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IOWA STATE BAR<br />

ASSOCIATIO N<br />

THE THE<br />

IOWA LAWYER<br />

Volume 62 Number 7 July 2002<br />

<strong>BROADBAND</strong> <strong>REAL</strong>-<strong>TIME</strong> <strong>DIGITAL</strong><br />

<strong>COURTROOM</strong> <strong>IS</strong> <strong>HERE</strong><br />

ALSO IN TH<strong>IS</strong> <strong>IS</strong>SUE<br />

November election offers<br />

opportunities<br />

Survey says, “Dress for<br />

courtroom success”<br />

How do you use these:<br />

®, ©,?


2<br />

MOORE<br />

WEINSTEIN<br />

CH<strong>IS</strong>UM AND<br />

MORE FROM<br />

LEX<strong>IS</strong>NEX<strong>IS</strong><br />

■ July 2002<br />

Yes, it’s a really big deal.<br />

You can also get Collier, Nimmer, Nichols, Gilson and Larson. Available in print, or see how<br />

research has been transformed online at Web-born LexisNexis at www.lexis.com. Pull up relevant<br />

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LexisNexis and the Knowledge Burst logo are trademarks of Reed Elsevier Properties Inc., used under license. It’s How You Know is a trademark of LexisNexis, a division of Reed Elsevier Inc.<br />

© 2002 LexisNexis, a division of Reed Elsevier Inc. All rights reserved.<br />

AL4534


Volume 62 Number 7 July 2002 Contents<br />

Published at 521 East Locust<br />

Des Moines, Iowa 50309<br />

Charles Corcoran, Editor<br />

515-243-3179<br />

THE IOWA STATE BAR ASSOCIATION<br />

OFFICERS 2002-2003<br />

President, Alan E. Fredregill, Sioux City<br />

President-elect, Kevin Collins, Cedar Rapids<br />

Vice President, Nicholas Critelli, Jr., Des Moines<br />

Immediate Past President, C. Joseph Holland, Iowa City<br />

Executive Director, Dwight Dinkla, Des Moines<br />

THE IOWA LAWYER<br />

(<strong>IS</strong>SN 1052-5327) is published monthly by The Iowa State<br />

Bar Association, 521 East Locust, Des Moines, Iowa 50309.<br />

Subscription included in membership fee. Non-members,<br />

$30 per year. Periodicals postage paid at Des Moines, Iowa.<br />

Postmaster: Send address changes to The Iowa Lawyer,<br />

521 East Locust, Des Moines, IA 50309.<br />

The Iowa Lawyer is printed by Colorfx, 10776 Aurora Ave.,<br />

Des Moines, IA 50322. Telephone (515) 270-0402.<br />

Art Director: Ann Firkins<br />

Classified Advertising<br />

Qualifying <strong>IS</strong>BA members - 2 months free; $70 thereafter<br />

Non-members - $110 per column inch per insertion<br />

See classified section for details.<br />

For Display Advertising Rates<br />

Contact David R. Larson (515) 440-2810; or write:<br />

The Iowa Lawyer, c/o Larson Enterprises, 909 50th St.,<br />

West Des Moines, IA 50265.<br />

Communicating with The Iowa Lawyer online:<br />

Send your comments and Letters to the Editor to<br />

ccorcoran@iowabar.org. Please include your daytime<br />

phone number should we need to contact you with an<br />

answer or for verification. Executive Director Dwight<br />

Dinkla’s electronic mail address is ddinkla@iowabar.org.<br />

Executive Assistant Judi Stout is at jstout@iowabar.org.<br />

Computer Service Director Harry Shipley’s address is<br />

hshipley@iowabar.org.<br />

OFFICERS:<br />

Alan E. Fredregill, president, Sioux City,<br />

(712) 255-8838; Kevin Collins, presidentelect,<br />

Cedar Rapids, (319) 365-9461; Nicholas<br />

Critelli, Jr., vice president, Des Moines, (515)<br />

243-3122; Dwight Dinkla, secretary, Des<br />

Moines, (515) 243-3179, C. Joseph Holland,<br />

immediate past president, Iowa City, (319)<br />

354-0331<br />

D<strong>IS</strong>TRICT 1-A:<br />

Marion Beatty, Decorah, (319) 382-4226;<br />

Stephen Juergens, Dubuque, (319) 556-4011.<br />

D<strong>IS</strong>TRICT 1-B:<br />

C Kevin McCrindle, Waterloo (319) 234-0535;<br />

George L. Weilein, Waterloo, (319) 233-6163.<br />

D<strong>IS</strong>TRICT 2-A:<br />

C. Bradley Price, Mason City, (641) 423-1173;<br />

Thomas A. Lawler, Parkersburg, (319) 346-<br />

2650.<br />

D<strong>IS</strong>TRICT 2-B:<br />

Steven W. Hendricks, Fort Dodge, (515) 576-<br />

4127; Joel T. Greer, Marshalltown, (641) 752-<br />

5467; Jim P. Robbins, Boone, (515) 432-7114;<br />

D<strong>IS</strong>TRICT 3-A:<br />

A. David Bibler, Algona (515) 295-3565.<br />

Joseph Fitzgibbons, Estherville, (712) 362-7215<br />

IOWA STATE BAR<br />

ASSOCIATIO N<br />

THE<br />

Volume 62 Number 7 July 2002<br />

IOWA LAWYER<br />

<strong>BROADBAND</strong> <strong>REAL</strong>-<strong>TIME</strong> <strong>DIGITAL</strong><br />

<strong>COURTROOM</strong> <strong>IS</strong> <strong>HERE</strong><br />

ALSO IN TH<strong>IS</strong> <strong>IS</strong>SUE<br />

November election offers<br />

opportunities<br />

Survey says, “Dress for<br />

courtroom success”<br />

How do you use these:<br />

®,©,?<br />

About the Cover<br />

The state-owned fiber optic Iowa<br />

Communications Network can carry<br />

real-time arguments from distant<br />

attorneys to a judge sitting in a third<br />

location saving hours of travel time<br />

and expense. Digital communications<br />

on the unique network is costeffective<br />

and as easy to get on as<br />

walking across the street or driving a<br />

few blocks to a local network-wired<br />

e-classroom. Story on page 6.<br />

(Digital photos by Barry Lawrensen,<br />

Festive Media, Orange City)<br />

Iowa State Bar Association Board of Governors<br />

D<strong>IS</strong>TRICT 3-B:<br />

James Lohman, Denison, (712) 263-4627;<br />

Dan A. Moore, Sioux City, (712) 252-0020.<br />

D<strong>IS</strong>TRICT 4:<br />

J.C. Salvo, Harlan, (712) 755-3141; Charles L.<br />

Smith, Council Bluffs, (712) 325-9000.<br />

District 5-A:<br />

Mark Otto, Newton, (641) 792-4160.<br />

D<strong>IS</strong>TRICT 5-B:<br />

Elisabeth S. Reynoldson, Osceola, (641) 342-2157<br />

D<strong>IS</strong>TRICT 5-C:<br />

Thomas M. Zurek, Des Moines, (515) 283-8170<br />

Michelle A. McGovern, Des Moines, (515) 281-<br />

6620; John K. Vernon, Des Moines, (515) 246-<br />

4511; David S. Wiggins, Des Moines, (515) 225-<br />

4822; Brian Wirt, Des Moines (515) 288-2500;<br />

Nan Horvat, Des Moines, (515) 286-3688;<br />

Susan L. Ekstrom, Des Moines, (515) 243-6395;<br />

Carol Moser, Des Moines, (515) 237-1561;<br />

David C. Craig, Des Moines, (515) 288-0145;<br />

Anita L. Shodeen, Des Moines, (515) 237-1186.<br />

D<strong>IS</strong>TRICT 6:<br />

Marsha Beckelman, Cedar Rapids, (319) 297-<br />

7515; Marsha A. Bergan, Iowa City, (319) 351-<br />

5193; Christine M. Luzzie, Iowa City, (319) 351-<br />

6570;Daniel Y. Rathjen, Tama, (641) 484-5211;<br />

J. Michael Weston, Cedar Rapids, 319-366-7331.<br />

President’s Letter - Fredregill . . . Page 5<br />

Cover Story<br />

Iowa courtrooms enter digital domain –<br />

Schouten . . . . . . . . . . . . . . . . . Page 6<br />

And the survey says . . . dress for success<br />

. . . . . . . . . . . . . . . . . . . . . . . Page 7<br />

Do you know your ®’s, TM’s, and ©’s? -<br />

Krigbaum . . . . . . . . . . . . . . . . Page 8<br />

Discipline. . . . . . . . . . . . . . . . . Page 9<br />

In Memoriam . . . . . . . . . . . . . Page 10<br />

YLD’s ABA Renaissance – Semelroth . .<br />

. . . . . . . . . . . . . . . . . . . . . . . Page 12<br />

VLP Pro Bono Awards 2002 – Toresdahl<br />

. . . . . . . . . . . . . . . . . . . . . . . Page 13<br />

Legislative control up for grabs – Carney<br />

. . . . . . . . . . . . . . . . . . . . . . Page 14<br />

A brief 2002 legislative summary . . . . .<br />

. . . . . . . . . . . . . . . . . . . . . . Page 15<br />

Ethics Opinions . . . . . . . . . . . Page 17<br />

Transitions. . . . . . . . . . . . . . . Page 18<br />

Latest Bar admittees listed . . . . . . . . . .<br />

. . . . . . . . . . . . . . . . . . . . . . . Page 19<br />

Straight truth about indigent defense –<br />

Becker . . . . . . . . . . . . . . . . . . Page 20<br />

Patent infringement questions? –<br />

Hartung . . . . . . . . . . . . . . . . Page 22<br />

Classified advertisements . . . . . Page 24<br />

<strong>IS</strong>BA 2002-2003 Budget. . . . . . Page 28<br />

Continuing legal education calendar<br />

. . . . . . . . . . . . . . . . . . . . . . . Page 31<br />

D<strong>IS</strong>TRICT 7:<br />

Patricia R. Cepican, Davenport (319) 355-6478;<br />

A. John Frey, Jr., Clinton, (563) 242-1832;<br />

Stuart P. Werling, Tipton, (319) 886-2175.<br />

D<strong>IS</strong>TRICT 8-A:<br />

Michael Moreland, Ottumwa, (641) 682-8326;<br />

Rick L. Lynch, Bloomfield, (641) 664-3188.<br />

D<strong>IS</strong>TRICT 8-B:<br />

Roger A. Huddle, Wapello, (319) 523-4221<br />

Iowa Judges Association Representative:<br />

Honorable Donna Paulsen, immediate past<br />

president, IJA<br />

EX-OFFICIO MEMBER:<br />

James Carney (legislative counsel) Des<br />

Moines, (515) 282-6803; David Funkhouser<br />

(ABA delegate) Mason City, (515) 423-6223;<br />

David Brown (ABA delegate) Des Moines,<br />

(515) 244-2141; Diane Kutzko (ABA delegate)<br />

Cedar Rapids, (319) 365-9461.<br />

YLD OFFICERS:<br />

Timothy Semelroth, president, Cedar Rapids,<br />

(319) 365-9200; Aaron Oliver, president-elect,<br />

Des Moines, (515) 244-2141; Joseph T.<br />

Moreland, secretary, Iowa City, 319-337-9606;<br />

Paul Ahlers, immediate past-president,<br />

Webster City, (515) 832-6565.<br />

July 2002 ■ 3


2 ways<br />

to get<br />

involved!<br />

4<br />

■ July 2002<br />

2002 Justice For All (Golf) Ball<br />

Golf Tournament Fund Raiser for<br />

the <strong>IS</strong>BA Volunteer Lawyers Project<br />

Four Person Best Ball with a Shotgun Start<br />

Thursday, August 15, 2002, 1:00 p.m. at Briarwood Golf Course<br />

Golf! Only $65 buys you eighteen holes<br />

for golf, cart rental, dinner at the prize banquet<br />

following the tournament, your chance at tons<br />

of great prizes and an afternoon of fun in the<br />

sun with Iowa attorneys and judges.<br />

Sponsorship! Your firm can sponsor<br />

one of the holes as follows:<br />

GOLD (Sole Sponsorship of a hole plus 4 free golfers) $750<br />

SILVER (Sponsorship of 1/2 of a hole) $400<br />

Sponsors will be recognized at their hole with prominent and tasteful signage,<br />

on the scorecard, in the Iowa Lawyer and anywhere else we can thank you.<br />

Yes! Sign me (us) up as a sponsor. GOLD Sponsor ($750) SILVER Sponsor ($400)<br />

Yes! Sign me (us) up for golf & prize banquet at $65 per person. # of golfers<br />

My (our) check is enclosed for the amount of $<br />

Register on-line with a credit card at www.iowabar.org<br />

This is an event of the Young Lawyers Division<br />

of the <strong>IS</strong>BA. All proceeds will go to support the <strong>IS</strong>BA<br />

Volunteer Lawyers Project.<br />

If you have any questions, Please call<br />

Marci Tooman at 515-244-0111.<br />

Please return your entry form and check to:<br />

Marci Tooman<br />

Hopkins and Huebner, P.C.<br />

Suite 111, 2700 Grand Avenue<br />

Des Moines, Iowa 50312


THE PRESIDENT’S LETTER<br />

What can your Bar Association do for you?<br />

The Articles of Incorporation tell us that The Iowa State Bar Association was “formed to advance the science of<br />

jurisprudence, to promote reform in the law, to facilitate the administration of justice, to elevate the standards of<br />

integrity, honor and courtesy in the legal profession, to encourage a spirit of friendship among the members . . . .”<br />

So how do we do that? Here is your Bar Association by the numbers:<br />

$1.526 million - the <strong>IS</strong>BA annual budget for 2002/03<br />

44 - separate, continuing legal education seminars<br />

7,800 - current membership<br />

offered annually by <strong>IS</strong>BA committees and sections<br />

5,500 - members with e-mail addresses<br />

20 - members of the long range planning committee<br />

3,500 - is the number of Iowa junior high and<br />

which is studying every aspect of<br />

high school students who participated in<br />

<strong>IS</strong>BA operations to report to the Board in June,<br />

this year’s Young Lawyer’s Division Mock<br />

2003 with a plan for the Association’s future<br />

Trial competition coordinated by John<br />

15 - <strong>IS</strong>BA in-house staff<br />

Wheeler of The Iowa State Bar Association’s 14 - members who received <strong>IS</strong>BA public service<br />

Center for Law and Civic Education<br />

awards for 2002<br />

128 - completed years of our existence<br />

13 - <strong>IS</strong>BA practice manuals (not counting CLE<br />

(founded 1874)<br />

books) published for members<br />

125 - members who subscribed to IowaCite to<br />

8 - Iowa judges who received a 100 percent<br />

research the law in just the first few<br />

approval rating in the last biennial <strong>IS</strong>BA<br />

weeks after it became available<br />

plebiscite. We will conduct that vote again<br />

125 - is also the number of pages of text of the<br />

among our members this August and make the<br />

rewrite of the Iowa Business Corporation<br />

results available to the public in October.<br />

Act by the Business Law Section of The<br />

8 - members of the administrative committee who<br />

Iowa State bar Association which was<br />

make monthly operating decisions between<br />

passed this session of the Legislature and<br />

quarterly Board of Governors’ meetings<br />

enacted into law<br />

4-5 - typical number of full meetings of the Board of<br />

58 - standing committees and sections which<br />

Governors in a typical year<br />

study the law and its administration, suggest 3 - Young Lawyers Division officers<br />

reforms, and promote integrity, honor,<br />

3 - “Senior Bar” officers.<br />

courtesy and friendship among members<br />

1 - Immediate-past President of the Iowa Judges<br />

50 - members of the (confidential and<br />

Association, who also is a member of the <strong>IS</strong>BA<br />

independent)Lawyers Helping Lawyers<br />

Board of Governors<br />

Committee who are scattered throughout<br />

1 - President of the American Bar Association’s Young<br />

the state, who assist its director, Hugh<br />

Lawyers Division who this year is our own Alan<br />

Grady, to aid lawyers who need help for<br />

Olson. He will be installed in August at the ABA<br />

substance abuse or depression<br />

annual meeting in Washington, D.C.<br />

46 - members of the Board of Governors who set 1 - The ranking claimed by The Iowa State Bar<br />

policy for the Association<br />

Association among all voluntary bar associations<br />

for the highest percentage of membership.<br />

So how can we help you? Here are some ways to make this Association continue to thrive:<br />

Invite <strong>IS</strong>BA leaders to your local meetings. City, county and “specialty” legal groups are the grassroots<br />

of the <strong>IS</strong>BA. With Kevin Collins in Cedar Rapids, Nick Critelli in Des Moines, and me in Sioux City,<br />

the officers are spread evenly east-to-west. At least one of us is reasonably close by. Your local Board of<br />

Governors Representative is probably even closer. We want to know what you’re doing and how we can<br />

help. If you don’t invite us, we might just show up uninvited.<br />

Tell us what is on your mind. Reform in the law and the administration of justice starts with an idea.<br />

The <strong>IS</strong>BA is here to provide a forum for your ideas, and maybe some staff and funding to make them a<br />

reality. Call, write or E-mail, and send us your newsletters,<br />

ALAN FREDREGILL<br />

Come to our meetings and seminars. Board of Governors’ meetings are open to the membership.<br />

CLE programs and committee and section meetings are held at locations all around the state. You’ll hear<br />

and see firsthand what your Association is doing.<br />

Support your court system. State government budget issues arise nearly every year, but this year is the worst ever.<br />

Legislators need to know about the problems in your courthouse.<br />

Every single officer, member of the Board Of Governors, and <strong>IS</strong>BA staffer has the same goal in mind – service to the membership.<br />

Tell us what you need and when you need it. That’s why we’re here.<br />

July 2002 ■ 5


COVER STORY<br />

Lawyers star on Iowa’s statewide closed circuit TV network—<br />

Judge holds summary judgment hearing on ICN<br />

In December last year, an unusual motion for<br />

summary judgment hearing was held in the<br />

courtroom of the Sioux County courthouse in<br />

Orange City, Iowa. It was unusual because the<br />

attorneys who argued the property tax exemption<br />

case were not physically in the courtroom in Orange City<br />

and in fact had never left the cities where they practice law.<br />

Instead, they made their arguments to the presiding judge<br />

over the Iowa Communications Network and their voices and<br />

“live” images appeared electronically on multimedia equipment<br />

installed in the Sioux County courtroom.<br />

The Council Bluffs attorney representing the county board<br />

of review merely walked across the street from his law office to<br />

an ICN classroom in the public library. The Des Moines attorney<br />

for the local hospital drove from his office to the Capitol<br />

complex and used an ICN classroom in the Lucas State Office<br />

building. From those two locations, the attorneys argued their<br />

cases as if they were actually together in the courtroom in<br />

Orange City.<br />

The Des Moines attorney appeared on the courtroom multimedia<br />

screens looking every bit like an anchorman on the<br />

evening news. The Council Bluffs attorney was able equally to<br />

effectively argue his case over the ICN and succeeded in resisting<br />

the motion for summary judgment. It was hard to be in<br />

that courtroom that day and not feel that something dramatic<br />

was happening in rural Iowa – suddenly travel to and from<br />

Sioux County to Des Moines was occurring at the speed of<br />

light and not the four hours it typically takes to drive that<br />

distance by car.<br />

Both attorneys originally had planned to drive to Orange<br />

City for the hearing but agreed to be part of a test of an ICN<br />

connection to Sioux County’s innovatively equipped courtroom.<br />

The attorneys had little or no previous experience with<br />

the fiber optic network and Judge Mary J. Sokolovski had<br />

never presided over a “televised” hearing before. The success<br />

of the test also made the clients happy because they didn’t<br />

have to pay for anyone’s driving time. The cost to connect the<br />

three ICN sites for an hour was insignificant when compared<br />

to the driving time saved. The cost was just $13.40 per hour<br />

per site, or slightly<br />

more than $50.<br />

The Des Moines<br />

and Council Bluffs<br />

attorneys alternatively<br />

could have<br />

used private video<br />

conferencing firms<br />

in Clive and Omaha<br />

to hook them to<br />

the Orange City<br />

6<br />

■ July 2002<br />

By Mark J. Schouten*<br />

hearing since the ICN can connect<br />

its network to any private video conferencing facilities.<br />

However, the cost of private video companies would have been<br />

$225 an hour per site versus $13.40 an hour for each ICN site.<br />

A hearing that cost $50 on the ICN would have cost a minimum<br />

of $500 with a private video conferencing firm.<br />

Had the parties used private firms, they also would have<br />

noticed a difference in the quality of the video. Almost all private<br />

video conferencing<br />

sites<br />

in Iowa and in<br />

the United<br />

States transmit<br />

384 thousand<br />

bits of video<br />

information<br />

per second.<br />

The ICN transmits<br />

some 45<br />

million bits of<br />

video information<br />

each second – over 100 times faster or broader than the<br />

bandwidth of a commercial video conferencing site. The difference<br />

between the two is noticeable, like comparing a normal<br />

TV broadcast to the jerkiness of a satellite videophone report<br />

from a network news correspondent in a foreign country.<br />

The ICN is a largely untapped resource available to Iowa<br />

lawyers. Our state has over 750 video conferencing facilities in<br />

schools, colleges, libraries and National Guard Armories. All<br />

of them are capable of transmitting full motion video like that<br />

used in the Sioux County summary judgment hearing.<br />

As more Iowa courtrooms are connected to the ICN or<br />

other video conferencing networks, what happened last<br />

December in this summary judgment hearing will become<br />

a commonplace event.<br />

*Mark J. Schouten has been the Sioux County Attorney since<br />

1983 and has been a member of the Iowa Telecommunications and<br />

Technology Commission (ITTC) since 1996. More information and<br />

photos of the Sioux County Courtroom-ICN connection can be found<br />

at www.siouxcounty.org, click on attorney and then multimedia<br />

courtroom. The ITTC is a five-member commission that regulates<br />

the ICN. Schouten’s office is in the Sioux County Courthouse where<br />

his address is P.O. Box 168, Orange City, Iowa 51041. Phone him<br />

at (712) 737-2457. His e-mail address is mschouten@iowabar.org<br />

This article is taken from a guest editorial written by Mark<br />

Schouten that appeared in the Des Moines Register on February<br />

26, 2002.


Survey answers – What if a lawyer cries? Is overt anger tolerable?<br />

Clothes make a lawyer’s case in Iowa courts?<br />

The majority of Iowa lawyers and<br />

judges are traditionalists when it comes<br />

to what they think one should wear in<br />

court doing legal business, a recent survey<br />

of all <strong>IS</strong>BA members and Iowa judges<br />

reveals.<br />

Of the 952 persons who answered the<br />

survey this spring about courthouse<br />

decorum, the majority said, “You have to<br />

dress for success.”<br />

It exemplifies the way Iowans in the<br />

law see themselves and the practice of<br />

law here generally– possessors of high<br />

ideals, subject to strict rules of advertising<br />

and approving of<br />

strict enforcement<br />

of their rules of<br />

ethics and<br />

procedure.<br />

They want<br />

decorum and<br />

proper behavior<br />

right down to the<br />

clothes they think should be required in<br />

court.<br />

The majority of Iowa attorneys and<br />

judges who completed the questionnaire<br />

want the profession to dress in formal<br />

business attire always. Comment after<br />

comment can be summed up in the<br />

three sentences penned by an over-60<br />

male attorney from a small firm: “If you<br />

want to be a mechanic then dress like<br />

one. If you want to be a professional<br />

then dress like one. If you want respect<br />

then you must earn it and dress the<br />

part.” And, as a female attorney opined,<br />

“It is not a casual profession. If you want<br />

casual, go work at the Handi-Mart.”<br />

The traditional stereotypes held – practitioners<br />

in larger cities want more formal<br />

dress than those in rural areas, older<br />

wanted more formal dress than younger,<br />

casual Friday is favored among younger<br />

judges and lawyers, and the majority of<br />

respondents think it would be very hard<br />

to dictate to a juror what to wear.<br />

If a dress code were to be set, the<br />

chief judge in each judicial district is<br />

favored to set it (followed closely by the<br />

bar) both in the judges’ and attorneys’<br />

“You are what you eat, and<br />

you are what you wear.”<br />

– A rural judge<br />

responses. Only 12 percent of attorneys<br />

and five percent of judges thought that<br />

no one should be authorized to impose<br />

a code.<br />

Interesting comments included those<br />

of a rural male lawyer who said, “I<br />

believe any dress code should not gender<br />

discriminate. Men should never have to<br />

wear a tie if women are not equally<br />

required to wear a tie.”<br />

While a female commented, “Is the<br />

concept of women wearing slacks really<br />

still controversial in 2002? In practical<br />

common sense, down to earth Iowa, shall<br />

we all stick to stiletto heels on<br />

icy sidewalks?”<br />

No one, judges or<br />

attorneys, wanted<br />

judges mimicking<br />

TV newsroom staff<br />

in walking shorts,<br />

whether a judge’s robe<br />

was on or not. Matter of fact,<br />

shorts were totally disapproved for anyone<br />

to wear in the courtroom, and that<br />

went for tank tops, too! As one female<br />

urban attorney put it, “God save us! Ack!<br />

Ack! Ack!”<br />

Several responses concerning colored<br />

judges robes had a bit of a “spiritual”<br />

twist.. “I certainly don’t want the judge to<br />

look like a choir member!” “It will look<br />

like a church choir” “I don’t want to present<br />

my case to a choir boy!” and “I like<br />

my colored robes on Sunday in the choir<br />

loft!” But some suggested dark colors<br />

might work. The conclusion: 28 percent<br />

of the attorneys thought colors okay<br />

while a slightly higher percentage of<br />

judges, 35 percent, who need to wear a<br />

black robe day in and day out, said a<br />

change to color might work for them.<br />

The male/female opinion split was<br />

almost 50/50 concerning color.<br />

Lawyers and judges split evenly on<br />

requiring jurists to wear a robe while on<br />

the bench to sign court documents.<br />

However, urban respondents want robes<br />

while for the most part rural respondents<br />

don’t care. In chambers, hardly anyone<br />

cares if a judge wears the robe.<br />

About 50 percent of lawyers and<br />

judges think jurors, witnesses and other<br />

parties should wear “business casual”<br />

dress and if they appear in less formal<br />

attire, about 50 percent think it is a<br />

judge’s responsibility to admonish the<br />

“offenders.” Attorneys are stronger in<br />

their support of judges’ admonishing<br />

than judges themselves are.<br />

continued on page 9...<br />

July 2002 ■ 7


®, and ©: What are these and when do you use them?<br />

By Matthew J. Krigbaum*<br />

One of the most<br />

common misunderstandings<br />

among businesses<br />

is the use of ®,<br />

, and ©. Each of<br />

these symbols signifies<br />

a different mean-<br />

Matthew Krigbaum ing to the reader.<br />

Most people know<br />

that ® means a trademark, that <br />

also is a symbol for a trademark, and<br />

© is a copyright. But when are these<br />

symbols appropriately used? This article<br />

briefly describes when and why<br />

these devices should be used.<br />

COPYRIGHT. Copyright protects<br />

any work of authorship that is fixed in<br />

a tangible medium of expression.<br />

That means for example that a painting,<br />

a computer program, a sculpture,<br />

a song or a literary piece, is protected<br />

by copyright. Unknown to many,<br />

copyright protection is now immedi-<br />

When Relationships Count SM<br />

8<br />

Business Valuation<br />

& Litigation<br />

Support Services<br />

Ronald E. Nielsen,<br />

CPA/ABV, CFE, CVA<br />

Roger C. Jones, CPA, CVA<br />

Wayne R. Brown, ASA, MBA<br />

Jessica C. Schiesl<br />

2700 Westown Parkway<br />

Suite 400<br />

West Des Moines, IA 50266<br />

515-222-4400<br />

www.cliftoncpa.com<br />

■ July 2002<br />

ate upon creation - the protection<br />

accrues with the creative process and<br />

attaches as the creator lifts pen from<br />

paper, brush from canvas, or fingers<br />

from keyboard. Amendments in 1989<br />

to the Copyright Act abolished the<br />

requirement that the author register<br />

their work of authorship with the U.S.<br />

Copyright Office for protection.<br />

Copyright protection is now automatic.<br />

Does that mean that the work does<br />

not need to ever be registered? No, it<br />

should be registered and, in the event<br />

of an infringement, will need to be<br />

registered prior to filing a complaint<br />

for infringement. There are many<br />

advantages to registering a copyright<br />

with the U.S. Copyright Office. The<br />

chief advantage is that, in an infringement<br />

situation, statutory damages are<br />

available to the copyright owner if the<br />

work was registered prior to infringement<br />

or within three months of first<br />

publication. This is an advantage to<br />

those whose work has been infringed<br />

but who may have not suffered any<br />

actual (or provable) “market-place”<br />

damages. The court can award statutory<br />

damages for each infringing<br />

work. The award is in the discretion<br />

of the court, but the range is set by<br />

statute - between $750 and $30,000<br />

per infringing work. If the infringement<br />

was willful, the court can<br />

increase the award to an amount as<br />

high as $150,000. Another advantage<br />

to registration is that the copyright<br />

owner may also seek an award of<br />

attorney’s fees if successful in<br />

infringement litigation. Finally, as stated<br />

above, the copyright owner must<br />

register their work prior to bringing<br />

any infringement lawsuit.<br />

A registration with the U.S.<br />

Copyright Office is rather simple and<br />

consists of paying the registration fee<br />

of $35.00 and completing a copyright<br />

application form. There are different<br />

forms for different types of works. All<br />

of the forms are available by mail<br />

request and on the U.S. Copyright<br />

Office website. Once the form and<br />

fee are submitted, along with a<br />

deposit of the work, the Copyright<br />

Office will send a Certificate of<br />

Registration approximately four to six<br />

months after application was<br />

received.<br />

Another common misunderstanding<br />

with copyrights is that if copyright<br />

notice, the “©”, is not used then the<br />

work is in the public domain. Once<br />

again, the 1989 amendments abolished<br />

the requirement that the<br />

author use copyright notice to gain<br />

the protection of the law.<br />

Nonetheless, competent intellectual<br />

property counsel will always recommend<br />

that the copyright notice be<br />

used as it puts third parties on notice<br />

that the work is protected under<br />

copyright. Such use is evidence that<br />

notice was given and will help a rebuttal<br />

argument against the defense of<br />

innocent infringement. Proper and<br />

complete copyright notice would be<br />

(for most creations) © [the year] and<br />

[the author], e.g. © 2002 Matthew<br />

Krigbaum. If an employee creates a<br />

work, then the employer, through the<br />

work made for hire doctrine, is considered<br />

the author. Copyright notice<br />

should appear on all works of authorship,<br />

regardless of their nature, e.g.<br />

website design, music composition,<br />

literary works, sculptures, architectural<br />

drawings, and so on. The author, if<br />

licensing their work, should explicitly<br />

require in the license agreement that<br />

copyright notice be included on all<br />

licensed reproductions or derivative<br />

works.<br />

TRADEMARK. All businesses that<br />

have trademarks should always be<br />

using either the ® or symbol in<br />

connection with the mark. The use of<br />

these symbols puts third parties on<br />

notice that the owner is claiming<br />

trademark rights in the mark. So<br />

which symbol do you use and when?<br />

continued on page 11...


Clothes make a lawyer’s case in Iowa courts?<br />

continued from page 7...<br />

A specific question about blue jeans<br />

elicited that 38 percent of attorneys feel<br />

jeans are unacceptable while 27 percent<br />

of the judges disapproved. One lawyer<br />

poopoohed the question saying, “They<br />

can dress however they want just as<br />

long as they show up!”<br />

Hats pretty much are passé in the<br />

courtroom unless worn for ethnic,<br />

religious or medical reasons.<br />

A lawyer can move about in a courtroom<br />

according to about 86 percent of<br />

attorneys and 73 percent of the judges.<br />

But attorneys should know that another<br />

14 percent of the judges who responded<br />

say that they don’t want you to move!<br />

Sixty-seven percent of the lawyers<br />

disapprove of others presenting orders<br />

in court and 72 percent of the judges<br />

disapprove.<br />

Sixty-eight percent of lawyers say showing<br />

anger is okay for attorneys, while 63<br />

percent of the judges tolerate anger in<br />

lawyers. On the other hand, anger in<br />

judges rates the approval of only 56 percent<br />

from attorneys and only from half<br />

of the responding jurists. When parties<br />

to a case exhibit anger, 67 percent of the<br />

lawyers said it was okay and 46 percent<br />

of responding judges. But witness anger<br />

is even more tolerable – 70 percent of<br />

lawyers and 72 percent of judges said<br />

they put up with it. The caveat to lawyers<br />

is to figure out whose court allows what<br />

over showing anger. Playing the odds<br />

doesn’t seem to be worth the chance.<br />

How does expressing emotion with<br />

tears rank? Only twenty-seven percent<br />

of the judges say they tolerate a lawyer<br />

crying, while 51 percent of the attorneys<br />

thought it was permissible.<br />

Parties and witnesses were allowed to<br />

shed more tears – 92 percent to 95 percent<br />

of lawyers tolerate crying while 93<br />

percent to 97 percent of judges do. As a<br />

judge-realist commented, “We have no<br />

right to dictate this. In most cases, this<br />

is an involuntary response.”<br />

Should Fridays be a “casual” clothing<br />

day for judges? Seventy-percent of the<br />

lawyers say no while 85 percent of the<br />

judges disapprove. As for attorneys, they<br />

were a bit more permissive for members<br />

of the profession to dress down on the<br />

last business day of the week. Seventyone<br />

percent of lawyers say no casual day<br />

for themselves while 86 percent of<br />

judges don’t want to see a casual day for<br />

attorneys. What about the court’s<br />

employees? Slightly over 50 percent of<br />

lawyers said “no” while 67 percent of the<br />

judges don’t want to see employees casually<br />

dressed at any time on the job.<br />

“I get tired of seeing court employees<br />

in blue jeans and sweat shirts,” commented<br />

one country lawyer, a man – “This is<br />

never appropriate in the courthouse.”<br />

While a judge responded, “I appreciate<br />

the court personnel in my courthouse,<br />

they know how to professionally dress.<br />

There’s no casual day here.”<br />

Who were the respondents to this survey?<br />

Fifty-two urban judges and 34 rural<br />

judges with 14 more judges answering<br />

but not designating where the live or<br />

work. Ten judges have been on the<br />

bench up to three years, 12 judges for<br />

4-6 years, 16 judges for 7-10 years, seven<br />

judges for 11-15 years, 14 judges for16-<br />

20 years and 15 judges for more than 20<br />

years. Twenty-six judges did not indicate<br />

how long they have been serving on the<br />

bench. Twenty-two percent of the jurists<br />

are women.<br />

Of lawyers who indicated, urban<br />

lawyer respondents outnumber rural<br />

376 to 200, while 274 did not say. Four<br />

hundred eighty-nine lawyers are from<br />

firms of 1-6 members, 167 from firms of<br />

7-15, 97 from firms of 16 or more.<br />

Ninety-seven lawyers failed to indicate<br />

firm size. Thirty-one percent of the<br />

lawyers answering are women.<br />

Disciplinary<br />

Decision<br />

N. Leroy Walters, Mason City<br />

18-Month Suspension<br />

Supreme Court Decision, June 12, 2002<br />

In 1996 Walters undertook to represent<br />

a client in seeking a modification of her<br />

dissolution of marriage decree. Walters<br />

prepared the petition for modification,<br />

which the client signed. Walters never filed<br />

the petition with the court, however. Over<br />

the next several years he fabricated various<br />

stories and excuses to conceal from the<br />

client his failure to do so. In 1999 Walters’s<br />

law license was suspended for other ethical<br />

violations. He failed to inform the modification<br />

client of his suspension, continued<br />

to represent her despite the suspension,<br />

and continued to fabricate excuses for<br />

the delay in her case.<br />

After a complaint was filed against<br />

Walters, the board of professional ethics<br />

and conduct sent him notice and requested<br />

his response. Walters asked the board for<br />

additional time, but never did provide<br />

a response.<br />

The board pursued charges against<br />

Walters before the grievance commission.<br />

The commission found numerous ethical<br />

violations, which the supreme court confirmed<br />

on de novo review. The neglect of<br />

the client’s modification action violated DR<br />

6-101(A)(3) and DR 7-101(A). The misrepresentations<br />

to the client violated DR 1-<br />

102(A)(4), (5), and (6). Walters’s failure<br />

to notify his client of his suspension, as<br />

required by Court Rule 35.21(1)(a), violated<br />

DR 1-102(A)(5) and (6). By maintaining<br />

an attorney-client relationship despite his<br />

suspension and continuing to deceive the<br />

client, he violated DR 1-102(A)(4), (5),<br />

and (6). His failure to respond to the<br />

board’s inquiries violated DR 1-102(A)(5).<br />

Considering the seriousness of the<br />

violations and the blatant disregard of<br />

the client’s interests, the court suspended<br />

Walters’s license indefinitely, with no possibility<br />

of reinstatement for eighteen months.<br />

July 2002 ■ 9


In Memoriam<br />

Recording deaths of<br />

Iowa lawyers<br />

LEVITT, Neil F., 39, a Drake<br />

University Law School graduate, died<br />

May 22, 2002, of injuries suffered in<br />

an automobile accident. Neil had<br />

lived in Plano, Texas, the past eight<br />

years where he was an assistant in<br />

the Dallas County Public Defender’s<br />

Office.<br />

SANDLER, Robert, 83, died May<br />

27 at a Des Moines hospital of complications<br />

following a stroke. He was<br />

a 60-year member of <strong>IS</strong>BA and president<br />

of U.S. Homes, Inc. on NW<br />

Second Street in Des Moines. He was<br />

an accomplished golfer, member of<br />

the National Amputee Golf<br />

Association and a state tennis champion.<br />

He also maintained a home in<br />

Rancho Mirage, California.<br />

10<br />

MEETING THE NEEDS<br />

• Need for a variety of Will and Trust Forms<br />

Forms range from simple to complex<br />

Over 31 different Will and Trust Forms<br />

Over 109 special Trust Provisions and Powers<br />

Forms are updated, editable and easy to use!<br />

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■ July 2002<br />

5th District<br />

phone numbers<br />

change<br />

Two of the 5th Judicial District’s<br />

court administration telephone numbers<br />

have changed. The retirement of<br />

two long-time employees, Carol<br />

Haines and Mary Fran Hohn, means<br />

these telephone numbers will no<br />

longer be used after July 1, 2002:<br />

Civil and Family Law Case Scheduling<br />

– 515-286-3843 and Rural Case<br />

Scheduling – 515-286-2108.<br />

These numbers remain in use –<br />

515-286-3754 and 515-286-3930 for<br />

Civil and Family Law matters, and<br />

515-286-3859 for Rural Case<br />

Scheduling.<br />

IOWA TRUST ASSOCIATION<br />

WILL & TRUST FORM MANUAL<br />

Please send the following:<br />

QUAN. ITEM PRICE TOTAL<br />

____ Will and Trust forms book and disk<br />

(30 Day Refund Policy)<br />

$525 ________<br />

____ 2000/2001 Supplement and disk<br />

(Available only to those who purchased the<br />

$375 ________<br />

99/00 Update or Book) Sales Tax @ 6% ________<br />

Total $ _______<br />

Send Book and Disk to:<br />

Firm ______________________________________________<br />

Attention ______________________________________________<br />

Address ______________________________________________<br />

City, State, Zip ______________________________________________<br />

Telephone No. ______________________________________________<br />

Word Perfect 5.1 ___ Word Perfect 8.0 ___ Word 6.0 ___<br />

(circle one)<br />

Please return this form and your payment to:<br />

Iowa Trust Association Telephone No. (515) 222-9585<br />

1601 22nd St., Suite 300 FAX (515) 327-1063<br />

West Des Moines, IA 50266-1408<br />

*Disk Size provided is 3 1/2 HD.<br />

Admission on<br />

Motion<br />

Joel J. Rhiner and Jeffrey H.<br />

Winick have applied for admission<br />

on motion to the Iowa Bar. Both are<br />

employed by Stein, Ray & Harris of<br />

Chicago.<br />

Also Harvey A. Levin of Califf &<br />

Harper, P.C., in Moline, Illinois; Lee<br />

D. Anderson of the Provost Umphrey<br />

Law Firm of Nashville; Tennessee,<br />

Richard Todd Bryant who practices<br />

in Kansas City, Missouri; and<br />

Margaret Gillespie of Gubbrud,<br />

Haugland & Gillespie of Alcester,<br />

South Dakota.<br />

Persons with questions or comments<br />

should contact Keith<br />

Richardson, Clerk of the Iowa<br />

Supreme Court, at 515-281-5911, or<br />

write Iowa Supreme Court Clerk,<br />

Statehouse, Room G-03, Des Moines,<br />

Iowa 50319.


®, And ©: What are these and when do you use them?<br />

continued from page 8...<br />

Similar to copyright rights, trademark<br />

rights are generated upon use of the<br />

trademark in commerce. There is no<br />

prerequisite of filing a trademark<br />

application for trademark rights to be<br />

created.<br />

First, there are three different<br />

forms of trademark protection.<br />

Trademarks can be protected by a<br />

federal trademark registration with<br />

the U.S. Patent and Trademark<br />

Office, a state registration, typically<br />

with the secretary of state, and by<br />

common law protection. The protection<br />

afforded under each option is<br />

different. A federal registration gives<br />

protection in all 50 states regardless<br />

of whether the goods or services are<br />

offered for sale in each state. State<br />

registration gives protection only<br />

within the state and common law<br />

protection extends only so far as<br />

the trademark owner’s trade area.<br />

Understanding where the mark is<br />

registered determines what symbol<br />

should be used. Only those trademarks<br />

that have been registered with<br />

the U.S. Patent and Trademark Office<br />

are entitled to use the ®. All other<br />

trademarks must use the . Misuse<br />

of the ® constitutes fraud on the<br />

Trademark Office and if the<br />

Trademark Office is aware of such<br />

unauthorized use, either by a third<br />

party or from the specimens filed<br />

with the application, the Office may<br />

reject the application and then the<br />

owner loses its opportunity for and<br />

the benefit of federal registration for<br />

the particular mark. Use of the ® is<br />

not required for protection to arise.<br />

However, if the trademark owner<br />

desires to seek monetary damages<br />

from an infringer, use of ® is<br />

required. Unless the trademark<br />

owner can prove the infringer has<br />

actual knowledge that the mark is a<br />

registered trademark, a failure to use<br />

the ® will bar the ability to recover<br />

monetary damage. The ® should<br />

appear after the mark if it is a word<br />

mark, e.g. MOYER & BERGMAN®,<br />

and should appear in close proximity<br />

to the mark if it is a logo, a symbol or<br />

some other type of mark.<br />

All other trademarks, whether they<br />

are registered at the state level or are<br />

not registered at all, but protected<br />

under common law, would use the <br />

symbol. Once again, there is no<br />

requirement that the be used.<br />

However its use is strongly advised<br />

as it puts third parties on notice of<br />

claimed trademark rights. Failure to<br />

use the does not, as with the ®<br />

symbol, result in a statutory bar to<br />

collecting monetary damages in an<br />

infringement situation. While an<br />

application is pending before the U.S.<br />

Patent and Trademark Office, the<br />

applicant should use the symbol<br />

with the mark. Only when the application<br />

has ripened into a registration<br />

would the be converted into ®. If<br />

the owner is not offering goods, but<br />

offering services, then the proper<br />

symbol is SM.<br />

When a trademark appears in written<br />

prose, the use of the ® or <br />

should appear in all titles or head-<br />

lines and should appear the first time<br />

the mark is used in the written material.<br />

All subsequent uses do not need<br />

the ® or symbol. If there are<br />

subsequent headlines, or where there<br />

are sections that are significantly set<br />

apart from the initial section, then<br />

the ® or should be reiterated.<br />

When in doubt, it is always best to<br />

use the ® or . Finally, at all times<br />

whenever and wherever the mark<br />

appears or is used by itself, the ®<br />

or symbol should be used.<br />

Following these guidelines will<br />

be a good start to the ongoing effort<br />

required to protect one’s intellectual<br />

property.<br />

*Matthew Krigbaum practices at<br />

Moyer & Bergman, PLC in Cedar<br />

Rapids. Prior to joining Moyer &<br />

Bergman in January 1999, he practiced<br />

in Chicago and simultaneously pursued<br />

an LL.M. degree in Intellectual Property<br />

and Information Technology.<br />

July 2002 ■ 11


Tim Semelroth<br />

YLD’s year proudly keys on Olson successes<br />

ABA Renaissance for Iowa YLD<br />

To the credit of many hard-working volunteers over the years, The Iowa State Bar Association’s<br />

Young Lawyers Division has a proud tradition of service in our state. The bar year of 2002-2003 will be<br />

looked upon as the year that this Iowa tradition went nationwide. Iowans are poised to lead the<br />

American Bar Association’s Young Lawyers Division into a new era of service to the public and the<br />

profession. As the new chair of the <strong>IS</strong>BA/YLD, I feel very fortunate to report the following:<br />

An Iowan will lead the ABA/YLD<br />

History will be made in August when my friend, Alan Olson of Des Moines, is sworn in as Chair of the ABA/YLD. Al will<br />

be the first Iowan ever to hold this position. To give you some idea of the significance of this achievement, let me share a<br />

few facts. The ABA is the largest voluntary professional organization in the world with over 400,000 members. The Young<br />

Lawyers Division is by far the largest entity within the ABA with over 140,000 members. Come August, Al will speak on<br />

behalf of the ABA/YLD and its nearly 300 affiliated state and local young lawyers associations. Given Al’s track record in<br />

Iowa – <strong>IS</strong>BA/YLD President, 1998-99; <strong>IS</strong>BA/YLD Award of Merit Winner, 2000 – I am confident that the interests of<br />

America’s young lawyers are in good hands.<br />

A record number of Iowans will serve ABA/YLD leadership<br />

It is no surprise that Al is bringing along a record number of Iowans for what promises to be an exciting bar year.There<br />

are approximately 90 appointed leadership positions in the ABA/YLD in 2002-2003. The following Iowa lawyers will serve<br />

in one of those positions:<br />

Paul Ahlers, Webster City National Conferences Team<br />

Sue Brown, West Des Moines Co-Chair GP, Solo & Small Firm Committee<br />

John Carr, Manchester District Representative to ABA/YLD Council<br />

Lora McCollom, West Des Moines Family Law Committee Chair<br />

Deanna Moore, Ankeny National Conferences Team<br />

Patti Notch, Indianola Public Service Special Projects Team Member<br />

Brad Obermeier, Des Moines Law Practice Management Committee Chair<br />

Aaron Oliver, Des Moines Assistant Editor, The Affiliate Newsletter<br />

Tim Semelroth, Cedar Rapids Professional Development Director<br />

New YLD project aimed at curbing school violence is coming to Iowa this fall<br />

Each year, the chair of the ABA/YLD selects a public service focus for the nation’s young lawyers. This year, Al Olson has<br />

selected programs designed to deal with the problem of school violence. I am pleased to announce that one of those programs,<br />

Junior Judges: Helping Kids Make Smart Choices, will be coming to Iowa in the fall of 2002. Junior Judges is a<br />

video-based curriculum targeting third, fourth and fifth graders. It is designed to help children make the right choices in<br />

the tough situations they are likely to encounter in their daily lives. Topics addressed by the Junior Judges curriculum<br />

include cheating, destroying property, bullying and children carrying weapons. Our <strong>IS</strong>BA District Representatives, coordinated<br />

by our YLD Secretary, Joe Moreland, will be going into elementary schools to facilitate this new program. Anyone<br />

with questions about Junior Judges is welcome to contact Joe at (319) 337-9606 or at moreland@hhbmlaw.com<br />

Why ABA activity is good for Iowa?<br />

Obviously, the ABA/YLD is lucky to have talented Iowans like Al Olson in its leadership,<br />

but why is ABA activity good for Iowa? I can think of three primary reasons.<br />

First, ABA/YLD involvement gives Iowa young lawyers access to the most innovative<br />

ideas for public and member service in the country. The <strong>IS</strong>BA/YLD has a history of<br />

bringing these ideas back to Iowa. Second, ABA/YLD involvement means more funding<br />

opportunities for Iowa projects through ABA sub-grants and scholarships. Every<br />

dollar that we receive from the ABA saves a dollar from our YLD budget that can<br />

then be spent on programming in Iowa. Third, the public service that young lawyers<br />

do anywhere in this country improves the image of the legal profession everywhere.<br />

Negative stereotypes about lawyers did not start in Iowa but we feel their effects<br />

everyday. When citizens hear the word “lawyer” and think of people like Al Olson<br />

and the ABA/YLD, the practice of law in Iowa will change for the better.<br />

12<br />

■ July 2002<br />

YOUNG LAWYERS DIV<strong>IS</strong>ION<br />

Y L D<br />

IOWA STATE BAR ASSOCIATION<br />

The Young Lawyers Division News is<br />

published bimonthly. Material for<br />

publication and suggestions as to<br />

content are welcome. They should<br />

be sent to Tré Critelli, Nick Critelli<br />

Associates, 317 Sixth Avenue, Des<br />

Moines, IA 50309. Articles appearing<br />

in this section about substantive law<br />

are not intended to be comprehensive<br />

and do not necessarily reflect the<br />

opinion of the <strong>IS</strong>BA or the Young<br />

Lawyers Division.


THE IOWA STATE BAR ASSOCIATION<br />

Pro Bono Awards<br />

By Brett J. Toresdahl, Executive Director <strong>IS</strong>BA Volunteer Lawyers Project<br />

The awards are given annually by<br />

The Iowa State Bar Association in<br />

recognition and appreciation for<br />

exceptional contributions made by<br />

members of the profession to ensure<br />

access to justice for all citizens. The<br />

presentations of this year’s awards<br />

were made at the President’s<br />

Luncheon during the <strong>IS</strong>BA Annual<br />

Meeting on June 20th.<br />

In Iowa, there are nearly 3,000<br />

attorneys enrolled in the Volunteer<br />

Lawyers Project. Each year, volunteer<br />

attorneys serve over 2,000 clients<br />

through pro bono programs who otherwise<br />

would not have access to legal<br />

assistance. The Iowa State Bar Association<br />

Volunteer Lawyers Project along<br />

with the Polk County Bar Association<br />

Volunteer Lawyers Project, Legal Service<br />

Corporation of Iowa Volunteer<br />

Lawyers Project, and the Pro Bono<br />

Project of HELP Legal Assistance and<br />

the Scott County Bar Association<br />

would like to join the <strong>IS</strong>BA in thanking<br />

all of the members of the profession<br />

who have made a commitment to<br />

pro bono legal service in Iowa.<br />

This year’s recipients of the <strong>IS</strong>BA<br />

Pro Bono Award are –<br />

Beecher, Field, Walker, Morris,<br />

Hoffman & Johnson, P.C – This is a<br />

law firm which merits recognition for<br />

both firm and outstanding individual<br />

contributions to equal justice through<br />

the Volunteer Lawyers Project.<br />

Attorneys at the Beecher Law Firm in<br />

Waterloo first became involved<br />

through the intake project of the<br />

LSCI Waterloo Regional office in<br />

1999. The firm has contributed<br />

invaluable time and service to clients,<br />

both through intake and by taking<br />

case referrals. In 2001, their six attorneys<br />

assisted 18 clients and donated<br />

over 120 hours of time, helping to<br />

make the promise of equal justice<br />

under the law a reality.<br />

Bruce Butler – Bruce practices in<br />

the Beaverdale area of Des Moines<br />

and he is one of the original volunteers<br />

of the Polk County Bar Association<br />

Volunteers Lawyers Project. He<br />

has been accepting family law referrals<br />

for sixteen years. This past year<br />

he closed four cases totaling over 80<br />

hours of pro bono assistance. Bruce is<br />

a stellar example of the commitment<br />

of attorneys in Polk County to the<br />

VLP and pro bono legal services.<br />

Brent Cashatt – Brent is a<br />

partner in the law firm of Babich,<br />

Goldman, Cashatt & Renzo, P.C. in<br />

Des Moines. He became a volunteer<br />

in 1995. In 2001, he closed a case<br />

that spanned two years, several counties<br />

and correctional facilities. Without<br />

attorneys like Brent, who is willing<br />

to accept challenging cases, many<br />

eligible clients would not receive<br />

assistance.<br />

Nathan Clark – Nathan practices in<br />

Davenport with the firm of Lane &<br />

Waterman. He spent a considerable<br />

amount of time in representing two<br />

clients last year. His excellent work<br />

on the first case resulted in a client<br />

having her driving privileges restored,<br />

greatly aiding her and her family in<br />

her efforts to complete her education<br />

and secure employment. Nathan also<br />

assisted a victim of domestic violence<br />

with a divorce involving real estate.<br />

He thus gave this client and her family<br />

the security of a home without violence,<br />

as well as the prospect of a<br />

new future.<br />

Elias Gastello – Elias of the Benzoni<br />

Law Firm in Des Moines became a<br />

volunteer in 1999. In 2001, he represented<br />

three clients in litigated consumer<br />

law matters. In addition to his<br />

generous contribution of attorney<br />

hours, Elias is fluent in Spanish,<br />

which has been especially helpful<br />

with the increasing number of<br />

Spanish speaking clients served by<br />

the PCBA VLP. Many thanks go to<br />

Elias for his support of the pro bono<br />

in Polk County.<br />

LeAnne Krell – LeAnne is a sole<br />

practitioner in Des Moines and<br />

became a member of the VLP in 1999.<br />

Over the past four years, she has regularly<br />

accepted referrals of complex<br />

family law cases. In 2001, LeAnne<br />

completed work on a case that totaled<br />

over 250 pro bono hours. It takes volunteers<br />

like LeAnne to make the program<br />

successful.<br />

Barbara Orzechowski – She has<br />

been a member of the VLP in<br />

Woodbury County since 1991. Over<br />

the next nine years, Barbara donated<br />

more than 150 hours and assisted 14<br />

clients with wills, property matters<br />

and domestic violence cases. In<br />

September 2000, she took a case<br />

continued on page 19...<br />

&VALUATIONS<br />

EXPERT<br />

TESTIMONY<br />

When Results Count<br />

Business Valuation for:<br />

> Gift and Estate Taxes<br />

>EmployeeStockOwnershipPlans<br />

> Family Limited Partnerships<br />

> Intellectual Property<br />

Expert Testimony for:<br />

> Lost Profits/Earnings Analysis<br />

> Stockholder Disputes<br />

> Commercial Damages<br />

> Dissolutions<br />

Offices Coast to Coast<br />

Midwest Managing Director<br />

Terry J. Allen, ASA, CPA/ABV<br />

3605 SW 29th Street<br />

Des Moines, IA 50321<br />

515.953.4498<br />

July 2002 ■ 13


LEG<strong>IS</strong>LATURE<br />

Control of legislature is up for grabs<br />

By James Carney, Legislative Counsel*<br />

Candidates in our newly redistricted state are preparing<br />

for the November general election now that the June primary<br />

is over. In addition, 53 legislators are retiring. Some candidates<br />

have changed houses because of the conflicts created<br />

in their old districts with other incumbents. The retirements<br />

and the newly drawn districts mean there are many<br />

competitive races across Iowa placing control of the legislature<br />

up for grabs. Last session there were 56 Republicans<br />

and 44 Democrats serving in the House and 29 Republicans<br />

and 21 Democrats serving in the Senate. Which party will<br />

control the legislative process next year could well be up to<br />

your involvement and dedication.<br />

Why should you become involved?<br />

The answer is that you have unique opportunities to affect<br />

the outcome of the legislative races and to develop meaningful<br />

relationships with your local legislators. You can get<br />

to know your representative and senator on a personal basis<br />

so that if and when you need to contact them during the<br />

legislative session, they know who you are. You will not be<br />

merely another “Johnny-come-lately,” but a person who has<br />

been actively involved in their election.<br />

What can you do?<br />

There are many things you can do that will make a difference<br />

– regardless of your political affiliation, you have the<br />

opportunity to serve on the campaign committee of your<br />

representative and senator. You can serve as a campaign<br />

chairman or treasurer. You can contact your candidate of<br />

choice and offer to assist in the campaign.<br />

14<br />

BUSINESS<br />

VALUATIONS<br />

&<br />

LITIGATION<br />

SUPPORT<br />

We get results!<br />

BUSINESS<br />

Capital<br />

CORPORATION<br />

■ July 2002<br />

Alan D. Ryerson<br />

CPA/ABV, ASA<br />

Gregory L. Weber<br />

CPA/ABV, ASA<br />

Mergers &Acquisitions<br />

Valuations Corporate Finance<br />

666 Walnut Street, Suite 1508<br />

Des Moines, Iowa 50309-3914<br />

515-282-8019 ▲ FAX 515-282-0325<br />

www.businesscapitalcorp.com<br />

al@businesscapitalcorp.com<br />

greg@businesscapitalcorp.com<br />

You can be sure to vote. Each election<br />

we are reminded of the power of the vote.<br />

James Carney<br />

There is no better lesson than last year’s<br />

presidential election. In the June primary, four candidates<br />

won by less than 50 votes. YOUR VOTE COUNTS!<br />

There is always work that needs to be done such as mailing<br />

campaign literature, making phone calls, distributing<br />

signs and raising money. The important thing is that somehow<br />

you become involved.<br />

How many lawyers are candidates?<br />

There is only one incumbent lawyer legislator running in<br />

the House – George Eichhorn of Stratford.<br />

Senator Gene Maddox is retiring from the Senate but is<br />

running for a House seat.<br />

Other lawyer candidates in the House are –<br />

Dist. Democrats<br />

10 Parmenter, Dennis - Cambridge<br />

37 Hedgecoth, John - Cedar Rapids<br />

38 Hogg, Robert - Cedar Rapids<br />

42 Huser, Geri (law student)Altoona<br />

49 Miller, Helen - Ft Dodge<br />

61 Oldson, Jo - Des Moines<br />

67 McCarthy, Kevin - Pleasant Hill<br />

76 Conroy, Susan - Sigourney<br />

84 Zamora, Patt - Davenport<br />

94 Swaim, Kurt - Bloomfield<br />

95 Reasoner, Mike - Creston<br />

100 Stryuk, Doug - Council Bluffs<br />

Dist. Republicans<br />

9 Eichhorn, George - Stratford<br />

75 Maddox, Gene - Clive<br />

On the Senate Side –<br />

Incumbent Senators Jeff Lamberti, Dave Miller (both<br />

Republicans) and Tom Fiegen (a Democrat) are up for reelection.<br />

Additionally, Chuck Larson retired from the House<br />

and is running for a Senate seat. Representative Larson is<br />

challenged by another lawyer, Renee Sneitzer, in his bid for<br />

a Senate seat. Representative Keith Kreiman also retired<br />

from the House and is running for an open Senate seat.<br />

continued on page 16...


July 2002 ■ 15


Control of legislature is up for grabs<br />

continued from page 14...<br />

There are three lawyer legislators in the Iowa Senate who<br />

are not up for re-election this year. They are Senators Jack<br />

Holveck of Des Moines, Larry McKibben of Marshalltown,<br />

and Don Redfern of Cedar Falls.<br />

It would appear there will be fewer lawyer-legislators serving<br />

in the Iowa Legislature in 2003 than at any time in the<br />

past 30 years. With fewer and fewer lawyers serving in the legislature,<br />

it is extremely important that we develop meaningful<br />

relationships with all state representatives and senators.<br />

You should discuss issues of importance to the practicing<br />

Bar with your candidate of choice and educate them as to<br />

issues that are important to the Bar. There will always be far<br />

more non-lawyers serving in the legislature than lawyers, so<br />

it is extremely helpful if they have been sensitized to issues<br />

of importance to the Bar prior to our contacting them during<br />

the legislative session. We encourage you to become<br />

active in your local legislative races regardless of your political<br />

affiliation. You will reap benefits from these efforts and<br />

so will your profession.<br />

Can LawPAC help?<br />

Of course, LawPAC can and does help. The Iowa State Bar<br />

Association is fortunate to have a very active political action<br />

committee. The LawPAC board is chaired by Ivan Ackerman<br />

16<br />

Dist. Democrats<br />

40 Fiegen, Tom - Clarence<br />

19 Sneitzer, Renee - Cedar Rapids<br />

47 Kreiman, Keith - Bloomfield<br />

Dist. Republicans<br />

31 Lozier, Kay (wife of an atty.) -<br />

Des Moines<br />

35 Lamberti, Jeff - Ankeny<br />

45 Miller, Dave - Libertyville<br />

19 Larson, Chuck - Cedar Rapids<br />

Mediator Training<br />

Richard M. Calkins, former dean of Drake<br />

Law School is now accepting applications<br />

for his 40-hour primary mediation course.<br />

Primary Class (40 hrs. CLE, 2hrs. ethics):<br />

Date: August 19-23, 2002<br />

Location: Drake Legal Clinic, Des Moines<br />

Time: 8 a.m. to 5 p.m., each day<br />

Instructor: Richard M. Calkins<br />

If you would like an application, contact:<br />

Susan Ewing<br />

801 Grand Avenue, Suite 3140<br />

Des Moines, IA 50309<br />

Ph: (515) 283-0331 Fax: (515) 283-0702<br />

Email: amta@dwx.com<br />

■ July 2002<br />

and is composed of 10 attorneys representing both major<br />

political parties and represent all areas of the state.<br />

If you have gotten to know candidates who are worthy of<br />

LawPAC support, please inform us know immediately so we<br />

can consider making contributions to their campaigns.<br />

Each election year, LawPAC gives approximately $50,000<br />

in campaign contributions, and we welcome your input as<br />

to who deserves our donations.<br />

How does the bar association’s legislative program work?<br />

Each year, sections of the bar association present to the<br />

board of governors legislative proposals for the board’s consideration.<br />

If the board approves the legislative proposal, it<br />

is made a part of the association’s affirmative legislative program.<br />

We then seek sponsors for the legislation and actively<br />

lobby for the passage of the legislation. It is typical of the<br />

bar association to have 10 to 15 legislative proposals. This<br />

year, the bar included in its legislative program a complete<br />

rewrite of the Iowa Business Corporation Act. The <strong>IS</strong>BA also<br />

supported a bill requiring disclosures in residential real<br />

estate installment contracts, modifications to the Uniform<br />

Principal and Income Act, modifications to trusts and estate<br />

provisions and worker’s compensation law. The bar actively<br />

followed and registered on more than 400 pieces of legislation.<br />

The bar actively opposed attempts to cap recoveries in<br />

nursing home actions and the legalization of title insurance.<br />

How does a member become active in legislative matters?<br />

Each section and several committees have legislative subcommittees<br />

responsible for reviewing legislation in that section<br />

or committee’s area of practice. A legislative committee<br />

is appointed by section and committee chairs. The association<br />

relies upon the legislative subcommittees for direction<br />

in the lobbying efforts of the association. If you have an<br />

interest in legislative matters, you are urged to volunteer as<br />

a member of the legislative subcommittee of the sections in<br />

which you are actively involved.<br />

The Iowa State Bar Association has an extremely active<br />

legislative program. The association follows more legislation<br />

than any other trade organization or professional organization.<br />

To be effective, the association needs your help. The<br />

political axiom that “All politics is local” is unquestionably<br />

true. Grassroots lobbying is absolutely the best lobbying that<br />

can be done. You are the grassroots of The Iowa State Bar<br />

Association. Thank you for your efforts!<br />

*If you have questions about the Bar’s legislative program,<br />

please feel free to contact Legislative Counsel Jim Carney in<br />

Des Moines at 515-282-6803 or Fax 515-282-4700. His e-mail<br />

address is carney_cablaw@dwx.com No member messages<br />

go unanswered.


ETHICS OPINIONS<br />

01-10 June 4, 2002 – LAWINFO.COM<br />

“LEAD COUNSEL PROGRAM”<br />

You have been solicited by LawInfo.com<br />

to participate in its “Lead Counsel<br />

Program.” In essence, the program provides<br />

exclusive listings on the company’s<br />

website in return for a flat annual fee for<br />

each area of practice, per area code. The<br />

company describes the program as follows:<br />

“Our success is due, in part, to the<br />

exclusiveness of the Lead Counsel<br />

Program. Potential Lead Counsel candidates<br />

are researched by LawInfo.com,<br />

and/or nominated by their peers.<br />

Nominees must meet specified qualification<br />

guidelines and provide references.<br />

During the selection process, the Regional<br />

Director of the Lead Counsel Program<br />

narrows down each panel to just 4 law<br />

firms per practice area and geographic<br />

region. This insures that each Lead<br />

Counsel Member received the maximum<br />

exposure possible to potential new clients.<br />

Once a Lead Counsel Member has been<br />

admitted to a panel, potential clients can<br />

easily access their website through the<br />

LawInfo.com attorney database. Each<br />

Lead Counsel Member’s listing includes<br />

a link directly to their website. By simply<br />

clicking on the link, visitors are directed<br />

to either the firm’s existing site, or a website<br />

created by LawInfo.com for the Lead<br />

Counsel Member, at no additional<br />

charge.”<br />

For the same reasons discussed in<br />

Formal Opinion 00-7, it is the opinion of<br />

the Board that it would be improper for<br />

Iowa lawyers to participate in the Lead<br />

Counsel Program.<br />

01-5 March 7, 2002 – ADVERT<strong>IS</strong>ING:<br />

QWESTDEX WEBSITE<br />

You have advised that QwestDex.com<br />

has offered Iowa lawyers the opportunity<br />

to be listed under the heading “Premier<br />

Businesses” on its website listing service for<br />

lawyers and law firms. You have asked two<br />

questions: (1) Would such a listing by an<br />

Iowa lawyer or law firm violate DR 2-<br />

101(B)(2) of the Iowa Code of<br />

Professional Responsibility for Lawyers by<br />

providing a listing that was not “alphabetical”?<br />

and (2) Would a listing under the<br />

heading “Premier Businesses” violate DR<br />

2-101(A) as an unverifiable statement?<br />

DR 2-101(B)(5) specifically permits<br />

lawyer advertising by radio, television,<br />

“or other electronic or telephonic<br />

media.” This would include advertising<br />

on an internet web site. See prior Ethics<br />

Opinions: 95-30, 96-1, 96-2, 96-14, 00-1,<br />

and 00-7. DR 2-101(B)(2) and (3) deal<br />

with lawyer and law firm telephone and<br />

city directory listings and provide for:<br />

alphabetical listings, classified listings, and<br />

display and box advertisements. The<br />

Board believes the rule with respect to<br />

directory listings applies to internet listings<br />

which must be alphabetical or classified.<br />

The identification of a lawyer or law<br />

firm as a “premier business” is an unverifiable<br />

claim, contrary to DR 2-101(A) of the<br />

Iowa Code of Professional Responsibility<br />

for Lawyers.<br />

For the reasons set out herein Iowa<br />

lawyers should not permit their name or<br />

their law firm name to be listed as a “premier<br />

business” in the QwestDex.com internet<br />

directory.<br />

01-6 March 7, 2002 – CONFLICT:<br />

ATTORNEY’S SPOUSE DHS EMPLOYEE<br />

You seek an opinion concerning conflict<br />

in juvenile or criminal cases where the<br />

attorney for one of the parties is married<br />

to a Department of Human Services investigator.<br />

You state:<br />

Attorney X’s spouse is a non-attorney<br />

child protective worker for the local<br />

Department of Human Services office.<br />

Is there an impermissible appearance<br />

of impropriety, or other disqualifying<br />

theory, when:<br />

1. X accepts a court appointment to represent<br />

juvenile client, as guardian ad litem<br />

in CINA case where X’s spouse has investigated<br />

alleged abuse?<br />

2. X accepts a court appointment to represent<br />

parent(s) in CINA case, with full<br />

disclosure to and waiver of conflict by said<br />

parent, where X’s spouse has investigated<br />

alleged abuse?<br />

3. X accepts a court appointment as<br />

either guardian ad litem for child(ren) or<br />

attorney for a parent in CINA case, with<br />

full disclosure to parent(s) and all parties,<br />

where X’s spouse is not involved in the<br />

case, but workers from the spouse’s office<br />

are so involved?<br />

4. X is retained privately by parent, to<br />

represent either parent or child(ren) in<br />

CINA proceeding, with full disclosure to<br />

parent(s) and all parties, where X’s spouse<br />

has investigated the alleged abuse?<br />

5. X is retained privately by parent, to<br />

represent either parent or child(ren) in<br />

CINA proceeding where X’s spouse is not<br />

involved in the case, but [the case]<br />

involves workers from the spouse’s office?<br />

6. X is retained privately or appointed<br />

by the Court to represent a parent on a<br />

criminal charge, the basis for which was<br />

investigated, at least in part, by X’s spouse?<br />

7. X is retained privately or appointed<br />

by the Court to represent a parent on a<br />

criminal charge investigated, at least in<br />

part, by co-workers of X’s spouse, but that<br />

X’s spouse had no part in investigating?<br />

8. Would your opinion in any of the<br />

above scenarios differ where X’s spouse<br />

conducted a preliminary investigation,<br />

made a report, and turned the case over<br />

to other social workers for follow-up?<br />

All scenarios assume full disclosure to all<br />

parties prior to accepting appointment,<br />

and waiver of any potential conflict by<br />

client(s), except for guardian ad litem<br />

cases involving children.<br />

It is the opinion of the Board:<br />

Questions 1, 2, 4, and 6: In the scenarios<br />

posed by these questions, Attorney X’s<br />

spouse likely would be called as a witness,<br />

whom Attorney X would be required to<br />

cross-examine. This creates an actual conflict,<br />

making it improper for Attorney X to<br />

represent any of the parties to the proceedings.<br />

The situation is analogous to<br />

that addressed in Formal Opinion 01-03<br />

(2001) (precluding city attorney from representing<br />

defendant in state prosecution<br />

where police officer for attorney’s city initiated<br />

charge or will be called as witness).<br />

See also Formal Opinion 89-31 (1989)<br />

(Conflict: Lawyer Wife of Police Chief).<br />

It is further the opinion of the Board<br />

that the conflict in these scenarios cannot<br />

be waived.<br />

Questions 3, 5, and 7: If Attorney X’s<br />

spouse did not participate in or direct the<br />

investigation, any conflict would normally<br />

be potential only. Unless actual conflict<br />

is present, Attorney X could represent<br />

a parent-client upon full disclosure and<br />

consent.<br />

It is further the opinion of the Board<br />

that if the client is a child, the conflict<br />

(even if merely potential) cannot be<br />

waived.<br />

Question 8: It makes no difference that<br />

the spouse’s involvement is limited to the<br />

preliminary investigation.<br />

Finally, in any of the above situations<br />

“where … full disclosure and consent are<br />

to be relied on to resolve possible conflict<br />

questions there must be an affirmative<br />

explanation by counsel of all the facts,<br />

legal implications, possible effects and<br />

other circumstances relating to the proposed<br />

representation and express consent<br />

continued on page 30...<br />

July 2002 ■ 17


Paul R. Tyler, attorney<br />

at Dickinson,<br />

Mackaman, Tyler &<br />

Hagen, P.C., of Des<br />

Moines, has been elected<br />

president of the Polk<br />

County Bar Association<br />

(PCBA).<br />

Paul has been an active member of<br />

the PCBA, most recently serving as a<br />

member of the board of directors for<br />

several years.<br />

He is a graduate of the University of<br />

Iowa (B.A., 1964) and the University<br />

of Iowa College of Law (J.D. 1967).<br />

Business Valuation<br />

&<br />

Litigation Support<br />

Services<br />

• Business valuations for buy/sell,<br />

divorce, gift/estate and FLPs<br />

• Damage/lost profit calculations<br />

• Investigative accounting<br />

• 31 years experience in accounting<br />

Cyril Ann Mandelbaum<br />

CPA/ABV, ASA, CVA<br />

666 Walnut Street, Suite 1850<br />

Des Moines, IA 50309<br />

Phone (515) 280-8600<br />

Fax (515) 280-8400<br />

E-mail: camcpa@dwx.com<br />

18<br />

■ July 2002<br />

Transitions<br />

Transitions<br />

Persons wishing to submit material for this column are asked to follow the style here, including as much of the same kind of information<br />

as possible and a photo of persons mentioned. Please submit all copy via e-mail to ccorcoran@iowabar.org Photos may be sent as<br />

JPEG’s (.jpg). Please be sure to include your office phone number and the name of the person who submitted the material. If you have<br />

questions, send them to the same address or call Chuck Corcoran at the bar office, 515-243-3179. Thanks for your help.<br />

Paul<br />

Tyler<br />

Eric<br />

Fisher<br />

Eric K. Fisher has<br />

joined the Paul<br />

McAndrew Law Firm of<br />

Coralville as an associate.<br />

Eric received the<br />

Bachelor of Arts with<br />

honors in English from<br />

Grinnell College in<br />

1988 and the Juris Doctorate with<br />

honors from the University of Iowa<br />

College of Law in 1993. He has been<br />

general counsel to the International<br />

Brotherhood of Electrical Workers<br />

Local 204 in Cedar Rapids.<br />

CeCe Ibson Wagner has joined<br />

Smith, Schneider, Stiles and<br />

Serangeli, P.C., of Des Moines and<br />

will practice in the areas of insurance,<br />

real estate, employment and general<br />

business defense in litigation.<br />

Janean Schaefer Denhart has joined<br />

the firm as an associate.<br />

Matt Cunningham has joined the<br />

Legal Services Corporation of Iowa’s<br />

Southeast Regional Office in Ottumwa.<br />

Matt is a 2001 graduate of Creighton<br />

Law School and was admitted to practice<br />

in Iowa in September 2001.<br />

Lee Heithoff, a 2001 graduate of<br />

Creighton Law School, is working as<br />

a staff attorney in LSCI’s Southwest<br />

Regional Office in Council Bluffs.<br />

Steve Norby, a 1979 graduate of the<br />

University of Iowa College of Law, is<br />

working as a staff attorney in the<br />

Waterloo Regional Office of LSCI.<br />

Steve previously worked for the Black<br />

Hawk County Attorney’s office.<br />

Enréne van Tonder has joined the<br />

Cedar Rapids Regional Office of<br />

LSCI. Enréne is a 2001 graduate of<br />

Creighton Law School.<br />

Derek Johnson, a 2000 graduate of<br />

the University of Iowa College of Law,<br />

has joined LSCI’s Iowa City Regional<br />

Office. Derek was previously a clerk<br />

in the 6th Judicial District.<br />

P.A. Henrichsen has<br />

joined the business<br />

valuation and litigation<br />

support firm of Philip<br />

Schneider & Associates,<br />

P.A. Inc.<br />

Henrichsen P.A. received his<br />

B.B.A. in accounting with distinction<br />

from Iowa State University in 1993<br />

and his J.D. with distinction from the<br />

University of Iowa College of Law in<br />

2000.<br />

He is a C.P.A., a member of the<br />

Iowa Society of C.P.A.’s and serves the<br />

<strong>IS</strong>BA Bar Review School, Inc. as an<br />

attorney director. He is also a<br />

C.P.C.U. having worked for ALLIED<br />

GROUP. He was with the general<br />

practice firm of Brierly Charnetski,<br />

L.L.P.


THE IOWA STATE BAR<br />

ASSOCIATION<br />

Pro Bono Awards<br />

continued from page 13...<br />

where the client was deaf and was<br />

seeking assistance in obtaining a<br />

guardianship of her seven year old<br />

grandson. Over the next year she<br />

spent more than 100 hours representing<br />

the client in a ChINA proceeding.<br />

After a three day trial, the child<br />

was placed with the client. The client<br />

now hopes to adopt the child. We<br />

are grateful to Ms. Orzechowski’s<br />

dedication in this case and her genuine<br />

concern for the client.<br />

Kathryn Salazar - Ms. Salazar<br />

practices in Washington County.<br />

In November of 2000 she agreed to<br />

assist a respondent in a dissolution<br />

modification filed by the client’s exwife.<br />

The client was on disability and<br />

could not afford representation. Over<br />

the course of a year, Ms. Salazar<br />

donated 160 hours on this case. In<br />

the end, her client was able to retain<br />

custody of his children. She took this<br />

case just two months after joining the<br />

Volunteer Lawyers Project and it was<br />

her first VLP case.<br />

United States Attorney’s Office –<br />

CARE Project – The CARE Project was<br />

initiated in 1998 to represent plaintiffs<br />

in contempt proceedings in protective<br />

order cases. Because the defendant is<br />

entitled to representation in this quasicriminal<br />

proceeding, victims often<br />

were faced with having to prosecute<br />

civil contempts pro se against experienced<br />

attorneys. The U.S. Attorney’s<br />

office and LSCI recognized the opportunity<br />

to utilize the U.S. Attorney’s<br />

prosecution expertise to assist victims<br />

in prosecuting contempts. Since 1998,<br />

over 40 women have been represented<br />

by this project. Several attorneys from<br />

the U. S. Attorney’s office have volunteered<br />

their time to the CARE project.<br />

Iowa Lawyers do make a difference<br />

in the lives of Iowans. Thanks to all of<br />

you who ensure access to justice for<br />

the citizens of our state.<br />

IOWA STATE BAR<br />

ASSOCIATIO N<br />

The Iowa State Bar Association<br />

welcomes the April, 2002 admittees<br />

to the Iowa Bar and the Association.<br />

University of Arkansas – Little Rock<br />

Else, Jack – Cedar Rapids, IA<br />

Brigham Young University<br />

Nelson, Lindsey C. – Coralville, IA<br />

University of Chicago – Kent<br />

Striegel, Leanne M. – Iowa City, IA<br />

Creighton University<br />

Heithoff, Lee M. – Omaha, NE<br />

Van Tonder, Enrene – Omaha, NE<br />

University of Denver<br />

Sales, William E., III – Ankeny, IA<br />

Drake University Law School<br />

Christy, Cynthia U. – Urbandale, IA<br />

DeWaay, Michael J. – Iowa City, IA<br />

Galligan, Joseph M. – Des Moines, IA<br />

Pendroy, Lisa K. – Des Moines, IA<br />

Rothman, Daniel J. – West Des Moines, IA<br />

Rowe, Jeffrey D. – Johnston, IA<br />

Springer, Jason A. – West Des Moines, IA<br />

Thomas, Aaron J. – Anamosa, IA<br />

Valley, Camille A. – Des Moines, IA<br />

University of Florida<br />

Erickson, Kimberly R. – Clive, IA<br />

Harvard University<br />

Kobes, Jonathan A. – Alexandria, VA<br />

University of Illinois<br />

Schiltz, Mikkie R. – Bettendorf, IA<br />

University of Iowa<br />

Bright, David J. – Iowa City, IA<br />

Cox, Jamie L. – Council Bluffs, IA<br />

DeYoung, Paul P. – Iowa City, IA<br />

Gallagher, Erin C. – Coralville, IA<br />

Howard, Brett R. – North Liberty, IA<br />

Mueller, Laura C. – Cedar Rapids, IA<br />

Penick, Bridget R. – Des Moines, IA<br />

Prohs, Erick D. – Des Moines, IA<br />

Scott, Nicholas L. – Cedar Rapids, IA<br />

Smith, James H. – Des Moines, IA<br />

Thompson, Benjamin W. – Omaha, NE<br />

Vakulskas Joly, Molly – Sioux City, IA<br />

Wiley, Jason M. – Washington, DC<br />

Young, Michael R. – Chicago, IL<br />

Zylstra, David J. – Cedar Rapids, IA<br />

John Marshall Law School<br />

Mahoney, Jason M. – Chicago, IL<br />

Marquette University<br />

Fereday, Megan S. – Waterloo, IA<br />

Northern Illinois University<br />

Brune, Matthew W. – Ottawa, IL<br />

Walters, Anne P. – Moline, IL<br />

Northern Kentucky University<br />

Sadler, Julie D. – Pella, IA<br />

University of South Dakota<br />

Lengeling, Robert A. – Sioux City, IA<br />

Ravnsborg, Jason R. – Luverne, MN<br />

Thomas M. Cooley Law School<br />

McNaughton, Randall L. – Davenport, IA<br />

Ubbinga, Lori A. – Homer, NE<br />

Welsh, Christopher P. – Kansas City, MO<br />

July 2002 ■ 19


It is essential that public defenders, private attorneys partner —<br />

Five Essential Truths About Indigent Defense<br />

By Tom Becker, State Public Defender<br />

About two years ago when I first<br />

wrote in The Iowa Lawyer, 1 I played on<br />

the old motor oil commercial catchphrase<br />

of “pay me now, or pay me<br />

later” to warn about the dangers of<br />

complacency in maintaining effective<br />

indigent defense programs. It was just<br />

a few months afterward that our<br />

nation, and Iowa along with it, plunged<br />

into the current economic recession.<br />

From early 2001 through the present, 2<br />

we’ve been fighting one budget battle<br />

after another, each more desperate<br />

than the one before. That’s going to<br />

continue for at least the near future<br />

and it’s driving Iowa’s indigent defense<br />

programs toward a crisis. We can get<br />

through this crisis, but there needs to<br />

be a change in how some of Iowa’s<br />

policymakers view indigent defense.<br />

As unpleasant as the budget battles<br />

have been, they’ve taught me a great<br />

deal. When I was a kid and decided I<br />

wanted to be a lawyer, one of my reasons<br />

was that I thought there would be<br />

no math. I was wrong. In this job I’ve<br />

20<br />

■ July 2002<br />

discovered that 1) learning the state’s<br />

budgeting methods and jargon is<br />

essential, and 2) having a key staff<br />

member with a B.S. in mathematics is<br />

pure gold. Unfortunately, I’ve also<br />

learned that there are too many folks<br />

who cannot look beyond the numbers<br />

and see the truth about indigent<br />

defense. As Simone Weil, the French<br />

philosopher, said, “In mathematics we<br />

have all the data, yet we don’t understand.”<br />

This article is intended to promote<br />

that understanding.<br />

I believe there are five Essential<br />

Truths about indigent defense. Anyone<br />

who appreciates these will understand<br />

everything necessary for good decisions<br />

about indigent defense programs<br />

in Iowa or anyplace else. No doubt<br />

there will be argument about some of<br />

these or whether there ought to be<br />

others. In any case, this is my story and<br />

I’m sticking to it.<br />

THE FIRST ESSENTIAL TRUTH<br />

about indigent defense is that the State<br />

of Iowa has no legal option but to pro-<br />

Title Guaranty<br />

800-843-0201<br />

www.ifahome.com<br />

DOES YOUR TITLE OPINION<br />

PROTECT YOUR CLIENT AGAINST LIENS M<strong>IS</strong>SED BY<br />

THE ABSTRACTOR?<br />

TITLE GUARANTY CAN<br />

(Have you told your client this?)<br />

vide funding to indigent<br />

defense programs<br />

Tom Becker<br />

adequate for representation<br />

at a constitutionally effective<br />

level. Yes, we need to be efficient about<br />

it. That’s why we have salaried state<br />

employees in public defender offices<br />

handling a majority of the cases. For<br />

the cases handled by attorneys appointed<br />

from the private bar, efficiency is<br />

why there is oversight by judges and my<br />

office concerning fees and expenses.<br />

But at the end of the day, indigent<br />

defense must be funded. That may be<br />

a counterintuitive proposition for some<br />

of the folks who, in tough budget<br />

times, are looking to make cuts, but<br />

that’s the way it is.<br />

THE SECOND ESSENTIAL TRUTH<br />

is the need for indigent defense services<br />

is determined by people who have<br />

no role in administering indigent<br />

defense programs. The Legislature<br />

decides what’s against the law, the<br />

police decide whom to arrest, and<br />

county attorneys decide whom to prosecute.<br />

Neither I nor anyone who works<br />

for me – or any other provider of indigent<br />

defense services – has the slightest<br />

influence on these decisions.<br />

The most influential of these players<br />

isn’t even part of state government.<br />

Except for the State Patrol and<br />

Department of Criminal Investigations,<br />

the police are answerable to local government.<br />

Sheriffs are elected by the<br />

people of their counties. Most influential<br />

of all are Iowa’s 99 elected county<br />

attorneys. County attorneys are<br />

autonomous and accountable only to<br />

their constituencies. County attorneys<br />

have partisan affiliations, political<br />

agendas, and enormous discretion.<br />

So, if certain people say to me,<br />

“We’re going to cut indigent defense<br />

continued on the next page...


appropriations by 4.83 percent,” I<br />

respond with two questions: Are you<br />

willing to reduce prosecutions against<br />

indigent persons by 4.83 percent? If so,<br />

how are you going to do that? If answers<br />

to those questions prove elusive, return<br />

to the First Essential Truth – indigent<br />

defense must be funded. And forget<br />

about cutting my appropriations.<br />

THE THIRD ESSENTIAL TRUTH:<br />

Public defenders save the state money.<br />

For the cases handled by the State<br />

Public Defender’s Trial Division, the<br />

average cost per case is less than half<br />

of the average cost per claim against<br />

the Indigent Defense Fund. I know this<br />

premise doesn’t sit well with some<br />

readers of The Iowa Lawyer, but it’s<br />

the truth.<br />

From the establishment of the very<br />

first public defender office in Los<br />

Angeles early in the last century<br />

through today, there have been two<br />

fundamental, coequal reasons for setting<br />

up public defender offices: quality<br />

service at the most economical price.<br />

Public defenders provide the quality<br />

by being the only law firm in town that<br />

specializes exclusively in state criminal<br />

defense. The economic efficiency<br />

comes from using salaried employees,<br />

including an in-house investigative<br />

staff. This combination of quality and<br />

efficiency is why jurisdictions with wellfunctioning<br />

indigent defense programs<br />

use public defenders as their cornerstones.<br />

The absence of public defenders<br />

is why some programs are in trouble,<br />

and why several of these are turning<br />

to public defenders for solutions. 4<br />

Accordingly, if anyone thinks that<br />

public defender layoffs, furloughs, and<br />

hiring freezes save the state money,<br />

please refer back to the First and<br />

Second Essential Truths – any charge<br />

laid against an indigent by a county<br />

attorney must be defended by someone.<br />

If there isn’t a public defender<br />

available to handle the case, it’s going<br />

to cost the state more. The long-range<br />

solution to controlling indigent<br />

defense costs is expansion of the State<br />

Public Defender Service, not cutbacks.<br />

Now, before anyone gets too mad at<br />

me, read on.<br />

THE FOURTH ESSENTIAL<br />

TRUTH: Private attorneys play an<br />

essential role in providing indigent<br />

defense services, and that means we<br />

must pay them. Public defenders cannot<br />

efficiently cover every county in<br />

Iowa. Even in locations served by public<br />

defender offices, there are many<br />

cases public defenders can’t handle<br />

because of conflicts of interest or work<br />

overload. 5 A jurisdiction without an<br />

effective partnership between public<br />

defenders and private attorneys risks<br />

gridlock in the criminal justice system. 6<br />

We can’t expect to have sufficient<br />

numbers of quality lawyers willing to<br />

take appointments unless we pay them<br />

appropriately.<br />

Iowa’s current hourly rates for court<br />

appointed lawyers – $60, $55, and $50<br />

for, respectively, Class A felonies, Class B<br />

felonies, and everything else – are in<br />

the upper tier among states that fund<br />

indigent defense at the state level. 7 But<br />

those rates aren’t enough to compensate<br />

court-appointed attorneys fairly. My<br />

office supports at least another $5 per<br />

hour increase across the board. A fee<br />

increase hasn’t been in the cards lately<br />

and won’t until the economy turns<br />

around, but it’s still on our agenda.<br />

This brings me to my fifth and last<br />

Essential Truth about indigent defense<br />

Richard M. Calkins<br />

THE FIFTH ESSENTIAL TRUTH:<br />

The ability to maintain a courtappointment<br />

fee rate at an appropriate<br />

level depends upon a robust State<br />

Public Defender Service. A vigorous,<br />

statewide public defender network<br />

means higher fee rates for other courtappointed<br />

lawyers. Many of you may<br />

ask, “how can that be?” Here’s how:<br />

The State of Iowa must provide an<br />

adequate indigent defense program,<br />

but must do so in an economically efficient<br />

way or we break the bank. If<br />

there isn’t an extensive public defender<br />

system to handle a significant majority<br />

of cases, the only way to control<br />

costs is to lowball the money paid to<br />

other appointed counsel. Just look at<br />

the states whose indigent defense troubles<br />

have been in the news lately – all<br />

have no statewide public defender network,<br />

and all either have low fee rates,<br />

impose hard and low fee caps that<br />

make high hourly rates meaningless,<br />

or extensively use low-cost contract<br />

providers. 8<br />

The ideal vision for Iowa’s indigent<br />

defense program has the State Public<br />

Defender Service as the principal service<br />

provider with fairly compensated<br />

members of the private bar handling<br />

the rest of the cases. Indeed, this is the<br />

only vision for an effective program.<br />

One component cannot exist without<br />

the other.<br />

I hope this article helps readers of<br />

The Iowa Lawyer better understand the<br />

continued on page 23...<br />

Former dean of the Drake University Law School, announces that he has become<br />

an independent, full-time mediator/arbitrator. Over a period of 13 years, he has<br />

mediated over 1,200 cases in every kind of case including antitrust, securities, personal<br />

injury, malpractice, class actions, construction, copyright, Super Fund,<br />

divorce and partnership disputes. Mr. Calkins is Board Certified by the American<br />

Academy of ADR Attorneys. Please call (515) 283-0331 or email: amta@dwx.com<br />

July 2002 ■ 21


Possible patent infringement? Get an opinion By Kirk Hartung<br />

Your client has just received a cease and desist letter indicating<br />

they are infringing someone else’s patent rights. What<br />

should you do?<br />

After becoming aware of potential infringement, there is<br />

an affirmative duty of due care. At this point, failure to take<br />

reasonable steps before beginning or continuing the alleged<br />

infringing activity may result in a finding of willful infringement<br />

that could mean having to pay treble damages and the<br />

other side’s attorney’s fees, if infringement exists.<br />

One reasonable step to take to avoid a finding of willfulness<br />

is to obtain competent advice from a patent attorney on the<br />

infringement issue. The attorney will review the patent alleged<br />

to be infringed as well as its prosecution history from the<br />

United States Patent and Trademark Office. He or she will<br />

then compare the patent claims to the accused device to<br />

determine whether or not there is infringement and give an<br />

opinion, preferably in writing. The opinion may also include<br />

an analysis of patent validity.<br />

If the conclusion is one of infringement, the infringing<br />

conduct must stop or a license needs to be negotiated with<br />

the patent owner. On the other hand, if the opinion concludes<br />

that there is<br />

22<br />

Technology<br />

Speaking of intellect<br />

ETHICS OPINIONS<br />

continued from page 17...<br />

by all parties, preferably in writing if possible,<br />

for representation by counsel.” See<br />

Formal Opinion 89-31.<br />

01-7 March 7, 2002 – CONFLICT:<br />

LAWYER/ABSTRACTOR<br />

You ask if there is a conflict of interest<br />

for an attorney to represent the seller of<br />

real estate if the attorney prepares the<br />

abstract of title to that real estate.<br />

Prior ethics opinions, and particularly<br />

Opinion 98-22, recognized that Iowa<br />

lawyers provide abstracting services in<br />

either of two ways. Some lawyers prepare<br />

abstracts as a part of their law practice. A<br />

lawyer who prepares abstracts as a part of<br />

his or her law practice does so subject to<br />

the Iowa Code of Professional<br />

Responsibility for Lawyers including those<br />

provisions with respect to confidentiality,<br />

conflicts, fees and advertising.<br />

An Iowa lawyer can also own and operate<br />

an abstract office separate and apart<br />

from his or her law practice. If the<br />

abstract office is operated separate and distinct<br />

from the law practice, DR 2-102(E) of<br />

the Iowa Code of Professional<br />

■ July 2002<br />

no infringement<br />

or the<br />

patent is<br />

invalid, a<br />

Responsibility for Lawyers applies. DR 2-<br />

102(E) states: “A lawyer who is engaged<br />

both in the practice of law and another<br />

profession or business shall not so indicate<br />

on the lawyer’s letterhead, office sign, or<br />

professional card, nor shall the lawyer be<br />

identified as a lawyer in any publication in<br />

connection with the lawyer’s other profession<br />

or business.”<br />

In the normal real estate transaction it is<br />

the seller’s obligation to provide the buyer<br />

with an abstract of title certified to date.<br />

Thus, the lawyer-abstractor would represent<br />

the seller in the preparation of the<br />

abstract. There would be no conflict of<br />

interest in the lawyer’s concurrent repre<br />

sentation of the seller in the real estate<br />

transaction generally, as the lawyer’s client,<br />

both as to preparation of the abstract and<br />

the sale, is in each instance, the seller.<br />

A question remains as to the lawyerabstractor’s<br />

obligation to the buyer for<br />

errors or omissions in the preparation<br />

of the abstract. That, however, is a legal<br />

question.<br />

01-8 March 7, 2002 – SOLICITATION –<br />

IOWA FAMILY POLICY CENTER<br />

thorough explanation should be provided to<br />

the patent owner or its counsel.<br />

With respect to willfulness and the potential<br />

for increased damages and attorney fees,<br />

whether the attorney is ultimately correct in<br />

his/her opinion is not as important as the<br />

thoroughness of the opinion itself. A well-reasoned<br />

opinion on non-infringement reasonably may be relied<br />

upon by the client, and normally will preclude a judgment of<br />

willful infringement. A cursory opinion of non-infringement<br />

will not save the client from a willfulness finding, if there is<br />

infringement.<br />

This attorney opinion may be used as a defensive shield from<br />

willfulness charges, in which case the opinion will have to be<br />

produced during discovery. Attorney-client privilege related<br />

to the opinion will be waived. Therefore, a second law firm is<br />

often retained to give the opinion.<br />

A well-reasoned opinion of patent counsel is only one factor<br />

that a court will consider out of the totality of circumstances<br />

surrounding infringing conduct. That opinion is likely the<br />

most important factor to avoid a finding of willful infringement<br />

and liability for treble damages and attorney fees to the patent<br />

owner. Other factors include efforts to avoid or design around<br />

the patent, license negotiations, and the manner in which the<br />

infringing conduct arose.<br />

As counsel for a non-profit corporation,<br />

the goal of which is to strengthen Iowa’s<br />

families through research, education and<br />

advocacy, you have asked whether the<br />

organization’s “legal arm,” the Iowa<br />

Liberty and Justice Center, may solicit<br />

prospective clients regarding participation<br />

in pertinent legal matters. For example,<br />

you mention a newspaper advertisement<br />

searching for parents, whose children have<br />

been prohibited from exercising their<br />

right to free exercise of religion in a public<br />

forum, who desire to take legal action<br />

redressing such prohibitions.<br />

In Formal Opinion 83-10, this Board,<br />

citing N.A.A.C.P. v. Button, 371 U.S. 415,<br />

Railroad Trainmen v. Virginia Bar, 377<br />

U.S. 1, and In re Primus, 436 U.S. 412,<br />

held that the Iowa Civil Liberties Union<br />

was entitled to engage in similar solicitation<br />

because it is a nonprofit organization<br />

which pursues litigation as a vehicle for<br />

effective political expression. Your organization<br />

has the same rights.<br />

Although a law firm would not be entitled<br />

to use a trade name such as the Iowa<br />

Liberty and Justice Center under DR 2-<br />

102(B), that rule is inapplicable here<br />

continued on page 30...


Five Essential Truths About Indigent Defense<br />

continued from page 21...<br />

challenge of providing quality indigent<br />

defense services in an efficient<br />

way. Whether you agree with everything<br />

I’ve said, I hope one thing is<br />

clear – deliberately under-funding<br />

indigent defense does not save the<br />

state anything even in the short term,<br />

and ignoring opportunities for longterm<br />

savings in order to avoid nearterm<br />

expenses only ends up costing<br />

the taxpayers. 9 Any way you slice it,<br />

it’s still “pay me now . . . or pay me<br />

later.”<br />

1 Thomas G. Becker, Pay Me Now . . .<br />

Or Pay Me Later: The State of Iowa’s<br />

Indigent Defense Programs, The Iowa<br />

Lawyer, Vol. 60, No. 11 (Nov. 2000).<br />

2 As of this writing, the Fiscal Year<br />

2003 budget is still undecided.<br />

3 For Fiscal Year 2001, the SPD Trial<br />

Division cost per case was $210. The<br />

average claim against the Indigent<br />

Defense Fund was $444.<br />

4 See, e.g., Jessica Reeves, Texas’s<br />

Bruised Public Defense System Gets<br />

an Overhaul, Time.com, May 16,<br />

2002; Bill Rankin, Georgia County<br />

Says Public Defenders Are “Absolute<br />

Best Way to Go,” Atlanta Journal-<br />

Constitution Online, Jan. 10, 2002;<br />

Matthew Dolan, Virginia Study Makes<br />

Case for Public Defenders, Hampton<br />

Roads Virginian-Pilot Online, Dec. 18,<br />

2001.<br />

5 See Iowa Code § 13B.9(3), (4)<br />

(2001).<br />

6 For example, the Baltimore, MD,<br />

Public Defender Office has recently<br />

refused to take additional cases<br />

because of work overload and,<br />

because of very low hourly fees and<br />

hard per case fee caps, there are<br />

insufficient private attorneys willing<br />

to take court appointments. For<br />

details about what has happened and<br />

the resulting crisis in the Baltimore<br />

criminal courts, see the State of<br />

Maryland Office of the Public<br />

Defender’s website at<br />

www.opd.state.md.us.<br />

7 The Spangenberg Group, Rates of<br />

Compensation for Court-Appointed<br />

Counsel in Non-Capital Felonies at<br />

Trial (1999). Of 24 states with statelevel<br />

funding for indigent defense, no<br />

state has its lowest rate higher than<br />

$50 per hour, and only five states have<br />

any rate higher than $60 per hour.<br />

Moreover, Iowa’s per case fee caps are<br />

“soft,” that is, attorneys may exceed<br />

the cap upon timely application and<br />

with court approval. Iowa Admin.<br />

Code § 493-12.6(13B, 815) (2001).<br />

Compare states with “hard” caps, i.e.,<br />

those that can’t be exceeded under<br />

any circumstances. See, e.g., Dolan<br />

article, supra footnote 4 (Virginia’s<br />

high hourly fees meaningless because<br />

of low fee caps).<br />

8 Texas, Georgia, Virginia (see<br />

supra footnote 4). Also, New York<br />

(Susan Saulny, Raise Ordered by<br />

Lawyers Aiding Poor, N.Y. Times<br />

Online, May 7, 2002), Montana<br />

(American Civil Liberties Union Press<br />

Release, ACLU Files Class-Action<br />

Lawsuit Against Montana’s Indigent<br />

Defense Program, Feb. 14, 2002),<br />

Alabama (Stephanie Hoops, Lawyers<br />

for Indigent Quit in Protest,<br />

Tuscaloosanews.com, Mar. 2, 2002),<br />

and Pennsylvania (Jan Ackerman,<br />

Venango County Gets Poor Legal<br />

Grades, County Coming Under Fire<br />

over Indigent Defense, Pittsburgh<br />

Post-Gazette Online, June 7, 2001).<br />

By “low-cost contract providers” I<br />

mean those lawyers or firms that<br />

agree to take all indigent cases,<br />

except conflicts, in a particular jurisdiction<br />

for a flat fee without any provision<br />

for turning back cases for<br />

because of work overload.<br />

9 In an editorial published soon<br />

after the 2001 Legislature had made<br />

its appropriations for indigent<br />

defense programs, the Des Moines<br />

Register said:<br />

The state public defender’s office, either<br />

with public defenders or private lawyers,<br />

must provide legal representation to the<br />

poor. It makes no sense to reduce the<br />

Indigent Defense Fund to $19.8 million<br />

[in Fiscal Year 2002] from $21.2 million<br />

[in Fiscal Year 2001]. The state will have<br />

to somehow come up with additional<br />

money needed. It makes even less sense<br />

long-term that the state continues to spend<br />

so much money on private lawyers when<br />

much of the time low-income clients could<br />

be served with less expensive public defenders<br />

who are experts in criminal defense.<br />

Start-up expenses would be significant, but<br />

eventually savings would be substantial.<br />

Editorial: Phony Budgeting, Des Moines<br />

Register Online, May 16, 2001.<br />

July 2002 ■ 23


Classified Ads<br />

24<br />

PUBL<strong>IS</strong>HER’S NOTE<br />

E-mail submissions to the CLASSI-<br />

FIED ADVERT<strong>IS</strong>ING section are<br />

requested. They save keystrokes, thus<br />

cutting down on our production time,<br />

and help to assure accuracy.<br />

Please follow the style of the ads<br />

appearing here, indicate the classification<br />

where you want your ad to appear<br />

and state how long the ad is to run.<br />

Each <strong>IS</strong>BA member of a private law<br />

practice receives two free insertions<br />

annually. Corporate and government<br />

attorney members of the association<br />

receive the same free privileges for their<br />

business, non-employer-related ads. If<br />

you have questions, call Chuck<br />

Corcoran at 515-243-3179. E-mail your<br />

copy to ccorcoran @iowabar.org<br />

The number appearing in parentheses<br />

after each ad is not a box number. It<br />

indicates the date the ad will be pulled<br />

from the magazine. (TF) indicates the<br />

ad will run until we receive instructions<br />

to pull it.<br />

COMMERCIAL ADVERT<strong>IS</strong>ERS:<br />

Contact Shannon Espenscheid<br />

641-474-2280 or David Larson<br />

515-440-2810, of Dave Larson Enterprises.<br />

Positions Available<br />

INDEPENDENCE, IOWA law office<br />

seeks attorney with 1–4 years experience<br />

in criminal and civil litigation.<br />

Please send resume and requirements<br />

to James T. Peters, P.O. Box 774,<br />

Indpendence, Iowa 50644. All inquiries<br />

will be confidential. (0802)<br />

Why do some lawyers get<br />

rich while others struggle to<br />

pay their bills? “That’s simple,”<br />

says attorney David M.<br />

Ward. “Successful lawyers<br />

know how to market their services.”<br />

A successful sole practitioner<br />

who once struggled to<br />

attract clients, Ward credits his<br />

turnaround to a referral marketing<br />

system he developed<br />

■ July 2002<br />

GOVERNMENT RELATIONS - Nonprofit<br />

Association seeking Staff<br />

Attorney/Lobbyist to address public<br />

policy issues. Experience in healthcare<br />

and/or public governance issues; legislative<br />

advocacy and legal analysis preferred.<br />

Outstanding oral and written<br />

communication skills necessary.<br />

Progressive work environment, competitive<br />

compensation package. Forward<br />

resume and salary history to: Greg<br />

Boattenhamer, Iowa Hospital<br />

Association, 100 East Grand, Des<br />

Moines, Iowa 50309. Contact via e-mail:<br />

boattenhamerg@ihaonline.org (0802)<br />

ASSOCIATE POSITION: Central Iowa<br />

County Seat AV-rated law firm is seeking<br />

an associate with 0-3 years experience.<br />

Opportunities in areas of office<br />

practice and litigation. Send resume<br />

and present level of compensation in<br />

confidence to The Iowa State Bar<br />

Association, Code AP 02-02, 521 East<br />

Locust Street, Floor 3, Des Moines,<br />

Iowa 50309-1939 (0802)<br />

AV-RATED DOWNTOWN DES<br />

MOINES office seeks attorney to join<br />

office practice as an associate, partner<br />

or possible other arrangement. All<br />

inquiries will be held in strict confidence.<br />

Please submit resume to Code<br />

5021, The Iowa Lawyer, Des Moines,<br />

Iowa 50309-1939. (0802)<br />

ATTORNEY (TRIAL) Experienced<br />

civil or criminal trial attorney wanted by<br />

small but expanding Des Moines law<br />

firm as litigation head to handle bankruptcy<br />

and debtor-creditor litigation,<br />

business and real estate litigation, criminal<br />

and family law litigation, and personal<br />

injury docket. FAX reply to 1-515-<br />

256-0907. (0802)<br />

Paid Advertisement<br />

Free Report Shows Lawyers<br />

How to Get More Clients<br />

several years ago. “I went from<br />

dead broke and drowning in<br />

debt to earning $300,000 a<br />

year, practically overnight,” he<br />

says.<br />

“Lawyers depend on referrals,”<br />

Ward notes, “but without<br />

a system, referrals are unpredictable<br />

and so is their<br />

income.”<br />

Ward has written a new<br />

report, “How to Get More<br />

Clients In a Month Than You<br />

Now Get All Year!” which<br />

reveals how any lawyer can use<br />

his marketing system to get<br />

more clients and increase their<br />

income.<br />

Iowa lawyers can get a<br />

FREE copy of Ward’s report<br />

by calling 1-800-562-4627 (a<br />

24-hour recorded message) or<br />

by going to davidward.com<br />

PROSECUTING ATTORNEY –<br />

Dickinson and Emmet Counties seek a<br />

motivated prosecutor to handle domestic<br />

abuse violence complaints and 236<br />

hearings. Qualified candidate must be<br />

licensed to practice law in Iowa and<br />

commit to a one-year agreement. This<br />

is a grant-funded position that may be<br />

renewed annually. Interested persons<br />

should apply to Prosecutor, P.O. Box<br />

305, Spirit Lake, Iowa 51360. EEOC<br />

(0802)<br />

ATTORNEY WANTED - Established<br />

AV-rated law firm seeks a highly motivated<br />

attorney with experience in probate,<br />

real estate and business law. Also<br />

seeking one or more attorneys with an<br />

established practice for office sharing<br />

arrangement or possible merger. Please<br />

send resume to Phil Watson, P.C., 535<br />

E. Army Post Road, Des Moines, Iowa<br />

50315 or email phil@watsonpc.com<br />

(0802)<br />

POSITION AVAILABLE – Small legal<br />

firm looking for associate and eventually<br />

partner with two to three years experience.<br />

Firm specializes in probate<br />

work, personal injury, corporate and<br />

tax work. All inquiries will be confidential.<br />

Please submit resume to Code 707,<br />

C/O The Iowa State Bar Association,<br />

521 East Locust Street, Floor 3, Des<br />

Moines, Iowa 50309-1939. (0902)<br />

ATTORNEY WANTED - Cedar Rapids<br />

plaintiff/claimant personal injury and<br />

workers’ compensation firm seeks<br />

attorney to assist with existing caseload.<br />

All replies will be confidential. E-mail<br />

or mail a letter of introduction and<br />

resume to Pete Leehey at pleehey@lee<br />

heylaw.com or P.O. Box 10316, Cedar<br />

Rapids, Iowa 52410-0316. (0902)<br />

ASSOCIATE - Quad City firm seeks an<br />

associate with no less than two years<br />

experience for plaintiff’s personal<br />

injury and workers’compensation law.<br />

This long-established firm of 10 attorneys<br />

is expanding the legal staff. Salary<br />

commensurate with experience. Full<br />

benefits. All inquiries will be held in<br />

strict confidence. Please send resume,<br />

salary history and cover letter to<br />

Winstein, Kavensky & Wallace,<br />

Attention: D.S. Fogle, P.O. Box 4298,<br />

Rock Island, IL 61204-4298. (0902)


DYNAMIC WESTERN IOWA FIRM<br />

seeks an ambitious attorney desiring to<br />

build a regional practice and reputation<br />

in family law, criminal law and litigation.<br />

If you are a new graduate or<br />

have less than two years experience,<br />

desire to join an AV-rated rural firm<br />

with an expanding client base, excellent<br />

growth potential and future shareholder<br />

possibilities, please send your<br />

resume and references to Code 704,<br />

C/O The Iowa State Bar Association,<br />

521 East Locust Street, Floor 3, Des<br />

Moines, Iowa 50309-1939. (0902)<br />

ASSOCIATE POSITION - Brierly<br />

Charnetski L.L.P. seeks associate with 0-<br />

5 years experience or law student clerk<br />

with possible later associate position,<br />

for general practice work in Newton,<br />

Iowa, office. Send resume to Mark A.<br />

Otto, Brierly Charnetski L.L.P., 211 1st<br />

Ave. W., P.O. Box 726, Newton, Iowa<br />

50208 (0802)<br />

LABOR AND EMPLOYMENT<br />

ATTORNEY - Des Moines law firm<br />

seeks experienced, motivated attorney<br />

with strong credentials to work in its<br />

Labor and Employment practice<br />

group. Practice would include a mixture<br />

of office practice and litigation,<br />

assisting senior members of the practice<br />

group, and primarily representing<br />

management. We offer an opportunity<br />

for professional growth, competitive<br />

compensation and a great working<br />

environment. Candidate should have<br />

approximately 3-6 years experience.<br />

Human resources or judicial clerkship<br />

experience a plus. For consideration,<br />

please send a cover letter and resume<br />

to Chair, Growth Committee,<br />

Dickinson, Mackaman, Tyler & Hagen,<br />

P.C., 699 Walnut, Suite 1600, Des<br />

Moines, Iowa 50309. (0902)<br />

AV-RATED DES MOINES firm seeks an<br />

attorney interested in civil litigation,<br />

research and briefing. Experience preferred<br />

but not required. Draw plus<br />

commission. Send resume to Code 703,<br />

C/O The Iowa State Bar Association,<br />

521 East Locust Street, Floor 3, Des<br />

Moines, Iowa 50309-1939. (0902)<br />

ASSOCIATE POSITION - Quad Cities<br />

law firm is seeking an associate with 2-5<br />

years experience and interest in general<br />

practice/litigation. Send resume, references<br />

and salary requirements in<br />

confidence to Code 701, C/O The<br />

Iowa State Bar Association, 521 East<br />

Locust Street, Floor 3, Des Moines,<br />

Iowa 50309-1939 (0802)<br />

LITIGATION ATTORNEYS - Large<br />

Des Moines law firm has opportunities<br />

for litigation attorneys with 3+ years<br />

experience. Firm handles a wide range<br />

of personal injury, commercial and corporate<br />

litigation. Competitive salary<br />

and benefit package. Send all replies in<br />

confidence to Code No. 702, C/O The<br />

Iowa State Bar Association, 521 East<br />

Locust Street, Floor 3, Des Moines,<br />

Iowa 50309-1939. (1002)<br />

TRIAL LAWYER - Finley, Alt, Smith,<br />

Scharnberg, Craig, Hilmes & Gaffney,<br />

P.C., of Des Moines seeks a trial lawyer<br />

with 4 to 8 years of experience for its<br />

extensive litigation practice. All<br />

inquiries will be kept strictly confidential.<br />

Please send resume and cover letter<br />

to Jack Hilmes, 604 Locust Street,<br />

Suite 400, Des Moines, Iowa 50309 or<br />

e-mail jhilmes@finleylaw.com (0902)<br />

ASSOCIATE - Northeast Iowa county<br />

seat law office seeking an associate with<br />

0-2 years experience in office and general<br />

trial practice. There also is an<br />

opportunity to assume the practice<br />

within 10 years. Mail resume and cover<br />

letter to Hoeger & McClintock, 317<br />

First Street East, Independence, Iowa<br />

50644. (0902)<br />

EXPERIENCED LITIGATORS -<br />

Nyemaster, Goode, Voigts, West,<br />

Hansell & O’Brien of Des Moines is<br />

seeking attorneys with five to 10 years<br />

of litigation experience. Candidates<br />

must have excellent academic credentials<br />

and extensive civil litigation experience.<br />

Please send resume to Thomas<br />

H. Walton, Nyemaster Law Firm, 700<br />

Walnut, Suite 1600, Des Moines, Iowa<br />

50309. Please see our website at<br />

www.nyemaster.com for more information.<br />

(0902)<br />

LINCOLN, NEBRASKA - Business law<br />

firm with national clientele seeks a<br />

transactions/securities attorney with<br />

reputation for integrity, top academic<br />

credentials, and 5-10 years’ experience.<br />

Opportunity to work on sophisticated<br />

legal/financial transactions in a law<br />

firm with nine full-time business attorneys,<br />

while residing in a 225,000-population<br />

city with affordable housing;<br />

excellent schools; clean air and water;<br />

arts, entertainment, and sports venues;<br />

and moderate traffic and commute.<br />

Collegial environment is characterized<br />

by attorneys and staff committed to<br />

teamwork, responsive client service,<br />

strong work ethic, highest ethical standards<br />

and fair dealing. Send résumé to<br />

escudder@scudderlaw.com (0802)<br />

GOVERNMENT RELATIONS Nonprofit<br />

association seeking staff attorney/lobbyist<br />

to address public policy<br />

issues. Experience in healthcare<br />

and/or public governance issues; legislative<br />

advocacy and legal analysis preferred.<br />

Outstanding oral and written<br />

communication skills necessary.<br />

Progressive work environment, compensation<br />

package. Forward resume<br />

and salary history to Dana Petrowsky,<br />

Iowa Association of Homes and<br />

Services for the Aging, 1701 48th St.<br />

Suite 203, West Des Moines, Iowa<br />

50266-6723, or email to<br />

depetrowsky@ageiowa.org (SE)<br />

Professional Services<br />

RESEARCH HELP – Experienced<br />

attorney licensed in Iowa, Illinois and<br />

Wisconsin, available for research/writing<br />

assignments, help with appeals or<br />

due diligence projects. Flexible fees,<br />

prompt response, references available.<br />

Contact Daniel A. LaKemper, 309-<br />

678-6048 or lakemper@mtco.com<br />

(0902)<br />

Iowa Law<br />

School<br />

FALL 2002 CLE SCHEDULE<br />

University of Iowa<br />

College of Law<br />

Iowa City, Iowa<br />

Sept. 13 General Practice<br />

(6 hrs)<br />

Sept. 20 e-Commerce<br />

(tentative)<br />

Oct. 4 Probate (6 hrs)<br />

(Homecoming)<br />

Oct. 11 Real Estate & Land<br />

Use Issues (6 hrs)<br />

Oct. 12 Federal Employment<br />

Law (2 hrs)<br />

Nov. 1-2 Iowa Nonprofit Corp.:<br />

Nonprofits &<br />

Charitable Transfer of<br />

Wealth (8 hrs)<br />

Nov. 8 Business Law (6 hrs)<br />

Nov. 9 Passing Title Through<br />

Estates (2 hrs)<br />

For further information, please go to<br />

www.law.uiowa.edu/CLE<br />

July 2002 ■ 25


Expert Software<br />

LEGALWORKS GUIDELINES FOR<br />

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Windows version. Calculates child support<br />

pursuant to Iowa child support<br />

guidelines worksheet and client’s financial<br />

affidavit. Call (888) 282-5291 for<br />

pricing and delivery information.<br />

Satisfaction guaranteed. LegalWorks<br />

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26<br />

Office Space Available<br />

IOWA CITY – Two offices that share<br />

common reception area and library<br />

available. Parking and storage included.<br />

The courthouse, bank and post<br />

office are nearby. Located at 22 Court<br />

Street in Iowa City. Please phone 319-<br />

351-0222. (SE)<br />

PLAZA LAW OFFICE – Office space<br />

available in suite of law offices in The<br />

Plaza in Downtown Des Moines includes<br />

staff, services, equipment and utilities.<br />

Reasonable terms. All inquiries confidential.<br />

Phone 515-244-7820. (SE)<br />

It’s Within Your Reach.<br />

Roster of Attorneys.<br />

Field of Practice Section.<br />

Listings of County, State and Federal Officials.<br />

Easy-to-access products and services in the Classified Section.<br />

Professional and Biographical Section for Participating Attorneys.<br />

A Comprehensive Court Section Including Contact Information.<br />

Whether you use the hard bound “Blue Book”, or the online reference, Legal<br />

Directories is there for you 24 hours a day. We’re making it easy for you to<br />

access all the critical information that you need to get your job done. Visit us<br />

online and find out how simple research has become.<br />

Iowa Legal Directories Publishing Company, Inc.<br />

P.O. Box 189000 • Dallas, TX 75218 • or call: 1-800-447-5375<br />

or visit our website for a complete listing: www.LegalDirectories.com<br />

■ July 2002<br />

Want to know how you can be at the fingertips of the world?<br />

Contact us:<br />

Legal Directories Publishing Co., Inc.<br />

Since 1935<br />

WINDSOR HEIGHTS AREA - Office<br />

available for lease. Share common<br />

reception area and conference room.<br />

Easy access to freeway. Please phone<br />

515-225-0270. (0802)<br />

Office Furniture<br />

PRACTITIONER’S OFFICE –<br />

Everything good to excellent condition<br />

at a fraction of original cost.<br />

Conference table with bull-nose edge<br />

with eight matching chairs and credenza,<br />

walnut with dark blue laminate tops,<br />

$2,000; second conference table, rectangular,<br />

brown wood, seats eight, with<br />

seven matching chairs, $500 to $750;<br />

two blue leather client chairs, $250<br />

each; four blue leather waiting room<br />

chairs, $125 each; four upholstered<br />

chairs, beige pattern, $50 each; upholstered<br />

office couch, predominantly<br />

cranberry, black and navy blue, $300;<br />

two blue leather chairs with chrome<br />

appointments, $50 each; two brown<br />

leather chairs with wood frames and<br />

legs, $150 each; 25 legal-size, four-drawer<br />

file cabinets, black, $85 each; desks –<br />

three oak-look wood secretary-style with<br />

returns and chairs, $50 each; two standard<br />

desks, walnut-look, one matching<br />

credenza, $100 each; and assorted<br />

accessories such as lamps, end tables, a<br />

credenza. Call 515-262-9800 or 515-457-<br />

7790. Ask for Tom. (0902)<br />

Miscellaneous<br />

NOTICE CRIME VICTIM COMPEN-<br />

SATION SUBROGATION. Do you<br />

represent a client who has received<br />

medical benefits, lost wages, loss of support,<br />

counseling or funeral and burial<br />

assistance from the Crime Victim<br />

Compensation Program of the attorney<br />

general’s office? When your client<br />

applied for compensation benefits, a<br />

subrogation agreement was signed pursuant<br />

to Iowa Code section 912.12<br />

(1995). The attorney who is suing on<br />

behalf of a crime victim should give<br />

notice to the Crime Victim<br />

Compensation Program upon filing a<br />

claim on behalf of the recipient. The<br />

Crime Victim Compensation Program<br />

will pay a pro rated share of the expenses<br />

incurred in obtaining a judgment or<br />

verdict. Questions? Contact Julie<br />

Swanston, MPA Compensation<br />

Administrator, Crime Victim Assistance<br />

Division, (515) 281-5044. (SE)


NOTICE - MEDICAID LIEN: The<br />

Iowa Department of Human Services<br />

has a lien against the recovery recipients<br />

obtained from third party tortfeasors<br />

pursuant to Iowa Code<br />

249A.6. Questions? Call CONSULTEC,<br />

INC., Rocco Russo, 1-515-327-0950<br />

ext. 1114. (SE)<br />

NOTICE TO ATTORNEYS: Estate<br />

Recovery Program. Iowa Code section<br />

249A.5(2)f(2) provides that medical<br />

assistance recipients, age 55 and older,<br />

shall reimburse the state for Title XIX<br />

benefits received. Title XIX funds the<br />

Medicaid, Medically Needy, and<br />

Elderly Waiver programs. A medical<br />

assistance claim for reimbursement is a<br />

priority claim, Iowa Code section<br />

633.425. Iowa Code section<br />

249A.5(2)f(2) provides that the personal<br />

representative or executor of the<br />

estate of the recipient may be personally<br />

liable for the claim to the extent of<br />

the recipients assets at the time of<br />

death, if such assets were not used to<br />

pay the medical assistance debt. For<br />

further information contact: Ben<br />

Chatman; Estate Recovery Program; 904<br />

Walnut St., Ste. 502, Des Moines, IA<br />

50309; telephone 515-246-9841; fax<br />

515-246-1722; 888-513-5186;<br />

http://www.iowa-estates.com<br />

E-Mail: estates@sumo group.com (SE)<br />

REWARD $500.00 The Surviving<br />

spouse of Merlin Edwin Sr. offers to any<br />

Law firm, or law office, attorney, or any<br />

other party, payment of five hundred<br />

dollars for a copy of the Last Will and<br />

Testament for Merlin Edwin Sr. executed<br />

in, or after 1993. If you, or your<br />

offices have represented or provided<br />

legal serviced to Merlin Edwin Sr. in<br />

the past please contact Keith D.<br />

Haroldson, 5526 NW 86th Street, Suite<br />

C. P.O. Box 286, Johnston, IA 50131<br />

Telephone (515) 270-8670, FAX (515)<br />

270-8424, or e-mail KDH@DWX.com<br />

(SE)<br />

Vacation Rental<br />

WATCH THE SUNSET over The Gulf<br />

of Mexico. Take advantage of a quiet<br />

island with fantastic shelling. Two bedroom,<br />

two bathroom condos at Boca<br />

Grande, Florida. Please call Yale<br />

Kramer at 515-281-9237 for owner’s discount.<br />

$630 per week and up. (SE)<br />

Experts<br />

<strong>REAL</strong> ESTATE AND BUILDING<br />

CONSTRUCTION EXPERT:<br />

Architect available to assist in case<br />

preparation, depositions and court testimony<br />

for plaintiff or defense attorneys.<br />

Areas of expertise include: real<br />

estate partnerships, real estate finance,<br />

real estate investments, land economics,<br />

architecture, building design, value<br />

engineering, cost evaluation, construction<br />

management and construction<br />

scheduling. Specialist in preparation<br />

of computer-generated charts, graphs,<br />

scale drawings and models.<br />

Professional experience in 32 states.<br />

Résumé and references available upon<br />

request. John G. Kujac, 15561 NW<br />

Madrid Dr., Madrid, IA 50156.<br />

(515)795-4001 or fax (515) 795-3049.<br />

(SE)<br />

EXAMINER OF QUESTIONED<br />

HANDWRITING, 30 years of experience,<br />

qualified in state and federal<br />

courts since 1972, résumé available<br />

upon request. Richard D. Mould; 130<br />

East Rose; Des Moines 50315-7747;<br />

(515) 288-5881. (SE)<br />

Personal<br />

IF DEPRESSION, STRESS, ALCO-<br />

HOL OR DRUGS are a problem for<br />

you, we can help. We are a non-profit<br />

corporation offering attorneys free<br />

help in a totally confidential relationship.<br />

We are the Iowa Lawyers<br />

Assistance Program and totally separate<br />

from the state bar association.<br />

Under order of the Iowa Supreme<br />

Court, all communication with us is<br />

privileged and private. Our director is a<br />

former lawyer, a recovering alcoholic<br />

and drug addict. He is a trained substance<br />

abuse counselor and an<br />

Employee Assistance Professional<br />

(EAP). We cannot help unless you call<br />

– 515-277-3817 or 800-243-1533 – or<br />

message (in confidence) iowalawyers@<br />

aol.com All you have to do is ask us to<br />

contact you. No other details are necessary.<br />

We will call you. The Iowa Lawyers<br />

Assistance Program can provide speakers for<br />

local bar associations. Just ask.<br />

Public Notice<br />

PUBLIC NOTICE FOR REAP-<br />

POINTMENT OF INCUM-<br />

BENT MAG<strong>IS</strong>TRATE JUDGE -<br />

United States Magistrate Judge<br />

Ross A. Walters’ term at the U.S.<br />

District Court in Des Moines<br />

expires November 13, 2002. The<br />

United States District Court is<br />

required by law to establish a<br />

panel of citizens to consider the<br />

reappointment of the magistrate<br />

judge to a new eight-year term.<br />

The duties of a magistrate judge<br />

position include the following:<br />

(1) conduct of most preliminary<br />

proceedings in criminal cases;<br />

(2) trial and disposition of misdemeanor<br />

cases; (3) conduct of<br />

various pretrial matters and evidentiary<br />

proceedings on delegation<br />

from the judges of the district<br />

court; and (4) trial and disposition<br />

of civil cases upon consent<br />

of the litigants. Comments<br />

from members of the bar and the<br />

public are invited as to whether<br />

the incumbent magistrate judge<br />

should be recommended by the<br />

panel for reappointment by the<br />

court and should be directed to<br />

Jaki K. Samuelson, chair of the<br />

Merit Selection Panel, 317 Sixth<br />

Avenue, Suite 1200, Des Moines,<br />

IA 50309-4195, or James<br />

Rosenbaum, Clerk of Court, 300<br />

United States Courthouse, 123<br />

East Walnut Street, Des Moines,<br />

IA 50309-2084. Comments must<br />

be received by July 15, 2002. This<br />

notice authorized by Ronald E.<br />

Longstaff, Chief Judge, United<br />

States District Court, Southern<br />

District of Iowa. (0802)<br />

Please keep the <strong>IS</strong>BA in mind so your member-<br />

MOVING? ship benefits will continue uninterrupted. Most<br />

importantly, we need your new U.S. Mail<br />

address(es) and e-mail address as soon as you<br />

know them.<br />

If you subscribe to the Bar’s e-mail forwarding service (you have been<br />

assigned an XXXXXX@iowabar.org address), please send us the new<br />

e-mail address quickly so we can continue that service, too. E-mail all of your<br />

updated information to jjordan@iowabar.org<br />

July 2002 ■<br />

27


28<br />

■ July 2002<br />

<strong>IS</strong>BA Budget for fiscal year 2002-2003<br />

Revenue 2001-2002 Budget 2002-2003 Budget<br />

Membership Dues $800,204.00 $800,204.00<br />

Section Dues $70,000.00 $70,000.00<br />

Legal Forms $7,500.00 $7,500.00<br />

Iowa Docs ® $145,000.00 $174,500.00<br />

IOWADOCS ® Seminar $3,500.00 $3,500.00<br />

Jury Instructions $24,500.00 $24,500.00<br />

Manuals $10,000.00 $59,500.00<br />

Web Site Advertising $7,500.00 $10,000.00<br />

Interest $60,000.00 $50,000.00<br />

Rental income $5,400.00 $5,400.00<br />

Annual Meeting $11,000.00 $10,000.00<br />

Spring Tax Institute $5,000.00 $5,000.00<br />

Tax School $35,000.00 $45,000.00<br />

Young Lawyers—Bridge the Gap $36,000.00 $36,000.00<br />

Misc. Seminars $125,000.00 $129,500.00<br />

Ethics Opinions $2,500.00 $1,000.00<br />

Labels $7,500.00 $7,500.00<br />

Lawyer Referral $25,000.00 $25,000.00<br />

Legal Directory $17,000.00 $17,000.00<br />

Title Standards $11,000.00 $2,000.00<br />

Miscellaneous $10,000.00 $15,000.00<br />

Center for Law and Civic Education $20,000.00 $18,000.00<br />

Bar Review Income $10,000.00 $10,000.00<br />

Total Revenues $1,448,604.00 $1,526,104.00<br />

Total Revenues $1,448,604.00 $1,526,104.00<br />

Total Administrative Expenses $1,274,187.50 $1,345,215.00<br />

Committee and Section Expenses $168,250.00 $178,250.00<br />

Total Expenses $1,442,437.50 $1,523,465.00<br />

Net Income/Loss $6,166.50 $2,639.00<br />

2001-2002 Budget 2002-2003 Budget<br />

Administrative Expenses<br />

Allocated Copy Machine Costs $(25,000.00) $(25,000.00)<br />

Bench Bar Conference $5,000.00 $500.00<br />

Billed Print Dept. O/H Costs $(60,000.00) $(60,000.00)<br />

Board of Governors $50,000.00 $50,000.00<br />

Committee and Section appointment mailing expense $5,000.00 $5,000.00<br />

Committee chairs and officers meeting $2,000.00 $2,000.00<br />

Computer Software and Upgrades $20,000.00 $24,000.00<br />

Delivery Expense $3,000.00 $3,000.00<br />

Depreciation $60,000.00 $65,000.00<br />

Directory $5,000.00 $3,500.00<br />

Dues and Subscriptions $5,500.00 $5,500.00<br />

continued on next page...


<strong>IS</strong>BA Budget for fiscal year 2002-2003<br />

Economic Survey $10,000.00 –<br />

Employee Retirement Plan $26,790.00 $33,250.00<br />

Equipment rent $21,000.00 $10,000.00<br />

Equipment Repairs $10,000.00 $8,000.00<br />

General Insurance $12,400.00 $14,040.00<br />

Great Rivers Conference $7,500.00<br />

Hospital Insurance $39,500.00 $45,500.00<br />

Iowa Lawyer $23,300.00 $31,000.00<br />

Institutional Advertising $20,800.00<br />

Legislative $126,435.00 $160,825.00<br />

“Midwest, regional and ABA conferences” $25,000.00 $25,000.00<br />

Miscellaneous $12,000.00 $12,000.00<br />

Office Supplies $13,000.00 $13,000.00<br />

Officers’ Travel $22,000.00 $20,000.00<br />

Payroll Taxes $40,700.00 $43,300.00<br />

Plebiscite $10,000.00<br />

Postage $19,162.50 $19,800.00<br />

President-Elect Expenses $500.00 $500.00<br />

President’s Admin. Expenses $17,500.00 $17,500.00<br />

Printing and Stationery $12,000.00 $12,000.00<br />

Professional Services $10,000.00 $8,500.00<br />

Rent and Utilities $137,350.00 $170,000.00<br />

Retiree Health Insurance $6,000.00 $6,000.00<br />

Retiree Retirement Benefits $18,000.00 $18,000.00<br />

Retirement plan Administrative expense $1,500.00 $1,500.00<br />

Salaries $554,250.00 $577,000.00<br />

Staff Development $5,000.00 $5,000.00<br />

Telephone $12,000.00 $10,000.00<br />

Total Administrative Expenses $1,274,187.50 $1,345,215.00<br />

NOTICE<br />

UNAUTHORIZED PRACTICE<br />

OF LAW VIOLATIONS<br />

For information and to file<br />

a complaint, contact:<br />

Mark Godwin, Chair<br />

Commission on Unauthorized<br />

Practice of Law<br />

400 East First Street<br />

Des Moines, Iowa 50309<br />

e-mail: magodwin@ci.des-moines.ia.us<br />

July 2002 ■<br />

29


ETHICS OPINIONS<br />

continued from page 17...<br />

because your attorneys are not “in private<br />

practice” when working for the Center.<br />

See Formal Opinion 96-21. The Center’s<br />

letterhead, however, should be modified to<br />

omit the private practice address of its<br />

Chief Counsel, so that the Center will not<br />

be viewed as a “feeder” for that private<br />

practice.<br />

01-9 March 7, 2002 – ADVERT<strong>IS</strong>ING –<br />

TRADE NAME – MIDWEST ENVIRON-<br />

MENTAL JUSTICE ADVOCATES<br />

You are proposing to form a non-profit<br />

organization called Midwest<br />

Environmental Justice Advocates (MEJA)<br />

in order to give law students and attorneys<br />

the opportunity to participate in “public<br />

interest” environmental lawsuits. You state<br />

that you receive many calls from persons<br />

concerned with environmental problems,<br />

many of whom have little money to pay for<br />

legal representation even though they may<br />

have valid claims, and that there are few<br />

attorneys in Iowa who are willing to take<br />

this type of work with little prospect of<br />

financial return. MEJA would take on<br />

some cases itself, with your participation<br />

and that of your law students and at least<br />

one “cooperating attorney” from the list of<br />

those interested in such work. Attorney’s<br />

fees for these cases would be reduced or<br />

eliminated, depending upon the client’s<br />

ability to pay and the prospects of attorney<br />

fee recovery under fee-shifting statutes.<br />

MEJA would not carry on any litigation on<br />

its own behalf.<br />

30<br />

■ July 2002<br />

Your first question is whether using the<br />

name, Midwest Environmental Justice<br />

Advocates, on pleadings and correspondence,<br />

would violate DR 2-102(B) (“a<br />

lawyer in private practice shall not practice<br />

under a trade name.”) In the Board’s<br />

opinion, that rule is inapplicable here<br />

because MEJA attorneys would not be<br />

engaging “in private practice” in doing this<br />

public interest work under the auspices of<br />

a non-profit organization. See Formal<br />

Opinion 96-21.<br />

Your second question involves the operation<br />

of a lawyer referral service by MEJA,<br />

whereby those potential clients who are<br />

not able to be served by MEJA could be<br />

referred by it to someone from its list of<br />

“cooperating attorneys” who are interested<br />

in and willing to take this sort of work.<br />

Your concern is with DR 2-103(C), which<br />

states, “a lawyer shall not request a person<br />

or organization to recommend or promote<br />

the use of the lawyer’s services,” with<br />

certain exceptions. The only arguably<br />

applicable exception is under DR 2-<br />

103(C)(3), which provides:<br />

A lawyer may cooperate with the legal<br />

service activities of any of the offices or<br />

organizations enumerated in DR 2-<br />

103(D)(1) through (4) and may perform<br />

legal services for those to whom the lawyer<br />

was recommended by it to do such work<br />

if both of the following requirements<br />

are met:<br />

(a) The person to whom the recommendation<br />

is made is a member or benefi-<br />

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ciary of such office or organization.<br />

(b) The lawyer remains free to exercise<br />

independent professional judgment on<br />

behalf of the client.<br />

Examining the rule referred to, the first<br />

office or organization enumerated is a<br />

legal aid or public defender office. DR 2-<br />

103(D)(1). As you indicate in your letter,<br />

MEJA will not really be organized as a<br />

legal aid office, as that term is generally<br />

understood. Nor would MEJA qualify as a<br />

military legal assistance office or lawyer<br />

referral service operated by a bar association,<br />

under DR 2-103(D)(2) or (3). The<br />

key question is whether it would qualify<br />

under DR 2-103(D)(4):<br />

Any bona fide organization that recommends,<br />

furnishes or pays for legal services<br />

to its members or its beneficiaries provided<br />

all of the following conditions are satisfied:<br />

(a) Such organization, including any<br />

affiliate, is so organized and operated that<br />

no profit is derived by it from the rendition<br />

of legal services by lawyers. . . .<br />

This is the provision that allows group<br />

legal insurance plans. MEJA would not<br />

seem to qualify because, as you indicate, it<br />

would not be providing legal services to<br />

“members” or “beneficiaries,” as those<br />

terms are usually understood. Moreover,<br />

in those cases which MEJA becomes directly<br />

involved rather than referring to cooperating<br />

attorneys, profit could be derived<br />

by it from the rendition of legal services by<br />

lawyers.<br />

Thus, the type of lawyer referral service<br />

contemplated to be operated by MEJA<br />

would not seem to be permitted under DR<br />

2-103. However, the Board understands<br />

that the Lawyer Referral Service operated<br />

by The Iowa State Bar Association would<br />

accept a list of attorneys who MEJA learns<br />

are willing to take such consumer environmental<br />

cases and use it in assisting callers<br />

seeking such a lawyer. Thus, MEJA could<br />

inform interested parties that the<br />

Association maintains a list of attorneys<br />

willing to consider taking such cases, and<br />

furnish the telephone number of the Bar<br />

Association’s Lawyer Referral Service.<br />

Your letter also seeks reassurance that<br />

MEJA could advertise the availability of its<br />

services in general, without mentioning<br />

any specific cooperating attorney by name.<br />

You are correct that this would be permissible.<br />

See Formal Opinion 01-8, March 7,<br />

2002.


2002 CONTINUING LEGAL EDUCATION<br />

The calendar is updated as Section & Committee CLE programs are scheduled.<br />

Watch for the updates each month here or on the <strong>IS</strong>BA website - www.iowabar.org<br />

Date Program Number of Hours Location<br />

State Federal Ethics<br />

July<br />

15 General Practice CLE & Golf 1 - 1 Harvester, Harvester Golf Club<br />

August<br />

9-10 YLD Summer Seminar 7.5 2 1 Okoboji, The Inn Hotel & Conference Center<br />

September<br />

10 Model Business Corporation Act 3 - - Council Bluffs, Public Library<br />

11 Model Business Corporation Act 3 - - Cedar Rapids, Clarion Hotel<br />

12 Model Business Corporation Act 3 - - Bettendorf, Jumer’s Castle Lodge<br />

13 Model Business Corporation Act 3 - - West Des Moines, West Des Moines Marriott<br />

18 Trade Regulations Seminar Des Moines, Hotel Fort Des Moines<br />

20 Labor & Employment Law Seminar West Des Moines, Hy-Vee Conference Center<br />

30 Traveling Seminar Sioux City, Convention Center<br />

October<br />

1 Traveling Seminar Council Bluffs, Harrah’s Hotel<br />

2 Traveling Seminar Mason City, Holiday Inn<br />

3 Traveling Seminar Cedar Rapids, Clarion Hotel<br />

4 Traveling Seminar Bettendorf, Jumer’s Castle Lodge<br />

7 Traveling Seminar Des Moines, Embassy Suites<br />

18 Probate Seminar Des Moines, Embassy Suites<br />

25 Environmental Law Seminar Cedar Rapids, Clarion Hotel<br />

December<br />

4-6 Tax School Des Moines, Downtown Marriott Hotel<br />

13 Federal Practice Seminar Des Moines, Downtown Marriott Hotel<br />

For information about any Iowa State Bar Association-sponsored event call 1-800-457-3729 or (515) 243-3179<br />

or visit our website: www.iowabar.org Register online using V<strong>IS</strong>A or MasterCard.<br />

You should<br />

know that …<br />

…all the rules with respect to lawyer<br />

advertising are set out in DR 2-101,<br />

DR 2-102, and DR 2-105 of the Iowa<br />

Code of Professional Responsibility for<br />

Lawyers which is Chapter 32 of the<br />

Rules of the Iowa Supreme Court.<br />

Mark your calendars now for 2002 CLE programs!<br />

USURY<br />

The Iowa Department of Banking’s website<br />

posts the latest usury rate and a wealth<br />

of other financial information that is<br />

obtainable all day, every day of the year.<br />

Just go to http://idob.state.ia.us and<br />

click on “banking” and then on “rates”<br />

for the very latest from state regulators.<br />

Be sure to save the site in your<br />

“favorites” file on your browser so you<br />

can easily return to the site as often and<br />

whenever as you wish.<br />

July 2002 ■ 31

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