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PG.01.1(1) Discipline Action Form(<strong>see</strong> <strong>the</strong> <strong>reverse</strong> <strong>side</strong> <strong>for</strong> <strong>directions</strong>)The purpose of this action is to notify <strong>the</strong> employee that a change of behavior on <strong>the</strong> job is required to complywith <strong>the</strong> agency's policies, procedures, practices or expectations.Section 1Employee: Position: Loc#____________This is a(n): Awareness warning Critical warning Final WarningDate of incident:Description of incident: _______________________________________________________________________________________________________________________________________________________________________________________________________________________________Corrective action or training agreed upon: __________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________Section 2I understand that if I do not meet <strong>the</strong> requirements agreed to above, <strong>the</strong> next step will be: Critical warning Agreement <strong>for</strong> Continued Employment Final Warning DischargeStatement by employee (optional): ________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________Section 3I understand what is expected of me and will do my best to comply.I also understand that I have <strong>the</strong> right to use <strong>the</strong> Employee Appeal Procedure, PG.02.01, if I do not agree with thisaction. I also understand that I must comply with <strong>the</strong> above agreement until my appeal is heard.Signed:Signed:__________________________________________________ Date: __________________________Employee__________________________________________________ Date: __________________________SupervisorPrinted Name of Supervisor: ____________________________________________________________________Witness Signature: ___________________________________________________________________________Copy of Appeal Procedure Received: (please initial) ______
PG.01.1(1) Discipline Action FormDirections <strong>for</strong> Completing<strong>the</strong> Disciplinary Action FormSection 1If <strong>the</strong> action is an "Awareness Warning", you must discuss <strong>the</strong> need <strong>for</strong> corrective action with your supervisorwho must also sign <strong>the</strong> <strong>for</strong>m. Check <strong>the</strong> "Awareness Warning" box. Describe <strong>the</strong> problem in enough detail that itwill be understood by someone not familiar with <strong>the</strong> person/situation.If <strong>the</strong> action is a "Critical Warning", discuss <strong>the</strong> need <strong>for</strong> corrective action with your supervisor or someone in <strong>the</strong>Human Resources Department. Check <strong>the</strong> "Critical Warning" box. Describe <strong>the</strong> problem in enough detail that itwill be understood by someone not familiar with <strong>the</strong> person/situation.If <strong>the</strong> action is a "Final Warning" <strong>for</strong> attendance, discuss <strong>the</strong> need <strong>for</strong> corrective action with your supervisor orsomeone in <strong>the</strong> Human Resources Department. Check <strong>the</strong> "Final Warning" box. Describe <strong>the</strong> problem in enoughdetail that it will be understood by someone not familiar with <strong>the</strong> person/situation.Section 2Check <strong>the</strong> appropriate box <strong>for</strong> <strong>the</strong> next step to be taken if <strong>the</strong> problem is not corrected:If this disciplinary action is an "Awareness Warning", <strong>the</strong> next step is a "Critical Warning", so check that box.If this disciplinary action is a "Critical Warning", <strong>the</strong> next step is an "Agreement <strong>for</strong> Continued Employment", socheck that box. If it is a "Critical Warning" <strong>for</strong> attendance, <strong>the</strong> next step is a "Final Warning", so check that box.If this disciplinary action is a "Final Warning", <strong>the</strong> next step is "Discharge", so check that box.If this disciplinary action is an "Agreement <strong>for</strong> Continued Employment", <strong>the</strong> next step is "Discharge", so checkthat box.Section 3After discussing <strong>the</strong> changes that are necessary to avoid future disciplinary actions, present <strong>the</strong> <strong>for</strong>m to <strong>the</strong>employee to sign. If <strong>the</strong> employee refuses to sign it, you may sign it and note on it that <strong>the</strong> employee refused tosign it.Provide <strong>the</strong> employee with a copy of <strong>the</strong> employee appeal procedure.Send this <strong>for</strong>m immediately to <strong>the</strong> Human Resources Department. You may keep a copy <strong>for</strong> yourself as long as itis secured to maintain confidentiality. The employee may have a copy if requested.