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3. Open-End U.S. Funds and Non-U.S. FundsIn an effort to address changing market conditions and evolving investor needs, we periodicallyintroduce new funds, merge existing funds or liquidate existing funds. The following table shows thevarious types of our open-end U.S. Funds and dedicated insurance product funds as of September 30, 2009categorized by investment classification:CATEGORY(and approximate amount of assets undermanagement, as of September 30, 2009)In BillionsOPEN-END U.S. FUNDSINVESTMENT CLASSIFICATIONI. EQUITY FUNDS ($127.8)A. Capital Appreciation Funds ($19.1) Seek capital appreciation; dividends are nota primary consideration.1. Aggressive Growth Funds Invest mainly in common stocks of small,growth companies.2. Growth Funds Invest mainly in common stocks of wellestablishedcompanies.NO. OFMUTUALFUNDSNO. OFINSURANCEPRODUCTFUNDS4 111 23. Sector Funds Invest mainly in companies in related fields. 6 1B. World Equity Funds ($72.7) Invest mainly in stocks of non-U.S.companies.1. Emerging Market Funds Invest mainly in companies based indeveloping regions of the world.2. Global Equity Funds Invest mainly in equity securities tradedworldwide, including those of U.S.companies.3. International Equity Funds Invest mainly in equity securities ofcompanies located outside the United States.4. Regional Equity Funds Invest in companies based in a specific partof the world.C. Total Return Funds ($36.0) Seek a combination of current income andcapital appreciation.1. Growth and Income Funds Invest mainly in common stocks ofestablished companies with the potential forgrowth and a consistent record of dividendpayments.2. Income Equity Funds Invest mainly in equity securities ofcompanies with good dividend-payingrecords.II. HYBRID FUNDS ($57.3) Invest in a mix of equities, fixed-incomesecurities, and derivative instruments.A. Asset Allocation Funds ($0.5) Invest in various asset classes including, butnot limited to, equities, fixed-incomesecurities, and money market instruments.4 111 36 15 07 51 017 215