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He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Review<strong>Screening</strong> <strong>for</strong> fragile X syndromeJenni <strong>Murray</strong>Howard CuckleGraham TaylorJenny HewisonHe<strong>al</strong>th Technology AssessmentNHS R&D HTA ProgrammeHTA


Standing Group on He<strong>al</strong>th TechnologyChair: Professor Sir Miles Irving,Professor of Surgery, University of Manchester, Hope Hospit<strong>al</strong>, S<strong>al</strong><strong>for</strong>d †Dr Sheila Adam, Department of He<strong>al</strong>thProfessor Martin Buxton, Professor ofEconomics, Brunel University †Professor Angela Coulter, Director,Kings Fund Centre <strong>for</strong> He<strong>al</strong>th ServicesDevelopment †Professor Anthony Culyer,Deputy Vice-Chancellor, University of York †Dr P<strong>et</strong>er Doyle, Executive Director,Zeneca Ltd, ACOST Committee on Medic<strong>al</strong>Research & He<strong>al</strong>thProfessor John Farndon,Professor of Surgery, University of Bristol †Professor Charles Florey,Department of Epidemiology & PublicHe<strong>al</strong>th, Ninewells Hospit<strong>al</strong> & Medic<strong>al</strong>School, University of Dundee †Professor John Gabbay, Director,Wessex Institute <strong>for</strong> He<strong>al</strong>th Research& Development †Dr Tony Hope, The Medic<strong>al</strong> School,University of Ox<strong>for</strong>d †Professor Howard Glennester,Professor of Soci<strong>al</strong> Science &Administration, London School ofEconomics and Politic<strong>al</strong> ScienceProfessor Sir John Grimley Evans,Department of Geriatric Medicine,Radcliffe Infirmary, Ox<strong>for</strong>d †Mr John H James, Chief Executive,Kensington, Chelsea & WestminsterHe<strong>al</strong>th AuthorityProfessor Richard Lil<strong>for</strong>d,Region<strong>al</strong> Director, R&D, West Midlands †Professor Michael Maisey, Professor ofRadiologic<strong>al</strong> Sciences, UMDS, LondonDr Jeremy M<strong>et</strong>ters, Deputy ChiefMedic<strong>al</strong> Officer, Department of He<strong>al</strong>th †Mrs Gloria Oates, Chief Executive,Oldham NHS TrustProfessor Michael Rawlins,Wolfson Unit of Clinic<strong>al</strong> Pharmacology,University of Newcastle-upon-TyneProfessor Martin Roland,Professor of Gener<strong>al</strong> Practice,University of ManchesterMr Hugh Ross, Chief Executive,The United Bristol He<strong>al</strong>thcare NHS Trust †Professor Ian Russell, Department ofHe<strong>al</strong>th, Sciences & Clinic<strong>al</strong> Ev<strong>al</strong>uation,University of YorkProfessor Trevor Sheldon, Director,NHS Centre <strong>for</strong> Reviews & Dissemination,University of York †Professor Mike Smith, Director,The Research School of Medicine,University of Leeds †Dr Charles Swan,Consultant Gastroenterologist,North Staf<strong>for</strong>dshire Roy<strong>al</strong> InfirmaryProfessor Tom W<strong>al</strong>ley, Department ofPharmacologic<strong>al</strong> Therapeutics,University of Liverpool †Dr Julie Woodin, Chief Excutive,Nottingham He<strong>al</strong>th Authority †† Current membersHTA Commissioning BoardChair: Professor Charles Florey, Department of Epidemiology & Public He<strong>al</strong>th,Ninewells Hospit<strong>al</strong> & Medic<strong>al</strong> School, University of Dundee †Professor Ian Russell, Department ofHe<strong>al</strong>th, Sciences & Clinic<strong>al</strong> Ev<strong>al</strong>uation,University of York *Mr P<strong>et</strong>er Bower,Independent Management Consultant,Newcastle-upon-Tyne †Ms Christine Clarke, Director ofPharmacy, Hope Hospit<strong>al</strong>, S<strong>al</strong><strong>for</strong>d †Professor David Cohen,Professor of He<strong>al</strong>th Economics,University of GlamorganMr Barrie Dowdeswell,Chief Executive, Roy<strong>al</strong> Victoria Infirmary,Newcastle-upon-TyneDr Mike Gill, Brent and HarrowHe<strong>al</strong>th Authority †Dr Jenny Hewison, Senior Lecturer,Department of Psychology, Universityof Leeds †Dr Michael Horlington, Head ofCorporate Licensing, Smith & NephewGroup Research CentreProfessor Sir Miles Irving (ProgrammeDirector), Professor of Surgery, Universityof Manchester, Hope Hospit<strong>al</strong>, S<strong>al</strong><strong>for</strong>d †Professor Martin Knapp, Director,Person<strong>al</strong> Soci<strong>al</strong> Services Research Unit,London School of Economics andPolitic<strong>al</strong> ScienceProfessor Theresa Marteau, Director,Psychology & Gen<strong>et</strong>ics Research Group,UMDS, LondonProfessor S<strong>al</strong>ly McIntyre, MRC Medic<strong>al</strong>Sociology Unit, GlasgowProfessor Jon Nicholl, Director, Medic<strong>al</strong>Care Research Unit, University of Sheffield †Dr Tim P<strong>et</strong>ers, Department of Soci<strong>al</strong>Medicine, University of Bristol †Professor David Sack<strong>et</strong>t,Centre <strong>for</strong> Evidence Based Medicine, Ox<strong>for</strong>dDr David Spiegelh<strong>al</strong>ter,MRC Biostatistics Unit, Institute of PublicHe<strong>al</strong>th, CambridgeDr Ala Szczepura, Director,Centre <strong>for</strong> He<strong>al</strong>th Services Studies,University of Warwick †Professor Graham Watt,Department of Gener<strong>al</strong> Practice,Woodside He<strong>al</strong>th Centre, Glasgow †Professor David Williams,Department of Clinic<strong>al</strong> Engineering,University of LiverpoolDr Mark Williams,Public He<strong>al</strong>th Physician, Bristol* Previous Chair† Current membersNation<strong>al</strong> Coordinating Centre <strong>for</strong>He<strong>al</strong>th Technology Assessment, Advisory GroupChair: Professor John Gabbay, Wessex Institute <strong>for</strong> He<strong>al</strong>th Research & DevelopmentProfessor Mike Drummond, Centre <strong>for</strong>He<strong>al</strong>th Economics, University of YorkProfessor Charles Florey,Department of Epidemiology & Public He<strong>al</strong>th,University of DundeeProfessor Sir Miles Irving,Department of Surgery, Hope Hospit<strong>al</strong>, S<strong>al</strong><strong>for</strong>dMs Lynn Kerridge, Wessex Institute <strong>for</strong>He<strong>al</strong>th Research & DevelopmentDr Ruairidh Milne, Wessex Institute <strong>for</strong>He<strong>al</strong>th Research & DevelopmentMs Kay Pattison, Research &Development Directorate, NHS ExecutiveProfessor James Raftery, He<strong>al</strong>thEconomics Unit, University of BirminghamDr Paul Roderick, Wessex Institute <strong>for</strong>He<strong>al</strong>th Research & DevelopmentProfessor Ian Russell, Department ofHe<strong>al</strong>th, Sciences & Clinic<strong>al</strong> Ev<strong>al</strong>uation,University of YorkDr Ken Stein, Wessex Institute <strong>for</strong> He<strong>al</strong>thResearch & DevelopmentProfessor Andrew Stevens,Department of Public He<strong>al</strong>th &Epidemiology, University of Birmingham


<strong>Screening</strong> <strong>for</strong> fragile X syndromeJenni <strong>Murray</strong> 1Howard Cuckle 1Graham Taylor 2Jenny Hewison 31 Reproductive Epidemiology, Centre <strong>for</strong> Reproduction, Growth &Development, Research School of Medicine, University of Leeds,26 Clarendon Road, Leeds LS2 9NZ2 Region<strong>al</strong> Clinic<strong>al</strong> Molecular Gen<strong>et</strong>ics Laboratory, St. James’s UniversityHospit<strong>al</strong>, Beck<strong>et</strong>t Stre<strong>et</strong>, Leeds LS9 7TF3 Centre <strong>for</strong> Reproduction, Growth & Development, Research Schoolof Medicine, University of Leeds, 34 Hyde Terrace, Leeds LS2 9LNFin<strong>al</strong> manuscript received December 1996This report should be referenced as follows:<strong>Murray</strong> J, Cuckle H,Taylor G, Hewison J. <strong>Screening</strong> <strong>for</strong> fragile X syndrome.He<strong>al</strong>th Technol Assessment 1997; 1(4).


NHS R&D HTA ProgrammeThe over<strong>al</strong>l aim of the NHS R&D He<strong>al</strong>th Technology Assessment (HTA) programmeis to ensure that high-qu<strong>al</strong>ity research in<strong>for</strong>mation on the costs, effectiveness andbroader impact of he<strong>al</strong>th technologies is produced in the most efficient way <strong>for</strong> thosewho use, manage and work in the NHS. Research is undertaken in those areas where theevidence will lead to the greatest benefits to patients, either through improved patientoutcomes or the most efficient use of NHS resources.The Standing Group on He<strong>al</strong>th Technology advises on nation<strong>al</strong> priorities <strong>for</strong> he<strong>al</strong>thtechnology assessment. Six advisory panels assist the Standing Group in identifyingand prioritising projects. These priorities are then considered by the HTA CommissioningBoard supported by the Nation<strong>al</strong> Coordinating Centre <strong>for</strong> HTA (NCCHTA).This report is one of a series covering acute care, diagnostics and imaging, m<strong>et</strong>hodology,pharmaceutic<strong>al</strong>s, population screening, and primary and community care. It was identifiedas a priority by the Population <strong>Screening</strong> Panel (see inside back cover).The views expressed in this publication are those of the authors and not necessarily thoseof the Standing Group, the Commissioning Board, the Panel members or the Departmentof He<strong>al</strong>th.Series Editors:Assistant Editor:Andrew Stevens, Ruairidh Milne and Ken SteinJane RobertsonThe editors have tried to ensure the accuracy of this report but cannot acceptresponsibility <strong>for</strong> any errors or omissions. They would like to thank the referees<strong>for</strong> their constructive comments on the draft document.ISSN 1366-5278© Crown copyright 1997Enquiries relating to copyright should be addressed to the NCCHTA (see address given below).Published by Core Research, Alton, on beh<strong>al</strong>f of the NCCHTA.Printed on acid-free paper in the UK by The Basingstoke Press, Basingstoke.Copies of this report can be obtained from:The Nation<strong>al</strong> Coordinating Centre <strong>for</strong> He<strong>al</strong>th Technology Assessment,Mailpoint 728, Boldrewood,University of Southampton,Southampton, SO16 7PX, UK.Fax: +44 (0) 1703 595 639 Email: hta@soton.ac.ukhttp://www.soton.ac.uk/~hta


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4ContentsList of abbreviations and glossary ..............Executive summary .....................................1 Background ................................................... 1Molecular gen<strong>et</strong>ics ......................................... 1Improved diagnosis ........................................ 1Routine screening .......................................... 1<strong>Screening</strong> policy ............................................. 12 Systematic review ......................................... 33 Natur<strong>al</strong> history ............................................. 5Physic<strong>al</strong> characteristics ................................... 5Cognitive profile ............................................. 5Behaviour<strong>al</strong> features ...................................... 6Treatment ....................................................... 64 Gen<strong>et</strong>ics ......................................................... 9Population gen<strong>et</strong>ics ........................................ 9Cytogen<strong>et</strong>ics .................................................... 9Molecular gen<strong>et</strong>ics ......................................... 10FMR-1 gene ..................................................... 10Norm<strong>al</strong> <strong>al</strong>leles ................................................ 10Mutated <strong>al</strong>leles ............................................... 11Grey zone ........................................................ 13Phenotype–genotype relationship ................. 13Cytogen<strong>et</strong>ic–moleculargen<strong>et</strong>ic comparison ....................................... 14A<strong>et</strong>iology of the expansion ............................ 145 Definitions ..................................................... 19Affected ........................................................... 19Carrier ............................................................. 19<strong>Screening</strong> <strong>for</strong> fragile X syndrome ................. 196 Prev<strong>al</strong>ence .................................................... 21Bias .................................................................. 21Frequency in the ment<strong>al</strong>ly handicapped ...... 21Gener<strong>al</strong> population prev<strong>al</strong>ence ..................... 227 <strong>Screening</strong> and diagnosis .............................. 25Aims of screening ........................................... 25<strong>Screening</strong> strategies ....................................... 25Prenat<strong>al</strong> diagnosis .......................................... 26Pre-implantation diagnosis ............................ 26Case-finding .................................................... 278 <strong>Screening</strong> and diagnostic tests ................... 29Cytogen<strong>et</strong>ic tests ............................................ 29Southern blotting of genomic DNA ............. 29iiiiDNA amplification by polymerasechain reaction ................................................. 30PCR and selective Southern blotting ............ 30Blotting PCR products ................................... 31PCR-based m<strong>et</strong>hylation assay ......................... 31Measurement of FMRP ................................... 31Alternatives to standard PCR ......................... 31Testing protocols ............................................ 319 Practic<strong>al</strong> experience of screeningand diagnosis ................................................. 33Antenat<strong>al</strong> screening ....................................... 33Pre-conceptu<strong>al</strong> screening .............................. 33Active cascade screening ............................... 33Prenat<strong>al</strong> diagnosis and terminationof pregnancy ................................................... 34Paediatric screening ....................................... 3510 Modelling <strong>al</strong>lele dynamics ........................... 37A simple model .............................................. 37PM frequency ................................................. 37FM frequency .................................................. 39Risk of expansion from PM to FM in families .. 39Risk of expansion according to PM size ........ 40Risk of expansion in the gener<strong>al</strong> population .. 40Gener<strong>al</strong> population model ............................ 4211 Assessment of screening potenti<strong>al</strong> ............ 43Measures of screening per<strong>for</strong>mance ............. 43Potenti<strong>al</strong> of screening <strong>for</strong> fragile X syndrome . 43Antenat<strong>al</strong> screening ....................................... 43Pre-conceptu<strong>al</strong> screening .............................. 44Cascade screening .......................................... 44Paediatric screening ....................................... 44Neonat<strong>al</strong> screening ........................................ 4412 Human and financi<strong>al</strong> costs of screening ... 45Hazards of prenat<strong>al</strong> screening ....................... 45Psychologic<strong>al</strong> burden ..................................... 45Costs ................................................................ 46Ethics .............................................................. 4713 Recommendations ....................................... 49Acknowledgements ...................................... 51Bibliography ................................................... 53Other references ............................................ 69He<strong>al</strong>th Technology Assessment reportspublished to date ......................................... 71


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4List of abbreviations and glossaryTechnic<strong>al</strong> terms and abbreviations are used throughout this report. The meaning is usu<strong>al</strong>ly clear fromthe context but a glossary is provided <strong>for</strong> the non-speci<strong>al</strong>ist reader. In some cases usage differs in theliterature but the term has a constant meaning throughout this review.AGG (adenine–guanine–guanine)Trinucleotide usu<strong>al</strong>ly interspersed in theCGG repeat sequence in the FMR-1 gene.Carrier Individu<strong>al</strong> with an FM or PM.Cascade screening Testing members of aproband’s family.Case-finding Actively trying to diagnoseprobands <strong>for</strong> cascade screening.CGG (cytosine–guanine–guanine)Trinucleotide repeated in the FMR-1 gene.CVS (chorionic villus sampling) Invasiveprocedure to obtain placent<strong>al</strong> tissue <strong>for</strong>prenat<strong>al</strong> diagnosis.D<strong>et</strong>ection rate Proportion of affectedindividu<strong>al</strong>s with positive results.Expansion Increase in the repeat sequenceb<strong>et</strong>ween generations.F<strong>al</strong>se-positive rate Proportion of unaffectedindividu<strong>al</strong>s with positive results.FM (full mutation) Array of repeat sizeover 200.FMR (fragile X ment<strong>al</strong> r<strong>et</strong>ardation) <strong>Fragile</strong>X syndrome.FMR-1 Gene which is mutated in fragileX syndrome.FMRP Protein product norm<strong>al</strong>ly transcribedby FMR-1.FRAXA <strong>Fragile</strong> site associated with fragileX syndrome.FRAXE <strong>Fragile</strong> site on the X chromosomewhich is associated with mildment<strong>al</strong> handicap.FRAXD & F <strong>Fragile</strong> sites close to FRAXA & E.Haplotype Combination of linkedgen<strong>et</strong>ic markers.LCR Ligase chain reaction.Mosaicism Individu<strong>al</strong> with more than one cellline of different gen<strong>et</strong>ic composition.nCGG A sequence of n repeats.Negative predictive v<strong>al</strong>ue Probability that anindividu<strong>al</strong> with a negative result is unaffected.NTM (norm<strong>al</strong> transmitting m<strong>al</strong>e) Unaffectedm<strong>al</strong>e with a PM.Obligate carrier Person who from pedigreean<strong>al</strong>ysis must have passed on an affected gene.PCR (polymerase chain reaction) M<strong>et</strong>hod ofamplifying sm<strong>al</strong>l amounts of DNA.PM (pre-mutation) Array of repeat size 53 or55–200.Positive predictive v<strong>al</strong>ue Probability that anindividu<strong>al</strong> with a positive result is affected.Proband Affected individu<strong>al</strong> through whomattention is drawn to a pedigree.PUBS (peripher<strong>al</strong> umbilic<strong>al</strong> cord bloodsampling) Invasive procedure to obtain fo<strong>et</strong><strong>al</strong>blood <strong>for</strong> prenat<strong>al</strong> diagnosis.Pure repeat size The largest contiguousnumber of CGG repeats in an array withoutintervening AGGs.RED Repeat expansion d<strong>et</strong>ection.Repeat sequence Section of DNA containingthe CGG repeats.Repeat size Tot<strong>al</strong> number of repeats in anarray, both CGG and AGG.Tripl<strong>et</strong> Trinucleotide.Xq27.2 Locus of FRAXD.Xq27.3 Locus of FRAXA.Xq28 Locus of FRAXE & F.i


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Executive summaryBackground and aim of reviewIn 1991, the gene responsible <strong>for</strong> fragile Xsyndrome, a common cause of learning disability,was discovered. As a result, diagnosis of the disorderhas improved and its molecular gen<strong>et</strong>icsare now understood. This report aims to provid<strong>et</strong>he in<strong>for</strong>mation needed to decide wh<strong>et</strong>her to useDNA testing to screen <strong>for</strong> the disorder.How the research was conductedA literature search of electronic reference databasesof published and ‘grey’ literature was undertakentog<strong>et</strong>her with hand searching of the mostrecent publications.Research findingsNatur<strong>al</strong> historyPhysic<strong>al</strong> characteristics of fragile X syndromeinclude faci<strong>al</strong> atypia, joint laxity and, in boys,macro-orchidism. Most affected m<strong>al</strong>es havemoderate-to-severe learning disabilities withIQs under 50 whereas most fem<strong>al</strong>es have borderlineIQs of 70–85. Behaviour<strong>al</strong> problems aresimilar to those seen with autism and attentiondeficitdisorders.Although fragile X syndrome is not curable thereare a number of medic<strong>al</strong>, education<strong>al</strong>, psychologic<strong>al</strong>and soci<strong>al</strong> interventions that can improv<strong>et</strong>he symptoms.About 6% of those with learning disabilities testedin institutions have fragile X syndrome. Populationprev<strong>al</strong>ence figures are 1 in 4000 in m<strong>al</strong>es and 1 in8000 in fem<strong>al</strong>es.Gen<strong>et</strong>icsThe disorder is caused by a mutation in a gene onthe X chromosome which includes a trinucleotiderepeat sequence. The mutation is characterised byhyper-expansion of the repeat sequence leading todown-regulation of the gene. In m<strong>al</strong>es an <strong>al</strong>lele withrepeat size in excess of 200, termed a full mutation(FM), is <strong>al</strong>ways associated with the affected phenotype,whereas in fem<strong>al</strong>es only h<strong>al</strong>f are affected.Individu<strong>al</strong>s with <strong>al</strong>leles having repeat size in therange 55–199 are unaffected but in fem<strong>al</strong>es thesequence is heritably unstable so that it is at highrisk of expansion to an FM in her offspring. This<strong>al</strong>lele is known as a pre-mutation (PM) to contrast itwith the FM found in the affected individu<strong>al</strong>. Nospontaneous expansions directly from a norm<strong>al</strong><strong>al</strong>lele to an FM have been observed.<strong>Screening</strong> strategiesThe princip<strong>al</strong> aim of screening <strong>for</strong> fragile Xsyndrome is to reduce the birth prev<strong>al</strong>ence ofthe disorder, by prenat<strong>al</strong> diagnosis and selectiv<strong>et</strong>ermination of pregnancy, or by reducing thenumber of pregnancies in women who have theFM or PM <strong>al</strong>leles.Possible screening strategies are: routine antenat<strong>al</strong>testing of apparently low risk pregnancies, preconceptu<strong>al</strong>testing of young women, and systematictesting in affected families (‘cascade’ screening).A secondary aim is to bring <strong>for</strong>ward the diagnosisof affected individu<strong>al</strong>s so that they might benefitfrom early treatment. Active paediatric screeningand neonat<strong>al</strong> screening could achieve this butthere is no direct evidence of any great benefitfrom early diagnosis.<strong>Screening</strong> testsCytogen<strong>et</strong>ic m<strong>et</strong>hods are unsuitable <strong>for</strong> screeningpurposes. Southern blotting of genomic DNAcan be used but is inaccurate in measuring thesize of sm<strong>al</strong>l PMs, there is a long laboratory turnroundtime, and it is relatively expensive. The bestprotocol is to amplify the DNA using polymerasechain reaction on <strong>al</strong>l samples and, when thereis a possible failure to amplify, a Southern blot.Practic<strong>al</strong> experienceThere is little published in<strong>for</strong>mation on thepractic<strong>al</strong> consequences of offering antenat<strong>al</strong>or pre-conceptu<strong>al</strong> screening.In one study, antenat<strong>al</strong> tests were offered to womenabout to have prenat<strong>al</strong> diagnosis <strong>for</strong> other conditions.They had to pay <strong>for</strong> themselves to be testedand uptake was only 21%. In another study, testingwas offered to those with a family history of ment<strong>al</strong>r<strong>et</strong>ardation but the uptake rate was not reported.Pre-conceptu<strong>al</strong> screening has only beenreported among potenti<strong>al</strong> egg donors <strong>for</strong>in vitro fertilisation.iii


<strong>Screening</strong> <strong>for</strong> fragile X syndromeivFour programmes of active cascade screening havebeen reported. In the largest study (conducted inAustr<strong>al</strong>ia) in women with an FM or PM d<strong>et</strong>ected byscreening and counselled, there was an estimated26% reduction in births. In those who had furtherchildren, similar acceptance rates <strong>for</strong> invasiveprenat<strong>al</strong> diagnosis were reported in Austr<strong>al</strong>ia(77%), New York, USA (50%) and Kuopio,Finland (100%).Pregnancy is gener<strong>al</strong>ly terminated when an affectedm<strong>al</strong>e fo<strong>et</strong>us is found and, from <strong>al</strong>l the reportedcases in the literature combined, 64% of fem<strong>al</strong>efo<strong>et</strong>uses with an FM are <strong>al</strong>so terminated.In the UK and elsewhere, it is established practice<strong>for</strong> children with learning difficulties or development<strong>al</strong>delay to be tested to exclude fragile Xsyndrome. However, only one active testing programmehas been examined. In Colorado, USA,educators were trained to select school childrenbelieved to be at high risk <strong>for</strong> testing and 1%were found to have an FM.Neonat<strong>al</strong> screening has not been tried in practice.Modelling <strong>al</strong>lele dynamicsA model of <strong>al</strong>lele inheritance was constructed.The critic<strong>al</strong> param<strong>et</strong>ers are the FM frequency(1 in 4000 <strong>for</strong> both sexes), PM frequency (1 in 273<strong>for</strong> fem<strong>al</strong>es, 1 in 800 <strong>for</strong> m<strong>al</strong>es), the risk of a PM<strong>al</strong>lele expanding to FM (60–78% in families, 10%in the gener<strong>al</strong> population), and the reproductivefitness of individu<strong>al</strong>s with an FM (50% <strong>for</strong> fem<strong>al</strong>es,0% <strong>for</strong> m<strong>al</strong>es).Assessment of screeningAntenat<strong>al</strong> screening can be expected to have ad<strong>et</strong>ection rate and a negative predictive v<strong>al</strong>ueapproaching 100%. The f<strong>al</strong>se-positive rate wouldbe 0.4% and the positive predictive v<strong>al</strong>ue 1 in 20.It is known that invasive prenat<strong>al</strong> diagnosis has ahigh acceptability among carriers and that th<strong>et</strong>ermination rate <strong>for</strong> affected pregnancies is high,even <strong>for</strong> fem<strong>al</strong>e fo<strong>et</strong>uses. However, in<strong>for</strong>mationon likely screening uptake is lacking so it is notpossible to compl<strong>et</strong>ely predict effectiveness.Pre-conceptu<strong>al</strong> screening is compl<strong>et</strong>ely unev<strong>al</strong>uatedbut is unlikely to be a re<strong>al</strong>istic option.Within the affected families known to the cascadescreening programme, there has been a dramaticreduction in affected births through avoidance offuture pregnancies and prenat<strong>al</strong> diagnosis. However,there is no reliable in<strong>for</strong>mation on the impactof this screening on the tot<strong>al</strong> population birthprev<strong>al</strong>ence of fragile X syndrome.Paediatric screening is widely practised but itseffectiveness is unproven and neonat<strong>al</strong> screeningis untried.Human and financi<strong>al</strong> costs<strong>Screening</strong> may result in psychologic<strong>al</strong> harm and, ifinvasive prenat<strong>al</strong> diagnosis is involved, there is <strong>al</strong>soan approximately 1% fo<strong>et</strong><strong>al</strong> loss rate.Care is needed to explain that the prognosis <strong>for</strong> afem<strong>al</strong>e with an FM cannot be predicted. Also, someapparently unaffected fem<strong>al</strong>e carriers of mutationsmay have subtle cognitive problems and havedifficulty understanding some of the complexin<strong>for</strong>mation.The average cost of preventing an affected birthwas estimated as $14,200 (Austr<strong>al</strong>ia, 1986) and$12,740 (USA, 1992). This is a sm<strong>al</strong>l fraction of theestimated lif<strong>et</strong>ime cost of care <strong>for</strong> an affected individu<strong>al</strong>,which is a minimum of $1 million (USA).Using the model, routine antenat<strong>al</strong> screeningwill cost b<strong>et</strong>ween £90,000 and £143,000 dependingon uptake. Although this is more than the cost ofscreening <strong>for</strong> Down’s syndrome (£30,000) or cysticfibrosis (£40,000–104,000), technic<strong>al</strong> developmentsmay eventu<strong>al</strong>ly lead to a reduction in cost.Main recommendationsLimited paediatric screening <strong>for</strong> fragile Xsyndrome and some cascade screening in affectedfamilies is currently being carried out at manyUK centres. This is of clinic<strong>al</strong> v<strong>al</strong>ue and shouldcontinue. However, more research will be neededbe<strong>for</strong>e any active screening programmes shouldbe considered <strong>for</strong> implementation in the NHS.• Studies should be carried out to assess thecurrent practice of paediatric screening whenthere is development<strong>al</strong> delay.• There should be a nation<strong>al</strong> audit of the currentpractice of cascade screening in affectedfamilies.• Research should be commissioned into thepsychosoci<strong>al</strong> implications of being identified ashaving a PM.• The feasibility of routine antenat<strong>al</strong> screeningshould be assessed.• A centr<strong>al</strong> register <strong>for</strong> <strong>al</strong>l diagnoses should beestablished, based mainly on reports fromDNA laboratories.


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 3Natur<strong>al</strong> historyThe fragile X syndrome phenotype is characterisedby a complex mixture of physic<strong>al</strong>, cognitiveand behaviour<strong>al</strong> features. Although m<strong>al</strong>es andfem<strong>al</strong>es display similar features, most of the publishedstudies on the phenotype refer to m<strong>al</strong>es.Physic<strong>al</strong> characteristicsThere are sever<strong>al</strong> physic<strong>al</strong> features that distinguishaffected individu<strong>al</strong>s. These include faci<strong>al</strong> atypia,orthopaedic abnorm<strong>al</strong>ities, skin manifestations,unusu<strong>al</strong> growth patterns, cardiac anom<strong>al</strong>ies, andendocrine dysfunction. Despite so many systemsbeing affected, there is no evidence <strong>for</strong> a substanti<strong>al</strong>impairment of physic<strong>al</strong> he<strong>al</strong>th. In one study,life expectancy was reduced by 12 years on averagebut the authors concluded that this was probablydue to biased ascertainment of cases (Partington<strong>et</strong> <strong>al</strong>, 1992).Faci<strong>al</strong> features can include prominent ears(increased length and breadth), reduced bizygomaticdiam<strong>et</strong>er, prognathism, high arched p<strong>al</strong>ate,dent<strong>al</strong> overcrowding and increased head circumference(Simko <strong>et</strong> <strong>al</strong>, 1989; Hagerman, 1991;Partington, 1984; Sutherland & Hecht, 1985; Butler<strong>et</strong> <strong>al</strong>, 1991a; Meryash <strong>et</strong> <strong>al</strong>, 1984). Ocular abnorm<strong>al</strong>itiessuch as strabismus are associated with a vari<strong>et</strong>yof chromosom<strong>al</strong> abnorm<strong>al</strong>ities (Elston, 1989;Cat<strong>al</strong>ono, 1990) and, in fragile X syndrome, theyare present in about one-third to a h<strong>al</strong>f of cases(Schinzel & Largo, 1985; Storm <strong>et</strong> <strong>al</strong>, 1987; Maino<strong>et</strong> <strong>al</strong>, 1991; King <strong>et</strong> <strong>al</strong>, 1995). Macro-orchidismis present in over three-quarters of adult m<strong>al</strong>es,<strong>al</strong>though it is not specific to fragile X syndromeand is a common secondary feature to other<strong>for</strong>ms of X-linked ment<strong>al</strong> r<strong>et</strong>ardation (BrondumNielson <strong>et</strong> <strong>al</strong>, 1981; 1982; Sutherland & Hecht,1985). Common musculo-skel<strong>et</strong><strong>al</strong> findings includepes planus, scoliosis and excessive joint laxity(Davids <strong>et</strong> <strong>al</strong>, 1990). In one study, about threequartersof boys under the age of 10 years displayedhyper-extension of the m<strong>et</strong>acarpoph<strong>al</strong>ange<strong>al</strong>joints (Davids <strong>et</strong> <strong>al</strong>, 1990). Although recurrentear infection is a common complaint in clinic<strong>al</strong>lynorm<strong>al</strong> children, it is found more frequently inboys with fragile X syndrome – about two-thirds ofcases in one study (Hagerman, 1987). There maybe characteristic markings on the skin, usu<strong>al</strong>lyincluding either simian or Sydney p<strong>al</strong>mar creases(Simpson, 1986), and c<strong>al</strong>luses are often presenton the hand as a result of hand-biting. Gener<strong>al</strong>overgrowth (de Vries <strong>et</strong> <strong>al</strong>, 1995a) as well as abnorm<strong>al</strong>growth patterns have <strong>al</strong>so been reported inboth m<strong>al</strong>es and fem<strong>al</strong>es, with a premature growthspurt resulting in a higher than average height inchildhood but a reduced fin<strong>al</strong> height in adulthood(Loesch <strong>et</strong> <strong>al</strong>, 1995; Loesch <strong>et</strong> <strong>al</strong>, 1988; Meryash<strong>et</strong> <strong>al</strong>, 1984).Mitr<strong>al</strong> v<strong>al</strong>ve prolapse is present in about onequarterto one-h<strong>al</strong>f of affected individu<strong>al</strong>s and,<strong>al</strong>though this finding is gener<strong>al</strong>ly benign, it canpredispose to cardiac arrhythmias (Loehr <strong>et</strong> <strong>al</strong>,1986; Sreeram <strong>et</strong> <strong>al</strong>, 1989). Epilepsy has <strong>al</strong>so beenlinked with fragile X syndrome (Brøndum Nielson<strong>et</strong> <strong>al</strong>, 1983; Partington, 1984; Musumeci <strong>et</strong> <strong>al</strong>, 1988;Wisniewski <strong>et</strong> <strong>al</strong>, 1991), <strong>al</strong>though it is not clearwh<strong>et</strong>her the association is primary to the syndromeor wh<strong>et</strong>her it is non-specific or famili<strong>al</strong> (Vieregge& Froster-Iskenius, 1989).Cognitive profileApproximately 80% of affected m<strong>al</strong>es are moderatelyto profoundly ment<strong>al</strong>ly-impaired, with anIQ of less than 50 (Maes <strong>et</strong> <strong>al</strong>, 1994). Fem<strong>al</strong>es withfragile X syndrome usu<strong>al</strong>ly display a milder phenotype,the majority having a borderline low IQ ofb<strong>et</strong>ween 70 and 85 (Rousseau <strong>et</strong> <strong>al</strong>, 1994; Taylor<strong>et</strong> <strong>al</strong>, 1994). A substanti<strong>al</strong> decline in IQ with increasingage has been observed in a proportionof affected individu<strong>al</strong>s (Fisch <strong>et</strong> <strong>al</strong>, 1991a; Dykens<strong>et</strong> <strong>al</strong>, 1989; Hagerman <strong>et</strong> <strong>al</strong>, 1989; Lachiewicz <strong>et</strong> <strong>al</strong>,1987) and is suggested as being a consequence ofprogressive neurologic<strong>al</strong> dysfunction (Fisch <strong>et</strong> <strong>al</strong>,1991a; Sutherland & Hecht, 1985). However, IQstudies must be interpr<strong>et</strong>ed with caution as theyare complicated by the use of different measuresof intelligence and the presence of cognitive andbehaviour<strong>al</strong> problems (Hay, 1994).Some of the cognitive deficits observed in affectedm<strong>al</strong>es and fem<strong>al</strong>es are not specific to fragile Xsyndrome and are consistent with other <strong>for</strong>ms ofment<strong>al</strong> r<strong>et</strong>ardation (Fisch, 1993; Einfield & H<strong>al</strong>l,1992). However, published studies <strong>al</strong>so suggest thatspecific cognitive impairments are present. Most5


Natur<strong>al</strong> history6affected individu<strong>al</strong>s experience difficulty innumeracy and visu<strong>al</strong>–spaci<strong>al</strong> tasks, <strong>al</strong>though theyper<strong>for</strong>m relatively b<strong>et</strong>ter in language skills, particularlyreading (Freund & Reiss, 1991; Miezejeski <strong>et</strong><strong>al</strong>, 1986). Speech is often delayed and is gener<strong>al</strong>lydescribed as echol<strong>al</strong>ic, perseverative (i.e. rep<strong>et</strong>itionof words, phrases or topics) and cluttered (Sudh<strong>al</strong>ter<strong>et</strong> <strong>al</strong>, 1990; Sudh<strong>al</strong>ter <strong>et</strong> <strong>al</strong>, 1992). The abilityto process in<strong>for</strong>mation sequenti<strong>al</strong>ly, such as followinga s<strong>et</strong> of instructions given tog<strong>et</strong>her, createsparticular ch<strong>al</strong>lenges (Kemper <strong>et</strong> <strong>al</strong>, 1988).Behaviour<strong>al</strong> featuresUnlike many of the physic<strong>al</strong> features, such as thelong face or macro-orchidism, which only becomeapparent around the ons<strong>et</strong> of puberty, the princip<strong>al</strong>behaviour<strong>al</strong> characteristics are often <strong>al</strong>ready observablein early childhood. However, the h<strong>et</strong>erogeneousnature of fragile X syndrome means that notevery child will display characteristic behaviour<strong>al</strong>features. Soci<strong>al</strong> impairment may present as anxi<strong>et</strong>y,sensory defensiveness, ritu<strong>al</strong>istic behaviour, selfinjury(mainly hand-biting) and other stereotypedbehaviour such as hand-flapping (Hagerman <strong>et</strong> <strong>al</strong>,1986). Poor eye contact, to the point of turningthe head and torso away from the line of gaze, is<strong>al</strong>so not uncommon (Hagerman <strong>et</strong> <strong>al</strong>, 1986; Wolff<strong>et</strong> <strong>al</strong>, 1989).AutismAt one time the behaviour<strong>al</strong> features were believedto be associated with autism (Brown <strong>et</strong> <strong>al</strong>, 1982;Meryash <strong>et</strong> <strong>al</strong>, 1982; Partington, 1984; Levitas<strong>et</strong> <strong>al</strong>, 1983), but the relationship b<strong>et</strong>ween the twodisorders was not confirmed by subsequent studies(Einfeld <strong>et</strong> <strong>al</strong>, 1989; Fisch, 1992). It is now gener<strong>al</strong>lyaccepted that <strong>al</strong>though autism does occur in m<strong>al</strong>eswith the fragile X syndrome, the incidence is nogreater than in other groups of children withlearning disabilities (Einfeld <strong>et</strong> <strong>al</strong>, 1989; Einfeld<strong>et</strong> <strong>al</strong>, 1994). D<strong>et</strong>ailed neuropsychologic<strong>al</strong> studiescomparing the two disorders have shown that m<strong>al</strong>eswith fragile X syndrome more commonly display arange of autistic-like features that differ subtly fromtrue autism (Schapiro <strong>et</strong> <strong>al</strong>, 1995; Freund & Reiss,1991; Cohen <strong>et</strong> <strong>al</strong>, 1989). For example, some studieshave found that <strong>al</strong>though problems of languageand communication are common to bothdisorders, m<strong>al</strong>es with fragile X syndrome appear tohave a greater understanding of conversation thanautistic m<strong>al</strong>es (Sudhulter <strong>et</strong> <strong>al</strong>, 1990; 1991).Attention-deficit disordersSever<strong>al</strong> studies have reported on the presence ofattention deficits and hyperactivity in young boyswith fragile X syndrome (Largo & Schinzel, 1985;Fryns <strong>et</strong> <strong>al</strong>, 1984c; Finnelli <strong>et</strong> <strong>al</strong>, 1985; Hagerman,1987). This behaviour becomes apparent in thesecond year of life and may, to some extent,improve after puberty (Largo & Schinzel, 1985).Controversy exists over wh<strong>et</strong>her attention-deficit,hyperactivity disorders are specific to fragile Xsyndrome. It has been suggested that the behavioursimply relates to the severity of the learningdisability in gener<strong>al</strong> (Einfield <strong>et</strong> <strong>al</strong>, 1991). However,recent research indicates that, when compared tothose with similar learning disabilities, boys withfragile X syndrome are more restless and fidg<strong>et</strong>y,and have poorer concentration (Turk, 1995b).Also, in children with fragile X syndrome who havemild learning disabilities, the presenting featuresmay be significant hyperactive and attention<strong>al</strong>problems (Hagerman <strong>et</strong> <strong>al</strong>, 1985).TreatmentAlthough fragile X syndrome is not curable, thereare a number of medic<strong>al</strong>, education<strong>al</strong>, psychologic<strong>al</strong>and soci<strong>al</strong> interventions that can improv<strong>et</strong>he symptoms.Medic<strong>al</strong> treatment is available <strong>for</strong> common problemssuch as recurrent ear infections, strabismusand joint laxity. Treatment of ear infections isparticularly important, since existing or potenti<strong>al</strong>language deficits may be further complicated byfluctuating hearing loss.Folic acid medication is som<strong>et</strong>imes used in anattempt to control the behaviour<strong>al</strong> problems.Interest in the therapeutic potenti<strong>al</strong> of folic acidarose from the observation that fragile site expressionin vitro could be reduced by the its addition tothe culture medium. Lejeune (1982) first reportedanecdot<strong>al</strong>ly on the benefici<strong>al</strong> effects of folic acid<strong>for</strong> improving ‘psychotic-like’ behaviour in affectedm<strong>al</strong>es. Seven out of eight patients studied showeddramatic improvement, <strong>al</strong>though the m<strong>et</strong>hod usedto measure improvement was not specified. Therehave since been other such reports, including asurvey carried out by the <strong>Fragile</strong> X Soci<strong>et</strong>y (unpublished)in which 10 out of 16 children treated weresaid to have improved. However, seven doubleblind,placebo-controlled crossover studies on atot<strong>al</strong> of 65 affected m<strong>al</strong>es have failed to demonstratea marked improvement when hyperactivebehaviour and attention<strong>al</strong> problems were measuredby standard objective instruments (see Table 1).The patients only showed an improvement whenthe assessment was judged by the impressions ofparents, doctors and teachers. It is possible that the


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 4Gen<strong>et</strong>icsThe gen<strong>et</strong>ics of fragile X syndrome was firstinvestigated in the 1940s when Martin andBell (1943) reported on a family whose pedigreeshowed a specific <strong>for</strong>m of X-linked ment<strong>al</strong> r<strong>et</strong>ardation.Hence the eponymous description of thedisorder as the Martin–Bell syndrome. However,it was a further 25 years be<strong>for</strong>e gen<strong>et</strong>ic linkage toa fragile site on the long arm of chromosome Xwas established (Lubs, 1969). Subsequently, thediscovery of the cytogen<strong>et</strong>ic media conditionsneeded to demonstrate expression of the fragilesite reproducibly in vitro (Sutherland, 1977)enabled segregation studies to be per<strong>for</strong>med.However, these early techniques were crude and,as a result, only limited in<strong>for</strong>mation regardingthe nature of inheritance could be gained. Withthe recent cloning of the affected gene itself(Verkerk <strong>et</strong> <strong>al</strong>, 1991) and the development ofDNA-testing techniques, many of the previouslyinexplicable features of the syndrome can nowbe understood.Population gen<strong>et</strong>icsForm<strong>al</strong>ly, fragile X syndrome is an X-linkeddominantly-inherited disorder with reducedpen<strong>et</strong>rance but it does not have a simple Mendelianpattern of inheritance. Fem<strong>al</strong>es as well asm<strong>al</strong>es can be affected, <strong>al</strong>beit to a lesser extent.In addition, both m<strong>al</strong>es and fem<strong>al</strong>es can beunaffected carriers. Although the children ofunaffected fem<strong>al</strong>e carriers are at increased risk ofthe disorder, those of unaffected m<strong>al</strong>e carriers arenot. These individu<strong>al</strong>s, known as norm<strong>al</strong> transmittingm<strong>al</strong>es (NTMs), have sons who are neitheraffected nor carriers and daughters <strong>al</strong>l of whomare unaffected carriers but whose children are atincreased risk of fragile X syndrome. This is the‘Sherman paradox’, a particular case of the gener<strong>al</strong>gen<strong>et</strong>ic phenomenon of ‘anticipation’ (Sherman<strong>et</strong> <strong>al</strong>, 1984). Thus, in affected families the numberof individu<strong>al</strong>s with fragile X syndrome increaseswith each generation.Cytogen<strong>et</strong>ics<strong>Fragile</strong> sites on human chromosomes are characterisedcytologic<strong>al</strong>ly as specific regions that exhibitconstrictions, gaps or breaks when cells arecultured and karyotyped (Sutherland & Hecht,1985). They are areas of late replication (Webb,1992; Hansen <strong>et</strong> <strong>al</strong>, 1993) and their expressioncan be induced in vitro by blocking the norm<strong>al</strong>replication pattern of DNA. This is gener<strong>al</strong>lyachieved by <strong>al</strong>tering the media conditions of thecultured cells. Over 100 fragile sites have beenfound on the human genome (Sutherland &Ledb<strong>et</strong>ter, 1989). Some are common but mostare rare, and only two are of clinic<strong>al</strong> significance.Designated FRAXA and FRAXE, they are locatedon the long arm of the X chromosome, at Xq27.3and Xq28, respectively (Sutherland & Baker,1992), and both occur in families affected byment<strong>al</strong> r<strong>et</strong>ardation. However, whilst FRAXAexpression is specific to fragile X syndrome,FRAXE is inconsistently associated with nonspecific,mild ment<strong>al</strong> r<strong>et</strong>ardation (Sutherland& Baker, 1992; Knight <strong>et</strong> <strong>al</strong>, 1993; 1994; Hamel<strong>et</strong> <strong>al</strong>, 1994; Mulley <strong>et</strong> <strong>al</strong>, 1995; Bullock <strong>et</strong> <strong>al</strong>,1995; <strong>Murray</strong> <strong>et</strong> <strong>al</strong>, 1996). Two other fragile sitessituated close by on the X chromosome, thecommon FRAXD at Xq27.2 (Sutherland & Baker,1990) and the rare FRAXF at Xq28 (Hirst <strong>et</strong> <strong>al</strong>,1993b; Parrish <strong>et</strong> <strong>al</strong>, 1994), are not related toment<strong>al</strong> r<strong>et</strong>ardation.Until recently the diagnosis of fragile X syndromewas based on the cytogen<strong>et</strong>ic expression ofFRAXA in a proportion of cultured cells. However,there were a number of technic<strong>al</strong> problems withthe m<strong>et</strong>hod. First, cytogen<strong>et</strong>ics cannot reliablydistinguish FRAXA from the other three neighbouringfragile sites, requiring fluorescence in situhybridisation with DNA probes to separate them(Sutherland & Baker, 1992; Hirst <strong>et</strong> <strong>al</strong>, 1993b).Second, <strong>al</strong>though it was initi<strong>al</strong>ly thought that thefrequency of cytogen<strong>et</strong>ic expression was mainlycontrolled by gen<strong>et</strong>ic factors (Soudek <strong>et</strong> <strong>al</strong>, 1984;Hecht <strong>et</strong> <strong>al</strong>, 1986), b<strong>et</strong>ween-laboratory variationhas been shown to contribute more to the variance(Fisch <strong>et</strong> <strong>al</strong>, 1991b). There are differences in theproportion of affected cells regarded as diagnostic;<strong>al</strong>though guidelines have been published recommending4% as the lower limit (Jacky <strong>et</strong> <strong>al</strong>, 1991),some laboratories use a cut-off as low as 2%. Thereis <strong>al</strong>so variability because of differences in the tissueculture medium (Sutherland, 1977), levels of folicacid and thymidylate synth<strong>et</strong>ase activity (Glover,9


Gen<strong>et</strong>ics101981; Cantu <strong>et</strong> <strong>al</strong>, 1985; Sutherland <strong>et</strong> <strong>al</strong>, 1985),and cell density (Cantu <strong>et</strong> <strong>al</strong>, 1985; Krawczun <strong>et</strong> <strong>al</strong>,1986). (The 1991 guidelines recommendedstandardisation of the number and type ofinduction systems used and the number of cellscounted.) Third, the assay is affected by factorsother than the presence of fragile X syndrome.Or<strong>al</strong> intake of folic acid in the di<strong>et</strong> might decreas<strong>et</strong>he frequency of FRAXA expression (Brown <strong>et</strong> <strong>al</strong>,1984; Gustavson <strong>et</strong> <strong>al</strong>, 1985). Also, an inverserelationship b<strong>et</strong>ween age and cytogen<strong>et</strong>ic expressionhas been observed in fem<strong>al</strong>es (Rousseau<strong>et</strong> <strong>al</strong>, 1991b), <strong>al</strong>though this relationship has notbeen demonstrated in m<strong>al</strong>es (Brøndum Nielsen& Tommerup, 1984).Molecular gen<strong>et</strong>icsClassic<strong>al</strong>ly, gen<strong>et</strong>ic diseases (e.g. cystic fibrosis,Tay–Sachs disease, sickle cell anaemia) are eitherinherited in a recessive or dominant Mendelian<strong>for</strong>m or the result of a new mutation. <strong>Fragile</strong> Xsyndrome does not behave like this, and is nowknown to be an example of a different type ofgen<strong>et</strong>ic disease caused by a ‘dynamic’ mutationwhich is heritably unstable (Richard & Sutherland,1992). Here, an initi<strong>al</strong> change in the DNA sequenceincreases the tendency to further mutationwithin subsequent generations. <strong>Fragile</strong> X syndromeis the result of a dynamic mutation in a gene at theFRAXA locus that is referred to as fragile X ment<strong>al</strong>r<strong>et</strong>ardation-1 (FMR-1) (Kremer <strong>et</strong> <strong>al</strong>, 1991; Verkerk<strong>et</strong> <strong>al</strong>, 1991; Fu <strong>et</strong> <strong>al</strong>, 1991). Dynamic mutations arenow known to be <strong>al</strong>so responsible <strong>for</strong> spinobulbarmuscular atrophy (Kennedy’s disease) (La Spada<strong>et</strong> <strong>al</strong>, 1991), myotonic dystrophy (Brook <strong>et</strong> <strong>al</strong>, 1992;Mahadevan <strong>et</strong> <strong>al</strong>, 1992; Fu <strong>et</strong> <strong>al</strong>, 1992), Huntington’sdisease (Huntington’s Disease CollaborativeResearch Group, 1993), spinocerebellar ataxia type1 (Orr <strong>et</strong> <strong>al</strong>, 1993), dentatorubr<strong>al</strong> p<strong>al</strong>lidoluysianatrophy (Koide <strong>et</strong> <strong>al</strong>, 1994; Nagafuchi <strong>et</strong> <strong>al</strong>, 1994)and the ment<strong>al</strong> r<strong>et</strong>ardation associated with FRAXE(Knight <strong>et</strong> <strong>al</strong>, 1993).FMR-1 geneThis gene spans 39 kb containing 17 exons(Eichler <strong>et</strong> <strong>al</strong>, 1993). The FRAXA site, located inthe untranslated region of the first exon (Verkerk<strong>et</strong> <strong>al</strong>, 1991; Yu <strong>et</strong> <strong>al</strong>, 1992; Caskey <strong>et</strong> <strong>al</strong>, 1992; Ashley<strong>et</strong> <strong>al</strong>, 1993b), is characterised by the presenceof an array comprising a repeat sequence of th<strong>et</strong>rinucleotide CGG interspersed with singleadenine–guanine–guanine (AGG) repeats <strong>al</strong>ongits length (Verkerk <strong>et</strong> <strong>al</strong>, 1991; Fu <strong>et</strong> <strong>al</strong>, 1991;Kremer <strong>et</strong> <strong>al</strong>, 1991). A CpG island, thought tobe the gene promoter, is located approximately250 bp dist<strong>al</strong> of the CGG repeat (Verkerk <strong>et</strong> <strong>al</strong>,1991; Bell <strong>et</strong> <strong>al</strong>, 1991; Oberlé <strong>et</strong> <strong>al</strong>, 1991). FMR-1norm<strong>al</strong>ly transcribes a cytoplasmic protein product(Verheij <strong>et</strong> <strong>al</strong>, 1993), FMRP, which is ubiquitouslyexpressed at low levels and at a higher levels inthe testes and brain (Devys <strong>et</strong> <strong>al</strong>, 1993; Bachner<strong>et</strong> <strong>al</strong>, 1993; Hinds <strong>et</strong> <strong>al</strong>, 1993; Verheij <strong>et</strong> <strong>al</strong>, 1995).Although the exact function of the gene productis not known, protein characterisation has shownthat it contains sequence motifs characteristicof ribosom<strong>al</strong> RNA-binding proteins (Siomi <strong>et</strong> <strong>al</strong>,1993; Ashley <strong>et</strong> <strong>al</strong>, 1993a; Feng <strong>et</strong> <strong>al</strong>, 1995a; Khandjian<strong>et</strong> <strong>al</strong>, 1996). The absence of this product isbelieved to be responsible <strong>for</strong> the clinic<strong>al</strong> phenotypeof fragile X syndrome (Gedeon <strong>et</strong> <strong>al</strong>, 1992;Wöhrle <strong>et</strong> <strong>al</strong>, 1992a; Verheij <strong>et</strong> <strong>al</strong>, 1993; Meijer<strong>et</strong> <strong>al</strong>, 1994).The array is polymorphic in respect of the numberof CGG repeats it includes, as well as the numberand position of the interspersed AGGs (Fu <strong>et</strong> <strong>al</strong>,1991; Snow <strong>et</strong> <strong>al</strong>, 1993; Eichler <strong>et</strong> <strong>al</strong>, 1994; Hirst<strong>et</strong> <strong>al</strong>, 1994; Kunst & Warren, 1994; Snow <strong>et</strong> <strong>al</strong>, 1994).The different <strong>al</strong>leles are usu<strong>al</strong>ly referred to by the‘repeat size’ of the array, that is, the tot<strong>al</strong> numberof both CGG and AGG repeats. Size is the princip<strong>al</strong>d<strong>et</strong>erminant of wh<strong>et</strong>her an <strong>al</strong>lele is regarded asnorm<strong>al</strong> or mutated.Norm<strong>al</strong> <strong>al</strong>lelesDistribution of repeat sizesIn the unaffected population the most commonrepeat size is 30. The lowest reported size is 5 andthe upper limit of norm<strong>al</strong> is gener<strong>al</strong>ly taken to be54 (Fu <strong>et</strong> <strong>al</strong>, 1991) <strong>al</strong>though some studies use 52 asthe upper limit. These <strong>al</strong>leles are inherited stably,<strong>al</strong>though sm<strong>al</strong>l changes in size can occur b<strong>et</strong>weengenerations. The frequency distribution of repeatsizes in the unaffected population, compiled fromfive studies, is shown in Figure 1 (Snow <strong>et</strong> <strong>al</strong>, 1993;Dawson <strong>et</strong> <strong>al</strong>, 1995; Eichler <strong>et</strong> <strong>al</strong>, 1995a; Brown <strong>et</strong> <strong>al</strong>,1996; Kunst <strong>et</strong> <strong>al</strong>, 1996), and includes a tot<strong>al</strong> of6052 norm<strong>al</strong> X chromosomes.Fem<strong>al</strong>e <strong>al</strong>lelesIn a proportion of fem<strong>al</strong>es with norm<strong>al</strong> <strong>al</strong>lelesthere is a difference in the size of the repeatsequences on the two X chromosomes; suchfem<strong>al</strong>es are referred to as h<strong>et</strong>erozygous norm<strong>al</strong>.The remaining fem<strong>al</strong>es with equ<strong>al</strong> repeat sizesare referred to as homozygous norm<strong>al</strong>. Table 2,compiled from five studies, shows that in a tot<strong>al</strong>of 1518 norm<strong>al</strong> fem<strong>al</strong>es, 29% were homozygous.


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 415 25 35 45 55Repeat sizeFIGURE 1 Population distribution of the norm<strong>al</strong> <strong>al</strong>lele sizeTABLE 2 Proportion of norm<strong>al</strong> fem<strong>al</strong>es who are homozygous<strong>for</strong> the repeat size: results from five studiesStudy Number of Homozygousindividu<strong>al</strong>s (%)USA, NY 206 44 (21)Brown <strong>et</strong> <strong>al</strong>, 1993Japan 227 66 (29)Arinami <strong>et</strong> <strong>al</strong>, 1993USA, Rochester 197 35 (18)Snow <strong>et</strong> <strong>al</strong>, 1993Canada 735 242 (33)Dawson <strong>et</strong> <strong>al</strong>, 1995UK, Leeds 153 51 (33)(Unpublished data)All 1518 438 (29)Mutated <strong>al</strong>lelesIn affected families there are mutations in theFMR-1 gene which lead to hereditary instabilityand which, ultimately, cause the disorder (Bell<strong>et</strong> <strong>al</strong>, 1991; Kremer <strong>et</strong> <strong>al</strong>, 1991; Oberlé <strong>et</strong> <strong>al</strong>, 1991;Verkerk <strong>et</strong> <strong>al</strong>, 1991; Yu <strong>et</strong> <strong>al</strong>, 1991). The mutationsare characterised by a substanti<strong>al</strong> increase (or‘expansion’) in repeat size compared to norm<strong>al</strong>;two princip<strong>al</strong> classes of mutation have beendefined, the PM and the FM, according to thesize. FMs are associated with clinic<strong>al</strong> fragile Xsyndrome; PMs are not but carry a high risk ofexpansion b<strong>et</strong>ween mother and offspring (seeFigure 2).Full mutationIf the repeat size exceeds 200 there is said tobe an FM. This gener<strong>al</strong>ly coincides with abnorm<strong>al</strong>m<strong>et</strong>hylation of the nearby CpG island (Verkerk<strong>et</strong> <strong>al</strong>, 1991; Bell <strong>et</strong> <strong>al</strong>, 1991) and is thought to bepartly responsible <strong>for</strong> down-regulation of theFMR-1 gene (Pier<strong>et</strong>ti <strong>et</strong> <strong>al</strong>, 1991; Sutcliffe <strong>et</strong> <strong>al</strong>,1992); in individu<strong>al</strong>s with an FM and m<strong>et</strong>hylation,the FMR-1 mRNA cannot be d<strong>et</strong>ected.Pre-mutationThe PM repeat size ranges from approximately55 to 199, <strong>al</strong>though there is a grey zone b<strong>et</strong>weennorm<strong>al</strong> and PM <strong>al</strong>leles (see page 13). In cellswith a PM, the FRAXA site is rarely cytogen<strong>et</strong>ic<strong>al</strong>lyexpressed and there is no m<strong>et</strong>hylation of theFMR-1 gene; sever<strong>al</strong> studies have observed bothFMR-1 mRNA and FMRP in these cells (Pier<strong>et</strong>ti<strong>et</strong> <strong>al</strong>, 1991; Devys <strong>et</strong> <strong>al</strong>, 1993; Siomi <strong>et</strong> <strong>al</strong>, 1993;Feng <strong>et</strong> <strong>al</strong>, 1995a).MosaicsThere are various types of mosaicism commonlyfound in individu<strong>al</strong>s with an FM genotype. First,there is ‘size’ mosaicism, in which those with anFM <strong>al</strong>so have PM cell lines. The results from sevenstudies which included a tot<strong>al</strong> of 604 m<strong>al</strong>es and11


Gen<strong>et</strong>ics74; 30 69; 3079 > 700 80; 30 107 90; 30FM81; 30 102; 45 94; 45 107; 30 30 > 700FMFIGURE 2 Pedigree of a family with fragile X syndrome (after Warren & Nelson, 1994; numbers are repeat sizes)12298 fem<strong>al</strong>es with an FM genotype are shown inTable 3. About one-quarter of the m<strong>al</strong>es tested hadsize mosaicism but this proportion was considerablylower <strong>for</strong> fem<strong>al</strong>es. One study has <strong>al</strong>so reported anaffected m<strong>al</strong>e with an FM who has some cell lineswith norm<strong>al</strong> <strong>al</strong>leles (van den Ouweland <strong>et</strong> <strong>al</strong>,1994a). Second, there is ‘m<strong>et</strong>hylation’ mosaicismwhere a proportion of those with an FM in everycell have cell lines in which the FMR-1 geneis either parti<strong>al</strong>ly or compl<strong>et</strong>ely unm<strong>et</strong>hylated(Loesch <strong>et</strong> <strong>al</strong>, 1993c; McConkie-Rosell <strong>et</strong> <strong>al</strong>,1993; Hagerman <strong>et</strong> <strong>al</strong>, 1994a; Pier<strong>et</strong>ti <strong>et</strong> <strong>al</strong>, 1991).M<strong>et</strong>hylation mosaicism is less common than sizemosaicism. In m<strong>al</strong>es with either size or m<strong>et</strong>hylationmosaicism, FMR-1 mRNA can be d<strong>et</strong>ected, <strong>al</strong>beitat considerably reduced levels (Pier<strong>et</strong>ti <strong>et</strong> <strong>al</strong>, 1991;Hagerman <strong>et</strong> <strong>al</strong>, 1994a; Feng <strong>et</strong> <strong>al</strong>, 1995b). Spermfrom <strong>al</strong>l m<strong>al</strong>es tested so far with the FM, <strong>al</strong>so havea PM (Reyniers <strong>et</strong> <strong>al</strong>, 1993; de Graaf <strong>et</strong> <strong>al</strong>, 1995b).Also, the size of the FM can vary b<strong>et</strong>ween differentcell lines within an individu<strong>al</strong>, resulting in asmear rather than a sharp band on DNA electrophoresis.Some of these mosaic <strong>for</strong>ms are likelyto be due to a post-zygotic expansion from PMto FM and somatic instability in the FM lines inearly embryonic life (see page 14).Other mutations<strong>Fragile</strong> X syndrome is som<strong>et</strong>imes caused bydefects other than the FM in the FMR-1 gene.These include del<strong>et</strong>ions (Mila <strong>et</strong> <strong>al</strong>, 1996; vanTABLE 3 Proportion of those individu<strong>al</strong>s with an FM who havesize mosaicism: results from seven studiesStudy Number of individu<strong>al</strong>s Mosaic (%)M<strong>al</strong>esFrance I 109 19 (17)Rousseau <strong>et</strong> <strong>al</strong>, 1991aUSA, Rochester 91 20 (22)Snow <strong>et</strong> <strong>al</strong>, 1993The N<strong>et</strong>herlands 52 14 (27)de Vries <strong>et</strong> <strong>al</strong>, 1993USA, Colorado 133 21 (16)Hagerman <strong>et</strong> <strong>al</strong>, 1994aFinland 71 11 (15)Väisänen <strong>et</strong> <strong>al</strong>, 1994USA, New York 148 61 (41) †Nolin <strong>et</strong> <strong>al</strong>, 1993All m<strong>al</strong>es 604 146 (24)Fem<strong>al</strong>esFrance I 62 6 (10)Rousseau <strong>et</strong> <strong>al</strong>, 1991aUSA, Rochester 66 6 (9)Snow <strong>et</strong> <strong>al</strong>, 1993France II 170 9 (5)Rousseau <strong>et</strong> <strong>al</strong>, 1994All fem<strong>al</strong>es 298 21 (7)† In 20% the mosaicism was slight.


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4den Ouweland <strong>et</strong> <strong>al</strong>, 1994b; Gedeon <strong>et</strong> <strong>al</strong>, 1992;Wöhrle <strong>et</strong> <strong>al</strong>, 1992b; Quan <strong>et</strong> <strong>al</strong>, 1995; Hart<strong>et</strong> <strong>al</strong>, 1995; Meijer <strong>et</strong> <strong>al</strong>, 1994; Trottier <strong>et</strong> <strong>al</strong>,1994; de Graaff <strong>et</strong> <strong>al</strong>, 1995a) and pointmutations (de Boulle <strong>et</strong> <strong>al</strong>, 1993); <strong>al</strong>thoughthe exact frequency is unknown, they ar<strong>et</strong>hought to be rare.Grey zoneAlthough in most centres the division b<strong>et</strong>weennorm<strong>al</strong> and PM is taken to be a repeat size of 55,this is, to some extent, arbitrary. So far no-onehas reported a sm<strong>al</strong>ler <strong>al</strong>lele expanding to anFM in one generation but they have demonstratedhereditary instability, that is, a substanti<strong>al</strong> increasein size b<strong>et</strong>ween generations. In one family withfragile X syndrome, a repeat size as low as 52demonstrated an increase in size to 73 repeats(Fu <strong>et</strong> <strong>al</strong>, 1991). In another family, an increasefrom 46 to 52 repeats was observed (Reiss<strong>et</strong> <strong>al</strong>, 1994).Another way of characterising <strong>al</strong>leles, especi<strong>al</strong>lythose in the ‘grey zone’ around 55, which mayhelp to distinguish stable from unstable <strong>al</strong>leles,is to consider the repeat structure of the array.The ‘pure’ repeat size is defined as the largestcontiguous number of CGG repeats withoutintervening AGGs. It has been suggested thatthe loss of AGGs is responsible <strong>for</strong> increasedhereditary instability. In one unaffected family,an <strong>al</strong>lele of repeat size 66 but pure size 46(array structure of 9 CGGs, AGG, 9 CGGs, AGGand 46 CGGs) was transmitted stably, <strong>al</strong>thoughunstable pure sequences of 34 repeats have beenobserved (Eichler <strong>et</strong> <strong>al</strong>, 1994). A pure repeat sizeof 56 has <strong>al</strong>so been reported to have resulted inan affected offspring, the tot<strong>al</strong> repeat size being66 (Eichler <strong>et</strong> <strong>al</strong>, 1994).Phenotype–genotype relationshipFull mutationThe majority of clinic<strong>al</strong>ly-affected individu<strong>al</strong>swith fragile X syndrome have an FM with compl<strong>et</strong>em<strong>et</strong>hylation (Smits <strong>et</strong> <strong>al</strong>, 1994). M<strong>al</strong>es with an FMnearly <strong>al</strong>ways have a typic<strong>al</strong> fragile X phenotype,and there does not appear to be any correlationb<strong>et</strong>ween the degree of ment<strong>al</strong> r<strong>et</strong>ardation andthe repeat size (de Vries <strong>et</strong> <strong>al</strong>, 1993). It has beensuggested that the existence of high functioningm<strong>al</strong>es with the fragile X phenotype relates tothe level of FMRP produced (Hagerman <strong>et</strong> <strong>al</strong>,1994a). However, attempts to correlate IQwith the degree of mosaicism (both size andm<strong>et</strong>hylation) have yielded conflicting results(de Vries <strong>et</strong> <strong>al</strong>, 1993; McConkie-Rosell <strong>et</strong> <strong>al</strong>,1993; Hagerman <strong>et</strong> <strong>al</strong>, 1994a; Rousseau<strong>et</strong> <strong>al</strong>, 1994).Only about h<strong>al</strong>f of the fem<strong>al</strong>es with the FMhave a fragile X phenotype with obviousment<strong>al</strong> r<strong>et</strong>ardation (Steinbach <strong>et</strong> <strong>al</strong>, 1993;Väisänen <strong>et</strong> <strong>al</strong>, 1994; Taylor <strong>et</strong> <strong>al</strong>, 1994), with20% having a moderate to severe phenotype(Rousseau <strong>et</strong> <strong>al</strong>, 1994). In those without areduced IQ, specific neuro-cognitive deficitshave been observed (Mazzocco <strong>et</strong> <strong>al</strong>, 1992;1993). The milder phenotype in fem<strong>al</strong>esand the variable expression are due toX-chromosome inactivation.X-chromosome inactivationDuring early development, undifferentiatedfem<strong>al</strong>e embryos undergo a process whereby ineach somatic cell one of the two X chromosomesbecomes inactivated (Puck <strong>et</strong> <strong>al</strong>, 1992; Fi<strong>al</strong>kow,1973). This is believed to be a random processso that matern<strong>al</strong>ly or patern<strong>al</strong>ly inherited Xchromosomes have an equ<strong>al</strong> chance of beingactive or inactive in each cell. Although it isbecoming apparent that not <strong>al</strong>l genes on theX chromosome are inactivated, recent evidenceindicates that the FMR-1 gene is (Kirchgessner<strong>et</strong> <strong>al</strong>, 1995). Studies of fem<strong>al</strong>es with FM havefound skewed X-chromosome activation ratios(Watkiss & Webb, 1995; Rousseau <strong>et</strong> <strong>al</strong>, 1991b),and this may help predict the severity of the diseasephenotype. For example, a skewed activation ratioin favour of the abnorm<strong>al</strong> <strong>al</strong>lele might suggest amore severe phenotype. Although there is evidenc<strong>et</strong>o support this (Reiss <strong>et</strong> <strong>al</strong>, 1995), tissue differencesin X activation ratios have been observed suggestingthat any correlation based on peripher<strong>al</strong>blood cells should be interpr<strong>et</strong>ed with caution(Azofeifa <strong>et</strong> <strong>al</strong>, 1996).Pre-mutationFem<strong>al</strong>e obligate carriers of fragile X syndromewho do not have an FM <strong>al</strong>ways have a PM; nospontaneous expansion directly from a norm<strong>al</strong><strong>al</strong>lele to an FM has been observed. NTMs havea PM which is relatively stable so that when theX chromosome is passed on to a daughter onlysm<strong>al</strong>l changes in repeat size occur (Fisch <strong>et</strong> <strong>al</strong>,1995). Thus, the daughters are <strong>al</strong>so unaffectedand gener<strong>al</strong>ly have a PM.Although individu<strong>al</strong>s with a PM are phenotypic<strong>al</strong>lynorm<strong>al</strong>, there is a substanti<strong>al</strong> increase in obst<strong>et</strong>ricand gynaecologic<strong>al</strong> problems. Specific<strong>al</strong>ly, there13


Gen<strong>et</strong>ics14is a reported increase in the twinning ratecompared with women who have norm<strong>al</strong> Xchromosomes or an FM (Tizzano & Baig<strong>et</strong>, 1992;Turner <strong>et</strong> <strong>al</strong>, 1994b). Two studies have demonstratedthat in those with a PM the rate ofpremature ovarian failure is 4–5 times higherthan controls but similar to those with an FM(see Table 4). This effect may be even greaterwhen the ovarian failure is famili<strong>al</strong> ratherthan sporadic (Conway <strong>et</strong> <strong>al</strong>, 1995).Although neither m<strong>al</strong>es nor fem<strong>al</strong>es with a PMhave been shown to have a reduced level of IQ(Reiss <strong>et</strong> <strong>al</strong>, 1993; Taylor <strong>et</strong> <strong>al</strong>, 1994; Thompson<strong>et</strong> <strong>al</strong>, 1994; Sobesky <strong>et</strong> <strong>al</strong>, 1994b), subtle emotion<strong>al</strong>and neuro-cognitive effects may be present(Loesch <strong>et</strong> <strong>al</strong>, 1993c; Sobesky <strong>et</strong> <strong>al</strong>, 1994b).Although Reiss and colleagues (1993) foundno significant difference in any cognitive orneuro-psychologic<strong>al</strong> measure b<strong>et</strong>ween womenwith a PM and a control group of mothers ofdevelopment<strong>al</strong>ly-delayed children, Steyaertand colleagues (1994a) found, in a sm<strong>al</strong>lstudy, that women with a PM showed fastervisu<strong>al</strong> in<strong>for</strong>mation processing in a dividedattention task.TABLE 4 Rate of premature ovarian failure: comparisonof women with norm<strong>al</strong>, PM and FM <strong>al</strong>leles: results fromtwo studiesStudy † Number of Rateindividu<strong>al</strong>s (%)Norm<strong>al</strong> <strong>al</strong>leleUSA–Canada 135 8 (6)USA, Colorado 74 3 (4)All norm<strong>al</strong> 209 11 (5)PM <strong>al</strong>leleUSA–Canada 140 34 (24)USA, Colorado 33 6 (18)All PM 173 40 (23)FM <strong>al</strong>leleUSA–Canada 44 8 (18)USA, Colorado 32 6 (19)All FM 76 14 (18)† USA–Canada, Schwartz <strong>et</strong> <strong>al</strong>, 1994; USA, Colorado,Hull & Hagerman, 1993; the <strong>for</strong>mer study defined prematureovarian failure as permanent cessation of menses prior tothe age of 40 years, whereas the latter did not make afirm definition.Cytogen<strong>et</strong>ic–moleculargen<strong>et</strong>ic comparisonSever<strong>al</strong> studies have compared the two m<strong>et</strong>hods<strong>for</strong> the same individu<strong>al</strong>s. The cytogen<strong>et</strong>ic resultsfrom five studies of individu<strong>al</strong>s with differenttypes of FMR-1 <strong>al</strong>lele are shown in Table 5. Atot<strong>al</strong> of 534 m<strong>al</strong>es with an FM were tested, and99% had positive cytogen<strong>et</strong>ic results; in fem<strong>al</strong>es,the proportion d<strong>et</strong>ected cytogen<strong>et</strong>ic<strong>al</strong>ly waslower, with only 81% of the 161 tested havingpositive results. As indicated in the table, asm<strong>al</strong>l proportion of those with PM <strong>al</strong>lelesand even norm<strong>al</strong> <strong>al</strong>leles have f<strong>al</strong>se-positivecytogen<strong>et</strong>ic results.A<strong>et</strong>iology of the expansionOriginGene<strong>al</strong>ogic<strong>al</strong> studies have inferred the silentpassage of mutations in affected families throughsever<strong>al</strong> generations prior to a clinic<strong>al</strong>ly significantevent (Holmgren <strong>et</strong> <strong>al</strong>, 1988; Smits <strong>et</strong> <strong>al</strong>,1993). However, these studies cannot distinguishif the affected gene persisted as a PM over thegenerations or in a more stable <strong>for</strong>m untilrecent expansion.An<strong>al</strong>ysis of microsatellite markers located clos<strong>et</strong>o the FMR-1 repeat sequence suggest that sever<strong>al</strong>mutation<strong>al</strong> pathways may be operating. Variouscombinations of these markers (i.e. haplotypes)have been studied and linkage disequilibrium hasbeen observed whereby specific haplotypes areenriched in affected families. The results of haplotypean<strong>al</strong>ysis in 13 studies in different populationsare shown in Table 6. The extent of disequilibriumis more obvious in some populations than others.For example, in Finland about three-quarters ofaffected chromosomes have one specific haplotypewhich is found in only 3% of controls (Oud<strong>et</strong> <strong>et</strong> <strong>al</strong>,1993a). It is thought that in Finland the majorityof affected chromosomes originate from a singlemutation<strong>al</strong> event: a ‘founder effect’. In othercountries, where the linkage disequilibrium isnot so pronounced, it is speculated that mor<strong>et</strong>han one mutation<strong>al</strong> event may have occurredat different times.MechanismAn initi<strong>al</strong> event pre-disposing an <strong>al</strong>lele toinstability may be intrinsic to the repeat sequence,such as the loss of an interrupting AGG. Support<strong>for</strong> this theory comes from sever<strong>al</strong> studies ofrepeat array structure (Eichler <strong>et</strong> <strong>al</strong>, 1994; Hirst<strong>et</strong> <strong>al</strong>, 1994; Kunst & Warren, 1994; Snow <strong>et</strong> <strong>al</strong>,


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4TABLE 5 Proportions of positive cytogen<strong>et</strong>ic results † in m<strong>al</strong>es and fem<strong>al</strong>es with norm<strong>al</strong>, PM and FM <strong>al</strong>leles: results from five studies *Study M<strong>al</strong>es Fem<strong>al</strong>esNumber Positive Number PositiveNorm<strong>al</strong> <strong>al</strong>leleUSA – – 74 0Hull & Hagerman, 1993Canada 221 0 252 3Rousseau <strong>et</strong> <strong>al</strong>, 1994All 221 0 (0%) 326 3 (1%)PM <strong>al</strong>leleUSA – – 37 4Hull & Hagerman, 1993Finland 10 0 62 14von Kuskull <strong>et</strong> <strong>al</strong>, 1994Canada 39 1 239 12Rousseau <strong>et</strong> <strong>al</strong>, 1994UK 10 0 42 0Macpherson <strong>et</strong> <strong>al</strong>, 1992aBrazil – – 29 3Mingroni-N<strong>et</strong>to <strong>et</strong> <strong>al</strong>, 1994All 59 1 (2%) 409 33 (8%)FM <strong>al</strong>leleUSA – – 28 17Hull & Hagerman, 1993Finland 50 50 28 25von Kuskull <strong>et</strong> <strong>al</strong>, 1994USA, Rochester 61 60 34 34Snow <strong>et</strong> <strong>al</strong>, 1992Canada 392 386 19 169Rousseau <strong>et</strong> <strong>al</strong>, 1994UK 31 31 22 18Macpherson <strong>et</strong> <strong>al</strong>, 1992aBrazil – – 30 21Mingroni-N<strong>et</strong>to <strong>et</strong> <strong>al</strong>, 1994All 534 527 (99%) 161 131 (81%)† The fraction of cells expressing FRAXA required <strong>for</strong> a positive results varies <strong>for</strong> each study.* A further large study of 525 subjects (Wang <strong>et</strong> <strong>al</strong>, 1993) was not included as it did not distinguish m<strong>al</strong>es and fem<strong>al</strong>es, FM and PM.1994; Zhong <strong>et</strong> <strong>al</strong>, 1995b; Zhong <strong>et</strong> <strong>al</strong>, 1996).In Table 7 the results from five such studiesare summarised. Over<strong>al</strong>l, in a tot<strong>al</strong> of 722norm<strong>al</strong> chromosomes the majority hadrepeat sequences interrupted by two AGGs,whereas in those with a PM over h<strong>al</strong>f hadpure uninterrupted sequences. Also, in Xchromosomes with a PM having interveningAGGs, the longest pure run of CGGs is foundat the 3' end suggesting that expansion maybe the result of a replication defect (Kunst& Warren, 1994).Although the actu<strong>al</strong> mechanism of expansion isunproven, one plausible theory is that the loss ofan AGG which resulted in a longer pure sequencemay lead to slippage during DNA replication(Richards & Sutherland, 1994). The functionof the AGGs would be to anchor otherwise purerepeat sequences, thus preventing the <strong>for</strong>mationof large slippage structures. Once a pure sequenceapproaches the length of an Okazaki fragment(about 150–200 bp) (Thommes & Hubscher,1990), the chances of expansion to an FM wouldbe greatly increased (Eichler <strong>et</strong> <strong>al</strong>, 1994). Further15


Gen<strong>et</strong>icsTABLE 6 Haplotypes occurring more frequently in families affected by fragile X syndrome: results from 13 studies in different populationsPopulation Marker † Haplotype Controls Affected families(Study)Tested Present (%) Tested Present (%)Austr<strong>al</strong>ian 1–2 AF 202 12 (6) 134 42 (31)Richards & Sutherland, 1992Finnish I 2–3 153-196 34 1 (3) 26 19 (73)Oud<strong>et</strong> <strong>et</strong> <strong>al</strong>, 1993aFrench 2–3 155-204 153 2 (1) 102 14 (14)Oud<strong>et</strong> <strong>et</strong> <strong>al</strong>, 1993bDutch-Belgian 3 204 134 1 (1) 68 25 (37)Buyle <strong>et</strong> <strong>al</strong>, 1993Swedish 2–3 147-194 28 1 (4) 28 8 (29)M<strong>al</strong>mgren <strong>et</strong> <strong>al</strong>, 1994Czech 2–3 149-204 20 1 (5) 15 4 (27)M<strong>al</strong>mgren <strong>et</strong> <strong>al</strong>, 1994British I 3–1–2 6-4-4 188 8 (4) 44 7 (14)Macpherson <strong>et</strong> <strong>al</strong>, 1994Japanese 1–2 DB 142 18 (13) 40 8 (20)Richards <strong>et</strong> <strong>al</strong>, 1994bFinnish II 3–2 196-153 135 11 (8) 60 48 (80)Haataja <strong>et</strong> <strong>al</strong>, 1994Caucasian I 1–4–5 D-A-A 172 10 (6) 97 45 (46)Kunst & Warren, 1994Caucasian II 3 196 50 8 (16) 64 22 (34)Snow <strong>et</strong> <strong>al</strong>, 1994British II 1–3 D6 102 2 (2) 70 17 (24)Hirst <strong>et</strong> <strong>al</strong>, 1994It<strong>al</strong>ian 1–3 C-3 235 0 137 12 (9)Chiurazzi <strong>et</strong> <strong>al</strong>, 1996British III 3–2–1 7-1-3 154 0 44 3 (7)Eichler <strong>et</strong> <strong>al</strong>, 1996† Microsatellite markers used include, 1 = FRAXAC1, 2 = FRAXAC2, 3 = DSX548, 4 = FMRa, and 5 = FMRb.16to this, Chen and colleagues (1995) suggest thatthe repair mechanism by which slippage structuresare norm<strong>al</strong>ly excised may be impaired.TimingThe expansion in repeat size might take placeeither during oogenesis or in early embryonicdevelopment, but three types of study suggest thatit is likely to be a post-zygotic event. First, observationson m<strong>et</strong>hylation status during early developmentshow that <strong>al</strong>though the fo<strong>et</strong><strong>al</strong> tissue maybe m<strong>et</strong>hylated the chorionic villi are hypom<strong>et</strong>hylated,indicating that m<strong>et</strong>hylation is acquiredafter fertilisation. Expansion is a separate processthat appears to precede m<strong>et</strong>hylation, as evidencedby the observation of fully expanded, hypom<strong>et</strong>hylatedchorionic villi in an affected fo<strong>et</strong>us.Second, if expansion took place be<strong>for</strong>e celldifferentiation in the fo<strong>et</strong>us there would besomatic homogeneity, whereas individu<strong>al</strong>s withan FM display mosaicism among and b<strong>et</strong>weentissues. Moreover, in vitro studies have shownthat cells carrying the FM exhibit clon<strong>al</strong> stability(Wöhrle <strong>et</strong> <strong>al</strong>, 1993), suggesting that somaticvariation is restricted to a period during earlyfo<strong>et</strong><strong>al</strong> development. Lastly, expansion may occurafter the twinning event since monozygotic twinsdiscordant <strong>for</strong> repeat size and m<strong>et</strong>hylation statushave been observed (M<strong>al</strong>mgren <strong>et</strong> <strong>al</strong>, 1992; Devys<strong>et</strong> <strong>al</strong>, 1993; Kruyer <strong>et</strong> <strong>al</strong>, 1994).


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4TABLE 7 Proportion of FMR-1 genes (%) with different number of interspersed AGGs in those with norm<strong>al</strong> and PM <strong>al</strong>leles; results from five studiesStudy Number Repeat Number of interspersed AGGssizes> 2 2 1 0Norm<strong>al</strong> <strong>al</strong>leleUSA, Georgia 81 † 14–49 7 51 19 4Kunst <strong>et</strong> <strong>al</strong>, 1996UK 102 16–48 2 65 29 6Hirst <strong>et</strong> <strong>al</strong>, 1994USA, New York 132 20–52 4 94 32 2Zhong <strong>et</strong> <strong>al</strong>, 1994USA,Texas I 406 13–49 11 299 87 9Eichler <strong>et</strong> <strong>al</strong>, 1994All 722 13–52 24 (3%) 509 (71%) 167 (23%) 21 (3%)PM <strong>al</strong>leleUSA, Georgia 2 90–105 0 0 2 0Kunst <strong>et</strong> <strong>al</strong>, 1996UK 2 70–85 0 0 0 2Hirst <strong>et</strong> <strong>al</strong>, 1994USA, New York 54 56–180 20 0 0 34Zhong <strong>et</strong> <strong>al</strong>, 1994USA,Texas II 13 > 55 0 3 9 1Eichler <strong>et</strong> <strong>al</strong>, 1995aAll 71 55–180 20 (28%) 3 (4%) 11 (15%) 37 (52%)† One <strong>al</strong>lele excluded as CGG repeat included TGG interruption.17


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 5DefinitionsInterpr<strong>et</strong>ing the literature on fragile X syndromeis complicated by variable and changing usageof the terms affected, carrier and screening. Forthe purposes of this review, explicit definitionsare used in an attempt to avoid ambiguity in theconclusions and recommendations.AffectedStudies vary in the extent to which individu<strong>al</strong>swith a norm<strong>al</strong> phenotype but a gen<strong>et</strong>ic lesionare regarded as affected. M<strong>al</strong>es do not constitutea problem as the clinic<strong>al</strong>, cytogen<strong>et</strong>icand DNA diagnosis is likely to coincide butthis is not the case <strong>for</strong> fem<strong>al</strong>es (see page 13).In this review, we have restricted the termaffected to individu<strong>al</strong>s with the fragile Xsyndrome phenotype.CarrierBe<strong>for</strong>e the introduction of DNA testing that wascapable of distinguishing fem<strong>al</strong>es with an FM orPM, the term carrier was used ambiguously. Womenwho were phenotypic<strong>al</strong>ly norm<strong>al</strong> mothers ofaffected individu<strong>al</strong>s or who themselves had fragileX syndrome were classified tog<strong>et</strong>her as obligatecarriers. Other family members may only havebeen classified as carriers if this could be demonstratedcytogen<strong>et</strong>ic<strong>al</strong>ly. In this review we hav<strong>et</strong>ried to avoid the term carrier; however, whereits use was deemed necessary it is prefixed byPM or FM, and in FM carriers we distinguishb<strong>et</strong>ween those with and without clinic<strong>al</strong> fragileX syndrome by referring to affected andunaffected carriers, respectively.<strong>Screening</strong> <strong>for</strong> fragile X syndromeIn common usage, screening includes any kindof testing carried out to d<strong>et</strong>ect a disorder. This istoo vague a concept <strong>for</strong> public he<strong>al</strong>th purposes,where four aspects of the screening process needemphasis. These are that• it is routine and systematic• it is applied to apparently he<strong>al</strong>thy individu<strong>al</strong>s• it aims to select those who are at high risk ofa well defined disease• those in the high risk group are offered provenpreventive action which would be too expensiveor hazardous <strong>for</strong> gener<strong>al</strong> use.Som<strong>et</strong>imes fragile X testing is carried out onindividu<strong>al</strong>s with learning disabilities in order toimprove or confirm a clinic<strong>al</strong> diagnosis. Thisis not screening. However, if such a populationis systematic<strong>al</strong>ly tested it might be regarded asscreening, depending on the intention. If theaim is simply case-finding, <strong>for</strong> example, in orderto provide an estimate of prev<strong>al</strong>ence, this wouldnot be considered screening. If, however, theendpoint of the case-finding is preventive, sayas the starting point of a systematic attempt toidentify affected families <strong>for</strong> counselling ortesting, then it would be considered as partof a screening programme.19


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 6Prev<strong>al</strong>enceStudies of prev<strong>al</strong>ence f<strong>al</strong>l into two distinctgroups. In one group of studies, the investigatorsstudied the cases of fragile X syndromefound in institutions. In the absence of in<strong>for</strong>mationon the proportion of affected individu<strong>al</strong>swho are institution<strong>al</strong>ised, these studiescannot be used to estimate a population prev<strong>al</strong>ence.Non<strong>et</strong>heless, they do <strong>al</strong>low an estimateof the frequency of the disorder among individu<strong>al</strong>swith ment<strong>al</strong> handicap, which is useful<strong>for</strong> case-finding (see page 27). In a secondgroup of studies either multiple sources or asystematic m<strong>et</strong>hod of ascertainment was usedto obtain a more compl<strong>et</strong>e yield of cases in thewhole of a defined population.BiasThere is likely to be marked b<strong>et</strong>ween-studyvariability in the estimated prev<strong>al</strong>ence of fragileX syndrome owing to important differences instudy design. Those studies which are basedon a cytogen<strong>et</strong>ic diagnosis of fragile X syndromewill tend to yield higher estimates of prev<strong>al</strong>enc<strong>et</strong>han those using DNA m<strong>et</strong>hods. Studies thatinclude fem<strong>al</strong>es will tend to underestimateprev<strong>al</strong>ence if diagnostic testing is restrictedto institutions and speci<strong>al</strong> education<strong>al</strong> units.The relatively large number of mild cases mayescape d<strong>et</strong>ection. Studies that include a disproportionatenumber of children will <strong>al</strong>so tendto yield relatively low estimates. Diagnosis willbe delayed in individu<strong>al</strong>s in whom the clinic<strong>al</strong>features of fragile X syndrome are not apparentuntil puberty; indeed, in some individu<strong>al</strong>s theintellectu<strong>al</strong> deficit may not be noticed untilthey are of secondary school age.Frequency in thement<strong>al</strong>ly handicappedThe frequency of fragile X syndrome in institution<strong>al</strong>isedm<strong>al</strong>es was examined in ten studies (Table 8).Of the 2019 m<strong>al</strong>es tested in <strong>al</strong>l the studies combined,6% were found to be affected. However, thefrequency varied greatly b<strong>et</strong>ween studies and theh<strong>et</strong>erogeneity may mean that the over<strong>al</strong>l frequencyis not a reliable estimate of the true rate. TheTABLE 8 Frequency of fragile X syndrome among m<strong>al</strong>esin institutions: results of ten studiesStudy Selection Number <strong>Fragile</strong> Xcriteria * (%)Finland UA 150 6 (4)Kähkönen <strong>et</strong> <strong>al</strong>, 1983Germany All 242 15 (6)Froster-Iskenius<strong>et</strong> <strong>al</strong>, 1983USA, Boston UA 44 6 (14)Paika <strong>et</strong> <strong>al</strong>, 1984Belgium UA 354 57 (16)Fryns <strong>et</strong> <strong>al</strong>, 1984cJapan All 305 11 (4) †Arinami <strong>et</strong> <strong>al</strong>, 1986Hofstee <strong>et</strong> <strong>al</strong>, 1994UK UA 100 7 (7)Primrose <strong>et</strong> <strong>al</strong>, 1986USA, Colorado UA 267 7 (3)Hagerman <strong>et</strong> <strong>al</strong>,1988aSicily All 155 12 (8)Neri <strong>et</strong> <strong>al</strong>, 1988USA,Tennessee UA 201 4 (2)Butler & Singh, 1993Poland All 201 6 (3) †Mazurczak <strong>et</strong> <strong>al</strong>, 1996All 2019 131 (6)† All m<strong>al</strong>es were tested except in studies selecting those withunknown ment<strong>al</strong> impairment of a<strong>et</strong>iology (UA).* Confirmed by DNA an<strong>al</strong>ysis.variability was due to a number of differences instudy design; viz:• admission patterns <strong>for</strong> the institution• compl<strong>et</strong>eness of ascertainment due topatient and parent<strong>al</strong> non-compliance withdiagnostic testing• selection criteria <strong>for</strong> testing (e.g. in somestudies only those with typic<strong>al</strong> features of fragileX syndrome were tested, while in otherseveryone was tested)• definition of the denominator population.21


Prev<strong>al</strong>enceGener<strong>al</strong> population prev<strong>al</strong>enceIn seven studies, attempts have been made toestimate the population prev<strong>al</strong>ence of fragileX syndrome in m<strong>al</strong>es (see Table 9). The usu<strong>al</strong>approach was to carry out diagnostic tests onyoung people with speci<strong>al</strong> education<strong>al</strong> needs.The number of individu<strong>al</strong>s found to be affectedwas then related to the size of the population ofthe same age from which they were drawn. Sinc<strong>et</strong>esting was not acceptable to <strong>al</strong>l subjects, the figureswere gener<strong>al</strong>ly adjusted upwards proportion<strong>al</strong>ly onthe assumption that there was no bias in the thoseaccepting testing. This may not be a v<strong>al</strong>id assumptionas, in one study (Tranebjaerg <strong>et</strong> <strong>al</strong>, 1994), therate of acceptance was higher in those individu<strong>al</strong>swith severe learning disabilities than in those withmilder symptoms. One of the studies was based ona cytogen<strong>et</strong>ic register. Of the studies using schoolpopulations, one relied solely on speci<strong>al</strong> schoolsbut, <strong>for</strong> the age range studied, it is unlikely thatmany boys with the disorder would be inmainstream education.The results from each of the seven studies are shownin Table 9. The study based on a register yielded aparticularly low prev<strong>al</strong>ence but it is unclear howcompl<strong>et</strong>e the register was. The studies of youngpeople using a cytogen<strong>et</strong>ic technique <strong>for</strong> diagnosisyielded much higher prev<strong>al</strong>ence estimates thanthe remainder. This is likely to reflect the knowntendency <strong>for</strong> cytogen<strong>et</strong>ics to produce f<strong>al</strong>se-positiveresults. Of the four studies using DNA m<strong>et</strong>hods ofdiagnosis, two had origin<strong>al</strong>ly been based on cytogen<strong>et</strong>icsbut were subsequently updated. The cytogen<strong>et</strong>ic<strong>al</strong>ly-basedfigures <strong>for</strong> these studies have beenwidely quoted but, when those with positive resultswere DNA tested, it became clear that these weregross overestimates. In the Austr<strong>al</strong>ian study, four ofthose origin<strong>al</strong>ly believed to have fragile X syndromecould be excluded, thus reducing the observedprev<strong>al</strong>ence from 3.8 (Turner <strong>et</strong> <strong>al</strong>, 1986) to 2.3per 10,000 m<strong>al</strong>es (Turner <strong>et</strong> <strong>al</strong>, 1996). In the UK –Coventry study, DNA an<strong>al</strong>ysis has enabled thereclassification of ten patients diagnosed with fragileX syndrome in the origin<strong>al</strong> cytogen<strong>et</strong>ic study. Thus,the origin<strong>al</strong> prev<strong>al</strong>ence of 10.5 per 10,000 boys(Webb <strong>et</strong> <strong>al</strong>, 1986b) has been reduced to 2.4 per10,000 (Morton <strong>et</strong> <strong>al</strong>, 1997). Only one study wascompl<strong>et</strong>ely based on DNA techniques (Jacobs<strong>et</strong> <strong>al</strong>, 1993) and this yielded a prev<strong>al</strong>ence of 2.6per 10,000 in m<strong>al</strong>es.Taking <strong>al</strong>l the DNA studies tog<strong>et</strong>her, the combinedprev<strong>al</strong>ence is about 2.5 per 10,000 m<strong>al</strong>es or 1 in4000. From what in<strong>for</strong>mation is available, this mustbe regarded as the best estimate of populationprev<strong>al</strong>ence. However, it should be regarded as aminimum estimate since, in gener<strong>al</strong>, boys wereonly tested if they were at state schools. In theTABLE 9 Population prev<strong>al</strong>ence of fragile X syndrome in m<strong>al</strong>es: results from seven studiesStudy Diagnostic Age range Source of Number <strong>Fragile</strong> X syndrom<strong>et</strong>echnique * (years) samples † testedNumber Rate per 10,000Sweden CG < 18 PD 89 12 5.9Gustavson <strong>et</strong> <strong>al</strong>, 1986Finland CG 8–9 MS 61 4 8.3Kähkönen <strong>et</strong> <strong>al</strong>, 1987Denmark CG All CR 31 31 0.4Tranebjaerg <strong>et</strong> <strong>al</strong>, 1994UK,Wessex I DNA 5–18 MS 180 4 2.8Jacobs <strong>et</strong> <strong>al</strong>, 1993UK,Wessex II DNA 5–18 MS 1013 5 2.0<strong>Murray</strong> <strong>et</strong> <strong>al</strong>, 1996UK, Coventry CG/DNA 11–16 SS 219 6 2.4Morton <strong>et</strong> <strong>al</strong>, 1997Austr<strong>al</strong>ia CG/DNA 5–18 SS & MS 472 10 3.0Turner <strong>et</strong> <strong>al</strong>, 199622* CG, cytogen<strong>et</strong>ic m<strong>et</strong>hod; DNA, DNA m<strong>et</strong>hod; CG/DNA, cytogen<strong>et</strong>ic m<strong>et</strong>hod origin<strong>al</strong>ly, but positives later re-an<strong>al</strong>ysed usingDNA m<strong>et</strong>hod.† PD, individu<strong>al</strong>s identified from paediatric records; MS, those with ment<strong>al</strong> handicap in mainstream schools; SS, from speci<strong>al</strong> schools;CR, from cytogen<strong>et</strong>ics register.


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Austr<strong>al</strong>ian study it was thought that a large numberof children may have been excluded because theywere at private schools (Turner <strong>et</strong> <strong>al</strong>, 1992). Fourof the studies <strong>al</strong>so considered the prev<strong>al</strong>ence offragile X syndrome in fem<strong>al</strong>es. In the UK – Wessexstudies, an estimate was not possible as no caseswere found in the 74 girls tested (Jacobs <strong>et</strong> <strong>al</strong>,1993), but in the other three studies the prev<strong>al</strong>encewas about h<strong>al</strong>f of that found in m<strong>al</strong>es (Kähkönen<strong>et</strong> <strong>al</strong>, 1987; Webb <strong>et</strong> <strong>al</strong>, 1986b; Turner <strong>et</strong> <strong>al</strong>, 1986).23


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 7<strong>Screening</strong> and diagnosisAims of screeningThe ultimate public he<strong>al</strong>th purpose of gen<strong>et</strong>icscreening is prevention. With fragile X syndrom<strong>et</strong>here are two possibilities, namely, primary orsecondary prevention aimed at reducing the birthprev<strong>al</strong>ence of the disorder, and tertiary preventionaimed at improving prognosis by appropriate managementwhen the diagnosis is brought <strong>for</strong>wardthrough screening. Closely <strong>al</strong>lied to this is theprovision of in<strong>for</strong>mation <strong>for</strong> its own sake which,in gener<strong>al</strong>, <strong>al</strong>so appears to be of v<strong>al</strong>ue (Mooney& Lange, 1993). The two aims are not mutu<strong>al</strong>lyexclusive in that, <strong>for</strong> example, the early diagnosisof one affected child in a family may lead to theavoidance of further affected children. Similarly,as a consequence of an affected pregnancy beingd<strong>et</strong>ected and terminated, family studies may beinitiated which bring <strong>for</strong>ward the diagnosis ofsome affected relative.Reducing affected birthsThe ability to reduce the number of affected birthsis contingent on the identification of young womenwith a PM or an FM, and there<strong>for</strong>e at high risk ofan affected pregnancy. Once these have been identified,there are sever<strong>al</strong> preventive options. Thefirst is prenat<strong>al</strong> diagnosis and selective abortionof fo<strong>et</strong>uses with an FM. Other options are to avoidpregnancy, have in-vitro fertilisation of a donatedova and, in the near future, pre-implantationdiagnosis and selected implantation of anunaffected zygote.Earlier diagnosisAlthough there is a gener<strong>al</strong> awareness of fragile Xsyndrome amongst he<strong>al</strong>th profession<strong>al</strong>s, the clinic<strong>al</strong>features which separate this disorder from othernon-specific <strong>for</strong>ms of learning disability are notwell known. This is compounded by the lack ofobvious clinic<strong>al</strong> features which accompany development<strong>al</strong>delay early in life. Thus, as the prev<strong>al</strong>encestudies show, many cases go unrecognised or thereis a considerable delay in diagnosis.Improving prognosisAlthough fragile X syndrome is not curable thereare a number of interventions that can improve theprognosis (see page 6). Non<strong>et</strong>heless, there is nospecific evidence that intervening at an early stagewill achieve a b<strong>et</strong>ter long-term outcome thandoing so at the usu<strong>al</strong> time of presentation, butqu<strong>al</strong>ity of life <strong>for</strong> the affected individu<strong>al</strong> and familymay be improved by early intervention. A morep<strong>al</strong>pable advantage of early diagnosis is theprovision of an explanation to the family <strong>for</strong>the child’s behaviour<strong>al</strong> and intellectu<strong>al</strong> problems.Subsequent gen<strong>et</strong>ic counselling may <strong>al</strong>so removesome of the burden of responsibility and guiltassociated with bearing affected children (Roy<strong>et</strong> <strong>al</strong>, 1995). On the negative side, a specificdiagnosis may lead to stigmatisation of theaffected individu<strong>al</strong> and even the family.When <strong>al</strong>l these factors are taken into consideration,many would agree that preventing affected birthsis a more achievable aim of screening thanattempting to improve prognosis.<strong>Screening</strong> strategiesThere are three possible strategies aimed atidentifying fem<strong>al</strong>es at high risk of an affectedpregnancy. These are:• antenat<strong>al</strong> testing of apparently low riskpregnancies• pre-conceptu<strong>al</strong> testing of young women• systematic testing within the families of affectedindividu<strong>al</strong>s (cascade screening).Two strategies aimed at improving prognosis are:• an active search <strong>for</strong> paediatric cases amonghigh risk children• routine testing of neonates.Antenat<strong>al</strong> testingThe testing of pregnant women <strong>for</strong> a PM or FMcould be incorporated into existing screeningprogrammes <strong>for</strong> neur<strong>al</strong> tube defects, Down’ssyndrome and ultrasound d<strong>et</strong>ectable structur<strong>al</strong>abnorm<strong>al</strong>ities (P<strong>al</strong>omaki, 1994). Those who arefound to have a mutation would then be offeredprenat<strong>al</strong> diagnosis. Antenat<strong>al</strong> screening could beoffered either routinely to <strong>al</strong>l women or selectivelyto those at relatively higher prior risk. The lattergroup would be princip<strong>al</strong>ly those with a familyhistory of fragile X syndrome, but could be25


<strong>Screening</strong> and diagnosis26extended to include those with a family history ofment<strong>al</strong> r<strong>et</strong>ardation in gener<strong>al</strong>, possibly includingnon-specific or mild disability.Pre-conceptu<strong>al</strong> testingLow risk fem<strong>al</strong>es of reproductive age would beencouraged to undertake testing <strong>for</strong> a PM or FM.In a properly constituted screening programme ofthis kind, a targ<strong>et</strong> population would be identifiedand systematic<strong>al</strong>ly offered the test. Possible targ<strong>et</strong>populations would include school leavers, womenof reproductive age on gener<strong>al</strong> practitioners’lists, and women attending family planningclinics. Experience of pre-conceptu<strong>al</strong> screening<strong>for</strong> another gen<strong>et</strong>ic disorder, cystic fibrosis, isthat the uptake rate <strong>for</strong> testing is lower than <strong>for</strong>antenat<strong>al</strong> screening, even though it offers morereproductive choice (Brock, 1994).Cascade screeningFollowing the clinic<strong>al</strong> diagnosis of an affectedindividu<strong>al</strong>, the gen<strong>et</strong>ic services norm<strong>al</strong>ly offercounselling and DNA testing to family members.Close relatives are tested first and, depending onthe results, more distant relatives might be contacted.This is a well-established approach in clinic<strong>al</strong>gen<strong>et</strong>ics and some would not regard it as screeningper se. With cystic fibrosis screening, a distinctionhas been made b<strong>et</strong>ween this practice and a moreactive type of cascade testing whereby a systematicapproach is made to identify <strong>al</strong>l affected families.Active cascade screening in its most compl<strong>et</strong>e <strong>for</strong>mbegins with a concerted attempt at case-finding.This may involve systematic testing at institutionsand speci<strong>al</strong> schools in the area (see page 27).Paediatric testingIt is established practice <strong>for</strong> paediatricians torequest cytogen<strong>et</strong>ic tests on children referredto them because of development<strong>al</strong> delay. Bloodsamples from children with this indication areusu<strong>al</strong>ly tested <strong>for</strong> Down’s syndrome and fragileX syndrome. Since the new molecular gen<strong>et</strong>ictechnology has become available, fragile Xsyndrome testing is starting to be per<strong>for</strong>medin DNA rather than cytogen<strong>et</strong>ic laboratories.Many diagnoses are made in this manner butthey tend to be the more severe cases.In the UK, a system exists in schools whereby a<strong>for</strong>m<strong>al</strong> statement is made by the loc<strong>al</strong> educationauthority when a child is considered to have aspeci<strong>al</strong> education<strong>al</strong> need. Paediatricians maycontribute to the assessment on which the statementis based but this is not routine practice. The1981 Education Act requires that needs identifiedin such a statement are m<strong>et</strong>. It is not known whatproportion of children with fragile X syndrome willhave such a statement made. Also, there is often aconsiderable delay be<strong>for</strong>e the <strong>for</strong>m<strong>al</strong> statement ismade. In order to produce a substanti<strong>al</strong> increasein the number of early diagnoses, a more systematicand active approach is needed. One possibilitywould be to <strong>al</strong>ert teachers to specific cognitiveand behaviour<strong>al</strong> traits that indicate a high riskof the disorder.Neonat<strong>al</strong> testingIn the UK, <strong>al</strong>l newborn infants are subjectto routine testing <strong>for</strong> phenylk<strong>et</strong>onuria andhypothyroidism using a he<strong>al</strong> prick blood sampleabsorbed on to a Guthrie card. Increasingly, somecentres are using spare blood spots on the card totest <strong>for</strong> cystic fibrosis and it would be technic<strong>al</strong>lyfeasible to further extend such testing to includefragile X syndrome.Prenat<strong>al</strong> diagnosisFem<strong>al</strong>es discovered to have a PM or FM throughantenat<strong>al</strong> screening or as a result of any of theother screening strategies described above willhave the option of prenat<strong>al</strong> diagnosis. Fo<strong>et</strong><strong>al</strong> DNAcan be obtained from any one of three differentinvasive procedures, namely amniocentesis,chorionic villus sampling (CVS) and peripher<strong>al</strong>umbilic<strong>al</strong> cord blood sampling (PUBS). Eachprocedure has its own technic<strong>al</strong> limitations andhazards, and these are discussed later.The DNA test on the fo<strong>et</strong><strong>al</strong> materi<strong>al</strong> obtained atprenat<strong>al</strong> diagnosis <strong>al</strong>so has its limitations. The testcan only d<strong>et</strong>ermine wh<strong>et</strong>her or not the fo<strong>et</strong>us hasan FM. If it is a m<strong>al</strong>e fo<strong>et</strong>us this is equiv<strong>al</strong>ent todiagnosing fragile X syndrome. However, only h<strong>al</strong>fthe fem<strong>al</strong>e fo<strong>et</strong>uses with an FM will have the disorder.Those accepting an offer of prenat<strong>al</strong> testing,need to give considerable thought to how they willproceed if a fem<strong>al</strong>e FM carrier is d<strong>et</strong>ected. In additionto the options to terminate or continue withthe pregnancy, which <strong>al</strong>so apply to m<strong>al</strong>e fo<strong>et</strong>uses,there is a third possibility. They could agree inadvance only to be in<strong>for</strong>med that there is an abnorm<strong>al</strong>ityif the fo<strong>et</strong>us is m<strong>al</strong>e. In view of this problemand other considerations (discussed in chapter 12),gen<strong>et</strong>ic counselling prior to prenat<strong>al</strong> diagnosis inwomen with a PM or FM is particularly difficult.Pre-implantation diagnosisThe d<strong>et</strong>ection of inherited diseases in very earlyembryos <strong>al</strong>lows the selection and transfer of only one


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4he<strong>al</strong>thy zygote to the uterus. After pre-implantationdiagnosis, couples with a high prior risk can embarkon the pregnancy with the certainty that it is freefrom the specific condition in the family.This service is currently available <strong>for</strong> cystic fibrosisand X-linked diseases. For fragile X syndrome suchtesting has been done in research laboratories andis likely to become more gener<strong>al</strong>ly available in thefuture. If the mother has an FM, any zygotes which<strong>al</strong>so have an FM need not be transferred. If she hasa PM there are two possibilities; either to avoid usingany mutated zygotes or to reject only those with anFM. If there are not enough good qu<strong>al</strong>ity zygotes,the latter option might have to be adopted. However,expansion may not have taken place in the blastomere(see page 14) and, if there is a later expansionto FM, the fo<strong>et</strong>us may have fragile X syndrome.improved by carrying out a prior screening of th<strong>et</strong>arg<strong>et</strong> population to identify those at increasedrisk of fragile X syndrome and to focus testingon this subgroup. Medic<strong>al</strong> records and directexamination of the individu<strong>al</strong>s can be used.Sever<strong>al</strong> physic<strong>al</strong> and behaviour<strong>al</strong> checklists havebeen developed <strong>for</strong> this purpose (Laing <strong>et</strong> <strong>al</strong>,1991; Hagerman <strong>et</strong> <strong>al</strong>, 1991; Butler <strong>et</strong> <strong>al</strong>, 1991b;Nolin <strong>et</strong> <strong>al</strong>, 1991; Gabarron <strong>et</strong> <strong>al</strong>, 1992). Discriminantan<strong>al</strong>ysis on the items listed shows that mostaffected m<strong>al</strong>es can be identified by using relativelyfew of them. For example, Butler and colleagues(1991b) found that five physic<strong>al</strong> criteria, tog<strong>et</strong>herwith a family history of learning disabilities, wouldcorrectly classify over 90% of affected m<strong>al</strong>es. Theseinclude the presence of plantar crease, simiancrease, macro-orchidism (mainly post-pubert<strong>al</strong>),large or prominent ears and hyper-extensibility.Case-findingActive cascade screening is dependent on findingindex cases. The efficiency of this step can be27


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 8<strong>Screening</strong> and diagnostic testsMany of the assay m<strong>et</strong>hods used to d<strong>et</strong>ect aPM or FM produce different results in m<strong>al</strong>esand fem<strong>al</strong>es. This is because of the presence of twocopies of the X chromosome in fem<strong>al</strong>es and to X-chromosome inactivation. Thus, in some assays amutation in one X chromosome may be masked bya norm<strong>al</strong> response in the other. In other assays theinactivated X chromosome will react differently tothe other.Cytogen<strong>et</strong>ic testsThis m<strong>et</strong>hod is only suitable <strong>for</strong> d<strong>et</strong>ecting an FM.The technique is to culture cells under specificconditions that lead to the expression of FRAXA.Folic acid or thymidine deprivation is the princip<strong>al</strong>condition, <strong>al</strong>though other m<strong>et</strong>hods canbe used (Sutherland, 1977). F<strong>al</strong>se-positives andf<strong>al</strong>se-negatives occur <strong>for</strong> both intrinsic and technic<strong>al</strong>reasons (see Table 5 and page 9). Th<strong>et</strong>est requires a high degree of operator skill,tog<strong>et</strong>her with long culture times (Jacky <strong>et</strong> <strong>al</strong>,1991). Consequently, it is time-consuming andexpensive (about £75–150 per sample). Theusu<strong>al</strong> laboratory turn-round time is 2–3 weeks.Southern blotting ofgenomic DNABoth the PM and FM can be d<strong>et</strong>ected in m<strong>al</strong>es andfem<strong>al</strong>es by directly assessing the size of restrictionenzyme generated DNA fragments encompassingthe repeat sequence. Del<strong>et</strong>ions in the FMR-1 genecan <strong>al</strong>so be identified (Gedeon <strong>et</strong> <strong>al</strong>, 1992; Wörhle<strong>et</strong> <strong>al</strong>, 1992a; Trottier <strong>et</strong> <strong>al</strong>, 1994; de Graaff <strong>et</strong> <strong>al</strong>,1995a; Meijer <strong>et</strong> <strong>al</strong>, 1994; Mila <strong>et</strong> <strong>al</strong>, 1996). Thed<strong>et</strong>ection of point mutations will require sequencing(de Boulle <strong>et</strong> <strong>al</strong>, 1993) but they are rare.DNA is extracted from whole blood samples,digested with the restriction enzymes, blotted andd<strong>et</strong>ected on the hybridising gel with a radioactiveprobe (Hirst <strong>et</strong> <strong>al</strong>, 1991a; Nakahori <strong>et</strong> <strong>al</strong>, 1991;Oberlé <strong>et</strong> <strong>al</strong>, 1991; Mulley <strong>et</strong> <strong>al</strong>, 1992; Rousseau<strong>et</strong> <strong>al</strong>, 1992) or a chemiluminescent (El-Aleem <strong>et</strong> <strong>al</strong>,1995) probe. Various combinations of restrictionenzymes and probes may be used. Commonrestriction enzymes are EcoRI, PstI, BglII, HindIII,BclI, SacII, BssHII, EagI and BstZI; the last fourare m<strong>et</strong>hylation-sensitive. Recommended probesinclude Ox1.9, StB12.3 and StB12XX (Snow <strong>et</strong> <strong>al</strong>,1992; Macpherson <strong>et</strong> <strong>al</strong>, 1992a; Rousseau <strong>et</strong> <strong>al</strong>,1991a; Rousseau <strong>et</strong> <strong>al</strong>, 1991b). Choice of restrictionenzyme will depend on the type of mutationbeing tested. For example, the d<strong>et</strong>ection of largePMs using PstI or sm<strong>al</strong>l PMs using BclI will <strong>al</strong>lowimproved size resolution (Kremer <strong>et</strong> <strong>al</strong>, 1991; Fu<strong>et</strong> <strong>al</strong>, 1991; Rousseau <strong>et</strong> <strong>al</strong>, 1992), whereas EcoRIor BglII are more appropriate <strong>for</strong> the d<strong>et</strong>ectionof an FM mutation (Rousseau <strong>et</strong> <strong>al</strong>, 1992). Thelocations of some of the restriction enzymes andprobes in relation to the FMR-1 gene are shownin Figure 3.The h<strong>et</strong>erogeneous nature of large expansions (seepage 11) means that a smear of repeat sizes acrossthe hybridising gel is often seen rather than sharpbands. In order to increase the sign<strong>al</strong>-to-noise ratioOx1.9StB12.3BgIIIEcoRIPstlPstlPstlEcoRIBgIII5' 3'CpG islandRepeat sequenceFIGURE 3 Location of restriction sites and probes close to FMR-129


<strong>Screening</strong> and diagnostic testsand, hence, optimise d<strong>et</strong>ection, a radioactive probewhich is compatible with restriction enzyme choiceis recommended (Rousseau <strong>et</strong> <strong>al</strong>, 1992).A simplified profile of the DNA banding patternproduced from a double digest is shown in Figure 4.Norm<strong>al</strong> m<strong>al</strong>es have a single band whereas, infem<strong>al</strong>es, a second band is seen representing them<strong>et</strong>hylated, inactivated X chromosome. A fourbandedpattern is produced by a fem<strong>al</strong>e with aPM, since she will have the mutated and norm<strong>al</strong> Xchromosome in both the inactive and active state.In m<strong>al</strong>es, a m<strong>et</strong>hylated band is seen only <strong>for</strong> an FM.Southern blotting has sever<strong>al</strong> disadvantages inthe screening context. First, it cannot be usedto d<strong>et</strong>ermine accurately the repeat size, which isimportant <strong>for</strong> sm<strong>al</strong>l PMs. Second, there is a longlaboratory turn-round time of up to 10 days, largelybecause of the radioactive d<strong>et</strong>ection of fragments;using a phospho-imaging d<strong>et</strong>ection system (such asthat produced by Molecular Synth<strong>et</strong>ics Ltd) couldreduce turn-round time to 1 day. Third, the test isexpensive at about £50–75 per test.DNA amplification by polymerasechain reactionA rapid and relatively cheap m<strong>et</strong>hod of assessingthe repeat size is to amplify part of the DNA.The most common technique is the polymerasechain reaction (PCR), in which the enzyme DNApolymerase is used to process and copy a specifiedsequence. The PCR product can be d<strong>et</strong>ected byradioactive (Fu <strong>et</strong> <strong>al</strong>, 1991; Pergolizzi <strong>et</strong> <strong>al</strong>, 1992;Erster <strong>et</strong> <strong>al</strong>, 1992) or other means (Brown <strong>et</strong> <strong>al</strong>,1993; El-Aleem <strong>et</strong> <strong>al</strong>, 1995; Nanba <strong>et</strong> <strong>al</strong>, 1995;Haddad <strong>et</strong> <strong>al</strong>, 1996; Wang <strong>et</strong> <strong>al</strong>, 1995a). Thus, them<strong>et</strong>hod works on sm<strong>al</strong>ler quantities of less purifiedstarting materi<strong>al</strong>, either blood or mouthwash(Hagerman <strong>et</strong> <strong>al</strong>, 1994a), than Southern blotting.The turn-round time <strong>for</strong> PCR testing is approximately1 week and, <strong>for</strong> a high throughput, thecost may be reduced to £10 per sample.PCR is most suitable <strong>for</strong> d<strong>et</strong>ecting PMs and largenorm<strong>al</strong> <strong>al</strong>leles as it enables improved size resolutionof sm<strong>al</strong>l repeat sequences (Heitz <strong>et</strong> <strong>al</strong>, 1992;Macpherson <strong>et</strong> <strong>al</strong>, 1992a). Its use is limited <strong>for</strong> thed<strong>et</strong>ection of large FMs, and it is unable to d<strong>et</strong>erminem<strong>et</strong>hylation status. There is a tendency <strong>for</strong>large FMs to fail to amplify. This is less of a problemin m<strong>al</strong>es since absence of an expanded fragmentcan be taken to indicate that an FM may be presentand demonstration of a sm<strong>al</strong>l repeat size is sufficientto exclude an FM. In fem<strong>al</strong>es, however, theabsence of one of the two bands expected afterPCR an<strong>al</strong>ysis is ambiguous. A sm<strong>al</strong>l single band isconsistent with(a) preferenti<strong>al</strong> amplification of the sm<strong>al</strong>ler oftwo <strong>al</strong>leles, one of which might be mutated(Brown <strong>et</strong> <strong>al</strong>, 1993; Erster <strong>et</strong> <strong>al</strong>, 1992; Pergolizzi<strong>et</strong> <strong>al</strong>, 1992)(b) norm<strong>al</strong> <strong>al</strong>leles homozygous <strong>for</strong> size(c) norm<strong>al</strong> <strong>al</strong>leles differing by only one CGGrepeat, which are practic<strong>al</strong>ly indistinguishable.Brown and colleagues (1993) have devised am<strong>et</strong>hodology which avoids selective amplificationof the sm<strong>al</strong>ler <strong>al</strong>lele in h<strong>et</strong>erozygotes enablingthem to be differentiated from homozygotes.However, a single <strong>al</strong>lele on PCR is still notfully in<strong>for</strong>mative.PCR and selectiveSouthern blottingSequenti<strong>al</strong> testing is a reasonable compromiseb<strong>et</strong>ween Southern blotting and PCR. The protocol5.2 kb2.8 kbNorm<strong>al</strong>fem<strong>al</strong>eNorm<strong>al</strong>m<strong>al</strong>ePMfem<strong>al</strong>ePMm<strong>al</strong>eFMfem<strong>al</strong>eFMm<strong>al</strong>eFM m<strong>al</strong>emosaic30FIGURE 4 Example of test results using a double digest


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4is to per<strong>for</strong>m PCR on <strong>al</strong>l samples but when thereis a failure to amplify or there is a single band ina fem<strong>al</strong>e to per<strong>for</strong>m a Southern blot. Over onequarterof fem<strong>al</strong>es are homozygous <strong>for</strong> repeat size(see Table 2) and, in our experience, a further 8%have <strong>al</strong>leles differing by one repeat. Thus, thisapproach requires a fair amount of Southernblotting, adding an extra week to the turn-roundtime and, thus, addition<strong>al</strong> costs.Blotting PCR productsAlthough FMs are amplified inefficiently, theirlarge expansions become ide<strong>al</strong> hybridisationtarg<strong>et</strong>s <strong>for</strong> CGG containing oligonucleotides.Blotting m<strong>et</strong>hods <strong>for</strong> these PCR products havebeen described <strong>for</strong> fragile X syndrome. Becaus<strong>et</strong>he initi<strong>al</strong> reaction uses DNA amplification, onlysm<strong>al</strong>l amounts of starting materi<strong>al</strong> are required.Non-radioactive blotting of amplified productsis feasible (Pergolizzi <strong>et</strong> <strong>al</strong>, 1992).PCR-based m<strong>et</strong>hylation assayThis m<strong>et</strong>hod relies on the fact that the unm<strong>et</strong>hylatedFMR-1 gene can be digested by certainenzymes, whereas the m<strong>et</strong>hylated gene is resistantto digestion. Thus, in m<strong>al</strong>es, where m<strong>et</strong>hylationoccurs with an FM but not a PM or norm<strong>al</strong> <strong>al</strong>lele,digestion with a m<strong>et</strong>hylation-sensitive enzymefollowed by amplification should only yieldproducts if there is an FM. Fem<strong>al</strong>es with an FMare not d<strong>et</strong>ected by this m<strong>et</strong>hod since they <strong>al</strong>wayshave one of their X chromosomes m<strong>et</strong>hylated(Wang <strong>et</strong> <strong>al</strong>, 1995a). There is <strong>al</strong>so the risk ofincompl<strong>et</strong>e digestion.Measurement of FMRPAn antibody test has been described to measureFMRP (Willemsen <strong>et</strong> <strong>al</strong>, 1995). This could be usedto d<strong>et</strong>ect an FM in m<strong>al</strong>es since those affected shouldproduce no protein. The test will not be useful infem<strong>al</strong>es since protein is produced from the norm<strong>al</strong>active X chromosome even when the other chromosomehas an FM. Also, even <strong>for</strong> m<strong>al</strong>es the test islimited, because mosaics produce FMRP to a degree.PM <strong>al</strong>leles yield norm<strong>al</strong> quantities of FMRP.Alternatives to standard PCRSever<strong>al</strong> <strong>al</strong>ternative m<strong>et</strong>hods to standard PCR havebeen described, <strong>al</strong>though none are in routine use.Repeat expansion d<strong>et</strong>ectionFirst described by Sch<strong>al</strong>ling and colleagues (1992),repeat expansion d<strong>et</strong>ection (RED) uses a thermostableDNA ligase in the usu<strong>al</strong> cycling reaction.Complementary oligonucleotides are used, whichanne<strong>al</strong> <strong>al</strong>ong the entire length of one strand ofthe repeat sequence. Adjacent oligonucleotidesare then joined by adding ligase. The ligatedproducts from one cycle continue to ligate toproducts generated from the origin<strong>al</strong> DNA in <strong>al</strong>lsubsequent cycles, until the whole expansion hasbeen replicated. However, sensitivity is rather poorin comparison with PCR because the techniqueinvolves no amplification.Ligase chain reactionThe ligase chain reaction (LCR) does <strong>al</strong>low amplificationbut to date has gener<strong>al</strong>ly been restrictedto the mapping of point mutations involving thegeneration of short str<strong>et</strong>ches of DNA. LCR is lesssuited to the amplification of longer str<strong>et</strong>ches ofDNA because of its reliance on complementaryself-anne<strong>al</strong>ing primers. It has an advantage overPCR in that it is a non-processive system andshould not show undue bias against the d<strong>et</strong>ectionof large expansions.HybridsA m<strong>et</strong>hod combining LCR and PCR has beendescribed by both Abbott Laboratories Ltd andRoche Diagnostics Ltd <strong>for</strong> the d<strong>et</strong>ection of microorganisms,and this may adapt well to d<strong>et</strong>ectingCGG amplifications <strong>al</strong>though it has not as y<strong>et</strong> beentried. A modified RED with the hybrid PCR–LCRd<strong>et</strong>ection system is another possibility.Testing protocolsGiven the technic<strong>al</strong>, practic<strong>al</strong> and financi<strong>al</strong>constraints of the various laboratory techniquesavailable, it is possible to devise a reasonabl<strong>et</strong>esting protocol <strong>for</strong> the main applications.<strong>Screening</strong>For antenat<strong>al</strong>, pre-conceptu<strong>al</strong>, cascade andneonat<strong>al</strong> screening, the first choice would bePCR followed by selective Southern blottingof ambiguous <strong>al</strong>leles. Since antenat<strong>al</strong> and preconceptu<strong>al</strong>screening concentrate on fem<strong>al</strong>es,one-third of samples may <strong>al</strong>so need Southernblotting, thus increasing the average cost oftesting to about £30 per sample. Non<strong>et</strong>heless,this would offer a cheaper, faster and moreaccurate <strong>al</strong>ternative to Southern blotting of <strong>al</strong>lsamples. A more sophisticated protocol wouldinvolve the sequencing of grey zone <strong>al</strong>leles <strong>for</strong>31


<strong>Screening</strong> and diagnostic teststhe number of interrupting AGGs. In case-finding<strong>for</strong> cascade screening or in paediatric screening,genomic Southern blotting would be used tod<strong>et</strong>ect the FM <strong>al</strong>lele.Prenat<strong>al</strong> diagnosisThe first prenat<strong>al</strong> diagnosis of an affected fo<strong>et</strong>uswas made using cytogen<strong>et</strong>ics in amniocytes (Jenkins<strong>et</strong> <strong>al</strong>, 1981; Shapiro <strong>et</strong> <strong>al</strong>, 1982). Since then, over100 cytogen<strong>et</strong>ic prenat<strong>al</strong> diagnoses have been madein amniocytes, chorionic villi and fo<strong>et</strong><strong>al</strong> blood with,as expected, large numbers of f<strong>al</strong>se-negative andf<strong>al</strong>se-positive results (Jenkins <strong>et</strong> <strong>al</strong>, 1995b).There have been no reported diagnostic errorsusing DNA technology in amniocytes (Jenkins <strong>et</strong><strong>al</strong>, 1995b) but care is needed when chorionic villiare an<strong>al</strong>ysed. CVS has the advantage over amniocentesisof an earlier and speedier diagnosis butthere are technic<strong>al</strong> problems. Sever<strong>al</strong> studieshave reported abnorm<strong>al</strong> m<strong>et</strong>hylation patterns inchorionic villi whereby FMs genes are hypom<strong>et</strong>hylatedrelative to fo<strong>et</strong><strong>al</strong> tissue (Sutherland <strong>et</strong> <strong>al</strong>,1991a; Iida <strong>et</strong> <strong>al</strong>, 1994; Castellvi-Bel <strong>et</strong> <strong>al</strong>, 1995;Yamauchi <strong>et</strong> <strong>al</strong>, 1993; Jenkins <strong>et</strong> <strong>al</strong>, 1994b; Sutherland<strong>et</strong> <strong>al</strong>, 1991b). Consequently, lyonisation of theinactive X is not observed and fo<strong>et</strong><strong>al</strong> sex d<strong>et</strong>erminationrequires addition<strong>al</strong> PCR amplification of X-and Y-specific DNA (Devys <strong>et</strong> <strong>al</strong>, 1992). Also, it isdifficult to interpr<strong>et</strong> a band in the PM range whichcould be the result of incompl<strong>et</strong>e m<strong>et</strong>hylation ofa FM size mosaic (Strain <strong>et</strong> <strong>al</strong>, 1994). In such cases,an amniotic fluid or fo<strong>et</strong><strong>al</strong> blood sample would beneeded to d<strong>et</strong>ermine the full range of the mutationand the m<strong>et</strong>hylation status of the fo<strong>et</strong>us. The lattercould only be confirmed by per<strong>for</strong>ming a doubledigest using a m<strong>et</strong>hylation sensitive restrictionenzyme. Matern<strong>al</strong> contamination has <strong>al</strong>so beenreported (Madd<strong>al</strong>ena <strong>et</strong> <strong>al</strong>, 1994).Pre-implantation diagnosisDreesen and colleagues (1995) suggest thatpre-implantation diagnosis may be per<strong>for</strong>medby genotyping the polymorphic RS46(DXS548)locus, which is closely linked with the FMR-1gene. However, there are two limitations withthis m<strong>et</strong>hod: a diagnosis cannot be made whenthe patern<strong>al</strong> and matern<strong>al</strong> <strong>al</strong>leles are the sameat this locus or when the fem<strong>al</strong>e is homozygousat the locus.32


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 9Practic<strong>al</strong> experience of screeningand diagnosisAntenat<strong>al</strong> screeningThere have not y<strong>et</strong> been any large-sc<strong>al</strong>e,population-based screening programmes inthe gener<strong>al</strong> population. However, there issome in<strong>for</strong>mation from two studies in whichattempts to screen selected populations havebeen made.Fairfax, USAA pilot study was initiated at the end of 1993.All women referred to a gen<strong>et</strong>ics institute <strong>for</strong>prenat<strong>al</strong> diagnosis were offered screening ona self-pay basis (Howard-Peebles <strong>et</strong> <strong>al</strong>, 1995;Spence <strong>et</strong> <strong>al</strong>, 1996). The princip<strong>al</strong> reason<strong>for</strong> referr<strong>al</strong> was advanced reproductive age.A tot<strong>al</strong> of 3345 pregnant women were offeredthe test, of whom 688 (21%) accepted. A largeproportion (31%) of those accepting the offerhad a family history of ment<strong>al</strong> r<strong>et</strong>ardation,learning disability, autism or attention-deficitdisorders, which may have influenced theirdecision. Of the three women who werefound to have a PM, <strong>al</strong>l had an unremarkablefamily history.New York, USAA sm<strong>al</strong>l antenat<strong>al</strong> screening programme hasbeen in place since 1992 <strong>for</strong> women with a familyhistory of learning disability of unknown a<strong>et</strong>iology(Brown <strong>et</strong> <strong>al</strong>, 1996). Some 344 women have beenscreened, but no in<strong>for</strong>mation is available on thenumber being offered the test. Six women werefound to have FMR-1 mutations – two had an FMand four a PM.Pre-conceptu<strong>al</strong> screeningThere are no reported studies of screening lowrisk populations prior to pregnancy. However,one centre has reported on testing 271 potenti<strong>al</strong>egg donors in an in-vitro fertilisation programme(Spence <strong>et</strong> <strong>al</strong>, 1996). One woman was found tohave a PM and another produced a result in thegrey zone, with a repeat size of 52. Both womenwere counselled and offered prenat<strong>al</strong> diagnosisin a subsequent pregnancy.Active cascade screeningThree fully active screening programmes havebeen reported so far; a fourth did not start bycase-finding among the ment<strong>al</strong>ly-handicappedbut used cytogen<strong>et</strong>ic records as its basis, tog<strong>et</strong>herwith an education<strong>al</strong> campaign among he<strong>al</strong>thcare providers.New South W<strong>al</strong>es,Austr<strong>al</strong>iaA state-wide screening programme has grown outof the studies aimed at case-finding which werestarted more than 10 years ago in New South W<strong>al</strong>es,Austr<strong>al</strong>ia (Turner <strong>et</strong> <strong>al</strong>, 1986). Over the years theproject has become a full-sc<strong>al</strong>e cascade screeningprogramme, whose stated aim is to in<strong>for</strong>mextended families about the reproductive risksbe<strong>for</strong>e childbearing.By 1990, the clinic<strong>al</strong> history of over 14,000intellectu<strong>al</strong>ly-handicapped individu<strong>al</strong>s, adultsand schoolchildren, had been reviewed and justover h<strong>al</strong>f were selected <strong>for</strong> testing (Turner <strong>et</strong> <strong>al</strong>,1992). Permission to test was received from79%, which resulted in 253 putative cases beingidentified, 30% of whom were not <strong>al</strong>ready knownto have fragile X syndrome. (Subsequent DNAtesting showed that some of these were f<strong>al</strong>sepositivediagnoses).A case-control study has been carried out toexamine the influence of gen<strong>et</strong>ic counsellingon subsequent reproduction among fem<strong>al</strong>eFM and PM carriers identified in the early stagesof the scheme. In 303 case-control pairs, thosegiven counselling had 26% fewer pregnancies(77 versus 104). This reproductive decline wasmost marked in the 85 pairs of women who<strong>al</strong>ready had an affected child; there were 70%fewer pregnancies (six versus 20). There were77 pregnancies in the women who had beencounselled, and <strong>al</strong>though prenat<strong>al</strong> diagnosiswas offered, only 61% accepted. Since theintroduction of DNA testing m<strong>et</strong>hods, 44 fem<strong>al</strong>ecarriers identified by the scheme have subsequentlybecame pregnant (Robinson <strong>et</strong> <strong>al</strong>, 1996).All were offered prenat<strong>al</strong> diagnosis and 34(77%) accepted.33


Practic<strong>al</strong> experience of screening and diagnosisNew York State, USAIn 1987, a programme of cascade screeningwas started in seven regions of New York State(Nolin <strong>et</strong> <strong>al</strong>, 1991; 1992). Ment<strong>al</strong>ly-impaired,post-pubert<strong>al</strong> m<strong>al</strong>es from institutions andcommunity residences were considered <strong>for</strong>diagnostic testing. Physic<strong>al</strong> examinations werecarried out to select those who might havefragile X syndrome and, as a result, 42% wer<strong>et</strong>ested. By 1991, 43 cases had been identifiedin 38 families. Of the 33 families followed-upso far, in order to offer gen<strong>et</strong>ic counselling,appropriate relatives could not be found <strong>for</strong>nine and, of the remainder, 12 (50%) tookup the offer.Murcia, SpainIn 1986, a programme of cascade screening wasbegun in the southern Spanish region of Murcia.Index cases were found in speci<strong>al</strong> schools andsheltered workshops. The medic<strong>al</strong> records wereexamined in an attempt to preselect those <strong>for</strong>diagnostic testing. In the event, the records werenot good enough to enable such a selection tobe made, so most m<strong>al</strong>es were selected. A tot<strong>al</strong> of22 cases were found, out of 223 m<strong>al</strong>es tested, andthe cascade screening used these tog<strong>et</strong>her witha further 31 m<strong>al</strong>es referred directly to the gen<strong>et</strong>icservices. Over<strong>al</strong>l figures on the uptake rate ofgen<strong>et</strong>ic counselling are not available but, inthe 18 families identified from cases in speci<strong>al</strong>schools, 11 (61%) accepted referr<strong>al</strong>; those thatdid not had no appropriate relatives or hadbeen sterilised.Kuopio, FinlandAn attempt has been made to systematic<strong>al</strong>ly testthe families of index cases diagnosed since 1991in Kuopio, Finland (Ryyänen <strong>et</strong> <strong>al</strong>, 1995). Fromcytogen<strong>et</strong>ic records, 28 probands were identifiedand, following a campaign to raise awarenessamong relevant he<strong>al</strong>th care providers, a further31 were found. In each family a contact wasapproached, usu<strong>al</strong>ly a parent or guardian, andasked to make arrangements <strong>for</strong> other familymembers to be contacted. On the basis of thepedigree, a tot<strong>al</strong> of 1017 relatives were identifiedwho had at least a one in eight chance of havingfragile X syndrome. Of the 48% who agreed tobe tested, 72 (14%) were found to have an FMand 163 (32%) a PM. Of the unaffected fem<strong>al</strong>eswith an FM or PM who were identified as a result,21 subsequently became pregnant. All acceptedprenat<strong>al</strong> diagnosis and the nine fo<strong>et</strong>uses with anFM were terminated. Twelve of these women hadno previous knowledge that they were at highrisk of having an affected pregnancy.Prenat<strong>al</strong> diagnosis andtermination of pregnancyIt is to be expected that most of those undergoinginvasive prenat<strong>al</strong> diagnosis <strong>for</strong> fragile X syndromeTABLE 10 Prenat<strong>al</strong> diagnosis † of a fem<strong>al</strong>e fo<strong>et</strong>us with an FM – outcome of pregnancy. Results from seven studiesStudy Number Outcomeof pregnanciesBirth Termination UnknownFrance 3 1 1 1Devys <strong>et</strong> <strong>al</strong>, 1992USA, NY I 4 1 3 0Brown <strong>et</strong> <strong>al</strong>, 1993Finland 2 2 0 0von Koskull <strong>et</strong> <strong>al</strong>, 1994USA, Fairfax 6 2 0 4Madd<strong>al</strong>ena <strong>et</strong> <strong>al</strong>, 1994Finland, Kuopio 6 0 6 0Ryynänen <strong>et</strong> <strong>al</strong>, 1995USA, NY II 20 7 13 0Brown <strong>et</strong> <strong>al</strong>, 1996, plus person<strong>al</strong> communicationIt<strong>al</strong>y 6 2 4 0Grasso <strong>et</strong> <strong>al</strong>, 1996Tot<strong>al</strong> 47 15 (32%) 27 (57%) 5 (11%)34† Using DNA technology.


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4will opt to terminate the pregnancy if the fo<strong>et</strong>ushas an FM and is m<strong>al</strong>e. The reverse might beexpected in fem<strong>al</strong>e fo<strong>et</strong>uses with an FM, butthis is not born out by the published studies. InTable 10, the combined results from seven studies<strong>for</strong> the outcome of pregnancy are shown <strong>for</strong> atot<strong>al</strong> of 47 such fo<strong>et</strong>uses. Over h<strong>al</strong>f are known tohave opted <strong>for</strong> termination and, excluding thoseof unknown outcome, the proportion increasesto 64%.Paediatric screeningReferr<strong>al</strong>A working group from the American College ofMedic<strong>al</strong> Gen<strong>et</strong>ics (1994) has published guidelinesto aid clinicians in making referr<strong>al</strong>s <strong>for</strong> fragile Xtesting. The group recommends that individu<strong>al</strong>sof either sex with ment<strong>al</strong> r<strong>et</strong>ardation, development<strong>al</strong>delay, or autism be referred, especi<strong>al</strong>lyif features of the disorder are present or thereis a family history of fragile X syndrome or anyother ment<strong>al</strong> abnorm<strong>al</strong>ity. Thus, in New Mexico(Kaplan <strong>et</strong> <strong>al</strong>, 1994), of 271 individu<strong>al</strong>s tested atone laboratory, 61% were referred because ofment<strong>al</strong> r<strong>et</strong>ardation, 27% <strong>for</strong> development<strong>al</strong> delayand 4% <strong>for</strong> attention-deficit disorders. Only 5%had a family history of fragile X syndrome. AnFM was found in 11 individu<strong>al</strong>s, of whom sevenwere from the 11 referr<strong>al</strong>s with a family historyof fragile X syndrome.In the UK, children with learning difficulties ordevelopment<strong>al</strong> delay who are referred to gen<strong>et</strong>icscentres usu<strong>al</strong>ly have tests to exclude fragile Xsyndrome. Since DNA testing became possible,samples are gener<strong>al</strong>ly being sent to region<strong>al</strong> DNAlaboratories <strong>for</strong> testing. There are no publisheddata on the numbers of samples tested <strong>for</strong> thecountry as a whole but some region<strong>al</strong> figures areavailable. In Leeds, we have tested samples fromabout 1500 boys, five of whom were found to havean FM. Of 153 girls referred <strong>for</strong> testing, none hadan FM. Similar results were obtained in Edinburghwhere, over a 5-year period, about 1000 boys havebeen referred and 18 FMs d<strong>et</strong>ected (ProfessorDJH Brock, person<strong>al</strong> communication). Mored<strong>et</strong>ails of referr<strong>al</strong> patterns have come from theSouth East Thames Region<strong>al</strong> Cytogen<strong>et</strong>ics Laboratory(Barnicoat <strong>et</strong> <strong>al</strong>, 1993). Of 680 referr<strong>al</strong>s, h<strong>al</strong>fwere <strong>for</strong> development<strong>al</strong> delay, 79% were m<strong>al</strong>e, 17%were related and 3% had pedigrees <strong>al</strong>ready knownto be affected. As a result, 17 individu<strong>al</strong>s, <strong>al</strong>l m<strong>al</strong>e,were diagnosed as having fragile X syndrome.It is not known to what extent this diagnostictesting leads to cascade screening, active orotherwise. In Strasbourg, France, Mandel andcolleagues (1994) have used DNA m<strong>et</strong>hods since1991 to test individu<strong>al</strong>s referred because ofment<strong>al</strong> r<strong>et</strong>ardation. Over the first 2 years, about5% of those tested had an FM. Consequently,38 fem<strong>al</strong>e carriers were identified in 28 familiesof the probands. It is unclear why there is a higherrate of FM in this study compared with the UKstudies. However, the referring doctors includedclinic<strong>al</strong> gen<strong>et</strong>icists, and there was a requirementto compl<strong>et</strong>e a clinic<strong>al</strong> ev<strong>al</strong>uation <strong>for</strong>m <strong>for</strong> eachreferr<strong>al</strong>, which may have resulted in a degreeof pre-selection.ActiveHagerman and colleagues (1994b) carried out apilot project to d<strong>et</strong>ermine the feasibility of usingspeci<strong>al</strong> education personnel to select and screenschoolchildren at high risk of fragile X syndrome.The project was carried out in five Colorado, USA,school districts. The first stage was to train teachers,and other profession<strong>al</strong>s who have contact withpupils needing speci<strong>al</strong> education, to use a physic<strong>al</strong>and behaviour<strong>al</strong> checklist. Those d<strong>et</strong>ermined to beat high risk were, with parent<strong>al</strong> consent, screenedusing a mouthwash sample. Of the 439 pupilstested so far, one-third of whom are girls, 51% hada learning disability and 35% had an attentiondeficitdisorder. Only four of those tested hadan FM, a mosaic m<strong>al</strong>e and three fem<strong>al</strong>es, and <strong>al</strong>lexcept one of the fem<strong>al</strong>es were <strong>al</strong>ready knownto loc<strong>al</strong> paediatric services.35


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 10Modelling <strong>al</strong>lele dynamicsThe published studies describing practic<strong>al</strong>experience with screening do not providesufficient in<strong>for</strong>mation in themselves to assess thepotenti<strong>al</strong> of the different screening strategies <strong>for</strong>fragile X syndrome. Instead, we found it necessaryto rely on theor<strong>et</strong>ic<strong>al</strong> c<strong>al</strong>culations using the bestestimates available from the literature. Part of thisrequired the construction of a statistic<strong>al</strong> modelwhich described the population dynamics of thePM and FM <strong>al</strong>leles b<strong>et</strong>ween generations. Althoughsever<strong>al</strong> such models have been constructed theydo not me<strong>et</strong> the current needs. The earliest models(Winter, 1987; Sved & Laird, 1990) did not hav<strong>et</strong>he benefit of knowledge of the molecular basis ofthe defect. Later models (Morton & Macpherson,1992; Kolehmainen, 1994; Ashley & Sherman,1995) were increasingly d<strong>et</strong>ailed, taking accountof the latest DNA studies, but are unnecessarilycomplicated <strong>for</strong> the purposes of screening.possible outcomes <strong>for</strong> their children, in terms of<strong>al</strong>lelic inheritance and the presence of fragile Xsyndrome. These possibilities are shown in Figure 5,using what is known about the molecular biologyof the PM and FM <strong>al</strong>leles. Some of the combinationsof couples have been left out (e.g. bothparents have a PM), as they would add complexitybut make little difference to the results. Bothm<strong>al</strong>es and fem<strong>al</strong>es with an FM are included,<strong>al</strong>though the reproductive fitness of m<strong>al</strong>es isthought to be effectively zero and affected fem<strong>al</strong>estend not to reproduce (Sherman <strong>et</strong> <strong>al</strong>, 1984).The critic<strong>al</strong> components of the model are thefrequency of the <strong>al</strong>leles and the risk of expansionfrom PM to FM in one fem<strong>al</strong>e generation. It islikely that different v<strong>al</strong>ues will need to be assignedto these components according to wh<strong>et</strong>her thecouples are members of families affected by fragileX syndrome or of the gener<strong>al</strong> population.A simple modelA simple and understandable way of modellingthe screening process is to begin with a populationof 1 million couples and consider the variousPM frequencyThe results of nine studies in which the repeat sizehas been d<strong>et</strong>ermined among unrelated individu<strong>al</strong>swith no family history of fragile X syndrome areParentsFM FM PM Norm<strong>al</strong>ReproduceFo<strong>et</strong><strong>al</strong>mutationFo<strong>et</strong><strong>al</strong>FM<strong>Fragile</strong> XFIGURE 5 Possible outcomes of pregnancy37


Modelling <strong>al</strong>lele dynamicsshown in Table 11. The cut-off size used to definea PM was the same across the studies (54) so thatthey can be readily combined. In 26,178 fem<strong>al</strong>esexamined, the PM frequency was 1 in 273, and in13,592 m<strong>al</strong>es the PM frequency was much lowerat 1 in 800. Althought most of the combined datacomes from one large Canadian study, the sm<strong>al</strong>lerstudies yielded similar results. The study fromFairfax, USA (Spence <strong>et</strong> <strong>al</strong>, 1996) may have beenslightly biased since testing was offered on a selfpaymentbasis and there was a low uptake (seepage 33). It is possible that those acceptingtesting were a biased subgroup. Non<strong>et</strong>heless, thefrequency was comparable with the other studies.One of the studies shown in Table 11 looked at thearray structure of PM <strong>al</strong>leles (Eichler <strong>et</strong> <strong>al</strong>, 1994).Using a pure repeat size of 34 as the cut-off, thePM prev<strong>al</strong>ence was 1 in 203.B<strong>et</strong>ween the studies shown in Table 11 there wassufficient in<strong>for</strong>mation on the repeat size <strong>for</strong> eachPM to produce a crude frequency distribution.In tot<strong>al</strong> there were 48 PMs in fem<strong>al</strong>es and thefrequency distribution of sizes is shown in Figure 6.TABLE 11 Frequency of PM in the gener<strong>al</strong> population: results from nine studiesStudy Source Number of Lowest Number of Frequencyof samples X chromosomes PM † PMs (1 in)Fem<strong>al</strong>esUSA, New York BD 394 57 1 197Snow <strong>et</strong> <strong>al</strong>, 1993Japan FH 454 – 0 > 227Arinami <strong>et</strong> <strong>al</strong>, 1993USA,Texas I FH 1122 75 1 561Reiss <strong>et</strong> <strong>al</strong>, 1994Canada, Quebec I OP 21,248 55 41 259Rousseau <strong>et</strong> <strong>al</strong>, 1995Canada, Manitoba GC 1470 55 2 368Dawson <strong>et</strong> <strong>al</strong>, 1995USA, Fairfax FH/ED 1490 60 3 248Spence <strong>et</strong> <strong>al</strong>, 1996All fem<strong>al</strong>es – 26,178 55 48 273M<strong>al</strong>esUSA, New York BD 50 – 0 > 50Snow <strong>et</strong> <strong>al</strong>, 1993Japan FH 370 – 0 > 370Arinami <strong>et</strong> <strong>al</strong>, 1993USA,Texas I FH 416 – 0 > 416Reiss <strong>et</strong> <strong>al</strong>, 1994USA,Texas II BD 406 – 0 > 406Eichler <strong>et</strong> <strong>al</strong>, 1994Canada, Manitoba GC 778 57 3 259Dawson <strong>et</strong> <strong>al</strong>, 1995Canada, Ontario GC 1000 61 1 1000Holden <strong>et</strong> <strong>al</strong>, 1995cCanada, Quebec II NS 10,572 NS 14 755Rousseau <strong>et</strong> <strong>al</strong>, 1996All m<strong>al</strong>es 13,592 57 17 800NB: A further study (Fu <strong>et</strong> <strong>al</strong>, 1991) found 1 fem<strong>al</strong>e PM among 492 X chromosomes but did not differentiate b<strong>et</strong>ween m<strong>al</strong>esand fem<strong>al</strong>es.† Most used a cut-off repeat size of 54.38BD, blood donors; FH, members of families having DNA tests unrelated to ment<strong>al</strong> impairment; OP, gener<strong>al</strong> out-patients; CG, Guthriecards; ED, egg donors; NS, not specified.


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 450 60 70 80 90 100Repeat sizeFIGURE 6 Population distribution of PM sizeFM frequencyFrom the fragile X syndrome prev<strong>al</strong>ence studies,2.5 per 10,000 m<strong>al</strong>es in the gener<strong>al</strong> population,or 1 in 4000, are estimated to have an FM (seepage 22). Since the X chromosome with an <strong>al</strong>lel<strong>et</strong>hat has expanded to an FM is equ<strong>al</strong>ly likely tobe passed on to a fem<strong>al</strong>e fo<strong>et</strong>us as to a m<strong>al</strong>e, theprev<strong>al</strong>ence of FMs in fem<strong>al</strong>es will <strong>al</strong>so be 1 in 4000.Risk of expansion from PM toFM in familiesBias in family studiesThe r<strong>et</strong>rospective nature of pedigree an<strong>al</strong>ysiswithin affected families can lead to a biasedestimate of the expansion risk. This is evidencedby the observed segregation ratio of norm<strong>al</strong> tomutated <strong>al</strong>leles in the offspring of women witha PM or FM. There should be an equ<strong>al</strong> numberof each but, in pedigree studies, there are moremutations than norm<strong>al</strong>s. This occurs becausefamilies with fragile X syndrome are ascertainedby the presence of an affected proband, leadingto an excess of FMs. Removing either one probandfrom each family or by removing the family fromthe study <strong>al</strong>tog<strong>et</strong>her will improve the segregationratio but it may be an over-correction <strong>for</strong> the bias.A related bias leads to a deficit of non-expandingPMs in parts of the pedigree more distant fromthe proband. If a fem<strong>al</strong>e with a PM did not haveaffected offspring she may not have been tested.Other untested distant family members mightinclude apparently norm<strong>al</strong> individu<strong>al</strong>s such asNTMs or unaffected fem<strong>al</strong>es with an FM. Fin<strong>al</strong>ly,there is a bias whereby families with more thanone affected member are more likely than lessaffected families to be ascertained again biasingtowards an excess of FMs.Estimated riskFour studies have reported on the risk of expansionusing direct pedigree an<strong>al</strong>ysis within affectedfamilies. Thus, the offspring of women with a PMwere studied and the proportion with an expansionto an FM in those inheriting the relevant Xchromosome is shown in Table 12. From three ofthe studies, the combined risk among 360 offspringwas 78% when the proband was included. Twoof three studies gave results after exclusion ofprobands and the risk is seen to be reduced. Whenthe results of these two studies are combined withthose from a fourth unbiased study, the risk ofexpansion in a tot<strong>al</strong> of 447 offspring is 60%. Alarge prospective multicentre collaborative studyis now underway in an attempt to overcome thebiases of family studies and, to date, 24 pregnancieshave occurred in which the X chromosome witha PM was passed to the offspring (Sherman <strong>et</strong> <strong>al</strong>,1994). The observed expansion risk so far is 87%but this high risk may be due to chance since themajority of the mothers happened to have aparticularly large PM.39


Modelling <strong>al</strong>lele dynamicsTABLE 12 Risk of expansion from PM to FM in affected families: results from four studiesStudy Mothers with PM Offspring with her mutation Excluding probandsNo. Repeat size No. No. with FM (%) No. No. with FM (%)USA,Texas 32 50–113 63 44 (70) – –Fu <strong>et</strong> <strong>al</strong>, 1991France 102 55–205 175 145 (83) 131 101 (77)Heitz <strong>et</strong> <strong>al</strong>, 1992Finland 66 60–130+ 122 92 (75) 79 49 (62)Väisänen <strong>et</strong> <strong>al</strong>, 1994USA, NY 110 50–130+ – – 184 119 (65)Fisch <strong>et</strong> <strong>al</strong>, 1995All 310 50–205 360 281 (78) 447 269 (60)40Risk of expansion accordingto PM sizeThe risk of expansion to the FM is correlated withthe size of the PM <strong>al</strong>lele of the carrier mother. Thelarger the repeat size of PM, the greater the riskof expansion to an FM. There <strong>al</strong>so appears to bea threshold PM size at which expansion to FM<strong>al</strong>ways occurs. This is shown in Table 13, basedTABLE 13 Risk of expansion to FM according to PM size inaffected families: results from four studiesPM sizein motherStudyUSA, France Finland USA,Texas Heitz Väisänen NewFu <strong>et</strong> <strong>al</strong>, <strong>et</strong> <strong>al</strong>, <strong>et</strong> <strong>al</strong>, York1991 1992 1994 Fisch<strong>et</strong> <strong>al</strong>,1995}50–550%20%55–6010%60–70 } 17% } } 46% } 17%70–80} 48% } 39%77% 56%80–90}} 92% } 76%90–100}}} 89%100–10590% } 91%100%}105–110100%110–115115–120 100% 100%120–130> 130}}}}on the four studies of expansion risks in affectedfamilies shown in Table 12.The studies report risks <strong>for</strong> groups of mothersand, since the groupings do not coincide b<strong>et</strong>weenthe studies, it is difficult to combine the data.However, we have per<strong>for</strong>med a m<strong>et</strong>a-an<strong>al</strong>ysis andlogistic regression an<strong>al</strong>ysis of risk on size usingthe combined results, assuming that the risk <strong>for</strong>the group applies at its mid-point. In addition, wewere able to compare the effect of ascertainmentbias by an<strong>al</strong>ysing data according to wh<strong>et</strong>her theproband was included or excluded. The v<strong>al</strong>uespredicted from the regression equations are shownin Table 14 and appear to be close to the observedrisks. The equations are given in a footnote to th<strong>et</strong>able. The effect of excluding the proband fromthe an<strong>al</strong>ysis can be seen in Figure 7.Risk of expansion in thegener<strong>al</strong> populationThe risk of expansion from PM to FM is likely tobe lower in the gener<strong>al</strong> population compared withthat observed in families with fragile X syndrome.There are two reasons <strong>for</strong> expecting this. First, inaffected families the distribution of PMs must, ofnecessity, be shifted towards greater repeat sizes:which is why the proband presented. Second, <strong>for</strong>a given size it is possible that in affected familiesthe risk of expansion from PM to FM is greaterthan in others due to some unknown factor. It isbelieved that, in the gener<strong>al</strong> population, silent PMsmay take sever<strong>al</strong> generations to expand to the FM(Richards <strong>et</strong> <strong>al</strong>, 1992; Chakravarti, 1992; Morton &Macpherson, 1992; Oud<strong>et</strong> <strong>et</strong> <strong>al</strong>, 1993a), and a PMthat took three generations to expand has actu<strong>al</strong>lybeen observed (Brown <strong>et</strong> <strong>al</strong>, 1993). There are nopublished studies reporting the expansion risk in


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4TABLE 14 Logistic regression an<strong>al</strong>ysis * to predict the expansionrisk from the PM sizePM size Risk (%)in motherNumber Observed Predicted(confidenceinterv<strong>al</strong>)With proband60 22 18 23 (6–57)65 32 41 34 (11–70)75 41 56 62 (27–88)80 22 68 74 (40–93)85 42 88 84 (54–96)95 21 100 95 (79–99)100 69 93 97 (87–100)105 23 100 99 (92–100)Excluding proband55 5 20 9 (5–16)60 20 10 15 (9–25)65 45 27 23 (14–36)75 60 38 46 (31–61)80 16 56 59 (43–73)85 51 78 71 (56–82)95 40 90 87 (79–93)100 50 90 92 (86–96)105 20 95 95 (91–97)* Based on studies in Table 13, the regression <strong>for</strong>mulae wererisk = 100%/(1 + 2963 x 0.8933 size ) <strong>for</strong> studies with theproband, and risk = 100% / (1 + 3080 x 0.9004 size ) <strong>for</strong>those where the proband was excluded.the gener<strong>al</strong> population but indirect estimates canbe made.From PM size distributionOne indirect approach is to estimate the expectedexpansion risk <strong>for</strong> the known PM size distributionin the gener<strong>al</strong> population. Applying the regressioncurves from Figure 7 to the PM size frequencydistribution in Figure 6 yields an average expansionrisk of b<strong>et</strong>ween 27% and 37%, less than h<strong>al</strong>f the60–78% risk seen in affected families (see Table12). However, even this lower rate is too great tobe consistent with the PM and FM populationfrequency. Thus, if one in 273 women has a PM<strong>al</strong>lele (see Table 11) which is passed on to h<strong>al</strong>fher children, and in 27–37% of cases it expands,the FM frequency would be b<strong>et</strong>ween 1 in 2000and 1 in 1500 (27% and 37% multiplied by h<strong>al</strong>fof 1 in 273), even discounting the FM childrenborn to women who have an FM <strong>al</strong>lele. This is atvariance with the observed frequency of 1 in 4000.Thus, either one of the frequency estimates iswrong, or the curve in Figure 7 only applies toaffected families, or there is a tendency <strong>for</strong> thenorm<strong>al</strong> X chromosome to be transmitted to theconceptus rather than the mutated one. Thereis some evidence to support the latter from asegregation ratio of 30:51 observed in a prospectivestudy, <strong>al</strong>though this could be a chance findingin a relatively sm<strong>al</strong>l series (Sherman <strong>et</strong> <strong>al</strong>, 1994).Working backwardsAnother indirect way of estimating the gener<strong>al</strong>population risk is to work backwards from the FM100Expansion risk (%)90With proband807060Excludingproband5040302010050 55 60 65 70 75 80 85 90 95 100 105 110PM sizeFIGURE 7 Risk of expansion from PM to FM in one fem<strong>al</strong>e generation41


Modelling <strong>al</strong>lele dynamicsfrequency. This requires the assumption that theFM <strong>al</strong>lele is in a steady state in the populationinsofar as the frequency does not change b<strong>et</strong>weengenerations. The <strong>al</strong>lele only arises in the nextgeneration from a mutated X chromosome in awoman, either an FM or an expanding PM (seeFigure 5). Taking the reproductive fitness of FMcarrier women to be 50%, 1 in 16,000 fo<strong>et</strong>usesin the next generation (50% of h<strong>al</strong>f of 1 in 4000)will receive an FM from an FM-carrier mother.For the remaining 1 in 5300 (1 in 4000 minus 1in 16,000), the FM will come from an expandedPM <strong>al</strong>lele. Since 1 in 273 women is a PM carrier,the expansion risk must be 10% (1 in 5300 dividedby h<strong>al</strong>f of 1 in 273). This c<strong>al</strong>culation relies on theassumption that a steady state exists, but this maynot be so, particularly if there have been interventionstudies aimed at changing reproductivepractice in PM and FM carriers. An evens segregationratio of mutated to norm<strong>al</strong> <strong>al</strong>leles is <strong>al</strong>soassumed, and this too may be incorrect (Sherman<strong>et</strong> <strong>al</strong>, 1994). Non<strong>et</strong>heless, the estimated v<strong>al</strong>uesof 1 in 16,000 and 1 in 5300 do fit with theobserved ratio of 1:3.5 <strong>for</strong> FM:PM carriers inmothers of children with an FM in the largeNew South W<strong>al</strong>es study (Professor G Turner,person<strong>al</strong> communication).Gener<strong>al</strong> population modelFrom the above an<strong>al</strong>ysis it is possible to compl<strong>et</strong>ea model <strong>for</strong> the gener<strong>al</strong> population screeningsituation. One caveat is that a range of v<strong>al</strong>ues needto be considered because of the uncertainty of theprecise rate of expansion from PM to FM. However,of the two s<strong>et</strong>s of v<strong>al</strong>ues, those generated from therisk c<strong>al</strong>culated in the previous paragraph are themore plausible. Moreover, this second s<strong>et</strong> of v<strong>al</strong>uesare conservative with regard to the potenti<strong>al</strong> ofscreening. In the following chapter we use thelatter, as shown in Figure 8.ParentsFM250FM250PM3660Norm<strong>al</strong>955,840Reproduce1253660 955,840Fo<strong>et</strong><strong>al</strong>mutation621830Fo<strong>et</strong><strong>al</strong>FM31 3192 92<strong>Fragile</strong> X15 31 46 92FIGURE 8 Gener<strong>al</strong> population model42


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 11Assessment of screening potenti<strong>al</strong>Ultimately the decision wh<strong>et</strong>her or not to introduceany of the screening strategies <strong>for</strong> fragile Xsyndrome in the UK will depend on a vari<strong>et</strong>y of differentfactors. Non<strong>et</strong>heless, the starting point of thisdecision-making process must be an assessment of thepotenti<strong>al</strong> per<strong>for</strong>mance of the screening tests involved(Cuckle & W<strong>al</strong>d, 1984; W<strong>al</strong>d & Cuckle, 1989).Measures ofscreening per<strong>for</strong>manceThe most important measures of the per<strong>for</strong>manceof a screening test quantify the ability to distinguishaffected from unaffected individu<strong>al</strong>s. The usu<strong>al</strong>measures are the sensitivity or d<strong>et</strong>ection rate (proportionof affected individu<strong>al</strong>s with positive results)and the f<strong>al</strong>se-positive rate (proportion of unaffectedindividu<strong>al</strong>s with positive results). An <strong>al</strong>ternative wayof expressing the latter is the specificity, which is100% minus the f<strong>al</strong>se-positive rate.The purpose of screening is to identify the highrisk group <strong>for</strong> further action and to reassure theremainder that their risk is low. The predictivev<strong>al</strong>ue of the test quantifies these risks. The positivepredictive v<strong>al</strong>ue is the probability that an individu<strong>al</strong>with a positive result is indeed affected and thenegative predictive v<strong>al</strong>ue is the chance of beingunaffected given that the result is negative. Theseparam<strong>et</strong>ers are a function of the prev<strong>al</strong>ence of thedisorder in the population being tested as well asof the sensitivity and specificity of the test itself.To be effective, any screening strategy needsto make an impact on one or more outcomemeasures. In addition to the sensitivity of the test,this will depend on the uptake rate of the screeningtest, the acceptability of the diagnostic and otheroptions offered to those with positive results, andthe effect of these on the outcome being measured.The impact of screening can be assessed both inthe population being targ<strong>et</strong>ed and over<strong>al</strong>l.Potenti<strong>al</strong> of screening <strong>for</strong>fragile X syndromeAll the screening strategies we have consideredthat aim at preventing affected births, test <strong>for</strong> aPM or FM in women. If the test indicates that thewoman has such a mutation, it is a positive result.If the woman has a pregnancy affected with fragileX syndrome it is a true-positive result; otherwise,it is a f<strong>al</strong>se-positive. The strategies that are aimedat improving prognosis, test <strong>for</strong> the FM in m<strong>al</strong>esor fem<strong>al</strong>es. If the individu<strong>al</strong> tested has fragile Xsyndrome, the test is a true-positive result; otherwiseit is a f<strong>al</strong>se-positive result. Although screening<strong>for</strong> fragile X syndrome may have other benefits,effectiveness will be judged by the extent to whichit reduces the birth prev<strong>al</strong>ence of the disorder orimproves prognosis.Antenat<strong>al</strong> screeningNearly <strong>al</strong>l the affected fo<strong>et</strong>uses can be expectedto have a mother who has a PM or FM. There<strong>for</strong>e,testing mothers <strong>for</strong> these mutations can beregarded as having a d<strong>et</strong>ection rate and negativepredictive v<strong>al</strong>ue close to 100%. F<strong>al</strong>se-negativesmay occur because of point mutations, del<strong>et</strong>ionsand technic<strong>al</strong> errors but <strong>al</strong>l of these will be rare.There are three ways in which an antenat<strong>al</strong>screening test will yield a f<strong>al</strong>se-positive result. Amother with an FM or PM may pass her norm<strong>al</strong><strong>al</strong>lele to the fo<strong>et</strong>us, a mother with a PM may passit to the fo<strong>et</strong>us but it does not expand to an FM,or a fem<strong>al</strong>e fo<strong>et</strong>us of such a mother may have anFM but is phenotypic<strong>al</strong>ly norm<strong>al</strong>. The first two willbe resolved by prenat<strong>al</strong> diagnosis but, with currenttechnology, the last will not.From Figure 8, antenat<strong>al</strong> screening in a gener<strong>al</strong>population of 1 million couples will yield 184 truepositivesand 3601 (3785 minus 184) f<strong>al</strong>se-positives.This is a f<strong>al</strong>se-positive rate of 0.4% and a positivepredictive v<strong>al</strong>ue of 1 in 20. Such results are considerablyb<strong>et</strong>ter than those currently achieved byantenat<strong>al</strong> screening <strong>for</strong> Down’s syndrome, whichhas a 5% f<strong>al</strong>se-positive rate and a 1 in 50 positivepredictive v<strong>al</strong>ue (Cuckle, 1996).There are no results from studies of gener<strong>al</strong> populationantenat<strong>al</strong> screening <strong>for</strong> fragile X syndromefrom which to assess the likely uptake of screeningin the UK. The only published data are from teststhat were not free at the point of entry. The43


Assessment of screening potenti<strong>al</strong>acceptability of invasive prenat<strong>al</strong> diagnosis in womenfound to be carriers, and the consequent terminationof pregnancy, would probably be similar tothat found in cascade screening and other studiesof prenat<strong>al</strong> diagnosis. Hence, about three-quartersof these women would take up prenat<strong>al</strong> diagnosis(see chapter 9), and nearly <strong>al</strong>l the affected m<strong>al</strong>e andh<strong>al</strong>f the affected fem<strong>al</strong>e fo<strong>et</strong>uses would be terminated(see Table 10). Thus, if antenat<strong>al</strong> screening <strong>for</strong>fragile X syndrome were shown to be acceptable topregnant women, its effectiveness in reducing birthprev<strong>al</strong>ence might be comparable with screening <strong>for</strong>Down’s syndrome.The feasibility of cascade screening <strong>for</strong> fragile Xsyndrome rests on the practic<strong>al</strong> experience of thefour studies in which it has been attempted (seepage 33). The most in<strong>for</strong>mative study in termsof effectiveness is that from New South W<strong>al</strong>es.Within the affected families known to the screeningprogramme, there has been a dramatic reductionin affected births both through avoidanceof future pregnancies and through prenat<strong>al</strong>diagnosis (Robinson <strong>et</strong> <strong>al</strong>, 1996). However, thereis no reliable in<strong>for</strong>mation on the impact of thisscreening on the tot<strong>al</strong> population birth prev<strong>al</strong>enceof fragile X syndrome.Pre-conceptu<strong>al</strong> screeningInsofar as the next step to pre-conceptu<strong>al</strong>screening is prenat<strong>al</strong> diagnosis, the same d<strong>et</strong>ectionrate, f<strong>al</strong>se-positive and predictive v<strong>al</strong>ues will apply.Some women may avoid further pregnancies as aresult of screening. Strictly, those who would nothave had an affected fo<strong>et</strong>us if they had conceivedconstitute addition<strong>al</strong> f<strong>al</strong>se-positives but it wouldbe impractic<strong>al</strong> to take account of this.Effectiveness cannot be estimated at present,<strong>al</strong>though the effect of a positive result on futurereproduction is likely to be similar to that seen withcascade screening. In the absence of pilot studies,it is difficult to judge how feasible and acceptablepre-conceptu<strong>al</strong> screening <strong>for</strong> fragile X syndromewould be. If the experience with cystic fibrosis(Brock, 1994) is true <strong>for</strong> <strong>al</strong>l gen<strong>et</strong>ic diseases thenantenat<strong>al</strong> screening is likely to be much moreeffective than pre-conceptu<strong>al</strong> screening.Cascade screeningThe d<strong>et</strong>ection rate and negative predictive v<strong>al</strong>ue ofcascade screening will be similar to pre-conceptu<strong>al</strong>screening but the other param<strong>et</strong>ers will differbecause the targ<strong>et</strong> population are selected becauseof high prior risk. There<strong>for</strong>e the positive rate ishigh and, <strong>al</strong>though a large proportion of the PMswill expand, the f<strong>al</strong>se-positive rate must be greaterthan in the gener<strong>al</strong> population. The positive predictivev<strong>al</strong>ue will be higher too, primarily becauseof the greater prior risk.Paediatric screeningWith paediatric screening, the child is the affectedindividu<strong>al</strong> and a test <strong>for</strong> the FM will <strong>al</strong>so have anapproximately 100% d<strong>et</strong>ection rate and negativepredictive v<strong>al</strong>ue. The test will only yield a f<strong>al</strong>sepositiveresult if a fem<strong>al</strong>e has an FM but does nothave fragile X syndrome. Thus, f<strong>al</strong>se-positives willbe rare and, assuming that an equ<strong>al</strong> number ofm<strong>al</strong>es and fem<strong>al</strong>es are tested, the positivepredictive v<strong>al</strong>ue will be 3 in 4.There is practic<strong>al</strong> experience of paediatric screeningbut its effect on prognosis is unknown. Thereare medic<strong>al</strong>, education<strong>al</strong>, psychologic<strong>al</strong> and soci<strong>al</strong>interventions which are believed to improve symptoms(see page 6). However, there are no clinic<strong>al</strong>tri<strong>al</strong>s or other comparable data that can be usedto confirm that early treatment leads to improvedlong-term benefit compared with treatment appliedat the usu<strong>al</strong> time of presentation. Common sensedictates that some benefits will accrue but theyneed to be quantified.Neonat<strong>al</strong> screeningThe screening per<strong>for</strong>mance param<strong>et</strong>ers willbe similar to paediatric screening. There is nopractic<strong>al</strong> experience of this kind of screening<strong>for</strong> fragile X syndrome and, as with paediatricscreening, there is the same problem ofproving effectiveness.44


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 12Human and financi<strong>al</strong> costs of screeningHazards of prenat<strong>al</strong> diagnosisAmniocentesisThe princip<strong>al</strong> hazard of amniocentesis is miscarriagebut the excess risk associated with the procedureis difficult to quantify precisely. Some 3–4%of mid-trimester pregnancies will miscarry withoutamniocentesis and, in a particular case of fo<strong>et</strong><strong>al</strong>loss following the procedure, it is only rarely possibl<strong>et</strong>o directly attribute the adverse outcome tothe procedure. Cases of amnionitis or chronicamniotic fluid leakage would be attributable butthese are relatively rare consequences. Studies ofwomen having amniocentesis and matched controlsare biased. When amniocentesis was a newprocedure, it was more available to women ofhigher soci<strong>al</strong> class with a lower miscarriage rate,so early studies were biased towards the saf<strong>et</strong>y ofthe procedure. Later, when the main indicationswere advanced age and abnorm<strong>al</strong> biochemistryor ultrasound, factors associated with increasedrisk of miscarriage, the bias went the other way.There has been only one randomised tri<strong>al</strong> ofamniocentesis (Tabor <strong>et</strong> <strong>al</strong>, 1986). The fo<strong>et</strong><strong>al</strong>loss rate in more than 2000 women randomisedto the procedure was 0.8% higher than in thecontrol group. While this is necessarily limitedto the skills and experience of a single obst<strong>et</strong>ricunit, the results provide the only unbiasedestimate of hazard. Thus the excess miscarriagerate is usu<strong>al</strong>ly quoted as b<strong>et</strong>ween 0.5% and 1%.Chorionic villus samplingFive major comparative studies have shownthat, when per<strong>for</strong>med at 9–12 weeks by a skilledoperator, CVS has a comparable fo<strong>et</strong><strong>al</strong> lossrate to amniocentesis (Canadian CollaborativeCVS–Amniocentesis Clinic<strong>al</strong> Tri<strong>al</strong> Group, 1989;Rhoads <strong>et</strong> <strong>al</strong>, 1989; MRC Working Party on theEv<strong>al</strong>uation of Chorionic Villus Sampling, 1991;Smidt-Jensen <strong>et</strong> <strong>al</strong>, 1992; Amm<strong>al</strong>a <strong>et</strong> <strong>al</strong>, 1993).The possibility of another important consequenceof the procedure has been raised, namely thecausation of limb reduction defects in the fo<strong>et</strong>us.An internation<strong>al</strong> registry of CVS organised bythe World He<strong>al</strong>th Organization has been monitoringthe procedure, so that any iatrogenic effectswill not go unnoticed. The latest reported resultsbased on 138,000 infants found no excess oflimb reduction defects compared with data onthe background prev<strong>al</strong>ence of these conditions(Froster & Jackson, 1996).Peripher<strong>al</strong> umbilic<strong>al</strong> cordblood samplingThe sampling of blood from the umbilic<strong>al</strong> cordwould appear to be more hazardous than bothamniocentesis or CVS. However, there is no evidenc<strong>et</strong>hat it results in more fo<strong>et</strong><strong>al</strong> losses thanthe other procedures. There have been norandomised tri<strong>al</strong>s but a m<strong>et</strong>a-an<strong>al</strong>ysis has beenper<strong>for</strong>med on six series, each including more than100 cases (Ghidini <strong>et</strong> <strong>al</strong>, 1993). Patients withfo<strong>et</strong><strong>al</strong> pathologic<strong>al</strong> conditions were excluded,because a compromised fo<strong>et</strong>us is often theindication <strong>for</strong> carrying out PUBS. The miscarriagerate in the remainder was only 1.4%,which is reassuringly low. There are othercomplications but they are not major.Psychologic<strong>al</strong> burden<strong>Screening</strong> <strong>for</strong> fragile X syndrome in commonwith other screening programmes will generateanxi<strong>et</strong>y. First, <strong>for</strong> many the offer of screeningitself will raise the possibility of a congenit<strong>al</strong>abnorm<strong>al</strong>ity not previously considered. Second,there is likely to be extreme anxi<strong>et</strong>y in thosefound to have an FMR-1 mutation. In some casesthere will be,in addition, the negative psychologic<strong>al</strong>effects of terminating a previously wantedpregnancy, or the possibility of stigma in thoseborn despite screening. Although many of theseproblems are a necessary consequence of screening,they can be ameliorated by high qu<strong>al</strong>ityin<strong>for</strong>mation being given at <strong>al</strong>l stages of thescreening process, and by gen<strong>et</strong>ic counsellingwhen appropriate.In<strong>for</strong>mation givingA particular problem with gen<strong>et</strong>ic screening isthat complex in<strong>for</strong>mation needs to be given tothose offered the test. This concerns clinic<strong>al</strong>effects, patterns of inheritance, laboratory tests,and c<strong>al</strong>culations of risk. With fragile X syndrom<strong>et</strong>here is the particular problem of explaining thatthe prognosis of an individu<strong>al</strong> fem<strong>al</strong>e with an FMcannot be predicted from the DNA test. Those45


Human and financi<strong>al</strong> costs of screening46offered antenat<strong>al</strong> screening will need tounderstand in advance the possible dilemmaover termination of pregnancy that might ariseif the mother is found to be an FM or PM carrier,and prenat<strong>al</strong> diagnosis demonstrates a fem<strong>al</strong>efo<strong>et</strong>us with an FM. To date there are no publishedstudies on the psychologic<strong>al</strong> aspects of prenat<strong>al</strong>diagnosis in fragile X syndrome.Gen<strong>et</strong>ic counsellingIn carrier fem<strong>al</strong>es with a norm<strong>al</strong> IQ, any emotion<strong>al</strong>and cognitive problems may affect their ability tounderstand some of the in<strong>for</strong>mation given duringgen<strong>et</strong>ic counselling sessions. This may be moreapparent in FM fem<strong>al</strong>es; in PM fem<strong>al</strong>es the problemsmay be very slight or even absent. Specificadvice has been published on how to undertakegen<strong>et</strong>ic counselling <strong>for</strong> fragile X syndrome(McConkie-Rosell <strong>et</strong> <strong>al</strong>, 1995b). Also, the NHSResearch & Development Programme on Motherand Child He<strong>al</strong>th has now commissioned thisresearch group to carry out an empiric<strong>al</strong> studyon counselling and patient variables in gen<strong>et</strong>icdiseases including fragile X syndrome. Thisstudy will examine, among other things, theways in which the cause of the condition isdiscussed by counsellor and patient, andthe ways in which the counsellor checks thatin<strong>for</strong>mation has been understood.Gen<strong>et</strong>ic counselling should encourage individu<strong>al</strong>sto discuss fragile X syndrome with other familymembers. Those at risk of having affected offspringcould then request testing. It is possibl<strong>et</strong>hat feelings of guilt and stigmatisation mayhinder the transmission of in<strong>for</strong>mation b<strong>et</strong>weenfamily members; however, the <strong>Fragile</strong> X Soci<strong>et</strong>yhave reported that none of their members haveexperienced stigmatisation (Nuffield Councilon Bio<strong>et</strong>hics, 1993).CostsMeasures of costThe cost-effectiveness of a screening programmeis usu<strong>al</strong>ly expressed as the average cost of d<strong>et</strong>ectingone affected individu<strong>al</strong>. This can be readilyestimated from the separate unit costs <strong>for</strong> eachcomponent of the screening process. For example,with antenat<strong>al</strong> screening there is in<strong>for</strong>mationgiving, DNA testing, gen<strong>et</strong>ic counselling andprenat<strong>al</strong> diagnosis (some would <strong>al</strong>so include thecost of therapeutic abortion). The average costis computed from the estimated d<strong>et</strong>ection andf<strong>al</strong>se-positive rates, prev<strong>al</strong>ence and uptake rates.Sensitivity an<strong>al</strong>ysis can then be used to vary oneor more of the component costs and d<strong>et</strong>erminewhat aspect of the programme is mostprice sensitive.A more complex approach is to carry out a cost–benefit an<strong>al</strong>ysis in which the benefits are <strong>al</strong>someasured and v<strong>al</strong>ued. In the example of antenat<strong>al</strong>screening, the avoidance of treatment costsincurred by an affected individu<strong>al</strong> may be seen asa large benefit. The welfare or utility experiencedby a person with the disorder and their family,in not having to care <strong>for</strong> the affected person,or that gained by an early diagnosis, even whenit is decided to continue the pregnancy, aremore difficult to quantify and are usu<strong>al</strong>ly ignored.Another possibility is to v<strong>al</strong>ue the benefit tothose being screened by per<strong>for</strong>ming a willingnessto-payan<strong>al</strong>ysis, that is, by asking people howmuch they would be prepared to pay <strong>for</strong>the service.Estimated financi<strong>al</strong> costs and benefitsThe costs of two of the reported cascade screeningprogrammes have been estimated. In New SouthW<strong>al</strong>es, it was estimated that screening costs were$14,200 (Austr<strong>al</strong>ian, at 1986 prices) to preventone affected birth through prenat<strong>al</strong> diagnosis(Turner <strong>et</strong> <strong>al</strong>, 1986). In Murcia, Spain, the estimatedcost was $12,740 (US, at 1992 prices) peraffected birth prevented (Gabarron <strong>et</strong> <strong>al</strong>, 1992).At that time cytogen<strong>et</strong>ic testing was used so that,even <strong>al</strong>lowing <strong>for</strong> inflation, a modern screeningprotocol (see page 31) would be more costeffective.Neither of the studies estimated ortook into account the savings that might resultfrom births averted by means other than prenat<strong>al</strong>diagnosis. If these were included, the averagecost of preventing an affected birth would be evenlower. The corresponding lif<strong>et</strong>ime costs of care<strong>for</strong> an affected individu<strong>al</strong> have been estimatedto be in the region of $1–2 million (Lauria <strong>et</strong> <strong>al</strong>,1992) and may be as high as $4 million (Nolin<strong>et</strong> <strong>al</strong>, 1991).There are no published costs <strong>for</strong> strategies otherthan cascade screening. Antenat<strong>al</strong> screening canbe simply costed using Figure 8 and the unit costsof testing given in chapter 8; the unit costs ofin<strong>for</strong>mation giving, gen<strong>et</strong>ic counselling and prenat<strong>al</strong>diagnostic procedures are taken fromCuckle and colleagues (1996). These are shownin Table 15. First, we make a baseline assumptionthat no-one refuses the offer of screening, orprenat<strong>al</strong> diagnosis and termination of pregnancy,as appropriate, and that everyone has two pregnancies.Then the average cost of preventing eachaffected birth is £93,000. Reduced uptake does not


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4TABLE 15 Cost per case d<strong>et</strong>ected under different assumptionsAssumptions Number at each stage (unit cost) Cases Cost/caseIn<strong>for</strong>mation DNA Gen<strong>et</strong>ic Diagnosis † d<strong>et</strong>ected d<strong>et</strong>ected(£000)giving testing counselling (£275)(£2) (£30) (£25)Baseline * 996,000 996,000 7570 7570 368 9375% uptake 996,000 747,000 5678 5678 276 9575% PND 996,000 996,000 7570 5678 276 12275% uptake & 75% PND 996,000 747,000 5678 4259 207 124† Diagnostic procedure (£200) and Southern blotting (£75).* 100% uptake of screening, 100% uptake of prenat<strong>al</strong> diagnosis (PND) in those with a PM or FM and two pregnancies per couple.<strong>al</strong>ter this markedly, since screening and diagnostictests comprise most of the cost. In contrast, thecost increases in direct proportion to the numberof PM and FM carriers who do not want prenat<strong>al</strong>diagnosis or termination of pregnancy. If, inaddition, we assume that h<strong>al</strong>f the affected fem<strong>al</strong>efo<strong>et</strong>uses are not terminated, the average cost ofpreventing an affected pregnancy will increaseby 20%.There<strong>for</strong>e, unless there are future technic<strong>al</strong>developments which obviate the need <strong>for</strong> Southernblotting in a third of pregnancies, screening <strong>for</strong>fragile X syndrome will be more expensive thanother antenat<strong>al</strong> screening tests. Matern<strong>al</strong> serumscreening <strong>for</strong> Down’s syndrome, which is wellestablishedin the UK, costs about £30,000 peraffected pregnancy d<strong>et</strong>ected (Sheldon & Simpson,1991; Shackley <strong>et</strong> <strong>al</strong>, 1993; Piggott <strong>et</strong> <strong>al</strong>, 1994).Antenat<strong>al</strong> screening <strong>for</strong> cystic fibrosis is the only<strong>for</strong>m of gen<strong>et</strong>ic screening where the costs ofantenat<strong>al</strong> testing have been fully ev<strong>al</strong>uated. Thisis estimated to cost £40,000–104,000 per affectedpregnancy depending on the population carrierfrequency, uptake and m<strong>et</strong>hodology (Cuckle <strong>et</strong> <strong>al</strong>,1996). However, unlike screening programmes<strong>for</strong> Down’s syndrome and cystic fibrosis, thediscovery of a proband will inevitably lead tosome cascade testing in the affected family.The effect of this on costs is not known.Pre-conceptu<strong>al</strong> screening <strong>for</strong> fragile X syndromewould be expected to have a comparable costto antenat<strong>al</strong> screening if the denominator wereaffected births prevented by prenat<strong>al</strong> diagnosis.If <strong>al</strong>l affected pregnancies avoided were consideredthe average cost may be lower, <strong>al</strong>thoughshould pre-implantation diagnosis becomewidespread the cost would be higher. For thescreening strategies aimed at improvingprognosis, paediatric and neonat<strong>al</strong> testing,the relevant unit is the diagnosis of an affectedindividu<strong>al</strong>. Since there are fewer steps in thescreening process, it is reasonable to assum<strong>et</strong>hat neonat<strong>al</strong> screening will be cheaper thanpaediatric screening which, in turn, will becheaper than cascade screening.Estimating utilities and disutilitiesTo fully explore the b<strong>al</strong>ance of human costs andbenefits of screening, utilities and disutilities needto be assigned in a decision an<strong>al</strong>ysis (Thornton& Lil<strong>for</strong>d, 1995). Antenat<strong>al</strong> screening involvesa sm<strong>al</strong>l disutility <strong>for</strong> many through the raisingof anxi<strong>et</strong>y, and a larger disutility <strong>for</strong> a few (thosewith positive results) against a putative evenlarger gain <strong>for</strong> a few of avoiding an affectedbirth. However, there is at present no publishedin<strong>for</strong>mation on which to base such an an<strong>al</strong>ysis<strong>for</strong> fragile X syndrome.Ethics<strong>Screening</strong> tests differ from other tests per<strong>for</strong>medin norm<strong>al</strong> medic<strong>al</strong> practice in that they are carriedout pro-actively rather than in response to symptomsor concerns raised by patients. While theefficacy of norm<strong>al</strong> medic<strong>al</strong> tests may not bequantifiable they can be justified by the patient’sneeds. This is not the case <strong>for</strong> screening tests;it is only <strong>et</strong>hic<strong>al</strong>ly justifiable to offer screeningif the full consequences can be predicted.Gen<strong>et</strong>ic screening raises addition<strong>al</strong> questions.The Nuffield Council <strong>for</strong> Bio<strong>et</strong>hics (1993) hasproduced a report on the <strong>et</strong>hic<strong>al</strong> issues that arise<strong>for</strong> the individu<strong>al</strong> and <strong>for</strong> soci<strong>et</strong>y as result of47


Human and financi<strong>al</strong> costs of screeninggen<strong>et</strong>ic screening. The NHS Centr<strong>al</strong> R&DCommittee (1995) has endorsed this report andraised its own concerns. The Committee expressedthe view that gen<strong>et</strong>ics differs from other biomedic<strong>al</strong>areas in that it involves not only theindividu<strong>al</strong> being tested but <strong>al</strong>so other familymembers. The Department of Trade and Industry(1996), in response to a report of the Houseof Commons Select Committee on Science andTechnology, has advised the Government toestablish an Advisory Committee on Gen<strong>et</strong>icTesting. This committee has now been established(chaired by Professor Polkinghorne) and it islikely that the Department of He<strong>al</strong>th will seekits <strong>et</strong>hic<strong>al</strong> advice should screening <strong>for</strong> fragileX syndrome be seriously considered.48


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Chapter 13RecommendationsThis review brings tog<strong>et</strong>her a vast body ofliterature on fragile X syndrome. Much isnow known about the natur<strong>al</strong> history, gen<strong>et</strong>icsand prev<strong>al</strong>ence of the disorder. The variousm<strong>et</strong>a-an<strong>al</strong>yses we have per<strong>for</strong>med on publishedstudies in these areas <strong>for</strong>m a sound basis <strong>for</strong>he<strong>al</strong>th planners to judge wh<strong>et</strong>her or not thesyndrome should be considered <strong>for</strong> screening.However, when it comes to the potenti<strong>al</strong>screening strategies the position is less clear.There is considerable practic<strong>al</strong> experience withactive cascade screening, particularly in NewSouth W<strong>al</strong>es. Cascade screening has been shownto be both feasible and effective in reducingaffected births within affected families; no comparabledata are available on the impact on birthprev<strong>al</strong>ence <strong>for</strong> the whole population. Otheroptions have not been studied sufficiently <strong>for</strong>gener<strong>al</strong> statements to be made about potenti<strong>al</strong>screening per<strong>for</strong>mance from practic<strong>al</strong> experience.Non<strong>et</strong>heless, reasonable estimates of efficacy canbe arrived at <strong>for</strong> antenat<strong>al</strong> screening. A simplemodel of the screening process suggests thatper<strong>for</strong>mance could be high, and certainlycomparable with antenat<strong>al</strong> screening <strong>for</strong> Down’ssyndrome and cystic fibrosis. It is known thatinvasive prenat<strong>al</strong> diagnosis has a high acceptabilityamong carriers and that the termination rate <strong>for</strong>affected pregnancies is high even <strong>for</strong> fem<strong>al</strong>efo<strong>et</strong>uses. However, in<strong>for</strong>mation on likely uptake islacking so it is not possible to compl<strong>et</strong>ely predicteffectiveness. Pre-conceptu<strong>al</strong> screening is compl<strong>et</strong>elyunev<strong>al</strong>uated but is unlikely to be a re<strong>al</strong>isticoption. Paediatric screening is widely practisedbut its effectiveness is unproven, and neonat<strong>al</strong>screening is untried.On the basis of our structured review, we make fiverecommendations <strong>for</strong> further research.1. Studies should be carried out to assess thecurrent practice of paediatric screening whenthere is development<strong>al</strong> delay. Large numbersof samples are being sent to DNA laboratories,mainly by paediatricians, <strong>for</strong> fragile X diagnosis.The percentage yield of cases is notvery high, and it might be more efficient topreselect samples so that only those with thehighest risk of the disorder are tested. A surveythat includes a large number of laboratories isneeded to d<strong>et</strong>ermine the variability of practic<strong>et</strong>hroughout the country and wh<strong>et</strong>her it couldbe improved.2. There should be a nation<strong>al</strong> audit of currentpractice in cascade screening of affectedfamilies. Cascade screening must be regardedas of proven benefit and, in this country, it iscarried out to some extent as part of norm<strong>al</strong>gen<strong>et</strong>ic practice. However, there is no in<strong>for</strong>mationon how actively this is undertaken or howsuccessful the practice is. Be<strong>for</strong>e the fundingof new active schemes of cascade screening<strong>for</strong> fragile X syndrome is considered, currentpractice needs to be ev<strong>al</strong>uated.3. Research should be commissioned into thepsychosoci<strong>al</strong> implications of being identifiedas having a PM. As we have emphasised,screening <strong>for</strong> fragile X syndrome has potenti<strong>al</strong>human benefits but, <strong>for</strong> some individu<strong>al</strong>s, itmay carry a high psychologic<strong>al</strong> price. It isimportant <strong>for</strong> this to be quantified, and aneed <strong>for</strong> research into m<strong>et</strong>hods of amelioratingit. This will be an important part ofany pilot studies of antenat<strong>al</strong> screening andany other screening programmes that maybe proposed.4. Pilot studies should be carried out to assessthe feasibility of routine antenat<strong>al</strong> screening.In the UK over the last 20 years, a number ofantenat<strong>al</strong> screening services have been introducedinto the NHS. Most women are nowroutinely offered matern<strong>al</strong> serum and ultrasoundscreening <strong>for</strong> neur<strong>al</strong> tube defects,Down’s syndrome and a number of grossstructur<strong>al</strong> abnorm<strong>al</strong>ities. Pilot studies ofscreening <strong>for</strong> cystic fibrosis have beensuccessfully undertaken and this serviceis beginning to be introduced. Now thatfragile X screening is technic<strong>al</strong>ly feasible,some centres may want to add this to theirroutine practice. At present, cost will be ad<strong>et</strong>errent but, eventu<strong>al</strong>ly, this is likely to bereduced. Well-designed pilot studies aimedat d<strong>et</strong>ermining the practic<strong>al</strong>ity and acceptabilityof such testing would be of v<strong>al</strong>ue toplanners in the future.49


Recommendations5. A centr<strong>al</strong> registry should be established <strong>for</strong><strong>al</strong>l diagnoses, based mainly on reports fromDNA laboratories. There are no offici<strong>al</strong>statistics <strong>for</strong> this country of the number ofindividu<strong>al</strong>s born with fragile X syndrome.It is there<strong>for</strong>e not possible to monitor theeffect of screening or other interventionon the prev<strong>al</strong>ence of this common seriousdisorder. The present voluntary system ofbirth defect notification to the Office ofNation<strong>al</strong> Statistics is inadequate <strong>for</strong> thispurpose. One solution, as has happenedwith Down’s syndrome, would be to developa nation<strong>al</strong> register, starting with those casesascertained by DNA laboratories equippedto per<strong>for</strong>m diagnostic testing.50


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4AcknowledgementsThe authors wish to thank Lyn Cookman <strong>for</strong>help with the manuscript and keeping track ofthe references, and Carol Wilson <strong>for</strong> organising theelectronic reference management system. We aregrateful to Professor Ted Brown, Professor MarcusPembrey, Professor Gillian Turner, Professor DavidBrock, Dr Wayne Miller and Dr Christine Spence<strong>for</strong> providing us with unpublished in<strong>for</strong>mation.Fin<strong>al</strong>ly, we wish to thank Dr Jeremy Turk <strong>for</strong> hishelpful comments.51


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Professor Senga Bond,University of Newcastleupon-Tyne†Professor Ian Cameron,SE Thames RHAMs Lynne Clemence, Mid-Kent He<strong>al</strong>th Care Trust †Professor Cam Don<strong>al</strong>dson,University of Aberdeen †Acute Sector PanelChair: Professor John Farndon, University of Bristol †Professor Richard Ellis, StJames’s University Hospit<strong>al</strong>,Leeds †Dr David Field, LeicesterRoy<strong>al</strong> Infirmary NHS Trust †Mr Ian Hammond,Hillingdon HA †Professor Adrian Harris,Churchill Hospit<strong>al</strong>, Ox<strong>for</strong>dDr Chris McC<strong>al</strong>l,Gener<strong>al</strong> Practitioner,Dors<strong>et</strong> †Professor Alan McGregor,St Thomas’s Hospit<strong>al</strong>,LondonMrs Wilma MacPherson,St Thomas’s & Guy’sHospit<strong>al</strong>s, LondonProfessor Jon Nicoll,University of Sheffield †Professor John Norman,Southampton UniversityProfessor Gordon Stirrat,St Michael’s Hospit<strong>al</strong>, BristolProfessor Michael Sheppard,Queen Elizab<strong>et</strong>h Hospit<strong>al</strong>,Birmingham †Dr William Tarnow-Mordi,University of DundeeProfessor Kenn<strong>et</strong>h Taylor,Hammersmith Hospit<strong>al</strong>,London †Professor Michael Maisey,Guy’s & St Thomas’sHospit<strong>al</strong>s, London *Professor Andrew Adam,UMDS, London †Dr Pat Cooke, RDRD,Trent RHAMs Julia Davison,St Bartholomew’s Hospit<strong>al</strong>,London †Diagnostics and Imaging PanelChair: Professor Mike Smith, University of Leeds †Professor MA Ferguson-Smith, University ofCambridge †Dr Mansel Hacney,University of ManchesterProfessor Sean Hilton,St George’s Hospit<strong>al</strong>Medic<strong>al</strong> School, LondonMr John Hutton, MEDTAPEurope Inc., London †Professor Don<strong>al</strong>d Jeffries,St Bartholomew’s Hospit<strong>al</strong>,London †Dr Andrew Moore, Editor,Bandolier †Professor Chris Price,London Hospit<strong>al</strong> Medic<strong>al</strong>School †Dr Ian Reynolds,Nottingham HAProfessor Colin 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PanelChair: Professor Tom W<strong>al</strong>ley, University of Liverpool †Ms Christine Clarke,Hope Hospit<strong>al</strong>, S<strong>al</strong><strong>for</strong>d †Mrs Julie Dent,E<strong>al</strong>ing, Hammersmithand Hounslow HA,London †Mr Barrie Dowdeswell,Roy<strong>al</strong> Victoria Infirmary,Newcastle-upon-TyneDr Desmond Fitzger<strong>al</strong>d,Mere, Bucklow Hill,Cheshire †Dr Alistair Gray,Wolfson College, Ox<strong>for</strong>d †Professor Keith Gull,University of ManchesterDr Keith Jones,Medicines Control AgencyProfessor Trevor Jones,ABPI, London †Dr Andrew Mortimore,Southampton & SW HantsHe<strong>al</strong>th Authority †Dr John Posn<strong>et</strong>t,University of YorkDr Frances Rotblat,Medicines Control Agency †Dr Ross Taylor,University of Aberdeen †Dr Tim van Zwanenberg,Northern RHADr Kent Woods, RDRD,Trent RO, Sheffield †Dr Sheila Adam,Department of He<strong>al</strong>th *Dr Anne Dixon Brown,NHS Executive,Anglia & Ox<strong>for</strong>d †Professor Dian 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He<strong>al</strong>th Services Development, London †Professor Martin Roland,University of Manchester *Dr Simon Allison,University of NottinghamMr Kevin Barton,Bromley He<strong>al</strong>th Authority †Professor John Bond,University of Newcastleupon-Tyne†Professor Shah Ebrahim,Roy<strong>al</strong> Free Hospit<strong>al</strong>, LondonProfessor Andrew Haines,RDRD, North Thames RHADr Nicholas Hicks,Ox<strong>for</strong>dshire He<strong>al</strong>thAuthority †Professor Richard Hobbs,University of Birmingham †Professor Allen Hutchinson,University of Hull †Mr Edward Jones,Rochd<strong>al</strong>e FHSAProfessor Roger Jones,UMDS, London †Mr Lionel Joyce,Chief Executive, NewcastleCity He<strong>al</strong>th NHS Trust †Professor Martin Knapp,London School ofEconomics &Politic<strong>al</strong> Science †Professor Karen Luker,University of LiverpoolDr Fiona Moss,North Thames BritishPostgraduate Medic<strong>al</strong>Federation †Professor Dianne Newham,Kings College, LondonProfessor Gillian Parker,University of Leicester †Dr Robert Peveler,University of Southampton †Dr Mary Renfrew,University of Ox<strong>for</strong>dDr John Tripp,Roy<strong>al</strong> Devon & Ex<strong>et</strong>erHe<strong>al</strong>thcare NHS Trust †* Previous Chair† Current members


He<strong>al</strong>th Technology Assessment 1997; Vol. 1: No. 4Copies of this report can be obtained from:The Nation<strong>al</strong> Coordinating Centre <strong>for</strong> He<strong>al</strong>th Technology Assessment,Mailpoint 728, Boldrewood,University of Southampton,Southampton, SO16 7PX, UK.Fax: +44 (0) 1703 595 639 Email: hta@soton.ac.ukhttp://www.soton.ac.uk/~hta ISSN 1366-5278

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