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TRAINING REGULATIONS<br />

Surgical Education <strong>and</strong> Training<br />

Urology<br />

Published – 10 September 2013<br />

Review – September 2014


TABLE OF CONTENTS<br />

1. INTRODUCTION 1<br />

2. BOARD OF UROLOGY & GOVERNANCE 3<br />

3. PROGRAM OVERVIEW 6<br />

4. TRAINEE ADMINISTRATION 8<br />

5. SET PROGRAM – GENERAL REQUIREMENTS 11<br />

6. TRAINING POSTS 14<br />

7. COURSES AND MEETINGS 20<br />

8. ASSESSMENT 23<br />

9. EXAMINATIONS 29<br />

10. RECOGNITION OF PRIOR LEARNING 32<br />

11. APPENDIX 1 – FELLOWSHIP EXAM FORMAT 33<br />

12. APPENDIX 2 – MODEL RULES – DISMISSAL FROM SURGICAL TRAINING 35<br />

Published – 10 September 2013<br />

Review – September 2014


1. INTRODUCTION<br />

1.1 Definitions <strong>and</strong> Terminology<br />

The following terms, acronyms, <strong>and</strong> abbreviations, <strong>and</strong> their associated definition, will be used throughout<br />

these Regulations:<br />

Term<br />

ASSET<br />

Board (the Board)<br />

BSET<br />

CCrISP<br />

CE<br />

CLEAR<br />

DOPS<br />

EMST<br />

Mini‐CEX<br />

RACS<br />

Rotation<br />

RPL<br />

SET<br />

SSE<br />

Training Supervisor<br />

TA&E<br />

USANZ<br />

Definition<br />

<strong>Australia</strong>n <strong>and</strong> <strong>New</strong> Zeal<strong>and</strong> Skills Education <strong>and</strong> Training<br />

Board <strong>of</strong> Urology<br />

Board <strong>of</strong> Surgical Education <strong>and</strong> Training<br />

Care <strong>of</strong> the Critically ill Surgical Patient<br />

Clinical Examination<br />

Critical Literature Evaluation <strong>and</strong> Research<br />

Direct Observation <strong>of</strong> Procedural Skills in Surgery<br />

Early Management <strong>of</strong> Severe Trauma<br />

Mini‐Clinical Examination<br />

Royal Australasian College <strong>of</strong> Surgeons<br />

Determined by the Board to be 3 months duration<br />

Recognition <strong>of</strong> Prior Learning<br />

Surgical Education <strong>and</strong> Training<br />

Surgical Sciences Examination (Generic <strong>and</strong> Specialty Specific)<br />

Co‐ordinates management, education <strong>and</strong> <strong>training</strong> <strong>of</strong> trainees in accredited <strong>training</strong><br />

positions. Monitors performance, completes assessments, identifies <strong>and</strong><br />

documents performance management. Member <strong>of</strong> applicable Sectional Training<br />

Accreditation <strong>and</strong> Education Committee (TA&E)<br />

Sectional Training Accreditation <strong>and</strong> Education Committee<br />

<strong>Urological</strong> <strong>Society</strong> <strong>of</strong> <strong>Australia</strong> <strong>and</strong> <strong>New</strong> Zeal<strong>and</strong><br />

1.2 Overview <strong>of</strong> the Regulations for the SET Program in Urology<br />

1.2.1 The Regulations encompass the rules, procedures, policies, administrative processes <strong>and</strong><br />

principles for the control <strong>and</strong> conduct <strong>of</strong> the SET Program in Urology. These Regulations<br />

are in accordance with the strategic direction <strong>of</strong> the RACS <strong>and</strong> supplement the RACS<br />

policies. At times these Regulations may refer directly to a generic RACS policy. In such<br />

instances these additional policies can be found at www.surgeons.org.<br />

1.2.2 All trainees, surgical supervisors, accredited <strong>training</strong> units <strong>and</strong> Board Members are<br />

required to comply with the Regulations at all times.<br />

1.2.3 The information in these Regulations is as accurate at the time <strong>of</strong> publication. The Board<br />

reserves the right to make reasonable changes to these Regulations at any time. As the<br />

Regulations do change, the most current version is the one that will be referred to <strong>and</strong> is<br />

available on the USANZ website. All persons are advised to ensure they are consulting<br />

the most current version. If you need to refer to a previous version <strong>of</strong> the Regulations,<br />

please contact education@usanz.org.au<br />

1.2.4 In the event <strong>of</strong> any discrepancy or inconsistency between these Regulations <strong>and</strong> other<br />

information from any source, written, verbal or otherwise, with the exception <strong>of</strong> RACS<br />

policies, these Regulations shall prevail.<br />

1.2.5 All trainees must be familiar with the applicable policies, which are specifically referred<br />

to throughout these Regulations.<br />

Published – 10 September 2013 Page 1<br />

Review – September 2014


1.3 Administration <strong>and</strong> Ownership<br />

1.3.1 The <strong>Australia</strong>n <strong>and</strong> <strong>New</strong> Zeal<strong>and</strong> primary postgraduate qualification required to practice<br />

as an independent specialist urologist in the respective countries is the Fellowship <strong>of</strong> the<br />

Royal Australasian College <strong>of</strong> Surgeons (FRACS) in Urology.<br />

1.3.2 The Royal Australasian College <strong>of</strong> Surgeons (RACS) is the body accredited <strong>and</strong> authorised<br />

to conduct surgical education <strong>and</strong> <strong>training</strong> in <strong>Australia</strong> <strong>and</strong> <strong>New</strong> Zeal<strong>and</strong>. The Surgical<br />

Education <strong>and</strong> Training Program in Urology (SET Program) is the accredited <strong>training</strong><br />

program to obtain the FRACS <strong>and</strong> operates in <strong>Australia</strong> <strong>and</strong> <strong>New</strong> Zeal<strong>and</strong>. The<br />

administration <strong>and</strong> management <strong>of</strong> the SET Program is delegated to the <strong>Urological</strong><br />

<strong>Society</strong> <strong>of</strong> <strong>Australia</strong> <strong>and</strong> <strong>New</strong> Zeal<strong>and</strong> (USANZ) as an agent <strong>of</strong> the RACS. The Board <strong>of</strong><br />

Urology (the Board) has dual reporting roles <strong>and</strong> represents both the RACS <strong>and</strong> the<br />

USANZ on all matters relating to the SET Program (see Section 2).<br />

1.3.3 The <strong>of</strong>ficial website for the SET Program is the USANZ website at www.usanz.org.au. All<br />

trainees, surgical supervisors <strong>and</strong> key stakeholders receive access passwords to the<br />

restricted section <strong>of</strong> the website. This section contains forms <strong>and</strong> other essential<br />

information. The <strong>of</strong>ficial website for the RACS is www.surgeons.org.<br />

1.4 Selection<br />

1.3.4 For assistance or information on the SET Program please contact:<br />

Education <strong>and</strong> Training Manager<br />

USANZ<br />

Suite 512, Eastpoint, 180 Ocean Street<br />

Edgecliff NSW 2027<br />

Phone + 61 2 9362 8644<br />

Fax + 61 2 9362 1433<br />

Email education@usanz.org.au<br />

1.4.1. For detailed information regarding selection into the SET Program in Urology, please<br />

refer to the Selection Regulations located on the USANZ website.<br />

Published – 10 September 2013 Page 2<br />

Review – September 2014


2. BOARD OF UROLOGY & GOVERNANCE<br />

2.1 SET Program in Urology Governance<br />

2.1.1 The Board is responsible for the delivery <strong>of</strong> the SET Program <strong>and</strong> associated activities as<br />

delegated in the RACS policy Terms <strong>of</strong> Reference for Specialty Boards <strong>and</strong> their<br />

Regional Subcommittees. The Board is responsible for advising the RACS Council on<br />

<strong>training</strong> <strong>and</strong> accreditation via the RACS Board <strong>of</strong> Surgical Education <strong>and</strong> Training <strong>and</strong> the<br />

RACS Education Board.<br />

2.1.2 The RACS is the body accredited <strong>and</strong> authorised to conduct surgical education <strong>and</strong><br />

<strong>training</strong> in <strong>Australia</strong> <strong>and</strong> <strong>New</strong> Zeal<strong>and</strong>.<br />

2.1.3 The administration <strong>and</strong> management <strong>of</strong> the SET Program in Urology is delegated to the<br />

USANZ in accordance with the Collaboration Agreement.<br />

2.1.4 The Board has dual reporting roles <strong>and</strong> represents both the RACS <strong>and</strong> the USANZ on all<br />

matters relating to the SET Program in Urology.<br />

2.2 Composition <strong>of</strong> the Board <strong>of</strong> Urology<br />

2.2.1 As a minimum, the Board shall consist <strong>of</strong> the following members:<br />

a) An elected Chair <strong>of</strong> the Board<br />

b) An elected Deputy Chair <strong>of</strong> the Board<br />

c) An elected member resident from each <strong>Australia</strong>n State <strong>and</strong> <strong>New</strong> Zeal<strong>and</strong>, in which<br />

accredited <strong>training</strong> positions are located<br />

d) The Chair <strong>of</strong> the Urology Trainee Forum as the Trainee Representative<br />

e) The Senior Examiner in Urology<br />

f) The President <strong>of</strong> the USANZ<br />

g) The Elected Councillor for Urology<br />

h) The CEO <strong>of</strong> the USANZ (ex‐<strong>of</strong>ficio)<br />

2.2.2 At its own discretion the Board may co‐opt additional members who are members <strong>of</strong> the<br />

USANZ <strong>and</strong> Fellows <strong>of</strong> the RACS practicing in Urology.<br />

2.2.3 The RACS Chief Executive Officer or his/her delegate may attend the meetings <strong>of</strong> the<br />

Board <strong>and</strong> the RACS President may Chair any meeting with appropriate notice.<br />

2.3 Eligibility Criteria<br />

2.3.1 Members must satisfy the following eligibility criteria for the duration <strong>of</strong> their tenure. If<br />

there is a change in circumstances <strong>and</strong> a Board Member no longer satisfies the eligibility<br />

criteria they may be removed from the Board <strong>and</strong> their position declared vacant.<br />

2.3.2 The Chair <strong>and</strong> Deputy Chair identified in 2.2.1 (a) <strong>and</strong> (b) must:<br />

(a) be a Fellow <strong>of</strong> the RACS practicing in Urology<br />

(b) be a member <strong>of</strong> the USANZ<br />

(c) be an elected member <strong>of</strong> the Board at the time <strong>of</strong> their nomination<br />

Published – 10 September 2013 Page 3<br />

Review – September 2014


2.3.3 Elected members identified in 2.2.1 (c) must:<br />

(a) be a Fellow <strong>of</strong> the RACS practicing in Urology<br />

(b) be a member <strong>of</strong> the USANZ<br />

(c) reside in the geographical location <strong>of</strong> the vacancy<br />

(d) remain in the geographical location for duration <strong>of</strong> their tenure<br />

2.3.4 The Trainee Representative identified in 2.2.1 (d) must:<br />

(a) be registered in the SET Program<br />

(b) remain registered for the duration <strong>of</strong> their tenure<br />

(c) have the support <strong>of</strong> their Training Supervisor for each year <strong>of</strong> their tenure<br />

(d) have no current or previous record <strong>of</strong> unsatisfactory performance in any area<br />

2.4 Nomination <strong>and</strong> Election Process<br />

2.5 Method <strong>of</strong> Election for the Board Chair <strong>and</strong> Deputy Chair<br />

2.5.1 The Chair <strong>and</strong> a Deputy Chair <strong>of</strong> the Board are elected from <strong>and</strong> by the Board<br />

membership in a secret ballot. If a nomination is uncontested the nominee will be<br />

declared elected without the need for a secret ballot.<br />

2.6 Terms <strong>of</strong> Office<br />

2.6.1 The Chair <strong>and</strong> Deputy Chair shall hold <strong>of</strong>fice for two years after appointment <strong>and</strong> shall<br />

not be eligible for re‐election unless otherwise approved by the Board. The maximum<br />

term for each position is in addition to any previous term on the Board in another<br />

capacity.<br />

2.6.2 Elected Members <strong>of</strong> the Board shall hold <strong>of</strong>fice for two years after appointment <strong>and</strong><br />

shall be eligible for re‐election for a further period <strong>of</strong> two years up to a maximum<br />

continuous period <strong>of</strong> four years. In certain situations, a period <strong>of</strong> grace beyond this can<br />

be afforded at the discretion <strong>of</strong> the Board.<br />

2.6.3 Members who sit on the Board ex‐<strong>of</strong>ficio do so for the term <strong>of</strong> <strong>of</strong>fice <strong>of</strong> that position.<br />

2.6.4 Members who are co‐opted on the Board do so for a term determined by the Board<br />

Chair.<br />

2.6.5 The Trainee Representative shall hold tenure for the term <strong>of</strong> their <strong>of</strong>fice as Chair <strong>of</strong> the<br />

Urology Trainee Forum.<br />

2.6.6 Elected members <strong>of</strong> the Board who also hold an ex‐<strong>of</strong>ficio position or the position <strong>of</strong><br />

Deputy Chair may perform both roles simultaneously. The Board Chair cannot hold<br />

simultaneous roles.<br />

2.6.7 The calculation <strong>of</strong> the maximum term for the position <strong>of</strong> an elected Member excludes<br />

any duration <strong>of</strong> time where simultaneous positions are held.<br />

2.6.8 In calculating the terms <strong>of</strong> <strong>of</strong>fice for existing Board members at the time this policy was<br />

introduced, all previous terms <strong>of</strong> <strong>of</strong>fice shall be recognised.<br />

2.7 Attendance <strong>and</strong> participation in meetings<br />

2.7.1 Travel <strong>and</strong> expense reimbursements for attendance at meetings shall be in accordance<br />

with the USANZ Travel <strong>and</strong> Expense Reimbursement Policy applicable to all Board<br />

members.<br />

Published – 10 September 2013 Page 4<br />

Review – September 2014


2.7.2 Board members may request for items to be placed on the Board agenda for discussion.<br />

The inclusion <strong>and</strong> discussion <strong>of</strong> such items is at the discretion <strong>of</strong> the Board Chair.<br />

2.7.3 Members should attend all scheduled Board meetings during their tenure (or arrange<br />

for a deputy).<br />

2.7.4 The Conflict <strong>of</strong> Interest Declaration will apply to all Board Members <strong>and</strong> Board meetings.<br />

2.8 Voting <strong>and</strong> Decisions<br />

2.8.1 All elected members (except the Trainee representative) are eligible to vote.<br />

2.8.2 Questions arising at a meeting <strong>of</strong> the Board shall be determined by a majority <strong>of</strong> the<br />

votes <strong>of</strong> members who are present at the meeting.<br />

2.8.3 Each Member present at a meeting is entitled to one vote but, in the event <strong>of</strong> an<br />

equality <strong>of</strong> votes on any question, the person presiding may exercise a second or casting<br />

vote.<br />

2.8.4 Notwithst<strong>and</strong>ing the above, at the discretion <strong>of</strong> the Board Chair, in exceptional<br />

circumstances when sensitive issues are discussed relating to other trainees, the trainee<br />

representative may be excluded from participating in discussions <strong>and</strong> may be required<br />

to be absent from the meeting for the duration <strong>of</strong> the matters under consideration.<br />

2.8.4 Notwithst<strong>and</strong>ing the above, a member may be excluded from voting in accordance with<br />

the Conflict <strong>of</strong> Interest Declaration.<br />

2.9 Duties <strong>and</strong> Responsibilities<br />

2.9.1 The Chair is responsible for the oversight <strong>of</strong> the SET Program policies <strong>and</strong> the<br />

maintenance <strong>of</strong> surgical education, <strong>training</strong>, assessment st<strong>and</strong>ards <strong>and</strong> communication<br />

<strong>of</strong> decisions. The Chair is a member <strong>of</strong>, <strong>and</strong> reports to, the RACS Board <strong>of</strong> Surgical<br />

Education <strong>and</strong> Training.<br />

2.9.2 The Deputy Chair deputises for the Chair during absences, or as delegated by the Chair.<br />

The Deputy Chair may also have responsibility for the oversight <strong>of</strong> specific portfolios as<br />

delegated by the Chair.<br />

2.9.3 The elected Board members are responsible for providing feedback relating to their<br />

geographical jurisdiction <strong>and</strong> participating in the review <strong>and</strong> development <strong>of</strong> all aspects<br />

relating to the SET Program.<br />

2.9.4 The elected Trainee Representative is responsible for providing feedback from a trainee<br />

perspective <strong>and</strong> participating in the review <strong>and</strong> development <strong>of</strong> aspects relating to the<br />

SET Program.<br />

2.9.5 The Senior Examiner in Urology is responsible for the relationship between the Board<br />

<strong>and</strong> the Urology Court <strong>of</strong> Examiners, <strong>and</strong> provides a report from the Court to each<br />

meeting.<br />

2.9.7 The USANZ President is responsible for the relationship between the USANZ <strong>and</strong> the<br />

RACS.<br />

2.9.8 The RACS Urology Councillor is responsible for the relationship between the Board <strong>and</strong><br />

the RACS.<br />

Published – 10 September 2013 Page 5<br />

Review – September 2014


3. PROGRAM OVERVIEW<br />

The table below depicts the overall compulsory requirements <strong>of</strong> the SET Program in Urology. Further<br />

information on each component is detailed in the various sections <strong>of</strong> the Regulations.<br />

SET1<br />

Requirement<br />

Rotations<br />

In‐Training<br />

Assessment Report<br />

Logbooks<br />

DOPS<br />

Mini‐CEX<br />

Examinations<br />

Courses<br />

Meetings<br />

SET2<br />

Requirement<br />

Rotations<br />

In‐Training<br />

Assessment Report<br />

Logbooks<br />

DOPS<br />

Mini‐CEX<br />

Courses<br />

Meetings<br />

Quantity/Description<br />

Satisfactory completion <strong>of</strong> 12 months in an accredited SET1 <strong>training</strong> post<br />

One in‐<strong>training</strong> assessment report submitted every quarter<br />

One summary report (cumulative) submitted every quarter<br />

One DOPS submitted every quarter<br />

One Mini‐CEX submitted every quarter<br />

SSE Generic<br />

Clinical<br />

Note: Trainees are required to complete these examinations by the end <strong>of</strong> SET2<br />

or by the end <strong>of</strong> the fourth attempt (whichever comes first) otherwise the<br />

Trainee will be dismissed at the end <strong>of</strong> SET2.<br />

ASSET<br />

CCrISP<br />

Introductory Skills Workshop<br />

Trainees are encouraged to attend the RACS ASM, USANZ ASM as well as<br />

relevant Local & Sectional meetings. Attendance needs to be selective <strong>and</strong><br />

tailored to educational requirements, as well as, leave entitlements.<br />

Quantity/Description<br />

Satisfactory completion <strong>of</strong> 12 months in an accredited SET2 <strong>training</strong> post<br />

One in‐<strong>training</strong> assessment report submitted every quarter<br />

One summary report (cumulative) submitted every quarter<br />

One DOPS submitted every quarter<br />

One Mini‐CEX submitted every quarter<br />

EMST<br />

USANZ Trainee Week is compulsory. Otherwise, trainees are encouraged to<br />

attend the RACS ASM, USANZ ASM as well as relevant Local & Sectional<br />

meetings. Attendance needs to be selective <strong>and</strong> tailored to educational<br />

requirements, as well as, leave entitlements.<br />

Published – 10 September 2013 Page 6<br />

Review – September 2014


SET3<br />

Requirement<br />

Rotations<br />

In‐Training<br />

Assessment Report<br />

Logbooks<br />

DOPS<br />

Mini‐CEX<br />

Examinations<br />

Courses<br />

Meetings<br />

SET4<br />

Requirement<br />

Rotations<br />

In‐Training<br />

Assessment Report<br />

Logbooks<br />

DOPS<br />

Mini‐CEX<br />

Examinations<br />

Meetings<br />

SET5<br />

Requirement<br />

Rotations<br />

In‐Training<br />

Assessment Report<br />

Logbooks<br />

Examinations<br />

Meetings<br />

SET6<br />

Requirement<br />

Rotations/Terms<br />

In‐Training<br />

Assessment Report<br />

Logbooks<br />

Examinations<br />

Quantity/Description<br />

Satisfactory completion <strong>of</strong> 12 months in an accredited SET3‐SET5 <strong>training</strong> post<br />

One in‐<strong>training</strong> assessment report submitted every quarter<br />

One summary report (cumulative) submitted every quarter<br />

One DOPS submitted every quarter<br />

One Mini‐CEX submitted every quarter<br />

SSE (Urology) Examination<br />

Note: Trainees can undertake this exam in SET3/SET4. They must satisfactorily<br />

complete the examination by the end <strong>of</strong> SET4 or by the end <strong>of</strong> the fourth attempt<br />

(whichever comes first) otherwise the Trainee will be dismissed from the SET<br />

Urology program.<br />

CLEAR<br />

USANZ ASM<br />

Section ASM<br />

Trainee Week<br />

Quantity/Description<br />

Satisfactory completion <strong>of</strong> 12 months in an accredited SET3‐SET5 <strong>training</strong> post<br />

One in‐<strong>training</strong> assessment report submitted every quarter<br />

One summary report (cumulative) submitted every quarter<br />

One DOPS submitted every quarter<br />

One Mini‐CEX submitted every quarter<br />

SSE (Urology) Examination<br />

USANZ ASM<br />

Section ASM<br />

Trainee Week<br />

Quantity/Description<br />

Satisfactory completion <strong>of</strong> 12 months in an accredited SET3‐SET5 <strong>training</strong> post<br />

One in‐<strong>training</strong> assessment report submitted every quarter<br />

One summary report (cumulative) submitted every quarter<br />

Fellowship Examination<br />

USANZ ASM<br />

Section ASM<br />

Trainee Week<br />

Quantity/Description<br />

Satisfactory completion <strong>of</strong> 12 months in an accredited SET6 <strong>training</strong> post<br />

One in‐<strong>training</strong> assessment report submitted every quarter<br />

One summary report (cumulative) submitted every quarter<br />

Fellowship Examination<br />

The Skills Courses are listed at the SET level in which they must be completed in order to progress.<br />

Courses (apart from the Introductory Skills Course) can be undertaken prior to the SET level indicated.<br />

Published – 10 September 2013 Page 7<br />

Review – September 2014


4. TRAINEE ADMINISTRATION<br />

4.1 Registration <strong>and</strong> Training Fees<br />

4.2 Leave<br />

4.1.1. Trainees selected to the SET Program in accordance with the Selection Regulations, will<br />

be registered with the RACS in accordance with the RACS Trainee Registration <strong>and</strong><br />

Variation Policy.<br />

4.1.2. Training fees are approved by the RACS Council in October each year <strong>and</strong> published on<br />

the RACS website.<br />

4.1.3. Invoices are issued by the RACS prior to the commencement <strong>of</strong> the <strong>training</strong> year.<br />

4.1.4. The RACS is responsible for the determination <strong>of</strong> fees as well as the invoicing <strong>and</strong><br />

collection <strong>of</strong> fees. All enquiries regarding fees must be submitted to SET Enquiries care<br />

<strong>of</strong> SETenquiries@surgeons.org<br />

4.1.5. Trainees who fail to pay outst<strong>and</strong>ing monies to the RACS will be dismissed in accordance<br />

with the RACS Dismissal from Surgical Training Policy <strong>and</strong> these <strong>regulations</strong>, section 8.8<br />

<strong>and</strong> Appendix 2 ‐ Dismissal from Surgical Training.<br />

4.2.1 Training posts all involve a balance between clinical <strong>training</strong>, education, <strong>and</strong> service<br />

provision. Taking leave from a post interrupts a trainee gaining clinical skills, <strong>and</strong> they<br />

miss sections <strong>of</strong> the education program. It also impacts on the ability <strong>of</strong> a Unit to provide<br />

a safe clinical service, or maintain optimal clinical activity.<br />

4.2.2 All leave applications must be approved by the clinical head <strong>of</strong> the Urology Unit, the<br />

hospital Urology Training Supervisor <strong>and</strong> the hospital administrative department.<br />

Trainee wishes must be taken into account when leave is considered. The impact the<br />

leave will have on Trainee education <strong>and</strong> clinical skill acquisition must be considered.<br />

The ability <strong>of</strong> the Unit to safely maintain patient services in the absence <strong>of</strong> the trainee<br />

needs to be considered.<br />

4.2.3 Leave can be declined if it is felt it will impact too much on Trainee education, or if it<br />

affects the ability <strong>of</strong> the Unit to maintain services. Leave for good reason will always be<br />

accommodated, but an exceptional reason is needed for a trainee to be granted leave to<br />

miss a m<strong>and</strong>atory meeting from their education program <strong>and</strong> this must be approved in<br />

advance by the hospital Urology Training Supervisor.<br />

4.2.4 Trainees undertaking full‐time clinical <strong>training</strong> are entitled to a maximum <strong>of</strong> six weeks<br />

leave per six month period (or twelve weeks if in the same position <strong>and</strong> hospital for<br />

twelve months) subject to approval by the employing authority. Periods beyond this<br />

may affect the accreditation <strong>of</strong> that term <strong>and</strong> an extension <strong>of</strong> <strong>training</strong> may be required.<br />

4.2.5 In the rare instance a Trainee wants or needs to take more leave than the above<br />

recommendation, the situation will be individually considered by the Board <strong>of</strong> Urology.<br />

The competence <strong>and</strong> performance <strong>of</strong> the Trainee will be the key issues that determine<br />

the need for extension. The need for an extension <strong>of</strong> <strong>training</strong> time may not be finalised<br />

until after the Trainee returns from the leave.<br />

4.2.6 Trainees need to consider the impact <strong>of</strong> leave on their post, <strong>and</strong> the impact it will have<br />

on their own education <strong>and</strong> <strong>training</strong>. They need to accept that on some occasions, leave<br />

will be denied. Trainees need to be receptive to advice <strong>and</strong> flexible when negotiating<br />

Published – 10 September 2013 Page 8<br />

Review – September 2014


their leave, <strong>and</strong> must underst<strong>and</strong> <strong>and</strong> accept that excessive leave may lead to a need for<br />

extended <strong>training</strong>.<br />

4.3 Deferral, Interruption <strong>and</strong> Part Time Training<br />

4.3.1 Requests for deferral, interruption <strong>and</strong> part‐time <strong>training</strong> must be made in accordance<br />

with the RACS Trainee Registration <strong>and</strong> Variation Policy.<br />

4.3.2 The Board does not have the authority to grant requests which do not comply with RACS<br />

Policy.<br />

4.3.3 All requests for deferral, interruption or part‐time <strong>training</strong> must be made to the Board <strong>of</strong><br />

Urology <strong>and</strong> must include all applicable information.<br />

4.3.4 Should a Trainee resign from a position <strong>of</strong> employment, they must also resign from the<br />

Training Program by forwarding a letter to the Chair, Board <strong>of</strong> Urology. Trainees must<br />

not resign from employment before contacting their Supervisor <strong>of</strong> Training for support,<br />

advice or assistance. As a matter <strong>of</strong> course, the Head <strong>of</strong> Department should be made<br />

aware <strong>of</strong> by the trainee <strong>of</strong> such action.<br />

4.3.5 Trainee requests for interruption to <strong>training</strong> for the following year must be received by<br />

the Board by 1 June each year. Requests submitted after this date will only be<br />

considered in exceptional circumstances. Requests for interruption in Term 2 in any<br />

given year will only be approved in exceptional circumstances.<br />

4.3.6 All requests will be considered by the relevant TA&E Committee with final approval by<br />

the Board.<br />

4.3.7 Trainees will be formally notified by the Board as to whether their request has been<br />

approved or otherwise. Trainees are advised not to undertake any action until formal<br />

notification from the Board has been received.<br />

4.3.8 In accordance with the RACS Trainee Registration <strong>and</strong> Variation Policy, all requests must<br />

be received at least 6 months prior to the term/s <strong>of</strong> interruption requested. Requests<br />

submitted after this time will only be considered in exceptional circumstances.<br />

4.3.9 Interruptions for any purpose may only be granted in 12 month increments to coincide<br />

with the <strong>training</strong> years.<br />

4.3.10 Where a trainee takes an interruption or deferral <strong>of</strong> <strong>training</strong>, the rules, <strong>regulations</strong> <strong>and</strong><br />

pre‐requisites that apply to that trainee will be those that apply at the time <strong>of</strong> returning<br />

to the <strong>training</strong> level that they return to. The possibility <strong>of</strong> the variation in specific rules,<br />

<strong>regulations</strong> <strong>and</strong> pre‐requisites <strong>of</strong> the cohort they join must be considered by the trainee<br />

when the leave request is made in the first place.<br />

4.3.11 The Board fully supports the concept <strong>of</strong> part time <strong>training</strong> while recognising the<br />

complexities in arranging appropriate posts. The Board is unable to guarantee that part<br />

time accredited <strong>training</strong> posts can be identified <strong>and</strong> requests fulfilled.<br />

4.4 Completion <strong>of</strong> the SET Program<br />

4.4.1 On successful completion <strong>of</strong> the SET Program, <strong>and</strong> relevant examinations, the Chair <strong>of</strong><br />

the Board shall recommend to the RACS the awarding <strong>of</strong> the RACS Fellowship in Urology.<br />

The Fellowship process once signed <strong>of</strong>f by the Board is coordinated by the RACS.<br />

Published – 10 September 2013 Page 9<br />

Review – September 2014


4.5 Grievance <strong>and</strong> Appeal Process<br />

4.5.1 Any person adversely affected by a decision made by the Board or a surgical supervisor<br />

may, within one month <strong>of</strong> being notified <strong>of</strong> the decision apply in writing to the Board<br />

Chair to have the decision reviewed by the full Board.<br />

4.5.2 In submitting a written grievance the person must include the grounds for the grievance,<br />

the remedy sought <strong>and</strong> any relevant supporting documentation.<br />

4.5.3 If the grounds for the written grievance rely on special consideration, the trainee should<br />

address this specifically. Special circumstances are defined by the Board as abnormal,<br />

rare or extreme events which are beyond the trainee’s control, have a prolonged impact<br />

<strong>and</strong> which would not normally be expected or planned for.<br />

4.5.4 The Board will make a decision on the basis <strong>of</strong> the evidence taking into account the<br />

quality <strong>and</strong> relevance <strong>of</strong> supporting documentation. It is the trainee’s responsibility to<br />

ensure all the evidence available to support their submission accompanies the<br />

submission.<br />

4.5.5 The written grievance will be considered by the Board within thirty business days <strong>of</strong> its<br />

receipt.<br />

4.5.6 The Board will provide a written response affirming the previous decision, modifying the<br />

decision, or reversing the decision, providing appropriate justification. Where the<br />

original decision is varied or overturned the decision <strong>of</strong> the Board will take effect from<br />

the date <strong>of</strong> notification.<br />

4.5.7 Notwithst<strong>and</strong>ing the above any person adversely affected by a decision made by the<br />

Board or a surgical supervisor may, within three months’ <strong>of</strong> receipt <strong>of</strong> notice <strong>of</strong> the<br />

decision, apply for reconsideration directly through the Board <strong>of</strong> Urology or appeal the<br />

decision in accordance with the RACS Appeals Mechanism. This policy can be found at<br />

www.surgeons.org.<br />

Published – 10 September 2013 Page 10<br />

Review – September 2014


5. SET PROGRAM ‐ GENERAL REQUIREMENTS<br />

5.1 Program Duration<br />

5.1.1 The SET Program in Urology is a minimum <strong>of</strong> six year as outlined below:<br />

5.2 Training Requirements<br />

SET 1 ‐ Introduction to general surgical <strong>training</strong><br />

SET 2 ‐ Progression to advanced general surgical skills<br />

SET 3 ‐ 1st year <strong>of</strong> advanced clinical urology <strong>training</strong><br />

SET 4 ‐ 2nd year <strong>of</strong> advanced clinical urology <strong>training</strong><br />

SET 5 ‐ 3rd year <strong>of</strong> advanced clinical urology <strong>training</strong><br />

SET 6 ‐ Senior Registrar level, progressing to independent clinical practice <strong>and</strong> awarding<br />

<strong>of</strong> the FRACS (Urol)<br />

5.2.1 The SET Program in Urology is designed to allow the Surgical Trainee to achieve<br />

competency in the domains <strong>of</strong> medical <strong>and</strong> technical expertise, clinical judgement,<br />

communication, collaboration, management <strong>and</strong> leadership, health advocacy, scholar<br />

<strong>and</strong> teacher, <strong>and</strong> pr<strong>of</strong>essionalism, leading to competent, independent practice as a<br />

specialist urologist.<br />

5.2.2 Each level <strong>of</strong> the SET Program has <strong>training</strong> requirements which must be satisfied <strong>and</strong> a<br />

maximum duration in which to achieve the same. The <strong>training</strong> requirements are used to<br />

assess performance <strong>and</strong> make a determination on progression <strong>and</strong> suitability to<br />

continue <strong>training</strong>.<br />

5.2.3 Where indicated in these Regulations, some <strong>training</strong> requirements can be completed at<br />

an earlier level or exemption or credit granted through recognition <strong>of</strong> prior learning (see<br />

Section 9).<br />

5.2.4 SET 1 & 2 (Basic)<br />

Acquire basic surgical & clinical skills<br />

Appraising & managing ward/emergency surgical patients<br />

Acquiring basic surgical skill –<br />

basic open surgery ‐ suturing, anatomical layers, acquiring basic operative<br />

techniques<br />

laparoscopic surgery ‐ placement <strong>of</strong> ports, camera assisting, basic dissection<br />

basic general endoscopy ‐ orientation, coordination & dexterity skills<br />

Underst<strong>and</strong> team work, group management, collaboration <strong>and</strong> delegation concepts<br />

Demonstrate broad based general medical knowledge <strong>and</strong> application (including<br />

judgement)<br />

Demonstrate pr<strong>of</strong>essional, ethical & responsible behaviour<br />

Aware <strong>of</strong> basic leadership roles<br />

Aware <strong>of</strong> health care issues including preventive measures as they apply to everyday<br />

care<br />

Aware <strong>of</strong> the importance <strong>of</strong> continuing pr<strong>of</strong>essional development, clinical<br />

governance <strong>and</strong> audit<br />

Demonstrate communication ability including respect <strong>of</strong> others <strong>and</strong> confidentiality<br />

Demonstrate an ability to learn from peers <strong>and</strong> seniors but also to teach juniors in<br />

the team<br />

Published – 10 September 2013 Page 11<br />

Review – September 2014


5.2.5 SET 3 & 4 (Intermediate)<br />

Pursue increasingly advanced skills including mastering the SET 1 & 2 requirements,<br />

including general pre & post surgical care, as well as, care <strong>of</strong> the critically ill patient.<br />

In addition;<br />

• Demonstrate acquisition <strong>of</strong> basic (SET 3) to advanced (SET 4) endourological skills<br />

Completion <strong>of</strong> this level will include performance <strong>of</strong> common procedures;<br />

• All cystoscopic procedures (biopsy, fulguration, TURBT, RGPG, stents)<br />

• All ureteroscopy (including flexible URS/laser where available)<br />

• Endoscopic prostatectomy (small SET 3/complex SET 4) to completion (TURP or<br />

equivalent)<br />

• Basic (SET 3) to advanced (SET 4) complex stone surgery<br />

• Basic laparoscopy (SET 3) to acquiring advanced laparoscopic skills (SET 4)<br />

• Basic major open urology skills (SET3) to acquiring advanced open urology skills<br />

(SET4)<br />

• Performing all minor open skills (e.g. peno‐scrotal surgery, inguinal)<br />

• Acquiring other skills – e.g. urodynamics, TRUS prostate biopsy, continence<br />

procedures, implant surgery, etc.<br />

5.2.6 SET 5 & 6 (Advanced)<br />

Complete mastery <strong>of</strong> SET 14 levels, progressing to a leadership role. Demonstrate<br />

completion <strong>of</strong> core urological skill acquisition.<br />

5.3 Research Requirement<br />

At the completion <strong>of</strong> SET 5, trainees will be established in their ability to underst<strong>and</strong><br />

<strong>and</strong> undertake elective <strong>and</strong> emergency urological care. Trainees will use their time to<br />

finalise their urological skill base <strong>and</strong> be performing most aspects <strong>of</strong> all common<br />

urological surgery safely <strong>and</strong> competently.<br />

At the completion <strong>of</strong> SET 6, trainees will demonstrate all aspects <strong>of</strong> advanced<br />

independent, safe, competent urological performance. They may, be acquiring subspecialised<br />

advanced skills.<br />

Depending on individual performance, most trainees will present for final<br />

examination in late SET 5 or early SET6<br />

5.3.1 A research project is m<strong>and</strong>atory for all trainees prior to presenting for the Fellowship<br />

Examination. This project must be undertaken whilst a Urology trainee. One or more <strong>of</strong><br />

the following would be acceptable:<br />

presentation <strong>of</strong> a paper or poster display to a meeting for which abstracts are<br />

subject to review <strong>and</strong> selection.<br />

a publication in a journal which referees all manuscripts<br />

a dissertation with a written review <strong>of</strong> a clinical problem, together with a critical<br />

literature review; this would be assessed by the Section TA&E Committee, with<br />

other advice if necessary<br />

a 6 month (or more) period <strong>of</strong> full‐time research<br />

a higher degree.<br />

5.3.2 It is the responsibility <strong>of</strong> the Trainee to provide documentation to the Board verifying<br />

completion <strong>of</strong> the research requirement prior to the Trainee being accepted for<br />

presentation for the Fellowship Examination.<br />

Published – 10 September 2013 Page 12<br />

Review – September 2014


5.4 Portfolio <strong>of</strong> Training<br />

5.4.1 The trainee will keep a portfolio <strong>of</strong> their <strong>training</strong>, which will include:<br />

Updated curriculum vitae<br />

Surgical logbook experience<br />

Documentation relating to skills courses <strong>and</strong> research activities<br />

Documentation relating to any period <strong>of</strong> probationary <strong>training</strong><br />

All in‐<strong>training</strong> assessment documentation<br />

5.5 Curriculum<br />

5.5.1 The overall objective <strong>of</strong> the SET Program is to produce competent independent<br />

specialist urologists with the experience, knowledge, skills <strong>and</strong> attributes necessary to<br />

provide the communities, health systems <strong>and</strong> pr<strong>of</strong>essions they serve with the highest<br />

st<strong>and</strong>ard <strong>of</strong> safe, ethical <strong>and</strong> comprehensive care <strong>and</strong> leadership.<br />

5.5.2 To achieve the overall objective, competencies <strong>of</strong> a graduating trainee have been<br />

developed in the RACS competency areas <strong>of</strong> medical expertise, technical expertise,<br />

judgement, communication, collaboration, management <strong>and</strong> leadership, health<br />

advocacy, scholar <strong>and</strong> teacher <strong>and</strong> pr<strong>of</strong>essionalism.<br />

5.5.3 The competencies have been integrated into specific learning outcomes at differing<br />

levels which are aligned with the syllabus modules <strong>and</strong> curriculum components.<br />

5.5.4 The learning outcomes are delivered by a number <strong>of</strong> learning methods <strong>and</strong><br />

opportunities as outlined in the curriculum including structured educational programs,<br />

skills courses, self‐directed learning <strong>and</strong> workplace h<strong>and</strong>s on service learning <strong>and</strong><br />

exploration.<br />

5.5.5 To assess the accomplishment <strong>of</strong> the learning outcomes multiple assessment tools <strong>and</strong><br />

performance based st<strong>and</strong>ards are applied to determine the degree <strong>of</strong> progression<br />

towards the competencies <strong>and</strong> suitability to continue <strong>training</strong>.<br />

5.5.6 To evaluate the effectiveness in achieving the overall objective the assessment <strong>of</strong><br />

learning outcomes <strong>and</strong> other evaluation mechanisms provide direction on potential<br />

improvements to the curriculum, <strong>training</strong> activities <strong>and</strong> learning methods <strong>and</strong><br />

opportunities.<br />

5.6 Educational Resources<br />

5.6.1 All trainees are expected to read widely to develop a sound knowledge base<br />

5.6.2 All trainees should be familiar with the Modular Curriculum where the relevant sources<br />

<strong>of</strong> educational content for each level are outlined.<br />

5.6.3 All SET3 – SET6 trainees are provided with an online subscription to the AUA Updates<br />

each year, which can be accessed from the AUA website.<br />

5.6.4 All SET3‐SET6 trainees are provided with the AUA Self‐Assessment Study Program<br />

(online) which provides a mechanism for assessing knowledge <strong>of</strong> urology.<br />

Published – 10 September 2013 Page 13<br />

Review – September 2014


6. TRAINING POSTS<br />

6.1 Overview<br />

6.1.1 Clinical <strong>training</strong> posts facilitate workplace h<strong>and</strong>s on service learning <strong>and</strong> exploration in a<br />

range <strong>of</strong> <strong>training</strong> environments providing the opportunity for the trainee to develop,<br />

with supervision, the requisite experience, knowledge, skills <strong>and</strong> attributes necessary to<br />

become a competent independent specialist urologist.<br />

6.1.2 Clinical <strong>training</strong> posts are accredited in accordance with the Training Post Accreditation<br />

Regulations available on the USANZ website at www.usanz.org.au<br />

6.1.3 Each <strong>training</strong> unit has its own pr<strong>of</strong>ile for patient case mixes, supervision, staffing levels,<br />

working requirements for trainees <strong>and</strong> equipment. The Board believes it is essential for<br />

trainees to be exposed to varied working environments during <strong>training</strong>.<br />

6.1.4 The Board conducts the allocation <strong>of</strong> trainees to accredited posts during SET1‐SET5 <strong>and</strong><br />

oversees the process for appointment/allocation to accredited SET6 posts.<br />

6.1.5 The Board (or Sectional TA&E on behalf <strong>of</strong> the Board) conducts or oversees the<br />

allocation <strong>of</strong> trainees to accredited posts during all clinical <strong>training</strong> years.<br />

6.1.6 Successful applicants who are deemed to be eligible for appointment are appointed to a<br />

Section <strong>and</strong> SET level. The appointment to a Section is based on their ranking in the<br />

selection process <strong>and</strong> consideration given to their Section preference.<br />

6.1.7 Existing trainees will be given the opportunity to indicate their post preferences for the<br />

forthcoming year. The TA&E Committee will consider these preferences <strong>and</strong> will allocate<br />

trainees according to the <strong>training</strong> requirements <strong>of</strong> each individual. Trainees may not be<br />

allocated to their preferred posts. The decision <strong>of</strong> the TA&E Committee is absolute <strong>and</strong><br />

final <strong>and</strong> trainees are not permitted to swap or enter into their own arrangements.<br />

6.1.8 Each <strong>training</strong> post has an accreditation duration (length <strong>of</strong> time a trainee can spend in<br />

the position) <strong>of</strong> up to 12 months.<br />

6.1.9 On occasions a trainee may be required to change Sections to continue <strong>training</strong> due to<br />

availability <strong>of</strong> posts. Whenever this occurs, the process <strong>of</strong> determining the trainee/s for<br />

relocation will be transparent, <strong>and</strong> based on factors including but not limited to<br />

selection ranking <strong>and</strong> performance in <strong>training</strong> to date.<br />

6.1.10 Personal circumstances will likely change during the 6 year program. The Board is<br />

cognizant <strong>of</strong> this but cannot alter allocated Sections. The logistics <strong>of</strong> such requests are<br />

most <strong>of</strong>ten not possible. While requests can be made by individuals, the Board does not<br />

canvass the broader trainee group to ascertain the variety <strong>of</strong> personal circumstances<br />

that each trainee may personally endure. It is therefore unclear, how relocation can be<br />

effected to ensure fairness to the collective. If personal circumstances are serious then<br />

deferral <strong>of</strong> <strong>training</strong> for one or more years may be required <strong>and</strong> should be considered.<br />

6.2 SET 1 Posts<br />

6.2.1 SET1 trainees will generally rotate through surgical posts <strong>and</strong> may be allocated to 4x3<br />

month terms, 2x6 month terms or 5x10 week terms.<br />

6.2.2 SET1 trainees should undertake a minimum <strong>of</strong> 26 weeks in normal Unit allocations in<br />

General Surgery (not relief, or shift cover) <strong>and</strong> may undertake non‐General Surgery<br />

Published – 10 September 2013 Page 14<br />

Review – September 2014


terms in Urology, Paediatric Surgery, Plastics, Vascular or Cardiothoracic units. They may<br />

also undertake no more than 3 months in a surgically relevant discipline. Surgically<br />

relevant terms include Emergency Department, High Dependency/Intensive Care, or<br />

Anaesthetics.<br />

6.2.3 SET1 trainees can be allocated to a Urology unit for 6 months<br />

6.2.4 SET1 trainees may not spend more than one term, or twelve weeks (whichever is the<br />

lesser) in surgical shift‐work, or in a relief term in a surgical department<br />

6.2.5 SET1 trainees must:<br />

Have access to an education program provided for all surgical SET1 trainees, <strong>and</strong> this<br />

will usually be a basic surgical principles <strong>and</strong> skills program. This may be provided by<br />

the Hospital network rather than the individual hospital.<br />

Have access to appropriate educational literature, either on‐line or through a suitably<br />

resourced library.<br />

Have access to, <strong>and</strong> be encouraged to be involved in, an audit or quality assurance<br />

program during each <strong>of</strong> their terms.<br />

Be allocated quarantined self education time (typically 4 hours per week), to enable<br />

study, self‐improvement, <strong>and</strong> research where applicable<br />

Be given the opportunity to attend in‐<strong>training</strong> workshops <strong>and</strong> other relevant courses<br />

Be able to study for, <strong>and</strong> take examination leave to attempt the SSE <strong>and</strong> CE<br />

examinations<br />

6.2.6 SET1 trainees will be expected to have the following scope/experience:<br />

Opportunity to engage fully in the preparation <strong>of</strong> patients for surgical procedures.<br />

Opportunity to acquire introductory surgical skills e.g. skills such as safe tissue<br />

h<strong>and</strong>ling <strong>and</strong> dissection, knot tying, hemostasis, suturing.<br />

Opportunity to participate in the post operative management <strong>of</strong> the surgical patient.<br />

Opportunity to attend outpatient clinics or equivalent.<br />

Opportunity to participate in the assessment <strong>and</strong> management <strong>of</strong> acute / emergency<br />

type surgical situations.<br />

Participation in quality assurance (Morbidity <strong>and</strong> Mortality Meetings, audits) in the<br />

Division <strong>of</strong> Surgery <strong>of</strong> the participating hospital. They should be encouraged to<br />

contribute to audit, data collection <strong>and</strong> presentations at the meetings.<br />

6.3 SET2 Posts<br />

6.3.1 SET2 trainees will rotate through surgical posts <strong>and</strong> may be allocated to 1x12 month<br />

post or 2x 6 month posts.<br />

6.3.2 SET2 trainees will usually undertake a minimum <strong>of</strong> 26 weeks in normal Unit allocations<br />

in General Surgery (not relief, or shift cover) <strong>and</strong> may undertake non‐ General Surgery<br />

terms in Urology, Paediatric Surgery, Plastics, Vascular or Cardiothoracic units.<br />

6.3.3 SET 2 trainees can be allocated to a Urology unit for 6 months<br />

6.3.4 SET2 trainees must:<br />

Have access to an education program provided for all surgical SET2 trainees. This may<br />

be provided by the Hospital network rather than the individual hospital.<br />

Have access to appropriate educational literature, either on‐line or through a suitably<br />

resourced library.<br />

Have access to, <strong>and</strong> be encouraged to be involved in, an audit or quality assurance<br />

program during each <strong>of</strong> their terms.<br />

Published – 10 September 2013 Page 15<br />

Review – September 2014


Be allocated quarantined self education time (typically 4 hours per week), to enable<br />

study, self‐improvement, <strong>and</strong> research where applicable<br />

Be given the opportunity to attend in‐<strong>training</strong> workshops <strong>and</strong> other relevant courses<br />

Be given the opportunity to attend their annual USANZ <strong>and</strong>/or RACS Section meeting.<br />

6.3.5 SET2 trainees will be expected to have the following scope/experience:<br />

a) Open Surgical Skills<br />

Acquire confidence, familiarity, <strong>and</strong> sound technique in surgical access to the<br />

abdomen, pelvis, <strong>and</strong> inguino‐scrotal regions through a variety <strong>of</strong> surgical incisions.<br />

Develop sound technique in wound closure in all <strong>of</strong> the above exposures.<br />

Learn a familiarity with anatomical l<strong>and</strong>‐marks, anatomical relations, <strong>and</strong> anatomical<br />

<strong>and</strong> surgical planes in the open abdomen.<br />

Learn to recognise normal <strong>and</strong> diseased abdominal <strong>and</strong> pelvic organs.<br />

Learn safe tissue h<strong>and</strong>ling, mobilisation, dissection, <strong>and</strong> transection techniques.<br />

Learn the vascular supply <strong>of</strong> the intestine, <strong>and</strong> the ability to isolate vascularised<br />

bowel segments, <strong>and</strong> perform a variety <strong>of</strong> h<strong>and</strong> sewn <strong>and</strong> stapled enteric<br />

anastomoses.<br />

Learn to perform an ileostomy, <strong>and</strong> a colostomy.<br />

Learn to perform a safe splenectomy, <strong>and</strong> lymph node biopsy.<br />

b) Laparoscopic Skills<br />

The ability to safely, confidently, <strong>and</strong> fluently gain laparoscopic access to the<br />

abdomen <strong>and</strong> the pelvis. Develop an awareness <strong>of</strong> anatomical l<strong>and</strong>marks, <strong>and</strong><br />

laparoscopic orientation.<br />

Develop familiarity with laparoscopic instruments, applicators, <strong>and</strong> stapling devices.<br />

Acquire a level <strong>of</strong> expertise in laparoscopic tissue manipulation, dissection, <strong>and</strong><br />

haemostasis.<br />

Develop introductory skills in laparoscopic suturing <strong>and</strong> intra‐corporeal knot tying.<br />

c) Vascular Skills<br />

Learn the anatomy, principles <strong>and</strong> technique <strong>of</strong> safe mobilisation <strong>and</strong> isolation <strong>of</strong><br />

major abdominal <strong>and</strong> pelvic vasculature.<br />

Learn the principles <strong>and</strong> technique <strong>of</strong> safe arterial <strong>and</strong> venous repair <strong>and</strong><br />

anastomosis.<br />

d) Clinical<br />

Gain competence in the assessment <strong>and</strong> diagnosis <strong>of</strong> the acute abdomen.<br />

Gain competence in assessment <strong>and</strong> coordinated management <strong>of</strong> trauma.<br />

Gain experience <strong>and</strong> skill in the resuscitation <strong>and</strong> management <strong>of</strong> the acutely unwell,<br />

unstable or shocked surgical patient, due to such as blood loss, fluid loss, toxaemia,<br />

or sepsis.<br />

Learn resuscitation, fluid balance, <strong>and</strong> nutrition in the surgical patient.<br />

Develop mature judgement in the role <strong>of</strong> surgery, <strong>and</strong> realistic expectations <strong>of</strong><br />

surgery in the well, acutely unwell, co‐morbid <strong>and</strong> dying patient.<br />

Develop sound judgement in the use <strong>of</strong> peri‐operative interventions (anticoagulation,<br />

antibiotics, fluids, nutrition) through an awareness <strong>of</strong> the indications<br />

<strong>and</strong> contra‐indications for their use.<br />

Gain experience in the early recognition <strong>and</strong> appropriate investigation <strong>and</strong><br />

management <strong>of</strong> post‐operative complications.<br />

Published – 10 September 2013 Page 16<br />

Review – September 2014


6.4 SET3‐SET5 Posts<br />

6.4.1 SET3‐SET5 trainees will rotate through clinical urology posts <strong>and</strong> may be allocated to<br />

1x12 month post or 2x 6 month posts.<br />

6.4.2 SET3‐SET5 <strong>training</strong> posts must comply with the relevant accreditation criteria, including:<br />

Access to appropriate educational facilities & systems to undertake <strong>training</strong><br />

Opportunities for the trainee to participate in a range <strong>of</strong> desirable activities, the<br />

focus <strong>of</strong> which is inclusive <strong>of</strong> educational requirements<br />

A program managed by an appropriate <strong>and</strong> accessible Supervisor supported by the<br />

institution <strong>and</strong> committed Surgeons, delivering regular <strong>training</strong> <strong>and</strong> feedback<br />

Access to a range <strong>and</strong> volume <strong>of</strong> clinical <strong>and</strong> operative experience which will enable<br />

trainees to acquire the competence required to be a surgeon. Supervision <strong>of</strong> trainees<br />

must include fulfilling <strong>of</strong> educational objectives, patient safety <strong>and</strong> employment<br />

obligations.<br />

Facilities, equipment <strong>and</strong> clinical support services required to manage surgical cases<br />

in Urology<br />

Full hospital accreditation <strong>and</strong> a governance structure to deliver <strong>and</strong> monitor safe<br />

surgical practice<br />

6.4.3 The SET 3‐5 years represent the ‘core’ years <strong>of</strong> advanced urological <strong>training</strong>. During this<br />

period, trainees will be exposed to a broad range <strong>of</strong> clinical experiences. Trainees are<br />

encouraged to acquire, over time, the core operative <strong>and</strong> non‐operative competencies<br />

as they appear in the Modular Curriculum.<br />

6.4.3 All trainees are expected to progressively perform, during these years, increasingly<br />

complex aspects <strong>of</strong> the surgical workload.<br />

6.4.5 Trainees will be expected to pursue increasingly advanced skills including mastering the<br />

SET 1 & 2 requirements, including general pre & post surgical care, as well as, care <strong>of</strong> the<br />

critically ill patient.<br />

6.4.6 Trainees will be expected to demonstrate acquisition <strong>of</strong> basic (SET 3) to advanced (SET 4)<br />

endourological skill.<br />

6.4.7 Completion <strong>of</strong> SET 4 will include performance <strong>of</strong> common procedures;<br />

All cystoscopic procedures (biopsy, fulguration, TURBT, RGPG, stents)<br />

All ureteroscopy (including flexible URS/laser where available)<br />

Endoscopic prostatectomy (small SET 3/complex SET 4) to completion (TURP or<br />

equivalent)<br />

Basic (SET 3) to advanced (SET 4) complex stone surgery<br />

Basic laparoscopy (SET 3) to acquiring advanced laparoscopic skills (SET 4)<br />

Basic major open urology skills (SET 3) to acquiring advanced open urology skills (SET 4)<br />

Performing all minor open skills (e.g. peno‐scrotal surgery, inguinal)<br />

6.4.8 Trainees will be expected to acquire other skills – e.g. urodynamics, TRUS prostate<br />

biopsy, continence procedures, implant surgery, etc.<br />

6.4.9 At the completion <strong>of</strong> SET 5, trainees will be established in their ability to underst<strong>and</strong> <strong>and</strong><br />

undertake elective <strong>and</strong> emergency urological care. Trainees will use their time to finalise<br />

their urological skill base <strong>and</strong> be performing most aspects <strong>of</strong> all common urological<br />

surgery safely <strong>and</strong> competently.<br />

Published – 10 September 2013 Page 17<br />

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6.5 SET 6 Posts<br />

6.5.1 All trainees must undertake SET6 in an accredited post within <strong>Australia</strong> or <strong>New</strong> Zeal<strong>and</strong>.<br />

This ensures that all trainees complete their <strong>training</strong> with mastery <strong>of</strong> general urology<br />

<strong>and</strong> some sub‐specialisation.<br />

6.5.2 At the completion <strong>of</strong> the Fellowship exam <strong>and</strong> SET6, the FRACS will be awarded <strong>and</strong><br />

<strong>training</strong> is deemed complete. Beyond that, entrance into <strong>Australia</strong>n or <strong>New</strong> Zeal<strong>and</strong><br />

Consultant practice or further time overseas can be undertaken.<br />

6.5.3 Trainees are required to source their own SET6 post to suit their individual needs <strong>and</strong><br />

wishes.<br />

6.5.4 The Board encourages trainees move out <strong>of</strong> Section to undertake SET6 as there are<br />

substantial benefits to be gained in experiencing a different structure <strong>of</strong> health care<br />

delivery.<br />

6.5.5 Trainees may remain in section for SET6; however they cannot occupy a SET6 post in a<br />

hospital where they have spent a year <strong>of</strong> core <strong>training</strong> (SET3‐SET5).<br />

6.5.6 Each accredited SET6 post must provide exposure to a breadth <strong>of</strong> general urology, <strong>and</strong><br />

can include an element <strong>of</strong> a sub‐specialty. This can enable a trainee to sample any area<br />

<strong>of</strong> possible sub‐specialty interest, helping them decide if they want it to become a focus<br />

<strong>of</strong> their Consultant practice.<br />

6.5.7 It is m<strong>and</strong>atory that the post has adequate supervision, but it is beneficial if it also<br />

provides opportunity for the trainee to demonstrate some degree <strong>of</strong> autonomy <strong>and</strong><br />

responsibility <strong>and</strong> to practice independently, within their capability.<br />

6.5.8 The post must provide at least 20% <strong>of</strong> independent decision making / operative surgery.<br />

This will enable the trainee to begin independent style practice, make management<br />

decisions, <strong>and</strong> initiate <strong>and</strong> follow through with treatment plans.<br />

6.5.9 The post must comply with the following requirements:<br />

The post must be within or affiliated to a teaching hospital or university.<br />

The unit must hold regular unit meetings (pathology, radiology, oncology etc.)<br />

There must be an active audit process within the unit.<br />

The post must <strong>of</strong>fer ongoing participation in clinical research <strong>and</strong>/or teaching<br />

The trainee may be appointed as a Fellow/Senior Registrar/ Registrar <strong>of</strong> the hospital/<br />

health authority<br />

The post must have a nominated supervisor <strong>and</strong> at least one other consultant involved<br />

in clinical activities. The nominated supervisor will be responsible for the trainee's<br />

supervision <strong>and</strong> must agree to provide assessment reports on the trainee's progress<br />

(on the Board <strong>of</strong> Urology In‐Training Assessment Reports) on a quarterly basis<br />

The post must <strong>of</strong>fer a minimum <strong>of</strong> 5 sessions a week supervised by a consultant.<br />

These sessions may include operating sessions, outpatient sessions, <strong>and</strong> substantial<br />

clinical discussion meetings.<br />

The trainee should be the primary Surgeon for at least one operating session per week.<br />

6.5.10 During SET6, trainees must:<br />

maintain a log book <strong>of</strong> procedures <strong>and</strong> operations for 12 months<br />

maintain a record <strong>of</strong> Continuing Pr<strong>of</strong>essional Development which should include<br />

research, teaching undertaken, <strong>and</strong> meetings or conferences attended<br />

Published – 10 September 2013 Page 18<br />

Review – September 2014


submit an In‐Training Assessment Report <strong>and</strong> Logbook Summary to the TA&E<br />

Chairperson in their Section <strong>of</strong> origin every 3 months<br />

provide a Confidential Post Assessment Report at 6 <strong>and</strong> 12 months. Each report<br />

should describe the benefits <strong>and</strong> experience gained together with a summary <strong>of</strong> how<br />

the trainee’s aims <strong>and</strong> objectives have been achieved, the research or teaching<br />

undertaken <strong>and</strong> their perspective on the strengths <strong>and</strong> weaknesses <strong>of</strong> the post. The<br />

submitted report will become the property <strong>of</strong> the Board <strong>of</strong> Urology <strong>and</strong> will not be<br />

made available to the post about which it was written.<br />

6.5.11 A recommendation to Fellowship will only be forthcoming when all <strong>of</strong> the SET6<br />

requirements have been completed <strong>and</strong> submitted.<br />

Published – 10 September 2013 Page 19<br />

Review – September 2014


7. COURSES AND MEETINGS<br />

The following courses <strong>and</strong> meetings are compulsory components <strong>of</strong> the SET Program in Urology. All<br />

trainees must complete the courses outlined below by the end <strong>of</strong> the SET level highlighted:<br />

Course SET1 SET2 SET3<br />

ASSET<br />

CCrISP<br />

EMST<br />

CLEAR<br />

Introductory Skills Workshop<br />

7.1 <strong>Australia</strong>n <strong>and</strong> <strong>New</strong> Zeal<strong>and</strong> Surgical Skills Education <strong>and</strong> Training (ASSET)<br />

7.1.1. The ASSET course provides an educational package <strong>of</strong> generic surgical skills required by<br />

Surgical Trainees <strong>and</strong> is a compulsory aspect <strong>of</strong> Surgical Training.<br />

7.1.2. The course focuses on basic surgical skills, musculoskeletal injuries <strong>and</strong> minimal access<br />

surgery. Information regarding the ASSET course can be found on the RACS website.<br />

7.2 Care <strong>of</strong> the Critically Ill Surgical Patient (CCrISP)<br />

7.2.1. The CCrISP course assists Trainees in developing skills in managing the critically ill<br />

patient, <strong>and</strong> promotes the coordination <strong>of</strong> multidisciplinary care.<br />

7.2.2. The course focuses on clinical knowledge, acumen, <strong>and</strong> procedural skills together with<br />

communication, responsibility <strong>and</strong> leadership. Information regarding the CCrISP course<br />

can be found on the RACS website.<br />

7.3 Critical Literature Evaluation <strong>and</strong> Research (CLEAR)<br />

7.3.1. The CLEAR course is designed to provide tools to undertake critical appraisal <strong>of</strong> surgical<br />

literature <strong>and</strong> to assist surgeons in the conduct <strong>of</strong> clinical trials.<br />

7.3.2. The course aims to make the language <strong>and</strong> methodology relevant to surgeons <strong>and</strong> their<br />

day to day activities. Information regarding the CLEAR course can be found on the RACS<br />

website.<br />

7.3.3 The Australasian <strong>Urological</strong> Foundation recognises the importance <strong>of</strong> this course, <strong>and</strong><br />

has generously agreed to reimburse the registration fee for trainees who attend the<br />

course whilst a SET Urology trainee. To access this reimbursement, trainees are<br />

required to send a copy <strong>of</strong> their course receipt for payment to the Education <strong>and</strong><br />

Training Manager within 3 months <strong>of</strong> course completion.<br />

7.3.4. Trainees may apply for exemption from the CLEAR Course if they hold a postgraduate<br />

qualification that includes work completed in clinical epidemiology. Acceptable<br />

qualifications are a Graduate Diploma, Masters Degree or Doctorate.<br />

7.3.5. Trainees who hold postgraduate qualifications may apply to the Board, via the relevant<br />

Training, Accreditation <strong>and</strong> Education Committee for exemption from the CLEAR Course.<br />

Applicants must provide evidence <strong>of</strong> an acceptable Evidence Based Surgery component<br />

to the qualification. Trainees should refer to the RACS Recognition <strong>of</strong> Prior Learning<br />

Policy.<br />

Published – 10 September 2013 Page 20<br />

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7.4 Early Management <strong>of</strong> Severe Trauma (EMST)<br />

7.4.1. The EMST course is designed to demonstrate concepts <strong>and</strong> principles <strong>of</strong> primary <strong>and</strong><br />

secondary patient assessment, establish management priorities in a trauma situation,<br />

initiate primary <strong>and</strong> secondary management <strong>of</strong> unstable patients <strong>and</strong> demonstrate skills<br />

used in initial assessment <strong>and</strong> management.<br />

7.4.2. Information regarding the EMST course can be found on the RACS website.<br />

7.5 Introductory Skills Workshop<br />

7.5.1 This workshop provides trainees with an introduction to common urological procedures.<br />

Trainees also participate in a Laser Safety Course <strong>and</strong> Fluoroscopy Course.<br />

7.6 Trainee Week<br />

7.6.1. Trainee Week is an intensive <strong>and</strong> interactive education program hosted by a different<br />

Section <strong>of</strong> USANZ each year.<br />

7.6.2 It is compulsory for trainees in SET2‐SET5 to attend Trainee Week.<br />

7.7 Scientific Meetings<br />

7.7.1 Trainees are required to attend scientific meetings as outlined below:<br />

SET1<br />

SET2<br />

SET3‐SET5<br />

SET6<br />

Attendance at one or more scientific meetings (e.g. College ASC, Registrar Paper<br />

Day, USANZ ASM) is encouraged.<br />

Attendance at one or more scientific meetings (e.g. College ASC, Registrar Paper<br />

Day, USANZ ASM) is expected<br />

Attendance at USANZ ASM is compulsory<br />

Attendance at USANZ ASM or another urological meeting (conditional upon leave<br />

approval) is optional<br />

7.7.2 Quality educational meetings should be attended to broaden the educational<br />

experience. The Board encourages trainees to attend any educational meeting pending<br />

leave availability <strong>and</strong> service requirements <strong>of</strong> the post.<br />

7.8 Section Meetings <strong>and</strong> Educational Activities<br />

7.8.1 Trainees are required to attend the relevant Section Meeting each year as outlined below:<br />

SET1<br />

SET2<br />

SET3‐SET5<br />

SET6<br />

Attendance at the relevant Section meeting <strong>of</strong> USANZ is encouraged.<br />

Expected to attend the relevant Section meeting <strong>of</strong> USANZ is expected<br />

Attendance <strong>and</strong> presentation at the relevant Section Meeting <strong>of</strong> USANZ is compulsory<br />

Attendance at the relevant Section Meeting (conditional upon leave approval) is<br />

optional<br />

7.8.2 The Section TA&E may coordinate, oversee or endorse tutorial programs, workshops,<br />

skills courses, journal clubs <strong>and</strong> other similar educational activities for the benefit <strong>of</strong><br />

Trainees. These sectional activities are aimed at providing opportunities for Trainees to<br />

meet the components <strong>of</strong> the Urology curriculum. Where stipulated, components <strong>of</strong> the<br />

Section education program may be compulsory.<br />

7.8.3 Requests for leave to not attend Section or other educational meetings must be<br />

obtained prospectively from the Section TA&E Chairperson. Non attendance under any<br />

other circumstances may impact on a trainee’s progress in <strong>training</strong>.<br />

Published – 10 September 2013 Page 21<br />

Review – September 2014


7.9 Local Education Activities<br />

7.9.1 A trainee’s day to day education is provided by their hospital post. This will include<br />

tutorials, uro‐radiology meetings, uro‐pathology meetings, journal club meetings <strong>and</strong><br />

quality assurance meetings.<br />

Published – 10 September 2013 Page 22<br />

Review – September 2014


8. ASSESSMENT<br />

8.1 Assessment <strong>of</strong> Performance during Clinical Training<br />

8.1.1 Each accredited <strong>training</strong> post has a College approved Training Supervisor nominated by<br />

the institution <strong>and</strong> approved by the Board <strong>of</strong> Urology. Training Supervisors coordinate,<br />

<strong>and</strong> are responsible for, the management, education, <strong>training</strong> <strong>and</strong> assessment <strong>of</strong><br />

trainees rotating through their designated accredited <strong>training</strong> posts.<br />

8.1.2 Where a trainee is placed in an accredited post <strong>of</strong> another specialty (e.g. a SET 1 Urology<br />

trainee in a General Surgery post) a Urologist will be nominated by the Board <strong>of</strong> Urology<br />

as the nominal Training Supervisor <strong>and</strong> will assume overall responsibility for the<br />

assessment <strong>of</strong> performance during that period <strong>of</strong> clinical <strong>training</strong>.<br />

8.1.3 Trainers are surgeons, or other medical specialists, who normally interact with trainees<br />

in the operating theatre, outpatient department <strong>and</strong> during clinical meetings <strong>and</strong><br />

education sessions. Trainers may assist the Training Supervisor with monitoring, guiding<br />

<strong>and</strong> giving feedback to trainees, as well as appraising <strong>and</strong> assessing their performance.<br />

8.1.4 The assessment <strong>of</strong> a trainee’s performance by the Training Supervisor is fundamental to<br />

their continuing satisfactory progression through the SET Program in Urology.<br />

8.1.5 Assessments are focused on the workplace application <strong>of</strong> the necessary knowledge,<br />

skills <strong>and</strong> behaviours for that particular SET Program level.<br />

8.1.6 Regular feedback <strong>and</strong> assessment <strong>of</strong> the trainee by Consultant members <strong>of</strong> the Unit is<br />

advisable, to identify <strong>and</strong> reinforce good performance <strong>and</strong> to review areas requiring<br />

improvement. These are in addition to the formal assessments. Trainees are encouraged<br />

to seek continuous feedback <strong>and</strong> informal assessment.<br />

8.2 In‐Training Assessment Reports<br />

8.2.1 An assessment report must be completed quarterly during each year <strong>of</strong> clinical <strong>training</strong><br />

on the prescribed form applicable to the relevant SET level.<br />

8.2.2 An assessment report must also be completed<br />

a) as soon as is practical any time after the identification <strong>of</strong> unsatisfactory or borderline<br />

performance as determined by the surgical supervisor<br />

b) at the end <strong>of</strong> a probationary period or at more frequent intervals during a<br />

probationary period where requested by the Board <strong>of</strong> Urology or Sectional TA&E<br />

8.2.3 In‐<strong>training</strong> assessment reports must be completed by the Training Supervisor, with the<br />

input <strong>of</strong> all other consultants on the Unit.<br />

8.2.4 The Training Supervisor may also seek input from other persons who had contact with<br />

the Trainee (e.g. nurses, allied health staff, administrative staff).<br />

8.2.5 All consultant members <strong>of</strong> the Unit on which the Trainee is allocated to are required to<br />

contribute to the Trainee’s assessment. This is best undertaken at a face‐to face meeting<br />

to discuss the performance <strong>of</strong> the Trainee, <strong>and</strong> to reach consensus on the assessment <strong>of</strong><br />

each area on the assessment form. Although the assessment form can be completed in<br />

the absence <strong>of</strong> the Trainee, the Training Supervisor must subsequently meet with the<br />

Trainee to discuss the assessment report.<br />

Published – 10 September 2013 Page 23<br />

Review – September 2014


8.2.6 The completed assessment report must be signed <strong>and</strong> dated by both the Trainee <strong>and</strong><br />

the Training Supervisor <strong>and</strong> should reflect the discussions held during the applicable<br />

performance assessment meeting. Signing the assessment report confirms the<br />

assessment report has been discussed but does not signify agreement with the<br />

assessment.<br />

8.2.7 Trainees are required to participate in the assessment process. Failure <strong>of</strong> a Trainee to<br />

participate or adhere to the requirements <strong>of</strong> the assessment process in a timely manner<br />

may result in non‐accreditation <strong>of</strong> a period <strong>of</strong> <strong>training</strong>, <strong>and</strong> commencement <strong>of</strong><br />

Probationary Training.<br />

8.2.8 Trainees are responsible for ensuring that the completed assessment report is<br />

submitted to the Sectional TA&E Chairperson in the prescribed manner by the due date.<br />

Trainees are also required to retain a copy <strong>of</strong> each assessment report for their records.<br />

8.2.9 Failure to submit any assessment report by the due date in accordance with instructions<br />

from the Sectional TA&E or Board may result in a probationary period or nonaccreditation<br />

<strong>of</strong> a period <strong>of</strong> <strong>training</strong>.<br />

8.2.10 The Sectional TA&E is responsible for the review <strong>of</strong> an assessment report <strong>and</strong> making<br />

recommendations to the Board for accreditation <strong>of</strong> a clinical rotation.<br />

8.3 Assessment <strong>of</strong> Operative Experience during Clinical Training<br />

8.3.1 Appropriately supervised operative experience obtained during clinical <strong>training</strong>,<br />

including good case mixes <strong>and</strong> caseloads, are essential learning opportunities for<br />

trainees to acquire the necessary technical skills <strong>and</strong> expertise to practice as an<br />

independent urologist.<br />

8.3.2 Accurate reporting <strong>of</strong> the operative experience by each trainee in an accredited clinical<br />

<strong>training</strong> post is required. The operative logbook (the logbook) provides details about the<br />

trainee’s level <strong>of</strong> supervised <strong>and</strong> independent surgical operative experience.<br />

8.3.3 Trainees must maintain an operative experience log <strong>of</strong> all procedures they participate in<br />

as part <strong>of</strong> the SET Program in accredited <strong>training</strong> positions.<br />

8.3.4 The logbook must be completed by the trainee at regular intervals as determined by the<br />

Board.<br />

8.3.5 A logbook summary report must be submitted quarterly <strong>and</strong> must be verified by the<br />

Training Supervisor as an accurate record.<br />

8.3.6 The trainee is responsible for forwarding the completed logbook to the Sectional TA&E<br />

by the communicated due date. Failure to submit the logbook by the due date in<br />

accordance with instructions from the Sectional TA&E or Board may result in a<br />

probationary period or non‐accreditation <strong>of</strong> a period <strong>of</strong> <strong>training</strong><br />

8.3.7 Trainees are required to keep a copy <strong>of</strong> their logbook for their personal records <strong>and</strong><br />

<strong>training</strong> portfolio.<br />

8.3.8 The Sectional TA&E is responsible for the review <strong>of</strong> a logbook summary report<br />

8.3.9 Inaccurate recording <strong>of</strong> procedures in the operative logbook is classified as misconduct<br />

<strong>and</strong> forms grounds for dismissal in accordance with the College Dismissal from Surgical<br />

Training policy, Section 8.8 <strong>of</strong> these Regulations <strong>and</strong> Appendix 2 Dismissal from Surgical<br />

Training.<br />

Published – 10 September 2013 Page 24<br />

Review – September 2014


8.4 Direct Observation <strong>of</strong> Procedural Skills in Surgery (Surgical DOPS) Assessment<br />

8.4.1 Surgical DOPS is a method <strong>of</strong> assessing competence in performing diagnostic <strong>and</strong><br />

interventional procedures during surgical practice. It also facilitates feedback in order to<br />

drive learning. Information relating to Surgical DOPS can be found on the RACS website.<br />

8.4.2 The form can be found on the USANZ website www.usanz.org.au<br />

8.4.3 All SET1‐SET4 Trainees are required to participate in at least one (1) DOPS assessment<br />

per three‐month assessment period.<br />

8.4.4 These assessments are formative <strong>and</strong> are aimed at guiding further development <strong>of</strong><br />

surgical skills.<br />

8.4.5 Assessments should be completed in time for review during the In‐Training assessment.<br />

The forms must be submitted in accordance with the instructions from the Board.<br />

Failure to return the form may result in the term being deemed not assessed <strong>and</strong> may<br />

therefore be unaccredited. This may result in the Trainee commencing probationary<br />

<strong>training</strong> in the subsequent term.<br />

8.4.6 Multiple scores <strong>of</strong> “Borderline” or a single score <strong>of</strong> “Below Expectations” indicates a<br />

need for significant improvement in performance. Trainees should be counselled <strong>and</strong><br />

given opportunity to improve in the relevant skills before being reassessed. This process<br />

may be repeated until significant improvement is demonstrated.<br />

8.4.7 Trainees are advised to retain a copy <strong>of</strong> the assessment in their Training Portfolio.<br />

8.5 Mini‐Clinical Examination (Mini‐CEX)<br />

8.5.1 The Mini‐CEX is designed to assess competencies essential to the provision <strong>of</strong> good<br />

clinical care. It is also used to facilitate feedback in order to drive learning. Information<br />

relating to the Mini‐CEX can be found on the RACS website.<br />

8.5.2 The form can be found on the USANZ website www.usanz.org.au<br />

8.5.3 All SET1‐SET4 Trainees are required to participate in at least one (1) Mini‐CEX<br />

assessment per three‐month period.<br />

8.5.4 These assessments are formative <strong>and</strong> are aimed at guiding further development <strong>of</strong><br />

clinical skills.<br />

8.5.5 Assessments should be completed in time for review during the In‐Training assessment.<br />

The forms must be submitted in accordance with the instructions from the Board.<br />

Failure to return the form may result in the term being deemed not assessed <strong>and</strong> may<br />

therefore be unaccredited. This may result in the Trainee commencing probationary<br />

<strong>training</strong> in the subsequent term.<br />

8.5.6 Multiple scores <strong>of</strong> “Borderline” or a single score <strong>of</strong> “Below Expectations” indicates a<br />

need for significant improvement in performance. Trainees should be counselled <strong>and</strong><br />

given opportunity to improve in the relevant skills before being reassessed. This process<br />

may be repeated until significant improvement is demonstrated.<br />

8.5.7 Trainees are advised to retain a copy <strong>of</strong> the assessment in their Training Portfolio.<br />

Published – 10 September 2013 Page 25<br />

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8.6 Accreditation <strong>of</strong> Clinical Training Rotations<br />

8.6.1 The Board <strong>of</strong> Urology is responsible for the review <strong>of</strong> assessment reports <strong>and</strong> for<br />

confirming that Training Supervisors have applied appropriate st<strong>and</strong>ards <strong>of</strong> assessment.<br />

As the committee responsible for confirming the accreditation <strong>of</strong> clinical rotations, the<br />

Board <strong>of</strong> Urology may by majority decision substitute its own rating <strong>of</strong> assessment<br />

reports.<br />

8.6.2 A clinical rotation (being 3 months duration) will be recorded as Satisfactory when the<br />

assessment report or logbook summary satisfies the Board’s performance st<strong>and</strong>ards.<br />

8.6.3 A clinical rotation (being 3 months duration) will be recorded as Borderline when the<br />

assessment report or logbook summary does not completely satisfy the Board’s<br />

performance st<strong>and</strong>ards<br />

8.6.3 A clinical rotation (being 3 months duration) will be recorded as Unsatisfactory when an<br />

assessment report or logbook is well below the Board’s performance st<strong>and</strong>ards.<br />

8.6.4 A clinical rotation (being 3 months duration) may be recorded as unsatisfactory if leave<br />

exceeds six weeks in any six month rotation (or pro‐rata).<br />

8.6.5 Where an assessment report is rated as Borderline the Board or Sectional TA&E on<br />

behalf <strong>of</strong> the Board will review the report <strong>and</strong> determine if the clinical rotation is to be<br />

recorded as unsatisfactory, satisfactory or remain borderline.<br />

8.6.6 If a clinical rotation has been recorded as Unsatisfactory the rotation may not be<br />

accredited towards the trainee’s surgical education <strong>and</strong> <strong>training</strong> <strong>and</strong> may require an<br />

extension <strong>of</strong> <strong>training</strong>. The length <strong>of</strong> the extension will be determined by the Board or<br />

Sectional TA&E.<br />

8.6.7 Where an assessment has been ultimately assessed as unsatisfactory, or the Board <strong>of</strong><br />

Urology has overruled the Sectional TA&E, the trainee will be notified in writing <strong>of</strong> the<br />

change in decision.<br />

8.6.8 If a trainee is required to undergo an extension <strong>of</strong> <strong>training</strong> then the rules, <strong>regulations</strong><br />

<strong>and</strong> pre‐requisites that apply will be those that apply at the time <strong>of</strong> returning to the<br />

<strong>training</strong> level that they return to <strong>and</strong> to the cohort <strong>of</strong> trainees that they join not what<br />

may have applied previously to that trainee.<br />

8.6.9 Where a trainee has returned from a period <strong>of</strong> interruption <strong>and</strong> has not demonstrated<br />

retention <strong>of</strong> the competencies commensurate with the SET level prior to the<br />

interruption, the Board may record the rotation as “not assessed”. Trainees may be<br />

placed on probation with a remediation plan to return competency to the required<br />

st<strong>and</strong>ard. In exceptional circumstances, the trainee will be required to revert to a lower<br />

SET level. This is to ensure a safe <strong>and</strong> satisfactory level <strong>of</strong> acquisition <strong>of</strong> knowledge <strong>and</strong><br />

skill base within the limits <strong>of</strong> what can be achieved in any time period.<br />

8.7 Unsatisfactory Progression or Performance<br />

8.7.1 A trainee in the SET Program in Urology may be placed on Probation for any one <strong>of</strong> the<br />

following reasons:<br />

a) An Unsatisfactory or Borderline In‐Training Assessment Report<br />

b) Misconduct<br />

c) Failure to complete SET Program <strong>training</strong> requirements<br />

d) Failure to comply with RACS directions<br />

Published – 10 September 2013 Page 26<br />

Review – September 2014


e) Failure to pay outst<strong>and</strong>ing monies<br />

f) Failure to satisfy medical registration or employment requirements<br />

8.7.2 The probationary period is designed to provide the trainee with the opportunity to learn<br />

from their mistakes <strong>and</strong> to improve their attitudes, behaviours, knowledge <strong>and</strong> skills<br />

where appropriate. A trainee undertaking a probationary period will be classified as<br />

probationary status.<br />

8.7.3 Where the Board determines that a trainee is to undergo a probationary period the<br />

Board will formally notify the trainee, in writing, copied to the surgical supervisor <strong>and</strong><br />

the relevant employing authority, that a probationary period has been applied. Such<br />

notification should include:<br />

a) Identification <strong>of</strong> the reason for the probationary period (e.g. unsatisfactory<br />

performance)<br />

b) Confirmation <strong>of</strong> the remedial action plan<br />

c) Identification <strong>of</strong> the conditions or required st<strong>and</strong>ards <strong>of</strong> performance to be achieved<br />

during the probationary period<br />

d) Notification <strong>of</strong> the duration <strong>of</strong> the probationary period<br />

e) The frequency at which assessment reports must be submitted (if applicable)<br />

f) Possible implications if any one <strong>of</strong> the conditions or required st<strong>and</strong>ards <strong>of</strong><br />

performance are not satisfied<br />

8.7.4 The probationary period set by the Board will usually be no less than three months <strong>and</strong><br />

generally, no more than six months. In the event <strong>of</strong> misconduct, or where there have<br />

been previous probationary periods, the probationary period may be up to twelve<br />

months.<br />

8.7.5 During the probationary period the trainee’s performance should be regularly reviewed<br />

by the Training Supervisor <strong>and</strong> the Trainee should be <strong>of</strong>fered constructive feedback <strong>and</strong><br />

support.<br />

8.7.6 If performance has improved <strong>and</strong> all the conditions have been satisfied at the conclusion<br />

<strong>of</strong> the probationary period the probationary status will be removed <strong>and</strong> the trainee will<br />

be notified in writing.<br />

8.7.7 If performance has not improved to the required st<strong>and</strong>ard or a condition has not be<br />

satisfied at the conclusion <strong>of</strong> the probationary period the Board may proceed with<br />

dismissal in accordance with the RACS policy on Dismissal from Surgical Training, section<br />

8.8 <strong>of</strong> these Regulations <strong>and</strong> the procedures in Appendix 2.<br />

8.8 Dismissal from the SET Program<br />

8.8.1 Trainees may be considered for dismissal in accordance with the RACS policy Dismissal<br />

from Surgical Training, section 8.8 <strong>of</strong> these <strong>regulations</strong> <strong>and</strong> Appendix 2.<br />

8.8.2 Trainees may be dismissed from the SET program for any one or more <strong>of</strong> the following:<br />

a) Unsatisfactory performance<br />

i. where they have been assessed as unsatisfactory in two consecutive or three<br />

non‐consecutive clinical rotations;<br />

ii. the trainee’s performance has been rated as unsatisfactory during a<br />

probationary period;<br />

iii. the trainee has failed to satisfy a condition <strong>of</strong> a probationary period;<br />

b) Misconduct considered to be so serious as to warrant dismissal from <strong>training</strong>;<br />

c) Failure to complete <strong>training</strong> requirements within specified timeframes;<br />

Published – 10 September 2013 Page 27<br />

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d) Failure to comply with written direction <strong>of</strong> the College <strong>and</strong> its Boards <strong>and</strong><br />

Committees;<br />

e) Failure to pay <strong>training</strong> related fees by due deadlines;<br />

f) Failure to maintain general medical registration or general scope registration;<br />

g) Failure to achieve or maintain employment in accredited <strong>training</strong> posts; <strong>and</strong><br />

h) Other circumstances as approved by the Censor‐in‐Chief.<br />

8.8. 3 Trainees may be considered for dismissal for failure to complete <strong>training</strong> requirements<br />

at any time. This includes but is not limited to where a trainee fails to successfully<br />

complete a RACS examination within the timeframe or number <strong>of</strong> attempts specified in<br />

the relevant RACS policy or a <strong>training</strong> requirement <strong>of</strong> the SET Program within the<br />

maximum timeframe for the relevant SET Program level.<br />

8.8. 4 The methodology for managing the dismissal <strong>of</strong> a trainee from the SET Program in<br />

Urology will be in accordance with section 8.8 <strong>of</strong> these <strong>regulations</strong> <strong>and</strong> Appendix 2.<br />

8.8.5 Any person adversely affected by a decision made by the Board, TA&E Committee or<br />

surgical supervisor may, within one month <strong>of</strong> being notified <strong>of</strong> the decision apply in<br />

writing to the Board Chair to have the decision reviewed or reconsidered by the Board in<br />

accordance with Clause 4.5.<br />

8.8. 6 Decisions relating to dismissal from surgical <strong>training</strong> may be appealed in accordance<br />

with the RACS Appeals Mechanism Policy.<br />

Published – 10 September 2013 Page 28<br />

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9. EXAMINATIONS<br />

9.1 Compulsory Examinations<br />

9.1.1 The SET Program in Urology requires successful completion <strong>of</strong> four examinations:<br />

a) Surgical Sciences (Generic) Examination<br />

b) Clinical Examination<br />

c) Surgical Sciences (Urology) Examination<br />

d) Fellowship Examination in Urology<br />

9.1.2 Recognition <strong>of</strong> prior learning for the examinations may be considered in accordance<br />

with Section 10.<br />

9.1.3 Registration <strong>and</strong> delivery <strong>of</strong> the examinations is managed by the RACS with a fee<br />

charged. There are strict closing dates with full details available on the RACS website<br />

www.surgeons.org.<br />

9.2 Surgical Science (Generic) Examination<br />

9.2.1 The Surgical Science (Generic) Examination has an emphasis on the application <strong>of</strong> basic<br />

science knowledge <strong>and</strong> underst<strong>and</strong>ing <strong>and</strong> clinical practice relevant to surgery. The<br />

recommended reading list <strong>and</strong> advice is available on the RACS website at<br />

www.surgeons.org.<br />

9.2.2 Trainees must complete the Surgical Science (Generic) Examination in accordance with<br />

the RACS Conduct <strong>of</strong> the Surgical Science Examination‐Generic Component Policy<br />

9.3 Clinical Examination<br />

9.3.1 The Clinical Examination has an emphasis on the application <strong>of</strong> basic science knowledge<br />

<strong>and</strong> underst<strong>and</strong>ing <strong>and</strong> clinical practise relevant to surgery. Examples <strong>of</strong> tasks include<br />

patient history taking <strong>and</strong> examination, demonstration <strong>of</strong> practical technical skill, the<br />

application <strong>of</strong> basic science knowledge, data acquisition <strong>and</strong> analysis, counselling <strong>and</strong><br />

communication skills. The recommended reading list <strong>and</strong> advice is available on the RACS<br />

website at www.surgeons.org.<br />

9.3.2 Trainees must complete the Surgical Science (Generic) Examination in accordance with<br />

the RACS Conduct <strong>of</strong> the SET Clinical Examination Policy.<br />

9.4 Surgical Science (Urology) Examination<br />

9.4.1 The Surgical Science (Urology) Examination has an emphasis on the application <strong>of</strong> basic<br />

science knowledge <strong>and</strong> underst<strong>and</strong>ing <strong>and</strong> clinical practice relevant to urology. The<br />

recommended reading list <strong>and</strong> advice is available on the USANZ website<br />

www.usanz.org.au.<br />

9.4.2 Trainees must complete the Surgical Science (Urology) Examination in accordance with<br />

the RACS Conduct <strong>of</strong> the Surgical Science Examination in Urology Policy.<br />

9.5 Fellowship Examination<br />

9.5.1 The Fellowship Examination is administered by the Royal Australasian College <strong>of</strong><br />

Surgeons. Information regarding examination dates, eligibility criteria <strong>and</strong> application<br />

forms can be obtained via the RACS website www.surgeons.org.<br />

Published – 10 September 2013 Page 29<br />

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.<br />

9.5.2 Trainees must comply with the following in order to be eligible to sit the Fellowship<br />

Examination<br />

a) be registered as an accredited Trainee <strong>of</strong> the College<br />

b) have satisfied the requirements <strong>of</strong> the <strong>training</strong> program, including completion <strong>of</strong> a<br />

research project approved by the Board <strong>of</strong> Urology<br />

9.5.3 Trainees will be assessed on the following when determining their eligibility to sit the<br />

Fellowship Examination<br />

a) General skill base;<br />

Demonstrates team work, group management, collaboration <strong>and</strong> delegation<br />

concepts<br />

Demonstrates broad based general medical knowledge <strong>and</strong> application (including<br />

judgement)<br />

Demonstrates pr<strong>of</strong>essional, ethical & responsible behaviour<br />

Aware & undertakes leadership roles<br />

Aware <strong>of</strong> health care issues including preventive measures as they apply to everyday<br />

care<br />

Aware <strong>of</strong> the importance <strong>of</strong> continuing pr<strong>of</strong>essional development, clinical<br />

governance <strong>and</strong> audit<br />

Demonstrates communication ability including respect <strong>of</strong> others <strong>and</strong> confidentiality<br />

Demonstrates an ability to learn from peers <strong>and</strong> seniors but also to teach juniors in<br />

the team<br />

b) Clinical skill base;<br />

Manages ward duties, emergency caseload, theatre lists, clinic, junior staff<br />

Manages all aspects <strong>of</strong> pre & post operative surgical care<br />

Endoscopically competent ‐ (Cystoscopy, RGPG, stents, URS, TURBT, TURP or<br />

equivalent)<br />

Performs all scrotal, basic penile, minor urological open surgery<br />

Performs most aspects <strong>of</strong> advanced urological surgery with demonstration <strong>of</strong><br />

underst<strong>and</strong>ing <strong>of</strong> the principles <strong>of</strong> major surgery<br />

Acquires other skills – e.g. urodynamics, TRUS Bx, continence procedures, implants<br />

c) In addition;<br />

Demonstrates core reading that confirms a knowledge base that is broad based <strong>and</strong><br />

an ability to integrate core knowledge into clinical practice.<br />

Demonstrates clinical performance with core skill base at a safe <strong>and</strong> competent level.<br />

Has completed all <strong>training</strong> requirements<br />

Has no outst<strong>and</strong>ing disciplinary issues<br />

Has no unsatisfactory technical or non‐technical competency issues<br />

9.5.4 Trainees must be approved as eligible to sit by the Board <strong>of</strong> Urology on each occasion<br />

that they present for the examination. Trainees must make an application on the<br />

appropriate form obtainable from the College. Applications must be sent to the RACS<br />

before the specified closing date.<br />

9.5.5 The Fellowship Examination in Urology is a criterion‐based assessment. The criterion is<br />

that <strong>of</strong> a safe practicing clinical urologist. The exam is not designed to rank c<strong>and</strong>idates in<br />

order <strong>of</strong> scores but to assess whether the c<strong>and</strong>idates meet the prescribed criterion.<br />

Published – 10 September 2013 Page 30<br />

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9.5.6 The examination consists <strong>of</strong> 7 parts. (See Appendix 1) Currently there are two written<br />

papers, which are taken four to six weeks before the viva examinations. The viva<br />

examinations consist <strong>of</strong> two anatomy <strong>and</strong> operative surgery vivas, a pathology viva <strong>and</strong><br />

two clinical vivas involving diagnosis <strong>of</strong> management plans for clinical cases. The format<br />

<strong>and</strong> constituents <strong>of</strong> the exam may change from time to time. Current advice regarding<br />

the exam is available on the USANZ website www.usanz.org.au.<br />

9.5.7 The examination covers the whole urology curriculum. The written examinations tend to<br />

require factual information. The viva exams consist <strong>of</strong> a series <strong>of</strong> clinical scenarios<br />

requiring the interpretation <strong>of</strong> various forms <strong>of</strong> clinical information to solve clinical<br />

problems. This skill is best developed by experience in the actual management <strong>of</strong><br />

patients.<br />

9.5.8 The Fellowship Examination in Urology is generally undertaken in either late SET5 or<br />

early SET6.<br />

Published – 10 September 2013 Page 31<br />

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10. RECOGNITION OF PRIOR LEARNING<br />

10.1 Introduction<br />

10.1.1 Recognition <strong>of</strong> prior learning involves the assessment <strong>of</strong> prior <strong>training</strong> or experience<br />

obtained which is comparable to components <strong>of</strong> the SET Program. The principle <strong>of</strong> this<br />

recognition <strong>of</strong> prior learning policy is to avoid unnecessary duplication <strong>of</strong> <strong>training</strong> <strong>and</strong><br />

experience which is equivalent to that delivered within the SET Program.<br />

10.1.2 The <strong>regulations</strong> comply with the RACS Recognition <strong>of</strong> Prior Learning Policy.<br />

10.1.3 There is no automatic entitlement to recognition <strong>of</strong> prior learning. Trainees must submit<br />

documentation to the Board via the Education <strong>and</strong> Training Manager for the<br />

components they wish to be exempt from.<br />

10.1.4 Applications for RPL will only be considered once a trainee has commenced the SET<br />

Program in Urology.<br />

10.1.5 As per the RACS policy, the (UK based) MRCS is not considered equivalent to the SSE <strong>and</strong><br />

CE, therefore Trainees will not be given RPL for these examinations.<br />

10.1.6 Qualifications not considered for points at SET Urology Selection will not be accepted for<br />

RPL.<br />

10.1.7 Trainees will be notified in writing by the Board <strong>of</strong> the outcome <strong>of</strong> their recognition <strong>of</strong><br />

prior learning application.<br />

10.2 Compulsory Examinations<br />

10.2.1 Trainees who have satisfactorily completed the RACS Clinical Examination prior to<br />

commencement on the SET Program will be granted credit for this component.<br />

10.2.2 Trainees who have satisfactorily completed the RACS Surgical Science (Generic)<br />

Examination prior to commencement on the SET Program will be granted credit for this<br />

component.<br />

10.3 Compulsory Courses<br />

10.3.1 Trainees who have satisfactorily completed the CCrISP Course may be eligible for credit<br />

for this component.<br />

10.3.2 Trainees who have satisfactorily completed the CLEAR Course may be eligible for credit<br />

for this component.<br />

10.3.3 Trainees who have satisfactorily completed the EMST Course or the equivalent<br />

Advanced Trauma Life Support (ATLS) Course may be eligible for credit for this<br />

component.<br />

Published – 10 September 2013 Page 32<br />

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11. APPENDIX 1 – FELLOWSHIP EXAM FORMAT<br />

11.1 Written Papers<br />

1.1.1 There are 2 written papers each with 8 short questions <strong>and</strong> c<strong>and</strong>idates are given 2 hours<br />

to complete the paper. The examiners expect short answers, which are tightly focussed<br />

in regards to the questions that are asked. The questions are frequently asked in clinical<br />

scenarios <strong>and</strong> the c<strong>and</strong>idate should pay attention to the clinical information that is<br />

provided to tailor the answers to suit that particular clinical situation rather than a<br />

generic response covering the disease process. The examiners are looking for mature<br />

judgment <strong>and</strong> considered opinions in addition to essential facts in marking the answers.<br />

11.1.2 Each question will usually have 3‐4 essential points, which must be raised to successfully<br />

pass the question. In addition there may be a further 3‐4 other relevant points, the<br />

majority <strong>of</strong> which would need to be raised to pass the question.<br />

11.1.3 Previous written examination papers are available on the USANZ website www.usanz.org.au<br />

11.2 Clinical Vivas<br />

11.2.1 There are two clinical vivas termed “the Clinical Investigation Management Viva” <strong>and</strong><br />

the “Structured Oral Examination”, which each run for forty minutes.<br />

11.2.2 The Clinical Investigation Management viva uses a series <strong>of</strong> imaging materials including x‐<br />

rays, ultrasound, CT scans, <strong>and</strong> nuclear medicine scans, MRI images, urodynamic tracings<br />

<strong>and</strong> other diagnostic material. The c<strong>and</strong>idate will be expected to interpret the image or<br />

investigation supplied, suggest further investigations, which may assist in the management<br />

plan <strong>and</strong> on occasions outline a management plan for the particular case showed.<br />

11.2.3 The Structured Oral Examination involves an analysis <strong>of</strong> actual clinical cases. The<br />

c<strong>and</strong>idate will be given a brief history similar to a referring general practitioner’s letter<br />

<strong>and</strong> be quizzed on relevant facts in the history <strong>and</strong> physical examination that are<br />

essential to form the initial management plan. Questions then proceed down a<br />

designated pathway involving various aspects <strong>of</strong> the patients’ care. As the cases are real<br />

cases there is a pre‐determined pathway, which the c<strong>and</strong>idate may be re‐directed to. In<br />

some situations there may be two equally valid choices <strong>of</strong> treatment <strong>and</strong> the c<strong>and</strong>idate<br />

will be directed along the treatment path that was actually given. Xrays, Urodynamic<br />

studies <strong>and</strong> other investigations may be shown as the case develops.<br />

11.2.4 The Anatomy <strong>and</strong> Operative Surgery vivas consist <strong>of</strong> two vivas <strong>of</strong> twenty five minutes<br />

each. The c<strong>and</strong>idate will be questioned on a particular operative procedure <strong>and</strong> will also<br />

be questioned on the anatomy relevant to the operative procedure. The anatomy<br />

component is usually embedded as part <strong>of</strong> the operative surgery <strong>and</strong> not a separate<br />

section <strong>of</strong> the exam. Only relevant embryology such as ureteric duplication, horseshoe<br />

kidney, (where it is relevant to the surgery), will be asked. The c<strong>and</strong>idate will usually be<br />

asked on segments <strong>of</strong> the operation including consent, preoperative <strong>and</strong> in theatre work<br />

up <strong>and</strong> in particular will be asked to deal with common complications that occur intraoperatively<br />

<strong>and</strong> postoperatively in that particular procedure.<br />

11.2.5 The Surgical Pathology viva lasts for twenty five minutes. It consists <strong>of</strong> a series <strong>of</strong><br />

images within an accompanying clinical scenario. The c<strong>and</strong>idates will be expected to<br />

underst<strong>and</strong> the pathology related to the image <strong>and</strong> its relevance to developing clinical<br />

management plans in regards to the disease process.<br />

Published – 10 September 2013 Page 33<br />

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11.3 Scoring <strong>of</strong> Fellowship Exam<br />

11.3.1 The fellowship exam is scored in such a way that c<strong>and</strong>idates should pass all segments to<br />

be successful. A marginal performance in up to two areas excluding the two clinical vivas<br />

may be considered successful provided there has been a good performance in all other<br />

aspects <strong>of</strong> the exam. The Court will consider the whole performance in regard to the<br />

criteria in this situation. Unsatisfactory performance in the clinical vivas does not usually<br />

result in success.<br />

Published – 10 September 2013 Page 34<br />

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12. APPENDIX 2 – DISMISSAL FROM SURGICAL TRAINING<br />

1. PURPOSE AND SCOPE<br />

This Appendix contains the process for managing dismissal <strong>of</strong> a trainee by the Board <strong>of</strong> Urology. The College<br />

has issued a position paper on the provision <strong>of</strong> natural justice in decision making which is available on the<br />

RACS website.<br />

2. DISMISSAL FOR UNSATISFACTORY PERFORMANCE<br />

2.1. Unsatisfactory Performance<br />

2.1.1. A trainee may be considered for dismissal for unsatisfactory performance if:<br />

a) the trainee’s performance has been rated as unsatisfactory during a probationary period<br />

applied in accordance with the College’s Assessment <strong>of</strong> Clinical Training Policy; or<br />

b) the trainee’s performance has been rated as unsatisfactory for three or more<br />

assessment periods at any time during their SET Program.<br />

2.1.2. If dismissal is considered applying 2.1.1 (b) the trainee must have received written<br />

notification after the second unsatisfactory assessment period that any further<br />

unsatisfactory assessment period at any time during their SET Program may result in<br />

dismissal.<br />

2.1.3. A subcommittee <strong>of</strong> the Board must interview the trainee prior to making a decision<br />

regarding dismissal to provide the trainee with the opportunity to give their perspective<br />

in writing <strong>and</strong> verbally.<br />

2.1.4. The subcommittee shall consist <strong>of</strong> a minimum <strong>of</strong> 3 <strong>and</strong> a maximum <strong>of</strong> 5 members who<br />

shall be Fellows <strong>of</strong> the College. The subcommittee must not include a practising lawyer.<br />

2.1.5. No person invited to assist the subcommittee in matters <strong>of</strong> fact can appear before the<br />

subcommittee without the presence <strong>of</strong> the trainee.<br />

2.1.6. Where a trainee elects to make a written submission it must be submitted three (3)<br />

working days before the meeting.<br />

2.1.7. Minutes <strong>of</strong> the meeting must be kept <strong>and</strong> the meeting recorded. The minutes must be<br />

provided to the trainee within 10 working days <strong>and</strong> prior to any recommendation to the<br />

Board.<br />

2.1.8. Trainees will be provided with a minimum <strong>of</strong> 10 working days’ notice <strong>of</strong> the meeting <strong>and</strong><br />

informed that the purpose <strong>of</strong> the meeting is to consider their continued participation in<br />

the <strong>training</strong> program. Trainees may be accompanied by a person who can provide<br />

support but cannot advocate for the trainee. The support person cannot be a practising<br />

lawyer.<br />

2.1.9. Where a trainee is duly notified <strong>of</strong> the meeting <strong>and</strong> declines to attend, the<br />

subcommittee may make a recommendation to the Board.<br />

2.1.10. The recommendation <strong>and</strong> minutes <strong>of</strong> the subcommittee must be forwarded to the<br />

parent board/committee for consideration.<br />

Published – 10 September 2013 Page 35<br />

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2.1.11. The Specialty Board will make the recommendation on whether or not the trainee<br />

should be dismissed or any additional probationary periods or conditions that should be<br />

applied if dismissal is not recommended.<br />

2.1.12. The Specialty Board must be satisfied that the recommendation can be substantiated<br />

<strong>and</strong> that the relevant processes have been followed <strong>and</strong> documented.<br />

2.1.13. Where dismissal is recommended the trainee may be suspended from <strong>training</strong> <strong>and</strong> the<br />

Specialty Board must seek ratification <strong>of</strong> the dismissal from the Chair <strong>of</strong> the Board <strong>of</strong><br />

Surgical Education <strong>and</strong> Training. The Chair will review the decision making process <strong>and</strong><br />

substantiating documentation to ensure that due diligence <strong>and</strong> appropriate processes<br />

have been followed.<br />

2.1.14. Substantiating documentation must demonstrate that the trainee had appropriate<br />

meetings to discuss performance <strong>and</strong> had a performance management plan addressing<br />

known deficiencies.<br />

2.1.15. The final dismissal letter must be issued to the trainee under the signature <strong>of</strong> the Chair<br />

<strong>of</strong> the Board <strong>of</strong> Surgical Education <strong>and</strong> Training.<br />

2.1.16. The employing authority should be kept informed throughout the process <strong>and</strong> be<br />

provided with the opportunity to contribute where necessary.<br />

2.2. Dismissal for Misconduct<br />

2.2.1. Examples <strong>of</strong> misconduct include but are not limited to the following:<br />

a. Discrimination, harassment or bullying<br />

b. Abusive, violent, threatening or obscene behaviour<br />

c. Being found guilty <strong>of</strong> a criminal <strong>of</strong>fence which results in a jail term or restrictions on<br />

the trainee’s ability to practice medicine<br />

d. Theft, fraud or misappropriation <strong>of</strong> funds<br />

e. Being under the influence <strong>of</strong> alcohol or illegal drugs while at work<br />

f. Falsification <strong>of</strong> <strong>training</strong> records, patient documentation or patient treatment<br />

g. Serious breach <strong>of</strong> patient safety<br />

h. Gross insubordination or wilful disobedience in carrying out lawful requirements <strong>of</strong><br />

the Training Program<br />

i. Bringing the College’s name into disrepute<br />

j. Ab<strong>and</strong>onment <strong>of</strong> employment or <strong>training</strong> post<br />

k. Dishonesty<br />

l. Academic misconduct (refer to Academic Misconduct Policy)<br />

2.2.2. Incidents <strong>of</strong> misconduct must be documented <strong>and</strong> verified as soon as possible after the<br />

supervisor <strong>and</strong>/or trainers are made aware <strong>of</strong> their occurrence <strong>and</strong> brought to the<br />

attention <strong>of</strong> the trainee. Allegations <strong>of</strong> misconduct not documented <strong>and</strong> verified cannot<br />

be used by a Specialty Training Board in any disciplinary process.<br />

2.2.3. The principles <strong>of</strong> natural justice will apply to all allegations <strong>and</strong> investigations concerning<br />

misconduct. This includes the right <strong>of</strong> the trainee to underst<strong>and</strong>, consider <strong>and</strong> respond<br />

to the alleged misconduct at a meeting with a subcommittee <strong>of</strong> the Board. The trainee<br />

may be suspended from the <strong>training</strong> program pending an investigation.<br />

2.2.4. The subcommittee shall consist <strong>of</strong> a minimum <strong>of</strong> 3 <strong>and</strong> a maximum <strong>of</strong> 5 members who<br />

shall be Fellows <strong>of</strong> the College. The subcommittee must not include a practising lawyer.<br />

Published – 10 September 2013 Page 36<br />

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2.2.5. No person invited to assist the subcommittee in matters <strong>of</strong> fact can appear before the<br />

subcommittee without the presence <strong>of</strong> the trainee.<br />

2.2.6. Trainees will be provided with a minimum <strong>of</strong> 10 working days’ notice <strong>of</strong> the meeting <strong>and</strong><br />

informed that the purpose <strong>of</strong> the meeting is to consider their continued participation in<br />

the <strong>training</strong> program. All documentation pertinent to the allegation must be provided at<br />

this time. Trainees may be accompanied by a person who can provide support but<br />

cannot advocate for the trainee. The support person cannot be a practicing lawyer.<br />

2.2.7. Where a trainee elects to make a written submission it should be submitted 48 hours<br />

before the meeting.<br />

2.2.8. Minutes <strong>of</strong> the meeting must be kept <strong>and</strong> the meeting recorded. The minutes must be<br />

provided to the trainee within 10 working days <strong>and</strong> prior to any recommendation to the<br />

Board.<br />

2.2.9. The recommendation <strong>and</strong> minutes <strong>of</strong> the subcommittee must be forwarded to the<br />

parent board/committee for consideration.<br />

2.2.10. A trainee may be dismissed for misconduct without undertaking a probationary period.<br />

Where misconduct is established but dismissal is not recommended the trainee may be<br />

counselled <strong>and</strong> given a probationary period in which to improve their behaviour<br />

2.2.11. The Specialty Board will make the recommendation on whether or not the trainee<br />

should be dismissed or any additional probationary periods or conditions that should be<br />

applied if dismissal is not recommended.<br />

2.2.12. In all misconduct instances where dismissal is recommended, the Specialty Board must<br />

seek ratification from the Chair <strong>of</strong> the Board <strong>of</strong> Surgical Education <strong>and</strong> Training.<br />

Substantiating documentation must detail the misconduct <strong>and</strong> the reasons for<br />

recommending dismissal, <strong>and</strong> demonstrate that the trainee had appropriate meetings to<br />

discuss the allegations.<br />

2.2.13. The Chair must be confident on review <strong>of</strong> the evidence that the misconduct justifies<br />

dismissal or summary dismissal <strong>and</strong> that appropriate documentation <strong>and</strong> evidence is<br />

available to support such a decision.<br />

2.2.14. The final dismissal letter must be issued to the trainee under the signature <strong>of</strong> the Chair<br />

<strong>of</strong> the Board <strong>of</strong> Surgical Education <strong>and</strong> Training.<br />

2.2.15. The employing authority should be kept informed throughout the process <strong>and</strong> be<br />

provided with the opportunity to contribute where necessary.<br />

3.3. Failure to complete <strong>training</strong> program requirements<br />

3.3.1 Each <strong>training</strong> program will have specified minimum <strong>training</strong> requirements to be satisfied<br />

within timeframes determined by College policy. In instances where timeframes are not<br />

specified within College policies individual Specialty Board policies <strong>and</strong> <strong>regulations</strong> may<br />

apply.<br />

3.3.2 Trainees who fail to complete the <strong>training</strong> requirements within the timeframe specified<br />

by the Specialty Boards or the College may be dismissed.<br />

3.3.3 Where initiated by the Specialty Board, the Specialty Board will make the<br />

recommendation on whether or not the trainee should be dismissed or any<br />

probationary periods or conditions that should be applied if dismissal is not<br />

recommended.<br />

Published – 10 September 2013 Page 37<br />

Review – September 2014


3.3.4 The Specialty Board must be satisfied that the recommendation can be substantiated<br />

<strong>and</strong> that the relevant processes have been followed <strong>and</strong> documented.<br />

3.3.5 Where dismissal is recommended the trainee may be suspended from <strong>training</strong> <strong>and</strong> the<br />

Specialty Board must seek ratification <strong>of</strong> the dismissal from the Chair <strong>of</strong> the Board <strong>of</strong><br />

Surgical Education <strong>and</strong> Training. The Chair will review the decision making process <strong>and</strong><br />

substantiating documentation to ensure that due diligence <strong>and</strong> appropriate processes<br />

have been followed.<br />

3.3.6 In all instances the final dismissal letter must be issued to the trainee under the<br />

signature <strong>of</strong> the Chair <strong>of</strong> the Board <strong>of</strong> Surgical Education <strong>and</strong> Training.<br />

2.4. Failure to comply with College Direction<br />

2.4.1. As the accredited <strong>training</strong> authority, trainees are required to comply with any policy<br />

direction <strong>of</strong> the College or its Agents pertaining to <strong>training</strong> activities.<br />

2.4.2. Breaches <strong>of</strong> the College Code <strong>of</strong> Conduct that are not misconduct (refer to 3.2) are<br />

considered to be a failure to comply with College direction.<br />

2.4.3. Repeated failure to comply with directions during the life <strong>of</strong> the <strong>training</strong> program will<br />

constitute a dismissible <strong>of</strong>fence.<br />

2.4.4. Trainees will receive written warnings, the second <strong>of</strong> which will advise that any further<br />

breach during the life <strong>of</strong> the <strong>training</strong> program may result in dismissal.<br />

2.5. Failure to pay outst<strong>and</strong>ing monies<br />

Trainees who do not pay outst<strong>and</strong>ing monies owed to the College or its Agents will be dismissed<br />

in accordance with the College Credit Management procedure.<br />

2.6. Failure to satisfy medical registration or employment requirements<br />

2.6.1. Trainees who, for any reason (excluding medical), do not have valid medical registration<br />

from the applicable Medical Board or Council in their jurisdiction that enables full<br />

participation in the <strong>training</strong> program will be dismissed.<br />

2.6.2. Valid medical registration is defined as general medical registration without restriction<br />

in <strong>Australia</strong>, <strong>and</strong> general scope registration (including restricted general scope<br />

registration in the relevant specialty) in <strong>New</strong> Zeal<strong>and</strong><br />

2.6.3. Trainees who fail to satisfy the employment requirements <strong>of</strong> the institution in which<br />

their allocated <strong>training</strong> position is located (as notified by the CEO or HR Director or<br />

equivalent) may be automatically suspended from the <strong>training</strong> program.<br />

2.6.4. Where employment is refused, the trainee must be informed within 10 working days<br />

<strong>and</strong> provided with copies <strong>of</strong> the employer’s correspondence to the College (or its agent).<br />

2.6.5. After 30 working days <strong>of</strong> the date <strong>of</strong> notification to the trainee <strong>of</strong> the second refusal <strong>of</strong><br />

employment, dismissal proceedings may commence.<br />

2.6.6. Trainees who fail to satisfy the employment requirements <strong>of</strong> two or more institutions in<br />

which allocated <strong>training</strong> positions are located will be dismissed.<br />

2.6.7. The final dismissal letter must be issued to the trainee under the signature <strong>of</strong> the Chair<br />

<strong>of</strong> the Board <strong>of</strong> Surgical Education <strong>and</strong> Training.<br />

Published – 10 September 2013 Page 38<br />

Review – September 2014

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