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(dollars in thousands)COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGESEXHIBIT 12for the fiscal years ended September 30, 2009 2008 2007 2006 2005Income before taxes excluding equity inincome of investees, minority interest inearnings of consolidated subsidiariesand capitalized interest .............. $1,270,789 $2,219,602 $2,406,424 $1,824,729 $1,397,275Additions:Dividends received from equitymethod investees .............. 7,187 10,863 19,537 22,486 —Interest on uncertain tax positionsincluded in income before taxes . . 3,507 4,252 — — —Fixed charges ...................Interest expense-excludinginterest on deposits ......... 6,396 29,991 23,595 30,155 34,563Interest expense-deposits ...... 6,153 8,893 14,344 14,391 7,651Interest on uncertain taxpositions not related to thirdparty .................... (3,507) (4,252) — — —Interest factor on rent 1 ........ 19,577 19,271 17,318 16,736 15,717Total fixed charges ...... 28,619 53,903 55,257 61,282 57,931Adjusted earnings .................. $1,310,102 $2,288,620 $2,481,218 $1,908,497 $1,455,206Ratio of adjusted earnings to fixed charges-including interest on deposits ........ 45.8 42.5 44.9 31.1 25.1Ratio of adjusted earnings to fixed charges-excluding interest on deposits ....... 58.0 50.6 60.3 40.4 28.81 Interest factor on rent represents one-third of rental expense (the approximate portion of rental expense representinginterest).124
EXHIBIT 21NameFRANKLIN RESOURCES, INC.LIST OF SUBSIDIARIES(as of October 20, 2009)State or Nation ofIncorporation or OrganizationAsia Infrastructure Mezzanine Capital Management Co., Ltd. .............. Cayman IslandsC&EE General Partners Ltd. ......................................... DelawareC&EE Private Equity Partners, L.P. ................................... DelawareDarby Asia Founder Partner, L.P. ..................................... Cayman IslandsDarby Asia Investors (HK), Ltd. ..................................... Hong KongDarby Asia Investors (India) Private Ltd. ............................... IndiaDarby Asia Investors, Ltd. .......................................... British Virgin IslandsDarby Asia Mezzanine Fund II Management Co., Ltd. .................... Cayman IslandsDarby Brazil Mezzanine Management LLC ............................. DelawareDarby CEE Founder Partner II, LLC .................................. DelawareDarby Converging Europe Founder Partner, L.P. ........................ DelawareDarby Emerging Markets Income Investments, Ltd. ...................... Cayman IslandsDarby Emerging Markets Investments, Ltd. ............................. DelawareDarby Europe Mezzanine Management ................................ Cayman IslandsDarby Holdings, Inc. ............................................... DelawareDarby Latin American Investors, Ltd. ................................. Cayman IslandsDarby Latin American Mezzanine Investments .......................... Cayman IslandsDarby Latin American Mezzanine Management II, LLC ................... DelawareDarby Overseas Investments, Ltd. .................................... DelawareDarby Overseas Partners, L.P. ....................................... DelawareDarby Private Equity Korea Ltd. ..................................... KoreaDarby Stratus Administracao de Investímentos Ltda. ..................... BrazilDarby-Hana Infrastructure Fund Management Co., Ltd. ................... KoreaDarby-ProBanco Investors, LLC ..................................... DelawareFCC Receivables Corp. ............................................. DelawareFiduciary International Holding, Inc. .................................. NewYorkFiduciary International Ireland Limited ................................ IrelandFiduciary International, Inc. ......................................... NewYorkFiduciary Investment Corporation .................................... NewYorkFiduciary Investment Management International, Inc. ..................... DelawareFiduciary Trust (International) S.A. ................................... SwitzerlandFiduciary Trust Company International ................................ NewYorkFiduciary Trust Company of Canada .................................. CanadaFiduciary Trust International Limited .................................. EnglandFiduciary Trust International of California .............................. CaliforniaFiduciary Trust International of Delaware .............................. DelawareFiduciary Trust International of the South .............................. FloridaFranklin Advisers, GP, LLC ......................................... DelawareFranklin Advisers, Inc. ............................................. CaliforniaFranklin Advisory Services, LLC ..................................... DelawareFranklin Capital Corporation ........................................ UtahFranklin Investment Advisory Services, LLC ........................... Delaware125
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G A I N F R O M O U R P E R S P E C
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Letter to StockholdersGregory E. Jo
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LETTER TO STOCKHOLDERSHaving announ
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Directors and OfficersDirectorsChar
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Performance GraphThe following perf
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(MARK ONE)UNITED STATESSECURITIES A
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operational and other services requ
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A. Assets Under Management (“AUM
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60 days. If agreements representing
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Similar arrangements exist with the
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We generally operate our institutio
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Franklin Templeton Variable Insuran
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CATEGORY(and approximate amount of
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The following table sets forth the
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Korea; the Commission de Surveillan
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COMPETITIONThe financial services i
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or other efforts successfully stabi
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and, consequently, we are incurring
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such as information, systems and te
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like our business, is based in part
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orrowing costs and limit our access
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director of various subsidiaries of
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PART IIItem 5. Market for Registran
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OverviewWe are a global investment
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Net income decreased in fiscal year
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Investment Management Fee RateThe f
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accounts closed in a calendar year
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Information Systems, Technology and
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Our investments in sponsored invest
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At September 30, 2009, we had $355.
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Off-Balance Sheet ArrangementsAs of
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The fair value of retained subordin
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Indefinite-lived intangible assets
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the position will be sustained upon
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Selected Quarterly Financial Data (
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The following is a summary of the e
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Item 8.Financial Statements and Sup
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REPORT OF INDEPENDENT REGISTERED PU
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CONSOLIDATED BALANCE SHEETS(dollars
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CONSOLIDATED STATEMENTS OF STOCKHOL
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CONSOLIDATED STATEMENTS OF CASH FLO
Page 84 and 85: Fair Value Measurements. The Compan
Page 86 and 87: Company held interest-rate swap agr
Page 88 and 89: not performed. If the carrying valu
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Page 92 and 93: acquisition cost was allocated to t
Page 94 and 95: FHLB borrowings and amounts availab
Page 96 and 97: The Company recognized other-than-t
Page 98 and 99: The changes in Level 3 assets measu
Page 100 and 101: Changes in the allowance for loan l
Page 102 and 103: Company sold retained subordinated
Page 104 and 105: Certain of the goodwill and intangi
Page 106 and 107: At September 30, 2009, maturities o
Page 108 and 109: The components of the net deferred
Page 110 and 111: At September 30, 2009, the banking/
Page 112 and 113: Total assets under management of in
Page 114 and 115: Stock OptionsThe following table su
Page 116 and 117: The following tables summarize info
Page 118 and 119: Operating revenues of the banking/f
Page 120 and 121: minimum Tier 1 and Total risk-based
Page 122 and 123: PART IIIItem 10. Directors, Executi
Page 124 and 125: Item 15.(a)(1)(a)(2)(a)(3)PART IVEx
Page 126 and 127: Exhibit No.Description10.17 Represe
Page 128 and 129: Exhibit No.Description12 Computatio
Page 130 and 131: Exhibit No.DescriptionEXHIBIT INDEX
Page 132 and 133: Exhibit No.Description10.22 Amendme
Page 136 and 137: NameState or Nation ofIncorporation
Page 138 and 139: CONSENT OF INDEPENDENT REGISTERED P
Page 140 and 141: EXHIBIT 31.2CERTIFICATIONI, Kenneth
Page 142 and 143: CERTIFICATION PURSUANT TO 18 U.S.C.
Page 144: One Franklin ParkwaySan Mateo, CA 9
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