112 K. Rastle, M. Brysbaert / Cognitive Psychology 53 (2006) 97–145shared letters <strong>in</strong> common positions across <strong>phonological</strong> primes and targets, beg<strong>in</strong>n<strong>in</strong>g atthe left boundary of each stimulus (e.g., Berent, 1997; Davis et al., 1998; Humphreyset al., 1982; Perfetti et al., 1988; Perfetti & Bell, 1991; Rayner et al., 1995). For example,Lukatela and Turvey (1994b) designed the graphemic control ‘‘brack’’ <strong>for</strong> the prime–targetpair braik–BRAKE because it shares the position-specific letters shared by the primeand target (bra–): The control ‘‘brack’’ and the prime ‘‘braik’’ there<strong>for</strong>e share equivalentorthographic overlap with the target BRAKE.Ensur<strong>in</strong>g the orthographic similarity of prime–target and control–target pairs is notquite this easy, however. In general, judgements about the orthographic similarity oftwo stimuli depend on one’s theory of orthographic <strong>in</strong>put cod<strong>in</strong>g (i.e., one’s theory ofthe representation of letters and letter position). Two stimuli that have a large orthographicoverlap accord<strong>in</strong>g to one theory of <strong>in</strong>put cod<strong>in</strong>g may have much less overlapaccord<strong>in</strong>g to another theory of <strong>in</strong>put cod<strong>in</strong>g. This problem is nicely illustrated by consider<strong>in</strong>gpairs of stimuli that differ <strong>in</strong> length such as phail–FAIL. On the popular leftalignedslot-based cod<strong>in</strong>g scheme—the scheme assumed by all of the <strong>in</strong>vestigatorsreferred to <strong>in</strong> the previous paragraph—these two stimuli have no orthographic overlapwhatsoever because they share no letters <strong>in</strong> common positions. Conversely, these stimulishare a great deal of orthographic overlap on a number of other cod<strong>in</strong>g schemes <strong>in</strong>clud<strong>in</strong>gvowel-aligned slot-based cod<strong>in</strong>g (e.g., Harm & Seidenberg, 2004), onset-nucleus-codacod<strong>in</strong>g (e.g., Plaut et al., 1996), onset-rime cod<strong>in</strong>g (e.g., Zorzi et al., 1998), and spatialcod<strong>in</strong>g (e.g., Davis, 1999).There are two po<strong>in</strong>ts especially worth not<strong>in</strong>g relevant to this issue. First, it nowseems apparent that left-aligned slot-based cod<strong>in</strong>g may not provide an adequate characterizationof letter representations <strong>in</strong> read<strong>in</strong>g (e.g., Andrews, 1996; Davis, <strong>in</strong> press;Davis & Taft, 2005; De Moor & Brysbaert, 2000; Perea & Lupker, 2003; Perea &Lupker, 2004)—potentially call<strong>in</strong>g <strong>in</strong>to question the majority of results appear<strong>in</strong>g <strong>in</strong>Tables 1–5. Second, there is currently no consensus on the true nature of orthographic<strong>in</strong>put cod<strong>in</strong>g (see e.g., Bowers, 2002; Coltheart et al., 2001; Davis, 1999; Davis, <strong>in</strong> press;Gra<strong>in</strong>ger & Jacobs, 1996; Gra<strong>in</strong>ger & van Heuven, 2003; Harm & Seidenberg, 2004;Plaut et al., 1996; Schoonbaert & Gra<strong>in</strong>ger, 2004; Seidenberg & McClelland, 1989;Zorzi et al., 1998 <strong>for</strong> different examples of <strong>in</strong>put cod<strong>in</strong>g schemes). This theoretical voidmeans that particular care must be taken <strong>in</strong> <strong>in</strong>terpret<strong>in</strong>g <strong>prim<strong>in</strong>g</strong> <strong>effects</strong> that requiremeasurement aga<strong>in</strong>st an orthographic control (e.g., <strong>phonological</strong> <strong>prim<strong>in</strong>g</strong> <strong>effects</strong>, morphological<strong>prim<strong>in</strong>g</strong> <strong>effects</strong>).Like some <strong>in</strong>vestigators that have come be<strong>for</strong>e us (e.g., Van Orden et al., 1988), wehave adopted a pragmatic approach to this problem. In the experiments presentedbelow, we base our stimulus design on a left-aligned slot-based cod<strong>in</strong>g scheme (suchthat graphemic controls preserve position-specific shared letters across primes and targets).However, we also made every ef<strong>for</strong>t to ensure the adequacy of graphemic controls<strong>in</strong> other ways. For example, we preserved <strong>in</strong> graphemic controls shared onsets,nuclei, and codae across <strong>phonological</strong> primes and targets, except <strong>in</strong> rare cases <strong>in</strong> whichthis was not possible. Further, we equated <strong>in</strong> graphemic controls the number of position-nonspecificshared letters <strong>in</strong> <strong>phonological</strong> primes and targets. These steps were takento reduce the possibility that our f<strong>in</strong>d<strong>in</strong>gs were due to orthographic similarity,although we cannot (and do not want to) exclude the possibility our <strong>effects</strong>, along withthose reported <strong>in</strong> Tables 1–5, are orthographic—that they could be captured by adifferent <strong>in</strong>put cod<strong>in</strong>g scheme without recourse to phonology.
K. Rastle, M. Brysbaert / Cognitive Psychology 53 (2006) 97–145 1133.3. Are all <strong>phonological</strong> primes equal?Phonological <strong>prim<strong>in</strong>g</strong> <strong>effects</strong> are thought to reflect sav<strong>in</strong>gs on target process<strong>in</strong>g due to<strong>phonological</strong> overlap between prime and target, once the sav<strong>in</strong>gs from orthographic overlapbetween prime and target has been elim<strong>in</strong>ated. At first sight, this seems to suggest thatthe smaller the orthographic overlap between <strong>phonological</strong> prime and target, the moreroom there is <strong>for</strong> <strong>phonological</strong> sav<strong>in</strong>gs. Consider the <strong>phonological</strong> <strong>prim<strong>in</strong>g</strong> <strong>effects</strong> thatmight be obta<strong>in</strong>ed with the items ‘‘yuice–USE’’ and ‘‘klip–CLIP.’’ Primes and targets compris<strong>in</strong>gthese pairs are <strong>phonological</strong>ly identical, yet the pairs vary considerably <strong>in</strong> terms oftheir orthographic overlap. Will this difference have an effect on the magnitude of the <strong>phonological</strong><strong>prim<strong>in</strong>g</strong> effect, obta<strong>in</strong>ed by compar<strong>in</strong>g the above primes with their graphemiccontrols ‘‘douke–USE’’ and ‘‘plip–CLIP’’? The theories under consideration may makedifferent predictions concern<strong>in</strong>g this issue.Frost’s (1998; Frost et al., 2003) strong <strong>phonological</strong> theory claims that the <strong>phonological</strong>code upon which lexical identification is based is underspecified, mak<strong>in</strong>g it difficult toobserve a reliable <strong>phonological</strong> <strong>prim<strong>in</strong>g</strong> effect when homophonic and graphemic controlprimes are only m<strong>in</strong>imally (<strong>phonological</strong>ly) different (e.g., klip/plip–CLIP). On this theory,<strong>phonological</strong> <strong>prim<strong>in</strong>g</strong> <strong>effects</strong> would be most evident <strong>in</strong> situations <strong>in</strong> which the graphemiccontrol can be made maximally (<strong>phonological</strong>ly) different from the target (e.g., yuice–USEversus douke–USE). Empirical <strong>effects</strong> support<strong>in</strong>g the underspecification claim have beenobserved <strong>in</strong> Hebrew perceptual identification (Gronau & Frost, 1997) and <strong>for</strong>wardmaskedlexical decision (Frost et al., 2003). In both cases, the advantage conferred by ahomophone prime on target recognition (e.g., QPIT–KPIT; /kapit/-/kapit/) is greaterwhen it is compared with the advantage conferred by an orthographically equivalentbut <strong>phonological</strong>ly dissimilar prime (e.g., KPZT–KPIT; /kapezet/-/kapit/) than the advantageconferred by an orthographically equivalent but <strong>phonological</strong>ly similar prime (e.g.,KPIZ–KPIT; /kapiz/-/kapit/). It is important to appreciate, however, that the Hebrewcase described here is very different from the <strong>English</strong> yuice/douke–USE case. In theHebrew case, a large <strong>phonological</strong> alteration is <strong>in</strong>duced by a small orthographic alteration,whereas <strong>in</strong> the yuice/douke–USE case, the large <strong>phonological</strong> alteration between controland target is accompanied by a large orthographic alteration between <strong>phonological</strong> primeand target. Effects of this nature (i.e., more <strong>phonological</strong> <strong>prim<strong>in</strong>g</strong> when there is low orthographicsimilarity between prime and target) on <strong>English</strong> word process<strong>in</strong>g have so far beenlimited to <strong>for</strong>ward-masked perceptual identification <strong>in</strong> young readers (Booth et al., 1999;see also Brysbaert, 2001, who made a similar claim on the basis of a near-significant posthoc analysis of perceptual identification data <strong>in</strong> Dutch).In contrast to the strong <strong>phonological</strong> theory, current weak <strong>phonological</strong> theories(Coltheart et al., 2001; Harm & Seidenberg, 2004) predict that <strong>phonological</strong> <strong>prim<strong>in</strong>g</strong> <strong>effects</strong>should be greatest when orthographic overlap between prime and target is high (e.g., the klip/plip–CLIP case). In each of these models, the activation of the orthographic and/or semanticunits monitored <strong>in</strong> lexical decision 3 is determ<strong>in</strong>ed jo<strong>in</strong>tly by orthographic and <strong>phonological</strong><strong>in</strong><strong>for</strong>mation. There<strong>for</strong>e, while a prime like ‘‘klip’’ will activate its target ‘‘CLIP’’ via both3 Lexical decisions <strong>in</strong> the DRC model (Coltheart et al., 2001) are made on the basis of two sources of<strong>in</strong><strong>for</strong>mation: total activation <strong>in</strong> the orthographic lexicon and maximum activation <strong>in</strong> the orthographic lexicon.The simulations of Harm and Seidenberg (2004) trialled a number of potential orthographic and semantic sourcesof <strong>in</strong><strong>for</strong>mation <strong>for</strong> mak<strong>in</strong>g lexical decisions, but did not make a firm commitment to any of these.
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