WASATCH FUNDS - Curian Clearing

MARCH 31, 2015 (UNAUDITED)
Fund
Category
Quoted Prices
in Active Markets
for Identical
Investments
(Level 1)
Significant Other
Observable Inputs
(Level 2)
Significant
Unobservable
Inputs
(Level 3)
Value at
3/31/15
Liabilities
Securities Sold Short $ (332,658,578) $ — $ — $ (332,658,578)
$ (332,658,578) $ — $ — $ (332,658,578)
Micro Cap Fund
Assets
Common Stocks $ 314,282,210 $ — $ — $ 314,282,210
Short-Term Investments — 12,589,254 — 12,589,254
$ 314,282,210 $12,589,254 $ — $ 326,871,464
Micro Cap Value Fund
Assets
Common Stocks
Personal Products $ 2,107,350 $ 675,000 $ — $ 2,782,350
Other 140,315,289 — — 140,315,289
Preferred Stocks
Pharmaceuticals — — 1,366,314 1,366,314
Other 692,699 — — 692,699
Limited Partnership Interest 1,578,150 — — 1,578,150
Warrants — 1,677,362 — 1,677,362
Short-Term Investments — 10,805,737 — 10,805,737
Foreign Currency Exchange Contracts — 566,674 — 566,674
$ 144,693,488 $13,724,773 $ 1,366,314 $ 159,784,575
Small Cap Growth Fund
Assets
Common Stocks $2,354,375,145 $ — $ — $2,354,375,145
Preferred Stocks — — 28,963,031 28,963,031
Limited Partnership Interest — — 4,477,866 4,477,866
Short-Term Investments — 15,459,434 — 15,459,434
$2,354,375,145 $15,459,434 $33,440,897 $2,403,275,476
Small Cap Value Fund
Assets
Common Stocks $ 299,440,715 $ — $ — $ 299,440,715
Short-Term Investments — 4,952,637 — 4,952,637
$ 299,440,715 $ 4,952,637 $ — $ 304,393,352
Strategic Income Fund
Assets
Common Stocks
Diversified REITs $ — $ 266,786 $ — $ 266,786
Other 98,690,475 — — 98,690,475
Exchange-Traded Funds 2,337,840 — — 2,337,840
Limited Partnership Interest 13,054,045 — — 13,054,045
Corporate Bonds — — 848 848
Short-Term Investments — 5,331,489 — 5,331,489
$ 114,082,360 $ 5,598,275 $ 848 $ 119,681,483
Ultra Growth Fund
Assets
Common Stocks
Internet Software & Services $ 12,392,574 $ — $ 914 $ 12,393,488
Other 88,599,074 — — 88,599,074
Preferred Stocks — — 1,721,464 1,721,464
Limited Partnership Interest — 4,173,742 4,173,742
Short-Term Investments — 7,944,937 — 7,944,937
$ 100,991,648 $ 7,944,937 $ 5,896,120 $ 114,832,705
World Innovators Fund
Assets
Common Stocks
Internet Software & Services $ 9,458,853 $ — $ 65 $ 9,458,918
Other 178,582,248 — — 178,582,248
Limited Partnership Interest — — 304,111 304,111
Short-Term Investments — 19,131,681 — 19,131,681
$ 188,041,101 $19,131,681 $ 304,176 $ 207,476,958
131