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A Users' Guide to Measuring Local Governance

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Box 6.<br />

Different stakeholder roles in the <strong>Local</strong> <strong>Governance</strong> Barometer (LGB)<br />

A lead organisation is identified in the initial stages of the assessment process for implementing the <strong>Local</strong> <strong>Governance</strong><br />

Barometer (see page 60 of the Source <strong>Guide</strong>) which is a <strong>to</strong>ol <strong>to</strong> assess the quality of local governance across five areas<br />

(effectiveness, rule of law, participation/civic engagement, equity and accountability). This organisation plays a vital<br />

role throughout the process, particularly in informing and involving various ac<strong>to</strong>rs, and in processing the data. Other<br />

stakeholders involved in this process include:<br />

• The ‘client’ (i.e. the local government), also the chief beneficiary. The client defines the assessment’s objectives, and<br />

is responsible for defining priorities as well as drafting the main questionnaire.<br />

• The ‘technical partners’, local ac<strong>to</strong>rs working in close collaboration with the lead organization. Their role is critical,<br />

particularly in information collection, processing, and validation of results.<br />

• Representatives of municipal officials, civil society, the public and private sec<strong>to</strong>rs, consultants, various other<br />

agencies and community/traditional leaders, who are involved in the conceptualisation and development of<br />

questionnaires.<br />

On the basis of the LGB results, local ac<strong>to</strong>rs are expected <strong>to</strong> start a participa<strong>to</strong>ry process of drafting the action plan and<br />

capacity building designed <strong>to</strong> improve the quality of local governance.<br />

with the media so that there is media coverage of<br />

assessments is a useful way of informing the<br />

public as is ensuring that the assessment report<br />

and notifications and minutes of meetings are<br />

accessible on the Internet.<br />

What are the challenges of inclusive participation?<br />

There can often be trade-offs between inclusive<br />

and participative approaches, and minimizing<br />

costs and time in getting the assessment<br />

completed. However, inclusive and participative<br />

approaches tend <strong>to</strong> generate more ownership and<br />

buy-in amongst stakeholders as stakeholders feel<br />

more invested in the results and the results can<br />

also be more sustainable as they have potentially<br />

been subjected <strong>to</strong> a more rigorous and contested<br />

process.<br />

The selection of stakeholders can also be<br />

challenging. This is especially so when selecting<br />

amongst different CSOs that might be perceived<br />

with suspicion by other stakeholders, particularly<br />

by government.<br />

Given the large number and diversity of potential<br />

stakeholders (in terms of capacities, interests and<br />

mandates) it is recommended that priority is<br />

given <strong>to</strong> mutually understanding stakeholders’<br />

respective roles and expectations, and agreeing on<br />

the ‘rules’ of stakeholder engagement, including<br />

on such issues as information sharing, the agendas<br />

of meetings, the allocation of roles for meeting<br />

facilitation, the rules for the adoption of decisions<br />

and timeframes for miles<strong>to</strong>nes. These measures<br />

can mitigate the potential risk of local elites or<br />

other stakeholder groups ‘capturing’ the<br />

assessment process.<br />

1.8 What kinds of indica<strong>to</strong>rs should be used?<br />

Indica<strong>to</strong>rs can yield both quantitative and<br />

qualitative data. <strong>Governance</strong> indica<strong>to</strong>rs can be<br />

classified in many ways. Most researchers and<br />

practitioners work with national governance<br />

indica<strong>to</strong>rs that measure dimensions such as inputs,<br />

outputs, processes, outcomes, and impact. The<br />

same is true of local governance indica<strong>to</strong>rs.<br />

The typical categories of indica<strong>to</strong>rs are: 15<br />

• Input indica<strong>to</strong>rs measure the financial, human<br />

and material resources required <strong>to</strong> produce<br />

outputs, and the institutional environment in<br />

which the organization functions.<br />

• Process indica<strong>to</strong>rs include the procedures<br />

adopted and actions undertaken in order <strong>to</strong><br />

15<br />

UNDP:“<strong>Governance</strong> Indica<strong>to</strong>rs: A Users’<strong>Guide</strong>”, 2006; Fonseka:“Indica<strong>to</strong>r Tools for Assessment and Analysis of City <strong>Governance</strong>”, 2000<br />

A Users’ <strong>Guide</strong> <strong>to</strong> <strong>Measuring</strong> <strong>Local</strong> <strong>Governance</strong> 13

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