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ERA-GUI-100.pdf - Europa

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Guide for the application of the Art 14 (a) of the Safety Directive and Commission Regulation (EU) No 445/2011<br />

on a system of certification of entities in charge of maintenance for freight wagons – VERSION 1.0<br />

9.6 You area an accredited or recognized body or a NSA designated as<br />

certification body. What are your responsibilities?<br />

The applicant ECM is free to choose its certification body (Article 6(1) of ECM Regulation). The<br />

ECM can contract body:<br />

‣ With a certification accredited or recognised in any Member state;<br />

‣ With the NSA of the Member State where the ECM is established only if the NSA has been<br />

designated by its Member state to perform ECM certification<br />

The Member State shall be responsible for ensuring the competency of the NSA acting as ECM<br />

certification body when it is not accredited or recognised. To this end the Member State should<br />

base its control measures on the annex II of the ECM regulation and the ECM accreditation<br />

scheme. The Member State should also communicate on those control measures and their results<br />

with all interested parties to avoid creating doubts on the competence of NSAs.<br />

For recognition, when applying the article 5(2) of the Regulation 765/2008, the Member State shall<br />

provide evidences to the Commission and the other Member States on equivalence between the<br />

scheme put in place with the Annex II of the ECM Regulation and the ECM accreditation scheme.<br />

The certification bodies have to examine and treat claims from the NSA (Article 9 of ECM<br />

Regulation), RU or any other contracting party (Article 5(7) of ECM Regulation) and take<br />

appropriate action to check if the claim of non-compliance is justified and shall inform the<br />

parties involved (including the competent national safety authority if relevant) of the results<br />

of its investigation (Article 5(7) of ECM Regulation).<br />

The certification body is solely empowered to decide whether to amend, renew, limit the<br />

scope of application, suspend or revoke the ECM certificate based upon significant changes<br />

in the circumstances applying at the time the original certificate was awarded (Cf. Article<br />

7(4) of ECM Regulation) or if the ECM no longer complies with the certification requirements<br />

or any improvement plan (Cf. Article 7(7) of ECM Regulation).<br />

9.7 What other legal information do you need to have in mind when<br />

managing contracts?<br />

The contractual and non-contractual liability issues, as private law in general, remain within the<br />

competence of the Member States, although the EU has intervened in such field where it appeared<br />

Page | 63

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