TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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ANNEXURE ADetails of terms & conditions for the investor / client for using BSE STAR MF platform1. Pre-requisites for becoming an investor / aclient for the BSE STAR MF platform1.1 The client, who is desirous of investing in units ofmutual fund schemes through the BSE STAR MF.1.2 The client intends to execute his instruction for thesubscription/redemption of units of Mutual FundSchemes through the broker who is a Mutual fundIntermediary (MFI) of the BSE STAR MF platform.1.3 The client has satisfied itself of the capacity of theMFI to deal in Mutual Fund units and wishes to executeits instruction through the MFI and the client shall fromtime to time continue to satisfy itself of such capabilityof the MFI before executing transaction through theMFI.1.4 The client has approached the MFI with theapplication for availing the BSE STAR MF platform.1.5 The client has submitted relevant KYC (Know YourClient) details to the MFIs2. Terms and Conditions2.1 The client shall be bound by circulars issued byBSE’s rules, regulations and notices/circulars issuedthere under by SEBI and relevant notifications ofgovernment authorities as may be in force from time totime.2.2 The client shall notify the MFI in writing if there isany change in the information in the ‘client registrationform’ provided by the client to the MFI at the time ofregistering as a client for participating in the BSE STARMF platform or at any time thereafter.2.3 The client shall submit to the MFI a completedapplication form in the manner prescribed format for thepurpose of placing a subscription order with the MFI.2.4 The client has read and understood the risksinvolved in investing in Mutual Fund Schemes.2.5 The client shall be wholly responsible for all hisinvestment decisions and instruction.2.6 The client shall ensure continuous compliance withthe requirements of the BSE, SEBI and AMFI.2.7 The client shall pay to the MFI fees and statutorylevies as are prevailing from time to time and as theyapply to the client’s account, transactions and to theservices that MFI renders to the client.2.8 The client will furnish information to the MFI inwriting , if any winding up petition or insolvency petitionhas been filed or any winding up or insolvency order ordecree or award is passed against him or if any litigationwhich may have material bearing on his capacity hasbeen filed against him.2.9 In the event of non-performance of the obligation bythe MFI, the client is not entitled to claim anycompensation either from the Investor Protection Fundor from any fund of BSE or its Clearing Corporation -Indian Clearing Corporation Ltd. (ICCL).2.10 In case of any dispute between the MFIs and theinvestors arising out of the BSE STAR MF platform, BSEand / or ICCL agrees to extend the necessary supportfor the speedy redressal of the disputes.Thanking you,Yours faithfully,x07/21Signature of Karta (with HUF Seal)15
ANNEXURE BMUTUAL FUND SERVICE SYSTEM FACILITY(Letter to be provided by the investor to the participant)Date :__________________To<strong>NJ</strong> India Invest Pvt. Ltd.Sir,Sub: Mutual Fund Service System (MFSS) facilityI/We, __________________________________________________________________________________________desirous of being registered as your client for the purpose of participating in the MFSS.I/We am/are interested in availing the MFSS facility of the Exchange for the purpose of dealing in the units of MutualFunds Schemes permitted to be dealt with, on the MFSS of the Exchange.I/We am/are willing to abide by the operating guidelines and terms and conditions as may be specified by theExchange from time to time in this regard including the terms and conditions specified by the Exchange withrespect to MFSS since 2009. I/We shall also comply with all the Know Your Client (KYC) and Anti Money Laundering(AML) requirements, as may be specified by the Exchange.I/We shall also ensure compliance with the requirements, as may be specified from time to time by Securities andExchange Board of India and Association of Mutual Funds of India (AMFI).I/We shall read and understand the contents of the Scheme Information Document and Key InformationMemorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I/we choose tosubscribe/redeem. I/We further agree to abide by the terms and conditions, rules and regulations of the MutualFund Schemes.I/We therefore request you to register me/us as your client for participating in the MFSS.Thanking you,Yours faithfully,x08/21Signature of Karta (with HUF Seal)16
Page 1: Application No.HCUCCDP Client No. 1
Page 4 and 5: INSTRUCTIONS FOR DEMAT ACCOUNTInstr
Page 6 and 7: DETAILS & CHECKLISTNJ INDIA INVEST
Page 8 and 9: ADDITIONAL DETAILS FOR OPENING DEMA
Page 10 and 11: ADDITIONAL DETAILS FOR OPENING TRAD
Page 12 and 13: COMMON DETAILS FOR OPENING TRADING
Page 14 and 15: ...................................
Page 16 and 17: TARIFFSHEETCapital MarketTransactio
Page 20 and 21: ANNEXURE BDetails of terms & condit
Page 22 and 23: RIGHTS & OBLIGATIONS OF STOCK BROKE
Page 26 and 27: This document contains important in
Page 28 and 29: RISK DISCLOSURE DOCUMENTorders eith
Page 30 and 31: GUIDANCE NOTEDO's AND DON'Ts FOR TR
Page 32 and 33: MANDATORY DOCUMENTPOLICIES AND PROC
Page 34 and 35: VOLUNTARY DOCUMENT(CLIENT IS REQUES
Page 36 and 37: VOLUNTARY DOCUMENTmay be required b
Page 38 and 39: VOLUNTARY DOCUMENTDocument, stateme
Page 40 and 41: VOLUNTARY DECLARATIONAUTHORIZATION
Page 42 and 43: CLIENT DP AGREEMENTThis agreement i
Page 44 and 45: CLIENT DP AGREEMENT10. Service of n
Page 47 and 48: SMS ALERT FACILITYReference No.: __
Page 49 and 50: SMS ALERT FACILITYand its officials
Page 51: ANNEXURE DSr.No.Members Name Gender
Page 59: DEBIT CARD REGISTRATION REQUESTTo,N
Page 63: Bank Mandate - General Terms & Cond
Page 67 and 68: Bank Mandate - General Terms & Cond
Page 69:
Call & Transact Specific Terms & Co
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TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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