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Practical Information - Generative Linguistics in the Old World

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In Defense of <strong>the</strong> Merge-Only Hypo<strong>the</strong>sisKoji Fujita / Kyoto UniversityIn this presentation I defend and fur<strong>the</strong>r consolidate <strong>the</strong> “Merge-only” hypo<strong>the</strong>sis of currentm<strong>in</strong>imalism (Chomsky 2008, 2010, Berwick 2011, Berwick & Chomsky 2011, <strong>in</strong>ter alia) bypropos<strong>in</strong>g a <strong>the</strong>ory of language evolution accord<strong>in</strong>g to which it was Merge that gave rise to o<strong>the</strong>rmajor components of <strong>the</strong> human language faculty.Chomsky’s (2010) Strong M<strong>in</strong>imalist Thesis (Interfaces + Merge = Language) is <strong>the</strong> mostelegant (and controversial) claim that biol<strong>in</strong>guistic m<strong>in</strong>imalism makes with respect to <strong>the</strong> formationof human language, and yet it ignores certa<strong>in</strong> fundamental issues. Most notably, it leaves open <strong>the</strong>questions of <strong>the</strong> evolutionary orig<strong>in</strong>s of (i) Merge, (ii) <strong>the</strong> <strong>in</strong>terfaces, and (iii) o<strong>the</strong>r essentialcomponents of language such as <strong>the</strong> lexicon and <strong>the</strong> C-I and S-M systems. It has often been assumed<strong>in</strong> <strong>the</strong> literature that <strong>the</strong> m<strong>in</strong>imal design specification of <strong>the</strong> Merge-based computational system is“externally” motivated, <strong>in</strong> <strong>the</strong> sense that it is optimized for <strong>in</strong>terfac<strong>in</strong>g with <strong>the</strong> two <strong>in</strong>terpretivesystems. The assumption that <strong>the</strong> computational system is perfect for satisfy<strong>in</strong>g <strong>the</strong> <strong>in</strong>terfaceconditions is easily coupled with <strong>the</strong> evolutionary scenario of Merge aris<strong>in</strong>g <strong>in</strong> order to connect <strong>the</strong>already exist<strong>in</strong>g C-I/S-M systems.I first reject this teleological scenario. Evolution is a bl<strong>in</strong>d process without any foresight, andone cannot say that syntax (or language, for that matter) evolved for such and such a purpose.Fur<strong>the</strong>rmore, this scenario is based on <strong>the</strong> unjustified supposition that <strong>the</strong> C-I/S-M systems werealready <strong>in</strong> place <strong>in</strong> <strong>the</strong> present forms before <strong>the</strong> advent of syntax, which very likely contradictsano<strong>the</strong>r important m<strong>in</strong>imalist view that it is syntax that sends an <strong>in</strong>struction to <strong>the</strong> <strong>in</strong>terpretivesystems and not vice versa. It ignores <strong>the</strong> effect that syntax may have had on <strong>the</strong> formation of <strong>the</strong><strong>in</strong>terpretive systems.I believe <strong>the</strong> problem largely comes from a simplistic <strong>in</strong>terpretation of <strong>the</strong> FLN/FLBdichotomy by Hauser et al. (2002). Their proposal is important <strong>in</strong> fur<strong>the</strong>r motivat<strong>in</strong>g a comparativeapproach to <strong>the</strong> studies of language evolution, but it fails to capture two crucial facts: (i) Recursion(more concretely, recursive Merge) also has some cont<strong>in</strong>uity with o<strong>the</strong>r human and nonhumancapacities, and <strong>in</strong> this broad sense recursion does not strictly belong to FLN, and (ii) <strong>the</strong> <strong>in</strong>terpretivesystems are shared by o<strong>the</strong>r animals to some extent but still <strong>the</strong>re is a remarkable difference between<strong>the</strong> human and <strong>the</strong> nonhuman systems, and <strong>in</strong> this narrow sense <strong>the</strong>y belong to FLN. In short, <strong>the</strong>terms FLN/FLB are not used consistently when it is claimed that only recursion belongs to FLN.The correct picture must be this: Every component of human language is unique to it but still<strong>the</strong>y are all cont<strong>in</strong>uous with o<strong>the</strong>r capacities, and this cont<strong>in</strong>uity is a key to understand<strong>in</strong>g how <strong>the</strong>seunique components came <strong>in</strong>to existence and were clustered <strong>in</strong>to this complex biological trait we calllanguage.In l<strong>in</strong>e with this general picture, I advance <strong>the</strong> hypo<strong>the</strong>sis that language emerged <strong>in</strong> <strong>the</strong>follow<strong>in</strong>g steps. Firstly, Merge evolved from <strong>the</strong> recursive motor control capacity for hierarchicaland sequential object comb<strong>in</strong>ation as typically observed <strong>in</strong> tool mak<strong>in</strong>g and us<strong>in</strong>g. The evolutionaryand/or developmental relations between tools and language have long been recognized, but it isimportant to note that this is <strong>the</strong> first attempt made by generative l<strong>in</strong>guistics to f<strong>in</strong>d an evolutionaryprecursor to syntax (<strong>in</strong>stead of language as a whole) <strong>in</strong> a distant, non-l<strong>in</strong>guistic capacity (Fujita 2009),<strong>in</strong> sharp contrast to <strong>the</strong> general agreement <strong>in</strong> m<strong>in</strong>imalism that Merge emerged <strong>in</strong> saltation.Chomsky (2008: 137) speculates that Merge arose from “a slight mutation rewir<strong>in</strong>g <strong>the</strong> bra<strong>in</strong>.”By connect<strong>in</strong>g motor control and Merge, we can turn this speculation <strong>in</strong>to a testable hypo<strong>the</strong>sis.Recent progress <strong>in</strong> cognitive and neuro-archaeology focuses on <strong>the</strong> evolution of stone tool mak<strong>in</strong>gand its implications for <strong>the</strong> evolution of our ancestors’ cognitive faculties and <strong>the</strong> relevant neuralsubstrates. Faisal et al. (2010) report that left ventral premotor cortex (BA6) is uniformly activatedwhen subjects make stone tools us<strong>in</strong>g <strong>Old</strong>owan and Acheulean technologies. I suggest that <strong>the</strong>rewir<strong>in</strong>g <strong>in</strong> question is a functional expansion from BA6 to BA44/45, from motor recursion to

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