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Machinery Directive 2006/42/EC Closing of "loopholes" through ...

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Dannecker / Ostermann: Loopholes in the <strong>Machinery</strong> <strong>Directive</strong> <strong>2006</strong>/<strong>42</strong>/<strong>EC</strong>in the case <strong>of</strong> partly completedmachinery) must have been performed The <strong>EC</strong> Declaration <strong>of</strong> Conformity ordeclaration <strong>of</strong> incorporation must becompleted and must accompany themachinery The CE mark expressing the conformity<strong>of</strong> the machinery with all the relevant<strong>EC</strong> <strong>Directive</strong>s demanding such amarking must be attached to themachineNote:Partly completed machinery, bycontrast, does not bear a CE markunless another <strong>EC</strong> single marketdirective applicable to the partlycompleted machinery demands such amark The manufacturer <strong>of</strong> machinery musthave the necessary means tomanufacture the machinery "safely"Note:"<strong>Machinery</strong>" in the above sense is used forthe sake <strong>of</strong> simplicity as a generic term forall products in the sense <strong>of</strong> Article 2 a) to f)<strong>of</strong> the <strong>Machinery</strong> <strong>Directive</strong>, while the term"partly completed machinery" in the sense<strong>of</strong> Article 2 g) <strong>of</strong> the <strong>Machinery</strong> <strong>Directive</strong> isused separately, see also the correspondingprovisions in Article 2 <strong>of</strong> the<strong>Machinery</strong> <strong>Directive</strong>.Compliance with these requirements is amandatory precondition for the placing <strong>of</strong>machinery (or partly completed machinery)on the market. Failure to comply with thepreconditions can result in stringent measuresbeing taken by the responsibleauthorities in accordance with § 8 (4)GPSG; these cannot, however, becovered in more detail in this paper.In practical application it has beenobserved, however, that the <strong>Machinery</strong><strong>Directive</strong> leaves considerable scope forinterpretation in some area and has loopholesthat lead to legal uncertainty in thedrafting <strong>of</strong> contracts. This paper aims togive examples as to how these loopholescan be expediently closed within thecontext <strong>of</strong> the contract drafting.Who is actually the "manufacturer"?The manufacturer or his authorisedrepresentative is responsible for thecompliance with the fundamental healthyand safety requirements <strong>of</strong> Annex I <strong>of</strong> the<strong>Machinery</strong> <strong>Directive</strong> and for the performance<strong>of</strong> the above measures forestablishment / declaration <strong>of</strong> the "<strong>EC</strong>conformity" <strong>of</strong> the machinery. The manufactureror his authorised representative isalso the primary addressee <strong>of</strong> measurestaken by the responsible authorities.Against this background, the question <strong>of</strong>who the manufacturer <strong>of</strong> the machinery isin individual cases is <strong>of</strong> great relevance.While "single source" machinery (in thesense <strong>of</strong> the design and manufacture <strong>of</strong>the machinery) generally does not pose aproblem (even in the light <strong>of</strong> the fact thatthe property <strong>of</strong> "manufacturer" is not lostby the sub-contracting <strong>of</strong> work) 4 , a lack <strong>of</strong>clarity as to the person <strong>of</strong> the manufacturercan quite conceivably arise in certaincases with "machine plants" (assemblies<strong>of</strong> machinery in the sense <strong>of</strong> Article 2 a)4th indent <strong>of</strong> the <strong>Machinery</strong> <strong>Directive</strong>).If we look at the definition <strong>of</strong> the manufactureras defined in Article 2 i) <strong>of</strong> the<strong>Machinery</strong> <strong>Directive</strong> more closely"... any natural or legal person whodesigns and/or manufactures machineryor partly completed machinery coveredby this <strong>Directive</strong> and is responsible forthe conformity <strong>of</strong> the machinery or thepartly completed machinery with this<strong>Directive</strong> with a view to its being placedon the market, under his own name ortrademark or for his own use,"then a broad scope for interpretationbecomes obvious, particularly forengineering “assemblies <strong>of</strong> machinery” 5(machinery plants). The manufacturer canthen be:4 cf. clause 3.1.1 <strong>of</strong> the European Commission's"Guide to the Implementation <strong>of</strong> <strong>Directive</strong>s Basedon the New Approach" - Blue Guidehttp://www.maschinenrichtlinie.de/fileadmin/dokumente/Binnenmarktleitfaden%20Blueguide.pdf5 See <strong>Machinery</strong> <strong>Directive</strong>, Article 2, paragraph a,fourth indent4

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