TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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SIP Specific Terms & Conditions1. The SIP will be registered pursuant to the details given in the TIS (Transaction Instruction Slip) & incomplete TIS or incorrectinformationmay be subjectto rejectionby NJ.2. NJ will checkthe correctnessof TIS & other documentssubmittedbeforeregistrationof Client SIP(s).3. The Client submitting the Transaction Instruction Slip to NJ India Invest Private Limited (NJ) shall all the time abide by these Termsand Conditions.4. Amountdebitedfrom Client's bank accountfor SIP transaction(s)shall includeBrokeragecharges,if any.5. Client can registerfor SIP in the schemeswhichare availableon Exchange(s)and offeredby NJ.6. SIP shall commenceonly after successfulregistrationof the Mandate.7. SIP shall commenceafter 40 days from the date of submissionof TIS and Bank Mandateat NJ PSC as per the SIP start date selected.8. In the case, where Bank Mandate is already registered and Client desires to start additional SIP against the existing Mandate Limit,SIP start date will be after 10 working days from the date of submission of TIS at NJ PSC as per the SIP Start Date selected(applicablein case an open mandateis given).9. Depending upon the bank of Client / location of Client's bank branch, Client's Bank Account shall be debited between 3 to 5 daysprior or on SIP transaction date on Exchange(s). eg: if the SIP transaction date is 15th of every month, Client bank account may getdebitedbetween10th to 12th date or maximumby 15th.10. MaximumUpper Limit: Cumulativeamounton a particulardate shall not exceedthe upper limit mentionedon the Bank Mandate.Eg:if the upper limit mentionedon the bank mandate is . 10,000 & investor has registered 3 SIPs of . 5000/- each on 1st, 15th & 28th ofevery month,all the SIPs will be successfullyregistered.But a singleSIP of . 11000/-on a same date will not be registered.11. If the Transaction(s) are delayed / not processed due to any reason including delay / non realization of the funds to NJ from Client'sbank account,In no circumstances,NJ owes responsibilityto Client or any third party, whatsoever.12. If the transaction(s) are delayed / not processed due to any reason on the SIP due date, no back dated NAV will be given in anycircumstanceswhatsoever.13. In case if Client SIP fund is realised in NJ account after SIP due date, Client's SIP transaction will be cancelled by NJ and suchtransactionshall be processedas “Purchase” on the date of realisation of the funds. If for any reason, “Purchase” transactioncouldnot be processed,the funds will be refundedto Client's bank account.14. Paymentcollectionwill be done by BSE for any SIP whichis registeredon the Mandateregisteredwith BSE.15. If the installmentamountis not receivedby BSE on or beforeSIP installmentdate, SIP Installmentwill be cancelledby BSE.16. For cancelledinstallment,collectedamountwill be refundedto client registeredbank account.17. NJ reservesrights to changethe terms and conditionsfrom time to time.18. Any disputeshall be subjectto jurisdictionof Courtsat Surat only.*Client Name:*Unique Client Code(UCC):*Date:Client Signature:
Call & Transact Specific Terms & Conditions1. Client can Call & place requestof transactionswhichare availableon Exchange(s)and offeredby NJ.2. Client can avail the facility of Call & Transact only if the Client's registeredbank is from the list of Banks availablefor Call & Transact asprovidedby NJ from time to time.3. If the Transaction(s) are delayed / not processed due to any reason including delay / non realization of the funds to NJ from Client'sbank account,In no circumstancesNJ owes the responsibilityto Client or any third party, whatsoever.4. Once the Mandate registration confirmation is received from the bank, User ID & TPIN will be sent to Client's registered email ID &mobilenumber. Client MUSTensurenot to share or discloseit to anyone.5. The Client has to call to the designated phone number and by quoting the User ID & TPIN to place the order. No Transactions onceplacedon Call, be reversedor withdrawnin any circumstanceswhatsoever.6. The Client shall ensuresufficientbank balancewhile placingthe order throughCall & Transact.7. Funds will be collected from Client bank account at day end on the Transaction date. If funds are not received from Client's bankaccount,Transactionshall be rejectedon the same date.8. Maximum Upper Limit: Cumulative amount on a particular date shall not exceed the upper limit mentioned on the Bank Mandate.Further, on the Installmentdate of RegisteredSIP the available balance for investmentthrough Call & Transact shall be balance afterSIP Installment amount on that particular date. Eg: If the upper limit mentioned on the bank mandate is . 10,000 & investor hasregisteredSIP of . 5000/-on 1st of every month,then balancefor investingthroughCall & Transacton 1st will be . 5000 only.9. In case the payment failed due to insufficient funds, Client will be levied with a penalty of . 150/- per such Transaction failure. Clientwill make such paymentby chequein favourof 'NJ India Invest Pvt. Ltd.' within one week from date of Transactionfailure.Client failingto pay the penalty will disallowedfrom placing any further orders until receipt of the payment and NJ also reserves the right to adjustsuch dues againstany other creditsof the Client with NJ.10. Call & Transactserviceis availablesubjectto applicablelaws and regulatorycompliancesfrom time to time.11. NJ reservesrights to changethe terms and conditionsfrom time to time.12. Any disputeshall be subjectto jurisdictionof Courtsat Surat only.*Client Name:*Unique Client Code(UCC):*Date:Client Signature:
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Application No.HCUCCDP Client No. 1
Page 4 and 5:
INSTRUCTIONS FOR DEMAT ACCOUNTInstr
Page 6 and 7:
DETAILS & CHECKLISTNJ INDIA INVEST
Page 8 and 9:
ADDITIONAL DETAILS FOR OPENING DEMA
Page 10 and 11:
ADDITIONAL DETAILS FOR OPENING TRAD
Page 12 and 13:
COMMON DETAILS FOR OPENING TRADING
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Page 16 and 17:
TARIFFSHEETCapital MarketTransactio
Page 18 and 19: ANNEXURE ADetails of terms & condit
Page 20 and 21: ANNEXURE BDetails of terms & condit
Page 22 and 23: RIGHTS & OBLIGATIONS OF STOCK BROKE
Page 26 and 27: This document contains important in
Page 28 and 29: RISK DISCLOSURE DOCUMENTorders eith
Page 30 and 31: GUIDANCE NOTEDO's AND DON'Ts FOR TR
Page 32 and 33: MANDATORY DOCUMENTPOLICIES AND PROC
Page 34 and 35: VOLUNTARY DOCUMENT(CLIENT IS REQUES
Page 36 and 37: VOLUNTARY DOCUMENTmay be required b
Page 38 and 39: VOLUNTARY DOCUMENTDocument, stateme
Page 40 and 41: VOLUNTARY DECLARATIONAUTHORIZATION
Page 42 and 43: CLIENT DP AGREEMENTThis agreement i
Page 44 and 45: CLIENT DP AGREEMENT10. Service of n
Page 47 and 48: SMS ALERT FACILITYReference No.: __
Page 49 and 50: SMS ALERT FACILITYand its officials
Page 51: ANNEXURE DSr.No.Members Name Gender
Page 59: DEBIT CARD REGISTRATION REQUESTTo,N
Page 63: Bank Mandate - General Terms & Cond
Page 67: Bank Mandate - General Terms & Cond
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TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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