A neoparametric approach to variation and change <strong>in</strong> English modalsElizabeth Cowper & Daniel Currie HallTheoretical background How can syntactic structures vary from one language to ano<strong>the</strong>r,or from one stage to ano<strong>the</strong>r <strong>in</strong> <strong>the</strong> history of a s<strong>in</strong>gle language? The strongest version of <strong>the</strong>cartographic approach to syntax says, <strong>in</strong> effect, that <strong>the</strong>y cannot: “if some language providesevidence for […] a particular functional head […], <strong>the</strong>n that head […] must be present <strong>in</strong> everyo<strong>the</strong>r language, whe<strong>the</strong>r <strong>the</strong> language offers overt evidence for it or not” (C<strong>in</strong>que & Rizzi 2008:45). Under this view, all surface syntactic variation arises through movement, and any seem<strong>in</strong>glyabsent head is merely syntactically and phonologically <strong>in</strong>ert (attract<strong>in</strong>g no specifier and hav<strong>in</strong>gno over spellout). In pr<strong>in</strong>ciple, this is a strong claim about <strong>the</strong> universality of functional structure,but it is not easy to test: to falsify it, one must show not just that language Y shows no sign of aprojection XP known to exist <strong>in</strong> language Z, but that Y cannot be analyzed as hav<strong>in</strong>g XP.In contrast to this view, we pursue what we will call a neoparametric approach—one thatadmits of variation <strong>in</strong> how formal features are grouped <strong>in</strong>to projections, while still hold<strong>in</strong>g to <strong>the</strong>Borer–Chomsky conjecture that <strong>the</strong> lexicon is <strong>the</strong> source of variability (Borer 1984; Chomsky1995; Baker 2008) ra<strong>the</strong>r than posit<strong>in</strong>g parameters <strong>in</strong> <strong>the</strong> older sense of Chomsky (1981). Thisposition follows from Chomsky’s (2000: 100) assumption that each language selects a subset[F] of <strong>the</strong> universal set of features, mak<strong>in</strong>g a one-time assembly of <strong>the</strong> elements of [F] <strong>in</strong>to alexicon. As Cowper (2005) po<strong>in</strong>ts out, <strong>in</strong>tr<strong>in</strong>sic semantic entailments between features restrictboth <strong>the</strong>ir comb<strong>in</strong>ation <strong>in</strong>to lexical items and <strong>the</strong> selectional requirements of those lexical items.Bobaljik & Thrá<strong>in</strong>sson (1998) offer evidence for <strong>the</strong> neoparametric approach from variation:several correlated typological properties of Germanic languages follow from differences <strong>in</strong> <strong>the</strong>number of projections <strong>in</strong> <strong>the</strong> Infl system. Cowper & Hall (2011) make a similar case based ondiachronic changes <strong>in</strong> English voice and aspect, show<strong>in</strong>g that <strong>the</strong> replacement of <strong>the</strong> passivalby <strong>the</strong> progressive passive (among o<strong>the</strong>r changes) is most elegantly expla<strong>in</strong>ed by posit<strong>in</strong>g a reorganizationof features from one head to two. In this paper, we show that <strong>the</strong> neoparametricapproach also offers an elegant account of <strong>the</strong> diachronic development of <strong>the</strong> English modals.The data Until <strong>the</strong> end of <strong>the</strong> Middle English period, English modals were essentially ord<strong>in</strong>aryverbs that happened to have modal mean<strong>in</strong>gs (Lightfoot 1979; Roberts 1985; o<strong>the</strong>rs). They couldtake nom<strong>in</strong>al arguments (1; 3a), and <strong>the</strong>y had <strong>in</strong>f<strong>in</strong>itive (2) and participial (3) forms. As Lightfoot(1979) has po<strong>in</strong>ted out, <strong>the</strong>y belonged to <strong>the</strong> morphological class of preterite-present verbs,which did not take <strong>the</strong> regular 3SG.PRES. suffix -þ/-s, but <strong>the</strong>y were o<strong>the</strong>rwise unremarkable.(1) Ic sculde tyn þusend punda.(3) a. cynnyng no recourI should ten thousand poundscan+<strong>in</strong>g no recourse‘I had to pay £10 000.’‘know<strong>in</strong>g no recourse’(2) I shall not konne answere.b. if he had woldeI shall not can answerif he had will+en‘I won’t be able to answer.’‘if he had wanted to’In Present-Day English, modals cannot take DP objects (*I should £10 000, *I can no recourse),and <strong>the</strong>y lack non-f<strong>in</strong>ite forms (*I won’t can answer, *She is cann<strong>in</strong>g do that, *if he had would).What happened What changed, we claim, is that <strong>the</strong> feature MODALITY was added to <strong>the</strong>English T head, and <strong>the</strong> modal verbs were reanalyzed as T <strong>in</strong>stead of V.Our MODALITY is essentially equivalent to <strong>the</strong> feature IRREALIS proposed by Cowper (2005)to characterize both English modals and <strong>the</strong> future and conditional tenses of languages suchas Spanish and French. This feature is semantically dependent on DEIXIS, which <strong>in</strong> turn is adependent of FINITE. Semantically, DEIXIS <strong>in</strong>dicates that <strong>the</strong> proposition expressed by <strong>the</strong> clauseis anchored to <strong>the</strong> deictic centre of <strong>the</strong> utterance: its time, place, and world are to be evaluatedrelative to <strong>the</strong> time, place, and world of <strong>the</strong> (implied) speaker at <strong>the</strong> moment of speech. In<strong>the</strong> absence of fur<strong>the</strong>r specification, <strong>the</strong> relation is simply one of identity or <strong>in</strong>clusion, and <strong>the</strong>
proposition is thus asserted to be true <strong>in</strong> <strong>the</strong> real world at <strong>the</strong> moment of speech, or, if <strong>the</strong> pasttensefeature PRECEDENCE is added, at some time before <strong>the</strong> moment of speech. The additionof MODALITY creates a more marked relation between <strong>the</strong> clause and its deictic anchor, <strong>in</strong> <strong>the</strong>spirit of Kratzer’s (2012) semantics of modals. The proposition denoted by <strong>the</strong> clause is assertedei<strong>the</strong>r to follow from (<strong>in</strong> <strong>the</strong> case of necessity modals) or to be compatible with (<strong>in</strong> <strong>the</strong> case ofpossibility modals) <strong>the</strong> (relevant subset of <strong>the</strong>) set of propositions characteriz<strong>in</strong>g <strong>the</strong> situation <strong>in</strong><strong>the</strong> real world at <strong>the</strong> moment of speech (or before it, with PRECEDENCE), ra<strong>the</strong>r than simply tobelong to it. Because MODALITY is dependent on FINITE, <strong>the</strong>re are no <strong>in</strong>f<strong>in</strong>itival or participialforms of <strong>the</strong> future or conditional <strong>in</strong> French and Spanish—nor of modals <strong>in</strong> Modern English.The reanalysis of <strong>the</strong> modals was triggered by a comb<strong>in</strong>ation of factors: (i) As <strong>the</strong> loss of<strong>in</strong>flectional morphology dur<strong>in</strong>g ME made <strong>the</strong> subjunctive (characterized <strong>in</strong> our system by <strong>the</strong>absence of DEIXIS) less dist<strong>in</strong>guishable from <strong>the</strong> <strong>in</strong>dicative, <strong>the</strong>re was a rise <strong>in</strong> <strong>the</strong> periphrasticuse of <strong>the</strong> (pre-)modals to express non-realis mean<strong>in</strong>gs (Fischer 1992). (ii) Non-modal preteritepresentverbs were ei<strong>the</strong>r lost or regularized, mak<strong>in</strong>g <strong>the</strong> modals morphologically dist<strong>in</strong>ct (Lightfoot1979). (iii) English lost V-to-T movement. Follow<strong>in</strong>g Bjorkman (2011), we assume thateven auxiliary have and be do not move from V to T, but that <strong>the</strong>y are <strong>in</strong>stead <strong>in</strong>serted <strong>in</strong> T toprovide morphological support for <strong>in</strong>flectional features. These three factors comb<strong>in</strong>ed to make<strong>the</strong> modals a morphologically and semantically identifiable category of items <strong>in</strong> T, to all appearances<strong>in</strong>digenous to that projection and quite dist<strong>in</strong>ct from V. Hav<strong>in</strong>g been reanalyzed asspell<strong>in</strong>g out MODALITY <strong>in</strong> T, <strong>the</strong> English modals took on <strong>the</strong> functions of future and conditionaltenses <strong>in</strong> o<strong>the</strong>r languages, will (and formerly shall) be<strong>in</strong>g now <strong>the</strong> default expression of futuretime reference, and would (and formerly should) of counterfactuality.This account of <strong>the</strong> English modals depends on <strong>the</strong> assumption that it is possible for <strong>the</strong>featural content of T to change over time (and thus, by implication, to vary from one language toano<strong>the</strong>r). In <strong>the</strong> absence of MODALITY, <strong>the</strong> <strong>in</strong>dicative was not contrastively realis, and present andpast <strong>in</strong>dicatives were standardly used to express future and conditional mean<strong>in</strong>gs (respectively).If <strong>the</strong> development of <strong>the</strong> modals <strong>in</strong>volved not only <strong>the</strong> reanalysis of those <strong>in</strong>dividual words, butalso <strong>the</strong> addition of a new feature to T, <strong>the</strong>n <strong>the</strong> concomitant shift <strong>in</strong> <strong>the</strong> range of mean<strong>in</strong>gs of<strong>the</strong> <strong>in</strong>dicative follows elegantly from this change.Baker, M. 2008. The Syntax of Agreement and Concord. Cambridge: CUP.Bjorkman, B. 2011. BE-<strong>in</strong>g Default: The Morphosyntax of Auxiliaries. Ph.D. <strong>the</strong>sis, MIT.Bobaljik, J. & H. Thrá<strong>in</strong>sson. 1998. Two heads aren’t always better than one. Syntax 1: 37–71.Borer, H. 1984. Parametric Syntax. Dordrecht: Foris.Chomsky, N. 1981. Lectures on Government and B<strong>in</strong>d<strong>in</strong>g. Dordrecht: Foris.Chomsky, N. 1995. The M<strong>in</strong>imalist Program. Cambridge, MA: MIT Press.Chomsky, N. 2000. M<strong>in</strong>imalist <strong>in</strong>quiries: The framework. In R. Mart<strong>in</strong>, D. Michaels &J. Uriagereka (eds.), Step by Step. Cambridge, MA: MIT Press, 89–155.C<strong>in</strong>que, G. & L. Rizzi. 2008. The cartography of syntactic structures. CISCL WP 2: 43–58.Cowper, E. 2005. The geometry of <strong>in</strong>terpretable features. Language 81: 10–46.Cowper, E. & D. Hall. 2011. Syntactic change and <strong>the</strong> cartography of syntactic structures. NELS42.Fischer, O. 1992. Syntax. In R. Lass (ed.), Cambridge History of <strong>the</strong> English Language, vol. 3.Cambridge: CUP, 207–408.Kratzer, A. 2012. Modals and Conditionals. Oxford: OUP.Lightfoot, D. 1979. Pr<strong>in</strong>ciples of Diachronic Syntax. Cambridge: CUP.Roberts, I. 1985. Agreement parameters and <strong>the</strong> development of English modal auxiliaries.NLLT 4: 21–58.
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GLOW Newsletter #70, Spring 2013Edi
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INTRODUCTIONWelcome to the 70 th GL
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Welcome to GLOW 36, Lund!The 36th G
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- Page 14 and 15: 14:00-15:00 Adam Albright (MIT) and
- Page 16 and 17: 17:00-17:30 Anna Maria Di Sciullo (
- Page 18 and 19: 16.10-16.50 Peter Svenonius (Univer
- Page 20 and 21: GLOW 36 WORKSHOP PROGRAM IV:Acquisi
- Page 22 and 23: The impossible chaos: When the mind
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- Page 30 and 31: occur (cf. figure 1). Similar perfo
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- Page 38 and 39: Rajesh Bhatt & Stefan Keine(Univers
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(3) a. Það finnst alltaf þremur
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(2) Watashi-wa hudan hougaku -wa /*
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However when the VP (or IP) is elid
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More specifically, this work reflec
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modality, or ii) see phonology as m
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(I) FWHA The wh-word shenme ‘what
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1The historical reality of biolingu
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Rita Manzini, FirenzeVariation and
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Non-counterfactual past subjunctive
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THE GRAMMAR OF THE ESSENTIAL INDEXI
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Motivating head movement: The case
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Limits on Noun-suppletionBeata Mosk
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Unbounded Successive-Cyclic Rightwa
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Same, different, other, and the his
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Selectivity in L3 transfer: effects
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Anaphoric dependencies in real time
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Constraining Local Dislocation dial
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A Dual-Source Analysis of GappingDa
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[9] S. Repp. ¬ (A& B). Gapping, ne
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of Paths into P path and P place is
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Deriving the Functional HierarchyGi
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Reflexivity without reflexivesEric
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Reuland, E. (2001). Primitives of b
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on v, one associated with uϕ and t
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Merge when applied to the SM interf
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1 SachsThe Semantics of Hindi Multi
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Covert without overt: QR for moveme
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Morpho-syntactic transfer in L3 acq
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one where goals receive a theta-rel
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follow Harris in assuming a ranked
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changing instances of nodes 7 and 8
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Sam Steddy, steddy@mit.eduMore irre
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Fleshing out this model further, I
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(5) Raman i [ CP taan {i,∗j}Raman
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properties with Appl (introduces an
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econstruct to position A then we ca
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Building on Bhatt’s (2005) analys
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Underlying (derived from ON) /pp, t
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out, as shown in (3) (that the DP i
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Word order and definiteness in the
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Visser’s Generalization and the c
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the key factors. The combination of
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Parasitic Gaps Licensed by Elided S
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Stages of grammaticalization of the