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6 steps beyond the 5 Whys - AMMJ

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The 5 <strong>Whys</strong> process<br />

At a mine site in far north Queensland, a freight train sits idle on <strong>the</strong><br />

track. For some reason, <strong>the</strong> train cannot be loaded with its coal, and is<br />

causing a costly stoppage at <strong>the</strong> mine facility. The mine operator needs<br />

to know what’s stopping <strong>the</strong> normal loading procedure.<br />

A starting point might be to run with <strong>the</strong> 5 <strong>Whys</strong> process, whereby you<br />

start asking questions – typically, at least 5 – about what happened.<br />

Why can’t <strong>the</strong> train be loaded?<br />

Because <strong>the</strong> loading conveyor belt has stopped.<br />

Why has <strong>the</strong> loading conveyor stopped?<br />

Because <strong>the</strong> drive motor on <strong>the</strong> conveyor pulley has tripped out.<br />

Why has <strong>the</strong> drive motor tripped out?<br />

Because <strong>the</strong>re was an overload on <strong>the</strong> drive motor.<br />

Why was <strong>the</strong>re an overload on <strong>the</strong> drive motor?<br />

Because <strong>the</strong> main bearing had seized.<br />

Why has <strong>the</strong> main bearing seized?<br />

Because <strong>the</strong>re was no lubrication in <strong>the</strong> bearing.<br />

By asking 5 simple questions, <strong>the</strong> mine operator arrives at a tangible<br />

solution: ensuring that bearings in <strong>the</strong> drive motor are adequately<br />

lubricated. As this simple example demonstrates, <strong>the</strong> 5 <strong>Whys</strong> process<br />

could potentially be sufficient as a simple form of root cause analysis,<br />

with no fur<strong>the</strong>r investigation needed.<br />

Yet, while investigators could use <strong>the</strong> 5 <strong>Whys</strong> process as a starting point,<br />

<strong>the</strong>y may however soon see <strong>the</strong> need to take <strong>the</strong> investigation fur<strong>the</strong>r.

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