Critical Steps for the first 100 days - LGRC DILG 10

Critical Steps for the first 100 days - LGRC DILG 10 Critical Steps for the first 100 days - LGRC DILG 10

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<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsCover Design:IRIS ALEGRO-IGROBAYAbout our cover…<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong>This is our Gift <strong>for</strong> Good Governance toyou. The cover depicts our bright hopes<strong>for</strong> <strong>the</strong> local government officials and <strong>the</strong>eternal flame that keeps <strong>the</strong>m working ascatalysts <strong>for</strong> development. It alsoillustrates <strong>the</strong> enduring climb that localleaders must commit <strong>the</strong>mselves to inachieving far-reaching goals <strong>for</strong> <strong>the</strong> goodof <strong>the</strong> community. Despite <strong>the</strong> challengesposed by meager time and resources, <strong>the</strong>lomography inspired cover presents ourbrightest aspirations in bringing aboutexcellence in local governance viasubstantive capacity-buildinginterventions.2


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong><strong>the</strong> <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong>A Guide <strong>for</strong> Governors3


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> Days : A Guide <strong>for</strong> GovernorsCopyright © 2007 Local Government Academy (LGA)All rights reserved. No portion of this book maybe copied or reproduced inbooks, pamphlets, typewritten, xeroxed, or in any o<strong>the</strong>r <strong>for</strong>m <strong>for</strong> distributionor sale, without permission from <strong>the</strong> Academy.ISBN No. :978-971-0383-39-9Printed and bound in Manila, Philippines.Published by:Local Government Academy,Department of <strong>the</strong> Interior and Local Government8/F Agustin I Building, F. Ortigas Jr. Road (<strong>for</strong>merly Emerald Avenue),Ortigas Center, Pasig City, 1605 PhilippinesTel. No. (632) – 634-8430 / 634-8436www.lga.gov.phThis project was undertaken in collaboration with <strong>the</strong> PhilippinesDevelopment Forum with financial support of <strong>the</strong> Government of Canadaprovided through Canadian International Development Agency (CIDA).4


CONTENTSMessagesSecretary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7LGA Executive Director . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Philippines Development Forum . . . . . . . . . . . . . . . . . . . . . . . . . 9. League of Provinces of <strong>the</strong> Philippines. . .. . . . . . . . . . . . . . . . . . <strong>10</strong>Hail to <strong>the</strong> Chief ! . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11First, do some homework . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13Form a transition team . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Organize <strong>the</strong> Governor’s Office . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21Hire <strong>the</strong> best and brightest to compose your management team . . . . 30Familiarize yourself with <strong>the</strong> different department heads and <strong>the</strong>irdepartments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33Establish rapport with <strong>the</strong> Sangguniang Panlalawigan . . . . . . . . . . . . 35Establish rapport with National Government Agencies. . . . . . . . . . . . . . 37Know <strong>the</strong> status of your LGU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40Familiarize yourself with key LGU processes . . . . . . . . . . . . . . . . . . . . . . 41Identify and build sources of support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44Reconstitute/reorganize and meet with <strong>the</strong> Local Special Bodies . . . . 49Implement programs and projects previously planned and budgeted . 50Take control of <strong>the</strong> 2008 budget . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52Communicate your agenda . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 535


6<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors


MESSAGE OF THE SECRETARYThe quest <strong>for</strong> good governance begins with a strong and effective localleadership. Local chief executives that set a clear vision <strong>for</strong> <strong>the</strong>ir LGUsand who are able to foster development make successful local leaders.Beyond this, a clear understanding of <strong>the</strong> defined tasks andresponsibilities and <strong>the</strong> ability to manage change helps in bringing abouta genuine and complete foundation <strong>for</strong> effective local governance.The Department of <strong>the</strong> Interior and Local Government (<strong>DILG</strong>) is proud tooffer you this set of modules on <strong>the</strong> critical steps <strong>for</strong> <strong>the</strong> <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong>which will provide you insights on how to effectively manage your initialapproach to <strong>the</strong> challenges and issues confronting <strong>the</strong> locality.This guidebook also provides a very practical and useful reference <strong>for</strong>you in charting your agenda and development directions. It featuresstrategic and insightful tips and approaches that are more attuned andapplicable to existing conditions in most LGUs in <strong>the</strong> country.We hope that this set of modules will serve as an inspiration to all <strong>the</strong>local chief executives as <strong>the</strong>y chart a common vision <strong>for</strong> <strong>the</strong>ir LGUs and<strong>the</strong>ir people towards this shared vision.Ronaldo V. PunoSecretary7


MESSAGE FROM THE CONVENORS OFTHE PHILIPPINES DEVELOPMENT FORUMWORKING GROUP ON DECENTRALIZATION ANDLOCAL GOVERNMENTCongratulations to you as a newly elected local official! You haveaccepted an enormous challenge in responding to your citizens’ needs<strong>for</strong> effective management and delivery of services.The Working Group on Decentralization and Local Government was setup under <strong>the</strong> Philippines Development Forum to promote coordination ofdevelopment ef<strong>for</strong>ts between different government departments,international donors and o<strong>the</strong>r local-government stakeholders in <strong>the</strong>Philippines. Our members believe that decentralizing governance – from<strong>the</strong> center to <strong>the</strong> local communities – can be an effective means ofachieving sustainable human development. Part of <strong>the</strong> Working Group’sagenda is to improve and harmonize capacity building <strong>for</strong> localgovernments, and in particular to support a harmonized framework <strong>for</strong>orienting newly elected officials.We hope that this publication on <strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> Days,will serve as an integral part of <strong>the</strong> orientation framework. We would liketo commend <strong>the</strong> Local Government Academy (LGA) and <strong>the</strong> o<strong>the</strong>rpartners involved in this collaborative ef<strong>for</strong>t.Austere A. PanaderoMukami KariukiCo-convenerCo-convenerOIC, Office of <strong>the</strong> Undersecretary <strong>for</strong>Local Program CoordinatorLocal GovernmentThe World BankDepartment of <strong>the</strong> Interior and Local GovernmentNote: <strong>the</strong> contents of this manual are <strong>the</strong> responsibility of <strong>the</strong> Local Government Academy, and do not necessarily reflect<strong>the</strong> views of each member of <strong>the</strong> PDF.9


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsMESSAGE OF THE LEAGUEIn pursuit of its mandate to streng<strong>the</strong>n <strong>the</strong> capacity of local governmentofficials, <strong>the</strong> Local Government Academy (LGA) of <strong>the</strong> Department of<strong>the</strong> Interior and Local Government (<strong>DILG</strong>) has collaborated with <strong>the</strong>League of Provinces of <strong>the</strong> Philippines (LPP) in <strong>the</strong> development of thishandbook.“<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> Days, A Guide <strong>for</strong> Governors”, is publishedas a simplified instructional manual <strong>for</strong> newly-elected governors inensuring that a systematic and methodical approach is undertaken in<strong>the</strong> transition of provincial governments from previous politicaladministrations.It is ardently hoped that through this handbook, newly-elected governorsmay be able to breeze through <strong>the</strong>ir <strong>first</strong> months in office and successfullylay down strong organizational foundations upon which to anchorprograms and projects that are appropriately and effectively linked to<strong>the</strong> actual needs and concerns confronting <strong>the</strong>ir local constituents. Moreimportantly, <strong>the</strong> handbook can make you hit <strong>the</strong> ground running at <strong>the</strong>early stage of your governance.Finally, I welcome all <strong>the</strong> newly-elected governors to <strong>the</strong> challengingpath of effecting sustainable local development through genuine localautonomy and people’s participation.Governor Erico B. AumentadoNational President<strong>10</strong>


HAIL TO THE CHIEF!Congratulations! You are now <strong>the</strong> newCHIEF EXECUTIVE of your province. After agrueling campaign and election season, it isnow time to turn those campaign promises toreality. But <strong>first</strong>, you must make a successfultransition from campaigning <strong>for</strong> <strong>the</strong> office toleading and managing <strong>the</strong> ProvincialGovernment as <strong>the</strong> Governor.Action TakenYour <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong> is a critical period whereyou can build <strong>the</strong> foundation <strong>for</strong> a successfuladministration. This guide is meant to help youorganize through this busy period ofcelebrations, adjustments and initial actions.Here you will find useful tips <strong>for</strong>:• Setting up <strong>the</strong> transition process andselecting <strong>the</strong> transition team• Organizing <strong>the</strong> Governor’s Office• Building <strong>the</strong> local government team;• Jumpstarting your policies and fulfillingyour campaign promises and• Familiarizing yourself with <strong>the</strong> all-importantLGU budget, fiscal management andplanning processes.11


12<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors


1FIRST, DO SOME HOMEWORKYou have brought with you <strong>the</strong> wealth of experience from your previousprofession/designation plus <strong>the</strong> great plans you have envisioned. However,be<strong>for</strong>e you get cracking, you need to familiarize yourself with <strong>the</strong> roles andresponsibilities of a Provincial Governor.Begin by reading Republic Act 7160 or <strong>the</strong> Local Government Code of1991—<strong>the</strong> Bible of every local government official. Here are some points on<strong>the</strong> powers and responsibilities of <strong>the</strong> Governor to help you read through<strong>the</strong> voluminous texts of <strong>the</strong> law:• Sections 6 to 24 – General powers of local governments• Sections 29 to 30 – General rule of supervision over lower LGUs• Section 37 – Chairmanship of <strong>the</strong> Bids and Awards Committee• Sections 54 to 55 – Power to approve or veto ordinances• Section 63 – Disciplinary powers (preventive suspension)• Section 96 – Granting <strong>the</strong> permission to leave station• Section 98 – Role in <strong>the</strong> School Board• Section <strong>10</strong>2 – Role in <strong>the</strong> Health Board• Section <strong>10</strong>7 – Role in <strong>the</strong> Local Development Council (LDC)• Section 111 – Role in <strong>the</strong> LDC Executive Committee• Section 138 – Power to grant permits <strong>for</strong> quarrying• Section 463 – Appointment of provincial officials• Section 465 – General and specific powers and functions of <strong>the</strong> Governor• Section 503 – Representation of <strong>the</strong> province in <strong>the</strong> League of Provinces13


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsAlso, familiarize yourself with Provincial Lawsnamely ordinances and executive orders. Ask<strong>the</strong> Legal Officer or <strong>the</strong> Sanggunian Secretary<strong>for</strong> a list and gist of <strong>the</strong> provincial laws.Action TakenRemind yourself that after <strong>the</strong> victory party and<strong>the</strong> inaugural celebrations, you will be takingon <strong>the</strong> role of Fa<strong>the</strong>r/Mo<strong>the</strong>r of <strong>the</strong> Province,which will thrust you into different socialengagements that may demand time beyondofficial working hours. If you are new to <strong>the</strong>provincial level or new to politics, in general,ask some provincial veterans <strong>for</strong> advice inmanaging your time between official and socialobligations which are equally important asceremonial and official head of <strong>the</strong> province.Never stop learning. Being elected does notincrease your IQ. Take time to attend someshort courses offered by national government,non-government organizations, andeducational institutions. Make sure to check <strong>for</strong>contents or modules of <strong>the</strong> courses that maybe helpful to you.14


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors• Organize correspondence and community relations or constituentservices function• Begin <strong>the</strong> process of staff recruitment (at <strong>the</strong> very least <strong>for</strong> <strong>the</strong> Governor’sOffice), and• Help organize <strong>the</strong> vital in<strong>for</strong>mation that you need to know in order togovern effectively later on in your term.So, who should be in your transition team?There are no prescriptive designs <strong>for</strong>transition teams as <strong>the</strong>se are ad-hoc ortemporary bodies that are disbanded once<strong>the</strong> governor feels that he/she is com<strong>for</strong>tablewith his new office and environment. Howeveryou would need some very basic positions tofulfill <strong>the</strong> following functions:Action Taken• Transition Coordinator – a trustedassociate who has exceptionalmanagement skills and a grasp of <strong>the</strong>intricacies of local governance. Amonghis or her functions are:−Making contact with <strong>the</strong> previousGovernor’s key staff in order to haveat least a cooperative spirit (eventhough post-election relations maynot always be friendly) to ensure asmooth transition−Coordinate logistical arrangements<strong>for</strong> <strong>the</strong> new Governor’s Office,including office space and access tofiles16


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsHe or she will also be tasked to process nominations/referrals,applications and recommendations from political supporters regardingpeople <strong>the</strong>y want to be included in <strong>the</strong> local government work<strong>for</strong>ce or<strong>the</strong> Governor’s staff. He or she may also begin to look at prospects of apersonnel audit or reorganization of <strong>the</strong> LGU bureaucracy.• Legal Counsel/Advisor – a trustedlawyer who is well versed in <strong>the</strong> localgovernment legal framework. He or shecould be a campaign supporter or headof <strong>the</strong> provincial legal office. The legalcounsel/advisor is a critical aide inanalyzing <strong>the</strong> legality of actions taken in<strong>the</strong> <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong> as well as <strong>the</strong> rest of<strong>the</strong> term. He or she may also help indrafting <strong>the</strong> <strong>first</strong> executive orders to beissued and legislation that <strong>the</strong> newGovernor will submit to <strong>the</strong> Sanggunian.Action Taken• Communications/Constituent ServicesDirector – a close aide of <strong>the</strong> Governorwho is in charge of receiving andprocessing correspondence, inquiries,and even public/media relations. He orshe may also be tasked to handle <strong>the</strong>multiple subjects of constituent requeststhat flood every government official’soffice—especially a newly electedgovernor. His or her primary purpose isto set up some correspondence controlmeasures and process constituentrequests and queries so that <strong>the</strong> newGovernor would not be overwhelmed inaddressing such concerns.18


• Policy Advisor – <strong>the</strong> principal staff in charge of policy development of<strong>the</strong> new administration. He or she should keep track of electionpromises; organize policy details around <strong>the</strong> new governor’spriorities; and help identify and build support from stakeholders andlegislators. There could be several policy advisors if you want certainpeople to concentrate on several policies. First concerns during <strong>the</strong>transition period include:- Review of existing policies (to see whe<strong>the</strong>r <strong>the</strong>y align with<strong>the</strong> new Governor’s policies)- Budget priorities of <strong>the</strong> <strong>for</strong>mer Governor’s budget <strong>for</strong> 2007- Priority legislation that needs to be proposed to <strong>the</strong>Sanggunian <strong>for</strong> action• Persons from <strong>the</strong> previous administration – it may also be helpfulto include <strong>the</strong> chief of staff or provincial administrator of <strong>the</strong> previousadministration as well as some key personnel from <strong>the</strong> localbureaucracy, to orient you on how <strong>the</strong> previous administrationoperated and where <strong>the</strong>y kept <strong>the</strong> files.Important Tips#1 You can always expand your transition team to include morefunctions and, consequently, people from outside your core team.But <strong>the</strong> basic persons needed during <strong>the</strong> transition period mayalso become your most important technical staff in <strong>the</strong> Governor’sExecutive Staff.#2 The previous administration may not be very congenial to yourtransition team, especially if you defeated <strong>the</strong> previous Governor in<strong>the</strong> election. Try to reach out and set an appointment with <strong>the</strong>19


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors<strong>for</strong>mer Governor and humbly ask <strong>for</strong> hisand his staff’s cooperation during <strong>the</strong>transition.Action Taken#3 Never underestimate <strong>the</strong> advantages ofhaving volunteers in <strong>the</strong> transition team.Some people just want to help you getused to your new job and do not seek tobe appointed to government. (e.g.communications professionals, publicadministration professors, volunteerlawyers)20


3ORGANIZE THE GOVERNOR’S OFFICEDistinguish between <strong>the</strong> operations of <strong>the</strong> general LGU agencies and <strong>the</strong>Governor’s Office. Although <strong>the</strong>y are intrinsically linked, <strong>the</strong> day-to-dayactivities in <strong>the</strong> Governor’s Office may be likened to <strong>the</strong> regular operationsof o<strong>the</strong>r departments or offices in <strong>the</strong> local government or even to a morecomplex degree. The Governor’s Office must always deal with mail,telephone calls, constituent inquiries and requests, policy proposals,lobbyists, courtesy calls from local government officials and stakeholders,paperwork from <strong>the</strong> bureaucracy, etc.In short, <strong>the</strong> Governor’s Office deals with people, policy, and processes.That is why, <strong>the</strong> Governor’s Office must be organized on <strong>the</strong> followingparameters:• How in<strong>for</strong>mation is provided to <strong>the</strong> Governor• The ease and confidence with which <strong>the</strong> Governor can makedecisions based on that in<strong>for</strong>mation and• The capability to implement and en<strong>for</strong>ce those decisions.Some governors choose to set up a Governor’s Management Service/Team/Office which are staffed by technical and administrative personnel whoreport directly to <strong>the</strong> Governor or someone who has direct access to <strong>the</strong>Governor every time (a close aide). O<strong>the</strong>rs incorporate <strong>the</strong> ProvincialAdministrator as Chief-of-Staff of <strong>the</strong> Governor’s Office also. In any case<strong>the</strong>re are some basic features of <strong>the</strong> Governor’s Office as <strong>the</strong> LCE’sin<strong>for</strong>mation processing center.21


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsDEFINE YOUR MANAGEMENT STYLE (THE GENERALWORKING ATMOSPHERE)You can tailor-fit your office’s structuredepending on your personal leadership style.Some governor’s offices tend to be centralizedwith a hierarchy of staff members who admitand process in<strong>for</strong>mation <strong>for</strong> <strong>the</strong> Governor.(Usually <strong>the</strong> Chief-of-Staff or <strong>the</strong> Administratoris at <strong>the</strong> top of this hierarchy). On <strong>the</strong> o<strong>the</strong>rhand, some offices follow a decentralized or“flat” model where <strong>the</strong> Governor is accessibleto various levels of staff members.Action TakenHere are some questions that may help youdetermine <strong>the</strong> general working atmosphere in<strong>the</strong> Governor’s Office:• What functions do you want your “headof office operations” (e.g. ProvincialAdministrator, Chief-of-Staff) to do?• What direct assistance or managementadvice would you want from your corestaff members? Here are some functionsthat your office may need:−−Liaison with LGUdepartments and nationalgovernment agenciesLiaison with <strong>the</strong>SangguniangPanlalawigan22


−−−−−−−−Appointment of personnelCorrespondenceConstituent services/community relationsOffice managementLegal adviceSchedulingSpeechwritingMedia relations• Are <strong>the</strong>re existing offices, committees, or bodies in <strong>the</strong> localgovernment that may be able to per<strong>for</strong>m staff work <strong>for</strong> <strong>the</strong> Governor’sOffice?• Does <strong>the</strong> “head of office operations” need assistance from o<strong>the</strong>rtechnical staff members in per<strong>for</strong>ming management duties?• How big do you want your core staff to be? Do you need teams tohandle <strong>the</strong> different staff functions or would one person be enoughto handle one portfolio?• What preference do you have with regard to <strong>for</strong>mality in <strong>the</strong>Governor’s Office?CHOOSE THE EXECUTIVE STAFF WELL (OFFICE STRUCTURE)It would be useful not to assume that your campaign staff will automaticallymake a good administrative staff. However, <strong>the</strong> people you choose tocompose your transition team may be considered to fill in <strong>the</strong> staff roles in<strong>the</strong> Governor’s Office, since many of <strong>the</strong> functions are similar.23


• Communications Officer. This position has functions similar of <strong>the</strong>Communications Director in <strong>the</strong> transition team. He or she may, infact, be <strong>the</strong> same person. Just remember if he or she will be yourmouth piece and should reflect your thoughts and priorities asleader, manager and policymaker when he/she responds to inquiriesor complaints from constituents, or questions from <strong>the</strong> media. He orshe is usually <strong>the</strong> immediate supervisor of <strong>the</strong> receptionists,customer service officers, or <strong>the</strong> mail staff in <strong>the</strong> Governor’s Office.• Legal Counsel/Consultant. You may want to have a lawyer in yourimmediate staff that would always be available <strong>for</strong> consultation withfull confidentiality. O<strong>the</strong>rwise <strong>the</strong> Provincial Legal Officer (who is a coterminusappointee) can do <strong>the</strong> legal advising that you need.• Appointments Officer. The job of this aide is to establish ascreening procedure to secure potential nominees <strong>for</strong> <strong>the</strong> numerouspositions in <strong>the</strong> provincial government including:− Vacancies or replacement of department head positions− Junior executive positions− Permanent rank-and-file positions− Contractual and casual appointments.If <strong>the</strong> province already has a Human Resource Development Officer,<strong>the</strong>n he may per<strong>for</strong>m this staff function, if you have confidence in his/her capabilities.• Policy and Department Liaison(s). Some governors appoint aideswho look at individual portfolios or a cluster (e.g. financial, publicservices, logistics, technical) of LGU departments to processdifferent in<strong>for</strong>mation emanating from such LGU offices. You maychoose staff to focus on your priority policies and help <strong>the</strong> ProvincialAdministrator coordinate <strong>the</strong> related activities of differentdepartments.25


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors• Legislative Officer. This staff roleinvolves overseeing <strong>the</strong> development of<strong>the</strong> Governor’s legislative agenda,monitoring <strong>the</strong> status of <strong>the</strong> executive’spriority legislation, and negotiatingissues with <strong>the</strong> legislature. Thelegislative officer also has <strong>the</strong> role ofrecommending whe<strong>the</strong>r to sign or vetolegislation.Action Taken• Personal Assistant(s). This staff roleper<strong>for</strong>ms duties beyond carrying <strong>the</strong>Governor’s briefcase, business suit, ando<strong>the</strong>r personal effects. He or she mustmonitor and remind <strong>the</strong> Governor of hisschedule, control access to <strong>the</strong>immediate office, receive and relaymessages to and from <strong>the</strong> Governor,and make personal arrangements.26


Important Tips#1 You may choose to merge <strong>the</strong> preceeding functions of your corestaff to be per<strong>for</strong>med by just a few persons (e.g. <strong>the</strong> Chief-of-Staffmay also handle policy liaising and <strong>the</strong> appointments; or <strong>the</strong> legalofficer may also per<strong>for</strong>m <strong>the</strong> evaluation of legislative measures).#2 Have your staff prepare <strong>for</strong> you a list or matrix of top and mid-levelpositions to fill.#3 Also ask <strong>for</strong> a list of documents that would need your signature asGovernor#4 Draw up with your Chief-of-Staff and o<strong>the</strong>r core staff anappointments strategy taking into consideration <strong>the</strong> appointmentoptions available to you, namely: permanent, temporary,consultancy, contractual, casual, job order.SET BASIC GUIDELINES ON HOW TO DO THINGS(OFFICE PROCESSES)Your office’s processes must be catered according to your leadership/management style. Look into scheduling, correspondence, constituentrelations, administrative support, and office automation.• Scheduling. The Governor’s time is <strong>the</strong> single most preciousresource. You may want to appoint an officer or a team to handlestrategic scheduling to better manage your time in line with yourpolicy agenda. As Governor, you need to setup schedulingpreferences and establish basic ground rules <strong>for</strong> meetings,important recurring events, social engagements, family time andpublic appearances. Successful scheduling lies in flexibility. But to beeffective, <strong>the</strong> scheduling officer or team must be given a broadlatitude to accept or reject invitations, subject to your own review.27


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors• Handling Correspondence. Through your Chief-of-Staff you mustestablish effective systems of routing mail and answering it promptly.Civil Service rules mandate a response or acknowledgement within15 calendar <strong>days</strong> after receipt of correspondence. Mail can begenerally divided into <strong>the</strong> following categories:−−−−−−Personal mail <strong>for</strong> <strong>the</strong>GovernorImportant business mailIssue-oriented mailComplaints mailInvitations and solicitations,andMiscellaneous mailAction TakenMail should be referred to <strong>the</strong> appropriateLGU department or office with instructionsto draft replies <strong>for</strong> <strong>the</strong> Governor’s signatureor to answer <strong>the</strong> letters in <strong>the</strong> Governor’sbehalf.• Constituent Services. This aspect of officeoperations is at <strong>the</strong> heart of your role as apublic servant. Processes should be setto handle <strong>the</strong> more direct engagement with<strong>the</strong> constituents without trapping <strong>the</strong>constituents in an endless maze ofreferrals as well as regulating <strong>the</strong> public’saccess to you that may impede <strong>the</strong>per<strong>for</strong>mance of your management duties.28


Constituent services may encompass:−−−−−Requests <strong>for</strong> government aid or projectsHotlines, toll-free numbers or text messaging service or“Text Mo si Gov” facilityPublic relations activities (like town or barangay meetings,people’s day or Capitol open house)Requests <strong>for</strong> public documentsReferral system (<strong>for</strong> employment, hospital discounts,charities)At <strong>the</strong> minimum, a constituent’s request must receive a timely answerindicating that <strong>the</strong> Governor has received <strong>the</strong> request or comment,understands <strong>the</strong> need or problem, and will try to do something about it.It would be better if your core staff can make immediate decisions insome cases.• Administrative Support. Administrative support personnel must be wellbriefedabout <strong>the</strong>ir roles in aiding professional and technical staff. Theyare also required to answer mail, keep official records, and meet <strong>the</strong>public. You must clarify <strong>the</strong> type of <strong>for</strong>mality or <strong>the</strong> relaxation of <strong>for</strong>malitieswith regard to access to you and <strong>the</strong>ir working relationship with you.You should not necessarily seek to replace all <strong>the</strong> <strong>for</strong>mer Governor’sentire support staff as some of <strong>the</strong>m may prove very valuable in settingup routine office functions and helping <strong>the</strong> new staff become acquaintedwith office and provincial government procedures.• Office Automation. Your transition team and core staff should look into<strong>the</strong> level of automation or computerization of <strong>the</strong> Governor’s Office.Review any operating systems, <strong>the</strong> capacity of your staff to use it, andexamine <strong>the</strong> need to upgrade current systems or procure new ones.Computerization and o<strong>the</strong>r technologies considerably help in makingoffice functions easier and faster.29


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors4HIRE THE BEST AND THE BRIGHTEST TOCOMPOSE YOUR MANAGEMENT TEAMSuccessful Chief Executive Officers say <strong>the</strong> single, most important task in<strong>the</strong>ir <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong> is to fill key positions with <strong>the</strong> best talent. Why settle <strong>for</strong><strong>the</strong> mediocre when you can hire <strong>the</strong> best?The local government has a professionalbureaucracy governed by civil service rules.Many of <strong>the</strong> department heads and heads ofoffices have security of tenure and may only beremoved with just cause. However, as ChiefExecutive you also have <strong>the</strong> prerogative to pick<strong>the</strong> best people who could help youimplement your programs. Never<strong>the</strong>less,<strong>the</strong>re are some co-terminus positions in <strong>the</strong>provincial government where you could makeimmediate appointments after assumption ofoffice.Action TakenImportant TipHire based on capabilities, attitude to publicservice, as well as loyalty to you. What youneed are output-oriented, service-oriented,capable, and loyal people.Here are some key positions identified under<strong>the</strong> Local Government Code that you couldimmediately fill with your own people:30


• Provincial Administrator. This position serves as <strong>the</strong> alter ego of <strong>the</strong>Governor. He or she should be able to share and understand <strong>the</strong>Governor’s vision and policy agenda. But his most important task is tohandle <strong>the</strong> day-to-day operations of <strong>the</strong> Provincial Government.Hiring a capable, efficient and effective Administrator will free you from<strong>the</strong> administrative details of managing operations in <strong>the</strong> Capitol. Somechoose to retain <strong>the</strong> administrator of <strong>the</strong> previous administration <strong>for</strong>continuity and easier transition (at least during <strong>the</strong> <strong>first</strong> six months).Some choose to hire new ones immediately.Whatever your choice, just remember that <strong>the</strong> position of ProvincialAdministrator is an appointive and co-terminus position and <strong>the</strong>y serveat <strong>the</strong> pleasure of <strong>the</strong> Governor.Scout <strong>for</strong> a good administrator preferably even be<strong>for</strong>e you take office.Possible sources are: current administrator of <strong>the</strong> out-going governor,current administrators of o<strong>the</strong>r LGUs, schools, private organizations.• Provincial Legal Officer. This portfolio is a mandatory position but hasa co-terminus nature of appointment. You may choose to retain <strong>the</strong>current legal officer or appoint someone from your legal consultants oradvisors.• Provincial In<strong>for</strong>mation Officer. Functions of <strong>the</strong> in<strong>for</strong>mation officer canbe found in Section 486 of <strong>the</strong> Local Government Code which centerson <strong>the</strong> Office of Public In<strong>for</strong>mation. The In<strong>for</strong>mation Officer is an optionaland co-terminus officer. You may choose to appoint your campaign ortransition communications director to head <strong>the</strong> PIO.The following matrix gives you an idea of <strong>the</strong> mandatory and optionalpositions in <strong>the</strong> Provincial Government (as stated in <strong>the</strong> Code) where youmay want to evaluate <strong>the</strong> appointment of officials:31


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsPROVINCIALOFFICIALSNATURE OFAPPOINTMENTTENUREAdministratorTreasurerAssessorAccountantBudget OfficerEngineerHealth OfficerCivil RegistrarLegal OfficerAgriculturistSocial Welfare OfficerEnvironment & NaturalResources OfficerArchitectIn<strong>for</strong>mation OfficerCooperatives OfficerPopulation OfficerVeterinarianGeneral Services OfficerMandatoryMandatory; nomination by DOFMandatoryMandatoryMandatoryMandatoryMandatoryMandatoryMandatoryMandatoryMandatoryOptionalOptionalOptionalOptionalOptionalMandatoryMandatoryCo-terminusPermanentPermanentPermanentPermanentPermanentPermanentPermanentCo-terminusPermanentPermanentPermanentPermanentCo-terminusPermanentPermanentPermanentPermanentMake <strong>the</strong> selection process <strong>for</strong> <strong>the</strong> Management Team memberscompetitive. Let <strong>the</strong>m go thru a process of testing and interview, even thosehighly recommended by political allies. Installing a selection process willprotect you and <strong>the</strong> bureaucracy from hiring non-per<strong>for</strong>ming people and/orfrom potential conflicts brought about by differences in expectations. Youmay assign your transition team or your core staff to do <strong>the</strong> initial searchand screening.The Administrator and HRMO can help you in setting up and implementinga selection process and you may even request <strong>for</strong> <strong>the</strong> help of somebody in<strong>the</strong> academe or in <strong>the</strong> private sector as part of <strong>the</strong> selection team. You maywant to do <strong>the</strong> final interview of <strong>the</strong> top 3 to 5 applicants recommended by<strong>the</strong> selection committee to ensure <strong>the</strong> selection of <strong>the</strong> best people you caneasily work with.32


You also have to power to create o<strong>the</strong>r offices and appoint correspondingpersonnel as you see fit. However, please be wary of <strong>the</strong> Personnel Services(PS) limit or cap that <strong>the</strong> DBM has set.Important Tips#1 Have your staff do an inventory of <strong>the</strong> status of all appointments andvacancies of department heads and mid-level positions.#2 All department head appointments need <strong>the</strong> confirmation of <strong>the</strong>Sangguniang Panlalawigan.#3 During <strong>the</strong> <strong>first</strong> six to nine months of <strong>the</strong> term, a Governor generallyshould not undertake major reorganizations or large-scale personnelchanges beyond normal top-level appointments, unless <strong>the</strong>y areabsolutely necessary.5FAMILIARIZE YOURSELF WITH THEDIFFERENT DEPARTMENT HEADS ANDTHEIR DEPARTMENTSGenerally, <strong>the</strong> department heads are professional civil servants. They havereached <strong>the</strong>ir positions by merit and are non-partisan, although somepoliticians may have helped <strong>the</strong>m early on. They remain even as governorscome and go. Many of <strong>the</strong>m have served under <strong>the</strong> administration of severalgovernors and <strong>the</strong>y know <strong>the</strong> processes prescribed <strong>for</strong> local governments.They are supposed to be your lieutenants and <strong>the</strong>y could be your greatestasset, if properly tapped. Respect <strong>the</strong>m, learn from <strong>the</strong>m and harness andmaximize <strong>the</strong>ir potentials. They know that you are now <strong>the</strong> new CHIEF andthat <strong>the</strong>y are accountable to you.33


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsMEET WITH ALL THE DEPARTMENT HEADS IN YOURFIRST WEEK IN OFFICE (THE EARLIER, THE BETTER)This is a more thorough departmental report. You may meet <strong>the</strong>m enbanc or group <strong>the</strong>m per sector or meet <strong>the</strong>m with per department with <strong>the</strong>staff in that department.The Administrator/PPDC may help you ingrouping and scheduling <strong>the</strong>m logically. Theusual clusters are Economic, Social orGeneral Services. Ano<strong>the</strong>r way is to use <strong>the</strong>Local Governance Per<strong>for</strong>mance ManagementFramework of looking into <strong>the</strong> aspect ofAdministration, Social Services, EconomicDevelopment, Environmental Managementand Governance.Action TakenThe presentations should only take around15 minutes to make sure that it would onlycontain <strong>the</strong> highlights of <strong>the</strong> writtendepartmental report, and to save time andgive time <strong>for</strong> discussions afterwards. TheAdministrator and some of your executiveassistants should join you in <strong>the</strong> briefingIn <strong>the</strong> interest of time, you may also opt to dothis in-depth departmental presentation inline with <strong>the</strong> preparation of <strong>the</strong> 2008 Budget,in which case, you would be assisted by <strong>the</strong>members of <strong>the</strong> Provincial FinanceCommittee.34


SERIOUSLY CONSIDER YOUR DEPARTMENT HEADS’RECOMMENDATIONSAsk <strong>the</strong>m <strong>for</strong> more explanations or details, without necessarily committinganything definite yet, until you have seen <strong>the</strong> whole picture or heard <strong>the</strong> o<strong>the</strong>rpresentations.SCHEDULE A SERIES OF FOLLOW-UP MEETINGS WITHINDIVIDUAL DEPARTMENT HEADS, WHEN NEEDEDThe presentations may have alerted you to particular concerns, or youmay need more detailed info/in-depth discussion with any of yourdepartment heads. Do not hesitate to call any of <strong>the</strong>m <strong>for</strong> a meeting, evenjust a quick one. Familiarize yourself with <strong>the</strong> ins and outs of <strong>the</strong> Capitol,<strong>the</strong> projects and <strong>the</strong>ir status, problems and issues, etc. You may alsosend your Chief- of-Staff or provincial Administrator to follow up on youradditional questions.VISIT THE DIFFERENT OFFICES PERSONALLYThis would help make it easier <strong>for</strong> you to associate people with <strong>the</strong>ir offices.It would also enable you to have a <strong>first</strong>-hand look and appreciate <strong>the</strong> workingenvironment and conditions of your staff. The departmental briefings mayeven be conducted in <strong>the</strong> individual offices if <strong>the</strong> facilities allow it.6ESTABLISH RAPPORT WITH THESANGGUNIANG PANLALAWIGANAs Governor, you head <strong>the</strong> executive branch of <strong>the</strong> Provincial Government.But you would need <strong>the</strong> legal framework of policy and rules that <strong>the</strong>Sangguniang Panlalawigan provides. The Sanggunian is your mainpartner in passing <strong>the</strong> annual budget.35


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsIt is highly recommended to start off with a call <strong>for</strong> unity and cooperationfrom <strong>the</strong> Vice Governor and board members. Whatever politicaldifferences <strong>the</strong>re may have been during <strong>the</strong> campaign, all of you are nowpart <strong>the</strong> Provincial Government and all must seek to transcend partisanaffiliations <strong>for</strong> <strong>the</strong> benefit of <strong>the</strong> constituents.Consider having an Executive-LegislativeAgenda. An ELA is an integrated plancontaining <strong>the</strong> major development thrustsand goals of <strong>the</strong> executive and legislativebranches towards a common vision <strong>for</strong> <strong>the</strong>Province. Your willingness to have an ELA isan indication of your openness toaccommodate <strong>the</strong> agendas of each boardmember as well as <strong>the</strong> entire LegislativeBody.Action Taken36


CALL FOR AN IMFORMAL CAUCUS WITH THE ELECTED VICEGOVERNOR AND PROVINCIAL BOARD MEMBERS EVENBEFORE THE FIRST SESSIONCongratulate and celebrate with <strong>the</strong>m on <strong>the</strong>ir victory and get to know <strong>the</strong>mbetter.ACCEPT INVITATION TO ADDRESS THE SP ON THEIR FIRSTSESSION AND PREPARE FOR ITThis is a good opportunity to <strong>for</strong>mally congratulate <strong>the</strong>m and call <strong>for</strong>cooperation and unity <strong>for</strong> <strong>the</strong> good of <strong>the</strong> Province. It is also a good opportunityto articulate your development vision and priorities and ask <strong>for</strong> <strong>the</strong>ir help inrealizing it through developing an ELA.CONSTITUTE AND MOBILIZE AN ELA TEAMAfter getting <strong>the</strong> SP to appreciate <strong>the</strong> need <strong>for</strong> an ELA and after some timeby which both sides may have familiarized <strong>the</strong>mselves with <strong>the</strong> issuesand concerns of <strong>the</strong> province, an ELA Team composed of members from<strong>the</strong> executive and legislative branches could be constituted, with acorresponding Executive Order. The PLGOO or somebody from <strong>the</strong>academe or NGO, could act as facilitator of <strong>the</strong> process.7ESTABLISH RAPPORT WITH NATIONALGOVERNMENT AGENCIESNational government agencies implement parallel services in your province.Some agencies also directly interact with LGUs more than <strong>the</strong> o<strong>the</strong>rs. Among<strong>the</strong>se are <strong>the</strong>:• Department of Education• Department of Agriculture• Department of Environment and Natural Resources37


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors• Department of Agrarian Re<strong>for</strong>m• Department of Trade and Industry• National Irrigation Administration• Philippine National Police and Bureau of Fire ProtectionSome agencies offer technical assistance toLGUs through field officers like <strong>the</strong>:• <strong>DILG</strong> Provincial Director/ProvincialLocal Government OperationsOfficer• Resident Auditor (COA)• Civil Service Commission’sProvincial Field OfficerAction TakenYou must also define your interaction with <strong>the</strong>DBM in order that <strong>the</strong> Provincial Governmentwould be advised on PDAF projects or o<strong>the</strong>rgovernment-funded funds that may already beclaimed or should be followed up.MEET WITH NGA OFFICIALSThis would also be a good opportunity <strong>for</strong> youto in<strong>for</strong>m <strong>the</strong>m of your development vision/campaign plat<strong>for</strong>m/priorities and call <strong>for</strong> <strong>the</strong>ircooperation in achieving it. You may also wantto give <strong>the</strong>m a general orientation of yourleadership style that may relate to <strong>the</strong>m (i.e.open door and house policy, weeklymanagement meeting, output-orientation, etc.)38


GET THEIR CONTACT NUMBERS AND REQUEST FORBRIEFING AND ANY ASSISTANCE, WHEN NECESSARYDo not expect <strong>the</strong>m to know what you need and when you need it. Exchangemobile phone numbers with NGA representatives, aside from <strong>the</strong> usualoffice phone numbers so you can have direct access to <strong>the</strong>m at any time.You can ask your staff to prepare a list of contact persons from nationalgovernment agencies.SUPPORT THEIR PROGRAMS, PROJECTS, AND ACTIVITIESUNLESS OF COURSE THESE ARE DETRIMENTAL TO THEPROVINCETheir accomplishments will also be your accomplishments as it would turnout as a joint ef<strong>for</strong>t with your encouragement and support.ASSIGN A POINT PERSON TO LOOK INTO PENDING PROJECTSFOR THE PROVINCE WITH APPROVED FUNDING FROM THENATIONAL GOVERNMENT, AND FOLLOW IT UPThe DBM Regional Office may not immediately know specific in<strong>for</strong>mationon fund transfers to <strong>the</strong> Provincial Government. Designate a staff member,with <strong>the</strong> necessary authorization, to coordinate with <strong>the</strong> DBM Central Officeat all times.39


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors8KNOW THE STATUS OF YOUR LGUIt is important to have a holistic knowledge of your LGU, especially in termsof its financial and human resources as against <strong>the</strong> backdrop of <strong>the</strong> province<strong>the</strong> LGU is serving.REQUEST FOR AN UPDATEDLGU PROFILEAction TakenAsk your Provincial Planning andDevelopment Coordinator (PPDC) <strong>for</strong> thisdocument. You might have your ownassessment of <strong>the</strong> province’s profile whilecampaigning but it is also instructive to seewhat your PPDC has prepared. They may bemore updated and thorough. If not, <strong>the</strong>n at <strong>the</strong>very least, it could be improved since you’ll beneeding <strong>the</strong> LGU profile in key decision-makingpoints as well as in presentations <strong>for</strong> variousoccasions (i.e. presentations to constituents,donor agencies, visitors, o<strong>the</strong>r partners andstakeholders).REQUEST FOR “FINANCIALSTATEMENTS WITH SUPPORTINGSCHEDULES (SHOWING HOW MUCHMORE THE PAYABLES ANDRECEIVABLES ARE)”Your Provincial Accountant will help you with this. This will give you anaccurate picture of <strong>the</strong> LGUs assets and liabilities, including <strong>the</strong> scheduleof payables and receivables.40


Ask your transition team or core staff to collect and process <strong>for</strong> your use<strong>the</strong> following documents:−−−Certified Statement of IncomeCertified Statement of Income and ExpendituresProgram Appropriation and Obligation by ObjectIn case you cannot readily see from <strong>the</strong> financial statement, you may alsoask about <strong>the</strong> balance of surplus account or how much <strong>the</strong>unappropriated amount/free money is which you can use to fund priorityprojects be<strong>for</strong>e <strong>the</strong> end of <strong>the</strong> year.Remember, <strong>the</strong> Budget <strong>for</strong> 2007 has been passed and is <strong>the</strong> workingbudget. Try to work within this budget or convince <strong>the</strong> Sanggunian to passa Supplemental Budget to fund some of your campaign promises.GET A COPY OF THE STATE OF THE LOCAL GOVERNMENTREPORT OF THE PROVINCE, IF AVAILABLEYou may get this from your PPDC or from <strong>the</strong> Provincial Local GovernmentOperations Officer (PLGOO).9FAMILIARIZE YOURSELF WITH KEY LGUPROCESSESLike any o<strong>the</strong>r organization, <strong>the</strong> LGU has distinct prescribed processes andprocedures. Even if you are used to occupy o<strong>the</strong>r elective positions in <strong>the</strong>LGU, now as Governor, you still need to review certain processes to makesure that you and <strong>the</strong> LGU staff are within <strong>the</strong> rule of law and principles oftransparency and quality service, among o<strong>the</strong>rs.41


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsDuring your <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong>, <strong>the</strong>re may be <strong>the</strong> possibility of calamities ordisasters in your area, since July – October are rainy <strong>days</strong>. So do take timeto find out what you can and should do when disaster strikes.REQUEST FOR PERSONNEL INVENTORYThe Human Resources ManagementOfficer (HRMO) will help you here. This cangive you a summary of <strong>the</strong> people in yourorganization and you can easily check howmany are permanent employees, casuals,contractuals, co-terminus, as well as vacantpositions.Action TakenAno<strong>the</strong>r crucial aspect you must devoteattention to are those related to money likeprocurement and disbursements. At <strong>the</strong> endof <strong>the</strong> day, it is you who will be accountable<strong>for</strong> how money is spent, you being <strong>the</strong>approving authority in <strong>the</strong> documents. ManyLGU officials have, <strong>for</strong> this reason, casespending with <strong>the</strong> Ombudsman/Sandiganbayan on allegations of improperawarding of contracts, misappropriations,and corruption.Important TipMake sure all disbursements are within <strong>the</strong>Budget. Annex A contains flowcharts of differentfinancial transactions that you shouldfamiliarize yourself with.42


REQUEST THE DEPARTMENT HEAD CONCERNED TOBRIEF YOU ON THE PROCESSES AND REQUIREMENTSAs earlier advocated, maximize <strong>the</strong> potentials of your department heads.Get a briefing or have your core staff briefed on some of <strong>the</strong> key processes:• Budgeting (Budget Officer)• Planning (Planning and Development Coordinator)• Disbursements - purchases, salaries, and projects (Accountant orTreasurer)• Procurement (Budget Officer or Auditor)• Provincial disaster management (PDC/Social Welfare &Development Officer).Important TipMake sure all disbursements are with in <strong>the</strong> budget. Annex Acontains flowcharts of different financial transactions that youshould familiarize yourself with.REQUEST FOR A BRIEFING FROM NATIONAL AGENCYOFFICIALSIn case, <strong>for</strong> some reason, you prefer to learn <strong>the</strong> processes from outsideyour organization, you may also request <strong>for</strong> briefing <strong>for</strong> you and/or your staffand o<strong>the</strong>r officials regarding <strong>the</strong> processes from officials from <strong>the</strong> nationalagencies like <strong>the</strong> Regional Director of DBM <strong>for</strong> budgeting concerns, RegionalDirector of <strong>the</strong> Department of Finance <strong>for</strong> resource generation, RegionalDirector of <strong>the</strong> Commission of Audit <strong>for</strong> financial accountability.43


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors<strong>10</strong>IDENTIFY AND BUILD SOURCES OFSUPPORTDuring your <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong> in office, you must be able to clearly identify <strong>the</strong>groups as well as individuals outside <strong>the</strong> provincial government who maybe able to help you realize your policy agenda. A wide support base amongdifferent stakeholders can be advantageous to you in several ways, like:• Advocacy <strong>for</strong> certain priority policies• Possible source of volunteer manpowersupport <strong>for</strong> your projects• Possible source of additional funding• Leverage <strong>for</strong> policy negotiation with <strong>the</strong>Sangguniang PanlalawiganAction TakenMEET WITH MAYORS AND, IFPOSSIBLE, BARANGAY CHAIRSSet a date to meet with <strong>the</strong> mayors of yourprovince (and a separate date with barangaychairs) to explain to <strong>the</strong>m your vision andpolicy agenda <strong>for</strong> your <strong>first</strong> term. The meetingis an opportune time to remind <strong>the</strong>m of yourcampaign promises, your vision <strong>for</strong> <strong>the</strong>province and <strong>the</strong> policy agenda <strong>for</strong> your <strong>first</strong>term.Change your tone from a partisan campaignmode to a more gubernatorial tone, extendingyour openness to help to all of <strong>the</strong>m regardless of <strong>the</strong>ir partisan affiliation.Ask each component LGU to brief you on <strong>the</strong>ir needs, problems,recommendations to address such and suggested strategies that mayhelp in governing <strong>the</strong> province.44


MEET WITH CIVIL SOCIETY ORGANIZATION LEADERSInitially, you or your staff may have a difficult time to identify civil societyorganization (CSO) or non-government organization (NGO) leaders to meetwith. It is not necessary to meet all of <strong>the</strong>m, but selection of CSO leaders tomeet with should be strategic, considering <strong>the</strong> following factors:• Active participation in governance or advocacy <strong>for</strong> good governance• Extent of <strong>the</strong>ir network and size and quality of membership• Active service programmes to communities• Willingness to engage <strong>the</strong> provincial governmentTo help you navigate in <strong>the</strong> vast CSO/NGO universe, you may pick someleaders from <strong>the</strong> following classifications:• Donor NGOs (e.g. corporate foundations, internationally fundedNGOs)• Cooperatives and o<strong>the</strong>r self-help (people’s) organizations• Service organizations (e.g. Rotary International, Lions Club,Gawad Kalinga)• Church-based groups (e.g. Knights of Columbus, Caritas)• Advocacy NGOs.Engage <strong>the</strong>m in a dialogue explaining your vision <strong>for</strong> <strong>the</strong> province and yourpolicy agenda, possible venues <strong>for</strong> cooperation as well as soliciting <strong>the</strong>irideas, concerns and recommendations about improving governance in <strong>the</strong>province.Establish and explain your leadership/management style and your setup<strong>for</strong> accessibility with regard to business meetings, social ga<strong>the</strong>rings, specialprocedures within <strong>the</strong> Governor’s Office <strong>for</strong> CSOs and NGOs, if <strong>the</strong>re areany.45


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsMEET WITH BUSINESS SECTOR LEADERSYou may choose to meet with different business associations individuallyor convene <strong>the</strong> leaders of <strong>the</strong>se associations in one meeting. Businesslocators in <strong>the</strong> province contribute to your local revenue base throughdifferent business taxes levied on <strong>the</strong>m, fees and charges that <strong>the</strong>y pay<strong>for</strong> permits, and <strong>the</strong> real property taxes on <strong>the</strong>ir properties.Some of <strong>the</strong> leaders of business associationsyou may want to meet with include:Action Taken• The provincial chapter of <strong>the</strong>Philippine Chamber of Commerceand Industry• The provincial chapter of <strong>the</strong> Filipino-Chinese Chamber of Commerce• Local business councils• Associations of small and mediumscale industries• Associations in business orindustrial parks in your provinceDiscuss with business leaders your plans <strong>for</strong>improving <strong>the</strong> climate <strong>for</strong> investment andbusiness environment. Always seek <strong>the</strong>iropinions, suggestions, or problemsconcerning <strong>the</strong>ir sector.46


MEET YOUR CONGRESSMAN/CONGRESSWOMANThe representatives of <strong>the</strong> congressional district(s) within your province areimportant sources of support, both politically and financially. Specifically <strong>for</strong>provinces with multiple congressional districts, have your staff do somebasic research to come up with a one-page fact sheet on each congressman/woman containing some very basic in<strong>for</strong>mation like:• Addresses (residences and offices in Manila and his/her district)• Telephone, fax and mobile numbers including e-mailaddress(es)• Key staff aides, <strong>the</strong>ir positions, and assignments/portfolio• The congressman/woman’s committee assignments• Project preferences (<strong>for</strong> matching PDAF project proposals)Then meet with each representative individually and have a dialogue aboutyour respective priorities and concerns. If you develop cordial relationshipswith your representatives <strong>the</strong>y may accommodate some of your projects aspart of <strong>the</strong>ir PDAF projects or even facilitate some linkages with nationalgovernment offices.MEET THE PRESSThe press is not your friend, nor is it your enemy. The press pays moreattention during <strong>the</strong> transition and <strong>the</strong> <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong>. You can take advantageof that interest and call your <strong>first</strong> press conference.Your <strong>first</strong> media briefing is <strong>the</strong> opportunity to present your plans, policyagenda, <strong>for</strong>mally introduce your Communications Director/Public In<strong>for</strong>mationOfficer/Press Secretary, and answer <strong>the</strong> <strong>first</strong> questions about your newadministration. After <strong>the</strong> press conference, stay <strong>for</strong> a few minutes to talk to<strong>the</strong> members of <strong>the</strong> media in a more personal and in<strong>for</strong>mal setting.A good relationship with <strong>the</strong> media will help you get your message out.47


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsIDENTIFY POSSIBLE SOURCES OF SUPPORT FROM NATIONALGOVERNMENT AND OTHER PROVINCESYou can also find support from certain officials and agencies in nationalgovernment. Have your staff do some research on <strong>the</strong> key persons in vitalagencies that provide technical assistance to local governments, like <strong>the</strong>:−−−Department of <strong>the</strong> Interior andLocal GovernmentDepartment of FinanceDepartment of Budget andManagementAction TakenYou may also ask your staff to do some profilingof senators <strong>the</strong> same way you would do <strong>the</strong> factsheets <strong>for</strong> your congressmen (see Meet yourCongressman…)The governors of neighboring provinces, whowould also make up <strong>the</strong> regional developmentcouncil of which you will also be a member orchair, if elected, may provide you some adviceon how to be governor. Their provinces mayhave some resources to share with yourprovince in case of emergencies. They may bewilling to undertake cooperation with yourprovincial government on certain projects.Important TipMake <strong>the</strong>se series of meetings as a “listening tour”. Offer more time <strong>for</strong>different stakeholders to air <strong>the</strong>ir concerns. Although you have your ownvision <strong>for</strong> <strong>the</strong> province, surely inputs from different sectors may streng<strong>the</strong>nyour vision and help you craft a common vision with your constituents.48


11RECONSTITUTE/REORGANIZE AND MEETTHE LOCAL SPECIAL BODIES (LSBs)There is a need to reconstitute <strong>the</strong> different local special bodies because<strong>the</strong> term of many of <strong>the</strong> elected members and <strong>the</strong> PO and NGOrepresentatives in <strong>the</strong>se bodies are co-terminus with <strong>the</strong> local chief executiveand have expired on 30 June 2007. For some LSBs, reorganization may berequired. In both cases, it would be wiser to be well-in<strong>for</strong>med about <strong>the</strong>seLSBs be<strong>for</strong>e finalizing any appointments or reorganization <strong>for</strong> <strong>the</strong>se bodies.The LSBs prescribed in <strong>the</strong> Code are <strong>the</strong>:• Provincial School Board• Provincial Health Board• Provincial Peace and Order Council• Provincial Development Council• Provincial Pre-qualification• Bids and Awards Committee, and• Provincial Development Council.O<strong>the</strong>r special bodies may have been created in <strong>the</strong> LGU to meet specificneeds.MAKE AN INVENTORY OF THE LSB’S AND THEIR PREVIOUSCOMPOSITIONOne of your staff can go over <strong>the</strong> Executive Orders issued during <strong>the</strong><strong>for</strong>mer term as well as evaluate <strong>the</strong> balance, representative-ness, andoutputs of <strong>the</strong> LSBs.49


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsMEET WITH THE EXECUTIVE MEMBERS OF THE DIFFERENTLSB’S, TO GET THEIR INSIGHTS AND RECOMMENDATIONS, ASYOU FEEL NECESSARYISSUE AN EXECUTIVE ORDER RECONSTITUTING/REORGANIZING THE DIFFERENT LSB’S12IMPLEMENT PROGRAMS AND PROJECTSPREVIOUSLY PLANNED AND BUDGETEDBy July 2007, <strong>the</strong> programs and projects under<strong>the</strong> 2007 Budget are already beingimplemented. As Chief Executive, one of yourprimary functions is to implement <strong>the</strong> laws andprograms already passed/authorized and tobring services to <strong>the</strong> people.Action TakenAt <strong>the</strong> end of your <strong><strong>10</strong>0</strong> <strong>days</strong> in office, aside fromhaving familiarized yourself with <strong>the</strong> people and<strong>the</strong> processes in <strong>the</strong> LGU, and even institutingre<strong>for</strong>ms in this area, you should be able to havesome concrete outputs to celebrate and report.Even as you may try to develop or implementnew programs you think are needed by yourconstituents, it is easier, and proper, to continue<strong>the</strong> programs and projects planned andbudgeted in <strong>the</strong> 2007 Budget, Complete thosethat can be completed, continue those that needto be continued and begin those that have not50


yet been started. Even if those were planned under <strong>the</strong> previousadministration, you may still create public perception that <strong>the</strong>se projects areyours and will be credited to you.Toge<strong>the</strong>r with your department heads concerned, review existing plansand programs, evaluate <strong>the</strong> projects, identify those to be continued andthose to be stopped, if necessary, and identify ways of improving <strong>the</strong>implementation of projects to be continued.• Review <strong>the</strong> Departmental Reports submitted and presented by <strong>the</strong>department heads which contain status of programs and projectsbeing implemented, including <strong>the</strong> issues <strong>the</strong>y raised and <strong>the</strong>irrecommendations, and come to a decision.Welcome feedback and suggestions to improve <strong>the</strong> implementationof programs and projects, whe<strong>the</strong>r from <strong>the</strong> rank-and-file or from <strong>the</strong>beneficiaries or o<strong>the</strong>r stakeholders. As <strong>the</strong> saying goes, <strong>the</strong> biggestroom in <strong>the</strong> world is <strong>the</strong> room <strong>for</strong> improvement.• Check whe<strong>the</strong>r you need to discuss specific programs/projects withcertain department heads, personally. O<strong>the</strong>rwise, ask your ProvincialAdministrator to monitor most of <strong>the</strong> project implementation.• Effect improvements in <strong>the</strong> implementation, when necessary. Usingyour wealth of knowledge and experience from your own professionalbackground as well as <strong>the</strong> feedback from your consultations, you maysee a need <strong>for</strong> changes in <strong>the</strong> way things are done.• Seek partnerships with people’s organizations, national governmentagencies, donor agencies, o<strong>the</strong>r LGUs, and/or NGOs, as much aspossible. Many studies and documentation testify to <strong>the</strong> advantages ofparticipatory governance. Seek support from different stakeholders (seeIdentify and Build Sources of Support).51


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors13TAKE CONTROL OF THE 2008 BUDGETYou may have inherited your predecessor’s Budget, but <strong>the</strong> 2008 Budget isyours!The local government budget is <strong>the</strong> yearlyfinancial plan <strong>for</strong> funding <strong>the</strong> operations,manpower, projects and programs of <strong>the</strong>province/city/municipality. The localgovernment’s power to budget is derived from<strong>the</strong> Local Government Code of 1991.Here are some basic budgeting provisions.Action Taken• Section 16 – General WelfareClause• Section 17 – Basic Services andFacilities• Section 305 – BudgetingPrinciples• Sections 314 to 327 – LocalGovernment Budgets• Sections 335 to 354 –Expenditures, Disbursements,Accounting and AccountabilityCHECK THE STATUS OF THE BUDGET CALLThe 2008 Executive Budget will be <strong>the</strong> <strong>first</strong> budget that you will submit <strong>for</strong>authorization of <strong>the</strong> SP on or be<strong>for</strong>e October 16. By <strong>the</strong> time you assumeoffice in July, usually, <strong>the</strong> budget call would have already been issued anddifferent departments and local special bodies would have prepared <strong>the</strong>irrespective budget proposals <strong>for</strong> submission on or be<strong>for</strong>e July 15 to <strong>the</strong>Governor’s Office.52


14COMMUNCIATE YOUR AGENDAMAKE USE OF YOUR “BULLY PULPITS”Don’t get turned off or turned on by <strong>the</strong> term “bully pulpit.” This is just used<strong>for</strong> <strong>the</strong> venues that are exclusively given to <strong>the</strong> Governor as special privilege<strong>for</strong> being <strong>the</strong> chief executive. Your bully pulpits give you <strong>the</strong> opportunity tospeak in public with full control of <strong>the</strong> situation, where people in attendancedo not have a choice but to listen to you since your message is part of <strong>the</strong>program. Your bully pulpits provide you <strong>the</strong> opportunity to state and explainyour vision <strong>for</strong> <strong>the</strong> province as well as identify your initial plans and coursesof action.• Inaugural SpeechYour inaugural speech is one of your <strong>first</strong> official acts asGovernor. Make sure to emphasize <strong>the</strong> message that you havebeen articulating throughout <strong>the</strong> campaign. Explain your vision<strong>the</strong>re and focus on three to five priority development areas thatyou wish to immediately address.• Governor’s Address during <strong>the</strong> First Legislative SessionIt has been a courtesy extended to <strong>the</strong> new Governor to address<strong>the</strong> Sangguniang Panlalawigan during its <strong>first</strong> session. Again,articulate your vision, plans and initial courses of actionimploring <strong>the</strong> cooperation of <strong>the</strong> Sanggunian through politicaland legislative support of your policies.• Press releases and press briefingsMost press beats and coverage usually center on <strong>the</strong> activities of<strong>the</strong> chief executive more than any o<strong>the</strong>r branch of government.Make sure that your communications team/staff constantly feeds<strong>the</strong> press of your activities during your <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong>. Increase<strong>the</strong> “batting average” of press coverage on your <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong>53


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governorsthrough regular press releases in order <strong>for</strong> your constituents toknow that you are already busily working right after yourinauguration.The press needs to be constantly fed, or else it will feed itself. So,you might as well feed <strong>the</strong> press yourself.• Explore <strong>the</strong> possibilities of having aradio showRadio remains to be <strong>the</strong> best modeof broadcast outside Metro Manilawith enough room <strong>for</strong>accommodating locally orientedprograms. Speak to radio stations inyour province about accommodatinga 30-minute to one-hour publicservice program involving you, ei<strong>the</strong>ras <strong>the</strong> host or a regular co-host. Inthat radio program you could alwaysspeak about vision and programs,as well as directly interact withmedia and constituents.Action Taken• Budget MessageYou will also have <strong>the</strong> opportunity toemphasize your priorities in moreconcrete ways in your budgetmessage (around October) thatwould accompany <strong>the</strong> submission of<strong>the</strong> proposed LGU Budget <strong>for</strong> 2008. Remember that <strong>the</strong> nature ofbudgets in <strong>the</strong> Philippines is that it is an “executive budget”—defined, analyzed, and advocated by <strong>the</strong> executive. Make surethat you do not antagonize <strong>the</strong> Sanggunian but emphasize <strong>the</strong>new directions that your administration is taking.54


PUBLICIZE YOUR PRIORITIES AND POLICY AGENDAPublicity does not only mean landing your name and face on <strong>the</strong> papers,radio and television. You can do some small town publicity of your vision,priorities and initial activities by using billboards and posters in public areas<strong>for</strong> you to be able to communicate your policy agenda well.Make sure that your billboards do not merely contain your face, name andmo<strong>the</strong>rhood statements. Try to include your vision and policy agendasuccinctly so that your constituents would be able to understand and absorbyour message.DEVELOP COMMUNICATION SKILLS FOR ALL LEVELSIt is important to know who you are talking to. You may want to modify <strong>the</strong> wayyou speak to different types of people when you meet with <strong>the</strong>m during your<strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong>. Shop talk with business people is very different fromdiscussions with <strong>the</strong> regular man-on-<strong>the</strong>-road.Use buzz words and jargons only when needed and only if you know <strong>the</strong>mby heart, especially when talking to NGO/CSO leaders, donor agencies,and development workers. They usually watch out <strong>for</strong> politicians whe<strong>the</strong>r<strong>the</strong>y only give lip service or real appreciation to <strong>the</strong>ir specific advocacies.MAKE USE OF INFORMAL MEANS OF COMMUNICATION ANDBACK-CHANNELINGIt is always good to engage people and gain commitments from <strong>the</strong>m throughin<strong>for</strong>mal means. Remind your staff to always look <strong>for</strong> key contact persons in<strong>the</strong> staff of political and stakeholder leaders and also brief <strong>the</strong>m on youradministration’s vision, priorities and programs.55


<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> GovernorsYou may also want to convene <strong>the</strong> SP members in a caucus where <strong>the</strong>re ismore room <strong>for</strong> one-on-one dialogue. Show <strong>the</strong>m that you are open to eachmember’s legislative agenda and <strong>the</strong> possibility of aligning <strong>the</strong> executiveand legislative agendas.TRY TO IMPLEMENT SOME DOABLE PROJECTSThe best way of communicating is by DOING.Check with your Budget Officer how you couldimplement some of your campaign promiseswithin <strong>the</strong> purview of <strong>the</strong> 2007 Budget (whichwas drafted and approved by <strong>the</strong>administration you succeeded).Action TakenIn <strong>the</strong> middle of <strong>the</strong> year, many of <strong>the</strong>development projects already have programsof work and disbursements waiting. Try toalign some projects as part of your ownpriority programs. You will have enough timeto have your “pet projects” included in <strong>the</strong>Budget during <strong>the</strong> budgeting process <strong>for</strong>2008.However, make sure that you start submittingpriority legislation in accordance with <strong>the</strong>policy agenda that you have been articulating.ISSUE AN ACCOMPLISHMENT REPORTON YOUR FIRST <strong><strong>10</strong>0</strong> DAYSTreat your First <strong><strong>10</strong>0</strong> Days Accomplishment Report as an expanded pressrelease <strong>for</strong> wider direct distribution, not just <strong>the</strong> press. Do not put longnarratives, long messages or incomprehensible statistics. Make it asreadable by common folk as possible.56


Focus on affirming your vision and <strong>the</strong> actions that your administration hastaken to fulfill that vision. It would help to divide <strong>the</strong> report in mini-headlinesper significant milestone achieved during <strong>the</strong> <strong>first</strong> <strong><strong>10</strong>0</strong> <strong>days</strong> with about oneto two short paragraphs describing details of that accomplishment.Distribute <strong>the</strong> report as widely as possible. The report does not have to beprinted in glossy magazine paper in full color. The quality of printing dependson your available budget. You may just want to photocopy a readable reportto generate more copies <strong>for</strong> wider distribution. If <strong>the</strong> provincial governmenthas a widely circulating newsletter, you may use one issue of that newsletterto feature <strong>the</strong> accomplishment report.57


58<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors


AcknowledgementWe would like to extend our appreciation to <strong>the</strong> working team thatmade <strong>the</strong> completion of this publication possible—from <strong>the</strong> UPNCPAG – Center <strong>for</strong> Local and Regional Governance <strong>for</strong> <strong>the</strong>contents and insights, to <strong>the</strong> LGA personnel who gave time andtalent to see this piece of work to print.Likewise, we recognize <strong>the</strong> various institutions particularly <strong>the</strong> localgovernment leagues, <strong>the</strong> national government agencies, <strong>the</strong>academe and non-governmental organizations <strong>for</strong> <strong>the</strong>ir generosityin sharing <strong>the</strong>ir recommendations and inputs so that <strong>the</strong> readingmaterial would be much more understandable and useful toordinary citizens.The list will not be complete if <strong>the</strong> development partners, specifically<strong>the</strong> Philippines Development Forum Working Group onDecentralization and Local Government are not acknowledgedbecause <strong>the</strong>y are <strong>the</strong> ones who principally gave impetus to thisendeavor.Without being specific, <strong>the</strong>re are still o<strong>the</strong>rs who worked to makethis publication possible. We sincerely thank <strong>the</strong>m and we areconfident that <strong>the</strong>y are one with us in advocating excellent localgovernance in <strong>the</strong> Philippines.59


60<strong>Critical</strong> <strong>Steps</strong> <strong>for</strong> <strong>the</strong> First <strong><strong>10</strong>0</strong> DaysA Guide <strong>for</strong> Governors

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