Nobu Goto (Mie University)Deletion by Phase: A Case Study of Gapp<strong>in</strong>g[Introduction] This paper aims to propose a new analysis of Gapp<strong>in</strong>g under Chomsky’s(2000:MI) Cyclic Spell-Out (hereon CSO). I claim: [1] Deletion as a consequence of CSO canoptionally apply phase by phase: whe<strong>the</strong>r a Spell-Out doma<strong>in</strong> is pronounced or deleted isdeterm<strong>in</strong>ed upon Spell-Out, [2] [1] makes it possible to derive Gapp<strong>in</strong>g without appeal<strong>in</strong>g to<strong>the</strong> movement of <strong>the</strong> remnant assumed <strong>in</strong> Johnson (2009) and Coppock (2001).[Cyclic Spell-Out] S<strong>in</strong>ce MI, it has been assumed that syntactic derivation proceeds phase byphase, and Spell-Out takes place cyclically to send <strong>the</strong> complement of a phase to <strong>the</strong> PF andLF <strong>in</strong>terfaces. One immediate consequence of CSO for <strong>the</strong> operation Delete at <strong>the</strong> PF is thatonly complements of phase heads can undergo deletion (Takahashi 2002, a.o.):(1) John bought someth<strong>in</strong>g, but I don’t know [ CP what i C [ TP John bought t i ]] (phase head = C)S<strong>in</strong>ce Delete is, by def<strong>in</strong>ition, an optional operation, <strong>the</strong> elements <strong>in</strong>side <strong>the</strong> Spell-Out doma<strong>in</strong>may not be deleted; ra<strong>the</strong>r <strong>the</strong>y are freely pronounced <strong>in</strong> it:(2) John bought someth<strong>in</strong>g, but I don’t know [ CP what i C [ TP John bought t i ]][Proposal] One unclear issue of <strong>the</strong> phase-based approach to deletion is when Delete isapplied under CSO. I thus put forward <strong>the</strong> DELETION BY PHASE HYPOTHESIS (DBPH) (3), whichis orig<strong>in</strong>ally suggested by Goto (2012), and propose to implement it under <strong>the</strong> mechanism of(4), which is developed by Abe & Tancredi (2012) <strong>in</strong> terms of <strong>the</strong> DBPH:(3) Whe<strong>the</strong>r a Spell-Out doma<strong>in</strong> is pronounced or deleted is determ<strong>in</strong>ed upon Spell-Out.(4) At a phase level, <strong>the</strong> phase head assigns a [+Delete] feature to its doma<strong>in</strong> upon Spell-Out.a. At <strong>the</strong> PF side: all <strong>the</strong> elements <strong>in</strong>side a [+Delete]-marked phrase get deleted.b. At <strong>the</strong> LF side: <strong>the</strong> whole phrase must be properly identified as GIVEN (Rooth 1992).One strik<strong>in</strong>g consequence of <strong>the</strong> DBPH is that a “gap” is noth<strong>in</strong>g but a result of deletion byphase: non-constituent deletion is obta<strong>in</strong>ed by optionally apply<strong>in</strong>g Delete phase by phase, asschematically shown <strong>in</strong> (5) (<strong>the</strong> box <strong>in</strong>dicates Spell-Out, and strike-through deletion):(5) … [W [ ZP … [ Z’ Z [ YP[+Delete] … [ Y’ Y [ XP … X]]]]]] (phase head = W/Z/Y)In (5) <strong>the</strong> complement of Y (XP) is spelled-out and pronounced; <strong>the</strong> complement of Z (YP) isspelled-out and deleted through [+Delete]-assignment; and <strong>the</strong> complement of W (ZP) isspelled-out and pronounced. Obviously, what we do <strong>in</strong> (5) is just constituent deletion at eachphase level; hence apparent non-constituent deletion can be regarded as an illusion.[Gapp<strong>in</strong>g] Importantly, <strong>the</strong> DBPH allows us to yield elliptical constructions <strong>in</strong> situ: we donot have to apply movement operations <strong>in</strong> <strong>the</strong> course of derivation to derive <strong>the</strong>m. This is <strong>in</strong>fact a significant departure from <strong>the</strong> previous approaches to Gapp<strong>in</strong>g, for example:(6) Some had ordered mussels, and o<strong>the</strong>rs swordfish.There has been much controversy whe<strong>the</strong>r (6) <strong>in</strong>volves <strong>the</strong> across-<strong>the</strong>-board (ATB)VP-movement, as <strong>in</strong> (7) (Johnson 2009, a.o.) or VP-ellipsis, as <strong>in</strong> (8) (Coppock 2001, a.o.)(see Johnson 2009 for arguments for <strong>the</strong> vP-coord<strong>in</strong>ation approach to Gapp<strong>in</strong>g):(7) Some i had [ Pred [ VP ordered t j ] [ vP t i [ VP t VP mussels j ]]], and [ vP o<strong>the</strong>rs [ VP t VP swordfish j ]](8) Some i had [ vP t i [ VP [ VP ordered t j ] mussels j ]], and [ vP o<strong>the</strong>rs [ VP [ VP ordered t k ] swordfish k ]]Irrespective of <strong>the</strong> mean<strong>in</strong>gful difference between <strong>the</strong>m, both approaches similarly andcrucially stipulate movement of remnants to VP: Prior to <strong>the</strong> ATB movement or VP-ellipsis,<strong>the</strong> remnant swordfish and <strong>the</strong> correlate mussels have raised rightward from <strong>the</strong>ir respectiveVPs. Apparently, <strong>the</strong>re is no motivation for this movement except that it feeds a constituentmovement/deletion, and hence it would be better to dispense with it. Worse, <strong>the</strong> movement of<strong>the</strong> remnant gives rise to “word-order problems.” As Johnson (2009) states, examples like (9)cannot be derived by both approaches: <strong>the</strong> ATB movement approach requires a complex suiteof movements to derive (9a), while <strong>the</strong> VP-ellipsis approach ends up allow<strong>in</strong>g ungrammaticalexamples like (9b), contrary to fact.(9) a. Ice cream gives me bra<strong>in</strong>-freeze and beans give me <strong>in</strong>digestion.b. *Ice cream gives me <strong>in</strong> <strong>the</strong> morn<strong>in</strong>g bra<strong>in</strong>-breeze.
As Johnson confesses, <strong>the</strong> ma<strong>in</strong> culprit for this problem is <strong>the</strong> movement of <strong>the</strong> remnant.[Analysis] S<strong>in</strong>ce it is a common observation that <strong>the</strong> remnants <strong>in</strong> Gapp<strong>in</strong>g contrast with <strong>the</strong>ircorrelates <strong>in</strong> <strong>the</strong> first coord<strong>in</strong>ate, I assume follow<strong>in</strong>g Abe & Tancredi (2012) that [+F] isassigned to any phrase <strong>in</strong> <strong>the</strong> course of a derivation, and at <strong>the</strong> PF side, a phrase marked with[+F] <strong>in</strong>stantiates its effect by accent<strong>in</strong>g it or a certa<strong>in</strong> word <strong>in</strong>cluded <strong>in</strong> it (cf. <strong>the</strong> nuclear stressrule); and at <strong>the</strong> LF side, it undergoes a focus <strong>in</strong>terpretation a la Rooth’s (1992) alternativesemantics of focus. Under this assumption and <strong>the</strong> DBPH, <strong>the</strong>refore, Gapp<strong>in</strong>g can be derivedas follows (I adopt <strong>the</strong> vP-coord<strong>in</strong>ation approach to derive certa<strong>in</strong> properties of Gapp<strong>in</strong>g; seeJohnson 2009 and Toosarvandani 2012 for discussion of <strong>the</strong> unique properties of Gapp<strong>in</strong>g):(10) a. [ nP n [ DP[+F] swordfish]] (Spell-Out of DP with [+F]-assignment)b. [ vP v [ VP[+Delete] ordered nP]] (Spell-Out of VP with [+Delete]-assignment)c. [ &P & [ vP[+F] o<strong>the</strong>rs v]] (Spell-Out of vP with [+F]-assignment)First, at <strong>the</strong> nP phase level (Chomsky 2007), <strong>the</strong> complement of n (DP) is spelled-out with[+F]-assignment. Second, at <strong>the</strong> vP phase level, <strong>the</strong> complement of v (VP) is spelled-out with[+Delete]-assignment. Lastly, at <strong>the</strong> &P phase level (Kitada 2007), <strong>the</strong> complement of & (vP)is spelled-out with [+F]-assignment. As a result, Gapp<strong>in</strong>g is derived without appeal<strong>in</strong>g to <strong>the</strong>movement of <strong>the</strong> remnant. In <strong>the</strong> same way, (9a) can be easily accommodated <strong>in</strong> <strong>the</strong> DBPH:(11) … [ &P & [ vP[+F] beans [ VP[+Delete] give me [ DP[+F] <strong>in</strong>digestion]]]]In our analysis, <strong>the</strong> word-order <strong>in</strong> <strong>the</strong> phrase with <strong>the</strong> gap is just <strong>the</strong> same as would arise if<strong>the</strong>re were no gap; hence <strong>the</strong> word-order problem does not arise to beg<strong>in</strong> with.[Consequences] The DBPH-based analysis of Gapp<strong>in</strong>g straightforwardly expla<strong>in</strong>s whyGapp<strong>in</strong>g is <strong>in</strong>sensitive to Left Branch Condition (LBC) that is imposed on movement:(12) I make too strong an espresso, and Fred too weak.That is, Gapp<strong>in</strong>g is <strong>in</strong>sensitive to <strong>the</strong> LBC, because <strong>the</strong> remnant does not move, period.Moreover, adopt<strong>in</strong>g an economy condition like (14), which has been suggested <strong>in</strong> variousforms (den Dikken et al. 2000, a.o.), locality effects <strong>in</strong> Gapp<strong>in</strong>g (Neijt 1979), as exemplified<strong>in</strong> (13), can be expla<strong>in</strong>ed as a consequence of derivational economy:(13) *Max said that you should buy bread and Peter said that you should buy w<strong>in</strong>e.(14) *[ XP[+Delete] … [ YP[+Delete] … ] … ] where YP cannot be assigned [+Delete] if <strong>the</strong> largerphrase XP that conta<strong>in</strong>s YP is assigned this feature.If (14) is applied to (13), it follows that [ CP that], [ TP you should], and [ VP buy] cannot beassigned [+Delete] s<strong>in</strong>ce <strong>the</strong> larger phrase [ VP said] that conta<strong>in</strong> <strong>the</strong>m is assigned this feature:(15) … [ &P & [ vP[+F] Peter v [ VP[+Delete] said [ CP that [ TP you should [ VP buy [ DP[+F] w<strong>in</strong>e]]]]]]]Here, it is important to notice that while <strong>the</strong> economy condition dictates that <strong>the</strong> effect ofDelete is to be maximized, CSO regardlessly proceeds to reduce memory load <strong>in</strong> computation.Hence it is too late to apply Delete to <strong>the</strong> elements <strong>in</strong>side <strong>the</strong> previously Spelled-Out doma<strong>in</strong>s:(16) … [ &P & [ vP[+F] Peter v [ VP[+Delete] said [ CP that [ TP you should [ VP buy [ DP[+F] w<strong>in</strong>e]]]]]]]As predicted from (16), (13) is improved if only <strong>the</strong> verb <strong>in</strong>side <strong>the</strong> VP [+Delete] is deleted:(17) Max said that you should buy bread and Peter said that you should buy w<strong>in</strong>e.All relevant constra<strong>in</strong>ts on Gapp<strong>in</strong>g like “islands” can be expla<strong>in</strong>ed <strong>in</strong> <strong>the</strong> same way.[Conclusion] Given <strong>the</strong> DBPH, what is deleted or what is pronounced can be determ<strong>in</strong>edupon Spell-Out at each phase level. To expla<strong>in</strong> elliptical constructions, all we have to do isSpell-Out. The DBPH can give rise to a particular formalization of non-constituent deletion.[Selected References] Abe, J. & C. Tancredi. 2012. Non-constituent deaccent<strong>in</strong>g anddeletion: A phase-based approach. Ms., Tohoku Gaku<strong>in</strong> U. & Keio U.Chomsky, N. 2000.M<strong>in</strong>imalist <strong>in</strong>quiries. In Step by Step, 89-155.Coppock, E. 2001. Gapp<strong>in</strong>g: <strong>in</strong> <strong>the</strong> defense ofdeletion. CLS 37:133-148den Dikken. M. et al. 2000. Pseudoclefts and ellipsis. StudiaL<strong>in</strong>guistica 54:41-89.Goto, N. 2012. A note on particle strand<strong>in</strong>g ellipsis. SICOGG14:78-97Johnson, K. 2009. Gapp<strong>in</strong>g is not (VP-)ellipsis. LI 40:289-328.Takahashi. D.2002. Phase no recycle (Recycl<strong>in</strong>g phases). The Ris<strong>in</strong>g Generation 8:270-273.
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GLOW Newsletter #70, Spring 2013Edi
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INTRODUCTIONWelcome to the 70 th GL
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Welcome to GLOW 36, Lund!The 36th G
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REIMBURSEMENT AND WAIVERSThe regist
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STATISTICS BY COUNTRYCountry Author
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15:45-16:00 Coffee break16:00-17:00
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14:00-15:00 Adam Albright (MIT) and
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17:00-17:30 Anna Maria Di Sciullo (
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16.10-16.50 Peter Svenonius (Univer
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GLOW 36 WORKSHOP PROGRAM IV:Acquisi
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The impossible chaos: When the mind
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17. Friederici, A. D., Trends Cogn.
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Second, tests replicated from Bruen
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clusters is reported to be preferre
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occur (cf. figure 1). Similar perfo
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argument that raises to pre-verbal
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Timothy Bazalgette University of
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. I hurt not this knee now (Emma 2;
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Anaphoric dependencies in real time
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Constraining Local Dislocation dial
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A Dual-Source Analysis of GappingDa
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[9] S. Repp. ¬ (A& B). Gapping, ne
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of Paths into P path and P place is
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Deriving the Functional HierarchyGi
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Reflexivity without reflexivesEric
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Reuland, E. (2001). Primitives of b
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on v, one associated with uϕ and t
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Merge when applied to the SM interf
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1 SachsThe Semantics of Hindi Multi
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Covert without overt: QR for moveme
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Morpho-syntactic transfer in L3 acq
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one where goals receive a theta-rel
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51525354555657585960616263646566676
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follow Harris in assuming a ranked
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changing instances of nodes 7 and 8
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Sam Steddy, steddy@mit.eduMore irre
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Fleshing out this model further, I
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(5) Raman i [ CP taan {i,∗j}Raman
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properties with Appl (introduces an
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econstruct to position A then we ca
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(5) Kutik=i ez guret-a.dog=OBL.M 1S
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out, as shown in (3) (that the DP i
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Word order and definiteness in the
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Visser’s Generalization and the c
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the key factors. The combination of
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Parasitic Gaps Licensed by Elided S
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Stages of grammaticalization of the