A Users' Guide to Measuring Local Governance
A Users' Guide to Measuring Local Governance
A Users' Guide to Measuring Local Governance
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How <strong>to</strong> use the Source <strong>Guide</strong><br />
The following <strong>Guide</strong> includes 22 assessment methodologies for decentralised governance. These<br />
methodologies have been compiled <strong>to</strong> provide users with a resource <strong>to</strong> draw on for developing new<br />
assessment <strong>to</strong>ols or for adapting existing assessment approaches <strong>to</strong> specific contexts. The sources are<br />
grouped in<strong>to</strong> three categories:<br />
1 Comprehensive local governance assessment approaches based on multiple stakeholder perspectives<br />
2 <strong>Local</strong> governance assessments based on citizen (or single stakeholder) perspectives<br />
3 <strong>Local</strong> governance and performance self-assessments by local government institutions<br />
The matrix below summarizes the main features of each <strong>to</strong>ol, and can be used <strong>to</strong> narrow down a subset<br />
of <strong>to</strong>ols offering the best ‘fit’ for a given assessment context. This selection process can proceed in three<br />
steps:<br />
1 First, users need <strong>to</strong> clarify the scope of their assessment and select one of the three categories of <strong>to</strong>ols<br />
listed above. For instance, in settings with a poor functioning democracy at the local level or in a<br />
context in which the decentralisation process has only recently started, users may want <strong>to</strong> focus on<br />
the third category of <strong>to</strong>ols assessing local government performance, instead of registering low scores<br />
on almost all aspects of local democracy measured by <strong>to</strong>ols of the first category.The point here is that<br />
not all democratic governance deficits can be addressed simultaneously therefore it is important <strong>to</strong><br />
identify priority areas <strong>to</strong> focus on, and select a <strong>to</strong>ol accordingly.<br />
2 Second, users can refine their search within any of the three categories of <strong>to</strong>ols by examining various<br />
features of each <strong>to</strong>ol (such as financial and time investments required, specific purpose served by the<br />
<strong>to</strong>ol, data sources used by the <strong>to</strong>ol, main stakeholders involved, and poverty/gender focus). Based on<br />
these features, users can identify the two or three <strong>to</strong>ols which seem <strong>to</strong> be most appropriate <strong>to</strong> their<br />
assessment needs and <strong>to</strong> the local context.<br />
3 Users can then flip directly <strong>to</strong> the more detailed profiles of these shortlisted <strong>to</strong>ols and make their final<br />
selection.<br />
The summary matrix has a column on “cost/benefit analysis” <strong>to</strong> help users select a <strong>to</strong>ol that is<br />
appropriate for the capacity level of local stakeholders and that matches the timeframe and financial<br />
resources available for the assessment. Every instrument can be used more or less intensively including<br />
more or less primary data collection, while more primary data collection might be required in “data-poor”<br />
settings. Nevertheless certain methodologies will be more expensive and time consuming than<br />
others (but likely <strong>to</strong> generate more reliable results), while others will be quicker and less costly (but<br />
generating results that are more ‘indicative’.)<br />
The purpose of the assessment will also influence the choice of instrument: is the objective of the<br />
assessment <strong>to</strong> inform policy makers, or is it also (or mainly) meant <strong>to</strong> serve as a learning/capacity<br />
development effort contributing <strong>to</strong> an improved dialogue between local government and citizens? The<br />
summary matrix has a “purpose” column which distinguishes between 1) “diagnostic” <strong>to</strong> inform<br />
policymaking and priority-setting, and 2) capacity development <strong>to</strong> facilitate engagement of citizens in<br />
governance processes.<br />
46 UNDP Oslo <strong>Governance</strong> Centre