact the sustainability ofrestocking.The poverty trap analysisIn the field of ec<strong>on</strong>omics, the poverty trap refersto the situati<strong>on</strong> where individuals, communities,regi<strong>on</strong>s or ec<strong>on</strong>omies are caught in extremepoverty and unable to get out of this c<strong>on</strong>diti<strong>on</strong> 7 .This analysis is fundamentally based <strong>on</strong> aCritical Assets Threshold (CAT). It asserts thathouseholds that possess assets equal to orabove these thresholds recover from shocks,accumulates assets and escape poverty, whilethose who have assets below these criticalthresholds experience decline and collapse ofassets and persistent poverty. In additi<strong>on</strong>, thisanalysis implies that if a shock leaves a household’sassets equal to or above the criticalthresholds, then recovery and growth is possibleand vice versa 8 . (In pastoral communities of<strong>Ethiopia</strong> and Kenya, the risk of falling into thepoverty trap is directly related to the productivelivestock assets held at household level andwhether this is equal to or above the CLT. TheCLT is necessary for sustenance, herd growth,increase in return and recovery from shocks 9 .“A threshold value is the number of animalsrequired to support a pers<strong>on</strong> or a family if thatpers<strong>on</strong> or family was to rely totally <strong>on</strong> animalsfor all his or their needs.” 10A study in Southern <strong>Ethiopia</strong> dem<strong>on</strong>stratesthe presence of the poverty trap am<strong>on</strong>g theBorena pastoralists. The study identified thathousehold herd size thresholds are 10 livestockunits 11 , below which a household is ec<strong>on</strong>omicallynot viable and thus enters a downwardspiral of poverty. However, those who areabove this level are expected to accumulatelivestock and grow their herds 12 . Based <strong>on</strong> thediscussi<strong>on</strong> with pastoralists in Afar Z<strong>on</strong>e of<strong>Ethiopia</strong>, 30 – 40 small ruminants are the minimumstock to start a pastoralist way of life 13(Development Fund, 2007) while 50 – 70 sheepand goats in a proporti<strong>on</strong> defined by the householdand of the right age for immediatebreeding are suggested for restocking implementati<strong>on</strong>in the Somali regi<strong>on</strong> of <strong>Ethiopia</strong> 14 . Asimilar study in Northern Kenya also dem<strong>on</strong>stratedpresence of the poverty trap and theCLT that enables pastoralists to accumulatelivestock and grow their herds.From a restocking perspective, the studiessuggest not <strong>on</strong>ly who should be restocked, butalso the necessity to restock pastoralists to aminimum critical threshold level in order toensure sustenance, enable herd growth andrecovery from shocks 15 . The importance ofimproved veterinary service, livestock andherders’ security, and dry seas<strong>on</strong> water availabilityare also emphasised as means to protectand build assets 16 .Other related factorsMany NGO interventi<strong>on</strong>s elect to supply smallanimals (such as goats and sheep) rather thancattle, although some pastoral communities aredependent <strong>on</strong> a range of livestock and producefrom their herds. Small animals al<strong>on</strong>e may nottherefore ensure food security for thesepastoralists 17 . In other c<strong>on</strong>texts, small animalssuch as goats are preferred as they give milk forthe c<strong>on</strong>sumpti<strong>on</strong> of children and elders andforage easily from bushes and shrubs encroachments18 . Many small NGOs implementrestocking programmes using disaster relieffunds 19 . If animals are bought from otherregi<strong>on</strong>s, their age, reproductive and milkproductive capacity, adaptability and diseaseprofile should be analysed 20 . Lack of transparencyin the purchase process is observed tobe <strong>on</strong>e of the limitati<strong>on</strong>s in restocking projects.In 1985 and 1987, destitute Borenas wererestocked with animals bought by traders,which resulted in a number of disadvantagesfor the pastoralists 21 . In some instance, sale ofthe restocking animals has been observed inorder to buy other livestock and grain, forpayment as part of a bride price and to financetraditi<strong>on</strong>al cerem<strong>on</strong>ies 22 . In order to preventbeneficiaries slaughtering and eating their newherd, it is recommended to provide food for 9 to12 m<strong>on</strong>ths during the restocking programme 23 .All these factors should be c<strong>on</strong>sidered duringplanning restocking interventi<strong>on</strong>s.7Izhar, B (2005). Why Poverty Traps Emerge8Carter, R and Barrett, B (2004). The Ec<strong>on</strong>omics of PovertyTraps and Persistent Poverty: An assets-based Approach.BASICS CRSP Management Entity, Department ofAgricultural and Applied Ec<strong>on</strong>omics, University of Wisc<strong>on</strong>sin-Madis<strong>on</strong>.9McPeak, G and Barrett, B (2001). Differential Risk Exposureand Stochastic Poverty Traps Am<strong>on</strong>g East African Pastoralists.American Journal of Agriculture and Ec<strong>on</strong>omics.10Internati<strong>on</strong>al Committee of the Red Cross (ICRC). 2004.Livestock Study in the Greater Horn of Africa. Nairobi/Kenya.11It should be noted that the <str<strong>on</strong>g>focus</str<strong>on</strong>g> of this paper is <strong>on</strong> thesignificance of a ‘self-sufficient’ livestock herd size thatshould be c<strong>on</strong>sidered in restocking interventi<strong>on</strong>s. The authorshave used different ways of expressing the critical livestockthreshold for Northern Kenya and Southern <strong>Ethiopia</strong>, i.e. percapita and livestock unit. Generally, approximately 4.5TLUper capita is suggested as a self-sufficiency thresholdnecessary in more arid rangelands not suffering widespreaddegradati<strong>on</strong> (McPeak 2000).12Barrett, Bet al (2002). Poverty Traps and ResourceDegradati<strong>on</strong>. BASIS Brief. No. 613See footnote 6.14Save the Children <strong>Ethiopia</strong> (UK) ( 2005). Terminal Evaluati<strong>on</strong>of the Restocking/Rehabilitati<strong>on</strong> Program for the InternallyDisplaced Pers<strong>on</strong>s (IDPs) in Fik Z<strong>on</strong>e of the Somali Regi<strong>on</strong>of <strong>Ethiopia</strong>.Acacia C<strong>on</strong>sultants Ltd, 00606\Nairobi, Kenya.Critical factors that hinder thesustainability of post-droughtrestockingThis review has identified the following criticalfactors:• Failure of restocking the needy and skilledpastoralists who have a livestock levelsignificantly below the CLT (or the destitute)to the level of CLT.• Failure of targeting herders whose herd sizeis below but closer to the CLT.• Failure of providing the right compositi<strong>on</strong>of animals (quantity, sex, age, types,breeding, milk productive species).• Failure to c<strong>on</strong>sider key c<strong>on</strong>textual factors thatwill affect the outcome of the restocking andthe need for other supporting interventi<strong>on</strong>sto address these factors (raiding, c<strong>on</strong>flict,veterinary service, pasture/fodder, water).• Shortage of livestock in the regi<strong>on</strong> (resultingin restocking with n<strong>on</strong>-adaptable anddiseased animals).• Loss of rangelands.• Limited size of funding and inadequatefood aid.• Absence of social and ec<strong>on</strong>omicinfrastructures (hindering emergence andadopti<strong>on</strong> of n<strong>on</strong>-pastoral activities).Recommendati<strong>on</strong>sThe following are recommended to improve thesustainable impact of post-drought restockinginterventi<strong>on</strong>s:• Restock pastoralists to a minimum of the CLT.• Target not <strong>on</strong>ly the capable needy andskilled destitute pastoralists, but also targetthose who have live stock levels below butcloser to the CLT.• Provide the right compositi<strong>on</strong> of live-stock.• C<strong>on</strong>sider the existing situati<strong>on</strong> and providepackages of supporting interventi<strong>on</strong>s.• Coordinate interventi<strong>on</strong>s to tackle resourcesc<strong>on</strong>straints.• Research and design comprehensive guidelines for restocking.• Formulate and apply a viable land utilisati<strong>on</strong>policy.• Research and advocacy <strong>on</strong> the promoti<strong>on</strong>and funding of n<strong>on</strong>-pastoral activities andthe development of social and ec<strong>on</strong>omicinfrastructures.• C<strong>on</strong>sider and implement restocking projectswithin a broader development plan andDisaster Risk Management approach.For more informati<strong>on</strong>, c<strong>on</strong>tact: Ahmed Alkadir,email: amohammed1@worldbank.org;alkadir91@hotmail.com15McPeak and Barrett, 2001. See footnote 9.16Barrett, B et al (2006). Welfare Dynamics in Rural Kenyaand Madagascar. Journal of Development Studies. Vol. 42,No. 2, 248-27717Oba, G (1992). Ecological Factors in Land Use C<strong>on</strong>flict,Land Administrati<strong>on</strong> and Food and Food Insecurity inTurkana, Kenya. ODI Pastoralist Development NetworkPaper 33a. L<strong>on</strong>d<strong>on</strong>: Overseas Development Institute.18Ayle Gebre-Mariam (1989). Analysis of the progeny historyof heifers and does and their off springs: Case of animals;restocked to re-settlers at Yavello, Mega and Moyale in1985 and 1987. Addis Ababa.19Toulmin, C (1995). Tracking Through Drought: Opti<strong>on</strong>s forDestocking and Restocking. In Living within uncertainty:New Directi<strong>on</strong> in Pastoral Development in Africa. 95-115(Ed. Ian Sco<strong>on</strong>es). L<strong>on</strong>d<strong>on</strong>: Intermediate TechnologyPublicati<strong>on</strong>s. Toulmin, C (1987). Drought and the FarmingSector: Loss of Animals and Post-Drought Rehabilitati<strong>on</strong>.Developement Policy Review 5(2):125-148.20USAID-Office of Foreign Disaster Assistance: LivestockInterventi<strong>on</strong>s: Important Principles for OFDA. 11-19-02.http://www.usaid.gov/our_work/humanitarian_assistance21Ayele Gebre/Mariam, 1989 (footnote 8) and DevelopmentFund, 200022See footnote 8.23See footnote 1090


ResearchFood insecurity and mental health am<strong>on</strong>g communityhealth volunteers in <strong>Ethiopia</strong> Summary of published research 1Arecent study examined self-reportedhousehold food insecurity and symptomsof comm<strong>on</strong> mental disorders(CMD) am<strong>on</strong>g 110 community health AIDS carevolunteers living in Addis Ababa, <strong>Ethiopia</strong>during the height of the 2008 food crisis. In theface of a late-maturing HIV/AIDS epidemicand poorly-distributed public health services,volunteerism in community health care hasgrown substantially over the past decade inAddis Ababa. Public health facilities rely heavily<strong>on</strong> the training of volunteers, who providehome-based palliative care, support drug adherenceand mediate patient’s access to clinicaltreatment and n<strong>on</strong>-governmental organisati<strong>on</strong>(NGO) assistance. Volunteers typically serve fora period of 18 m<strong>on</strong>ths, caring for at least fiven<strong>on</strong>-kin patients, under the supervisi<strong>on</strong> of alocal NGO. After 18 m<strong>on</strong>ths, patients are reassignedto a new group of volunteer recruitsand graduating volunteers leave the servicewith unknown prospects for employment.Volunteer support may benefitcaregivers as well as beneficariesThe study addressed two principle questi<strong>on</strong>s.First, did rising food prices in Addis Ababa in2008 lead to greater experiences of food insecurityand c<strong>on</strong>comitant rise in CMD symptomsam<strong>on</strong>gst volunteers in the sample? Sec<strong>on</strong>dly, dofactors such as food aid, per capita income orparticipati<strong>on</strong> in microfinance clubs explain theobserved patterns of self-reported food insecurityand CMD am<strong>on</strong>gst the volunteers?The surveys were administered to a sampleof community AIDS care volunteers from twolocal NGOs, Hiwot HIV/AIDS Preventi<strong>on</strong>C<strong>on</strong>trol and Support Organisati<strong>on</strong> and MedhinSocial Centre, which provide home-based carefor people with AIDS accessing treatment at apublic hospital in southwest Addis Ababa(ALERT hospital).Four <strong>Ethiopia</strong>n research assistants weretrained for data collecti<strong>on</strong> that took place overthree rounds over the course of 2008. Thesample included 110 volunteer caregivers (99women and 11 men) of adult patients receivingtreatment at the ALERT Hospital. The genderratio reflected the overwhelming proporti<strong>on</strong> ofwomen in the volunteer populati<strong>on</strong>. The samplewas divided into subgroups of ‘veterans’ (whohad been volunteering for more than 12 m<strong>on</strong>ths)and newcomers (who had just started volunteeringat the time of the baseline survey).The researchers used generalised estimatingequati<strong>on</strong>s that account for associati<strong>on</strong>s betweenresp<strong>on</strong>ses given by the same participants overthree survey rounds, to model the l<strong>on</strong>gitudinalresp<strong>on</strong>se profiles of food insecurity, CMDsymptoms, and socio-behavioural and microec<strong>on</strong>omiccovariates. To help explain thepatterns observed in the resp<strong>on</strong>se profiles andregressi<strong>on</strong> results, the researchers examinedqualitative data that c<strong>on</strong>textualised the cogniti<strong>on</strong>and reporting behaviour of AIDS carevolunteers, as well as potential observati<strong>on</strong>biases inherent in l<strong>on</strong>gitudinal, communitybasedresearch.The Household Food Insecurity Access Scale(HFIAS) was translated into Amharic, and thenback translated and revised. Participant householdswere classified into four levels of foodinsecurity according to ascheme that closely parallelsthe published HFIASprotocol. To assess thedistributi<strong>on</strong> of CMD symptoms,the researchers useda 29-item versi<strong>on</strong> of theWHO self-reporting questi<strong>on</strong>naire(SRQF) whichincorporates eight itemsderived from Amharicidioms of distress. TheSRQF has been previouslytranslated to Amharic andtested for c<strong>on</strong>tent, c<strong>on</strong>structand criteri<strong>on</strong> validity.Participants werepresented with yes or noresp<strong>on</strong>se categories foreach SRQF item/symptom.Though the SRQF is not adiagnostic tool, it was assumed that higherscores were indicative of greater likelihood ofhaving a comm<strong>on</strong> mental disorder.K Maes, <strong>Ethiopia</strong>, 2008Participants estimated m<strong>on</strong>thly householdincome at all three rounds. This income wasdivided by total number of people in the household.Participants also answered threequesti<strong>on</strong>s addressing household ec<strong>on</strong>omiccoping ‘to fulfil basic needs’ in the past threem<strong>on</strong>ths: whether they had started a newincome-generating activity, sold householdgoods, and/or kept students home from schoolto help in income generati<strong>on</strong> or food preparati<strong>on</strong>.The study categorised participantsaccording to whether they or any<strong>on</strong>e in theirhouseholds engaged in <strong>on</strong>e or more of thesecoping measures versus n<strong>on</strong>e in the threem<strong>on</strong>ths prior to the survey.At each round, participants reportedwhether they were receiving free food aid fromNGOs and what kinds of food they were receiving.Participants also reported their totalnumber of care recipients, whether they werecaring for at least <strong>on</strong>e bedridden care recipientand the total number of hours per week spentin volunteer activities.FindingsThe data showed that food insecurity is highlyprevalent (~80%) am<strong>on</strong>g AIDS care volunteersin Addis Ababa, that it is associated with householdec<strong>on</strong>omic factors, and that it is linked tosymptoms of comm<strong>on</strong> mental disorders.Surprisingly, the volunteers in this urbansample did not report increasingly severe foodinsecurity or CMD during the peak of the 2008food crisis. This is a counter-intuitive result thatwould not be predicted in analyses of populati<strong>on</strong>-leveldata, such as those used inec<strong>on</strong>ometrics simulati<strong>on</strong>s.The authors of the study explored a numberof possible explanati<strong>on</strong>s as to why this poorurban sample was buffered from the local foodcrisis. One posited explanati<strong>on</strong> was that sufficiencyof accessible food is a potentiallysubjective assessment sensitive to shifting internalstandards and social comparis<strong>on</strong>s. Sincevolunteer caregivers repeatedly interact withcare recipients and other volunteers who areperceived to be poorer and hungrier, food insecurityis pr<strong>on</strong>e to resp<strong>on</strong>se shifts in the sample.This is partly supported by the fact thatnewcomers were more likely than veterans toreport improved food insecurity status atRounds 2 and 3. Another possible explanati<strong>on</strong>or factor may be the impact of volunteerism <strong>on</strong>wellbeing. Other l<strong>on</strong>gitudinal studies haveshown that adult volunteers enjoy better physicaland mental health and lower risk ofmortality than n<strong>on</strong>-volunteers. This mightexplain why mental health did not worsen overtime in the sample. In other words, mentalhealth could have been buffered from stressorsby the psychological benefits mediated by AIDScare volunteers’ unique social networks andreligious beliefs. This is illustrated by representativequotes from volunteers who wereinterviewed in the study. For instance, a 32-year-old single mother said that, “In all my life,what makes me happiest is [to see thosepatients] being human—being able to work andfeed themselves.” A 35-year-old unmarriedman said, “Being a volunteer caregiver will getyou to...sympathize with human beings...Sometimes I will get aid from NGOs [in returnfor volunteering]; but you have to forget thisthing. By believing in God...and doing God’swork, you can live.”The authors raise important policy questi<strong>on</strong>s;should the apparent resilience of thestudy populati<strong>on</strong> be supported with food orother material aid? Should they be relieved oftheir duties with efforts to put care and supportin the hands of paid professi<strong>on</strong>als? Or shouldthey become paid community health workers?The authors c<strong>on</strong>clude the paper by arguing forfurther studies addressing links between foodinsecurity, mental health, and the potentialbenefits of altruism.For more informati<strong>on</strong>, c<strong>on</strong>tact: Kenneth Maes,email: kennycmaes@gmail.com1Maes. K et al (2010). Food insecurity and mental health:Surprising trends am<strong>on</strong>g community health volunteers inAddis Ababa, <strong>Ethiopia</strong> during the 2008 food crisis. SocialScience and Medicine 70 (2010), pp 1450-145791


Acr<strong>on</strong>ymsACFACTActi<strong>on</strong> C<strong>on</strong>tre la FaimActi<strong>on</strong> of Churches TogetherADP Area based Development Programme (WorldVisi<strong>on</strong>)AHT Animal health technicianAKU Afran Kallo Uni<strong>on</strong>ARRA Administrati<strong>on</strong> for Refugees and ReturneeAffairsBCC Behaviour change communicati<strong>on</strong>BMI Body mass indexCAHWs Community Animal Health WorkersCASHE Commercialisati<strong>on</strong> of Agriculture forSmallholders in <strong>Ethiopia</strong>CBN Community Based Nutriti<strong>on</strong>CBO Community based organisati<strong>on</strong>CBRM Community Based Resource ManagementCBTP Community Based Training ProgrammeCC Community c<strong>on</strong>versati<strong>on</strong>CDC Centre for Disease C<strong>on</strong>trol (Atlanta)CDAA/E Churches’ Drought Acti<strong>on</strong> Africa /<strong>Ethiopia</strong>CESVI Cooperazi<strong>on</strong>e e Sviluppo (Italy)CFSTF Community Food Security Task ForceCHD Community Health DayCIDA Canadian Internati<strong>on</strong>al Development AgencyCLT Critical Livestock ThresholdCM Community mobilisati<strong>on</strong>CMAM Community based management of acutemalnutriti<strong>on</strong>CMR Crude mortality rateCNU Children’s Nutriti<strong>on</strong> UnitCRS Catholic Relief ServicesCSAS Centric systematic area samplingCSB Corn Soy BlendCS-CAFÉ Citizens Solidarity for the Campaign AgainstFamine in <strong>Ethiopia</strong>CSO Civil society organisati<strong>on</strong>CTC Community-based Therapeutic CareDFID Department for Internati<strong>on</strong>al Development(UK)DHS Demographic Health SurveyDOA District Office of AgricultureDPPA Disaster Preventi<strong>on</strong> and Preparedness AgencyDPPO Disaster Preventi<strong>on</strong> and Preparedness OfficeDRM Disaster risk managementDRMFSS Disaster Risk Management and Food SecuritySectorDRR Disaster risk reducti<strong>on</strong>DTM Department of Traditi<strong>on</strong>al MedicineECHO European Commissi<strong>on</strong> Humanitarian AidDepartmentECS <strong>Ethiopia</strong>n Catholic SecretariatECSNCC <strong>Ethiopia</strong>n Civil Society Network <strong>on</strong> ClimateChangeEDK Emergency drug kitEDHS <strong>Ethiopia</strong> Demographic Health SurveyEECMY <strong>Ethiopia</strong>n Evangelical Church Mekane YesusE-EOS Expanded-EOSEFSL Emergency Food Security and LivelihoodsEHNRI <strong>Ethiopia</strong>n Health and Nutriti<strong>on</strong> ResearchInstituteENA Emergency Nutriti<strong>on</strong> AssessmentENCU Emergency Nutriti<strong>on</strong> Coordinati<strong>on</strong> UnitENI <strong>Ethiopia</strong>n Nutriti<strong>on</strong> InstituteEOC <strong>Ethiopia</strong>n Orthodox ChurchEOC-DICACEOSEPIEUEWRDEWSFBOEOC-Development and Inter-Church AidCommissi<strong>on</strong>Enhanced Outreach StrategyExpanded programme <strong>on</strong> immunisati<strong>on</strong>European Uni<strong>on</strong>Early Warning and Resp<strong>on</strong>se DirectorateEarly Warning SystemFaith based organisati<strong>on</strong>FDA Food Distributi<strong>on</strong> AgentFFP Food for Peace ProgrammeFGD Focus group discussi<strong>on</strong>FHE Food for the Hungry - <strong>Ethiopia</strong>FIND Foundati<strong>on</strong> for Innovative New DiagnosticsFMIP Food Management Improvement ProjectFMOH Federal Ministry of HealthFSNRD Food Science and Nutriti<strong>on</strong> ResearchDirectorateFSTF Food Security Task ForceGAM Global acute malnutriti<strong>on</strong>GASU Global Agricultural Scale UpGDP Gross Domestic ProductGoE Government of <strong>Ethiopia</strong>HAVOYOCO Horn of Africa Voluntary Youth CommitteeHEA Household Ec<strong>on</strong>omy ApproachHEP Health Extensi<strong>on</strong> ProgrammeHEW Health extensi<strong>on</strong> workerHH HouseholdHMIS Health Management Informati<strong>on</strong> SystemHRF Humanitarian Resp<strong>on</strong>se FundHRD Humanitarian Requirement DocumentHRP Humanitarian Resp<strong>on</strong>se ProgrammeHSDP Health Sector Development PlanHSEP Health Services Extensi<strong>on</strong> PackageHTP Harm<strong>on</strong>ised Training PackageIFHP Integrated Family Health ProgrammeIGA Income generating activitiesIMC Internati<strong>on</strong>al Medical CorpsIMCI Integrated Management of Childhood IllnessINGO Internati<strong>on</strong>al n<strong>on</strong>-governmental organisati<strong>on</strong>IPC Integrated Humanitarian Phase Classificati<strong>on</strong>ITN Insecticide treated netsJAM Joint Assessment Missi<strong>on</strong>JEOP Joint Emergency Operati<strong>on</strong> PlanJICA Japan Internati<strong>on</strong>al Cooperati<strong>on</strong> AgencyKAC Knowledge, Attitude, CoverageKAP Knowledge, Attitude, PracticeKAPB Knowledge, Attitude, Practice, BehaviourKebele The smallest administrative unit of <strong>Ethiopia</strong>similar to a ward, a neighbourhood or alocalised and delimited group of people. It ispart of a woreda.KFSTF Kebele/tabia food security task forceLWF Lutheran World Federati<strong>on</strong>MANTF Multi-Agency Nutriti<strong>on</strong> Task ForceM&E M<strong>on</strong>itoring and evaluati<strong>on</strong>MEL M<strong>on</strong>itoring, Evaluati<strong>on</strong> and LearningMFI Microfinance instituti<strong>on</strong>sMLREP Market-led Livelihood Recovery andEnhancement ProgrammeMOARD Ministry of Agriculture and Rural DevelopmentMoPDE Ministry of Pastoral Development andEnvir<strong>on</strong>ment of SomalilandMoU Memorandum of UnderstandingMP Micro-plansMSG Multi-storey gardensMUAC Mid upper arm circumferenceN-CMAM Nati<strong>on</strong>al CMAMNCOE Nutriti<strong>on</strong> Centre of Expertise (World Visi<strong>on</strong>)NERS Nutriti<strong>on</strong> Educati<strong>on</strong> and Rehabilitati<strong>on</strong>Sessi<strong>on</strong>sNFI N<strong>on</strong> food itemNGO N<strong>on</strong>-governmental organisati<strong>on</strong>NIS Nutriti<strong>on</strong> Informati<strong>on</strong> SystemNNP Nati<strong>on</strong>al Nutriti<strong>on</strong> ProgrammeNNS Nati<strong>on</strong>al Nutriti<strong>on</strong> StrategyNRIH Nati<strong>on</strong>al Research Institute of HealthNRMD Natural Resource Management DirectorateNERAD Nati<strong>on</strong>al Envir<strong>on</strong>ment Research andDisaster ManagementNRM Natural resource managementOFDA Office for Disaster Assistance (USAID)OFSP Other Food Security ProgrammeOMFI Omo-Micro Finance Instituti<strong>on</strong>ORDA Organisati<strong>on</strong> for Rehabilitati<strong>on</strong> and DevelopmentORP Operati<strong>on</strong>al Research ProgrammeOTP Outpatient Therapeutic ProgrammeOVA Orphans and Vulnerable AdolescentsOVC Orphans and Vulnerable ChildrenPASDEP Plan for Accelerated and SustainedDevelopment to End PovertyPHEM Public Health Emergency ManagementPILLAR Preparedness Improves Livelihoods andResiliencePIM Programme Implementati<strong>on</strong> ManualPLW Pregnant and lactating womenPLWH People living with HIVPO Pastoral organisati<strong>on</strong>PRRO Protracted Relief and Recovery Operati<strong>on</strong>PSNP Productive Safety Net ProgrammePST Pre-service trainingRAIN Revitalising Agricultural/pastoral Incomes andNew marketsRCWDA Rift Valley Children and Women DevelopmentAssociati<strong>on</strong>RDD Regi<strong>on</strong>al Drought Decisi<strong>on</strong> (ECHO)RDP Rural Development ProgrammeR-ENCU Regi<strong>on</strong>al ENCUREST Relief Society of TigrayRF Risk Financing MechanismROBA Rural Organisati<strong>on</strong> for the Betterment ofAgro-pastoralistsRUTF Ready to use therapeutic foodSAM Severe acute malnutriti<strong>on</strong>SC Stabilisati<strong>on</strong> centreSC US Save the Children USSFP Supplementary Feeding ProgrammeSUN Scale Up Nutriti<strong>on</strong>SMART Standardised M<strong>on</strong>itoring and Assessment ofRelief and Transiti<strong>on</strong>sSNNPR Southern Nati<strong>on</strong>s, Nati<strong>on</strong>alities, and People'sRegi<strong>on</strong>SQUEAC Semi Qualitative Evaluati<strong>on</strong> of Access andCoverageSWC Soil and water c<strong>on</strong>servati<strong>on</strong>TFP Therapeutic Feeding ProgrammeTFU Therapeutic Feeding UnitTLU Tropical Livestock UnitTOT Training of trainersTSF Targeted Supplementary FoodTTP Team Training ProgrammeUcodep Unity and Cooperati<strong>on</strong> for Development ofPeoples (now Oxfam Italia)UNDAF United Nati<strong>on</strong>s Development AssistanceFrameworkUNHCR United Nati<strong>on</strong>s High Commissi<strong>on</strong>er forRefugeesUNICEF United Nati<strong>on</strong>s Children’s FundUNOCHA United Nati<strong>on</strong>al Office for Coordinati<strong>on</strong> ofHumanitarian AffairsUSAID United States Agency for Internati<strong>on</strong>alDevelopmentVAD Vitamin A deficiencyVAS Vitamin A supplementati<strong>on</strong>VCA Value Chain AnalysisVCHWs Volunteer Community Health WorkersWASH Water, Sanitati<strong>on</strong> and HygieneWFP World Food ProgrammeWoreda An administrative divisi<strong>on</strong> of <strong>Ethiopia</strong> (managedby a local government), equivalent to a districtand itself part of a z<strong>on</strong>e, grouped into ethnolinguisticregi<strong>on</strong>al z<strong>on</strong>es.WorHO Woreda Health OfficeWVE World Visi<strong>on</strong> <strong>Ethiopia</strong>See also key programme definiti<strong>on</strong>s in Box 1, p39 and a guideto key systems and programmes in <strong>Ethiopia</strong> implemented bythe government <strong>on</strong> p12, Box 1.92


Correcti<strong>on</strong>s to <strong>Field</strong> <strong>Exchange</strong> 39Our apologies for a number of errors in <strong>Field</strong> <strong>Exchange</strong> 39. The Kismayo, Mogadishu, Bayand Bakool are regi<strong>on</strong>sof Southern Somalia and not Somaliland as stated (Analysis of looting in the Somali war, <strong>Field</strong> <strong>Exchange</strong> 39, p22).Note also a correcti<strong>on</strong> to Figures 1, 2 and 3 of the article 'Acceptability trial of a novel RUTF based <strong>on</strong> soy, lentilsand rice' (p12-13). The <strong>on</strong>line editi<strong>on</strong> of <strong>Field</strong> <strong>Exchange</strong> 39 has been corrected.Figure 3: C<strong>on</strong>sumpti<strong>on</strong> trends across thethree schools30Figure 1: Comparis<strong>on</strong> of average energy intakes(n=69)kcal intake/kg/child6040200Plumpynut energy intakeRUTF energy intakeBP100 energy intakeNote: The dashed line represents 75% of the Plumpy’nut® energy intakeFigure 2: Weight gain (g/kg/child), n=69grams of weight/kg child151050-5-10PlumpynutBP100RUTFg/kg/child25201510501 2 3 4 5 6 7 8 9day numberPlumpynutRUTF BP100Note: The first two days of data for BP100 are missing because it wasprovided as a biscuit, rather than a porridge.Editorial teamJeremy ShohamMarie McGrathDeirdre HandyCarmel Dolan(Guest Editor)DesignOrna O’Reilly/BigCheese Design.comH. E Dr KesetebirhanAdmassu,Dr. Ferew Lemma,Selamawit Negash,Patrizia Fracassi,Abay Bekele,Shekar Anand,Deed Jaldessa,Debela Kenea,Miriam Christensen,Todd Flower,Sarah Coll-Black,Matt Hobs<strong>on</strong>,Holly Welcome Radice,Maria Ruiz-Bascaran,Abebe Zewdu,Oumar Mohamud,Mekdes Asfaw,Mahlet Bezu,Isaack B. Manyama,Gugsa Abate,Mathewos Tamiru,Mulugeta WTsadik,Sylvie Chamois,Sarah Style,Antoinette Powell,Office SupportKatherine KayeMatt ToddThom BanksWebsitePhil WilksC<strong>on</strong>tributors for this <str<strong>on</strong>g>issue</str<strong>on</strong>g>Thanks for the pictures to:Caroline Waterman,C<strong>on</strong>cern <strong>Ethiopia</strong>,Indrias Getachew,Patrizia Fracassi,Abay Bekele,Oxfam,Emma Proud,Mahlet Bezu,Geraud Laval,Mulugeta Wtsadik,Sylvie Chamois,EHNRI Public Relati<strong>on</strong>sOffice,Allis<strong>on</strong> Oman,Dr. Sisay Sinamo,Dr. Gedi<strong>on</strong> Tefera,Aweke Yilma Dubi,Andrew Sim<strong>on</strong>s,Daniel Gebeyehu,Getachew Gemtesa,Markos Kidane,The Relief Society ofTigray (REST) MekelleTeam,Zeine Muzeiyn,Ewnetu Yohannes,Kassahun Bedada Beyi,Alix Carter,Emily Mates,Gebreselassie Atsbahha,Jutta Neitzel,Yuki Isogai,Kate Sadler,Elizabeth B<strong>on</strong>trager,Dr. Alessandro C<strong>on</strong>ticini,Mrs. Valérie Quéré,Ahmed AlkadirMohammed,Dr. Cherinet Abuye.Mesfin Teklu,Lubna Khan,Andrew Sim<strong>on</strong>s,Hailu Sitotaw,CRS,Emily Mates,EOC-DIAC,Judith Schule,Kate Sadler,Kenneth Maes,WFP photo library.CoverMother and child <strong>on</strong> Community HealthDay, Fadis Woreda, <strong>Ethiopia</strong>;P Fracassi, <strong>Ethiopia</strong>, 2008Back Cover; A boy in Harar marketSim<strong>on</strong> Rolph, <strong>Ethiopia</strong>, 2009The opini<strong>on</strong>s reflected in <strong>Field</strong> <strong>Exchange</strong>articles are those of the authors and d<strong>on</strong>ot necessarily reflect those of theiragency (where applicable).<strong>Field</strong> <strong>Exchange</strong>supported by:The producti<strong>on</strong> and distributi<strong>on</strong> of this bumper <str<strong>on</strong>g>issue</str<strong>on</strong>g> of<strong>Field</strong> <strong>Exchange</strong> 40 was made possible through fundingfrom OFDA and Irish Aid to meet additi<strong>on</strong>al costs.The Emergency Nutriti<strong>on</strong> Network (ENN)grew out of a series of interagency meetings <str<strong>on</strong>g>focus</str<strong>on</strong>g>ing <strong>on</strong> food andnutriti<strong>on</strong>al aspects of emergencies. The meetings were hosted byUNHCR and attended by a number of UN agencies, NGOs, d<strong>on</strong>ors andacademics. The Network is the result of a shared commitment toimprove knowledge, stimulate learning and provide vital support andencouragement to food and nutriti<strong>on</strong> workers involved inemergencies. The ENN officially began operati<strong>on</strong>s in November 1996and has widespread support from UN agencies, NGOs, and d<strong>on</strong>orgovernments. The network aims to improve emergency food andnutriti<strong>on</strong> programme effectiveness by:• providing a forum for the exchange of field level experiences• strengthening humanitarian agency instituti<strong>on</strong>al memory• keeping field staff up to date with current research and evaluati<strong>on</strong>findings• helping to identify subjects in the emergency food andnutriti<strong>on</strong> sector which need more research.The main output of the ENN is a tri-annual publicati<strong>on</strong>, <strong>Field</strong><strong>Exchange</strong>, which is devoted primarily to publishing field level articlesand current research and evaluati<strong>on</strong> findings relevant to theemergency food and nutriti<strong>on</strong> sector.The main target audience of the publicati<strong>on</strong> are food and nutriti<strong>on</strong>workers involved in emergencies and those researching this area. Thereporting and exchange of field level experiences is central to ENNactivities.The TeamThom Banks is theENN's fulltime DeskOperati<strong>on</strong>s Officerand provides logisticaland project supportto the ENN team.Matt Todd is the ENNfinancial manager,overseeing the ENNaccounting systems,budgeting andfinancial reporting.Phil Wilks(www.fruitysoluti<strong>on</strong>s.com)manages ENN’s website.Jeremy Shoham (Editor),Marie McGrath (Sub-editor)and Carmel Dolan are ENNTechnical Directors.Katherine Kaye isthe part-timeadministrati<strong>on</strong>assistant at theENN.Chloe Angood is a nutriti<strong>on</strong>ist working part-timewith ENN <strong>on</strong> a number of projects and supportingHuman Resources.Orna O’ Reillydesigns andproduces all ofENN’s publicati<strong>on</strong>s.The Emergency Nutriti<strong>on</strong> Network (ENN) is a registered charity in the UK(charity registrati<strong>on</strong> no: 1115156) and a company limited by guarantee and nothaving a share capital in the UK (company registrati<strong>on</strong> no: 4889844).Registered address: 32, Leopold Street, Oxford, OX4 1TW, UK. ENNDirectors/Trustees: Marie McGrath, Jeremy Shoham, Bruce Laurence, NigelMilway, Victoria Lack, Arabella Duffield93


A scene from Dire Dawa marketCredit: Sim<strong>on</strong> Rolph, <strong>Ethiopia</strong>, 200994


Emergency Nutriti<strong>on</strong> Network (ENN)32, Leopold Street, Oxford, OX4 1TW, UKTel: +44 (0)1865 324996Fax: +44 (0)1865 324997Email: office@enn<strong>on</strong>line.netwww.enn<strong>on</strong>line.net

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