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Food Safety Magazine - June/July 2013

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Process control<br />

By Richard F. Stier and John G. Surak, Ph.D.<br />

Understanding the “Other”<br />

Clauses of ISO 22000<br />

A closer look at ISO 22000<br />

The ISO 22000 standard “<strong>Food</strong> <strong>Safety</strong> Management<br />

Systems — Requirements for Any<br />

Organization in the <strong>Food</strong> Chain” is just what<br />

the title says it is: a food safety management<br />

system (FSMS) with emphasis on the words<br />

management and system. Since this standard was issued in<br />

September 2005, it has been widely adopted globally. At<br />

the time this article was being prepared, over 2,400 companies<br />

throughout the world had received ISO 22000<br />

certifications or its offspring, <strong>Food</strong> <strong>Safety</strong> System Certification<br />

(FSSC) 22000. FSSC 22000 is basically the ISO<br />

22000 standard plus ISO 22002-1:2009 “Prerequisite<br />

programmes on food safety – Part 1: <strong>Food</strong> manufacturing.”<br />

FSSC 22000 was developed to meet the benchmarking<br />

requirements for the Global <strong>Food</strong> <strong>Safety</strong> Initiative<br />

(GFSI) (see “GFSI-Benchmarked Audit Schemes,”<br />

p. 20). GFSI felt that ISO 22000 did not provide<br />

sufficient guidance to companies for the prerequisite<br />

programs. Besides those companies seeking certification<br />

of an FSMS, there are many that utilize ISO 22000 as<br />

a framework to develop an FSMS but have elected not<br />

to spend the money on certification. Buyers throughout<br />

the world now mandate that their suppliers adopt one of<br />

the GFSI-approved audit schemes to ensure the safety of<br />

what they are purchasing.<br />

The building blocks of the ISO 22000 standard are:<br />

1. Hazard Analysis and Critical Control Points (HAC-<br />

CP) as defined in the Codex <strong>Food</strong> Hygiene document<br />

2. Prerequisite programs that define the basic conditions<br />

to maintain an hygienic environment<br />

3. The components that are needed to<br />

have an effective management<br />

system<br />

The final building block is based<br />

on ISO 9001:2000 and ISO 9001:2008<br />

“Quality management systems – Requirements.”<br />

It is these elements that<br />

have occasionally given companies,<br />

especially in the U.S., some problems.<br />

By this, we mean there are some clauses<br />

that are literally a new paradigm for<br />

these operators. The FSSC 22000<br />

management system is more than a<br />

superenhanced food safety system. It is<br />

a system that defines how food safety<br />

must be managed in the company.<br />

Building a successful FSMS using either<br />

ISO 22000 or FSSC 22000 is a multistep<br />

process. Figure 1 shows the process<br />

from management commitment to certification.<br />

The different clauses in ISO 22000<br />

may be seen in “ISO Clauses,” p. 20.<br />

The specific clauses that have given<br />

people some problems include:<br />

• Management responsibility, specifically<br />

management commitment,<br />

communication and management<br />

review<br />

• Human Resources — Competence<br />

and work environment<br />

• FSMS verification, specifically internal<br />

audits, process validation,<br />

prerequisite program verification and<br />

continual improvement<br />

Processors generally understand<br />

how to develop, implement and document<br />

an HACCP program. It has been<br />

25 years since the Codex <strong>Food</strong> Hygiene<br />

document and since the National<br />

Advisory Committee on Microbiological<br />

Criteria for <strong>Food</strong>s published their<br />

harmonized HACCP documents. Since<br />

that time, HACCP has been driven by<br />

economic and regulatory pressures. In<br />

the U.S., HACCP has been mandated<br />

for seafood, meat and poultry, as well<br />

as by buyers for all types of industries.<br />

However, it will be mandatory for all<br />

16 F o o d S a f e t y M a g a z i n e

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