ISDA August 2012 DF Protocol Questionnaire

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Cadwalader, Wickersham & Taft LLPDraft October 8,11, 2012Attorney-Client Work ProductFor discussion purposes only2. True Name and Address 3The true name and address of PCA Principal is as follows:Name:Address:Phone:Fax:E-mail:3. Principal Occupation or Business 4The principal occupation or business of PCA Principal is as follows:4. Guarantor Information 5(a)To answer this question, complete column 3 of the relevant row of the PCAPrincipal Answer Sheet by inserting a “Yes” or a “No,” as appropriate:Is any person guarantying the performance of PCA Principal?345CFTC Regulation 23.402(c).CFTC Regulation 23.402(c).CFTC Regulation 23.402(c).-5-
Cadwalader, Wickersham & Taft LLPDraft October 8,11, 2012Attorney-Client Work ProductFor discussion purposes only(b)If any person is guarantying the performance of PCA Principal, the true name andaddress of each person providing such guaranty is as follows:Name:Address:Phone:Fax:E-mail:5. Third Party Control Person Information(a)To answer this question, complete column 4 of the relevant row of the PCAPrincipal Answer Sheet by inserting a “Yes” or a “No,” as appropriate:Is any person (other than an employee of PCA Principal) exercising any controlwith respect to the Swap positions under Protocol Covered Agreements in respectof which this Questionnaire is being executed and delivered (such person, a“Third Party Control Person”)?(b)If PCA Principal has one or more Third Party Control Person(s), the true name(s)and address(es) of such person(s) is/are as follows (PCA Agents filling out thisQuestionnaire for PCA Principals should enter their own name and address ifthey will act as a Third Party Control Person for their PCA Principals withrespect to trades under the Protocol Covered Agreements): 6Name:Address:Phone:Fax:E-mail:6CFTC Regulation 23.402(c).-6-
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ISDA August 2012 DF Protocol Questionnaire

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