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During the SOC Review Timing of Audit Testing 22
During the SOC Review Types of Tests • Inquiry – Lowest level of assurance, with collaboration with one of the three types of tests below. • Observation – Consider multiple observations during the examination period, especially if no documentary evidence exists • Inspection of documents, reports, or electronic files that contain evidence of the performance of the control • Re-performance of the control 23
Page 1 and 2: Service Organizations Control (SOC)
Page 3 and 4: Introduction Many companies functio
Page 5 and 6: Service Organizations that need a S
Page 7 and 8: Benefits to User Organization User
Page 9 and 10: Reasons for New Standard Clear con
Page 11 and 12: SOC - Types of Engagements Regardle
Page 13 and 14: SOC 1 Control Objective Examples IT
Page 15 and 16: SAS 70 vs. SSAE 16 Report Date Plan
Page 17 and 18: Preparing for a SOC Review (cont.)
Page 19 and 20: Preparing for a SOC Review (cont.)
Page 21: Case Study - Risk Assessment Object
Page 25 and 26: Reporting Types of Opinions Unqual
Page 27 and 28: Management Assertion (additional re
Page 29 and 30: SOC Seals & Logos There are three

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