Evaluation Checklist for SEI Levels 2, 3, 4, & 5
Evaluation Checklist for SEI Levels 2, 3, 4, & 5
Evaluation Checklist for SEI Levels 2, 3, 4, & 5
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<strong>Evaluation</strong> <strong>Checklist</strong> <strong>for</strong> <strong>SEI</strong> <strong>Levels</strong> 2, 3, 4, & 5 ®<br />
Level Key Process Area Kind Policy, Standard, or Procedure<br />
Score<br />
Documented Documented & Documented & Documented Documented & Documented<br />
Concept<br />
Detailed<br />
Modular Professionally Usable<br />
Evidence<br />
1 - Initial<br />
Policy Requirements Management 1 2 4 8 16 32 100%<br />
Requirements Management<br />
Standard Allocated Requirements 1 2 4 8 16 32 100%<br />
Policy Software Project Planning 1 2 4 8 16 32 100%<br />
Statement of Work 1 2 4 8 16 32 100%<br />
Standard<br />
Software Development Plan (SDP) 1 2 4 8 16 32 100%<br />
Commitment Review 1 2 4 8 16 32 100%<br />
Software Project Planning<br />
SDP Development 1 2 4 8 16 32 100%<br />
Software Size Estimation 1 2 4 8 16 32 100%<br />
Procedure<br />
Software Ef<strong>for</strong>t and Cost Estimation 1 2 4 8 16 32 100%<br />
Critical Computer Resource Estimation 1 2 4 8 16 32 100%<br />
Software Schedule Estimation 1 2 4 8 16 32 100%<br />
Policy Software Project Tracking & Oversight 1 2 4 8 16 32 100%<br />
Software Development Plan Revision 1 2 4 8 16 32 100%<br />
Software Project Tracking & Oversight<br />
Procedure Commitment Review 1 2 4 8 16 32 100%<br />
Milestone Reviews 1 2 4 8 16 32 100%<br />
Policy Software Subcontract Management 1 2 4 8 16 32 100%<br />
Standard Contractual Agreement 1 2 4 8 16 32 100%<br />
Subcontract Planning 1 2 4 8 16 32 100%<br />
2 - Repeatable<br />
Subcontractor Selection/<strong>Evaluation</strong> 1 2 4 8 16 32 100%<br />
Software Subcontract Management<br />
Subcontractor SOW Changes 1 2 4 8 16 32 100%<br />
Procedure Subcontractor Milestone Review 1 2 4 8 16 32 100%<br />
Subcontractor SQA Monitoring 1 2 4 8 16 32 100%<br />
Subcontractor SCM Monitoring 1 2 4 8 16 32 100%<br />
Subcontractor Acceptance Testing 1 2 4 8 16 32 100%<br />
Policy Software Quality Assurance (SQA) 1 2 4 8 16 32 100%<br />
Standard SQA Plan 1 2 4 8 16 32 100%<br />
Software Quality Assurance<br />
SQA Plan Development 1 2 4 8 16 32 100%<br />
Procedure<br />
Deviation Identification 1 2 4 8 16 32 100%<br />
Policy Software Configuration Management (SCM) 1 2 4 8 16 32 100%<br />
Standard SCM Plan 1 2 4 8 16 32 100%<br />
SCM Plan Development 1 2 4 8 16 32 100%<br />
Software Change Requests 1 2 4 8 16 32 100%<br />
Software Configuration Management<br />
Software Baseline Changes 1 2 4 8 16 32 100%<br />
Procedure<br />
Software Product Builds 1 2 4 8 16 32 100%<br />
SCM Status 1 2 4 8 16 32 100%<br />
Software Baseline Audit 1 2 4 8 16 32 100%<br />
<strong>SEI</strong> Level 2 Score<br />
100% 100% 100% 100% 100% 100% 100%<br />
Policy Organization Process Focus 1 2 4 8 16 32 100%<br />
Organization Process Focus<br />
Standard<br />
Action Plan 1 2 4 8 16 32 100%<br />
Software Process Improvement Plan 1 2 4 8 16 32 100%<br />
Policy Organization Process Definition 1 2 4 8 16 32 100%<br />
Organization Software Process 1 2 4 8 16 32 100%<br />
Organization Process Definition<br />
Standard Software Life Cycle 1 2 4 8 16 32 100%<br />
Tailoring Guidelines and Criteria 1 2 4 8 16 32 100%<br />
Procedure Organization Software Process 1 2 4 8 16 32 100%<br />
Policy Training Program 1 2 4 8 16 32 100%<br />
Software Project Training Plan 1 2 4 8 16 32 100%<br />
Training Program<br />
Standard Software Organization Training Plan 1 2 4 8 16 32 100%<br />
Software Organization Training Course 1 2 4 8 16 32 100%<br />
Procedure Software Organization Training Plan 1 2 4 8 16 32 100%<br />
Policy Integrated Software Management 1 2 4 8 16 32 100%<br />
Standard Project Software Process 1 2 4 8 16 32 100%<br />
Project Software Process 1 2 4 8 16 32 100%<br />
Project Software Process Revision 1 2 4 8 16 32 100%<br />
Integrated Software Management<br />
Software Development Plan 1 2 4 8 16 32 100%<br />
Procedure<br />
Software Size Estimation 1 2 4 8 16 32 100%<br />
3 - Defined<br />
Software Ef<strong>for</strong>t and Cost Estimation 1 2 4 8 16 32 100%<br />
Critical Computer Resource Estimation 1 2 4 8 16 32 100%<br />
Software Schedule Estimation 1 2 4 8 16 32 100%<br />
Software Risk Identification 1 2 4 8 16 32 100%<br />
Policy Software Product Engineering 1 2 4 8 16 32 100%<br />
Software Requirements Document 1 2 4 8 16 32 100%<br />
Software Design Document 1 2 4 8 16 32 100%<br />
Software Product Engineering<br />
Software Coding 1 2 4 8 16 32 100%<br />
Standard Software Test Plan 1 2 4 8 16 32 100%<br />
Integration Test Plan 1 2 4 8 16 32 100%<br />
System and Acceptance Test Plan 1 2 4 8 16 32 100%<br />
Software Test Results 1 2 4 8 16 32 100%<br />
Policy Intergroup Coordination 1 2 4 8 16 32 100%<br />
Intergroup Coordination<br />
Standard Intergroup Commitment Plan 1 2 4 8 16 32 100%<br />
Procedure<br />
Critical Dependency 1 2 4 8 16 32 100%<br />
Intergroup Issue Handling 1 2 4 8 16 32 100%<br />
Policy Peer Review 1 2 4 8 16 32 100%<br />
Peer Review<br />
Standard Peer Review Plan 1 2 4 8 16 32 100%<br />
Procedure<br />
Peer Review Plan Development 1 2 4 8 16 32 100%<br />
Peer Reviews 1 2 4 8 16 32 100%<br />
<strong>SEI</strong> Level 3 Score<br />
100% 100% 100% 100% 100% 100% 100%
<strong>Evaluation</strong> <strong>Checklist</strong> <strong>for</strong> <strong>SEI</strong> <strong>Levels</strong> 2, 3, 4, & 5<br />
Level Key Process Area Kind Policy, Standard, or Procedure<br />
Score<br />
Documented Documented & Documented & Documented Documented & Documented<br />
Concept<br />
Detailed<br />
Modular Professionally Usable<br />
Evidence<br />
Policy<br />
Quantitative Process Management--Project 1 2 4 8 16 32 100%<br />
Quantitative Process Management--Org 1 2 4 8 16 32 100%<br />
Standard Quantitative Process Management 1 2 4 8 16 32 100%<br />
Quantitative Process Management<br />
QPM Plan Development 1 2 4 8 16 32 100%<br />
Procedure<br />
Software Process Measurement 1 2 4 8 16 32 100%<br />
4 - Managed<br />
Software Process Analysis/Quality Control 1 2 4 8 16 32 100%<br />
Software Process Capability Baseline 1 2 4 8 16 32 100%<br />
Policy Software Quality Management 1 2 4 8 16 32 100%<br />
Software Quality Management<br />
Standard Software Quality Plan 1 2 4 8 16 32 100%<br />
Procedure SQ Plan Development 1 2 4 8 16 32 100%<br />
<strong>SEI</strong> Level 4 Score<br />
100% 100% 100% 100% 100% 100% 100%<br />
Policy<br />
Defect Prevention--Project 1 2 4 8 16 32 100%<br />
Defect Prevention--Org 1 2 4 8 16 32 100%<br />
Standard<br />
Defect Prevention Plan 1 2 4 8 16 32 100%<br />
Defect Prevention<br />
Action Proposal 1 2 4 8 16 32 100%<br />
Causal Analysis Meeting 1 2 4 8 16 32 100%<br />
Procedure Organization Standard Software Process Rev 1 2 4 8 16 32 100%<br />
Project Definedd Software Process Rev 1 2 4 8 16 32 100%<br />
Policy Technology Change Management 1 2 4 8 16 32 100%<br />
Standard<br />
TCM Plan 1 2 4 8 16 32 100%<br />
Technology Change Management<br />
TCM Pilot Plan 1 2 4 8 16 32 100%<br />
5 - Optimizing<br />
Software Project Technology <strong>Evaluation</strong> 1 2 4 8 16 32 100%<br />
Procedure Organization Standard Software Process Rev 1 2 4 8 16 32 100%<br />
Project Definedd Software Process Rev 1 2 4 8 16 32 100%<br />
Policy Organization Software Process Improvement 1 2 4 8 16 32 100%<br />
Org Software Process Improvement Plan 1 2 4 8 16 32 100%<br />
Standard Software Process Improvement Proposal 1 2 4 8 16 32 100%<br />
Process Change Management<br />
Software Process Improvement Pilot Plan 1 2 4 8 16 32 100%<br />
Org Software Process Improvement Plan 1 2 4 8 16 32 100%<br />
Procedure Software Process Improvement Proposal 1 2 4 8 16 32 100%<br />
Software Process Improvement Imp 1 2 4 8 16 32 100%<br />
<strong>SEI</strong> Level 5 Score<br />
100% 100% 100% 100% 100% 100% 100%<br />
<strong>SEI</strong> Level 2, 3, 4, & 5 Score<br />
100% 100% 100% 100% 100% 100% 100%<br />
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