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Special 30th Anniversary<br />

<strong>Long</strong>-<strong>Period</strong> <strong>Fiber</strong> <strong>Gratings</strong> <strong>as</strong> <strong>Band</strong>-<strong>Rejection</strong> <strong>Filters</strong><br />

Ashish M. Vengsarkar, Paul J. Lemaire, Justin B. Judkins, Vikram Bhatia,<br />

Turan Erdogan, and John E. Sipe<br />

Reprint of most cited article from Journal of Lightwave Technology - Vol. 14, No. 1, pp 58-65<br />

ω = ω 1<br />

ω = ω 2 , ω 2 < ω 1<br />

Short-<strong>Period</strong> Grating<br />

2π/A<br />

−β 01 0 β (2) β (1) n cl<br />

ω β 01<br />

C<br />

2π/A<br />

−β 01 0 β (2) β (1) β 01<br />

Figure 1: Ph<strong>as</strong>e matching considerations for short- and longperiod<br />

gratings.<br />

Wavelength (nm)<br />

1600<br />

1500<br />

1400<br />

1300<br />

1200<br />

1100<br />

1000<br />

900<br />

150 200 250 300 350 400 450 500 550 600<br />

Grating <strong>Period</strong> (μm)<br />

Figure 2: Theoretical determination of the relationship between<br />

grating periodicity and wavelengths where guided-to-cladding<br />

mode coupling takes place for an AT&T dispersion shifted fiber.<br />

MANUSCRIPT RECEIVED APRIL 21, 1995; REVISED MAY 30, 1995.<br />

A.M. VENGSARKAR AND P.J. LEMAIRE ARE WITH AT&T BELL<br />

LABORATORIES, MURRAY HILL, NJ 07974 USA.<br />

J.B. JUDKINS WAS WITH THE DEPARTMENT OF ELECTRICAL<br />

ENGINEERING, UNIVERSITY OF ARIZONA, TUCSON, AZ 85723 USA. HE<br />

IS NOW WITH AT&T BELL LABORATORIES, MURRAY HILL, NJ 07974 USA.<br />

V. BHATIA IS WITH THE BRADLEY DEPARTMENT OF ELECTRICAL<br />

ENGINEERING, VIRGINIA TECH, BLACKSBURG, VA 24061 USA.<br />

T. ERDOGAN IS WITH THE INSTITUTE OF OPTICS, UNIVERSITY OF<br />

ROCHESTER, ROCHESTER, NY 14627 USA.<br />

J.E. SIPE IS WITH THE DEPARTMENT OF PHYSICS, UNIVERSITY OF<br />

TORONTO, ONT. M5S 1A7, CANADA.<br />

PUBLISHER ITEM IDENTIFIER: S 0733-8724(96)00701-3.<br />

Abstract<br />

We present a new cl<strong>as</strong>s of long-period fiber gratings that can be<br />

used <strong>as</strong> in-flber, low-loss, band-rejection filters. Photoinduced<br />

periodic structures written in the core of standard communication-grade<br />

fibers couple light from the fundamental guided<br />

mode to forward propagating cladding modes and act <strong>as</strong> spectrally<br />

selective loss elements with insertion losses < 0.2 dB,<br />

backreflections < −80 dB, polarization-mode-dispersions <<br />

0.01 ps and polarization-dependent-losses < 0.02 dB.<br />

Introduction<br />

Optical fiber communications systems that use optical amplifiers<br />

are incre<strong>as</strong>ingly seeking high-performance devices that<br />

function <strong>as</strong> spectrally selective filters. For example, ASE filters<br />

that improve noise figure in erbium doped fiber amplifiers and<br />

band-rejection filters used to remove unnecessary Stokes’<br />

orders in c<strong>as</strong>caded Raman amplifiers should have low insertion<br />

losses and low back-reflections. In addition, they must be relatively<br />

inexpensive to m<strong>as</strong>s-produce and should be compact<br />

after packaging. While bulk-optic filters and short-period<br />

Bragg gratings [1] can be used for some of the applications, all<br />

the aforementioned requirements are rarely met. In this paper,<br />

we present photoinduced, long-period fiber gratings that can<br />

be used <strong>as</strong> low-loss, in-fiber band-rejection filters.<br />

The fabrication principle is b<strong>as</strong>ed on the ability to induce<br />

large index changes in hydrogen loaded germanosilicate fibers<br />

by exposing the cores to ultraviolet (UV) light, typically, in the<br />

242–248 nm range [2]. This technology h<strong>as</strong> been successfully<br />

used for making Bragg-type fiber gratings [3] (periodicities<br />

less than a micron) that are incre<strong>as</strong>ingly being used <strong>as</strong> reflectors<br />

and in the fabrication of high-efficiency fiber l<strong>as</strong>ers [4], [5].<br />

<strong>Long</strong>-period fiber gratings with periodicities in the hundreds<br />

of microns have been used in the p<strong>as</strong>t for coupling from one<br />

guided mode to another. For example, a blazed grating in a<br />

two-mode fiber h<strong>as</strong> been used to induce an LP 01 ↔ LP 11 mode<br />

conversion [6], LP 01 ↔ LP 02 mode converters have been<br />

demonstrated [7], and rocking filters have been written in single-mode<br />

fibers for polarization mode conversion [8], [9].<br />

In this paper, we describe periodic structures that couple the<br />

guided fundamental mode in a single-mode fiber to forwardpropagating<br />

cladding modes. These modes decay rapidly <strong>as</strong> they<br />

propagate along the fiber axis owing to scattering losses at the<br />

cladding-air interface and bends in the fiber. Since the coupling<br />

is wavelength-selective, the fiber grating acts <strong>as</strong> a wavelengthdependent<br />

loss element. In the subsequent sections, we describe<br />

the principle of operation of such gratings, develop a theory and<br />

present experimental results. We also evaluate their stability to<br />

strain, temperature, recoating, and bends.<br />

12 IEEE LEOS NEWSLETTER June 2007


Principle of Operation<br />

Consider a single-mode fiber with the propagation constant of<br />

the fundamental mode, LP 01 , denoted by β 01 and the propagation<br />

constants of the cladding modes given by β (n)<br />

cl , where<br />

the superscript denotes the order of the mode. The relative<br />

positions of the propagation constants (for a given<br />

ω, ω = ω 1 ) are shown in Figure 1. The hatched region<br />

extending from 0 to n cl ω/c represents the continuum of radiation<br />

modes that exist for an infinite cladding. We restrict this<br />

analysis to a purely rectangular index modulation along the<br />

fiber with the periodic index structure being perpendicular to<br />

the fiber axis. These <strong>as</strong>sumptions exclude blazed gratings and<br />

<strong>as</strong> a result modal overlap conditions dictate that the fundamental<br />

guided mode can couple only to those cladding modes<br />

that are azimuthally symmetric with a central peak at r = 0.<br />

The ordinals of β (n)<br />

cl reflect this <strong>as</strong>sumption.<br />

In order to couple from a forward propagating guided<br />

mode to backward propagating (guided or radiation) modes<br />

the ph<strong>as</strong>e matching K-vector is large, thus requiring a shortperiod<br />

grating. Examples of these gratings are Bragg-reflectors<br />

(for coupling to a back-propagating guided mode, denoted<br />

by −β 01 ) or blazed/tilted gratings (for coupling to backpropagating<br />

radiation modes).<br />

The ph<strong>as</strong>e matching condition between the guided mode<br />

and the forward propagating cladding modes is given by<br />

β 01 − β (n)<br />

cl<br />

= 2π <br />

(1)<br />

fiber at a specific wavelength. We then obtain a set of periodicities<br />

(n) that will meet the ph<strong>as</strong>e-matching condition given<br />

by (1). This step is then repeated for several different wavelengths;<br />

the resulting plot of coupling-wavelength versus<br />

grating-period is shown for an AT&T dispersion-shifted fiber<br />

(DSF) in Figure 2. One can choose a grating period such that<br />

mode coupling takes place at any desired wavelength. Further,<br />

the choice of ’s also allows the designer to vary the separation<br />

between two cladding modes, denoted by δλ.<br />

The AT&T DSF w<strong>as</strong> modeled by using an exact refractive<br />

index profile in the mode-parameter calculation program<br />

developed by Lenahan [10]. The method of solution<br />

involved a finite element approach that reduced Maxwell’s<br />

equations to standard eigenvalue equations and an eigensystem<br />

package (EISPACK) computed the desired propagation<br />

parameters for the guided mode. The cladding mode propagation<br />

constants were calculated using the eigenvalue equa-<br />

Broadband<br />

Source<br />

PC<br />

<strong>Fiber</strong><br />

KrF L<strong>as</strong>er<br />

<strong>Fiber</strong><br />

Optical<br />

Spectrum<br />

Analyzer<br />

Figure 3: Experimental setup for long-period grating fabrication.<br />

AM: Amplitude m<strong>as</strong>k. PC: Polarization controller.<br />

AM<br />

where is the grating periodicity required to couple<br />

the fundamental mode to the nth-cladding mode. In<br />

this c<strong>as</strong>e, the ph<strong>as</strong>e matching vector is short resulting<br />

in a long , typically on the order of hundreds of<br />

microns. For another ω, (ω = ω 2 where ω 2 ω 1 ) one<br />

can visualize the K-vector of the grating coupling the<br />

guided mode to the edge of the radiation mode continuum.<br />

This optical frequency ω cut corresponds to a<br />

minimum wavelength, λ cut , at which the grating can<br />

couple the fundamental mode to the radiation<br />

modes. This parameter is used to describe grating<br />

behavior in the subsequent analysis.<br />

Theory<br />

One can now predict the wavelengths at which<br />

mode-coupling will be enabled by a particular grating<br />

period. The first step in our modeling approach<br />

involves the calculation of the propagation constants<br />

of the guided and the various cladding modes of a


0<br />

−4<br />

A<br />

B<br />

C<br />

0<br />

−5<br />

Transmission (dB)<br />

−8<br />

−12<br />

−16<br />

D<br />

Transmission (dB)<br />

−10<br />

−15<br />

−20<br />

−25<br />

−20<br />

1520 1540 1560 1580 1600 1620<br />

Wavelength (nm)<br />

Figure 4: Growth of a long-period grating <strong>as</strong> a function of time. A:<br />

1 min, B: 2 min, C: 3 min, D: 4 min, E: 5 min.<br />

E<br />

−30<br />

−35<br />

1475 1492 1509 1526 1543 1560<br />

Wavelength (nm)<br />

Figure 6: Transmission spectrum of a band-rejection filter.<br />

1670<br />

0<br />

1640<br />

−5<br />

Peak Wavelength (nm)<br />

1610<br />

1580<br />

1550<br />

Transmission (dB)<br />

−10<br />

−15<br />

1520<br />

1490<br />

0 1 2 3 4<br />

Time (h)<br />

Figure 5: Effect of annealing (@ 150°C) on peak wavelengths of a<br />

long-period grating.<br />

tions [11] for a simple multimode step-index structure (of<br />

diameter 125 μm) ignoring the effect of the core. The<br />

curves in Figure 2, thus, are not accurate indicators of the<br />

exact wavelengths at which coupling occurs and are to be<br />

used merely <strong>as</strong> a guideline. They summarize the behavior of<br />

the grating peak wavelengths and separation and their<br />

dependence on different periodicities. For example, to<br />

obtain a δλ > 100 nm for a grating peaked at 1550 nm one<br />

would use a period of 200 μm, while for a δλ < 50 nm a<br />

grating period of 500 μm may be desirable. The curves are<br />

highly sensitive to small variations in effective indexes of<br />

the different modes. The wavelength difference δλ between<br />

the modes can also be calculated using a simplified approximation,<br />

<strong>as</strong> described below. The minimum wavelength,<br />

−20<br />

900 1000 1100 1200 1300 1400<br />

Wavelength (nm)<br />

Figure 7: Transmission spectrum over a broad wavelength range<br />

shows the various LP 0m cladding modes to which the fundamental<br />

guided mode couples.<br />

λ cut , at which guided-to-radiation mode coupling is possible<br />

(for an infinite cladding) w<strong>as</strong> calculated from the ph<strong>as</strong>ematching<br />

condition of (1) and the procedure outlined in<br />

[12] using an equivalent step-index model for the DSF. The<br />

result is given by the d<strong>as</strong>hed curve in Figure 2, which shows<br />

that for any given periodicity, λ cut is less than the wavelengths<br />

at which the cladding-mode coupling takes place.<br />

This observation is consistent with the ph<strong>as</strong>e-matching diagrams<br />

of Figure 1.<br />

Another method of calculating the wavelength separation<br />

between the different cladding modes makes use of the wavelength<br />

λ cut . We consider the transverse component of the<br />

propagation constant of the cladding mode κ. This component<br />

satisfies the condition<br />

14 IEEE LEOS NEWSLETTER June 2007


βcl 2 + κ2 = ω2 n 2 cl<br />

(2)<br />

c 2<br />

where n cl is the refractive index of the cladding. Assuming a<br />

simple step-index profile, the axially symmetric cladding<br />

modes that are nonzero at the origin are described by Bessel<br />

function of order zero, namely, J 0 (κ a cl ) where a cl is the<br />

cladding radius. The difference in the wavelengths at which<br />

the guided mode couples to the different cladding modes, δλ,<br />

correspond to the separation of the zeros of the Bessel function<br />

[13]. Since the difference in the zeroes of J 0 (x), denoted by<br />

δx 0 , can be approximated by δx 0 ≈ π [14], the δλ’s will correspond<br />

to the condition κ a cl = πp where p is an integer. The<br />

expression for δλ is obtained in an indirect manner, <strong>as</strong> follows.<br />

We first find the separation in wavelength between the<br />

pth-cladding mode and λ cut . Using (1) and (2), we arrive at the<br />

expression<br />

λ p λ 2 cut<br />

(λ p − λ cut ) ≈<br />

8n cl (n eff − n cl ) . p2<br />

a 2 (3)<br />

cl<br />

where n eff is the effective index of the guided LP 01 mode<br />

(β 01 = 2πn eff /λ). In deriving (3), we have <strong>as</strong>sumed that the<br />

effective index of the fundamental mode at λ p and λ cut is the<br />

same. For an AT&T DSF, this approximation leads to an error<br />

< 2%. For the first few cladding modes one can further simplify<br />

the expression by <strong>as</strong>suming that λ p and λ cut are in close<br />

proximity. The wavelength separation between the pth and the<br />

(p + 1)th-mode can then be approximated by<br />

λ 3 cut + 1)<br />

δλ p, p+1 ≈<br />

.(2p<br />

8n cl (n eff − n cl ) a 2 . (4)<br />

cl<br />

As an example, we consider a DSF with a long-period grating<br />

with the following properties: = 550 μm, λ cut = 1.41 μm<br />

and predict the wavelength separation between the first two<br />

cladding modes δλ 1 to be 65 nm. Our experiments show that<br />

the separation of wavelengths between the first and second<br />

modes, δλ 1 for the above example is 57 nm.<br />

The spectral dependence of the grating transmission can be<br />

approximately determined by using expressions derived in the<br />

literature [15] for codirectional mode-coupling. The ratio of<br />

power coupled into the nth-cladding mode to the initial power<br />

contained in the guided LP 01 [ mode √ is then given ] by [16]<br />

( ) 2<br />

sin 2 κ<br />

P (n)<br />

g L 1 + δ<br />

κ<br />

cl<br />

(L)<br />

g<br />

P 01 (0) =<br />

where δ is the detuning parameter<br />

δ = 1 2<br />

( ) 2<br />

(5a)<br />

1 + δ<br />

κ g<br />

{<br />

β 01 − β (n)<br />

cl<br />

− 2π }<br />

<br />

(5b)<br />

κ g is the coupling constant for the grating and L is the grating<br />

length. The coupling constant κ g is proportional to the UVinduced<br />

index change and is typically incre<strong>as</strong>ed to maximize the


1600<br />

0<br />

1500<br />

−5<br />

Wavelength (nm)<br />

1400<br />

1300<br />

1200<br />

1100<br />

Transmission (dB)<br />

−10<br />

−15<br />

−20<br />

1000<br />

−25<br />

900<br />

150 200 250 300 350 400 450 500 550 600<br />

Grating <strong>Period</strong> (μm)<br />

−30<br />

1230 1260 1290 1320 1350 1380<br />

Wavelength (nm)<br />

Figure 8: Experimentally obtained template to determine choice of<br />

grating periodicities for transmission dips at various wavelengths.<br />

Plot is for annealed gratings.<br />

Backreflection (dB)<br />

−88<br />

−91<br />

−94<br />

−97<br />

190 195 200<br />

Distance (mm)<br />

Figure 9: Optical coherence domain reflectometer (OCDR) trace<br />

showing the low back-reflection properties of the grating.<br />

power transfer to the cladding mode. Thus, n (and hence, κ g )<br />

is incre<strong>as</strong>ed until the condition κ g L = π/2 is met. Assuming<br />

complete transfer, the full width at half maximum (FWHM) λ<br />

of the spectral resonance defined by (5) is given approximately by<br />

λ =<br />

205 210<br />

0.8λ 2<br />

L(n eff − n cl ) . (6)<br />

Using the earlier example of a DSF with a grating with<br />

= 550 μm, L = 2.54 cm, and λ cut = 1.41 μm, we obtain<br />

from (6) a value of λ = 23 nm. Experimental results show<br />

this value to be in the 20–30 nm range for gratings with<br />

≈ 550–600 μm.<br />

Figure 10: <strong>Band</strong> rejection filter used in Raman amplifiers.<br />

Experiments<br />

Fabrication<br />

The experimental setup for grating fabrication is shown in Figure<br />

3. Hydrogen loaded germanosilicatc fibers were exposed to a KrF<br />

l<strong>as</strong>er (λ = 248 nm) through an amplitude m<strong>as</strong>k made of chromeplated<br />

silica. The optical threshold level for m<strong>as</strong>k damage w<strong>as</strong><br />

≈100 mJ/cm 2 per pulse. Each grating imprint on the m<strong>as</strong>k w<strong>as</strong><br />

one inch long, the duty cycle of the modulation structure w<strong>as</strong><br />

50% and grating periodicities ranged from 60 μm to 1 mm.<br />

Typical exposure conditions of energy = 250 mJ/pulse, pulse repetition<br />

frequency = 20 Hz and beam area = 2.6 × 1.1cm 2 were<br />

used. The transmission spectrum of the grating w<strong>as</strong> actively monitored<br />

<strong>as</strong> the grating w<strong>as</strong> being written. The peak loss and the<br />

peak wavelength incre<strong>as</strong>ed <strong>as</strong> a function of time, <strong>as</strong> shown in<br />

Figure 4. Fabrication times were in the 5–10 min range for fibers<br />

with 2–3% H 2 /D 2 and the number of gratings that could be<br />

batch-produced w<strong>as</strong> limited primarily by beam dimensions.<br />

Annealing<br />

UV-induced index changes in D 2 /H 2 loaded fibers occur when<br />

dissolved D 2 /H 2 reacts to form index-raising defects at Ge sites<br />

in the fiber core. After the UV-writing it is necessary to anneal<br />

the grating in order to stabilize its optical properties [17]. The<br />

anneal serves two purposes: 1) to outg<strong>as</strong> unreacted D 2 /H 2 which<br />

otherwise would raise the average index of the fiber and temporarily<br />

shift the grating peaks to longer wavelengths, and 2) to<br />

anneal out that portion of the UV-created sites which would be<br />

thermally unstable over long periods of time at normal operating<br />

temperatures. Appropriate anneal conditions will depend on<br />

the fiber and grating type, <strong>as</strong> well <strong>as</strong> on the anticipated operating<br />

temperature and the required stability of the grating device.<br />

Figure 5 shows results for the 150°C anneal of a grating written<br />

in a H 2 sensitized fiber. The rapid wavelength shift in the first<br />

several hours is primarily <strong>as</strong>sociated with the outg<strong>as</strong>sing of<br />

residual H 2 , while the more subtle long term changes are caused<br />

by the gradual decay of UV-induced defects.<br />

16 IEEE LEOS NEWSLETTER June 2007


Properties<br />

In Figure 6, we show the transmission spectrum of a strong<br />

grating of length 2.54 cm written with a grating period<br />

= 402 μm. The maximum loss is 32 dB at a peak wavelength<br />

λ p = 1517 nm, the 20 dB isolation point is<br />

4 nm wide, the 3 dB point (λ) is 22 nm, and the<br />

insertion loss is < 0.20 dB for wavelengths < 1480<br />

nm and > 1545 nm. Viewed over a broader wavelength<br />

range, a typical spectrum is shown in Figure<br />

7 (for a FLEXCOR fiber with = 198 μm) which<br />

clearly indicates the different cladding modes.<br />

Several different gratings with periodicities in the<br />

150–600 μm range were fabricated and the different<br />

peaks in the spectrum were categorized according to<br />

the different cladding mode orders. The experimental<br />

results of the complete DSF characterization are<br />

shown in Figure 8. One of the key features that distinguishes<br />

the long-period gratings from their shortperiod<br />

blazed counterparts is the ultra-low backreflection<br />

properties. An optical coherence domain<br />

reflectometer trace for a long-period grating is<br />

shown in Figure 9. The backreflection numbers<br />

are consistent with our estimate (b<strong>as</strong>ed on detailed<br />

growth and annealing experiments) of maximum<br />

UV-induced n of 5 × 10 −4 . A me<strong>as</strong>urement of<br />

polarization properties of these devices shows the<br />

polarization mode dispersion (PMD) < 0.01 ps and<br />

polarization dependent loss (PDL) < 0.02 dB.<br />

Applications<br />

The most common use of the long-period gratings is<br />

<strong>as</strong> a band-rejection filter and several applications<br />

have been explored. The grating of Figure 6 can be<br />

used <strong>as</strong> an ASE suppressor, presenting a near-transparent<br />

path to the pump (1480 nm) and signal<br />

wavelengths (> 1545 nm) in erbium-doped amplifiers.<br />

A band-rejection filter is also used to remove<br />

unnecessary Stokes’ orders in a c<strong>as</strong>caded Raman<br />

amplifier/l<strong>as</strong>er [18]. For example, the grating of<br />

Figure 10 is used to reject extraneous 1310 nm light<br />

while simultaneously allowing the 1240 nm pump<br />

wavelength to be transmitted with minimum loss.<br />

The band-gap filling effect [19] seen in Bragg-grating<br />

stabilized 980 nm pump-diodes can also be<br />

countered using a small band-rejection filter at<br />

∼ 1 μm. This effect is shown in<br />

Figure 11, where the tendency of the l<strong>as</strong>er to split its<br />

spectrum and l<strong>as</strong>e at λ >980 nm (thus rendering it<br />

ineffective for erbium pumping applications) is<br />

curbed by the addition of the filter whose transmission<br />

spectrum is shown in the inset [20]. In coarse<br />

WDM applications, it is often critical to insert a<br />

cleanup filter after the demultiplexer (at the receiver<br />

end) to remove vestiges of the channel that is not<br />

being monitored. For a 1310/1550 nm system, we<br />

can fabricate this filter by splicing two gratings separated<br />

by a few nanometers in peak wavelength.<br />

Output Power (dBm)<br />

Output Power (dBm)<br />

−30<br />

−40<br />

−50<br />

−60<br />

−70<br />

With concatenation, we have fabricated devices with a 15 dB<br />

bandwidth of 20 nm, a 20 dB bandwidth of 10 nm<br />

(centered around 1555 nm), with an insertion loss < 0.20 dB<br />

at 1310 nm.<br />

−80<br />

950 975 1000 1025<br />

−35<br />

−45<br />

−55<br />

−65<br />

Wavelength(nm)<br />

Figure 11: Effect of band-rejection filters on grating-stabilized<br />

980 nm pump diodes. (a) Bragg-grating stabilized semiconductor pump diode<br />

shows a split in the spectrum. (b) The addition of a long-period grating moves<br />

the peak l<strong>as</strong>ing wavelength toward 980 nm. Inset shows transmission spectrum<br />

of long-period grating [20].<br />

June 2007 IEEE LEOS NEWSLETTER 17<br />

Transmission (dB)<br />

(a)<br />

0<br />

−1<br />

−2<br />

−3<br />

−4<br />

−5<br />

950 975 1000 1025 1050<br />

Wavelength (nm)<br />

−75<br />

950 975 1000 1025<br />

Wavelength(nm)<br />

(b)


1590<br />

1588<br />

1.5<br />

1560<br />

1557<br />

1586<br />

1554<br />

A<br />

Wavelength (nm)<br />

1584<br />

1582<br />

1580<br />

1530<br />

1528<br />

1526<br />

1524<br />

1522<br />

1520<br />

1.0<br />

2.0<br />

2.5<br />

0 20 40 60 80 100 120 140<br />

Temperature (°C)<br />

Wavelength (nm)<br />

1551<br />

1548<br />

1545<br />

1273<br />

1270<br />

1267<br />

1264<br />

1261<br />

1258<br />

1255<br />

B<br />

0.0 0.2 0.4 0.6 0.8 1.0<br />

Strain (%)<br />

Figure 12: Effect of grating length on temperature dependence.<br />

Numbers indicate lengths of gratings in centimeters.<br />

Environmental Effects<br />

The characteristics of long-period fiber gratings are affected<br />

by external perturbations such <strong>as</strong> strain, temperature and<br />

bends. The effect is primarily due to a differential change<br />

induced in the two modes. More specifically, since the propagation<br />

constants β 01 and β (n)<br />

cl undergo dissimilar changes<br />

owing to a change in the external conditions, the difference<br />

between the two modes, β, is altered. For a fixed periodicity<br />

one h<strong>as</strong> to shrink or stretch the β-axis of Figure 1,<br />

implying a shift in the wavelength of resonant coupling<br />

between the two modes.<br />

The temperature dependence of the peak wavelength in<br />

the transmission spectrum for four different lengths of<br />

gratings written in DSF’s is shown in Figure 12. The slope<br />

is found to vary from 0.04–0.05 nm/°C. We see that neither<br />

the length of the grating nor the peak wavelength significantly<br />

affects the temperature sensitivity and may further<br />

imply that the predominant factor responsible for the<br />

effect is the differential-mode propagation constant. By<br />

means of comparison, a Bragg grating peak wavelength<br />

shifts by about 1.1 nm for a 100°C change (slope ≈0,01<br />

nm/°C). The effect of strain on the grating is more<br />

dependent on the type of fiber. The variations in peak<br />

wavelengths with strain for two different fibers are plotted<br />

in Figure 13. Grating A exhibits a slope of −0.7 nrn/mε,<br />

while grating B h<strong>as</strong> a slope of +1.5 nrn/mε. This dramatic<br />

dependence on the fiber type is currently being studied.<br />

In comparison, Bragg gratings Show a strain dependence<br />

of +1.0 to +1.8 nrn/mε.<br />

The effect of bending and recoating on long-period gratings<br />

is important from a practical viewpoint since it directly<br />

determines the packaging method of choice. Small bends<br />

in the fiber gratings can completely w<strong>as</strong>h out the grating<br />

properties, with the peak isolation falling to less than 3 dB<br />

(from 20 dB) and the peak wavelength shifting to the shorter<br />

side. The loss and shift in the transmission dip is thought<br />

Figure 13: Effect of strain on the peak wavelength of two different<br />

gratings.<br />

to be due to two causes: 1) Bending the fiber destroys the<br />

constant reinforcement in the coupling between the core and<br />

the cladding modes since the cladding mode is being forced<br />

out at the cladding-air interface, and 2) Bending changes the<br />

effective cladding mode index thus tending to alter the<br />

wavelength characteristics. As a consequence, the package<br />

design should be chosen with no allowance for slack. This<br />

may also imply that these gratings cannot be routinely<br />

recoated and spooled, <strong>as</strong> may be desirable in some applications<br />

where packaging real-estate is at a premium. Recoating<br />

the gratings adds to the complexity of design, <strong>as</strong> we show<br />

below.<br />

Recoating the grating with a conventional polymer (used<br />

for recoating splices) reduces the peak isolation by <strong>as</strong> much <strong>as</strong><br />

10 dB. The change in grating characteristics is <strong>as</strong>cribed to the<br />

absorptive nature of the coating which affects the cladding<br />

mode properties. One can use low-index polymer coatings currently<br />

being developed for cladding-pumped l<strong>as</strong>er applications<br />

to maintain the guiding properties of the cladding. A<br />

low-index (n = 1.38) polymer coating w<strong>as</strong> applied to a grating<br />

whose transmission spectrum had three peaks at<br />

λ 1 = 1479.0 nm, λ 2 = 1510.2 nm, and λ 3 = 1564.2 nm,<br />

corresponding to the coupling of the LP 01, core , to the LP 01, cl ,<br />

LP 02, cl , and LP 03, cl modes, respectively. After recoating, the<br />

three peaks shifted by −0.4, −1.2, and −2.4 nm, respectively.<br />

The shift to shorter wavelengths is expected since the application<br />

of the coating raises the effective index of the cladding<br />

modes and from Figure 1, we can see that the β-axis needs to<br />

be stretched (ω ↑, λ↓) to match the grating vector to the<br />

differential propagation constants. The relative amplitudes of<br />

these shifts are consistent with the relative mode confinement.<br />

For example, it is re<strong>as</strong>onable to expect that the polymer coating<br />

will have a greater effect on the LP 02, cl mode (with two<br />

intensity peaks spread further into the cladding) than the<br />

more tightly confined LP 01, cl mode. These observations add<br />

another consideration to grating design if recoating is a neces-<br />

18 IEEE LEOS NEWSLETTER June 2007


sary step during packaging. For minimum<br />

spectral shifts after recoating, one<br />

should choose the grating periodicity<br />

such that the LP 01, core mode couples to<br />

the first cladding mode.<br />

Conclusion<br />

We have presented a new cl<strong>as</strong>s of<br />

long-period gratings that function <strong>as</strong><br />

spectrally selective loss elements.<br />

Natural extensions of these gratings<br />

are in spectral shape-shifting applications,<br />

whereby the spectrum of an<br />

existing system can be modified with<br />

the use of these in-fibe’r devices.<br />

Gain-flattening devices for erbiumdoped<br />

liber amplifiers, and sensors<br />

for me<strong>as</strong>uring strain, temperature,<br />

and refractive index have been<br />

demonstrated. Other applications<br />

such <strong>as</strong> switching and power monitoring<br />

are currently being explored.<br />

In summary, these all-fiber fillers are<br />

versatile devices with low insertion<br />

losses (< 0.2 dB), low back-reflections<br />

(< −80 dB), excellent polarization<br />

insensitivity (PMD < 0.01 ps,<br />

PDL < 0.02 dB) and midband peak<br />

losses (band rejection) reaching <strong>as</strong><br />

high <strong>as</strong> 30 dB.<br />

Acknowledgment<br />

The authors would like to thank V.<br />

Mizrahi, K.L. Walker, and I.A.<br />

White for useful discussions, W.A.<br />

Reed for help in modeling fiber-dispersion<br />

curves, G. Jacobovitz-<br />

Veselka for providing the data in<br />

Figure 11, D.S. G<strong>as</strong>per for<br />

PMD/PDL me<strong>as</strong>urements, and S.G.<br />

Kosinski for recoating gratings.<br />

We are grateful to Photonetics, Inc.,<br />

for the use of the high-sensitivity<br />

OCDR.<br />

References<br />

[1] M.C. Parries, C.M. Ragdale,<br />

and D.C.J. Reid, “Broadband<br />

chirped fiber Bragg filters for<br />

pump rejection and recycling in<br />

erbium doped fiber amplifiers,”<br />

Electron. Lett., vol. 28, pp.<br />

487–489, 1992.<br />

[2] P.J. Lemaire, R.M. Atkins, V.<br />

Mizrahi, and W.A. Reed, “High<br />

pressure hydrogen loading <strong>as</strong> a<br />

technique to achieving ultrahigh<br />

uv-photosensitivity and<br />

thermal sensitivity in GeO 2<br />

doped optical fibers,” Electron.<br />

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1993.<br />

[3] G. Meltz, W.W. Morey, and<br />

W.H. Glenn, “Formation of<br />

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823–825, 1989.<br />

[4] G.A. Ball and W.W. Morey,<br />

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[5] V. Mizrahi, D.J. DiGiovanni,<br />

R.M. Atkins, S.G. Grubb, Y.-<br />

K. Park, and J.-M. Delavaux,<br />

“Stable single mode erbium<br />

fiber grating l<strong>as</strong>er for digital<br />

communication,” J. Lightwave<br />

Technol., vol. 11, pp.<br />

2021–2025, 1993.<br />

[6] K.O. Hill, B. Malo, K.<br />

Vineberg, F. Bilodeau, D.<br />

Johnson, and I. Skinner,<br />

“Efficient mode-conversion in<br />

telecommunication fiber using<br />

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Electron. Lett., vol. 26, pp.<br />

1270–1272, 1990.<br />

[7] F. Bilodeau, K.O. Hill, B. Malo,<br />

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LP 02 mode converters fabricated<br />

in photosensitive fiber: Spectral<br />

response,” Electron. Lett., vol.<br />

27, pp. 682–684, 1991.<br />

[8] K.O. Hill, F. Bilodeau, B.<br />

Malo, and D.C. Johnson,<br />

“Birefringent photosensitivity<br />

in monomode fiber:<br />

Application to external writing<br />

of rocking filters,” Electron.<br />

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1991.<br />

[9] D.C. Johnson, F. Bilodeau, B.<br />

Malo, K.O. Hill, P.G.J. Wigley,<br />

and G.I. Stegeman, “<strong>Long</strong>length<br />

long-period rocking filters<br />

fabricated from conventional<br />

monomode telecommunications<br />

optical fiber,” Opt. Lett.,<br />

vol. 17, pp. 1635–1637, 1992.<br />

[10] T. Lenahan, “Calculation of<br />

modes in an optical fiber using<br />

the finite element method and<br />

EISPACK,” Bell Syst. Tech. J.,<br />

vol. 62, pp. 2663–2694, 1983.<br />

[11] M.J. Adams, An Introduction to<br />

Optical Waveguides. New York:<br />

Wiley-Interscience, 1981, sect. 7.2.<br />

[12] T. Erdogan and J.E. Sipe,<br />

“Tilted fiber ph<strong>as</strong>e gratings,” J.<br />

Opt. Soc. Amer. A, to be published.<br />

[13] V. Mizrahi and J.E. Sipe,<br />

“Optical properties of photosensitive<br />

fiber ph<strong>as</strong>e gratings,”<br />

J. Lightwave Technol., vol, 11,<br />

pp. 1513–1517, 1993.<br />

[14] M. Abramowitz and I.A. Stegun,<br />

Handbook of Mathematical<br />

Functions. New York: Dover,<br />

1992, p. 409.<br />

[15] D.G. Hall, Ed., Selected Papers on<br />

Coupled-Mode Theory in Guided<br />

Wave Optics. Bellingham, WA:<br />

SPIE Optical Engineering<br />

Press, 1993.<br />

[16] D.G. Hall, “Theory of waveguides<br />

and devices,” in<br />

Integrated Optical Circuits and<br />

Components, L.D. Hutcheson,<br />

Ed. New York: Marcel-Dekker,<br />

1987, eq. (2.143).<br />

[17] T. Erdogan, V. Mizrahi, P.J. Lemaire.<br />

and D. Monroe, “Decay of ultraviolet-induced<br />

fibsrBragg gratings,”<br />

J. Appl. Phys., vol. 75, pp. 73–80,<br />

1994.<br />

[18] S.G. Grubb, T. Erdogan, V.<br />

Mizrahi, T. Str<strong>as</strong>ser, W.Y.<br />

Cheung, W.A. Reed, P.J.<br />

Lemaire, A.E. Miller, S.G.<br />

Kosinski, G. Nykolak, and P.C.<br />

Becker, “1.3 μm c<strong>as</strong>caded<br />

Raman amplifier in germanosilicate<br />

fibers,” in Proc. Optic.<br />

Amplifiers Meet., CO, Aug. 3–5,<br />

1994, Postdeadline Paper PD3.<br />

[19] C.R. Giles, T. Erdogan, and V.<br />

Mizrahi, “Reflection-induced<br />

changes in the optical spectra of<br />

980-nm QW l<strong>as</strong>ers,” IEEE<br />

Photon: Technol. Lett., vol. 6, pp.<br />

907–909, 1994.<br />

[20] G. Jacobovitz-Veslka, P.F.<br />

Wysocki, A.M. Vengsarkar,<br />

J.M. Borick, T. Erdogan, V.<br />

Mizrahi, and S.W. Granlund,<br />

“Single-stage booster amplifier<br />

with two 980 nm pumps stabilized<br />

by fiber gratings,” in Proc.<br />

Optic. Amplifiers Meet., Davos,<br />

Switzerland, June 1995, Paper<br />

FC4.<br />

June 2007 IEEE LEOS NEWSLETTER 19

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