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A Users' Guide to Measuring Local Governance

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and financial resources) and those hampering<br />

political empowerment. 16<br />

This has two implications: the first is the<br />

importance of governance assessments for<br />

providing a much better information base on the<br />

situation of the poor so as <strong>to</strong> feed in<strong>to</strong> policy and<br />

decision making. In order <strong>to</strong> be effective, policies<br />

have <strong>to</strong> combine sound technical analysis with the<br />

political support and legitimacy that emanates<br />

from the poor themselves.<br />

The second implication is the need for governance<br />

assessments <strong>to</strong> explicitly include measures and<br />

indica<strong>to</strong>rs that will capture the specific governance<br />

deficits that adversely impact the poor. In this<br />

regard, there are three major dimensions of<br />

poverty that assessments of local governance<br />

should try <strong>to</strong> address through the design and<br />

selection of appropriate indica<strong>to</strong>rs: 17<br />

1 Poverty as a lack of power – this refers <strong>to</strong> the<br />

lack of a voice in decision making and public<br />

policy choices and in the access <strong>to</strong> resources<br />

required <strong>to</strong> rise out of poverty; lack of basic<br />

political freedoms; social exclusion and lack of<br />

social rights; and limited capacity <strong>to</strong> access and<br />

influence state institutions and/or social<br />

processes.<br />

2 Poverty as inadequate access <strong>to</strong> social services –<br />

This form of deprivation is characterized by<br />

poor access <strong>to</strong> services (such as education and<br />

health facilities).<br />

3 Poverty as insecure livelihood and vulnerability<br />

<strong>to</strong> environmental risks and poor access <strong>to</strong><br />

infrastructure. The general concept of<br />

‘insecurity’ refers <strong>to</strong> insecure access <strong>to</strong>, use of<br />

and control over productive resources and<br />

income-generating activities. This dimension<br />

of poverty, which is characteristic of rural areas,<br />

basically concerns assets (i.e., tangible and<br />

intangible s<strong>to</strong>res of wealth) and commodities<br />

(i.e., products which are exchanged or sold) as<br />

well as poor access <strong>to</strong> basic infrastructure (such<br />

as markets, roads, etc.).<br />

Box 7 below provides some examples of pro-poor<br />

measures in assessments.<br />

Unfortunately very few assessments of local<br />

governance, including those in the Source <strong>Guide</strong>,<br />

use measures that are explicitly focused on the<br />

poor. For example, the Urban <strong>Governance</strong> Index (see<br />

page 56), includes just two out of 25 indica<strong>to</strong>rs<br />

(“existence of a pro-poor pricing policy for water”,<br />

and “incentives for informal business”) that<br />

explicitly focus on the poor. Several of the sources<br />

in the Source <strong>Guide</strong> have broad stated aims of<br />

promoting local development and alleviating<br />

poverty but do not reflect or integrate this concern<br />

by selecting indica<strong>to</strong>rs focused on the poor. That<br />

being said, most of the sources do allow for the<br />

data <strong>to</strong> be disaggregated by income levels <strong>to</strong><br />

provide information on the relationship between<br />

poverty and local governance but this is not the<br />

same as indica<strong>to</strong>rs that are specifically selected or<br />

defined around the poor.<br />

Box 7.<br />

Examples of pro-poor measures in assessments<br />

Example indica<strong>to</strong>r<br />

• Number of non-governmental organizations active in the poorest districts<br />

• Evidence of local policies targeted at the poor, e.g. employment programmes, improved access <strong>to</strong> basic services<br />

• Perceptions of poor respondents on whether they believe there has been an improvement in the provision of<br />

public services because of decentralization<br />

Data source<br />

• Administrative data on number of registered NGOs at district level<br />

• Analysis of local government policies<br />

• Survey data<br />

16<br />

Angelo Bonfiglioli ‘Empowering the Poor <strong>Local</strong> <strong>Governance</strong> for Poverty Reduction’ UNCDF (2003). UNCDF<br />

17<br />

Angelo Bonfiglioli ‘Empowering the Poor <strong>Local</strong> <strong>Governance</strong> for Poverty Reduction’ UNCDF (2003). UNCDF<br />

A Users’ <strong>Guide</strong> <strong>to</strong> <strong>Measuring</strong> <strong>Local</strong> <strong>Governance</strong> 15

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