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A Users' Guide to Measuring Local Governance

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Introduction<br />

This <strong>Guide</strong> is intended <strong>to</strong> respond <strong>to</strong> an<br />

increasing demand from UNDP Country Offices<br />

and a wide range of national stakeholders for<br />

guidance on the multiplicity of <strong>to</strong>ols and<br />

methods that are being used <strong>to</strong> measure, assess<br />

and moni<strong>to</strong>r governance at the local level. The<br />

<strong>Guide</strong> uses the term ‘local governance’ <strong>to</strong> cover the<br />

range of governance issues that exist at the local<br />

level, including decentralisation of policies and<br />

processes, the roles and inter-relationships of<br />

different ac<strong>to</strong>rs and institutions, local democracy<br />

and local government performance.<br />

The <strong>Guide</strong> combines a discussion of theoretical/<br />

conceptual issues relating <strong>to</strong> local governance<br />

with a review of past and ongoing local<br />

governance assessment initiatives. The proliferation<br />

of different assessments and indica<strong>to</strong>rs has<br />

resulted in some confusion about which <strong>to</strong>ols <strong>to</strong><br />

use, how they should be applied and their<br />

weaknesses and strengths.<br />

The <strong>Guide</strong> is essentially made up of two parts;<br />

the first part outlines what is meant by local<br />

governance and describes the kinds of issues,<br />

concepts and priorities for local governance that<br />

existing measurement and assessment <strong>to</strong>ols tend<br />

<strong>to</strong> focus on. This first part also provides guidance<br />

on challenges and opportunities for assessing<br />

local governance. The guidance is based on direct<br />

feedback from users of assessment <strong>to</strong>ols, a<br />

distillation of good practices, and four illustrative<br />

case study examples.<br />

The second part is the Source <strong>Guide</strong>, which is an<br />

inven<strong>to</strong>ry of existing assessment <strong>to</strong>ols and<br />

methodologies. At present, there is no resource<br />

that offers a global overview bringing <strong>to</strong>gether all<br />

existing approaches, <strong>to</strong>ols and methods in this<br />

area. The Source <strong>Guide</strong> is structured in a way <strong>to</strong><br />

provide detailed information on each <strong>to</strong>ol,<br />

including: his<strong>to</strong>ry, objectives, applicability, the<br />

types and sources of data used, methodology<br />

used, key ac<strong>to</strong>rs/stakeholders involved, the results<br />

reporting format, the gender and poverty focus (if<br />

it has one), strengths and weaknesses, the<br />

coverage, timeline, the assumptions in the method,<br />

contact details and any supplementary<br />

<strong>to</strong>ols/guidelines related <strong>to</strong> the particular<br />

instrument. The purpose of compiling and<br />

organising this information is <strong>to</strong> provide local<br />

governance ac<strong>to</strong>rs and other stakeholders<br />

engaged in strengthening governance at the local<br />

level with a resource that can be drawn on for<br />

developing new assessment <strong>to</strong>ols or adapting<br />

existing assessment approaches <strong>to</strong> their specific<br />

contexts. It is important <strong>to</strong> note that the <strong>Guide</strong><br />

does not provide a new measurement or<br />

assessment methodology and it does not propose<br />

any kind of a blueprint.<br />

The <strong>Guide</strong> is an important component of UNDP’s<br />

body of guidance on measuring and assessing<br />

democratic governance, developed as part of<br />

UNDP’s programme on <strong>Governance</strong> Assessments. 1<br />

This programme supports nationally owned<br />

processes for assessing and measuring democratic<br />

governance and aims <strong>to</strong> facilitate the<br />

development of <strong>to</strong>ols which have broad-based<br />

national ownership, are pro-poor and gendersensitive,<br />

and are designed <strong>to</strong> identify governance<br />

weaknesses and capacity gaps.<br />

1<br />

http://www.undp.org/oslocentre/flagship/democratic_governance_assessments.html<br />

A Users’ <strong>Guide</strong> <strong>to</strong> <strong>Measuring</strong> <strong>Local</strong> <strong>Governance</strong> 1

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