TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

VOLUNTARY DOCUMENTagreement our pursuant to any other agreement/arrangement between the client and the stock broker.23. Representations and warrantiesa) I/We agree that I/We have the required legalcapacity and avail the services and am/are capable ofperforming my/our obligations and undertakingspursuant to KYC form submission and allotment ofclient code by the stock broker/ NJII. Also I/We herebywarrant that the terms of the presents are not incontravention of any rights of any party with whom I/Wehave any arrangements, at any time during and prior tothe execution of this agreement with stock broker/NJII.b) All actions required to be taken to ensurecompliance of all the transactions, which, I/We as yourclient, may enter into pursuant to this agreement with allapplicable laws, shall be completed by me/us prior tosuch transaction being entered into.c) Any instructions given by my/our authorisedrepresentative to you - the stock broker or to stockbroker's representative, shall be binding on me/us.d) I/We specifically agree and confirm that though theagreement has been divided into sections governingtransactions in various segments/ services, theagreement shall be binding on the parties in its entirety.Entering into this agreement governing transactions inmultiple segments/services shall not be a reason fordisputing any transaction or account of client with thestock broker/NJII.e) I/We agree to provide and continue to provide alldetails about me/us as may be required by the stockbroker/NJII including but not restricted to PAN Numberor Unique Identification Number (issued by SEBI) andstates that all details and facts represented to the stockbroker/NJII are true.f) I/We represent and warrant to the stock broker/ NJIIthat all the information provided and statements madein the clients account application are true and correctand are not misleading (whether by reason of omissionto state a material factor otherwise) and I am/we areaware that the stock broker/ NJII has agreed to providethe stock broker's/ NJII service to me/ us as a client onthe basis interalia, of the statements made in client'saccount application.I/We hereby give this declaration without any coercion,with sound mind and voluntarily to you, which shall be apart of my Client Registration Form and Member ClientAgreement executed on the dates mentioned therein.I/We hereby confirm and declare that the details/information and documents/proofs submitted/provided towards KYC Documents or otherwise are full,accurate as well as true and correct to the best ofmy/our knowledge and belief and nothing has beenconcealed therein. In case any information/ detailsfound to be false/untrue/misleading/ misrepresenting, Iam/We are aware that I/We may be held liable for it.I am/We are aware that the aforesaid consents arepurely voluntary and have been given to you forsmoother operations of my/our client account with youas our broker. Further, these standing instructions arevalid from the date the client/ trading account is openedwith you and will be valid and operational until revokedby me/us by giving notice in writing to your complianceofficer only. Any entries/ transactions and acts, deeds,things etc. carried out by broker in accordance with thisauthorization shall be binding on me/us.TERMS AND CONDITIONS OF THE ELECTRONICDOCUMENT:The client has permitted the member brokers to provideElectronic Contract Notes - ECN (Here & after referredto as Electronic Document) authenticated by themeans of digital signature in substitute of PhysicalContract Notes.Also the statement of accounts, the DP statement, theSecurities and Fund statement etc. shall be sentthrough e-mail in electronic mode which also includesthe quarter/half year statement (Here & after referred asElectronic Document).However the member brokers may at their discretion,continue to issue documents in physical form instead ofelectronic document with or without levying charges forthe same.Now, therefore, in the consideration of the memberbrokers having agreed to provide Electronic Documentthrough e-mail, both the parties to the agreementhereby agree to the following terms:1. The client shall access and review the Electronic34