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A Users' Guide to Measuring Local Governance

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Voices from the Trenches<br />

2<br />

2.1 Choosing an appropriate assessment<br />

framework<br />

The most common issue raised by almost all of the<br />

interviewees is the limited number of assessments<br />

carried out <strong>to</strong> date and the associated lack of a<br />

robust, comprehensive and tested methodology<br />

for local governance assessment. There was a<br />

consensus that the frameworks currently used for<br />

local governance assessments are not really<br />

normative systems for “good” or “democratic” local<br />

governance. Instead, there are diverse and<br />

sometimes weakly integrated “compilations of<br />

preferences and values”. Despite an increasing<br />

emphasis on democracy in the discourse on local<br />

governance, there is still an absence of tested<br />

indica<strong>to</strong>rs for the organization of political<br />

parties and for mechanisms of accountability and<br />

responsiveness at the local level. It is noteworthy<br />

that most national associations of local<br />

governments do not yet promote particular<br />

normative frameworks that would serve as the<br />

foundation for their development work at the<br />

local level.<br />

Good practice checklist<br />

• Define the specific purpose, focus and expected<br />

scope of the entire assessment process.<br />

• Map key stakeholders and identify their needs,<br />

preferences and interests in local governance<br />

assessment.<br />

• Ensure focus, while facilitating incorporation of<br />

a holistic concept of governance (i.e. not only<br />

formal structures and services, but also on<br />

processes and relationships).<br />

• Derive the assessment objectives from the<br />

local development needs and the strategic<br />

policy agenda.<br />

• Ensure that there is a focus on the needs of the<br />

poor, women, children and other disadvantaged<br />

groups. Use all opportunities (and create new<br />

ones) for integrating pro-poor and gendersensitive<br />

measures – without which the<br />

assessment will not serve as a basis for<br />

equitable local development.<br />

2.2 Dealing with complex methodologies<br />

There was widespread concern amongst those<br />

interviewed that there are “<strong>to</strong>o many indica<strong>to</strong>rs<br />

floating around” and “<strong>to</strong>o many offers <strong>to</strong> local<br />

authorities”. The proliferation of indica<strong>to</strong>rs created<br />

a situation in which local stakeholders are flooded<br />

with proposals for different assessments. Each time<br />

there is an argument that a particular set of<br />

indica<strong>to</strong>rs is the most important and that its<br />

application should be prioritized over all other<br />

governance assessments. Experts and international<br />

organizations also often send mixed signals on<br />

what the very notion of governance represents. As<br />

a result, local stakeholders may find it difficult <strong>to</strong><br />

reconcile between different approaches and<br />

derive meaningful conclusions for follow-up<br />

actions and development strategies. The<br />

multiplicity of sources of indica<strong>to</strong>rs and the relative<br />

divergence of methodological approaches<br />

sometimes lead <strong>to</strong> confusion, inefficient use of<br />

scarce capacities and “fatigue” with governance<br />

assessments.<br />

Sometimes, when concepts related <strong>to</strong> governance<br />

are explained in a <strong>to</strong>o simplified manner there is a<br />

danger that local stakeholders start <strong>to</strong> believe that<br />

“almost anything can be assessed” (and, primarily,<br />

by quantitative measures). The challenge of<br />

agreeing on what <strong>to</strong> assess is also connected <strong>to</strong> the<br />

complexity of the concept of governance. The<br />

focus can be placed on outputs, relations,<br />

perceptions, means and <strong>to</strong>ols for service delivery.<br />

Nevertheless, assessments often need <strong>to</strong><br />

incorporate a combination of different focuses. A<br />

critical challenge is <strong>to</strong> agree on what dimensions<br />

(or combination of dimensions) should be<br />

considered relevant and prioritised.<br />

The most successful methodologies are those that<br />

have a high degree of transparency: in the process<br />

A Users’ <strong>Guide</strong> <strong>to</strong> <strong>Measuring</strong> <strong>Local</strong> <strong>Governance</strong> 27

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