11.07.2015 Views

How did language begin? - Linguistic Society of America

How did language begin? - Linguistic Society of America

How did language begin? - Linguistic Society of America

SHOW MORE
SHOW LESS
  • No tags were found...

You also want an ePaper? Increase the reach of your titles

YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.

<strong>How</strong> <strong>did</strong><strong>language</strong><strong>begin</strong>?Written by Ray Jackend<strong>of</strong>f


What does the question mean?In asking about the origins <strong>of</strong> human <strong>language</strong>, wefirst have to make clear what the question is. Thequestion is not how <strong>language</strong>s gradually developedover time into the <strong>language</strong>s <strong>of</strong> the world today.Rather, it is how the human species developed overtime so that we — and not our closest relatives, thechimpanzees and bonobos — became capable <strong>of</strong>using <strong>language</strong>.And what an amazing development this was! Noother natural communication system is like human<strong>language</strong>. Human <strong>language</strong> can express thoughts onan unlimited number <strong>of</strong> topics (the weather, the war,the past, the future, mathematics, gossip, fairy tales,how to fix the sink...). It can be used not just toconvey information, but to solicit information (questions)and to give orders. Unlike any other animalcommunication system, it contains an expression fornegation — what is not the case. Every human <strong>language</strong>has a vocabulary <strong>of</strong> tens <strong>of</strong> thousands <strong>of</strong>words, built up from several dozen speech sounds.Speakers can build an unlimited number <strong>of</strong> phrasesand sentences out <strong>of</strong> words plus a smallish collection<strong>of</strong> prefixes and suffixes, and the meanings <strong>of</strong>sentences are built from the meanings <strong>of</strong> the individualwords. What is still more remarkable is thatevery normal child learns the whole system fromhearing others use it.Animal communication systems, in contrast, typicallyhave at most a few dozen distinct calls, and they areused only to communicate immediate issues such asfood, danger, threat, or reconciliation. Many <strong>of</strong> thesorts <strong>of</strong> meanings conveyed by chimpanzee communicationhave counterparts in human 'body <strong>language</strong>'.For animals that use combinations <strong>of</strong> calls(such as some songbirds and some whales), themeanings <strong>of</strong> the combinations are not made up <strong>of</strong>the meanings <strong>of</strong> the parts (though there are manyspecies that have not been studied yet). And theattempts to teach apes some version <strong>of</strong> human <strong>language</strong>,while fascinating, have produced only rudimentaryresults. So the properties <strong>of</strong> human <strong>language</strong>are unique in the natural world.<strong>How</strong> <strong>did</strong> we get from there to here? All present-day<strong>language</strong>s, including those <strong>of</strong> hunter-gatherer cul-


tures, have lots <strong>of</strong> words, can be used to talk aboutanything under the sun, and can express negation.As far back as we have written records <strong>of</strong> human<strong>language</strong> — 5000 years or so — things look basicallythe same. Languages change gradually over time,sometimes due to changes in culture and fashion,sometimes in response to contact with other <strong>language</strong>s.But the basic architecture and expressivepower <strong>of</strong> <strong>language</strong> stays the same.The question, then, is how the properties <strong>of</strong> human<strong>language</strong> got their start. Obviously, it couldn't havebeen a bunch <strong>of</strong> cavemen sitting around and decidingto make up a <strong>language</strong>, since in order to do so,they would have had to have a <strong>language</strong> to startwith! Intuitively, one might speculate that hominids(human ancestors) started by grunting or hooting orcrying out, and 'gradually' this 'somehow' developedinto the sort <strong>of</strong> <strong>language</strong> we have today. (Such speculationswere so rampant 150 years ago that in 1866the French Academy banned papers on the origins <strong>of</strong><strong>language</strong>!) The problem is in the 'gradually' and the'somehow'. Chimps grunt and hoot and cry out, too.What happened to humans in the 6 million years orso since the hominid and chimpanzee lines diverged,and when and how <strong>did</strong> hominid communication<strong>begin</strong> to have the properties <strong>of</strong> modern <strong>language</strong>?Of course, many other properties besides <strong>language</strong>differentiate humans from chimpanzees: lowerextremities suitable for upright walking and running,opposable thumbs, lack <strong>of</strong> body hair, weaker muscles,smaller teeth — and larger brains. According tocurrent thinking, the changes crucial for <strong>language</strong>were not just in the size <strong>of</strong> the brain, but in itscharacter: the kinds <strong>of</strong> tasks it is suited to do — asit were, the 's<strong>of</strong>tware' it comes furnished with. Sothe question <strong>of</strong> the origin <strong>of</strong> <strong>language</strong> rests on thedifferences between human and chimpanzee brains,when these differences came into being, and underwhat evolutionary pressures.What are we looking for?The basic difficulty with studying the evolution <strong>of</strong><strong>language</strong> is that the evidence is so sparse. Spoken<strong>language</strong>s don't leave fossils, and fossil skulls onlytell us the overall shape and size <strong>of</strong> hominid brains,not what the brains could do. About the only defini-


tive evidence we have is the shape <strong>of</strong> the vocal tract(the mouth, tongue, and throat): Until anatomicallymodern humans, about 100,000 years ago, theshape <strong>of</strong> hominid vocal tracts <strong>did</strong>n't permit the modernrange <strong>of</strong> speech sounds. But that doesn't meanthat <strong>language</strong> necessarily began then. Earlierhominids could have had a sort <strong>of</strong> <strong>language</strong> thatused a more restricted range <strong>of</strong> consonants andvowels, and the changes in the vocal tract may onlyhave had the effect <strong>of</strong> making speech faster andmore expressive. Some researchers even proposethat <strong>language</strong> began as sign <strong>language</strong>, then (graduallyor suddenly) switched to the vocal modality,leaving modern gesture as a residue.These issues and many others are undergoing livelyinvestigation among linguists, psychologists, andbiologists. One important question is the degree towhich precursors <strong>of</strong> human <strong>language</strong> ability arefound in animals. For instance, how similar are apes'systems <strong>of</strong> thought to ours? Do they include thingsthat hominids would find it useful to express to eachother? There is indeed some consensus that apes'spatial abilities and their ability to negotiate theirsocial world provide foundations on which thehuman system <strong>of</strong> concepts could be built.A related question is what aspects <strong>of</strong> <strong>language</strong> areunique to <strong>language</strong> and what aspects just draw onother human abilities not shared with other primates.This issue is particularly controversial. Some researchersclaim that everything in <strong>language</strong> is built out <strong>of</strong> otherhuman abilities: the ability for vocal imitation, the abilityto memorize vast amounts <strong>of</strong> information (both neededfor learning words), the desire to communicate, theunderstanding <strong>of</strong> others' intentions and beliefs, and theability to cooperate. Current research seems to showthat these human abilities are absent or less highlydeveloped in apes. Other researchers acknowledge theimportance <strong>of</strong> these factors but argue that hominidbrains required additional changes that adapted themspecifically for <strong>language</strong>.Did it happen all at once or in stages?<strong>How</strong> <strong>did</strong> these changes take place? Some researchersclaim that they came in a single leap, creatingthrough one mutation the complete system in the


ain by which humans express complex meaningsthrough combinations <strong>of</strong> sounds. These people alsotend to claim that there are few aspects <strong>of</strong> <strong>language</strong>that are not already present in animals.Other researchers suspect that the special properties<strong>of</strong> <strong>language</strong> evolved in stages, perhaps over somemillions <strong>of</strong> years, through a succession <strong>of</strong> hominidlines. In an early stage, sounds would have beenused to name a wide range <strong>of</strong> objects and actionsin the environment, and individuals would be ableto invent new vocabulary items to talk about newthings. In order to achieve a large vocabulary, animportant advance would have been the ability to'digitize' signals into sequences <strong>of</strong> discrete speechsounds — consonants and vowels — rather thanunstructured calls. This would require changes in theway the brain controls the vocal tract and possiblyin the way the brain interprets auditory signals(although the latter is again subject to considerabledispute).These two changes alone would yield a communicationsystem <strong>of</strong> single signals — better than the chimpanzeesystem but far from modern <strong>language</strong>. A next plausiblestep would be the ability to string together severalsuch 'words' to create a message built out <strong>of</strong> themeanings <strong>of</strong> its parts. This is still not as complex asmodern <strong>language</strong>. It could have a rudimentary 'meTarzan, you Jane' character and still be a lot betterthan single-word utterances. In fact, we do find such'proto<strong>language</strong>' in two-year-old children, in the <strong>begin</strong>ningefforts <strong>of</strong> adults learning a foreign <strong>language</strong>, andin so-called 'pidgins', the systems cobbled together byadult speakers <strong>of</strong> disparate <strong>language</strong>s when they needto communicate with each other for trade or othersorts <strong>of</strong> cooperation. This has led some researchers topropose that the system <strong>of</strong> 'proto<strong>language</strong>' is stillpresent in modern human brains, hidden under themodern system except when the latter is impaired ornot yet developed.A final change or series <strong>of</strong> changes would add to'proto<strong>language</strong>' a richer structure, encompassing suchgrammatical devices as plural markers, tense markers,relative clauses, and complement clauses (“Joe thinksthat the earth is flat”). Again, some hypothesize thatthis could have been a purely cultural development,


and some think it required genetic changes in thebrains <strong>of</strong> speakers. The jury is still out.When <strong>did</strong> this all happen? Again, it's very hard totell. We do know that something important happenedin the human line between 100,000 and50,000 years ago: This is when we start to find culturalartifacts such as art and ritual objects, evidence<strong>of</strong> what we would call civilization. What changed inthe species at that point? Did they just get smarter(even if their brains <strong>did</strong>n't suddenly get larger)? Didthey develop <strong>language</strong> all <strong>of</strong> a sudden? Did theybecome smarter because <strong>of</strong> the intellectual advantagesthat <strong>language</strong> affords (such as the ability tomaintain an oral history over generations)? If this iswhen they developed <strong>language</strong>, were they changingfrom no <strong>language</strong> to modern <strong>language</strong>, or perhapsfrom 'proto<strong>language</strong>' to modern <strong>language</strong>? And if thelatter, when <strong>did</strong> 'proto<strong>language</strong>' emerge? Did ourcousins the Neanderthals speak a proto<strong>language</strong>? Atthe moment, we don't know.One tantalizing source <strong>of</strong> evidence has emergedrecently. A mutation in a gene called FOXP2 hasbeen shown to lead to deficits in <strong>language</strong> as wellas in control <strong>of</strong> the face and mouth. This gene is aslightly altered version <strong>of</strong> a gene found in apes, andit seems to have achieved its present form between200,000 and 100,000 years ago. It is very temptingtherefore to call FOXP2 a '<strong>language</strong> gene', but nearlyeveryone regards this as oversimplified. Are individualsafflicted with this mutation really <strong>language</strong>impairedor do they just have trouble speaking? Ontop <strong>of</strong> that, despite great advances in neuroscience,we currently know very little about how genes determinethe growth and structure <strong>of</strong> brains or how thestructure <strong>of</strong> the brain determines the ability to use<strong>language</strong>. Nevertheless, if we are ever going to learnmore about how the human <strong>language</strong> abilityevolved, the most promising evidence will probablycome from the human genome, which preserves somuch <strong>of</strong> our species' history. The challenge for thefuture will be to decode it.


For further informationChristiansen, Morton H. and Simon Kirby (eds.).2003. Language Evolution. New York: OxfordUniversity Press.Hauser, Marc; Noam Chomsky; and W. TecumsehFitch. 2002. The faculty <strong>of</strong> <strong>language</strong>: What is it, whohas it, and how <strong>did</strong> it evolve? Science 298.1569-79.Hurford, James; Michael Studdert-Kennedy; and ChrisKnight (eds.). 1998. Approaches to the Evolution <strong>of</strong>Language. Cambridge: Cambridge University Press.Jackend<strong>of</strong>f, Ray. 1999. Some possible stages in theevolution <strong>of</strong> the <strong>language</strong> capacity, Trends inCognitive Sciences 3.272-79.Pinker, Steven, and Ray Jackend<strong>of</strong>f. 2005. The faculty<strong>of</strong> <strong>language</strong>: What's special about it? Cognition95.210-36.


The <strong>Linguistic</strong> <strong>Society</strong> <strong>of</strong> <strong>America</strong> was founded in1924 for the advancement <strong>of</strong> the scientific study <strong>of</strong><strong>language</strong>. The <strong>Society</strong> serves its nearly 6,000 personaland institutional members through scholarly meetings,publications, and special activities designed toadvance the discipline.The <strong>Society</strong> holds its Annual Meeting in early Januaryeach year and publishes a quarterly journal,LANGUAGE, and the LSA Bulletin. Among its specialeducation activities are the <strong>Linguistic</strong> Institutes heldevery other summer in odd-numbered years andco-sponsored by a host university.The web site for the <strong>Society</strong> (http://www.lsadc.org)includes The Field <strong>of</strong> <strong>Linguistic</strong>s (brief, nontechnicalessays describing the discipline and its subfields)and statements and resolutions issued by the<strong>Society</strong> on matters such as <strong>language</strong> rights, theEnglish-only/English-plus debate, bilingual educationand ebonics.<strong>Linguistic</strong> <strong>Society</strong> <strong>of</strong> <strong>America</strong>1325 18th St, NW, Suite 211Washington, DC 20036-6501(202) 835-1714lsa@lsadc.orghttp://www.lsadc.orgDuplicate as needed08/06

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!