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CLIENT SUITABILITY PROFILE
FOR WEALTH MANAGEMENT PRODUCTS
AS AT (DATE) ____________________________
1 CLIENT PROFILE
a) General information
Name of client:
Client occupation:
Citizenship:
Name / Nature of Business/Employer's business:
Length of time with main business/employer:
Annual income:
b) Other exclusive banking relationships (with total AUM ≥ BND100,000)
Do you have any exclusive relationship with other bank? If yes, which bank is it?
________________________________________________
For how many years you have exclusive relationship with this bank?
________________________________________________
2 INVESTMENT PROFILE
a) Investment Objective
The information below should be used in conjunction with the Product Matrix to guide you in developing your
Wealth Management Product recommendation
Risk Tolerance
Tick (√) to indicate customer's risk appetite reflected by the Financial Planning Risk profiling
Conservative Moderate Aggressive
Investment Tenor
How long do you perceive your investment horizon to be?
3 months >3 – 6 months >6 – 12 months Greater than 1 year
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) Investment Experience
What kind of investment product you have purchased so far? How long you have invested in this product?
____________________________________ (___ years)
____________________________________ (___ years)
____________________________________ (___ years)
____________________________________ (___ years)
Do you have any family member(s) that are working in the financial industry or active in investing?
YES / NO
Do you have remarks on your investment experience? If yes, please state:
_______________________________________________________________________________________
_______________________________________________________________________________________
3 WEALTH MANAGEMENT PRODUCTS RECOMMENDATION
Please tick (√) to indicate product risk level and state the name of the investment product(s) accordingly.
Conservative Moderate Aggressive
___________________________________________
___________________________________________
___________________________________________
___________________________________________
Remarks (if any):
4 INFORMATION SUMMARY
Comments (if any):
Completed By:
Reviewed By:
Personal Financial Planner (PFP)
Name:
PFP / BM / HOD
Name:
Note: Pages 1 – 2 of this document is for internal use ONLY. The third page is the optional Client Suitability profile II
to be signed by customer. Personal Financial Planner to make a copy for the customer.
Signed copy to be retained and filed by Branches.
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Client Suitability Profile II
For Wealth Management Products as at (Date) ___________________________
Investment Selection
(Please tick (√) the appropriate risk profile)
Based on customer's risk profile, the suitable investment is:
Conservative Moderate Aggressive
The investment Product selected by customer is:
Conservative Moderate Aggressive
I have been advised of the risks associated with investing and has read and signed the Client Risk Profile and Client
Suitability profile II
Customer Signature
S.V
Customer Name
Date:
Disclaimer: The above does not constitute a recommendation to enter into any transaction. Baiduri Bank Bhd is not acting as your adviser or in
a fiduciary capacity in respect of this proposed transaction or any other transaction unless otherwise agreed, and accepts no liability
whatsoever with respect to the use of this document or its contents. Before entering into any transaction, you should take steps to ensure that
you understand the transaction and have made an independent assessment of the appropriateness of the transaction in the light of your own
objective and circumstances. You should also consider making such independent investigations as you consider necessary or appropriate for
such purposes. Baiduri Bank Bhd does not make any representation or warranty as to the accuracy, completeness or correctness of the
information contained in this document.
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