PDF Version
PDF Version PDF Version
Financial HighlightsAs of and for the fiscal years ended September 30, 2009 2008 2007 2006 2005SUMMARY OF OPERATIONS(in millions)Operating Revenues $ 4,194.1 $ 6,032.4 $ 6,205.8 $ 5,050.7 $ 4,310.1Net Income 896.8 1,588.2 1,772.9 1,267.6 1,057.6FINANCIAL DATA(in millions)Total Assets $ 9,468.5 $ 9,176.5 $ 9,932.3 $ 9,499.9 $ 8,893.9Long-Term Debt 42.0 156.4 162.1 627.9 1,208.4Stockholders’ Equity 7,632.2 7,074.4 7,332.3 6,684.7 5,684.4Operating Cash Flows 641.4 1,409.2 1,673.6 1,277.9 850.0ASSETS UNDER MANAGEMENT(in billions)Ending $ 523.4 $ 507.3 $ 645.9 $ 511.3 $ 453.1Simple Monthly Average 442.2 604.9 582.0 482.4 410.8PER COMMON SHAREEarningsBasic $ 3.89 $ 6.72 $ 7.11 $ 4.97 $ 4.22Diluted 3.87 6.67 7.03 4.86 4.06Cash Dividends 0.84 0.80 0.60 0.48 2.40Book Value 33.28 30.39 29.87 26.40 22.49EMPLOYEE HEADCOUNT 7,745 8,809 8,699 7,982 7,156Assets Under Managementas of September 30, 2009Equity 47%U.S. 74%Retail 69%Fixed Income 33%Hybrid 19%Cash Management 1%Europe 11%Asia-Pacific 9%Canada 6%Institutional 29%High Net Worth 2%Asset MixSales RegionDistribution Channel6
Performance GraphThe following performance graph compares the performance of an investment in the common stock ofFranklin Resources, Inc. for the last five fiscal years to that of the Standard & Poor’s 500 CompositeStock Price Index (the “S&P 500 Index”), an index to which the company was added in April 1998, andto the Standard & Poor’s 500 Financials Index (the “S&P 500 Financials Index”). The S&P 500 Indexconsists of 500 stocks chosen for market size, liquidity and industry group representation. It is a marketvalueweighted index (stock price times number of shares outstanding), with each stock’s weight in theindex proportionate to its market value. The S&P 500 Index is one of the most widely used benchmarksof U.S. equity performance. The S&P 500 Financials Index is a capitalization-weighted index of thestocks of approximately 79 companies that are in the S&P 500 Index and whose primary business is ina subsector of the financial industry. It is designed to measure the performance of the financial sector ofthe S&P 500 Index. The graph assumes that the value of the investment in the company’s common stockand each index was $100 at the market close on September 30, 2004 (the last trading day before thebeginning of the company’s fifth preceding fiscal year) and that all dividends were reinvested.Comparison of Five-Year Cumulative Return*Cumulative Value of $100$300$200$100$02004 2005 2006 2007 2008 2009Fiscal Year-End Date2004 2005 2006 2007 2008 2009FRANKLIN RESOURCES, INC. $ 100.00 $ 155.91 $ 197.14 $ 238.85 $ 166.26 $ 192.18S&P 500 INDEX $ 100.00 $ 112.24 $ 124.35 $ 144.79 $ 112.97 $ 105.17S&P 500 FINANCIALS INDEX $ 100.00 $ 106.11 $ 127.88 $ 130.02 $ 78.90 $ 60.35Notwithstanding anything to the contrary set forth in any of the company’s previous or future filings underthe Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, that mightincorporate filings made by us under those statutes, the preceding performance graph shall not be deemedto be “soliciting material,” or to be incorporated by reference into any prior filings or future filings madeby the company under those statutes.*Data Source: © FactSet Research Systems 2009.7
- Page 1 and 2: G A I N F R O M O U R P E R S P E C
- Page 3 and 4: Letter to StockholdersGregory E. Jo
- Page 5 and 6: LETTER TO STOCKHOLDERSHaving announ
- Page 7: Directors and OfficersDirectorsChar
- Page 11 and 12: (MARK ONE)UNITED STATESSECURITIES A
- Page 14 and 15: operational and other services requ
- Page 16 and 17: A. Assets Under Management (“AUM
- Page 18 and 19: 60 days. If agreements representing
- Page 20 and 21: Similar arrangements exist with the
- Page 22 and 23: We generally operate our institutio
- Page 24 and 25: Franklin Templeton Variable Insuran
- Page 26 and 27: CATEGORY(and approximate amount of
- Page 28 and 29: The following table sets forth the
- Page 30 and 31: Korea; the Commission de Surveillan
- Page 32 and 33: COMPETITIONThe financial services i
- Page 34 and 35: or other efforts successfully stabi
- Page 36 and 37: and, consequently, we are incurring
- Page 38 and 39: such as information, systems and te
- Page 40 and 41: like our business, is based in part
- Page 42 and 43: orrowing costs and limit our access
- Page 44 and 45: director of various subsidiaries of
- Page 46 and 47: PART IIItem 5. Market for Registran
- Page 48 and 49: OverviewWe are a global investment
- Page 50 and 51: Net income decreased in fiscal year
- Page 52 and 53: Investment Management Fee RateThe f
- Page 54 and 55: accounts closed in a calendar year
- Page 56 and 57: Information Systems, Technology and
Performance GraphThe following performance graph compares the performance of an investment in the common stock ofFranklin Resources, Inc. for the last five fiscal years to that of the Standard & Poor’s 500 CompositeStock Price Index (the “S&P 500 Index”), an index to which the company was added in April 1998, andto the Standard & Poor’s 500 Financials Index (the “S&P 500 Financials Index”). The S&P 500 Indexconsists of 500 stocks chosen for market size, liquidity and industry group representation. It is a marketvalueweighted index (stock price times number of shares outstanding), with each stock’s weight in theindex proportionate to its market value. The S&P 500 Index is one of the most widely used benchmarksof U.S. equity performance. The S&P 500 Financials Index is a capitalization-weighted index of thestocks of approximately 79 companies that are in the S&P 500 Index and whose primary business is ina subsector of the financial industry. It is designed to measure the performance of the financial sector ofthe S&P 500 Index. The graph assumes that the value of the investment in the company’s common stockand each index was $100 at the market close on September 30, 2004 (the last trading day before thebeginning of the company’s fifth preceding fiscal year) and that all dividends were reinvested.Comparison of Five-Year Cumulative Return*Cumulative Value of $100$300$200$100$02004 2005 2006 2007 2008 2009Fiscal Year-End Date2004 2005 2006 2007 2008 2009FRANKLIN RESOURCES, INC. $ 100.00 $ 155.91 $ 197.14 $ 238.85 $ 166.26 $ 192.18S&P 500 INDEX $ 100.00 $ 112.24 $ 124.35 $ 144.79 $ 112.97 $ 105.17S&P 500 FINANCIALS INDEX $ 100.00 $ 106.11 $ 127.88 $ 130.02 $ 78.90 $ 60.35Notwithstanding anything to the contrary set forth in any of the company’s previous or future filings underthe Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, that mightincorporate filings made by us under those statutes, the preceding performance graph shall not be deemedto be “soliciting material,” or to be incorporated by reference into any prior filings or future filings madeby the company under those statutes.*Data Source: © FactSet Research Systems 2009.7
Change language