TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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ADDITIONAL DETAILS FOR OPENING TRADING ACCOUNTI/We request you to open a Trading Account in my/our name as per the following details:Depository Account DetailsBeneficiary NameDP NameDP AddressDP IDTrading PreferencesClient IDDepository Name(Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the Client)BSE SegmentCashF&OSTAR MFCurrency DerivativeNSE SegmentCashF&OMFSSCurrency DerivativeSignature(*If, in future, the Client wants to trade on any new segment/new exchange, separate authorization/letter should be takenfrom the client by the stock broker.)Past ActionsSignature1(a)/211(b)/211(c)/211(d)/21Please give the details of any action taken by SEBI/Stock Exchange/ any other authority for violation of SecuritiesLaws/ other economic offences specifically indicating any action taken during the previous 3 years.2(a)/212(b)/212(c)/212(d)/21Dealings through Sub-brokers and other Stock BrokersWhether dealing through the sub-broker, provide the following details:Sub-broker's Name:SEBI Registration number:Registered office address:Telephone:Website:Fax:Whether dealing with any other stock broker/sub-broker (if case dealing with multiple stock brokers/sub-brokers,provide details of all)If Yes, Stock Broker's Name:Client Code:Name of the Exchange:Details of disputes/dues pending from/to such stock broker/sub- broker: _________________________________7
ADDITIONAL DETAILS FOR OPENING TRADING ACCOUNTAdditional DetailsI wish to receive Physical Contract note Electronic Contract Note (ECN) (please specify):Specify your Email id, if applicable:Whether you wish to avail of the facility of Internet trading Wireless technology (please specify):Investment/ Trading ExperienceNo Prior ExperienceYears in DerivativesYears in EquityYears in Other Investment ProductsIntroducer's DetailsIntroducer 1 (For Mutual Fund)Name:Status: Sub-broker Remisier Authorized Person Existing ClientOthers, please specify _______________________Address:Contact Number:Introducer's Code:Introducer's PAN:Introducer 2 (For Capital Market)Name:IntroducerSignaturexStatus: Sub-broker Remisier Authorized Person Existing ClientAddress:Others, please specify _______________________Contact Number:Introducer's Code:Introducer's PAN:FOR OFFICE USE ONLYIntroducerSignaturexI/We undertake that we have made the client aware of 'Policy and Procedures', tariff sheet and all the nonmandatorydocuments. I/We have also made the client aware of 'Rights and Obligations' document(s), RDD andGuidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the'Policy and Procedures', tariff sheet and all the non-mandatory documents would be duly intimated to the clients.I/We also undertake that any change in the 'Rights and Obligations' and RDD would be made available onCompany's website, if any, for the information of the clients.Member'sAuthorizedSignatorySigned by:xDate:Seal/Stamp ofstock broker8
Page 1: Application No.HCUCCDP Client No. 1
Page 4 and 5: INSTRUCTIONS FOR DEMAT ACCOUNTInstr
Page 6 and 7: DETAILS & CHECKLISTNJ INDIA INVEST
Page 8 and 9: ADDITIONAL DETAILS FOR OPENING DEMA
Page 12 and 13: COMMON DETAILS FOR OPENING TRADING
Page 14 and 15: ...................................
Page 16 and 17: TARIFFSHEETCapital MarketTransactio
Page 18 and 19: ANNEXURE ADetails of terms & condit
Page 20 and 21: ANNEXURE BDetails of terms & condit
Page 22 and 23: RIGHTS & OBLIGATIONS OF STOCK BROKE
Page 26 and 27: This document contains important in
Page 28 and 29: RISK DISCLOSURE DOCUMENTorders eith
Page 30 and 31: GUIDANCE NOTEDO's AND DON'Ts FOR TR
Page 32 and 33: MANDATORY DOCUMENTPOLICIES AND PROC
Page 34 and 35: VOLUNTARY DOCUMENT(CLIENT IS REQUES
Page 36 and 37: VOLUNTARY DOCUMENTmay be required b
Page 38 and 39: VOLUNTARY DOCUMENTDocument, stateme
Page 40 and 41: VOLUNTARY DECLARATIONAUTHORIZATION
Page 42 and 43: CLIENT DP AGREEMENTThis agreement i
Page 44 and 45: CLIENT DP AGREEMENT10. Service of n
Page 47 and 48: SMS ALERT FACILITYReference No.: __
Page 49 and 50: SMS ALERT FACILITYand its officials
Page 51: ANNEXURE DSr.No.Members Name Gender
Page 59: DEBIT CARD REGISTRATION REQUESTTo,N
Page 63:
Bank Mandate - General Terms & Cond
Page 67 and 68:
Bank Mandate - General Terms & Cond
Page 69:
Call & Transact Specific Terms & Co
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TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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