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Exhibit No.Description10.17 Representative Form of Form of Fund of Funds Subscription Agreementbetween Franklin Templeton Variable Insurance Products Trust and certainfunds (filed herewith)10.18 Representative Form of Administrative Services Agreement between FranklinTempleton Services, LLC and certain insurance companies (filed herewith)10.19 Five Year Facility Credit Agreement dated as of June 10, 2005 among FranklinResources, Inc., the Banks parties thereto, Bank of America, N.A. and The Bankof New York, as Co-Syndication Agents, Citibank, N.A. and BNP Paribas, asCo-Documentation Agents, and JPMorgan Chase Bank, N.A., as AdministrativeAgent, incorporated by reference to Exhibit 10.1 to the Registrant’s CurrentReport on Form 8-K filed with the SEC on June 16, 2005 (File No. 001-09318)10.20 Managed Operations Services Agreement between Franklin TempletonCompanies, LLC, and International Business Machines Corporation datedFebruary 6, 2001, incorporated by reference to Exhibit 10.56 to the Registrant’sQuarterly Report on Form 10-Q for the period ended March 31, 2001 (FileNo. 001-09318)10.21 Amendments dated July 2, 2001, June 10, 2002 and February 3, 2003 to theManaged Operations Services Agreement dated February 6, 2001, betweenFranklin Templeton Companies, LLC and International Business MachinesCorporation, incorporated by reference to Exhibit 10.69 to the Registrant’sQuarterly Report on Form 10-Q for the period ended March 31, 2003(File No. 001-09318)10.22 Amendments dated July 1, 2003 and September 1, 2003 to the ManagedOperations Service Agreement dated February 6, 2001, between FranklinTempleton Companies, LLC and International Business Machines Corporation,incorporated by reference to Exhibit 10.71 to the Registrant’s Annual Report onForm 10-K for the fiscal year ended September 30, 2003 (File No. 001-09318)10.23 Amendment Number 6 to the Managed Operations Services Agreement, datedMarch 6, 2006, by and between Franklin Templeton Companies, LLC, andInternational Business Machines Corporation, incorporated by reference toExhibit 10.3 to the Registrant’s Quarterly Report on Form 10-Q for the periodended March 31, 2006 (File No. 001-09318) (the “March 2006 QuarterlyReport”)10.24 Amendment Number 7 to the Managed Operations Services Agreement, datedDecember 21, 2007, by and between Franklin Templeton Companies, LLC andInternational Business Machines Corporation, incorporated by reference toExhibit 10.2 to the Registrant’s Quarterly Report on Form 10-Q for the periodended December 31, 2007 (File No. 001-09318)10.25 Representative Form of Stock Option Agreement and Notice of Stock OptionGrant under the Registrant’s 2002 Universal Stock Incentive Plan, incorporatedby reference to Exhibit 10.75 to the Registrant’s Current Report on Form 8-Kfiled with the SEC on November 12, 2004 (File No. 001-09318)*116
Exhibit No.Description10.26 Representative Form of Notice of Restricted Stock Award and Restricted StockAward Agreement under the Registrant’s 2002 Universal Stock Incentive Planfor certain executive officers of the Registrant (filed herewith)*10.27 Representative Form of Notice of Restricted Stock Unit Award and RestrictedStock Unit Award Agreement under the Registrant’s 2002 Universal StockIncentive Plan for certain executive officers of the Registrant (filed herewith)*10.28 Franklin Resources, Inc. Deferred Compensation Arrangement for Director’sFees, amended and restated as of October 18, 2005, by and between theRegistrant and Louis E. Woodworth, incorporated by reference to Exhibit 10.1to the Registrant’s Current Report on Form 8-K filed with the SEC on October20, 2005 (File No. 001-09318) *10.29 Representative Form of Amendment to Deferred Compensation Agreement forDirector’s Fees, incorporated by reference to Exhibit 10.90 to the Registrant’sAnnual Report on Form 10-K for the fiscal year ended September 30, 2005(File No. 001-09318)*10.30 Representative Form of Amended and Restated Indemnification Agreement,incorporated by reference to Exhibit 10.5 to the March 2006 Quarterly Report*10.31 2006 Directors Deferred Compensation Plan, as amended and restated effectiveDecember 12, 2008, incorporated by reference to Exhibit 10.4 to the March2009 Quarterly Report*10.32 Franklin Resources, Inc. 2002 Universal Stock Incentive Plan (as amended andrestated December 16, 2004) incorporated by reference to Exhibit 10.2 to theRegistrant’s Current Report on Form 8-K filed with the SEC on January 27,2005 (File No. 001-09318)*10.33 Franklin Resources, Inc. 1998 Employee Stock Investment Plan (as amendedand restated October 12, 2009 and effective February 1, 2010) (filed herewith)*10.34 Franklin Resources, Inc. Amended and Restated Annual IncentiveCompensation Plan (as amended and restated December 13, 2006), incorporatedby reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-Kfiled with the SEC on December 22, 2006 (File No. 001-09318)*10.35 Franklin Resources, Inc. 2004 Key Executive Incentive Compensation Plan (asamended and restated October 15, 2007), incorporated by reference to Exhibit10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC onMarch 5, 2008 (File No. 001-09318) (the “March 5, 2008 Form 8-K”)*10.36 Non-Employee Director Compensation as of September 30, 2009 (filedherewith)*10.37 Named Executive Officer Compensation as of October 1, 2008, incorporated byreference to Exhibit 10.82 to the Registrant’s Annual Report on Form 10-K forthe fiscal year ended September 30, 2008 (File No. 001-09318)*10.38 Named Executive Officer Performance Incentive Compensation (2008),incorporated by reference to Exhibit 10.3 to the March 5, 2008 Form 8-K*10.39 Franklin Resources, Inc. 1998 Employee Stock Investment Plan (as amendedand restated June 17, 2008), incorporated by reference to Exhibit 10.1 to theRegistrant’s Quarterly Report on Form 10-Q for the period ended June 30, 2008(File No. 001-09318)*117
- Page 76 and 77: REPORT OF INDEPENDENT REGISTERED PU
- Page 78 and 79: CONSOLIDATED BALANCE SHEETS(dollars
- Page 80 and 81: CONSOLIDATED STATEMENTS OF STOCKHOL
- Page 82 and 83: CONSOLIDATED STATEMENTS OF CASH FLO
- Page 84 and 85: Fair Value Measurements. The Compan
- Page 86 and 87: Company held interest-rate swap agr
- Page 88 and 89: not performed. If the carrying valu
- Page 90 and 91: Accumulated Other Comprehensive Inc
- Page 92 and 93: acquisition cost was allocated to t
- Page 94 and 95: FHLB borrowings and amounts availab
- Page 96 and 97: The Company recognized other-than-t
- Page 98 and 99: The changes in Level 3 assets measu
- Page 100 and 101: Changes in the allowance for loan l
- Page 102 and 103: Company sold retained subordinated
- Page 104 and 105: Certain of the goodwill and intangi
- Page 106 and 107: At September 30, 2009, maturities o
- Page 108 and 109: The components of the net deferred
- Page 110 and 111: At September 30, 2009, the banking/
- Page 112 and 113: Total assets under management of in
- Page 114 and 115: Stock OptionsThe following table su
- Page 116 and 117: The following tables summarize info
- Page 118 and 119: Operating revenues of the banking/f
- Page 120 and 121: minimum Tier 1 and Total risk-based
- Page 122 and 123: PART IIIItem 10. Directors, Executi
- Page 124 and 125: Item 15.(a)(1)(a)(2)(a)(3)PART IVEx
- Page 128 and 129: Exhibit No.Description12 Computatio
- Page 130 and 131: Exhibit No.DescriptionEXHIBIT INDEX
- Page 132 and 133: Exhibit No.Description10.22 Amendme
- Page 134 and 135: (dollars in thousands)COMPUTATION O
- Page 136 and 137: NameState or Nation ofIncorporation
- Page 138 and 139: CONSENT OF INDEPENDENT REGISTERED P
- Page 140 and 141: EXHIBIT 31.2CERTIFICATIONI, Kenneth
- Page 142 and 143: CERTIFICATION PURSUANT TO 18 U.S.C.
- Page 144: One Franklin ParkwaySan Mateo, CA 9
Exhibit No.Description10.26 Representative Form of Notice of Restricted Stock Award and Restricted StockAward Agreement under the Registrant’s 2002 Universal Stock Incentive Planfor certain executive officers of the Registrant (filed herewith)*10.27 Representative Form of Notice of Restricted Stock Unit Award and RestrictedStock Unit Award Agreement under the Registrant’s 2002 Universal StockIncentive Plan for certain executive officers of the Registrant (filed herewith)*10.28 Franklin Resources, Inc. Deferred Compensation Arrangement for Director’sFees, amended and restated as of October 18, 2005, by and between theRegistrant and Louis E. Woodworth, incorporated by reference to Exhibit 10.1to the Registrant’s Current Report on Form 8-K filed with the SEC on October20, 2005 (File No. 001-09318) *10.29 Representative Form of Amendment to Deferred Compensation Agreement forDirector’s Fees, incorporated by reference to Exhibit 10.90 to the Registrant’sAnnual Report on Form 10-K for the fiscal year ended September 30, 2005(File No. 001-09318)*10.30 Representative Form of Amended and Restated Indemnification Agreement,incorporated by reference to Exhibit 10.5 to the March 2006 Quarterly Report*10.31 2006 Directors Deferred Compensation Plan, as amended and restated effectiveDecember 12, 2008, incorporated by reference to Exhibit 10.4 to the March2009 Quarterly Report*10.32 Franklin Resources, Inc. 2002 Universal Stock Incentive Plan (as amended andrestated December 16, 2004) incorporated by reference to Exhibit 10.2 to theRegistrant’s Current Report on Form 8-K filed with the SEC on January 27,2005 (File No. 001-09318)*10.33 Franklin Resources, Inc. 1998 Employee Stock Investment Plan (as amendedand restated October 12, 2009 and effective February 1, 2010) (filed herewith)*10.34 Franklin Resources, Inc. Amended and Restated Annual IncentiveCompensation Plan (as amended and restated December 13, 2006), incorporatedby reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-Kfiled with the SEC on December 22, 2006 (File No. 001-09318)*10.35 Franklin Resources, Inc. 2004 Key Executive Incentive Compensation Plan (asamended and restated October 15, 2007), incorporated by reference to Exhibit10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC onMarch 5, 2008 (File No. 001-09318) (the “March 5, 2008 Form 8-K”)*10.36 Non-Employee Director Compensation as of September 30, 2009 (filedherewith)*10.37 Named Executive Officer Compensation as of October 1, 2008, incorporated byreference to Exhibit 10.82 to the Registrant’s Annual Report on Form 10-K forthe fiscal year ended September 30, 2008 (File No. 001-09318)*10.38 Named Executive Officer Performance Incentive Compensation (2008),incorporated by reference to Exhibit 10.3 to the March 5, 2008 Form 8-K*10.39 Franklin Resources, Inc. 1998 Employee Stock Investment Plan (as amendedand restated June 17, 2008), incorporated by reference to Exhibit 10.1 to theRegistrant’s Quarterly Report on Form 10-Q for the period ended June 30, 2008(File No. 001-09318)*117
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