TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

INDEX123579121416182327293137383942444750ParticularsMANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGESGeneral idea regarding Demat Account opening and CDSL dosInstructions for Demat Account& don’tsInstructions for Trading AccountDetails & Checklist for Tradingand Demat AccountAdditional Details for DematAccountAdditional Details for TradingAccountCommon details for Tradingand Demat AccountTariff SheetAnnexure A - BSE STAR MFAnnexure B - Mutual FundService System facility (MFSS)Rights & ObligationsRisk Disclosure Document(RDD)Guidance notePolicies and ProceduresGeneral idea regarding Trading Account openingTo provide general idea to the Client and identify the status andproof of identity and address of the ClientDetails containing additional information about the constituentrelevant to the Demat AccountDetails containing additional information about the constituentrelevant to the Trading AccountCommon details for Trading and Demat Account such as BankDetails, Declaration etc.Document detailing the rate/amount of brokerage and othercharges levied on the client for trading on the stock exchange(s)Letter to be provided by the investor to the MFI and terms &conditions for the investor/client for using BSE STAR MF platform.Letter to be provided by the investor to the participant andterms & conditions for investor/client for using MFSS facility.Document stating the Rights & Obligations of stockbroker/trading member, sub-broker and client for trading onexchanges (including additional rights & obligations in case ofinternet/wireless technology based trading).Document detailing risks associated with dealing in thesecurities market.Document detailing dos and don'ts for trading on exchange,for the education of the investors.Document describing significant policies and procedures of thestock brokerVOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKERVoluntary ClausesAuthorization for Maintenanceof Running AccountLiquidation LetterContains enabling clauses to provide services customized tosuit client's needs and improve service delivery.Consent and authorization by client for opening andmaintaining the running account.To liquidate any security from clients demat account.MANDATORY DOCUMENTS FOR DEMAT ACCOUNT OPENINGAgreement between the Contains rights and obligations of the client and theparticipant and BOdepository participant stipulated by the regulator.Issue of DIS BookletOption Form for Issue of DIS BookletSMS AlertTerms and conditions cum registration for receiving SMS alertProviding information to the client of Demat Account chargesSchedule of Chargesstructure.Identification of the beneficial owners and signatures ofSpecimen Signature Cardsignatories.