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NC Register Volume 13 Issue 10 - Office of Administrative Hearings

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jji-<br />

NORTH CAROLINA<br />

REGISTER<br />

VOLUME <strong>13</strong> • ISSUE <strong>10</strong> • Pages 803 - 854<br />

November 16, 1998<br />

IN THIS ISSUE<br />

Community Colleges<br />

Dental Examiners<br />

Environment and Natural Resources<br />

Health and Human Services<br />

Public Education<br />

Revenue<br />

Real Estate Commission<br />

Transportation<br />

Rules Review Commission<br />

Contested Case Decisions<br />

PUBLISHED BY<br />

The <strong>Office</strong> <strong>of</strong> <strong>Administrative</strong> <strong>Hearings</strong><br />

Rules Division<br />

PC Drawer 27447<br />

Raleigh, <strong>NC</strong> 2 7611- 744 7<br />

Telephone (919) 733-2678<br />

Fax (919) 733-346?<br />

RECEIVED<br />

I<br />

NOV 1 6 1998<br />

KATHRiNE R. EVERETT<br />

LAW LIBRARY<br />

This publication is printed on permanent, acid-free paper in compliance with G.S. 125-1 1. <strong>13</strong>


1<br />

For those persons that have questions or concerns regarding the <strong>Administrative</strong> Procedure Act or any <strong>of</strong> its<br />

components, consuh with the agencies below. The bolded headings are typical issues which the giveif<br />

agency can address, but are not inclusive.<br />

Rule Notices, Filings, Re2ister, Deadlines. Copies <strong>of</strong> Proposed Rules, etc.<br />

<strong>Office</strong> <strong>of</strong> <strong>Administrative</strong> <strong>Hearings</strong><br />

Rules Division<br />

Capehart-Crocker House (919) 733-2678<br />

424 North Blount Street (919) 733-3462 FAX<br />

Raleigh, North Carolina 27601-2817<br />

contact:<br />

Molly Masich, Director APA Services<br />

Ruby Creech, Publications Coordinator<br />

mmasich@oah.state.nc.us<br />

rcreech@oah.state.nc.us<br />

Fiscal Notes & Economic Analysis<br />

<strong>Office</strong> <strong>of</strong> State Budget and Management<br />

116 West Jones Street<br />

Raleigh. North Carolina 27603-8005<br />

(919)733-7061<br />

(919) 733-0640 FAX<br />

contact:<br />

Mark Sisak, Economist III<br />

msisak@osbm.state.nc.us<br />

Rule Review and Legal <strong>Issue</strong>s<br />

Rules Review Commission<br />

<strong>13</strong>07 Glenwood Ave., Suite 159<br />

Raleigh, North Carolina 27605<br />

(919)733-2721<br />

(919) 733-9415 FAX<br />

contact:<br />

Joe DeLuca Jr., Staff Director Counsel<br />

Bobby Br>'an, Staff Attorney<br />

Legislative Process Concerning Rule-making<br />

Joint Legislative <strong>Administrative</strong> Procedure Oversight Committee<br />

545 Legislative <strong>Office</strong> Building<br />

300 North Salisbury Street (919) 733-2578<br />

Raleigh, North Carolina 2761<br />

(919) 715-5460 FAX<br />

contact: Mary Shuping, Staff Liaison maiy's@ms.ncga.state.nc.us<br />

Counts' and Municipalit>' Government Questions or Notification<br />

<strong>NC</strong> Association <strong>of</strong> Count> Commissioners<br />

2 1 5 North Dawson Street (9 1 9) 7 1 5-2893<br />

Raleigh, North Carolina 27603<br />

contact:<br />

Jim Blackburn or Rebecca Troutman<br />

<strong>NC</strong> League <strong>of</strong> Municipalities<br />

2 1 5 North Dawson Street<br />

Raleigh. North Carolina 27603<br />

(919)715-4000<br />

contact:<br />

Paula Thomas<br />

t<br />

This publication is printed on permanent, acid-free paper in compliance with G.S. 125-1 1. <strong>13</strong>


.<br />

NORTH CAROLINA<br />

REGISTER<br />

IN THIS ISSUE<br />

RULE-MAKING PROCEEDINGS<br />

Community Colleges<br />

Community Colleges 804-805<br />

Environment and Natural Resources<br />

Marine Fisheries 803<br />

Well Contractors Certification Rules 803-804<br />

Licensing Boards<br />

Dental Examiners, Board <strong>of</strong> 804<br />

II.<br />

PROPOSED RULES<br />

Health and Human Services<br />

Medical Assistance 806-808<br />

Revenue<br />

Departmental Rules 808-809<br />

<strong>Volume</strong> <strong>13</strong>, <strong>Issue</strong> <strong>10</strong><br />

Pages 803 - 854<br />

Sales and Use Tax 809 - 81 1<br />

Transportation<br />

Highways, Division <strong>of</strong> 811-814<br />

Novfmber 16, 1998<br />

III.<br />

TEMPORARY RULES<br />

Community Colleges<br />

Community Colleges .<br />

815-816<br />

This issue contains documents <strong>of</strong>ficially filed<br />

through October 23, 1998.<br />

<strong>Office</strong> <strong>of</strong> <strong>Administrative</strong> <strong>Hearings</strong><br />

Rules Division<br />

424 North Blount Street (27601)<br />

PC Drawer 27447<br />

Raleigh, <strong>NC</strong> 27611-7447<br />

(919)733-2678<br />

FAX (919) 733-3462<br />

IV. APPROVED RULES 817-830<br />

Environment and Natural Resources<br />

Coastal Management<br />

Health Services<br />

Health and Human Services<br />

Mental Health, Developmental Disabilities<br />

and Substance Abuse Services<br />

Licensing Boards<br />

Dental Examiners, Board <strong>of</strong><br />

Real Estate Commission<br />

Public Education<br />

Elementary and Secondary Education<br />

Transportation<br />

Motor Vehicle, Division <strong>of</strong><br />

V. RULES REVIEW COMMISSION 831-844<br />

Julian Mann 111, Director<br />

Camilla Winston, Deputy Director<br />

Molly Masich, Director <strong>of</strong> APA Services<br />

Ruby Creech, Publications Coordinator<br />

Jean Shirley, Editorial Assistant<br />

Linda Dupree, Editorial Assistant<br />

Jessica Flowers, Editorial Assistant<br />

VI.<br />

CONTESTED CASE DECISIONS<br />

Index to ALJ Decisions 845-852<br />

Text <strong>of</strong> Selected Decisions<br />

98 CPS 0839 853-854<br />

VH. CUMULATIVE INDEX 1-77<br />

Sorih Carolina <strong>Register</strong> is published semi-monthly for $195 per \ear b\ the <strong>Office</strong> <strong>of</strong> <strong>Administrative</strong> <strong>Hearings</strong>. 424 North Blount Street. Raleigh, <strong>NC</strong><br />

27601 (ISSN 1 5200604) to mail at Periodicals Rates is paid at Raleigh. <strong>NC</strong> POSTMASTFR Send Address changes to the Xurih Carolina Regisier.<br />

P(J Drawer 27447. Ralemh. <strong>NC</strong> 2761 1-7447


NORTH CAROLINA ADMINISTR.4TIVE CODE CLASSIFICATION SYSTEM<br />

The North Carolina <strong>Administrative</strong> Code (<strong>NC</strong>AC) has four major subdivisions <strong>of</strong> rules.<br />

Two <strong>of</strong> these, titles and chapters,<br />

are mandatory: The major subdivision <strong>of</strong> the <strong>NC</strong>AC is the title. Each major department in the North Carolina executive<br />

branch <strong>of</strong> government has been assigned a title number. Titles are further broken down into chapters which shall be<br />

numerical in order. The other two. subchapters and sections are optional subdivisions to be used by agencies when<br />

appropriate.<br />

TITLE/MAJOR DIVISIONS OF THE NORTH CAROLINA ADMINISTRATIVE CODE<br />

TITLE DEPARTMENT LICENSING BOARDS CHAPTER<br />

1 Administration Acupuncture 1<br />

"»<br />

Agriculture Architecture 2<br />

3 Auditor Athletic Trainer Examiners 3<br />

4 Commerce Auctioneers 4<br />

5 Correction Barber Examiners 6<br />

6 Council <strong>of</strong> State Certified Public Accountant Examiners 8<br />

7 Cultural Resources Chiropractic Examiners <strong>10</strong><br />

8 Elections Emplox ee Assistance Pr<strong>of</strong>essionals 11<br />

9 Go\emor General Contractors 12<br />

<strong>10</strong> Health and Human Services Cosmetic Art Examiners 14<br />

11 Insurance Dental Examiners 16<br />

12 Justice Dietetics/'Nutrition 17<br />

<strong>13</strong> Labor Electrical Contractors 18<br />

14A Crime Control & Public Safer;,- ElectrolNsis 19<br />

15A En\ ironment and Natural Foresters 20<br />

Resources Geologists 21<br />

16 Public Education Hearing Aid Dealers and Fitters<br />

17 Revenue Landscape Architects 26<br />

18 Secretary <strong>of</strong> State Landscape Contractors 28<br />

19A Transportation Marital and Famih Therapx 31<br />

20 Treasurer Medical Examiners 32<br />

*21 Occupational Licensing Boards Mid\vifer> Joint Committee 33<br />

">"><br />

Administrati\ e Procedures Mortuar. Science 34<br />

23 Community' Colleges Nursing 36<br />

24 Independent Agencies Nursing Home Administrators 37<br />

25 State Personnel Occupational Therapists 38<br />

26 Administrati\e <strong>Hearings</strong> Opticians 40<br />

27 <strong>NC</strong> State Bar Optometp. 42<br />

Osteopathic Examination & Reg. (Repealed) 44<br />

Pastoral Counselors. Fee-Based Practicing 45<br />

Pharmacx 46<br />

Physical Therap> Examiners 48<br />

Plumbing. Heating & Fire Sprinkler Contractors 50<br />

Podiatp. Examiners 52<br />

Pr<strong>of</strong>essional Counselors 53<br />

Ps\cholog\ Board 54<br />

Pr<strong>of</strong>essional Engineers & Land Sur\ eyors 56<br />

Real Estate .Appraisal Board 57<br />

Real Estate Commission 58<br />

Refrigeration Examiners 60<br />

Sanitarian Examiners 62<br />

Social Work Certification 63<br />

Soil Scientists 69<br />

Speech & Language Pathologists & .Audiologists 64<br />

Substance .Abuse Pr<strong>of</strong>essionals 68<br />

Therapeutic Recreation Cenification 65<br />

\'eterinar\ Medical Board 66<br />

->-><br />

Note: Title 2 1 contains the chapters <strong>of</strong> the \arious occupational licensing boards.


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RULE-MAKING PROCEEDINGS<br />

A Notice <strong>of</strong>Rule-making Proceedings is a statement <strong>of</strong>subject matter <strong>of</strong>the agency's proposed rule making. The agency must<br />

publish a notice <strong>of</strong> the subject matter for public comment at least 60 days prior to publishing the proposed text <strong>of</strong> a rule.<br />

Publication <strong>of</strong> a temporary rule sen-es as a Notice <strong>of</strong> Rule-making Proceedings and can be found in the <strong>Register</strong> under the<br />

section heading <strong>of</strong> Temporary Rules. A Rule-making Agenda published by an agency serves as Rule-making Proceedings and<br />

can befound in the <strong>Register</strong> under the section heading <strong>of</strong> Rule-making Agendas. Statutory' reference: G.S. 150B-2I.2.<br />

TITLE ISA - DEPARTMENT OF ENVIRONMENT<br />

AND NATURAL RESOURCES<br />

CHAPTER 3 - MARINE FISHERIES<br />

SUBCHAPTER 3M - FINFISH<br />

TV Totice <strong>of</strong> Rule-making Proceedings is hereby given by the<br />

J. V <strong>NC</strong> Marine Fisheries Commission in accordance with<br />

G.S. 1508-21. 2.<br />

The agency shall subsequently publish in the<br />

<strong>Register</strong> the text <strong>of</strong>the rule(s) it proposes to adopt as a result <strong>of</strong><br />

this notice <strong>of</strong> rule-making proceedings and any comments<br />

received on this notice.<br />

Citation to Existing Rules Affected by tiiis Rule-Making:<br />

15A <strong>NC</strong>AC 3M .050". Other rules may be proposed in the<br />

course <strong>of</strong> the rule-making process.<br />

•k'k'k'ft'it-k'k-k-k-k'k<br />

CHAPTER 27 - WELL CONTRACTOR<br />

CERTIFICATION RULES<br />

TV Totice <strong>of</strong> Rule-making Proceedings is hereby given by the<br />

J. V li'ell Contractors Certification Commission in accordance<br />

with G.S. 150B-21.2.<br />

The agency shall subsequently publish in<br />

the <strong>Register</strong> the text <strong>of</strong>the rules it proposes to adopt as a result<br />

<strong>of</strong> this<br />

notice <strong>of</strong> rule-making proceedings and any comments<br />

received on this notice.<br />

Citation to Existing Rules Affected by this Rule-Making:<br />

15A <strong>NC</strong>AC 27 .0<strong>10</strong>1-.0199. .020I-.0299. .0301-.0399, .0401-<br />

.0499, .0501-.0599. .0601-.0699. .0'01-.0:'99. .0801-.0899,<br />

. 0901 -. 0999. Other rules may be proposed in the course <strong>of</strong>the<br />

rule-making process.<br />

Authority for the rule-making: G.S 1<strong>13</strong>-<strong>13</strong>4: 1<strong>13</strong>-152: 143B-<br />

289.52<br />

Statement <strong>of</strong> the Subject Matter: Dolphin - establish a<br />

commercial trip limit <strong>of</strong>benreen 1.000 and 5.000 pounds per<br />

trip with only one landing per 24 hour period allowed: establish<br />

a commercial quota <strong>of</strong>the average <strong>of</strong>the lastfive years landings<br />

up to 360. 000 pounds: amend the recreational bag limit to 5 to<br />

<strong>10</strong> fish per person, excluding the captain and crew on<br />

charterboats not to<br />

exceed between 30 and 60 fish per trip:<br />

establish a recreational quota based on historical catch data:<br />

and prohibit transfer <strong>of</strong>fish at sea.<br />

Reason for Proposed Action: The South Atlantic Fisheries<br />

Management Council recommends a precautionary approach to<br />

dolphin management to insure that the fishery does not expand<br />

beyond its current rate <strong>of</strong> harvest while a Fishery Management<br />

Plan is being developed.<br />

Comment Procedures:<br />

Comments, both written and oral, may<br />

be submitted at the four scheduled public meetings. The<br />

meetings are scheduled as follows: Januaiy 7. 1999 -<br />

Hatteras Buxton Civic Center: January 14. 1999 - Dept. <strong>of</strong><br />

Environment and Natural Resources <strong>Office</strong>. Wilmington:<br />

January 19. 1999 - Duke University Marine Lab. Beaufort:<br />

Februaiy 15. 1999 - <strong>NC</strong> Zoo. Asheboro. All meetings will begin<br />

at 7 p.m. Written comments are encouraged and may be<br />

submitted to the Marine Fisheries Commission, c/o Juanita<br />

Gaskill. PO Box 769. Morehead City. <strong>NC</strong> 28557. These written<br />

and oral comments must be received no later than March 1.<br />

1999. Oral presentation lengths may be limited, depending on<br />

the number <strong>of</strong>people that wish to speak at the public meetings.<br />

Authori^ for the rule-making: G.S. 87-94: 87-98.2: 87-98.4:<br />

8'-98.5: 8''-97.6: 8'-98.'': 8"-98.8: 87-98.9: 87-98.12: 143B-<br />

300; 143B-301.il, 150B-3: 150B-23: 150B-36: I50B-43<br />

Statement <strong>of</strong> the Subject Matter: The Well Contractors<br />

Certification Commission proposes rulemaking to adopt 15.4<br />

<strong>NC</strong>AC Chapter 27. Section .0<strong>10</strong>0-.0900 in the North Carolina<br />

<strong>Administrative</strong> Code.<br />

Rules contained in these Sections specifthe<br />

duties that certified well contractors must meet under the<br />

rules, definitions <strong>of</strong>terms used in these Sections, well contractor<br />

fees, application requirements for certification, the process by<br />

which certification occurs through examination, the conditions<br />

under which certification may occur without requiring well<br />

contractors take exams, certification renewal, types <strong>of</strong><br />

certification, continuing education requirements, and<br />

procedures that the Commission will use for taking disciplinary<br />

actions.<br />

Adoption <strong>of</strong> 15A Chapter 27, Section .0<strong>10</strong>0-. 0900 is<br />

necessary to fully implement the requirements <strong>of</strong>House Bill 251<br />

("An Act to Create the Well Contractors Certification<br />

Commission .... "J also known as Session Law 1997-358. In<br />

addition, adoption <strong>of</strong> rules governing well contractor<br />

certification must be done such that the Well Contractors<br />

Certification Commission can meet the implementation date <strong>of</strong><br />

January 1, 2000 contained in Senate Bill 1269 also known as<br />

Session Law 1998-129 and the proposed rulemaking sen-es to<br />

meet these requirements.<br />

Reason for Proposed Action: To establish certification<br />

procedures and requirements for well contractor certification<br />

pursuant to Session Law 199~-358 and Senate Bill 1269<br />

(Session Law 1998-129).<br />

The intent <strong>of</strong>these rules is to provide<br />

the Well Contractors Certification Commission with the<br />

procedures and standards whereby it can deteimine the<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 803


RULE-MAKING PROCEEDINGS<br />

qualifications <strong>of</strong> persons who engage in well contractor<br />

activities.<br />

These rules also provide well contractors with a<br />

legal means <strong>of</strong> operating or continuing to operate the business<br />

<strong>of</strong>well construction while at the same time protecting consumers<br />

from persons who are not qualified to construct wells. .4 water<br />

well is a major expense to landowners, businesses, single family<br />

residences, and renters.<br />

vital to securing a clean water supply.<br />

Proper construction <strong>of</strong>v.-ater wells is<br />

To this end providing a<br />

framework, by which well contractors can demonstrate to the<br />

Commission that they have the knowledge, skills, and abilities<br />

to construct wells in accordance with the Well Construction<br />

Standards in 15.4 <strong>NC</strong>AC 2C serves the public interest.<br />

On .4ugust 4. 1997. the North Carolina General .4ssembly<br />

enacted House Bill 251 (Session Law 1997-358) which<br />

established the Well Contractors Certification Commission.<br />

addition, this hill also established certifcation requirements for<br />

persons who engage in well contractor certification activities.<br />

It is important to note that requirements <strong>of</strong>Section 9 in Session<br />

Law 199~-358 must be in place by January 1. 1999. .4mong<br />

these requirements is one that allows well contractors to be<br />

certified without having to pass an examination provided these<br />

persons can show pro<strong>of</strong> that they have maintained continuous<br />

registration with the Department.<br />

In<br />

Because the Commission<br />

must issue a certificate and collect annualfees prior to January<br />

1. 1999 upon pro<strong>of</strong> that a well contractor meets these<br />

requirements, it is imperative that rules be put into effect on or<br />

before that date. It is important to note that .Article '^.4 <strong>of</strong><br />

Session Lcnv l99'-358. N.C.G.S 8''-98.4 states tliat.<br />

"...No well<br />

contractor shall perform any well contractor activity without<br />

being certified under this .Article. ... ".<br />

Due to the mandates contained in Section 9 <strong>of</strong> this kns- and the<br />

need for consistent implementation <strong>of</strong> all rules to meet the<br />

legislative mandates in Session Law 199~-358 and Session Law<br />

1998-129. the Commission intends to adopt a comprehensive set<br />

<strong>of</strong>rules as temporaiy rules under S.C.G.S. 150B-21. 1.<br />

Section<br />

<strong>10</strong> <strong>of</strong> Session Lcnv 199^-0358 gives the Well Contractors<br />

Certification Commission the authority to adopt temporaiy<br />

rules. Section 2 <strong>of</strong> Senate Bill 1269 (Session La^v 1998-129)<br />

extends the authorir\- that the<br />

Well Contractors Certification<br />

Commission has to conduct Temporaiy Rulemaking to July I<br />

1999. It is the inter' <strong>of</strong>the Commission that these rules be filed<br />

as temporaiy rules with an effective date <strong>of</strong> December 15. 1998<br />

and will be noticed in the North Carolina <strong>Register</strong> on that date.<br />

This notice showing that the Commission is considering<br />

rulemaking, including temporary rulemaking. ser\-es as an<br />

abbreviated notice for the adoption <strong>of</strong> 15.4 <strong>NC</strong>.4C 2'. Section<br />

.0<strong>10</strong>0:0900.<br />

Comment Procedures: ,411 persons interested in these matters<br />

are encouraged to submit written comments to David Hance.<br />

ENR-DWO. Groundwater Section. PO Box 2 95 "8. Raleigh. <strong>NC</strong><br />

2-626-05'8. phone (919) '15-6189. fax (919) ~15-0588.<br />

Comments will be accepted by the Commission through Januaiy<br />

25. 1999.<br />

CHAPTER 16 - BOARD OF DENTAL<br />

EXAMINERS<br />

A Totice <strong>of</strong>Rule-making Proceedings is hereby given by the<br />

1 V State Board <strong>of</strong> Dental Examiners in accordance with G.S.<br />

150B-21.2. The agency shall subsequently publish in the<br />

<strong>Register</strong> the text <strong>of</strong>the rule(sl it proposes to adopt as a result <strong>of</strong><br />

this notice <strong>of</strong> rule-making proceedings and any comments<br />

received on this notice.<br />

Citation to Existing Rules Affected b> tiiis Rule-Making: 21<br />

<strong>NC</strong>.4C 16G .0<strong>10</strong>1-.0<strong>10</strong>3: 16S .0205: 16P .0<strong>10</strong>1-.0<strong>10</strong>5: 16V<br />

. 01 01-. 0<strong>10</strong>2. Other rules may be proposed in the course <strong>of</strong> the<br />

rule-making process.<br />

Authority for the rule-making: G.S 90-28: 90-41: 90-48: 90-<br />

48.2: 90-221: 90-223: 90-229<br />

Statement <strong>of</strong> the Subject Matter: Notice is hereby given in<br />

accordance with G.S. 150B-21.2 that the North Carolina State<br />

Board <strong>of</strong> Dental Examiners (Board) will consider adopting<br />

rules, repealing rules, or amending rules addressing the<br />

auditing procedure <strong>of</strong> the Caring Dentist Program,<br />

unpr<strong>of</strong>essional conduct by dentists and dental hygienists. fees<br />

payable to the Board, the advertisement <strong>of</strong> dental sendees, and<br />

delegable functions and prohibited procedures for dental<br />

hygienists.<br />

Reason for Proposed Action: To change the auditing<br />

procedure <strong>of</strong> the Caring Dentist Program, to amend the<br />

definition <strong>of</strong> unpr<strong>of</strong>essional conduct for dentists and dental<br />

hygienists. to change the fees payable to the Board, to change<br />

the requirements for advertisement <strong>of</strong> dental senices. and to<br />

change delegablefunctions and prohibited procedures for dental<br />

hygienists.<br />

Comment Procedures:<br />

Written comments mcry be submitted on<br />

the subject mai.er <strong>of</strong> the proposed rule-making to Christine H.<br />

Lockwood. Executive Director <strong>of</strong>the Board at the Board's <strong>of</strong>fice.<br />

The Board's address is PO Box 322 '0. Raleigh. <strong>NC</strong> 2^622-<br />

2270.<br />

TITLE 23 -<br />

DEPARTMENT OF COMMUNITY<br />

COLLEGES<br />

CHAPTER 2 - COMMUNITY COLLEGES<br />

A Totice <strong>of</strong> Rule-making Proceedings is hereby given by the<br />

1 V <strong>NC</strong> State Board <strong>of</strong>Communit}- Colleges in accordance with<br />

G.S. 150B-21.2. The agency shall subsequently publish in the<br />

Resister the text <strong>of</strong> the rule it proposes to adopt as a result <strong>of</strong><br />

this notice <strong>of</strong> rule-making proceedings and any comments<br />

received on this notice.<br />

TITLE 21 -<br />

OCCUPATIONAL LICENSING<br />

BOARDS<br />

Citation to Existing Rules Affected by this Rule-Making: 23<br />

<strong>NC</strong>.4C 2B .0<strong>10</strong>4 - Other rules may be proposed in the course <strong>of</strong><br />

804 NORTH CAROLINA REGISTER November 16. 1998 <strong>13</strong>:<strong>10</strong>


RULE-MAKING PROCEEDINGS<br />

the rule-making process. SECTION .0<strong>10</strong>0 - GENERAL PROVISIONS<br />

Authority for the rule-making: G.S. 115D-1: 115D-4.1:<br />

1150-5: ]l5D-8<br />

Statement <strong>of</strong> the Subject Matter: Sets forth mission <strong>of</strong> the<br />

community college system.<br />

Reason for Proposed Action: During development <strong>of</strong> the<br />

North Carolina Community' College System Strategic Plan, the<br />

mission statement was reviewed and revised.<br />

Comment Procedures: All persons interested in this rule may<br />

submit statements in writing from the date <strong>of</strong> this notice until<br />

January 15, 1999. delivered or mailed to Mr Morris \V.<br />

Johnson, North Carolina Community College System. 200 W.<br />

Jones Street. Raleigh. <strong>NC</strong> 27603-<strong>13</strong>79.<br />

.0<strong>10</strong>4 MISSION OF THE COMMUNITY COLLEGE<br />

SYSTEM<br />

The mission <strong>of</strong> the North Carolina Community College<br />

System is to open the door to opportunity' for individuals seeking<br />

to improve high qualit\; accessible educational opportunities that<br />

minimize barriers to post-secondar\ education, maximize student<br />

success and improve their the lives and well-being <strong>of</strong> individuals<br />

by providing:<br />

(1) education, training and retraining for the workforce,<br />

including basic skills and literacy education,<br />

occupational and pre-baccalaureate programs;<br />

(2) support for economic development through services to<br />

and in partnership with business and industr>'; and<br />

(3) services to communities and individuals which<br />

improve the quality <strong>of</strong> life.<br />

SUBCHAPTER 2B<br />

THE COMMUNITY COLLEGE<br />

SYSTEM<br />

Authority^ G.S I15D-1; 115D-4.1; 115D-5; 115D-8.<br />

\<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 805


PROPOSED RULES<br />

This Section contains the text <strong>of</strong>proposed rules. At least 60 days prior to the publication <strong>of</strong> text, the agency published a<br />

Notice <strong>of</strong>Rule-making Proceedings. The agency must accept comments on the proposed rule for at least 30 days from the<br />

publication date, or until the public hearing, or a later date ifspecified in the notice by the agency. The required comment<br />

period is 60 days for a rule that has a substantial economic impact <strong>of</strong> at least five million dollars ($5. 000. 000). Statutory<br />

reference: G.S 150B-2I.2.<br />

Notice<br />

TITLE <strong>10</strong> - DEPARTMENT OF HEALTH<br />

AND HUMAN SERVICES<br />

is hereby given in accordance with G.S. 1S0B-2L2<br />

that the DHHS -<br />

Division <strong>of</strong>Medical Assistance intends to<br />

amend rules cited as <strong>10</strong> <strong>NC</strong>.4C SOB .0302. .03<strong>13</strong>. Notice <strong>of</strong><br />

Rule-making Proceedings was published in the <strong>Register</strong> on July<br />

15. 1998.<br />

Proposed Effective Date: August I. 2000<br />

A Public Hearing will be conducted at 1 :30 p.m. on December<br />

1. 1998 at 1985 Umstead Drive. Room <strong>13</strong>2. Kirby Building<br />

Reason for Proposed Action:<br />

<strong>10</strong> .\C4C SOB .0302 - PL <strong>10</strong>4-93 defines "qualified" aliens<br />

who are eligible for Medicaid. Former categories <strong>of</strong> eligible<br />

aliens, such as PRUCOL aliens, are now ineligible for full<br />

Medicaid.<br />

This change will identif- "Qualified" aliens who are<br />

eligible for full Medicaid based on federal law.<br />

<strong>10</strong> SCAC SOB .03<strong>13</strong> - To comply with 42 CFR 435.601(h)<br />

Mhich requires the financial methodologies for determining<br />

financial eligibility for family and children's Medicaid cases be<br />

based on the state's Title IV-A policy.<br />

This change will exclude<br />

first S50 in child support received each month for each child in<br />

the budget unit.<br />

Comment Procedures: Written comments concerning this<br />

rule-making action must be submitted by December 16.<br />

1998 to<br />

Portia W. Rochelle. Rule-Making Coordinator Division <strong>of</strong><br />

Medical .Assistance. 1985 Umstead Drive. Raleigh. <strong>NC</strong> 2 "603.<br />

Fiscal Note:<br />

These Rules do not affect the expenditures or<br />

revenues <strong>of</strong>state or local government funds.<br />

These Rules do not<br />

have a substantial economic impact <strong>of</strong> at least five million<br />

dollars (S 5. 000. 000) in a 12-month period.<br />

CHAPTER 50 - MEDICAL ASSISTA<strong>NC</strong>E<br />

SUBCHAPTER SOB - ELIGIBILITY<br />

DETERMINATION<br />

SECTION .0300 - CONDITIONS FOR ELIGIBILITY<br />

.0302 UNITED STATES CITIZEN<br />

(a)<br />

The services covered b\ Medicaid for eligible clients shall<br />

be based on citizenship or alien status.<br />

(b) The following groups who meet all other eligibility<br />

criteria shall be eligible for all Medicaid services in the state<br />

plan:<br />

(1) Linited States citizens: or<br />

(2) Ali ens lawfully admitted for p erman ent resid enc e as<br />

f34<br />

d e scribed in s ection 3212.2 <strong>of</strong> th e Stat e M edicaid<br />

Manual publish ed bs' the United State s Health Care<br />

Financing Administration: or A qualified alien as<br />

described in Section 431<br />

<strong>of</strong> the Personal<br />

ResponsibilitN' and Work Opportunity Reconciliation<br />

Act <strong>of</strong> 19% (P.L. <strong>10</strong>4-93).<br />

Ali ens who are P e rmanent Resid ent s Under Color <strong>of</strong><br />

Law as designat ed in s ection 3212. 4 <strong>of</strong> th e State<br />

M edicaid Manual publi s h ed b\' th e United State s<br />

H e alth Care Financing Administration: or<br />

{4) Ali ens granted l egal temporan, residenc e status (LTR)<br />

und e r th e Immigration and Nationality Act (Title 8<br />

U.S.C.). and— later adjust e d to l egal perman ent<br />

residence status (LPR) under Titl e 8 U.S.C.. who are :<br />

{-M Und e r th e age <strong>of</strong> 1 8 > ears <strong>of</strong> age : or<br />

(&)<br />

D esignated b\ Immigration and Naturalization<br />

S ervic e s as Cuban Haitian entrant s , or<br />

(€4 Aged, or -~<br />

(&) Blind, or<br />

m Disabl e d.<br />

(c) An alien not identified in Paragraph (b) <strong>of</strong> this Rule shall<br />

be eligible for Medicaid for care and services necessarv' for the<br />

treatment <strong>of</strong> an emergency condition if:<br />

(1) The alien requires the care and services after the<br />

sudden onset <strong>of</strong> a medical condition (including labor<br />

and delivery) that manifests itself by acute symptoms<br />

<strong>of</strong> sufficient severity<br />

(including severe pain) such that<br />

the absence <strong>of</strong> immediate medical attention could<br />

result in:<br />

(A)<br />

(B)<br />

Placing the patient's health in serious jeopardy;<br />

or<br />

Serious impairment to bodily functions; or<br />

(C) Serious dysfunction <strong>of</strong> any bodily organ or<br />

part.<br />

(2) The alien meets all other eligibility requirements for<br />

Medicaid.<br />

Authority G.S. <strong>10</strong>8A-54: 42 C.F.R. 435.402: 8 U.S.C. 1161: 8<br />

U.S.C. 1255a: 42 U.SC. <strong>13</strong>96b(v).<br />

.03<strong>13</strong> I<strong>NC</strong>OME<br />

(a) For family and children's cases, income from the<br />

following sources shall be counted in the calculation <strong>of</strong> financial<br />

eligibility':<br />

(1) Unearned.<br />

(A) RSDI,<br />

(B)<br />

(C)<br />

(D)<br />

(E)<br />

Veteran's .Administration.<br />

Railroad Retirement.<br />

Pensions or retirement benefits.<br />

Workmen's Compensation.<br />

806 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


PROPOSED RULES<br />

\<br />

(F)<br />

(G)<br />

(H)<br />

(I)<br />

(J)<br />

(K)<br />

(L)<br />

(M)<br />

(N)<br />

(O)<br />

(P)<br />

(Q)<br />

(R)<br />

(S)<br />

(T)<br />

(U)<br />

(V)<br />

(W)<br />

(X)<br />

(Y)<br />

(Z)<br />

Unemployment Compensation,<br />

Support Payments, (4)<br />

Contributions,<br />

Dividends or interest from stoci


PROPOSED RULES<br />

participating in JTPA and is receiving as a child;<br />

(20) Housing Improvement Grants approved by the N.C.<br />

Commission <strong>of</strong> Indian Aflfairs or funds distributed per<br />

capital or held in trust for Indian tribe members under<br />

P.L. 92-254. P.L. 93-<strong>13</strong>4 or P.L. 94-540:<br />

(2 1 Pa\Tnents to Indian tribe members as permitted under<br />

PL. 94-114;<br />

(22) Payments made by Medicare to a home renal diaKsis<br />

patient as medical benefits;<br />

(23) SSI except for individuals in long term care;<br />

(24) HUD Section 8 benefits when paid directK to the<br />

supplier or jointh' to the supplier and client;<br />

(25) Benefits recei\ed b\ a client who is a representative<br />

payee for another indi\idual who is incompetent or<br />

incapable <strong>of</strong> handling his affairs. Such benefits must<br />

be accounted for separate from the pa\ee's own<br />

income and resources;<br />

(26) Special one time pa>ments such as energ>.<br />

weatherization assistance, or disaster assistance that<br />

is not designated as medical;<br />

(27) The \alue <strong>of</strong> the U.S. Department <strong>of</strong> Agriculture<br />

donated foods (surplus commodities);<br />

(28) PaNTnents under the Alaska Nati\e Claims Settlement<br />

Act. Public Law 92-203;<br />

(29) An\' pa>Tnent received under Title II <strong>of</strong> the Uniform<br />

Relocation Assistance and Real Property Acquisition<br />

Policies Act <strong>of</strong> 1970;<br />

(30) HUD Community De\elopment Block Grant funds<br />

recei\ed to tTnance the reno\ation <strong>of</strong> a pri\ateK<br />

owned residence;<br />

(3 1 Reimbursement for transportation expenses incurred<br />

as a result <strong>of</strong> participation in the Community Work<br />

Experience Program or for use <strong>of</strong> client's own \ehicle<br />

to obtain medical care or treatment;<br />

(32) Adoption assistance;<br />

(33) Incentive pa_\Tnents made to a client participating in a<br />

vocational rehabilitation program;<br />

(34) Title XX funds received to pa\ for ser\ ices rendered<br />

b\ another individual or agenc><br />

(35) An\ amount received as a refund <strong>of</strong> taxes paid, paid;<br />

(36) Jhe first fifty dollars (S50.00) <strong>of</strong> each child<br />

(c)<br />

support spousal obligation or militar\<br />

allotment paid<br />

monthly to the budget unit in a private living<br />

arrangement.<br />

For aged, blind, and disabled cases, income counted in the<br />

determination <strong>of</strong> financial eligibilit> is based on standards and<br />

methodologies in Title XVI <strong>of</strong> the Social Security Act.<br />

(d) For aged, blind, and disabled cases, income from the<br />

following sources shall not be counted:<br />

( 1 An\ Cost <strong>of</strong> Living Allowance (COLA) increase or<br />

receipt <strong>of</strong> RSDl benefit which resulted in the loss <strong>of</strong><br />

SSI for those individuals described in Item (17) <strong>of</strong><br />

Rule .0<strong>10</strong>1 <strong>of</strong> this Subchapter.<br />

(2) Earnings for those indi\ iduals who have a plan for<br />

achieving self-support (PASS) that is approved by the<br />

Social Security Administration.<br />

(e) Income levels for purposes <strong>of</strong> establishing eligibility are<br />

those amounts approved b><br />

the N.C. General AssembK and<br />

stated in the Appropriations Act for categorically need)- and<br />

medicallv' needv' classifications, except for the following:<br />

( 1<br />

The income level shall be reduced b\ one-third when<br />

an aged, blind or disabled individual lives in the<br />

household <strong>of</strong> another person and does not pav<br />

proportionate share <strong>of</strong> household expenses.<br />

his<br />

The onethird<br />

reduction shall not appK' to children under<br />

nineteen years <strong>of</strong> age who live in the home <strong>of</strong> their<br />

parents:<br />

(2) An individual living in a long term care facility or<br />

other medical institution shall be allowed as income<br />

level a deduction for personal needs described under<br />

Rule .0314 (Personal Needs Allowance) <strong>of</strong> this<br />

Subchapter:<br />

(3) The categoricallv needv- income level for an aged,<br />

blind, and disabled individual or couple is the SSI<br />

individual or couple amount. This is the current<br />

Federal Benefit Rate (FBR).<br />

Aurhorin- G.S. I08A-25lhi: <strong>10</strong>8A-61: 42 C.F.R. 435.<strong>13</strong>5: 42<br />

C.F.R. 435.-31: 42 C.F.R. 435.-32: 42 C.FR. 435.-33: 42<br />

C.FR. 435.811: 42 C.FR. 435.812: 42 C.FR. 435.831: 42<br />

C.FR. 435.832: 42 C.FR. 435. lOQ-: 42 U.S.C. I383c(b); 42<br />

U.S.C <strong>13</strong>83c Id): 45 C.F.R. 233.20: P.L. 99-2-2: Section 12202:<br />

Alexander (.' Flahern' Consent Order Filed Febriian- 14. 1992.<br />

TITLE 17 - DEPARTMENT OF REVENUE<br />

^KTotice is hereby given in accordance with G.S. 1 50B- 2 1.2<br />

1 V that the Department <strong>of</strong> Revenue intends to adopt the rule<br />

cited as r <strong>NC</strong>AC IC .0601.<br />

Editor's Note:<br />

G.S. 150B-1 (d)(4) exempts the Department <strong>of</strong><br />

Revenue from Part 2 Article 2A <strong>of</strong>Chapter 150 with respect to<br />

the notice and hearing requirements. The Department will<br />

howe\-er publish the text <strong>of</strong>proposed rules in the North Carolina<br />

<strong>Register</strong> prior to the scheduled time <strong>of</strong> re^•iew by the Rules<br />

Review Commission.<br />

Proposed Effective Date: April 1. 1999<br />

Instructions on How to Demand a Public Hearing A person<br />

may request a public hearing by sending a written request for a<br />

hearing to Ms. Sabra Faires. Tax Administration at PO Box<br />

8-1. Raleigh. <strong>NC</strong> 2-602. by December 11. 1998. Notice <strong>of</strong>any<br />

public hearing scheduled on this proposed rule change will be<br />

published in the <strong>Register</strong><br />

Reason for Proposed .\ction: The Department currently<br />

requires approval <strong>of</strong> substitute forms, but the process is<br />

informal. The Department plans to install ne^r forms processing<br />

equipment in July <strong>of</strong> 1999. That equipment will scan forms and<br />

all substitute forms must meet the scanning requirements, which<br />

will include a bar code and scan line.<br />

This proposed rule sets<br />

out the process for vendors to follow if they want to reproduce<br />

808 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


PROPOSED RULES<br />

the Department's forms.<br />

Comment Procedures:<br />

Written comments may be submitted<br />

to Ms. Sabra Faires at the <strong>NC</strong> Department <strong>of</strong> Revenue. Tax<br />

Comments<br />

Administration. PO Box 8"!. Raleigh. <strong>NC</strong> 27602.<br />

received will be taken into consideration in adopting the<br />

permanent rule. Ifyou hm-e questions, you may call .Ms. Faires<br />

at 919-^15-023". The Department plans to submit this rule for<br />

review bv the Rules Review Commission at its December 1 7'*<br />

meeting. If the rule is not before the Commission at that<br />

meeting, the rule would not be eligible to become effective until<br />

sometime in the summer <strong>of</strong> the year 2000.<br />

CHAPTER 1 - DEPARTMENTAL RULES<br />

SUBCHAPTER IC -<br />

GENERAL ADMINISTRATION<br />

SECTION .0600 - SUBSTITUTE FORMS<br />

.0601 APPROVAL REQUIRED FOR SUBSTITUTE<br />

FORMS<br />

(a)<br />

The Department prepares forms for ta.\pa\ ers to use in<br />

reporting and paving taxes.<br />

The forms are designed to be able<br />

to be processed accurateh and efficienti\ on the Department's<br />

processing equipment. A compan\ that wants to reproduce a<br />

form <strong>of</strong> the Department for use by a taxpayer must meet the<br />

requirements <strong>of</strong> the Department before jt does so. These<br />

requirements include obtaining from the Department a vendor<br />

ntimber and the technical specifications for the form, submitting<br />

to the Department a draft <strong>of</strong> the substitute form for appro\ al. and<br />

receiving a letter from the Department stating that the draft<br />

substitute form submitted complies with the Department's<br />

requirements.<br />

The person at the Department to contact to obtain<br />

approval ot'a substitute form is the Director <strong>of</strong> the Division that<br />

administers the tax.<br />

(b) The Department ma\ reject a return or report that js<br />

submitted on a form that has neither been prepared by the<br />

Department nor approved for use b\ the Department. A return<br />

or report that is<br />

rejected will not be returned to the taxpa\ er who<br />

filed it and will not be processed.<br />

.Authorities. <strong>10</strong>5-252: <strong>10</strong>5-262.<br />

•K -K >! -X wwwxxxwwww<br />

Notice is hereby given that the Department <strong>of</strong> Revenue<br />

intends to amend the rules cited as I" <strong>NC</strong>.4C "B .2802,<br />

3301-.3302. .3-02.<br />

Editor's Note:<br />

G.S. 150B-l(d)(4l exempts the Department <strong>of</strong><br />

Revenue from Part 2 .Article 2.4 <strong>of</strong>Chapter 150 with respect to<br />

the notice and hearing requirements. The Department will<br />

however publish the text <strong>of</strong>proposed rules in the North Carolina<br />

<strong>Register</strong> prior to<br />

Review Commission.<br />

the scheduled time <strong>of</strong> review by the Rules<br />

Proposed Effective Date: April 1. 1999<br />

Instructions on How to Demand a Public Hearing A person<br />

may request a public hearing by sending a written request for a<br />

hearing to Mr Tim Holmes, Sales and Use Tax Division at PO<br />

Box 8^1. Raleigh. <strong>NC</strong> 27602, by December 11, 1998. Notice <strong>of</strong><br />

any public hearing scheduled on these proposed rule changes<br />

will be published in the <strong>Register</strong><br />

Reason for Proposed Action:<br />

17 <strong>NC</strong>AC IE .2802 - The proposed changes modernize the<br />

language <strong>of</strong>the rule to reflect current business practice.<br />

17 <strong>NC</strong>AC 7B .3301-.3302 - The proposed changes delete the list<br />

<strong>of</strong> exempt items from the ride and instruct taxpayers that they<br />

can find a complete list <strong>of</strong>exempt items in the Sales and Use Tax<br />

Bulletins. The rulemaking process does not permit the<br />

Department to update the list on a timely basis.<br />

can update its bulletins on a timely basis.<br />

The Department<br />

For this reason, the<br />

Department will rely on the bulletins as the source <strong>of</strong>the list <strong>of</strong><br />

exempt items rather them the rules.<br />

1 7 <strong>NC</strong>AC 7B .3702 - The proposed changes clarify that the tax<br />

applies unless there is an exemption.<br />

Comment Procedures: Written comments may be submitted to<br />

Mr Tim Holmes at the <strong>NC</strong> Department <strong>of</strong> Revenue, Sales and<br />

Use Tax Division, PO Box 8^1. Raleigh, <strong>NC</strong> 27602. Comments<br />

received will be taken into consideration.<br />

you may call Mr Holmes at 919-'733-2151.<br />

Ifyou have questions,<br />

The Department<br />

plans to submit these Rules for review by the Rules Review<br />

Commission at its December 1 " meeting.<br />

CHAPTER 7 - SALES AND USE TAX<br />

SUBCHAPTER 7B - STATE SALES AND USE TAX<br />

SECTION .2800 - FLORISTS: NURSERYMEN:<br />

GREENHOUSE OPERATORS AND FARMERS<br />

.2802 FLORISTS' DELIVERY ASSOCIATIONS<br />

The tax due on transactions conducted through a florists'<br />

te l egraphic deliver> association shaH must be collected and<br />

remitted to the department Department pursuant to the following<br />

rul e s:<br />

principles:<br />

(1) On all orders accepted b\ a florist within North<br />

Carolina and te l egraph ed relayed to another florist<br />

within or without North Carolina for deliver, within<br />

or without North Carolina, the florist initially<br />

accepting the order must collect and remit to the<br />

d epartm ent Department the four percent state tax and<br />

an_\ applicable local sales or use tax on the total sales<br />

price.<br />

Ser\ice charges and tel ephon e or te l egraph<br />

relav charges to customers in<br />

connection with s«€h<br />

these orders are exempt from tax provid ed if the<br />

charges are separately stated in the vendor's records<br />

and on the invoice given to the customer at the time <strong>of</strong><br />

the sale; otherwise, the total sum received from the<br />

customer who placed the order is subject to tax.<br />

(2) A North Carolina florist receiving te l egraphic orders<br />

from other florists within or without North Carolina<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 809


mask<br />

PROPOSED RULES<br />

for delivery within or without North Carolina is not<br />

liable<br />

for any tax on the receipts which h e derives<br />

from such derived from these transactions.<br />

Authority G.S. <strong>10</strong>5-164.4: <strong>10</strong>5-164.6: <strong>10</strong>5-262.<br />

SECTION .3300 - ORTHOPEDIC APPLIA<strong>NC</strong>ES<br />

.3301 EXEMPT ORTHOPEDIC APPLIA<strong>NC</strong>ES<br />

(a) Appliances. G.S. 1 05- 1 4 . 3(1 2) ex empts from sales<br />

and u se tax orthoped i c appliances design ed to be worn by the<br />

purcha se r or u ser These appliances are exempt regardl ess <strong>of</strong><br />

wh eth e r th ey are s old on proscription.— Th e it em s in th e<br />

fo ll owing l ist are exempt from tax as an orthopedic applianc e : an<br />

item not includ ed in th e list may a ls o be e x empt from tax:<br />

(-M<br />

abdominal b e lt:<br />

(2^ artificial artery, e ar, l eg or oth e r limb, heart valve, or<br />

f+^<br />

f++^<br />

battery for an orthopedic applianc e :<br />

(33^ splints <strong>of</strong> th e following types: clavicl e or rib:<br />

(3^ stn ker fram e :<br />

(4)-<br />

(34)-<br />

(3^<br />

(3*fbrac<br />

e s <strong>of</strong> th e following types : cervical, l e g. rib.<br />

shoulder, or spinal:<br />

bone na i<br />

l:<br />

can e s and repair and replac em ent part s for can es<br />

cervical n eck collar:<br />

f8-) crutches and repair and repl ac em ent parts for crutch e;<br />

e lastic arch b i<br />

band:<br />

nde r, arch brace, bandage , hose, or wrist<br />

gastro stomy extension or replacem ent kits;<br />

h ead halt e rs:<br />

(+3-) h earing aid s :<br />

f44) h e lm ets for use b\ cerebral palsy pati ents<br />

f444 hip prosth e se s:<br />

fl-5^ humid vents for tracheotomi e s:<br />

(4^<br />

infusion set s for external insulin pumps:<br />

iron lunas:<br />

{Wi nasa l cannulas:<br />

f+Q-) obturator for cl e ft palat e :<br />

^i^— ostomy bag. di s c. tub e , or belt, but not an o stonn<br />

supply—such—as<br />

g ermicide:<br />

c em e nt.— remov er.— powd e r.—er<br />

(3-H positioners <strong>of</strong> th e following tvp e s: prone or sid e lying:<br />

(34-) s upport s <strong>of</strong> th e following— types: — dorsolumbar.<br />

lumbosacral. mat e rn i t\. postoperativ e , or sacroiliac:<br />

suspensori e s:<br />

trach eotomy inn e r cannula:<br />

traction fram e s and equ ipm e nt:<br />

trusses:<br />

(39^ tubes <strong>of</strong> th e following types that arc implanted in th e<br />

{iO)<br />

body:<br />

trach eotomy or laryngectomy:<br />

walkers for invalids and repair and replac em ent parts<br />

for th e walk e rs and attachm e nts and acces s ori e s<br />

design ed s p ecifically for th e walker s :<br />

f34-) wh ee l chairs and oth e r travel chair s .—repair or<br />

replacem e nt parts for the chairs, attachm ents and<br />

acces s ori e s, such as cus h i ons , design ed specifically<br />

for th e chairs, and pressure pads, wh ether air. water.<br />

g e l. or dry. des ign ed sp ecifically for the chairs,<br />

(b) Orthodontic Material s .— Th e following items are exempt<br />

a s orthopedic appliances wh en th ey are purchased by an<br />

orthodontist to be assembl ed into an appliance to bo worn by a<br />

pati e nt:<br />

(4^ bows:<br />

(3)—bandsi<br />

{i) brackets;<br />

(4) h eadgear:<br />

{%)— jack screws:<br />

(4) neckstraps:<br />

ifl) wire s.<br />

(a) G.S. <strong>10</strong>5-164.<strong>13</strong>(12) exempts from sales and use tax<br />

orthopedic appliances designed to be worn by the purchaser or<br />

user.<br />

The exemption includes certain orthodontic materials that<br />

are purchased by an orthodontist for assembly into an appliance<br />

to be worn by a patient. Orthopedic appliances are exempt<br />

regardless <strong>of</strong> whether they are sold on prescription.<br />

(b)<br />

The Sales and Use Tax Technical Bulletins contain a list<br />

<strong>of</strong> exempt orthopedic appliances and a hst <strong>of</strong> orthodontic<br />

materials that are considered to be exempt orthopedic appliances<br />

when they are purchased by an orthodontist for assembly into an<br />

appliance. An item that is not included in these lists may also be<br />

exempt.<br />

Authorities. <strong>10</strong>5-164.<strong>13</strong>: <strong>10</strong>5-262.<br />

.3302 EXEMPT THERAPEUTIC, PROSTHETIC,<br />

OR ARTIFICIAL DEVICES<br />

(a) Devices. - G.S. 1 05- 1 64. 1 3( 12) exempts from sales and<br />

use tax therapeutic, prosthetic, or artificial devices that are<br />

designed for individual personal use to correct or alleviate<br />

physical illness, disease, or incapacity and are sold on<br />

prescription.<br />

The Sales and Use Tax Technical Bulletins contain<br />

a list <strong>of</strong> items that Th e items in th e following list are exempt<br />

from tax as a therapeutic, prosthetic, or artificial device yvhen<br />

sold on pre scription: an prescription. An item not included in<br />

the list in the Bulletins may also be exempt from tax when sold<br />

on prescription: prescription.<br />

fH administration—sete; small— volum e non filtered<br />

pn e umatic n ebulizer:<br />

(3) aero s o l u sed with DME n ebulizer:<br />

(5-) ambu rosuscitator:<br />

(4) apn ea monitors and electrodes and l ead wire s us ed<br />

{&)<br />

with th e monitors:<br />

athletic supporter;<br />

(4) bath or shower seats:<br />

{^ bathtub transfer bench e s:<br />

(^) batteri es or batte r) cabl es for a device included in thi s<br />

lif-f<br />

I 1L51.<br />

(^) b ed cradl e s:<br />

(40) b eds i<br />

fl-H<br />

f+3)<br />

d e rails:<br />

bunion protector or reducer;<br />

commode chairs:<br />

(44) compressors and oth e r air poyver sources for a d evice<br />

in this list or for use in administer i<br />

ng m edicat i on:<br />

(44) continuou s positive airway pressure (CPAP) d e vice s.<br />

including intermitt ent as s ist devices that have CPAP<br />

8<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


PROPOSED RULES<br />

devices and chin straps, filters, wheth er disposabl e or<br />

nondisposable. headgear, nasal application d e vices,<br />

nasal pillows or seals, and tubing used with the<br />

d evices;<br />

fl4^ enteral feeding supply kits, whether syringe ,<br />

pump<br />

(b)<br />

fe d. or gravity fed;<br />

enteral pumps;<br />

external insulin pumps, adaptors, piston rods, and<br />

batteri e s;<br />

filters that are di sposabl e and are used with aero s ol<br />

compressors;<br />

foot cu shions, including ball o" foot cushion s<br />

heat lamps;<br />

heated humidifier system s<br />

heating pads;<br />

h ee l cushion s ;<br />

home phototh erapy b ed s<br />

hospital bods;<br />

humidifi ers ;<br />

infusion pumps, wh eth e r parenteral or another type ;<br />

IRPB machines;<br />

isol ettes;<br />

mattresses, wh eth er spring, foam, or press ure ;<br />

nebulizers;<br />

osteogenesis stimulators that are noninvasiv e ;<br />

oxygen and water vapor enriching systems;<br />

oxygen concentrators,<br />

liquid or gas. and tents;<br />

paraffin bath units;<br />

passive motion ex e rcis e devic e s;<br />

pati e nt lifts, wh eth e r sling or s e at;<br />

regulators, syst ems, wh ether<br />

pressure pads, whether with or without a pump, for<br />

shoe insol e s;<br />

small volum e non filtered pn eumatic n ebulizer;<br />

spacer bags or reservoirs for use with m e tered do se<br />

inhal e rs;<br />

suction pumps;<br />

toe fi e x;<br />

toilet seat s that are raised;<br />

transcutaneous electrica l nerve stimulator (TENS) and<br />

supplies such as electrodes and l ead wires ;<br />

transfe r boards;<br />

trapeze bars and grab bar s ;<br />

ultraviolet lights;<br />

vaporizers;<br />

v e ntilators;<br />

walk strate pads;<br />

whirlpool s that are singl e p erson or over the tub t) p e ;<br />

wigs.<br />

Records. - A vendor who sells therapeutic, prosthetic, or<br />

artificial devices pursuant to a written prescription must keep<br />

sales records that clearly segregate these sales.<br />

The vendor must<br />

keep the original prescription for inspection b> the Secretary <strong>of</strong><br />

Revenue or an agent <strong>of</strong> the Secretary.<br />

Authorin- C.S. <strong>10</strong>5-164.4: 1U5-164.6: <strong>10</strong>5-262.<br />

SECTION .3700 - LUBRICANTS: OILS AND GREASES<br />

.3702 SALES OF LUBRICANTS<br />

Sales <strong>of</strong> motor oils, transmission or differential oils or greases,<br />

or other stieh similar oils and greases by lubricating stations,<br />

service stations, garage operators operators, and similar<br />

businesses to users or consumers are subject to the four percent<br />

state tax and any applicable local sales or use tax and such<br />

businesses tax, unless an exemption or a lower tax rate applies.<br />

The sale <strong>of</strong> a lubricant to a manufacturer for use in lubricating<br />

production machinery is taxable at the rate <strong>of</strong> one percent. A<br />

business that sells taxable oil or grease must collect and remit the<br />

applicable tax thereon to the department, except that s ales <strong>of</strong> oil s<br />

and lubricants to manufacture rs for use in lubricating production<br />

machinery are taxabl e at the rate <strong>of</strong> one p ercent.<br />

AuthorinG.S. <strong>10</strong>5-164.4: <strong>10</strong>5-164.<strong>13</strong>: <strong>10</strong>5-262.<br />

Notice<br />

TITLE I9A - DEPARTMENT OF<br />

TRANSPORTATION<br />

Department.<br />

is hereby given in accordance with G.S. I50B-21.2<br />

that the North Carolina Department <strong>of</strong> Transportation -<br />

Division <strong>of</strong> Highways intends to amend rules cited as 19A<br />

<strong>NC</strong>AC 02E.0221 - .0222. Notice <strong>of</strong>Rule-making Proceedings<br />

was published in the <strong>Register</strong> on August 14. 1998.<br />

Proposed Effective Date: July 1. 2000<br />

Instructions on How to Demand a Public Hearing: A<br />

demand for a public hearing must be made in writing and<br />

mailed to Emily Lee. N.C. Department <strong>of</strong> Transportation, P.O.<br />

Box 25201. Raleigh. <strong>NC</strong> 27611. The demand must be received<br />

within 15 days <strong>of</strong> this notice.<br />

Reason for Proposed Action:<br />

N.C. DOT's Internal .Audit staff<br />

conducted an audit <strong>of</strong>the Logo Sign Program and recommended<br />

that the fees he increased. The logo program is self-sustaining<br />

and fees charged pay for «evf projects and maintenance on<br />

existing signs. Fees for the program must be adjusted<br />

periodically.<br />

Comment Procedures:<br />

Logo sign fees have not been reviewed for 7 years.<br />

Any interested person may submit<br />

written comments on the proposed rules by mailing the<br />

comments to Emily Lee. N.C. Department <strong>of</strong> Transportation. PO<br />

Box 25201. Raleigh. <strong>NC</strong> 27611. by December 15. 1998.<br />

Fiscal Note:<br />

These Rules do not affect the expenditures or<br />

revenues <strong>of</strong>stale or local government funds.<br />

These Rules do not<br />

have a substantial economic impact <strong>of</strong> at least five million<br />

dollars ($5,000,000) in a 1 2-month period.<br />

CHAPTER 2 - DIVISION OF HIGHWAYS<br />

SUBCHAPTER 2E -MISCELLANEOUS<br />

OPERATIONS<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 811


maintenanc<br />

This<br />

An\<br />

No<br />

SECTION .0200 - OUTDOOR ADVERTISING<br />

.0221 FEES<br />

(a) Th e fee for an initial in stallation i s two hundred fi%<br />

PROPOSED RULES<br />

hundred fift\' dollars ($250.00) p e r each mainline ,<br />

p er each<br />

ramp, and p e r each trailblaze r busin ess sign.<br />

(#) Afty— bu s in es s.<br />

— oth e r than— "GAS". — "FOOD".—er<br />

"LODGING" service located more than three mil e s from a fulK'<br />

dollars (S250.00) per each mainline, p e r each ramp, and p er each controlled access highway, which m eets th e criteria to participate<br />

trailblaze r business sign. Contract s s hall be renew ed annually in th e program, by making application to the departm ent and<br />

I . e v e r\ November Th e annua l e fee i s two hundred prepaying all construction cost fee s ma\ avoid b e ing remov ed<br />

fift> dollars ($250.00) p e r each mainline, per each ramp, and pe r from this program by applications <strong>of</strong> oth er business e s deem ed to<br />

each trailblaze r bu s in e s s sign. Th e initial fee shall cov e r a on e b e clo ser to th e interchange . business applicant may propav<br />

y ear p eriod beginning with plac em e nt and acc eptanc e <strong>of</strong> th e th e balanc e <strong>of</strong> con struction costs for onK one l ogo sign on an\<br />

"bu s in e s s s ign" or "logo sign" by th e d e partm e nt. Th e fee for sign pan el . This prepaym ent <strong>of</strong> all construction cost fee s in no<br />

that period <strong>of</strong> tim e b etw een th e first anniv ersap. <strong>of</strong> placement way re lieves the participating busin es s from th e obligation <strong>of</strong> its<br />

and acc eptanc e and th e first annual ren ewal date s hall b e th e paym ent <strong>of</strong> the annual maint e nance fee p e r each business sign,<br />

prorat ed port i on <strong>of</strong> the annua l fee . Any business which m eets The annual maintenanc e fee p e r e ach mainlin e p e r each ramp.<br />

,<br />

the crit e ria to participate in the program may pay th e cost <strong>of</strong> and p e r each trailblazer bu s in e ss sign shall bo two hundred fifty<br />

initial instal l ation <strong>of</strong> a compl e te logo s ign pan e l subj e ct to a<br />

credit to be de termined b> th e departm e nt at th e tim e it re c e iv es<br />

dollars (S250.00).<br />

(g) Any participating business located more than three mil e s<br />

any fee from a busin ess which lat e r qualifi e s and e l e cts to from a fulK— controlled access highway, that prepaid all<br />

participat e in th e program on th e subject pan e l. Th e aforesaid construction costs for th e initial installation <strong>of</strong> th e logo<br />

paym ent <strong>of</strong> th e cost <strong>of</strong> initial installation <strong>of</strong> a compl e t e logo sign background s ign pan e l s , shall b e allow ed a re imbursement if<br />

pan e l in no wa\ relieves th e participating busin e ss from th e di s locat ed b\ anoth e r qualifving. participating busin es s. This<br />

obligation <strong>of</strong> its paym e nt <strong>of</strong> the annual maintenanc e fee pe r reimbursement amount s hall b e d e t emiin ed b\ th e Departm e nt.<br />

busin ess sign.<br />

based on th e life cycl e costs <strong>of</strong> th e logo signs and the in service<br />

(b) F ee s ma\ be paid by ch eck or mon e v ord e r and due in<br />

advance <strong>of</strong> the period or service cov ered by said fee .<br />

Failure to<br />

pay a c harg e wh en du e is ground for removal <strong>of</strong> th e sign and<br />

t ermination <strong>of</strong> th e contract.<br />

time th e business logo was displac e d.<br />

(h^ Am— busin e ss.<br />

— oth er than — "GAS". — "FOOD".—er<br />

"LODGING" servic e located mc-e than three mil e s from a fulK<br />

controll ed access highway, whicl .<br />

n eets th e criteria to participate<br />

fe^ Wh en requested bv a business, th e department may in th e program, by making application to th e de partment and<br />

p erform additional requ e st ed s ervices in conn ection with paving nin e hundred ten dollars ($9<strong>10</strong>.00) per each mainlin e<br />

changes <strong>of</strong> th e busin e ss sign, upon paym ent <strong>of</strong> a twentv fiv e busin e s s s ign and p e r each ramp business sign, mav avoid b e ing<br />

dollar ($25.00) service charge p e r bu s in ess sign, and any new or remov ed from thi s program b\ applications <strong>of</strong> oth er businesses<br />

renovated busin e s s s ign required for such purpose shall be d eemed closer to th e int erchange . charge shall b e mad e for<br />

provided bv th e applicant. If the departm ent remov es or masks trailblazers. Anv bu s in e ss applicant mav pav for onlv on e logo<br />

a busin es s sign b ecau s e <strong>of</strong> seasonal operation, there shall be no sign on anv sign pan el .<br />

paym e nt shall be mad e onlv at th e<br />

additional charge to th e busin e ss. b eginning <strong>of</strong> a contract or at the ren e wal tim e . This<br />

paym ent in<br />

(d) Th e departm e nt shall not bo responsibl e for damages to no wav re l ieves the participating busin es s from th e obligation <strong>of</strong><br />

bu s in es s signs caus ed bv' acts <strong>of</strong> vandalism, accidents, natural its pavm ent <strong>of</strong> the annual maint enanc e fee p e r each busin e s s<br />

cau ses (including natural d e t erioration), requiring re pair or s ign. The annual maint enance fe e p e r each mainlin e , p e r each<br />

replac ement <strong>of</strong> busin e ss s ign( s ). Applicant s in such e v ent shall<br />

provid e a new or renovated bu s in ess sign together with pavm e nt<br />

<strong>of</strong> a twe ntv<br />

fiv e dollar ($25.00) s ervice charge per busin e ss sign<br />

to th e department to replace such damaged busin e s s s ign(s).<br />

(<br />

e ) Anv participating busin e ss, oth e r than "GAS". "FOOD",<br />

or "LODGING" service located more than three miles from a<br />

fullv controll e d acces s highwav. which did not pre viouslv<br />

part i cipate in the initial cost <strong>of</strong> the in stallation <strong>of</strong> logo sign<br />

pan e ls, and which meets th e crit e ria to participate in th e<br />

progr a m, may by making application to th e departm e nt and<br />

paving nine hundred and t e n dollar s ($9<strong>10</strong>.00). per each<br />

mainlin e busin e s s sign and p e r each ramp busin e ss s ign, avo i d<br />

b e ing removed from thi s program bv applications <strong>of</strong> oth e r<br />

No charge s hall b e<br />

busin esses deem ed closer to th e int erchange .<br />

mad e for trailblaz e rs. Anv participating applicant may pav for<br />

onlv on e logo sign on anv sign panel.— This pavm e nt shall b e<br />

mad e onlv at the b eginning <strong>of</strong> a contract or at th e ren ewal tim e .<br />

This pavm ent in no wav re li ev es th e part i cipating bus i n ess from<br />

th e obl i gation <strong>of</strong> its payment <strong>of</strong> the annual maintenance fee p er<br />

e ach busin es s s ign.<br />

The annual maintenance fee shall be two<br />

ramp, and p e r each trailblaze r busin ess s ign shall be two hundred<br />

fift^ dollar s ($250.00).<br />

(i)<br />

No fee shall b e charged for suppl em ental service signs.<br />

(a) The fees for participation jn the Loao program are as<br />

follovvs:<br />

( I<br />

) Mainline and Ramp Construction Pavback Fee<br />

consists <strong>of</strong> three options as listed jn Parts (A). (B)and<br />

(C) in this Subparagraph:<br />

(A) Option A js a one-vear contract fee <strong>of</strong> two<br />

hundred rvvenU five dollars ($225.00) per each<br />

mainline and ramp sign. Contracts shall be<br />

renewed annually everv November 1.<br />

(B) Option B is a 1 0-v ear contract fee <strong>of</strong> two<br />

(C)<br />

thousand two hundred fifh dollars (S2.250.00)<br />

per each mainline and ramp sign. Contracts<br />

shall be renewed by decade e\ erv Nov ember I<br />

Option C is a lifetime contract fee <strong>of</strong> the design<br />

and complete installation cost for all required<br />

mainline, ramp, trailblazer<br />

service panels.<br />

and supplemental<br />

The participating business will<br />

812 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


PROPOSED RULES<br />

(b)<br />

be subject to a credit to be determined by the<br />

Department at the time the Department receives<br />

any fee from a business which later quaMfles<br />

and elects to participate in the program on the<br />

subject panel. Businesses participating jn the<br />

program under Paragraph (c) <strong>of</strong> this Rule shall<br />

not have lifetime rights.<br />

(2) Trailblazer Fee is a one-time charge <strong>of</strong> two hundred<br />

fifty dollars (S250.00) per each trailblazer business<br />

sign.<br />

(3) Maintenance Fee is an annual fee <strong>of</strong> seventy five<br />

dollars ($75.00) per each mainline, per each ramp, and<br />

per each trailblazer business sign.<br />

(4) Prorated Fee is a prorated portion <strong>of</strong> the construction<br />

payback fee.<br />

This fee shall be charged for that period<br />

<strong>of</strong> time between placement and acceptance <strong>of</strong> the<br />

business sign by the Department and the following<br />

November I . This construction payback prorated fee<br />

shall be charged on the first November 1 <strong>of</strong> the<br />

contract.<br />

This applies for both one-vear and lO-year<br />

contracts, but not for lifetime contracts as stated in<br />

Subparagraph (a)( 1 ) Option C <strong>of</strong> this Rule.<br />

(5) Service Charge Fee <strong>of</strong> sixty dollars ($60.00) per each<br />

business sign shall be charged when a business<br />

requests replacerr.ent <strong>of</strong> their business sign, or when<br />

the Department requires replacement due to damages<br />

to the business sign caused by acts <strong>of</strong> vandalism,<br />

accidents, or natural causes including natural<br />

deterioration. The business shall provide a new or<br />

renovated business sign with the service charge fee<br />

per each business sign to the Department. If the<br />

Department removes or masks a business sign because<br />

<strong>of</strong> seasonal operation, there shall<br />

charge to the business.<br />

be no additional<br />

(6) Supplemental Service Signs shall not be subject to<br />

fees except as stated in Subparagraph (a)( 1 ) Option C<br />

<strong>of</strong> this Rule.<br />

Fees shall be paid by check or money order and are due in<br />

advance <strong>of</strong> the period <strong>of</strong> service covered by said fee.<br />

Failure to<br />

pay a charge when due is ground for removal <strong>of</strong> the business<br />

signs and termination <strong>of</strong> the contract. All participating<br />

businesses shall be allowed to change contract options only at<br />

the renewal date.<br />

(c) Any business located more than three miles from a fully<br />

controlled access highway participating under Subparagraph<br />

(a)( 1 ) Option C <strong>of</strong> this Rule shall be allowed a reimbursement if<br />

dislocated by another qualifying participating business.<br />

This<br />

reimbursement amount shall be determined b\ the Department,<br />

based on life-cycle costs <strong>of</strong> the logo signs and in-service time the<br />

business logo was displayed.<br />

Authority G.S.<br />

<strong>13</strong>6-89.56: <strong>13</strong>6-<strong>13</strong>7.- <strong>13</strong>6-<strong>13</strong>9: 143B-346: I43B-<br />

348: 143B-350(f): 23C.F.R. 750, Subpart .4: 23 U.S.C. <strong>13</strong>1(f).<br />

.0222 CONTRACTS WITH THE DEPARTMENT<br />

(a) The Department shall perform all required installation,<br />

maintenance, removal and replacement <strong>of</strong> all<br />

upon panels.<br />

business signs<br />

(b)<br />

Individual businesses requesting placement <strong>of</strong> business<br />

signs on panels shall apply by submitting to the Department <strong>of</strong><br />

Transportation a completed Agreement form. As a condition <strong>of</strong><br />

said Agreement, the applicant must agree to submit the required<br />

initial<br />

Department.<br />

fee within 30 days after the business is approved by the<br />

The Department shall provide a statement(s) to the<br />

applicant at the time agreements are provided that itemize the<br />

number <strong>of</strong> business signs required, their fee(s) and remittance<br />

requirements.<br />

(c) Businesses must submit a layout <strong>of</strong> their proposed<br />

business sign for approval by the Department before the<br />

business sign is fabricated.<br />

(d) No business sign shall be displayed which, in the opinion<br />

<strong>of</strong> the Department, is unsightly, badly faded, or in a state <strong>of</strong><br />

dilapidation.<br />

The Department shall remove, replace, or mask<br />

any such business signs as appropriate. Ordinary initial<br />

installation and maintenance services shall be performed by the<br />

Department at such necessary times upon payment <strong>of</strong> the annual<br />

renewal fee, and removal shall be performed upon failure to pay<br />

any fee or for violation <strong>of</strong> any provision <strong>of</strong> the rules in this<br />

Section and the business sign shall be removed.<br />

shall furnish all business signs.<br />

The business<br />

(e) When a business sign is removed, it shall be taken to the<br />

division traffic services shop <strong>of</strong> the division in which the<br />

business is located. The business shall be notified <strong>of</strong> such<br />

removal and given 30 days in which to retrieve their business<br />

sign(s). After 30 days, the business sign shall become the<br />

property <strong>of</strong> the Department and shall be disposed <strong>of</strong> as the<br />

Department shall see fit.<br />

(f)<br />

Should the Department determine that trailblazing to a<br />

business that is signed for at the interchange is desirable, it shall<br />

be done with an assembly (or series <strong>of</strong> assemblies) consisting <strong>of</strong><br />

a ramp size business sign and a white on blue arrow. The<br />

business shall furnish all business sign(s) required and deemed<br />

necessary by the Department.<br />

business Gign(s).<br />

Fees shall be the same as for other<br />

If several different services are located on the<br />

same business site, duplicate type logo signs shall not be erected<br />

in a single logo trailblazer installation. In such trailblazer<br />

installations, only one logo sign and one directional arrow sign<br />

shall be used. The business may submit, subject to approval by<br />

the Department, different logo signs to identify different services<br />

which may be located on the same business site.<br />

(g) Should a business qualify for business signs at two<br />

interchanges, the business sign(s) shall be erected at the nearest<br />

interchange. If the business desires signing at the other<br />

interchange also, it may be so signed provided it does not<br />

prevent another business from being signed.<br />

(h)<br />

Wh ere th ere are more busin es se s which m eet the criteria<br />

to participate in th e program than space is availabl e on th e<br />

pan e l(s). th en those busin esses closer to the interchange,<br />

measured as described in Ru le .02<strong>10</strong>(b) <strong>of</strong> this Section, shall b e<br />

permitted to participate, exc ept a s provided for in Rule .0221<br />

(a), ( e ). and (f) <strong>of</strong> this S ection. A business under construction<br />

shall not be allowed to apply for participation in the program if<br />

its participation would prevent an existing open business<br />

applicant from participating, unless the open business has turned<br />

down a previous opportunity <strong>of</strong>fered by the Department to<br />

participate in the program as provided in Paragraph (i) <strong>of</strong> this<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 8<strong>13</strong>


PROPOSED RULES<br />

Rule. After approval <strong>of</strong> an application to participate, a business participating business is not in compliance with the minimum<br />

(] ) When comes it to the attention <strong>of</strong> the Department that a<br />

under construction shall be allowed priority participation over state criteria, the division engineer's <strong>of</strong>fice shall promptly verify<br />

another business, which qualities and becomes open for business the information and if a breach <strong>of</strong> agreement is ascertained,<br />

prior to the time specified for opening in the application by the inform the business that it shall be given 30 days to correct any<br />

business under construction.<br />

deficiencies or its business signs shall be removed. If the<br />

(i) Should the number <strong>of</strong> businesses <strong>of</strong> a particular service at business is removed and later applies for reinstatement, this<br />

an interchange increase to more than the maximum number <strong>of</strong> request shall be handled in the same manner as a request from a<br />

business signs allowed on a panel, and a closer bu s in ess new applicant. When a participating business is determined not<br />

business, as measured as described in 19A <strong>NC</strong>AC 02E .0219(2) to be in compliance with the minimum state criteria for a second<br />

<strong>of</strong> this Section, qualifies and requests installation <strong>of</strong> its business time within X\\o years <strong>of</strong> the first determination <strong>of</strong> noncompliance,<br />

signs, the business sign(s) <strong>of</strong> the farthest business shall be<br />

its business signs shall be permanentlv removed.<br />

removed at the renewal date, provided that an\ business which At the time specified for opening, if a business under<br />

has previously paid the full cost <strong>of</strong> erecting a pan e l lifetime construction is found to not be in compliance, or not open for<br />

contract fee as described in 19A <strong>NC</strong>AC 02E .022 l(a)( 1 ) Option business, the Division Engineer shall promptK verify the<br />

C <strong>of</strong> this Section shall not be removed under this Rule. A information. If a breach <strong>of</strong> agreement is ascertained, the<br />

business with more than one sign displaced on any panel shall Division Engineer shall inform the business that it shall be given<br />

have the additional sign(s) removed at the end <strong>of</strong> a contract 30 da\s to correct anv deficiencies or its business signs shall not<br />

period when other qualifying business(es) applies for space on be erected. If the business later applies for reinstatement, this<br />

the panels. A business which has turned down a previous request shall be handled in the same manner as a request from a<br />

opportunit\ <strong>of</strong>fered b> the Department to participate in the new applicant.<br />

program ma> not qualify as a closer business under this Rul e . (k) The Department may cover or remove anv or all business<br />

exc e pt a s provid ed in Rul e .022 1 (a). (o). and (f) <strong>of</strong> this S e ction. signs in the conduct <strong>of</strong> maintenance or construction operations,<br />

Rule. If the existing sign panel is designed to hold less than the or for research studies, or vvhenev er deemed bv the Department<br />

maximum allowed number <strong>of</strong> business pan e l s , signs, then the to be in the best interest <strong>of</strong> the Department or the traveling<br />

new business must pay the full cost <strong>of</strong> upgrading the sign panel public, without advance notice there<strong>of</strong>.<br />

to the maximum size such that displacements <strong>of</strong> rent e rs<br />

(1) The transfer <strong>of</strong> ov\nership <strong>of</strong> a business for which an<br />

participating businesses shall not take place until the s+gn panel agreement has been i vfully executed with the original owner<br />

is at maximum size.<br />

shall not in any way affect the validitv <strong>of</strong> the agreement for the<br />

A business closed for reconstruction or renovation, or for business sign(s) <strong>of</strong> the business, provided that the appropriate<br />

restoration <strong>of</strong> damages caused b> fire or storm shall notify the division engineer is given notice in writing <strong>of</strong> the transfer <strong>of</strong><br />

division engineer's <strong>of</strong>fice immediateK upon closing. The ownership vvithin 30 days <strong>of</strong> the actual transfer.<br />

business shall be granted one year to complete the construction, (m) No new contracts shall be accepted bv' the Department<br />

renovation, or restoration, provided all logo fees are maintained during the month <strong>of</strong> October. The renewal date for all contracts<br />

and the same tvpe <strong>of</strong> qualifying service is provided after shall be on November I<br />

reopening, even if under a different business name. The (n) The Department shall not maintain waiting lists for the<br />

business signs shall be removed from the panels and stored b\ program.<br />

the Department until notice <strong>of</strong> reopening is received. The signs<br />

shall then be reinstalled upon pavment <strong>of</strong> a Service Charge fee Authorin- G.S. <strong>13</strong>6-89.56: <strong>13</strong>6-<strong>13</strong>7: <strong>13</strong>6-<strong>13</strong>9: 143B-346: 143Bef<br />

as described in 19A <strong>NC</strong>AC 02E .0221(a)(5) <strong>of</strong> this Secfion 348: 143B-350(J): 23 C.F.R. 750. Subpart A: 23 U.S.C. <strong>13</strong>1(f).<br />

tw e nty five dollars ($25.00) per each business sign.<br />

814 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


TEMPORAR Y R ULES<br />

The Codifier <strong>of</strong>Rules has entered the following temporary rule(s) in the North Carolina <strong>Administrative</strong> Code. Pursuant to<br />

G.S. 1 50B-2 1.1(e), publication <strong>of</strong> a temporary rule in the North Carolina <strong>Register</strong> ser\'es as a notice <strong>of</strong> rule-making<br />

proceedings unless this notice has been previously published by the agency.<br />

TITLE 23 - DEPARTMENT OF COMMUNITY<br />

COLLEGES<br />

Rule-making Agency: North Carolina State Board <strong>of</strong><br />

Community Colleges<br />

Rule Citation: 23 <strong>NC</strong>AC 2C .0503, .0504. .0505<br />

Effective Date: October 21, 1998<br />

Findings Reviewed and Approved by:<br />

Julian Mann, III<br />

Authority for the rule-making: G.S. 115D-5: 115D-15:<br />

115D-20: 115D-58.5; 115D-58.14: 115D-58.15<br />

Reason for Proposed Action: On August <strong>10</strong>. 1998. the<br />

General Assembly enacted HB <strong>13</strong>69 which authorized<br />

community colleges to use lease purchase or installment<br />

purchase contracts to obtain equipment for the colleges.<br />

law requires the SBCC to<br />

The<br />

adopt policies and procedhres to<br />

govern the review process. On July 28. 1998, the General<br />

Assembly enacted HB 1541 which allows colleges to accept<br />

donated property' for a specific educational purpose and upon<br />

sale or lease <strong>of</strong> the property, use the proceeds to carry out the<br />

terms <strong>of</strong> the donation.<br />

The law requires the SBCC to adopt<br />

rules for implementation. On July 20, 1998. the General<br />

Assembly enacted HB <strong>13</strong>68 which allows institutions to<br />

purchase supplies, equipment and materials under certain<br />

conditions from non-certified sources.<br />

The SBCC is required to<br />

adopt policies and procedures for implementation <strong>of</strong> this law.<br />

These three laws were requested by the leadership <strong>of</strong> the<br />

communit}' college system and were necessary because the<br />

colleges needed more flexibility to acquire supplies, materials<br />

and equipment, and to accept donated property. These Icm's and<br />

implementing rules Mill enable the colleges to operate more<br />

efficiently.<br />

Therefore, we need these rules in place immediately<br />

so that the colleges may begin to operate under them.<br />

Comment Procedures: All persons interested in these rules<br />

may submit statements in writing from the date <strong>of</strong> this notice<br />

until January 15, 1999, delivered or mailed to Mr Morris W.<br />

Johnson. <strong>NC</strong> Community College System. 200 IV.<br />

Raleigh. <strong>NC</strong> 27603-<strong>13</strong>79.<br />

CHAPTER 2 - COMMUNITY COLLEGES<br />

Jones Street.<br />

SUBCHAPTER 2C - COLLEGES: ORGANIZATION<br />

AND OPERATIONS<br />

.0503<br />

SECTION .0500 - EQUIPMENT<br />

DONATED PROPERTY<br />

(a)<br />

A board <strong>of</strong> trustees may accept property donated to the<br />

college for any lawful educational purpose that is consistent with<br />

the mission and purpose <strong>of</strong> the community college system.<br />

(b) A college shall submit to the Department for review and<br />

approval a copy <strong>of</strong> each document intending to donate property<br />

to the college for a specific educational purpose prior to<br />

accepting the property from the donor.<br />

(c) Any funds derived fi'om the sale or lease <strong>of</strong> property<br />

donated to a college for a specific educational purpose shall be<br />

used to accomplish that purpose.<br />

Histoiy Note: Authority G.S. 115D-15:<br />

Temporai-y Adoption Eff October 21, 1998.<br />

.0504 ACQUISITION OF EQUIPMENT<br />

(a) Boards <strong>of</strong> trustees may use state funds to support lease<br />

purchase and installment purchase contracts that e.xceed one<br />

hundred thousand dollars ($<strong>10</strong>0.000) or a three-year term under<br />

the following conditions:<br />

(1) Prior to obligating any state funds, the State Board<br />

shall approve each lease purchase or installmen t<br />

purchase contract.<br />

(2) Prior to submitting a lease purchase or installment<br />

purchase contract to the State Board for approval, the<br />

college board <strong>of</strong> trustees shall have approved the<br />

contract.<br />

(b) A board <strong>of</strong> trustees shall not have in effect at any one time<br />

more than five state-funded contracts which are permitted under<br />

this Rule.<br />

(c) The Department shall make an annual report to the State<br />

Board on svstem-wide use <strong>of</strong> lease purchase and installment<br />

purchase contracts exceeding one hundred thousand dollars<br />

($<strong>10</strong>0.000) or three-year terms. The report shall include the<br />

amount <strong>of</strong> state funds obligated for the next fiscal year.<br />

Histoiy Note: Authority G.S 115D-58.5(b): 1150-58.14:<br />

Temporary Adoption Eff October 21, 1998.<br />

.0505 NO<strong>NC</strong>ERTIFIED SOURCE PURCHASES<br />

(a) Community colleges and the Center for Applied Textile<br />

Technology may purchase supplies, equipment, and materials<br />

from noncertified sources as provided in G.S. 1 1 5D-58.5(b).<br />

(b) Each college or center shall submit to the Department a<br />

semi-annual report showing the number <strong>of</strong> purchases made fi'om<br />

noncertified sources for supplies, equipment, or materials; the<br />

amount <strong>of</strong> funds expended for each purchase; and the amount <strong>of</strong><br />

funds that would have been expended under state contract.<br />

(c) The Department shall monitor the use <strong>of</strong> noncertified<br />

source purchases and shall make an annual report to the State<br />

Board. The report shall include the number <strong>of</strong> noncertified<br />

source purchases made by the colleges and the Center for<br />

Applied Textile Technology and the amount <strong>of</strong> funds expended .<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 815


TEMPOR.4R Y RULES<br />

Histoiy Note: Authority G.S. 115D-5: 115D-20; 115D-58.15:<br />

Temporan' Adoption Eff. October 21, 1998.<br />

fil6 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


APPROVED RULES<br />

This Section includes the <strong>Register</strong> Notice citation to Rules approved by the Rules Review Commission (RRC) at its meeting <strong>of</strong><br />

Ausust 20, 1998 pursuant to G.S. I50B-2I.l'7(a)fI) and reported to the Joint Legislative <strong>Administrative</strong> Procedure Oversight<br />

Committee pursuant to G.S. 150B-21.16. Thefull text <strong>of</strong>rules are published below when the rules have been approved by RRC<br />

in a form differentfrom that originally noticed in the <strong>Register</strong> or when no notice was required to be published in the <strong>Register</strong><br />

The rules published in full text are identified by an * in the listing <strong>of</strong>approved rules. Statutory' Reference: G.S. 150B-2L I '.<br />

These rules unless otherwise noted, will become effective on the 31st legislative day <strong>of</strong>the 1999 Session <strong>of</strong>the General Assembly<br />

or a later date ifspecified by the agency unless a bill is introduced before the 31st legislative day that specifically disapproves<br />

the rule. If a bill to disapprove a rule is not ratified, the rule will become effective either on the day the bill receives an<br />

imfa\x)rable final action or the day the General .Assembly adjourns. Statutoiy reference: G.S. I50B-2 1.3.<br />

APPROVED RULE CITATION<br />

REGISTER CITATION TO THE<br />

NOTICE OF TEXT<br />

<strong>10</strong> <strong>NC</strong>AC 45H .0201 * Amended Eff. September 1 ,1998 no1 required. G.S. 150B-2 1.5(a)(5)<br />

I5A <strong>NC</strong>AC 07H .03<strong>10</strong>* 12 20 <strong>NC</strong>R 1828<br />

15A <strong>NC</strong>AC 18A .3<strong>10</strong>1* 12 20 <strong>NC</strong>R 1829<br />

15A <strong>NC</strong>AC 18A .3<strong>10</strong>2* 12 20 <strong>NC</strong>R 1831<br />

15A <strong>NC</strong>AC 18A .3<strong>10</strong>5* 12 20 <strong>NC</strong>R 1832<br />

15A <strong>NC</strong>AC 18A .3<strong>10</strong>8* 12 20 <strong>NC</strong>R 1834<br />

15A <strong>NC</strong>AC 18A .3<strong>10</strong>9* 12 20 <strong>NC</strong>R 1835<br />

16 <strong>NC</strong>AC 06C .0502 12 09 <strong>NC</strong>R 834<br />

16 <strong>NC</strong>AC 06 E .0<strong>10</strong>5* 12 05 <strong>NC</strong>R 433<br />

16 <strong>NC</strong>AC 06G .0305*Amended Eff. September 1 .1998 12 19 <strong>NC</strong>R 1773<br />

16 <strong>NC</strong>AC 06G .03<strong>10</strong>*Adopted Eff. September 1. 1998 12 19 <strong>NC</strong>R 1773<br />

16 <strong>NC</strong>AC 06G .0501 12 12<strong>NC</strong>R <strong>10</strong>71<br />

19A <strong>NC</strong>AC 031 .0202* 12 24 <strong>NC</strong>R 2220<br />

19A <strong>NC</strong>AC 031 .0203* 12 24 <strong>NC</strong>R 2220<br />

19A <strong>NC</strong>AC 031 .0501* 12 24 <strong>NC</strong>R 2220<br />

19A <strong>NC</strong>AC 031 .0502* 12 24 <strong>NC</strong>R 2220<br />

19A <strong>NC</strong>AC 031 .0503* 12 24 <strong>NC</strong>R 2220<br />

21 <strong>NC</strong>AC 16V .01 02* Amended Eff September 1 . 1998 not required, G.S. 150B-2 1.5(a)(5)<br />

21 <strong>NC</strong>AC 58A .0<strong>10</strong>1*Amended Eff September 1 . 1998 not required, G.S. 150B-2 1.5(a)<br />

><br />

TITLE <strong>10</strong> - DEPARTMENT OF HEALTH AND esters, ethers, salts and salts <strong>of</strong> isomers, esters.<br />

HUMAN SERVICES<br />

ethers and salts is possible within the specific<br />

CHAPTER 45 - COMMISSION FOR MENTAL<br />

HEALTH, DEVELOPMENTAL DISABILITES<br />

AND SUBSTA<strong>NC</strong>E ABUSE SERVICES<br />

SUBCHAPTER 45H - DRUG TREATMENT<br />

FACILITIES<br />

SECTION .0200 -<br />

SCHEDULES OF CONTROLLED<br />

SUBSTA<strong>NC</strong>ES<br />

.0201 DEFINITIONS<br />

As used in this Section, the following terms shall have the<br />

meanings specified:<br />

( 1 The term "act" means the North Carolina Controlled<br />

Substances Act (G.S. Chapter 90. Article 5).<br />

(2) The term "basic class" means, as to controlled<br />

substances listed in Schedules 1. 11 and VI:<br />

(a) Each <strong>of</strong> the opiates, including its isomers.<br />

chemical designation listed in Schedule 1 <strong>of</strong> the<br />

North Carolina Controlled Substances Act;<br />

(b) Each <strong>of</strong> the opium derivatives, including its<br />

salts, isomers and salts <strong>of</strong> isomers whenever<br />

the existence <strong>of</strong> such salts, isomers and salts <strong>of</strong><br />

isomers is possible within the specific chemical<br />

designation listed in Schedule 1 <strong>of</strong> the North<br />

Carolina Controlled Substances Act;<br />

(c) Each <strong>of</strong> the hallucinogenic substances,<br />

including its salts, isomers and salts <strong>of</strong> isomers<br />

whenever the existence <strong>of</strong> such salts, isomers<br />

and salts <strong>of</strong> isomers is possible within the<br />

specific chemical designation listed in<br />

Schedule 1<br />

Substances Act;<br />

<strong>of</strong> the North Carolina Controlled<br />

(d) Each <strong>of</strong> the following substances, whether<br />

produced directly or indirectK b> extraction<br />

from substances <strong>of</strong> vegetable origin, or<br />

independentK by means <strong>of</strong> chemical synthesis<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 817


APPROVED RULES<br />

or by a combination <strong>of</strong> extraction and chemical<br />

synthesis:<br />

(i) opium, including raw opium, opium<br />

extracts, opium fluid extracts, powdered<br />

opium, granulated opium, deodorized<br />

opium and tincture <strong>of</strong> opium;<br />

(ii)<br />

(iii)<br />

(iv)<br />

(v)<br />

(vi)<br />

(vii)<br />

(viii)<br />

(ix)<br />

(x)<br />

(xi)<br />

(xii)<br />

apomorphine;<br />

codeine;<br />

etorphine hydrochloride;<br />

eth\lmorphine;<br />

hydrocodone;<br />

h\dromorphine;<br />

metopon;<br />

morphine;<br />

oxycodone;<br />

oxymorphone;<br />

thebaine;<br />

(xiii) mixed alkaloids <strong>of</strong> opium listed in<br />

Schedule I <strong>of</strong> the North Carolina<br />

Controlled Substances Act;<br />

(xiv) cocaine; and<br />

(xv) ecgonine;<br />

(e) Each <strong>of</strong> the opiates, including its isomers,<br />

esters, ethers, salts and salts <strong>of</strong> isomers, esters<br />

and ethers whenever the existence <strong>of</strong> such<br />

isomers, esters and ethers, and salts is possible<br />

within the specific chemical designation, listed<br />

in Schedule 11 <strong>of</strong> the North Carolina Controlled<br />

Substances Act;<br />

(f) Methamphetamine. its salts, isomers and salts<br />

<strong>of</strong> its<br />

isomers;<br />

(g) Amphetamine, its salts, optical isomers and<br />

salts <strong>of</strong> its optical isomers;<br />

(h) Phenmetrazine and its salts;<br />

(i)<br />

Meth>lphenidate;<br />

(j) Each <strong>of</strong> the substances having a depressant<br />

effect on the central nervous system, including<br />

its salts, isomers and salts <strong>of</strong> isomers whenever<br />

the existence <strong>of</strong> such salts, isomers and salts <strong>of</strong><br />

isomers is possible within the specific chemical<br />

designation listed in Rule .0205 <strong>of</strong> this Section.<br />

(3) The term "hearing" means an\ hearing held pursuant<br />

to this part for the addition, deletion or rescheduling<br />

<strong>of</strong> an\' substances within Schedules 1 through VI <strong>of</strong><br />

the North Carolina Controlled Substances Act.<br />

(4) The term "isomer" means, except as used in Paragraph<br />

.0202(d) <strong>of</strong> this Section, the optical isomer. As used<br />

in Paragraph .0202(d) <strong>of</strong> this Section, the term<br />

"isomer" means the optical, position or geometric<br />

isomer.<br />

(5) The term "interested person" means an\ person<br />

affected b\ an\ decision issuable pursuant to General<br />

Statute 90-88.<br />

(6) The term "proceeding" means all actions taken for the<br />

addition, deletion, or rescheduling <strong>of</strong> an} substance<br />

within Schedules I through VI <strong>of</strong> the North Carolina<br />

Controlled Substances Act. issued pursuant to<br />

General Statute 90-88. commencinc with the<br />

publication by the Commission for Mental Health,<br />

Developmental Disabilities and Substance Abuse<br />

Services <strong>of</strong> the proposed addition, deletion or<br />

rescheduling.<br />

(7) The term anabolic steroid means any drug or<br />

hormonal substance, chemically and<br />

pharmacologically related to testosterone (other than<br />

estrogens, progestins, and corticosteroids) that<br />

promotes muscle growth, and includes:<br />

(a)<br />

(b)<br />

(c)<br />

(d)<br />

(e)<br />

(f)<br />

(g)<br />

(h)<br />

(i)<br />

(j)<br />

(k)<br />

Boldenone;<br />

Chlorotestosterone (4-chlortestosterone);<br />

Clostebol:<br />

Dehydrochlormethyltestosterone;<br />

Dihydrotestosterone (4-dihydrotestosterone);<br />

Drostanolone;<br />

Ethylestrenol;<br />

Fluoxymesterone;<br />

Formebulone (formebolone);<br />

Mesterolone;<br />

Methandienone;<br />

(1) Methandranone;<br />

(m)<br />

(n)<br />

(o)<br />

(p)<br />

(q)<br />

(r)<br />

(s)<br />

(t)<br />

(u)<br />

(v)<br />

(w)<br />

(x)<br />

(y)<br />

(z)<br />

(aa)<br />

Methandriol;<br />

Methandrostenolone;<br />

Methenolone;<br />

Methyltestosterone;<br />

Mibolerone:<br />

Nandrolone;<br />

Norethandrolone;<br />

Oxandrolone;<br />

Oxymesterone;<br />

Oxymetnolone;<br />

Stanolone;<br />

Stanozolol;<br />

Testolactone;<br />

Testosterone;<br />

Trenbolone; and<br />

(bb) Any salt, ester, or isomer <strong>of</strong> a drug or<br />

substance described or listed in this Paragraph,<br />

if that salt, ester, or isomer promotes muscle<br />

growth.<br />

Except such term does not include an<br />

anabolic steroid which is expressly intended<br />

for administration through implants to cattle or<br />

other nonhuman species and which has been<br />

approved by the Secretary <strong>of</strong> Health and<br />

Human Services for such administration. If<br />

an\ person prescribes, dispenses, or distributes<br />

such steroid for human use, such person shall<br />

be considered to have prescribed, dispensed, or<br />

distributed an anabolic steroid within the<br />

meaning <strong>of</strong> this Paragraph.<br />

(8) An\ term not defined in this Rule shall have the<br />

definition set forth in General Statute 90-87.<br />

HistoiySote: Aulhorin- G.S. 90-88:<br />

WH:<br />

Eff. June 30.<br />

AmenJeii Eff. September I. 199,S : Aiii^iisf I. 1991: May I. 1990^<br />

HIH NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


APPROVED RULES<br />

TITLE ISA - DEPARTMENT OF ENVIRONMENT &<br />

NATURAL RESOURCES<br />

CHAPTER 7 - COASTAL MANAGEMENT<br />

SUBCHAPTER 7H STATE GUIDELINES FOR<br />

-<br />

AREAS OF ENVIRONMENTAL CO<strong>NC</strong>ERN<br />

SECTION .0300 - OCEAN HAZARD AREAS<br />

.03<strong>10</strong> USE STANDARDS FOR INLET HAZARD<br />

AREAS<br />

(a)<br />

Inlet areas as defined by Rule .0304 <strong>of</strong> this Section are<br />

subject to inlet migration, rapid and severe changes in<br />

watercourses, flooding and strong tides. Due to this extremely<br />

hazardous nature <strong>of</strong> the Inlet Hazard Areas, all development<br />

within these areas shall be pennitted in accordance with the<br />

following standards:<br />

(b)<br />

(1) All development in the inlet hazard area shall be set<br />

back from the first line <strong>of</strong> stable natural vegetation a<br />

distance equal to the setback required in the adjacent<br />

ocean hazard area;<br />

(2) Permanent structures shall be pennitted at a density <strong>of</strong><br />

no more than one commercial or residential unit per<br />

15,000 square feet <strong>of</strong> land area on lots subdivided or<br />

created after July 23, 1981;<br />

(3) Only residential structures <strong>of</strong> four units or less or<br />

non-residential structures <strong>of</strong> less than 5,000 square<br />

feet total floor area shall be allowed within the inlet<br />

hazard area, except that access roads to those areas<br />

and maintenance and replacement <strong>of</strong> existing bridges<br />

shall be allowed;<br />

(4) Established common-law and statutory public rights<br />

<strong>of</strong> access to the public trust lands and waters in Inlet<br />

Hazard Areas shall<br />

not be eliminated or restricted.<br />

Development shall not encroach upon public<br />

accessways nor shall it limit the intended use <strong>of</strong> the<br />

accessways;<br />

(5) All other rules in this Subchapter pertaining to<br />

development in the ocean hazard areas shall be<br />

applied to development within the Inlet Hazard Areas.<br />

The inlet hazard area setback requirements shall not apply<br />

to the types <strong>of</strong> development exempted from the ocean setback<br />

rules in 15A <strong>NC</strong>AC 7H .0309(a), nor, to the types <strong>of</strong><br />

development listed in 15A <strong>NC</strong>AC 7H .0309(c).<br />

(c)<br />

In addition to the types <strong>of</strong> development excepted under<br />

Rule .0309 <strong>of</strong> this Section, small scale, non-essential<br />

development that does not induce further growth in the Inlet<br />

Hazard Area, such as the construction <strong>of</strong> single-family piers and<br />

small scale erosion control measures that do not interfere with<br />

natural inlet movement, may be pennitted on those portions <strong>of</strong><br />

shoreline within a designated Inlet Hazard Area that exhibit<br />

features characteristic <strong>of</strong> Estuarine Shoreline.<br />

Such features<br />

include the presence <strong>of</strong> wetland vegetation, lower wave energy,<br />

and lower erosion rates than in the adjoining Ocean Erodible<br />

Area.<br />

Such development shall be pennitted under the standards<br />

set out in Rule .0208 <strong>of</strong> this Subchapter.<br />

For the purpose <strong>of</strong> this<br />

Rule, small scale is defined as those projects which are eligible<br />

for authorization under 15A <strong>NC</strong>AC 7H .1<strong>10</strong>0. .1200 and 7K<br />

.0203.<br />

History Note: Filed as an Temporary Amendment Ejf.<br />

October 30. 1981. for a period <strong>of</strong> 70 days to expire on January<br />

8. 1982:<br />

Filed as an Emergency Rule Eff September II.<br />

period <strong>of</strong> 1 20 days to expire on January 8. 1982:<br />

Authority G.S. l'l3A-W7: 1<strong>13</strong>A-ll3(b): 1<strong>13</strong>A-124:<br />

1981. for a<br />

Eff December 1. 1981:<br />

Amended Eff .April 1. 1999: April 1. 1996: December 1. 1992;<br />

December 1. 1991: March 1. 1988.<br />

CHAPTER 18 - ENVIRONMENTAL HEALTH<br />

SUBCHAPTER ISA - SANITATION<br />

SECTION .3<strong>10</strong>0 - CHILDHOOD LEAD POISONING<br />

PREVENTION PROGRAM<br />

.3<strong>10</strong>1 DEFINITIONS<br />

As used in this article, unless the context requires otherwise:<br />

( 1<br />

"Inspection" is a surface by surface investigation to<br />

determine the presence <strong>of</strong> lead-based paint and may<br />

include dust and soil<br />

results.<br />

sampling and a report <strong>of</strong> the<br />

(2) "Risk assessment" is an on-site investigation <strong>of</strong> a<br />

residential housing unit to discover any lead-based<br />

paint hazards. A risk assessment includes:<br />

(a) an investigation <strong>of</strong> the age, history,<br />

(b)<br />

(c)<br />

(d)<br />

(e)<br />

management, and maintenance <strong>of</strong> the<br />

residential housing unit;<br />

the number <strong>of</strong> children less than six years old<br />

and women <strong>of</strong> child-bearing potential who are<br />

residents;<br />

a visual assessment;<br />

limited environmental sampling; and<br />

preparation <strong>of</strong> a report identifying acceptable<br />

abatement, remediation, and interim control<br />

strategies based on specific conditions.<br />

(3) "Safe work practices" are methods used to avoid<br />

creating lead-based paint hazards during on-site work<br />

that disturbs paint that may contain lead. Such<br />

methods include:<br />

(a) taking precautions to prevent the spread <strong>of</strong><br />

(b)<br />

lead-contaminated dust by limiting access to<br />

the work area to workers only until final<br />

cleanup is completed and by having workers<br />

remove protective clothing such as gloves and<br />

shoes before leaving the work area;<br />

covering the work area including doorways and<br />

sealing floors, closets, and cabinets with heavy<br />

duty polyethylene plastic secured with duct<br />

tape or the equivalent;<br />

(c) For exterior surfaces, securing heavy duty<br />

polyethylene plastic<br />

on the ground from the<br />

foundation extending <strong>10</strong> feet beyond the<br />

perimeter <strong>of</strong> the work area;<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 819


APPROVED RULES<br />

(d) shutting <strong>of</strong>f the heating, ventilation, and<br />

cooling system and co\ering heating,<br />

ventilation, and cooling registers with heav><br />

duty polyeth\lene plastic secured with duct<br />

tape or the equivalent;<br />

(e) protecting workers by providing necessar\<br />

protective equipment, training, and cleanup<br />

equipment and by not allowing eating,<br />

drinking, chewing gum or tobacco, or smoking<br />

in the v\ ork area:<br />

(0 protecting occupants which may include<br />

temporary relocation as necessarv';<br />

(g)<br />

protecting occupants' belongings b\ covering<br />

with heavy dutv<br />

polyethylene plastic secured<br />

with duct tape or the equivalent or b\ removing<br />

them from the work area;<br />

(h) misting interior painted surfaces before<br />

(i)<br />

disturbing and hand scraping all<br />

wallpaper, and plaster;<br />

loose paint.<br />

wet sweeping and collecting and containing<br />

visible debris and plastic sheeting in a secure<br />

container;<br />

{]) performing specialized cleaning upon<br />

completion <strong>of</strong> work to remove residual dust<br />

and debris;<br />

(k) removing all materials, tools, and contained<br />

debris from the work area and the res<br />

'ential<br />

housing unit upon completion <strong>of</strong> maintenance<br />

activities; and<br />

(1) avoiding unsafe practices, including prohibited<br />

methods listed in G.S. 1 30 A- 1 3 1 .9C(g).<br />

(4) "Specialized cleaning" is the use <strong>of</strong> cleaning protocols<br />

that have been shown to be effective in removing<br />

lead-contaminated dust as specified b\ the U.S.<br />

Department <strong>of</strong> Housing and Urban De\elopment in<br />

the Guidelines for the Evaluation and Control <strong>of</strong><br />

Lead-Based Paint Hazards in Housing and an\<br />

updates and revisions.<br />

(5) "Visual inspection" is an on-site investigation b\ a<br />

certified lead inspector or a certified lead risk assessor<br />

to determine the completion <strong>of</strong> abatement,<br />

remediation, and maintenance standard activities.<br />

visual inspection shall include paint, dust, or soil<br />

sampling, and a notification <strong>of</strong> the results.<br />

Hislojy Note: Authorin- G.S. 1 30.4-1 3 1. 5: <strong>13</strong>0A-<strong>13</strong>1. ~: <strong>13</strong>0.4-<br />

<strong>13</strong>1.8: <strong>13</strong>0.4-<strong>13</strong>1.9A:<br />

Eff. October 1. 1990:<br />

Transferred and Recodified from 15A <strong>NC</strong>.4C 191 .0<strong>10</strong>1 Eff.<br />

August 28, 1991:<br />

Transferred and Recodified from 15A \C.4C 21 E .0401<br />

February 18. 1992:<br />

Amended Eff August 1 . 1996:<br />

A<br />

Eff.<br />

January 1. 1993: July 1. 1992:<br />

Temporaiy Amendment Eff. November 21, 1997:<br />

Amended Eff. .4pril 1 . 1999.<br />

.3<strong>10</strong>2 PERSISTENT ELEVATED BLOOD LEAD<br />

LEVEL<br />

The determination <strong>of</strong> a persistent elevated blood lead level<br />

ma> be based on more than three consecutive blood lead tests<br />

performed within the timefi"ame set forth in G.S. I30A-<strong>13</strong> 1<br />

.7 so<br />

long as all <strong>of</strong> the consecutive blood lead test results are equal to<br />

1 5 micrograms per deciliter or greater.<br />

History Note: Authority G.S. <strong>13</strong>0A-<strong>13</strong>1.5: <strong>13</strong>0A-<strong>13</strong>1. 7: <strong>13</strong>0A-<br />

<strong>13</strong>1.8: <strong>13</strong>0A-<strong>13</strong>1.9A-G:<br />

Eff October 1. 1990:<br />

Transferred and Recodified from 15A <strong>NC</strong>AC 191 .0<strong>10</strong>2 Eff.<br />

.August 28. 1991:<br />

Transferred and Recodified from<br />

ISA <strong>NC</strong>AC 21E .0402 Eff.<br />

Februaiy 18. 1992:<br />

Amended Eff. .August 1 , 1996: Januaiy 1. 1995:<br />

Temporary .4mendment Eff November 21, 1997:<br />

Amended Eff April L 1999.<br />

.3<strong>10</strong>5 LEAD POISONING HAZARD AND<br />

CLEARA<strong>NC</strong>E STANDARD FOR SOIL<br />

(a)<br />

facilit\<br />

Bare soil at a residential housing unit or a child-occupied<br />

is a lead poisoning hazard when:<br />

( 1 it contains greater than 400 parts per million lead in<br />

high contact areas for children including sandboxes,<br />

gardens, play areas, pet sleeping areas, and areas<br />

within three feet <strong>of</strong> a residential housing unit<br />

child-occupied facilit\;<br />

or a<br />

(2) it contains 2000 parts per million lead or greater in<br />

other locations at a residential housing unit or a childoccupied<br />

facilit\ where contact by children is less<br />

likeK ; or<br />

(3 it is determined by the Department to be hazardous to<br />

children less than six years old pursuant to<br />

15 U.S.C.<br />

2681 et seq.. 42 U.S.C. 4851 et seq. and the<br />

regulations promulgated under these Sections.<br />

(b) Unless otherwise determined b\ the Department on the<br />

basis <strong>of</strong> credible site-specific evidence including soil lead<br />

bioavailabilitN'. speciation. or particle size, land use and<br />

condition, or epidemiologic or other relevant scientific data, all<br />

remediation plans pursuant to G.S.<br />

that:<br />

<strong>13</strong>0A-<strong>13</strong>1.9C shall require<br />

(1) bare soil lead concentrations greater than 400 parts<br />

per million and less than 2000 parts per million at a<br />

residential housing unit or a child-occupied facilitv<br />

high contact areas for children including sandboxes,<br />

gardens. pla\ areas, pet sleeping areas, and areas<br />

within three feet <strong>of</strong> the unit or facility be:<br />

(A)<br />

(B)<br />

(C)<br />

(D)<br />

permanently covered with four to six inches <strong>of</strong><br />

gravel, mulch, or sod with a vegetative cover;<br />

phvsicalK restricted b\ a permanent barrier;<br />

removed; or<br />

paved over w ith concrete or asphalt;<br />

(2) bare soil lead concentrations <strong>of</strong> 2000 parts per million<br />

or greater at a residential housing unit or a childoccupied<br />

facility<br />

(A)<br />

(B)<br />

(C)<br />

be:<br />

phvsicalK restricted b\ a permanent barrier;<br />

removed; or<br />

paved over \\ ith concrete or asphalt; and<br />

(3) ground coverings such as gravel, mulch, sod. or other<br />

in<br />

S2(t NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


APPROVED RULES<br />

vegetative covers must be established and maintained.<br />

History Note: Authority G.S. <strong>13</strong>0A-<strong>13</strong>1.5: <strong>13</strong>0A-<strong>13</strong>1. 7; <strong>13</strong>0A-<br />

<strong>13</strong>1.8: <strong>13</strong>0A-<strong>13</strong>1.9A-G;<br />

Eff. October 1. 1990:<br />

Transferred and Recodified from 15A <strong>NC</strong>AC 191 .0<strong>10</strong>5 Eff.<br />

August 28. 1991:<br />

Transferred and Recodified from 15A <strong>NC</strong>AC 21E .0405 Eff.<br />

February 18, 1992:<br />

Amended Eff. August 1 . 1996:<br />

January 1. 1995:<br />

Temporary Amendment Eff. November 21, 1997;<br />

Amended Eff. April L 1999.<br />

.3<strong>10</strong>8 APPLICATION AND ISSUA<strong>NC</strong>E OF<br />

CERTIFICATE OF COMPLIA<strong>NC</strong>E<br />

(a) Written application for a certificate <strong>of</strong> compliance shall be<br />

made by an owner or managing agent on a form developed by<br />

the Department and shall<br />

include a copy <strong>of</strong> the tax record or<br />

other documentation indicating the date <strong>of</strong> construction <strong>of</strong> the<br />

residential housing unit.<br />

(b) To obtain a certificate <strong>of</strong> compliance with the<br />

maintenance standard, an owner or managing agent shall comply<br />

with the provisions <strong>of</strong> G.S. <strong>13</strong>0A-I31.7 and these Rules.<br />

(c)<br />

(d)<br />

Pro<strong>of</strong> <strong>of</strong> compliance shall include:<br />

( 1<br />

a sworn statement b\ the owner or managing agent<br />

that either he has complied with all provisions <strong>of</strong> the<br />

maintenance standard or a sworn statement that no<br />

child less than six years old has resided in or regularly<br />

visited the unit for the past year;<br />

(2) a signed statement by the occupants, if an\.<br />

acknowledging that information was provided as<br />

required under G.S. <strong>13</strong>0A-<strong>13</strong>I.7 and these Rules;<br />

(3) a written summary <strong>of</strong> the visual inspection conducted<br />

by a certified lead inspector or a certified lead risk<br />

assessor; and<br />

(4) measurements <strong>of</strong> at least two composite dust samples,<br />

one each from floors and either interior window sills<br />

or window troughs, indicating the absence <strong>of</strong> dust that<br />

constitutes a lead poisoning hazard.<br />

Each composite<br />

sample must contain no more than four subsamples<br />

including a bedroom, a playroom, a den. and a<br />

kitchen.<br />

All samples must be analyzed by a laboratory<br />

recognized b\ the Department and the U.S.<br />

Environmental Protection Agency pursuant to section<br />

405(b) <strong>of</strong> the Toxic Substances Control Act as being<br />

capable <strong>of</strong> performing analyses for lead in paint, dust,<br />

and soil.<br />

For multi-family residential housing units consisting <strong>of</strong><br />

five or more units in a single propertj, visual inspections and<br />

laborator)' measurements are onl_\ required for a statistical<br />

sampling <strong>of</strong> the units as specified for risk assessments <strong>of</strong> similar<br />

dwellings b\ the U.S. Department <strong>of</strong> Housing and Urban<br />

Development in Chapter 5 <strong>of</strong> the Guidelines for the Evaluation<br />

and Control <strong>of</strong> Lead-Based Paint Hazards in Housing and an\<br />

updates and revisions. Any such sampling protocol shall focus<br />

on the units most likely to contain lead-based paint hazards and<br />

units where children less than six years old reside or regularl><br />

visit.<br />

(e) For annual renewal <strong>of</strong> the certificate <strong>of</strong> compliance,<br />

periodic surveillance may be conducted by an owner or a<br />

managing agent who has a good compliance record, with no<br />

outstanding violations <strong>of</strong> these Rules, in lieu <strong>of</strong> a visual<br />

inspection so long as the written summary <strong>of</strong> a visual inspection<br />

conducted by a certified lead inspector or a certified lead risk<br />

assessor is provided at least once every three years. Periodic<br />

surveillance shall include a written<br />

report and composite dust<br />

sampling measurements as described in 15A <strong>NC</strong>AC 18A<br />

.3<strong>10</strong>8(c)(4).<br />

(f) The Department shall issue a certificate <strong>of</strong> compliance<br />

within 30 days after receipt <strong>of</strong> pro<strong>of</strong> <strong>of</strong> compliance unless the<br />

residential housing unit has been designated for on-site<br />

monitoring by the Department.<br />

If the residential housing unit<br />

has been selected for on-site monitoring, the certificate <strong>of</strong><br />

compliance shall be issued within 30 days after the Department<br />

has verified compliance with G.S. <strong>13</strong>0A-<strong>13</strong>1.7 and these Rules<br />

b\ a visual inspection. The visual inspection shall occur within<br />

30 days after receipt <strong>of</strong> the application for a certificate <strong>of</strong><br />

compliance.<br />

(g) The certificate <strong>of</strong> compliance shall be signed, dated, and<br />

issued b> the Department. The certificate shall state the date <strong>of</strong><br />

issue, the date <strong>of</strong> expiration, and the address <strong>of</strong> the residential<br />

housing unit.<br />

(h)<br />

The certificate <strong>of</strong> compliance shall expire one year from<br />

the date <strong>of</strong> its issuance.<br />

(i)<br />

The owner or managing agent shall notif)' the Department<br />

and the occupants <strong>of</strong> a residential housing unit three days prior<br />

to commencing maintenan^^^e. renovation, or remodeling<br />

activities that occur after a certificate <strong>of</strong> compliance is issued but<br />

before the certificate expires.<br />

Such activities shall be performed<br />

using safe work practices.<br />

(j) The Department shall notify the occupants at the time a<br />

certificate <strong>of</strong> compliance is issued or reissued.<br />

Such notification<br />

shall include an educational pamphlet describing the<br />

maintenance standard and the effects <strong>of</strong> compliance on the<br />

owner and the lead poisoning hazard information package<br />

described in these Rules.<br />

Histoiy Note: Authority G.S. <strong>13</strong>0A-<strong>13</strong>1.5: <strong>13</strong>0.4-<strong>13</strong>1. 7; <strong>13</strong>0A-<br />

<strong>13</strong>1.8: <strong>13</strong>0A- <strong>13</strong>1. 9A-G:<br />

Temporary .Adoption Eff. November 21. 1997;<br />

Eff. .April ' 1, 1999.<br />

'<br />

.3<strong>10</strong>9 REVOCATION AND DENIAL OF<br />

CERTIFICATE OF COMPLIA<strong>NC</strong>E<br />

(a) The Department mav deny or revoke a certificate <strong>of</strong><br />

compliance when:<br />

( 1<br />

the Department finds failure or refusal to compK or<br />

maintain compliance with G.S. 1 30A- <strong>13</strong>1.7 or these<br />

Rules;<br />

(2) the Department finds that the information submitted<br />

by the owner or managing agent is incomplete or<br />

falsified; or<br />

(3) the Department is denied entry by the owner or<br />

managing agent to conduct a visual inspection.<br />

(b) The Department shall give notice <strong>of</strong> denial or revocation<br />

to the owner or managing agent within 30 da\s after receipt <strong>of</strong><br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 821


APPROVED RULES<br />

the application for a certificate <strong>of</strong> compliance, or within 30 dass<br />

after the Department was denied entry by the owner or managing<br />

agent to conduct a \isual inspection, or within 30 da\s after the<br />

Department finds that the o\sner or managing agent failed to<br />

compJN or maintain compliance with the provisions <strong>of</strong> G.S.<br />

<strong>13</strong>0A-<strong>13</strong> 1.7 or these Rules.<br />

(c) The notice <strong>of</strong> denial or revocation <strong>of</strong> a certificate <strong>of</strong><br />

compliance shall be in vsriting and shall set forth the grounds for<br />

the denial or revocation.<br />

(d) The notice <strong>of</strong> denial or revocation shall indicate that the<br />

owner or managing agent has the right to appeal the denial or<br />

revocation in accordance with G.S. <strong>13</strong>0A-24(al ).<br />

(e) The notice <strong>of</strong> denial or revocation shall be delivered<br />

personalK or mailed by registered or certitled mail return receipt<br />

requested.<br />

History Note: Authority G.S. <strong>13</strong>0.4-<strong>13</strong>1.5: <strong>13</strong>0.4-<strong>13</strong>1. "; <strong>13</strong>0.4-<br />

I31.H: <strong>13</strong>0.4-1 3 1.9.4-G:<br />

Temporaiy .Adoption Eff. November 21. 1997;<br />

Eff. .4pril l. 1999.<br />

TITLE 16 - DEPARTMENT OF PUBLIC EDUCATION<br />

CHAPTER 6 -<br />

ELEMENTARY AND SECONDARY<br />

EDUCATION<br />

SUBCHAPTER 6E - STUDENTS<br />

SECTION .0<strong>10</strong>0 - ATTENDA<strong>NC</strong>E<br />

.0<strong>10</strong>5 EARLY ADMISSION TO KINDERGARTEN<br />

(a) To determine the eligibility <strong>of</strong> a four-vear-old child to<br />

enter kindergarten pursuant to the provisions <strong>of</strong> G.S. 115C-<br />

364(d). the principal shall confer with a committee <strong>of</strong><br />

pr<strong>of</strong>essional educators to consider for each child the following<br />

factors:<br />

(1) Student Aptitude. The child shall be precocious in<br />

academic and social<br />

the<br />

de\'elopment and shall score at<br />

98th percentile on a standard individual test <strong>of</strong><br />

intelligence such as the Stanford-Binet. The Wechsler<br />

Preschool and Primarv Scale <strong>of</strong> Intelligence, the<br />

Kaufman Anderson, or an\ other comparable test<br />

administered b> a licensed psvchologist.<br />

(2) Achievement. The child shall be functioning fi-om tvso<br />

to three years beyond the child's peers. The child shall<br />

score at the 98th percentile on either reading or<br />

mathematics on a standard test <strong>of</strong> achie\ement such as<br />

the Metropolitan Readiness Test, the Stanford Earh<br />

School Achievement Test. The Mini Battery <strong>of</strong><br />

Achievement, the Woodcock-.Iohnson. the Test <strong>of</strong><br />

EarK Mathematics .Abilitv' (TEMA). the Test <strong>of</strong> Early<br />

Reading Abilitv (TER.A). oran_\ other comparable test<br />

administered b\ a licensed psschologist. a member <strong>of</strong><br />

the psychologist's pr<strong>of</strong>essional staff, or a pr<strong>of</strong>essional<br />

educator who is trained in the use <strong>of</strong> the instrument<br />

and w ho has no conflict <strong>of</strong> interest in the outcome <strong>of</strong><br />

the assessment.<br />

(3 Performance. The child shall be able to perform tasks<br />

well above age peers as evidenced by behaviors in one<br />

or more areas such as independent reading, problem<br />

solving skills, advanced vocabularv. and some writing<br />

fluency. The parent shall submit a sample <strong>of</strong> the<br />

child's work that shows outstanding examples <strong>of</strong><br />

ability in any area including, but not limited to. art.<br />

mathematics, writing, dramatic play, creative<br />

productions, science, or social interactions. The<br />

principal ma\ also require a teacher to complete an<br />

informal reading assessment <strong>of</strong> the child.<br />

(4) Observable Student Behavior/Student Interest. The<br />

child shall demonstrate social and developmental<br />

maturity sufficient to participate in a structured setting<br />

for a full school day. The child shall be capable <strong>of</strong><br />

following verbal instructions and functioning<br />

independenth within a group. The parent shall<br />

pro\ide two recommendation letters with specific<br />

documentation <strong>of</strong> physical and social maturitv' from<br />

preschool teachers, child care workers, pediatricians,<br />

or others vsho have direct knowledge <strong>of</strong> the child.<br />

Useful documentation checklists include the<br />

California Preschool Competencv Scale, the Harrison<br />

Scale, or an\ other comparable scale <strong>of</strong> early social<br />

development.<br />

(5) Motivation Student Interest. The principal or<br />

principal's designee shall conduct an informal<br />

interview v\ith the child and a more structured<br />

interview with the parent to determine if the child<br />

displavs a thirst for knowledge and seeks new and<br />

challenging learning situations.<br />

(b) The parent shall present the information required b\ this<br />

Rule to the principal within the first 30 calendar da>s <strong>of</strong> the<br />

school's instructional year. All testing shall be administered after<br />

the April 16th that follows the child's fourth birthdav. The<br />

principal shall decide whether to grant the parent's request for<br />

enrollment within three weeks after receiving this information.<br />

The principal mav conditionalK enroll the child for up to 90<br />

davs in order to observe whether the child is able to adjust to the<br />

school setting. If the principal determines that the child has not<br />

adjusted to the school setting, the principal shall den\ the request<br />

for enrollment. However, before the child is exited from school,<br />

the principal shall in\ ite the parent to assist in the development<br />

<strong>of</strong> intervention strategies for the child. If those strategies are not<br />

successful, the principal shall provide the parent at least <strong>10</strong> days<br />

notice before exiting the child from school so the parent ma\<br />

arrange child care, if needed.<br />

(c) LEAs ma\ require parents to suppK information in<br />

addition to that required b\<br />

this Rule. LEAs ma\ also require<br />

specific tests or other measures to pro\ ide information relating<br />

to the factors listed in Paragraph (a) <strong>of</strong> this Rule.<br />

(d) EarK admission to kindergarten shall not automaticalK<br />

result in the placement <strong>of</strong> the child in the program for<br />

academically gifted students. Bv the time the child has been<br />

enrolled for 90 calendar da\s. or at an\ earlier time that school<br />

<strong>of</strong>ficials determine that the child has adjusted satisfactorily and<br />

shall be allowed to remain in school, the gifted identification<br />

team shall re\ iew the child's information to determine if the child<br />

822 NORTH C.4ROLI.\.4 REGISTER November J 6, 199H <strong>13</strong>:<strong>10</strong>


APPROVED RULES<br />

)<br />

shall receive gifted services. If the team determines that the child<br />

shall receive gifted services, it shall develop either a<br />

differentiated education plan or an individual differentiated<br />

education plan for the child.<br />

History Note:<br />

Article L\. Sec. 5;<br />

Authority G.S. U5C-3640): N.C. Constitution,<br />

Temporary Adoption Eff. August 18. 1997;<br />

Eff. March 15. 1999.<br />

SUBCHAPTER 6G - EDUCATION AGE<strong>NC</strong>Y<br />

RELATIONS<br />

SECTION .0300 - SCHOOL-BASED MANAGEMENT<br />

AND ACCOUNTABILITY PROGRAM<br />

.0305 ANNUAL PERFORMA<strong>NC</strong>E STANDARDS,<br />

GRADES K-8<br />

(a) For purposes <strong>of</strong> this Section, the following definitions<br />

shall apply to kindergarten through eighth grade:<br />

(1) "Accountability measures" are SBE-adopted tests<br />

designed to gauge student performance and<br />

achievement.<br />

(2) "bf ," means the state average rate <strong>of</strong> growth used in the<br />

regression formula for the respective grades and<br />

subjects. The values for b,, shall be as follows:<br />

(A)<br />

(B)<br />

for reading:<br />

(i) 6.2 for grade 3;<br />

(ii) 5.2 for grade 4;<br />

(iii) 4.6 for grade 5;<br />

(iv) 3.0 for grade 6;<br />

(v)<br />

3.3 for grade 7; and<br />

(vi) 2.7 for grade 8.<br />

for mathematics:<br />

(i) 12.8 for grade 3;<br />

(ii) 7.3 for grade 4;<br />

(iii) 7.4 for grade 5;<br />

(iv) 7.1 for grade 6;<br />

(v)<br />

6.5 for grade 7; and<br />

(vi) 4.9 for grade 8.<br />

(3) "b|" means the value used to estimate true pr<strong>of</strong>iciency<br />

in the regression formula. The values for b, shall be<br />

0.22 for reading and 0.26 for mathematics except for<br />

third grade. The values for third grade shall be 0.46<br />

for reading and 0.30 for mathematics.<br />

(4 "b," means the value used to estimate regression to the<br />

mean in the regression formula. The values for b,<br />

shall be -0.60 for reading and -0.58 for mathematics<br />

except for third grade. The values for third grade<br />

shall be -0.91<br />

for reading and -0.47 for mathematics.<br />

(5) "Compliance commission" means that group <strong>of</strong> 20<br />

persons selected by the SBE to advise the SEE on<br />

testing and other issues related to school<br />

accountability and improvement.<br />

shall<br />

The commission<br />

be composed <strong>of</strong> five teachers, five principals,<br />

four central <strong>of</strong>fice staff representatives, two local<br />

school board representatives, and four at-large<br />

members who represent parents, business, and the<br />

community.<br />

(6) "Composite score means a summary <strong>of</strong> student<br />

performance in a school in reading, writing, and<br />

mathematics.<br />

(7) "Eligible students" means the total number <strong>of</strong> students<br />

in membership minus the number <strong>of</strong> students<br />

exempted from testing.<br />

(8) "Expected growth" means the amount <strong>of</strong> growth in<br />

student performance that is projected through use <strong>of</strong><br />

the regression formula.<br />

(9) "Exemplary growth" means the amount <strong>of</strong> growth in<br />

student performance that is projected through use <strong>of</strong><br />

the regression formula that includes the state average<br />

rate <strong>of</strong> growth adjusted by an additional <strong>10</strong> percent.<br />

(<strong>10</strong>) "Growth standards" are the benchmarks set annually<br />

by the SBE to measure a school's progress by use <strong>of</strong><br />

the regression formula and the composite score and<br />

are equivalent to expected growth.<br />

(11) "iRM" is the index for regression to the mean used in<br />

the regression formula. The SBE shall compute the<br />

IRM for reading by subtracting the North Carolina<br />

average reading scale score from the local school<br />

average reading scale score. The SBE shall compute<br />

the IRM for mathematics by subtracting the North<br />

Carolina average reading scale score from the local<br />

school average mathematics scale score. The SBE<br />

shall base the state average on data from the 1994-95<br />

school year.<br />

(12) "ixP" is the index for true pr<strong>of</strong>iciency used in the<br />

regression formula. The SBE shall compute the ITP<br />

by adding the North Carolina average scale scores in<br />

reading and mathematics and subtracting that<br />

from the addition <strong>of</strong> the local<br />

scores in reading and mathematics.<br />

sum<br />

school average scale<br />

The SBE shall<br />

base the state average on data from the 1994-95<br />

school year.<br />

(<strong>13</strong>) "Performance standards" are the percent <strong>of</strong> students in<br />

a school who are at or above grade level as that term<br />

is defined by 16 <strong>NC</strong>AC 6D .0304.<br />

In determining the<br />

number <strong>of</strong> students who are performing at or above<br />

grade level at a school, the SBE shall:<br />

(A) determine the number and percentage <strong>of</strong><br />

students who are at Level III or IV in each<br />

content area (reading, mathematics and writing)<br />

across grades: and<br />

(B) total the numerators for the various content<br />

areas, total<br />

the denominators for the various<br />

content areas, and calculate the total percentage<br />

(composite) performance standard.<br />

(14) "Regression formula" means a formula that defines<br />

one variable in terms <strong>of</strong> one or more other variables<br />

for the purpose <strong>of</strong> making a prediction or constructing<br />

a model.<br />

(15) "Standard deviation" is a statistic that indicates how<br />

much a set <strong>of</strong> scores vary. The values used in<br />

determining the composite score shall<br />

data from the 1993-94 school year.<br />

be based on<br />

(b) In carrying out its duty under G.S. 1I5C-I05.35 to<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 823


APPROVED RULES<br />

establish annual performance goals for each school, the SBE<br />

shall use both growth standards and performance standards. The<br />

SBE shall calculate the expected gro\Mh rate for an indi\ idual<br />

school b\ using the regression formula "Expected Growth = by<br />

+ (b, xlTP)-('b:XlRM)."<br />

(c) Schools shall be accountable for student performance and<br />

achie\ement. To be included in accountabilit\ measures for the<br />

growth standard, a student in grade three through grade eight<br />

must:<br />

1 ( ha\ e a pre-test score and a post-test score in reading<br />

and mathematics. Students in grades four or se\en<br />

w ith writing scores shall also be included.<br />

(2) ha\e been in membership more than one-half <strong>of</strong> the<br />

instructional period (91 <strong>of</strong> 180 da\s for regular<br />

schedules or 46 <strong>of</strong> 90 da\s for semester or block<br />

schedules).<br />

(3) Students shall be included in the performance<br />

standard if the> ha\'e reading, mathematics, or writing<br />

scores w ithout reference to pretest scores or length <strong>of</strong><br />

membership.<br />

(d) The SBE shall include in the accountabilit> s\stem on the<br />

same basis as all other public schools each alternative school<br />

w ith an identification number assigned b\ the Department. Test<br />

scores for students who attend programs or classes in a facilit><br />

that does not ha\ e a separate school number shall be reported to<br />

and included in the students' hom"^ schools.<br />

(e) Each school shall test at k --X 98 percent <strong>of</strong> its eligible<br />

students. If a school fails to test at least 98 percent <strong>of</strong> its eligible<br />

students for two consecutive school \ears. the SBE ma><br />

designate the school as low -performing and ma> target the<br />

school for assistance and intervention. Each school shall make<br />

public the percent <strong>of</strong> eligible students that the school tests.<br />

(f) All students who are following the standard course <strong>of</strong><br />

stud\ and who are not eligible for exemption as set out in<br />

paragraph (g) <strong>of</strong> this Rule shall take the SBE-adopted tests.<br />

E\ er\ student, including those students w ho are exempted from<br />

testing, shall complete or ha\ e completed an answer document<br />

(except in writing). Both the school and the LEA shall maintain<br />

records on the exemptions <strong>of</strong> students from testing. The<br />

Department ma> audit these records.<br />

(g)<br />

Individual students ma> be exempted from SBE-adopted<br />

tests as follows:<br />

( 1 Limited English pr<strong>of</strong>icient students ma\ be exempted<br />

for up to two \ears beginning with the time <strong>of</strong><br />

enrollment if the student's English language<br />

pr<strong>of</strong>iciencN has been assessed as novice low to<br />

intermediate low in listening, reading, and writing.<br />

student v\hose English language protlciencv has been<br />

assessed as intermediate high or advanced may be<br />

exempted from tests in which the student writes<br />

responses for up to rvvo vears. LEAs shall use other<br />

assessment methods for exempted students to<br />

demonstrate that these students are progressing in<br />

English and other subject areas.<br />

(2) Students with disabilities ma\ be exempted on an<br />

individual basis if the exemption is stated in the<br />

student's lEP and if the student is not following the<br />

standard course <strong>of</strong> studv. If a student v\ith disabilities<br />

A<br />

is exempted from testing in one subject but is<br />

included in testing for the remaining subjects, that<br />

student shall be included in the school's 98 percent<br />

tested requirement. The parent or guardian, or the<br />

student if over age 18, shall sign a written consent for<br />

test exemption that certifies that the parent, guardian,<br />

or student understands that the exemption for the<br />

eighth grade tests may cause the student not to<br />

eligible to receive a high school diploma,<br />

(h) LEAs shall administer alternative assessments to students<br />

w ho are exempted from testing to demonstrate masterv <strong>of</strong> course<br />

or specific curriculum content.<br />

(i) The SBE shall calculate a school's expected growth<br />

composite in student performance using the following process:<br />

( 1<br />

Calculate the indices for writing (separatelv ) for the<br />

three most current vears for achievement levels<br />

defined by 16 <strong>NC</strong>AC 6C .0<strong>10</strong>3(a)( 1 ) as follows:<br />

(A MultipK the percent <strong>of</strong> students at lev el IV bv<br />

3.<br />

(B) Multiplv the percent <strong>of</strong> students at level III bv<br />

(C)<br />

-)<br />

Determine the percent <strong>of</strong> students at level II.<br />

(D) Add the three numbers together and divide b><br />

three.<br />

(E) Determine the difference in scores that is<br />

greatest bv subtracting the index tv\ o _v ears ago<br />

from the most recent inde.x and then bv<br />

subtracting the index for the prior school > ear<br />

from the most recent index. Multiplv the<br />

resulting difference bv one half<br />

(2) Review expected and exemplar} grov\th standards for<br />

reading and mathematics at each grade lev el included<br />

in the state testing program.<br />

(3) Determine the actual growth in reading and<br />

mathematics at each grade level included in the state<br />

testing program, using data on groups <strong>of</strong> matched<br />

students.<br />

(4) Subtract the expected growth from the actual growth<br />

in reading and mathematics at each grade level<br />

included in the state testing program.<br />

be<br />

as<br />

In writing, one<br />

tenth ( . 1 ) must be subtracted from the greater <strong>of</strong> the<br />

two writing differences.<br />

(5) Divide the differences for reading, writing, and<br />

mathematics by the standard deviations <strong>of</strong> the<br />

respective differences in growth at each grade level to<br />

determine the standardized growth score.<br />

(6) Add the expected standardized growth scores for<br />

reading and mathematics at each grade level from<br />

grade 3 to 8. and for writing at grades 4 and 7.<br />

If the<br />

resulting number is zero or above, the school has met<br />

the expected growth standard.<br />

(7) To determine the composite score for exemplarv<br />

standards:<br />

(A)<br />

Subtract the exemplar. grov\th from the actual<br />

grovsth standard in reading and mathematics at<br />

each grade level included in the state testing<br />

program. In v\riting. one tenth (.1) must be<br />

subtracted from the greater <strong>of</strong> the tvso writing<br />

824 NORTH CAROLISA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


APPROVED RULES<br />

differences.<br />

(B) Divide tiie difference in growth for reading,<br />

(C)<br />

writing, and mathematics by the standard<br />

deviations <strong>of</strong> the respective differences in<br />

growth at each grade level to determine the<br />

standardized growth score.<br />

Add the exemplary standardized growth scores<br />

for reading and mathematics at each grade level<br />

from grade 3 to 8. and for writing at grades 4<br />

and 7.<br />

If the resulting number is zero or above,<br />

the school has met the exemplary growth<br />

standard.<br />

(j) If school <strong>of</strong>ficials believe that the school's growth<br />

standards were unreasonable due to specific, compelling reasons,<br />

the school may appeal its growth standards to the SBE. The<br />

SEE shall appoint an appeals committee composed <strong>of</strong> a panel<br />

selected from the compliance commission to review written<br />

appeals from schools. The school <strong>of</strong>ficials must clearly<br />

document the circumstances that made the goals unrealistic and<br />

must submit its appeal to the SBE within 30 days <strong>of</strong> receipt <strong>of</strong><br />

notice from the Department <strong>of</strong> the school's performance. The<br />

appeals committee shall review all appeals and shall make<br />

recommendations to the SBE. The SBE shall make the final<br />

decision on the reasonableness <strong>of</strong> the growth goals.<br />

Histciy Note: Authority G.S. ll5C-I2(9)c4. :<br />

Eff.Januaiy2.I998:<br />

Amended Eff. September 1. 1998.<br />

.03<strong>10</strong> ANNUAL PERFORMA<strong>NC</strong>E STANDARDS,<br />

GRADES 9-12<br />

(a)<br />

The definitions contained in Rule .0305 <strong>of</strong> this Section are<br />

incorporated into this Rule by reference thereto.<br />

following definitions shall appK<br />

In addition, the<br />

( 1<br />

"Composite expected gain" is equivalent to "expected<br />

growlh" as used in 16 <strong>NC</strong>AC 6G .0305.<br />

(2) "Exemplary gain" is equivalent to "exemplary growth"<br />

as used in Rule .0305 <strong>of</strong> this Section.<br />

(3) "Exemplary target index" is the score a school must<br />

attain to meet its exemplary growth standard.<br />

(4) "High school performance composite" is the weighted<br />

average <strong>of</strong> the percentages <strong>of</strong> students in a high<br />

school who score at or above level III on the end-<strong>of</strong>course<br />

(EOC) tests for Algebra 1. Biology, Economic<br />

Legal and Political Systems (ELPS). English 1,<br />

English 11, and U.S. History for the current school<br />

year. It is determined by adding the number <strong>of</strong><br />

students at or above level 111 on each <strong>of</strong> the EOC tests<br />

and dividing that sum by the total <strong>of</strong> students who<br />

have valid scores on each <strong>of</strong> the tests.<br />

(5) The "standard deviation <strong>of</strong> change" for computing<br />

composite expected gain is as follows:<br />

(A) for Algebra I, 7.4;<br />

(B) for Biology, 6.4;<br />

(C) for ELPS, 7.9;<br />

(D) for English 1, 5.6;<br />

(E) for English II. 7.6;<br />

(F)<br />

for U.S. History, 5.7; and<br />

(G)<br />

for College Prep/College Tech Prep (CP/CTP):<br />

(i)<br />

(ii)<br />

(iii)<br />

(iv)<br />

(v)<br />

Using data for the 1996-97 school year,<br />

determine for each high school the<br />

number <strong>of</strong> graduates who satisfied the<br />

requirements for College Prep (only)<br />

and the number <strong>of</strong> graduates who<br />

satisfied the requirements for College<br />

Tech Prep (only). Add these two<br />

numbers together and divide by the total<br />

number <strong>of</strong> graduates at the high school.<br />

Multiply the result by <strong>10</strong>0 to obtain the<br />

percentage <strong>of</strong> graduates who satisfied<br />

the requirements <strong>of</strong> CP/CTP;<br />

Repeat the first step with data from the<br />

1 995-96 school year so that percentages<br />

<strong>of</strong> students who satisfied<br />

the CP/CTP<br />

requirements are available for these two<br />

consecutive years:<br />

Subtract the percentage <strong>of</strong> students who<br />

satisfied the CP/CTP requirements in<br />

1 995-96 from the percentage <strong>of</strong> students<br />

who satisfied the CP/CTP requirements<br />

in 1996-97. This difference is the<br />

change (positive or negative) in the<br />

percentage <strong>of</strong> students satisfying the<br />

requirements <strong>of</strong> CP/CTP for the<br />

baseline years applicable to the high<br />

school accountability model;<br />

Average the school change results from<br />

step (iii) across all schools:<br />

Next compute the standard deviation <strong>of</strong><br />

the<br />

school changes by subtracting the<br />

average school change computed in step<br />

(iv) from each individual school change.<br />

Then square each resulting difference.<br />

Next add the squared differences across<br />

all schools. Finally, divide the sum <strong>of</strong><br />

squared differences by the number <strong>of</strong><br />

schools, less one ( 1 .0). The square root<br />

<strong>of</strong> this result is the standard deviation <strong>of</strong><br />

change.<br />

(6) The "standard deviation <strong>of</strong> change" for computing<br />

standard exemplary gain is as follows:<br />

(A) for Algebra 1,7.3;<br />

(B) for Biology, 6.3;<br />

(C) for ELPS, 7.8;<br />

(D) for English 1,5.5;<br />

(E) for English II, 7.5;<br />

(F)<br />

(G)<br />

for U.S. History, 5.6; and<br />

for CP/CTP, use the figure computed under<br />

Part (a)(5)(G) <strong>of</strong> this Rule.<br />

(7) "Standard exemplary gain" is the difference between<br />

the exemplary target index (Column 1 <strong>of</strong> the<br />

worksheet) and the baseline (Column D <strong>of</strong> the<br />

worksheet) divided by a standard deviation so that all<br />

components <strong>of</strong> the composite score shall be equally<br />

weighted in the baseline years, which are 1995, 1996,<br />

and 1997 for the first six courses and 1997 and 1998<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 825


APPROVED RULES<br />

for CP/CTP.<br />

(b) Using the worksheet in this paragraph, the process to (7)<br />

determine the composite expected gain for a high school is as<br />

follows:<br />

( 1 Compute the EOC index for the first six courses in<br />

Column A for the current xear and the two previous<br />

years b\ multipKing the percentage <strong>of</strong> students at<br />

level IV by 3, the percentage <strong>of</strong> students at level III by<br />

2. and the percentage <strong>of</strong> students at level II b\ I . Add<br />

the products and divide b\ 3 to obtain the EOC index<br />

for each course.<br />

(2) Compute the EOC indices for three xears for each <strong>of</strong><br />

these courses and enter the results in Columns A. B.<br />

and C.<br />

The school years shown in the worksheet are<br />

an example <strong>of</strong> a current calculation and are not the<br />

school years to be used in succeeding annual<br />

calculations.<br />

(3) Determine the baseline b\ adding Columns B and C<br />

and dividing by 2. Enter the quotient in Column D.<br />

(4) Subtract the baseline (Column D) from the current<br />

EOC index (Column A). Enter the difference in<br />

Column E.<br />

(5) Subtract 0.1 from each difference in Column E and<br />

enter the result in Column F. (8)<br />

(6) Divide each recentered difference (Column F) b\ the<br />

associated standard deviation <strong>of</strong> change (Column G).<br />

Enter the qui "ent in Column H. This is the standard<br />

expected gain for a given course.<br />

Compute the composite expected gain for CP/CTP b\<br />

comparing the current year's percentage <strong>of</strong> graduates<br />

who complete either <strong>of</strong> the two courses <strong>of</strong> study with<br />

the previous year's percentage. Students shall be<br />

counted only once if they complete both courses <strong>of</strong><br />

study.<br />

(A)<br />

(B)<br />

(C)<br />

Enter the percentage <strong>of</strong> current graduates who<br />

have completed either course <strong>of</strong> studx in<br />

Column A:<br />

Enter the percentages <strong>of</strong> graduates from the<br />

previous school year who completed either<br />

course <strong>of</strong> study in Column B.<br />

Subtract Column B from Column A and enter<br />

the difference in Column E:<br />

(D) Subtract 0.1 from the result in Column E to<br />

(E)<br />

recenter and enter the result in Column F<br />

unless the percentages in Columns A and B are<br />

both equal to <strong>10</strong>0. In that event, enter zero in<br />

Column F;<br />

Divide the result in Column F by the standard<br />

deviation <strong>of</strong> change and enter the result in<br />

Column H.<br />

Compute the total composite gain b\ adding the<br />

numbers in Column H. If the sum is equal to or<br />

greater than zero, the school has met the composite<br />

expected gain standard.<br />

Column .A<br />

B<br />

C<br />

D<br />

E<br />

f<br />

G<br />

H<br />

7 Components<br />

<strong>of</strong> Composite<br />

97-98<br />

EOC<br />

96-97<br />

EOC<br />

95-96<br />

EOC<br />

Baseline<br />

(B-C)2<br />

Difference<br />

(.A-D)<br />

Recenter<br />

(E-0.1)<br />

Standard<br />

De\iation<br />

Standard<br />

Gain<br />

Gain<br />

Index<br />

Index<br />

Index<br />

<strong>of</strong> Change<br />

(Expected)<br />

(Expected)<br />

(EG)<br />

1. Aliiehra 1 7.4<br />

2. Bioloe\ fi4<br />

3. ELPS "9<br />

4. Enalish 1 5.6<br />

5. Ent;lish II 7,6<br />

6 L'S Histop, 5.7<br />

7. CPCTP<br />

Total Composite C ain Met if = or>0<br />

(c)<br />

The process to determine exemplarx gain for a high school shall use the data entered in Columns A through F for the first six<br />

courses <strong>of</strong> the worksheet as described in Paragraph (b) <strong>of</strong> this Rule. The process, which uses the worksheet below, is as follows:<br />

1 ( Calculate the exemplarx target index for each course as follows:<br />

(A) Subtract the baseline index (Column D) from <strong>10</strong>0:<br />

(B) Multiplx this difference by one-twentieth (0.05):<br />

(C) Add this product to the baseline index to determine the targeted exemplarx index and enter the result in Column 1.<br />

(2) Determine the standard exemplarx gain for each course as follows:<br />

(A) Subtract the exemplars target index (Column I) from the current xear's EOC index (Column A) for each course and<br />

enter the difference in Column J:<br />

(B) Di\ide the difference (Column J) b\ the standard de\iation <strong>of</strong> change for exemplarx gain (Column K) and enter the<br />

result in Column L:<br />

(C) For CP CTP. enter the number from Column F in the space below Columns I and J for the other courses, enter the<br />

826 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


APPROVED RULES<br />

number from Column G in Column K, divide Column J by Column K and enter the result in Column L;<br />

(D) Add the numbers in Column L. If the sum is equal to or greater than zero, the school has met its exemplary gain<br />

standard.<br />

Column: 1 J K L<br />

EOC<br />

Exemplary Target<br />

Index<br />

[(I00-D)X.05]+D<br />

Difference<br />

(A-I)<br />

Standard<br />

Deviation <strong>of</strong><br />

Change<br />

Standard Gain<br />

(Exemplary)<br />

(J/K)<br />

(Exemplary)<br />

Algebra I 7.3<br />

Bioloe\ 6.3<br />

EL PS 7.8<br />

English 1 5.5<br />

English 11 7.5<br />

US Histor\ 5.6<br />

CP/CTP Recentered Difference<br />

(Column E)<br />

1Exemplary Gain Met if = >0<br />

(d)<br />

<strong>of</strong> this Rule.<br />

TTie school's high school performance composite shall be calculated according to the process described in Subparagraph (a)(4)<br />

Histoiy Note: A uthority- G. S. II5C-1 2(9)c4. :<br />

Eff. September 1. 1998.<br />

TITLE 19A - DEPARTMENT OF TRANSPORTATION<br />

CHAPTER 3 - DIVISION OF MOTOR VEHICLES<br />

SUBCHAPTER 31 - RULES AND REGULATIONS<br />

GOVERNING THE LICENSING<br />

OF COMMERCIAL DRIVER TRAINING<br />

SCHOOLS AND INSTRUCTIONS<br />

SECTION .0200 - REQUIREMENTS AND<br />

APPLICATIONS FOR COMMERCIAL<br />

DRIVER TRAINING SCHOOLS<br />

.0202 ORIGINAL APPLICATION<br />

Each original application for a commercial driver training<br />

school license shall consist <strong>of</strong> the following:<br />

( 1<br />

Application for license:<br />

(2) Personal history statement (Form SBTS-601, available<br />

(3)<br />

(4)<br />

(5)<br />

(6)<br />

(7)<br />

(8)<br />

(9)<br />

from the School Bus and Traffic Safety<br />

owner-operator or manager;<br />

Proposed plan <strong>of</strong> operation;<br />

Pro<strong>of</strong> <strong>of</strong> liability insurance:<br />

Section) <strong>of</strong><br />

Sample copies <strong>of</strong> contracts:<br />

A check or money order in the amount <strong>of</strong> eight\'<br />

dollars ($80.00).<br />

renewal applications for license;<br />

Certificate <strong>of</strong> assumed name;<br />

This fee is due for both original and<br />

Surety Bond;<br />

A report from the appropriate government agency<br />

(<strong>10</strong>)<br />

(11)<br />

(12)<br />

(<strong>13</strong>)<br />

indicating that the location or locations meet fire<br />

safet\ standards;<br />

A copy <strong>of</strong> the deed, lease, or other legal instruments<br />

authorizing the school to occupy such locations;<br />

List <strong>of</strong> fees for all services <strong>of</strong>fered by the school;<br />

A copy <strong>of</strong> lease agreement if leasing vehicles; and<br />

A copy <strong>of</strong> the business insurance covering injury to a<br />

student.<br />

History Note: Author in- G.S. 20-322: 20-323;<br />

Ejf. July 2, 1979;<br />

Amended Eff. .April L 1999; July 1. 1994: December 1.<br />

September '/, 1990; April 1. 1989.<br />

1993;<br />

.0203 RENEWAL APPLICATIONS<br />

Renewal applications shall be made every two years. All<br />

licenses expire on the anniversary date, and no school is<br />

permitted to operate with an expired license. However,<br />

applications for renewal mav be accepted for up to 30 days from<br />

the date <strong>of</strong> expiration. Any license expired for more than 30<br />

days shall be deemed permanently lapsed; and renewal <strong>of</strong> such<br />

license must be b\ the same process as required for an entirely<br />

new school, with all forms and certifications being required.<br />

Histon- Note: Authorit^• G.S 20-322: 20-324; 20-325;<br />

Eff. July 2. 19-9;<br />

Amended April 1. 1999; June 1. 1982.<br />

SECTION .0500 - REQUIREMENTS AND<br />

APPLICATIONS FOR DRIVER<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 827


APPROVED RULES<br />

TRAINING INSTRUCTOR<br />

.0501 REQUIREMENTS<br />

(a) Each instructor <strong>of</strong> a commercial driver training school or<br />

branch shall:<br />

1 ( have at least four years <strong>of</strong> experience as a licensed<br />

operator <strong>of</strong> a motor vehicle;<br />

(2) not have been convicted <strong>of</strong> a felony, or convicted <strong>of</strong><br />

a misdemeanor in\olving moral turpitude, in the <strong>10</strong><br />

years immediately preceding the date <strong>of</strong> application;<br />

(3 not have had a revocation or suspension <strong>of</strong> his driver's<br />

license in the five \,ears immediatel) preceding the<br />

date <strong>of</strong> application;<br />

(4) have graduated from high school or hold a high<br />

school equivalency certificate;<br />

(5) not have had convictions for moving violations<br />

totaling five or more points in the three years<br />

preceding the date <strong>of</strong> application;<br />

(6) have completed the 80-contact-hour. communit\-<br />

college course for dri\er education teachers; an<br />

equivalent course approved b) the commissioner, or<br />

an Instructor Training Program conducted by an<br />

appro\ed Commercial Driver Training School w ithin<br />

four years prior to application;<br />

(7) successfully complete the written test administered b\<br />

r" Driver Education Specialist; (Allowed onK one<br />

1 °st)<br />

(8) successfully complete the Miller Road Test given by<br />

a Driver Education Specialist; (Allowed onK one<br />

retest)<br />

(9) be given a three month probation period until<br />

evaluated and recommended b\ a Driver Education<br />

Specialist;<br />

(<strong>10</strong>) submit a criminal background check from the Clerk <strong>of</strong><br />

Court for each count) <strong>of</strong> residence for the past <strong>10</strong><br />

N'ears.<br />

(b) An applicant may apply for an instructor's learner's permit<br />

which would be valid for three months. To be eligible for an<br />

instructor's learner's permit, the applicant shall meet<br />

requirements in Paragraph (a)(1) through (6); and shall;<br />

1 ( submit an Instructor Application with a sixteen dollar<br />

(S16.00) application fee. cop\ <strong>of</strong> high school diploma<br />

or high school equivalencN certificate, and physical<br />

examination form;<br />

(2) successfull) complete 40 hours <strong>of</strong> classwork as a<br />

student at an approved commercial dri\er training<br />

school to consist <strong>of</strong>;<br />

(A) 30 hours in the basic dri\er education<br />

classwork;<br />

(B) an additional <strong>10</strong> hours in practice teaching,<br />

writing lesson plans, reviewing the rules <strong>of</strong> this<br />

Subchapter, use <strong>of</strong> audio visual equipment and<br />

teaching aids and familiarization with<br />

commercial school forms;<br />

(3) successfull) complete six hours <strong>of</strong> behind-the-wheel<br />

training as a student at an appro\ ed commercial dri\'er<br />

training school;<br />

(4) successfulK complete six hours <strong>of</strong> observation <strong>of</strong><br />

behind-the-wheel instruction <strong>of</strong> a new driver b\ a<br />

licensed instructor trainer;<br />

(5) successfully complete the written test administered by<br />

a Driver Education Specialist; (Allowed only one<br />

retest)<br />

(6) successfulK complete the Miller Road Test given by<br />

a Driver Education Specialist; (Allowed only one<br />

retest)<br />

(7) shall after completing Subparagraphs (b)( 1 ) through<br />

(6) practice teach in the presence <strong>of</strong> an instructor<br />

trainer;<br />

(8) successfulK complete two hours <strong>of</strong> classroom<br />

instruction while being observed by a Driver<br />

Education Specialist;<br />

(9) successfulK complete two hours <strong>of</strong> behind-the-wheel<br />

instruction while being observed by a Driver<br />

Education Specialist;<br />

(<strong>10</strong>) be recommended b> a Driver Education Specialist to<br />

receive an instructor's license.<br />

(c) An instructor at an approved commercial driver training<br />

school ma\ appK for an Instructor Trainer license. The<br />

Instructor Trainer shall;<br />

( 1<br />

have five consecutive years as an active licensed<br />

instructor;<br />

(2) submit an application for Instructor Trainer License<br />

with a fee <strong>of</strong> sixteen dollars (SI 6.00);<br />

(3) complete two hours <strong>of</strong> classroom observation b\ a<br />

Driver Education Specialist while training instructors,<br />

not driver education students;<br />

(4) complete two hours <strong>of</strong> behind-the-wheel observation<br />

by a Driver Education Specialist v\hile training<br />

instructors, not driver education students;<br />

(5) successfullv complete the written test administered by<br />

a Driver Education Specialist; (Allowed only one<br />

retest)<br />

(6) successfulK complete the Miller Road Test given bv<br />

a Driver Education Specialist; (Allowed only one<br />

retest)<br />

(7) be recommended bv a Driver Education Specialist;<br />

(8) must requalify even, two vears.<br />

Histoiy Note: Authority G.S. 20-322: 20-323: 20-324:<br />

Eff.July2. 19-9:<br />

Amended Eff. April I, 1999: August 1. 1994: December 1. 1993:<br />

November). 1991 : September 1. 1990.<br />

.0502 ORIGINAL APPLICATION<br />

Each original application for a commercial driver training<br />

instructor license shall consist <strong>of</strong>:<br />

( 1<br />

a combination application and personal history form<br />

which must be completed and signed bv the applicant;<br />

(2) a phvsical examination report completed and signed<br />

b\ a licensed phvsician;<br />

(3) satisfactorv evidence <strong>of</strong> high school graduation or<br />

equivalencv;<br />

(4) evidence <strong>of</strong> completion <strong>of</strong> an approved driver<br />

education course;<br />

(5) a driver license record check for the previous three<br />

.<br />

H2H NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


APPROVED RULES<br />

years<br />

if applicant has other than a North Carolina<br />

driver license; and<br />

(6) a check or money order in the amount <strong>of</strong> sixteen<br />

dollars ($16.00).<br />

Histon- Note: Authority G.S. 20-322: 20-323: 20-324:<br />

Eff.July2. 1979:<br />

Amended Eff. April l 1999: May 1. 1987: June 1. 1982.<br />

.0503 RENEWAL APPLICATION<br />

(a)<br />

two years.<br />

Renewal application shall be made b\ an instructor every<br />

All licenses expire on the school's anniversary date,<br />

and no instructor is permitted to operate with an expired license.<br />

However, applications for renewal may be accepted for up to 30<br />

days from the date <strong>of</strong> expiration. Any license expired for more<br />

than 30 days shall be deemed permanenth lapsed: and renewal<br />

<strong>of</strong> such license must be by the same process as required for an<br />

entirely new license, with all forms and certifications being<br />

required.<br />

(b) At least once every four years, an instructor must take the<br />

two-semester-hour college credit course required for the original<br />

license; provided, however, that an equivalent number <strong>of</strong> hours<br />

(64) may be substituted for this course in the following manner;<br />

(1) 16 hours (four for each full year <strong>of</strong> the four years) for<br />

active and continuing teaching <strong>of</strong> driver education;<br />

(2) 48 or more hours for attendance at teacher training<br />

workshops and short courses, pr<strong>of</strong>essional driver<br />

training meetings and conferences in the t1eld <strong>of</strong><br />

driver education which have been approved in<br />

advance by the School Bus and Traffic Safet><br />

Section. Approval is to be given in the following<br />

manner:<br />

(A)<br />

(B)<br />

Re-Course (submit for approval):<br />

(i) name and address <strong>of</strong> agency sponsoring<br />

the workshop, course or conference;<br />

(ii) title, dates, and location <strong>of</strong> the<br />

workshop, course, or conference:<br />

(iii) brief description <strong>of</strong> the workshop,<br />

course, or conference, including the<br />

number <strong>of</strong> hours:<br />

Post-Course (submit for approval and credit):<br />

(i)<br />

pro<strong>of</strong> <strong>of</strong> attendance, number <strong>of</strong> contact<br />

hours actually attended, and passing<br />

grade (if applicable):<br />

(ii) brief evaluation <strong>of</strong> the workshop.<br />

course, or conference.<br />

(c) An accredited driver education teacher with a current<br />

certificate based on the requirements <strong>of</strong> the Department <strong>of</strong><br />

Public Instruction is exempted from the requirements <strong>of</strong><br />

Paragraph (b) <strong>of</strong> this Rule.<br />

History Note: Authority- G.S. 20-322: 20-323: 20-324: 20-<br />

325:<br />

Eff. July 2. 19^9:<br />

Amended Eff. April 1. 1999: July 1. 1994: May I. 198-^: June 1.<br />

1982.<br />

TITLE 21 - OCCUPATIONAL LICENSING<br />

BOARDS<br />

CHAPTER 16 - BOARD OF DENTAL<br />

EXAMINERS<br />

SUBCHAPTER 16V - UNPROFESSIONAL CONDUCT<br />

SECTION .0<strong>10</strong>0 - UNPROFESSIONAL CONDUCT<br />

.0<strong>10</strong>2 DEFINITION: UNPROFESSIONAL CONDUCT<br />

BY A DENTAL HYGIENIST<br />

Unpr<strong>of</strong>essional conduct by a dental hygienist shall<br />

but not be limited to, the following;<br />

include,<br />

( 1<br />

Having a license to practice dental hygiene revoked,<br />

suspended, or otherwise acted against, including the<br />

denial <strong>of</strong> licensure, by the licensing authority <strong>of</strong><br />

another state, territon,: or country: (For purposes <strong>of</strong><br />

this Section, the surrender <strong>of</strong> a license under threat <strong>of</strong><br />

disciplinary action shall be considered the same as if<br />

the licensee had been disciplined.)<br />

(2) Presenting false or misleading testimony, statements,<br />

or records to the Board or a Board employee during<br />

the scope <strong>of</strong> any investigation or at any hearing <strong>of</strong> the<br />

Board:<br />

(3) In connection with the practice <strong>of</strong> dental hygiene,<br />

making or filing a false report or record, failing to file<br />

a report or record required by state or federal law,<br />

knowingly impeding or obstructing the filing <strong>of</strong> a<br />

report or record or inducing another person to do so;<br />

(4) Committing an\ act which would constitute sexual<br />

assault or battery in connection with the provision <strong>of</strong><br />

dental h>giene services;<br />

(5) Violating a lawful order <strong>of</strong> the Board previously<br />

entered in a disciplinan.<br />

hearing or failing to comply<br />

with a lawfully-issued subpoena <strong>of</strong> the Board:<br />

(6) Conspiring with any person to commit an act. or<br />

committing an act which would tend to coerce,<br />

intimidate, or preclude any patient or witaess from<br />

testifying against a licensee in any disciplinary<br />

hearing, or retaliating in any manner against any<br />

person who testifies or cooperates with the Board<br />

during any investigation <strong>of</strong> any licensee;<br />

(7) Failing to identify to a patient, patient's guardian, or<br />

the Board the name <strong>of</strong> any person or agent who<br />

renders dental treatment or services upon request:<br />

(8) Procuring, dispensing, or administering an> controlled<br />

substance for personal use except those prescribed,<br />

dispensed, or administered b> a practitioner<br />

authorized to prescribe them;<br />

(9) Acquiring any controlled substance from any<br />

pharmacy or other source by misrepresentation, fraud<br />

or deception: and<br />

(<strong>10</strong>) Having pr<strong>of</strong>essional connection with or lending one's<br />

name to the illegal practice <strong>of</strong> dental h>'giene.<br />

History Note: Authority G.S. 90-<br />

Eff. August 1. 1998:<br />

90-229:<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 829


APPROVED RULES<br />

Amended Eff. September I. 1998.<br />

CHAPTER 58 - REAL ESTATE COMMISSION<br />

SUBCHAPTER 58A - REAL ESTATE BROKERS<br />

AND SALESMEN<br />

SECTION .0<strong>10</strong>0 - GENERAL BROKERAGE<br />

.0<strong>10</strong>1 PROOF OF LICENSURE<br />

(a) The annual license renewal pocket card issued by the<br />

Commission to each licensee shall be retained by the licensee as<br />

e\idence <strong>of</strong> licensure. Each licensee shall cany his pocket card<br />

on his person at all times while engaging in real estate brokerage<br />

and shall produce the card as pro<strong>of</strong> <strong>of</strong> licensure whenever<br />

requested.<br />

(b) The principal broker <strong>of</strong> a firm shall retain the firm's<br />

renewal pocket card at the firm and shall produce it upon request<br />

as pro<strong>of</strong> <strong>of</strong> tlrm licensure as required by Rule .0502(i)(3).<br />

(c) Every licensed real estate business entit> or firm shall<br />

prominentK' displas- its license certificate or facsimile there<strong>of</strong> in<br />

each <strong>of</strong>fice maintained b\ the entit} or firm. A broker-in-charge<br />

shall also prominently display his license certificate in the <strong>of</strong>fice<br />

where he is broker-in-charge.<br />

History Note:<br />

Authority G.S. 93A-3(c):<br />

Eff. Febriiaiy 1. I9"6:<br />

Readopted Eff. September 30. 19~7:<br />

Amended Eff September I. 1998: August 1. 1998: April 1. 199-:<br />

Februan- 1. 1989.<br />

830 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


R ULES RE VIEW COMMISSION<br />

1 his Section contains the agenda for the next meeting oj the Rules Revien- Commission on Thursday, November 19. 1998.<br />

<strong>10</strong>:00 a.m. . at <strong>13</strong>07 Glerrwood Ave.. Assembly Room. Raleigh. <strong>NC</strong>. Anyone wishing to submit written comment on any rule<br />

before the Commission should submit those comments to the RRC staff, the agency, and the individual Commissioners by<br />

Monday. November 16, 1998. at 5:00 p.m. Specific instructions and addresses may be obtainedfrom the Rules Review<br />

Commission at 919-733-2721. Anyone wishing to address the Commission should notify' the RRC staffand the agency at least<br />

24 hours prior to the meeting.<br />

RULES REVIEW COMMISSION MEMBERS<br />

Appointed by Senate<br />

Teresa L. Smallwood, Vice Chairman<br />

Jim Funderburke<br />

Vemice B. Howard<br />

Philip O. Redwine<br />

David Twiddy<br />

Appointed by House<br />

Paul Powell. Chairman<br />

Anita White, 2"'^ Vice Chairman<br />

Mark Garside<br />

Steve Rader<br />

George Robinson<br />

RULES REVIEW COMMISSION MEETING DATES<br />

November 19, 1998<br />

December 17, 1998<br />

January 21, 1999<br />

MEETING DATE: OCTOBER 22, 1998<br />

LOG OF FILINGS<br />

RULES SUBMITTED: SEPTEMBER 20, 1998 THROUGH OCTOBER 20, 1998<br />

AGE<strong>NC</strong>Y/DIVISION<br />

RULE NAME<br />

RULE CITATION<br />

ACTION<br />

DHHS/MEDICAL CARE COMMISSION<br />

Definitions<br />

Requirements for One Star Rated License<br />

<strong>Administrative</strong> Policies Required<br />

Operational and Personnel Policies<br />

Staff/Child Ratios<br />

Caregiving Activities for Preschool-Aged Child<br />

General Provisions Related to Licensure <strong>of</strong> Homes<br />

Scope<br />

Application for a Voluntap. Rated License<br />

Program Standards for a Rated License<br />

Education Standards for a Rated License<br />

Compliance Histon. Standards for a Rated License<br />

Program Standards for a Rated License for Family<br />

Education Standards for a Rated License<br />

Compliance Histor\' Standards for a Rated License<br />

Maintaining the Star Rating<br />

Requirements for a Four-Star Rated License<br />

Requirements for a Five-Star Rated License<br />

How an Operator may Request or Appeal a Change<br />

DHHS/DIVISION OF VOCATIONAL REHABILITATION SERVICES<br />

Rates and Fees for Purchasers <strong>of</strong> Services<br />

Financial Needs Test<br />

<strong>10</strong><strong>NC</strong>AC3U .0<strong>10</strong>2<br />

<strong>10</strong><strong>NC</strong>AC3U .0305<br />

<strong>10</strong><strong>NC</strong>AC3LI .1601<br />

<strong>10</strong><strong>NC</strong>AC3U .1602<br />

<strong>10</strong><strong>NC</strong>AC3U .1606<br />

<strong>10</strong><strong>NC</strong>AC3U .1612<br />

<strong>10</strong><strong>NC</strong>AC3U .1701<br />

<strong>10</strong><strong>NC</strong>AC3U .2801<br />

<strong>10</strong><strong>NC</strong>AC3U .2802<br />

<strong>10</strong><strong>NC</strong>AC3U .2803<br />

<strong>10</strong><strong>NC</strong>AC3U .2804<br />

<strong>10</strong><strong>NC</strong>AC3U .2805<br />

<strong>10</strong><strong>NC</strong>AC3L) .2806<br />

<strong>10</strong><strong>NC</strong>AC3U .2807<br />

<strong>10</strong><strong>NC</strong>AC3U .2808<br />

<strong>10</strong><strong>NC</strong>AC3U .2809<br />

<strong>10</strong><strong>NC</strong>AC3U .2809<br />

<strong>10</strong><strong>NC</strong>AC3U .28<strong>10</strong><br />

<strong>10</strong><strong>NC</strong>AC3U .28<strong>10</strong><br />

<strong>10</strong><strong>NC</strong>AC20C .0125<br />

<strong>10</strong><strong>NC</strong>AC20C .0206<br />

Amend<br />

Amend<br />

Amend<br />

Amend<br />

Amend<br />

Amend<br />

Amend<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Amend<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November lb, 1998 831


DHHS/SOCIAL SERVICES COMMISSION<br />

RULES REVIEW COMMISSION<br />

Consultati\e Sen ices <strong>10</strong><strong>NC</strong>AC41E.0401 Repeal<br />

Definitions <strong>10</strong><strong>NC</strong>AC41E.0403 Repeal<br />

Licensing Process <strong>10</strong><strong>NC</strong>AC41E.0404 Repeal<br />

Kinds <strong>of</strong> Licenses <strong>10</strong><strong>NC</strong>AC41E.0405 Repeal<br />

Licensing Actions <strong>10</strong><strong>NC</strong>AC41E.0406 Repeal<br />

Incorporation <strong>10</strong><strong>NC</strong>AC41E.0501 Repeal<br />

Governing Body <strong>10</strong><strong>NC</strong>AC41E.0502 Repeal<br />

Finances <strong>10</strong><strong>NC</strong>AC41E.0503 Repeal<br />

StatT <strong>10</strong><strong>NC</strong>AC41E.0504 Repeal<br />

Personnel Policies <strong>10</strong><strong>NC</strong>AC41E.0505 Repeal<br />

Social Services: Admissions: Policies <strong>10</strong><strong>NC</strong>AC41E.0506 Repeal<br />

Social Ser\'ices: Discharge Policies <strong>10</strong><strong>NC</strong>AC41E.0507 Repeal<br />

Social Services; Ser\ ices to Child and FamiK <strong>10</strong><strong>NC</strong>AC41E.0508 Repeal<br />

Social Services: Visiting Policies <strong>10</strong><strong>NC</strong>AC41E.0509 Repeal<br />

Social Ser\ices: Follo\\ Up S enices <strong>10</strong><strong>NC</strong>AC41E .05<strong>10</strong> Repeal<br />

Social Ser\ ices: Records and Reports <strong>10</strong><strong>NC</strong>AC41E.0511 Repeal<br />

Child Care and De\ elopment Program <strong>10</strong><strong>NC</strong>AC41E.0512 Repeal<br />

Education <strong>10</strong><strong>NC</strong>AC41E.05<strong>13</strong> Adopt<br />

Child Care and Development Health <strong>10</strong><strong>NC</strong>AC41E.0514 Repeal<br />

Child Care and Development Recreation <strong>10</strong><strong>NC</strong>AC41E.0515 Repeal<br />

Discipline <strong>10</strong><strong>NC</strong>AC41E.0516 Repeal<br />

Work <strong>10</strong><strong>NC</strong>AC41E.0517 Repeal<br />

Exploitation <strong>10</strong><strong>NC</strong>AC41E.0518 Repeal<br />

Purpose <strong>10</strong><strong>NC</strong>AC41E.0601 Repeal<br />

Finances <strong>10</strong><strong>NC</strong>AC41E.0602 Repeal<br />

Staff <strong>10</strong><strong>NC</strong>AC41E.0603 Repeal<br />

Discharge Sen. ices <strong>10</strong><strong>NC</strong>AC41E.0604 Repeal<br />

Personnel Policies <strong>10</strong><strong>NC</strong>AC41E.0604 Repeal<br />

Social Ser\ ices <strong>10</strong><strong>NC</strong>AC41E.0605 Repeal<br />

Child Care and Development <strong>10</strong><strong>NC</strong>AC41E.0606 Repeal<br />

Construction: General Requirements <strong>10</strong><strong>NC</strong>AC41E .0701 Repeal<br />

Construction: Functional Requirements <strong>10</strong><strong>NC</strong>AC41E.0702 Repeal<br />

Consnoiction: Fire Safet> Regulations <strong>10</strong><strong>NC</strong>AC41E.0703 Repeal<br />

Construction: Health Regulations <strong>10</strong><strong>NC</strong>AC41E.0704 Repeal<br />

Definitions <strong>10</strong><strong>NC</strong>AC41G.0501 Repeal<br />

Purpose <strong>10</strong><strong>NC</strong>AC41G.0502 Repeal<br />

Location <strong>10</strong><strong>NC</strong>AC41G .0504 Repeal<br />

Governing Bod> <strong>10</strong><strong>NC</strong>AC41G.0505 Repeal<br />

Finances <strong>10</strong><strong>NC</strong>AC41G .0506 Repeal<br />

Staff: General <strong>10</strong><strong>NC</strong>AC41G.0507 Repeal<br />

The Director <strong>10</strong><strong>NC</strong>AC41G.0508 Repeal<br />

Supenisor> Staff Pr<strong>of</strong>essiona 1 Ser\ ices <strong>10</strong><strong>NC</strong>AC41G.0509 Repeal<br />

Clerical Staff <strong>10</strong><strong>NC</strong>AC41G.05<strong>10</strong> Repeal<br />

Child Care Staff <strong>10</strong><strong>NC</strong>AC41G.0511 Repeal<br />

Maintenance Staff <strong>10</strong><strong>NC</strong>AC41G .0512 Repeal<br />

Personnel Policies <strong>10</strong><strong>NC</strong>AC41G.05<strong>13</strong> Repeal<br />

Staff <strong>10</strong><strong>NC</strong>AC41G .0601 Repeal<br />

Admission Services <strong>10</strong><strong>NC</strong>AC41G.0602 Repeal<br />

Residential Ser\ ices <strong>10</strong><strong>NC</strong>AC41G.0603 Repeal<br />

Records <strong>10</strong><strong>NC</strong>AC41G.0605 Repeal<br />

Reports <strong>10</strong><strong>NC</strong>AC41G.0606 Repeal<br />

Social Aspects <strong>of</strong> Care <strong>10</strong><strong>NC</strong>AC41G.0701 Repeal<br />

Recreation <strong>10</strong><strong>NC</strong>AC41G.0702 Repeal<br />

Education <strong>10</strong><strong>NC</strong>AC41G .0703 Repeal<br />

Religious Training <strong>10</strong><strong>NC</strong>AC41G.0704 Repeal<br />

Medical Program <strong>10</strong><strong>NC</strong>AC41G.0705 Repeal<br />

Dental Program <strong>10</strong><strong>NC</strong>AC41G.0706 Repeal<br />

H32 NORTH CAROLINA REGISTER November 16. 1998 <strong>13</strong>:<strong>10</strong>


RULES REVIEW COMMISSION<br />

Routine Health Care and Personal Hygiene <strong>10</strong><strong>NC</strong>AC41G.0707 Repeal<br />

Nutrition <strong>10</strong><strong>NC</strong>AC41G.0708 Repeal<br />

Construction <strong>10</strong><strong>NC</strong>AC41G .0801 Repeal<br />

Requirements for Approval <strong>10</strong><strong>NC</strong>AC41G.0802 Repeal<br />

General Requirements <strong>10</strong><strong>NC</strong>AC41G.0803 Repeal<br />

Fire Safety <strong>10</strong><strong>NC</strong>AC41G.0804 Repeal<br />

General Sanitation <strong>10</strong><strong>NC</strong>AC41G.0805 Repeal<br />

Bath and Toilet Facilities <strong>10</strong><strong>NC</strong>AC41G.0806 Repeal<br />

Sleeping Facilities <strong>10</strong><strong>NC</strong>AC41G .0807 Repeal<br />

Heat, Light, and Ventilation <strong>10</strong><strong>NC</strong>AC41G.0808 Repeal<br />

Inspections <strong>10</strong><strong>NC</strong>AC41G.0809 Repeal<br />

License <strong>10</strong><strong>NC</strong>AC41G.0902 Repeal<br />

Definitions <strong>10</strong><strong>NC</strong>AC41G.<strong>10</strong>0I Repeal<br />

Purpose <strong>10</strong><strong>NC</strong>AC41G.<strong>10</strong>02 Repeal<br />

Location <strong>10</strong><strong>NC</strong>AC41G.<strong>10</strong>04 Repeal<br />

Governing Body <strong>10</strong><strong>NC</strong>AC41G.<strong>10</strong>05 Repeal<br />

Finances <strong>10</strong><strong>NC</strong>AC41G.<strong>10</strong>06 Repeal<br />

Staff: General <strong>10</strong><strong>NC</strong>AC4IG.<strong>10</strong>07 Repeal<br />

The Director <strong>10</strong><strong>NC</strong>AC4IG.<strong>10</strong>08 Repeal<br />

Supervisory Staff/Pr<strong>of</strong>essional Services <strong>10</strong><strong>NC</strong>AC4IG.I009 Repeal<br />

Clerical Staff <strong>10</strong><strong>NC</strong>AC4IG.I0<strong>10</strong> Repeal<br />

Child Care Staff <strong>10</strong><strong>NC</strong>AC4IG .<strong>10</strong>11 Repeal<br />

Maintenance Staff <strong>10</strong><strong>NC</strong>AC4IG.I0I2 Repeal<br />

Personnel Policies <strong>10</strong><strong>NC</strong>AC4IG.I0<strong>13</strong> Repeal<br />

Staff <strong>10</strong><strong>NC</strong>AC41G.I<strong>10</strong>1 Rep.-al<br />

Admission Services I0<strong>NC</strong>AC4IG .1<strong>10</strong>2 Repeal<br />

Residential Services <strong>10</strong><strong>NC</strong>AC4IG.I<strong>10</strong>3 Repeal<br />

Discharge Services <strong>10</strong><strong>NC</strong>AC41G.I<strong>10</strong>4 Repeal<br />

Records <strong>10</strong><strong>NC</strong>AC4IG.I<strong>10</strong>5 Repeal<br />

Reports I0<strong>NC</strong>AC4IG.II06 Repeal<br />

Social Aspects <strong>of</strong> Care <strong>10</strong><strong>NC</strong>AC4IG.I201 Repeal<br />

Recreation <strong>10</strong><strong>NC</strong>AC4IG.I202 Repeal<br />

Education <strong>10</strong><strong>NC</strong>AC4IG.1203 Repeal<br />

Religious Training <strong>10</strong><strong>NC</strong>AC41G .1204 Repeal<br />

Medical Program <strong>10</strong><strong>NC</strong>AC41G.1205 Repeal<br />

Dental Program <strong>10</strong><strong>NC</strong>AC41G .1206 Repeal<br />

Routine Health Care and Personal Hygiene <strong>10</strong><strong>NC</strong>AC41G.1207 Repeal<br />

Nutrition <strong>10</strong><strong>NC</strong>AC41G.1208 Repeal<br />

Construction I0<strong>NC</strong>AC41G.<strong>13</strong>0I Repeal<br />

Requirements for Approval <strong>10</strong><strong>NC</strong>AC41G .<strong>13</strong>02 Repeal<br />

General Requirements I0<strong>NC</strong>AC4IG.I303 Repeal<br />

Fire Safety <strong>10</strong><strong>NC</strong>AC4IG .<strong>13</strong>04 Repeal<br />

Health Aspects I0<strong>NC</strong>AC4IG.I305 Repeal<br />

Bath and Toilet Facilities <strong>10</strong><strong>NC</strong>AC41G.I306 Repeal<br />

Sleeping Facilities I0<strong>NC</strong>AC4IG.I307 Repeal<br />

Heat, Light, and Ventilation <strong>10</strong><strong>NC</strong>AC41G.I308 Repeal<br />

Inspections <strong>10</strong><strong>NC</strong>AC4IG.I309 Repeal<br />

License <strong>10</strong><strong>NC</strong>AC41G.I402 Repeal<br />

Applicability <strong>10</strong><strong>NC</strong>AC4IR.0<strong>10</strong>] Repeal<br />

Administration and Organization <strong>10</strong><strong>NC</strong>AC4IR.0<strong>10</strong>2 Repeal<br />

Program Requirements and Services <strong>10</strong><strong>NC</strong>AC41R.0<strong>10</strong>3 Repeal<br />

Facilities <strong>10</strong><strong>NC</strong>AC41R.0<strong>10</strong>4 Repeal<br />

Transportation <strong>10</strong><strong>NC</strong>AC41R.0<strong>10</strong>5 Repeal<br />

Daily Life <strong>10</strong><strong>NC</strong>AC41R.0<strong>10</strong>6 Repeal<br />

Education <strong>10</strong><strong>NC</strong>AC41R.0<strong>10</strong>7 Repeal<br />

Licensing Actions <strong>10</strong><strong>NC</strong>AC41S.0<strong>10</strong>1 Adopt<br />

Licensing Process <strong>10</strong><strong>NC</strong>AC41S.0<strong>10</strong>2 Adopt<br />

Definitions <strong>10</strong><strong>NC</strong>AC41S.020I Adopt<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 833


RULES REVIEW COMMISSION<br />

Responsibility to Division <strong>of</strong> Social Services <strong>10</strong><strong>NC</strong>AC41S.0202 Adopt<br />

Substantiations <strong>of</strong> Neglect Against Facility <strong>10</strong><strong>NC</strong>AC41S.0203 Adopt<br />

Licensure Procedures <strong>10</strong><strong>NC</strong>AC41S.0204 Adopt<br />

Governance <strong>10</strong><strong>NC</strong>AC41S.0301 Adopt<br />

Responsibilities <strong>of</strong> the Governing Body <strong>10</strong><strong>NC</strong>AC4IS.0302 Adopt<br />

Finances <strong>10</strong><strong>NC</strong>AC41S .0303 Adopt<br />

Internal Operating Procedures I0<strong>NC</strong>AC4IS.0304 Adopt<br />

Recordkeeping and Reporting <strong>10</strong><strong>NC</strong>AC41S .0305 Adopt<br />

Client Rights I0<strong>NC</strong>AC4IS.0306 Adopt<br />

Grievance Procedures I0<strong>NC</strong>AC41S.0307 Adopt<br />

Personnel Policies I0<strong>NC</strong>AC41S.0401 Adopt<br />

Personnel Deplosment I O<strong>NC</strong>AC 4 IS. 0402 Adopt<br />

Personnel File IO<strong>NC</strong>AC41S.0403 Adopt<br />

Personnel Qualifications 1 O<strong>NC</strong>AC 4 IS. 0404 Adopt<br />

Personnel Positions 1 O<strong>NC</strong>AC 4 IS. 0405 Adopt<br />

Auxiliary Services Personnel <strong>10</strong><strong>NC</strong>AC4IS.0406 Adopt<br />

Volunteers <strong>10</strong><strong>NC</strong>AC41S.0407 Adopt<br />

Admission Policies <strong>10</strong><strong>NC</strong>AC41S.0501 Adopt<br />

Admission Procedures I O<strong>NC</strong>AC 4 IS.0502 Adopt<br />

Admission Agreement I0<strong>NC</strong>AC41S.0503 Adopt<br />

Orientation I0<strong>NC</strong>AC41S.0504 Adopt<br />

Discharge Policies and Procedures I0<strong>NC</strong>AC41S.0505 Adopt<br />

Client Records <strong>10</strong><strong>NC</strong>AC41S.0506 Adopt<br />

Program Policies and Practices <strong>10</strong><strong>NC</strong>AC4IS.0601 Adopt<br />

Family Involvement <strong>10</strong><strong>NC</strong>AC4IS.0602 Adopt<br />

Visiting Resources <strong>10</strong><strong>NC</strong>AC4IS.0603 Adopt<br />

Health Services 1 O<strong>NC</strong>AC 4 IS.0604 Adopt<br />

Routine Aspects <strong>of</strong> Health I O<strong>NC</strong>AC 4 IS.0605 Adopt<br />

Nutrition 1 O<strong>NC</strong>AC 4 IS.0606 Adopt<br />

Health Education I0<strong>NC</strong>AC41S.0607 Adopt<br />

Educational and Vocational Services <strong>10</strong><strong>NC</strong>AC41S.0608 Adopt<br />

Recreation and Leisure Activities I O<strong>NC</strong>AC 4 IS.0609 Adopt<br />

Religion and Spiritual I0<strong>NC</strong>AC4IS.06<strong>10</strong> Adopt<br />

Personal Possessions and Money <strong>10</strong><strong>NC</strong>AC41S.0611 Adopt<br />

Work <strong>10</strong><strong>NC</strong>AC4IS.0612 Adopt<br />

Discipline and Behavior Management I0<strong>NC</strong>AC4IS.06I3 Adopt<br />

Incident Reports <strong>10</strong><strong>NC</strong>AC41S.06I4 Adopt<br />

Searches <strong>10</strong><strong>NC</strong>AC41S.06I5 Adopt<br />

Requirements for Approval I0<strong>NC</strong>AC41S.0701 Adopt<br />

Construction and Renovation 1 O<strong>NC</strong>AC 4 IS. 0702 Adopt<br />

Applicable Building Codes 1 O<strong>NC</strong>AC 4 IS. 0703 Adopt<br />

Fire and Building Safetv' 1 O<strong>NC</strong>AC 4 IS, 0704 Adopt<br />

General Sanitation I0<strong>NC</strong>AC41S.0705 Adopt<br />

Bathing and Toilet Areas <strong>10</strong><strong>NC</strong>AC41S.0706 Adopt<br />

Sleeping Areas I0<strong>NC</strong>AC41S.0707 Adopt<br />

Living Activity Areas <strong>10</strong><strong>NC</strong>AC4IS.0708 Adopt<br />

Dining Areas <strong>10</strong><strong>NC</strong>AC41S.0709 Adopt<br />

Heat. Light and Ventilation <strong>10</strong><strong>NC</strong>AC41S.07I0 Adopt<br />

Exterior Space <strong>10</strong><strong>NC</strong>AC41S.0711 Adopt<br />

Inspections <strong>10</strong><strong>NC</strong>AC41S.07I2 Adopt<br />

Vehicles Used for Transportation <strong>of</strong> Children I0<strong>NC</strong>AC4IS.07<strong>13</strong> Adopt<br />

Applicabilit> I0<strong>NC</strong>AC41T.0I0I Adopt<br />

Admission Criteria I0<strong>NC</strong>AC4IT.0<strong>10</strong>2 Adopt<br />

Personnel I0<strong>NC</strong>AC4IT.0<strong>10</strong>3 Adopt<br />

Service Planning I0<strong>NC</strong>AC41T.0<strong>10</strong>4 Adopt<br />

Ser\ ice Deliverv I0<strong>NC</strong>AC41T.0<strong>10</strong>5 Adopt<br />

Buildings. Grounds & Equipment I0<strong>NC</strong>AC41T.0<strong>10</strong>6 Adopt<br />

Applicability I0<strong>NC</strong>AC41T.020I Adopt<br />

i<br />

834 NORTH CAROLINA REGISTER November 16. 1998 <strong>13</strong>:<strong>10</strong>


RULES REVIEW COMMISSION<br />

Admission Procedures<br />

Admission Criteria<br />

Recordiceeping<br />

Service Planning<br />

Discharge Services<br />

DHHS/SOCIAL SERVICES COMMISSION<br />

Personal Care<br />

<strong>10</strong><strong>NC</strong>AC41T.0202<br />

<strong>10</strong><strong>NC</strong>AC41T.0203<br />

<strong>10</strong><strong>NC</strong>AC41T.0204<br />

I0<strong>NC</strong>AC41T.0205<br />

<strong>10</strong><strong>NC</strong>AC41T.0206<br />

<strong>10</strong><strong>NC</strong>AC42C.2301<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Amend<br />

DHHS/SECRETARY OF DHHS<br />

Client Fraud and Intentional Program Violations <strong>10</strong> <strong>NC</strong>AC 49B .0608 Amend<br />

DEPARTMENT OF INSURA<strong>NC</strong>E/MANUFACTURED HOUSING BOARD<br />

Set-Up Contractor Exams<br />

DEPARTMENT OF INSURA<strong>NC</strong>E<br />

Policy Definitions; Appeals<br />

Suitability<br />

Nonforfeiture Benefit Requirements<br />

Long-Term Care Benefits Acceleration<br />

JUSTICE/<strong>NC</strong> PRIVATE PROTECTIVE SERVICES BOARD<br />

Definitions<br />

Requirements for a Firearm Instructor Trainer<br />

Statement <strong>of</strong> Purpose<br />

Definitions<br />

Required CLE Hours<br />

Accreditation Standards<br />

Non-Resident Licensees and CLE Credits<br />

Recording and Reporting CLE Credits<br />

Non-Compliance<br />

JUSTICE/<strong>NC</strong> ALARM SYSTEMS LICENSING BOARD<br />

Renewal or Re-<strong>Issue</strong> <strong>of</strong> License<br />

Electrical Contracting Licensing Requirements<br />

11 <strong>NC</strong>AC 8. 0912 Adopt<br />

11 <strong>NC</strong>AC 12. <strong>10</strong>03 Amend<br />

11 <strong>NC</strong>AC 12. <strong>10</strong>25 Adopt<br />

11 <strong>NC</strong>AC 12, <strong>10</strong>26 Adopt<br />

11 <strong>NC</strong>AC 12 . 1212 Adopt<br />

12 <strong>NC</strong>AC 7D ,1201 Adopt<br />

12 <strong>NC</strong>AC 7D .1202 Adopt<br />

12 <strong>NC</strong>AC 7D .<strong>13</strong>01 Adopt<br />

12 <strong>NC</strong>AC 7D .<strong>13</strong>02 Adopt<br />

12 <strong>NC</strong>AC 7D .<strong>13</strong>03 Adopt<br />

12 <strong>NC</strong>AC 7D .<strong>13</strong>04 Adopt<br />

12 <strong>NC</strong>AC 7D .<strong>13</strong>05 Adopt<br />

12 <strong>NC</strong>AC 7D .<strong>13</strong>06 Adopt<br />

12 <strong>NC</strong>AC 7D .<strong>13</strong>07 Adopt<br />

12 <strong>NC</strong>AC 11 . 0204 Amend<br />

12 <strong>NC</strong>AC 11 . 02<strong>10</strong> Amend<br />

DENR<br />

Purpose<br />

Definitions<br />

Applicable Procedures<br />

Availability <strong>of</strong> Loans<br />

Loan Restrictions<br />

<strong>Administrative</strong> Expenses<br />

Determination <strong>of</strong> Eligibility<br />

Eligible Projects<br />

Eligible Project Costs<br />

Maximum Loan Amount<br />

Filing Deadlines<br />

Application Procedures<br />

Project Schedule and Resolution<br />

Review and Assignment <strong>of</strong> Priorities<br />

Assignment <strong>of</strong> Priorities<br />

Intended Use Plan<br />

General Criteria<br />

Public Health and Compliance<br />

Consolidation<br />

Reliability<br />

Affordability<br />

15 <strong>NC</strong>AC IN .0<strong>10</strong>1 Adopt<br />

15 <strong>NC</strong>AC IN .0<strong>10</strong>2 Adopt<br />

15 <strong>NC</strong>AC IN .0<strong>10</strong>3 Adopt<br />

15 <strong>NC</strong>AC IN .0201 Adopt<br />

15 <strong>NC</strong>AC IN .0202 Adopt<br />

15 <strong>NC</strong>AC IN .0203 Adopt<br />

15 <strong>NC</strong>AC IN .0301 Adopt<br />

15 <strong>NC</strong>AC IN .0302 Adopt<br />

15 <strong>NC</strong>AC IN .0303 Adopt<br />

15 <strong>NC</strong>AC IN .0304 Adopt<br />

15 <strong>NC</strong>AC IN .0401 Adopt<br />

15 <strong>NC</strong>AC IN .0402 Adopt<br />

15 <strong>NC</strong>AC IN .0403 Adopt<br />

15 <strong>NC</strong>AC IN .0501 Adopt<br />

15 <strong>NC</strong>AC IN .0502 Adopt<br />

15 <strong>NC</strong>AC IN .0503 Adopt<br />

15 <strong>NC</strong>AC IN .0601 Adopt<br />

1 5 <strong>NC</strong>AC IN .0602 Adopt<br />

15 <strong>NC</strong>AC IN .0603 Adopt<br />

15 <strong>NC</strong>AC IN .0604 Adopt<br />

15 <strong>NC</strong>AC IN .0605 Adopt<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 835


RULES REVIEW COMMISSION<br />

Source Protection and Management<br />

Determination <strong>of</strong> Awards & Bypass Procedures<br />

Certification <strong>of</strong> Eiigibilir\<br />

Criteria for Loan Adjustments<br />

Disbursement <strong>of</strong> Loans<br />

Termination <strong>of</strong> Loans<br />

Interest Rates<br />

Repayment <strong>of</strong> Principal and Interest<br />

Inspection<br />

Audit<br />

Scope <strong>of</strong> Delegated Authorit}<br />

Eligibility for Delegation <strong>of</strong> Authority<br />

Delegation <strong>of</strong> Authorit\<br />

Lapsed Delegations<br />

Agents Serving as Contractors<br />

Evaluation<br />

Denial. Suspension and Re\'ocation<br />

Re-Authorization<br />

Appeals Procedures<br />

15<strong>NC</strong>AC IN .0606<br />

I5<strong>NC</strong>AC IN .0701<br />

I5<strong>NC</strong>AC IN .0702<br />

I5<strong>NC</strong>AC IN .0703<br />

I5<strong>NC</strong>ACIN .0704<br />

I5<strong>NC</strong>AC IN .0705<br />

I5<strong>NC</strong>AC IN .0801<br />

I5<strong>NC</strong>AC IN .0802<br />

I5<strong>NC</strong>AC IN .0901<br />

I5<strong>NC</strong>AC IN .0902<br />

I5<strong>NC</strong>AC <strong>10</strong> .0<strong>10</strong>1<br />

I5<strong>NC</strong>AC <strong>10</strong> .0<strong>10</strong>2<br />

I5<strong>NC</strong>AC <strong>10</strong> .0<strong>10</strong>3<br />

I5<strong>NC</strong>AC <strong>10</strong> .0<strong>10</strong>4<br />

15<strong>NC</strong>AC <strong>10</strong> .0<strong>10</strong>5<br />

15<strong>NC</strong>AC <strong>10</strong> .0<strong>10</strong>6<br />

15<strong>NC</strong>AC lO .0<strong>10</strong>7<br />

15<strong>NC</strong>AC <strong>10</strong> .0<strong>10</strong>8<br />

15<strong>NC</strong>AC lO .0<strong>10</strong>9<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

DENR/ENVIRONMENTAL MANAGEMENT COMMISSION<br />

Catawba River Basin<br />

Yadkin Riser Basin<br />

Cape Fear River Basin<br />

Roanoke River Basin<br />

Ozone<br />

PMIO Particulate Matter<br />

PM2.5 particulate Matter<br />

Compliance with Emission Control Standards<br />

Particulates from Fuel Burning Indirect Heat<br />

Particulates from Wood Burning Indirect Heat<br />

Purpose and Scope<br />

Definitions<br />

Exceptions to Monitoring & Reporting Req.<br />

General Recordkeeping and Reporting<br />

Sources Covered b\ Appendix P<br />

Large Wood and Wood-Fossil Fuel<br />

Other Large Coai or Residual Oil Burners<br />

Federal Monitoring Requirements<br />

Monitoring Emissions from other Sources<br />

Alternative Monitoring and Reporting Procedures<br />

QualitN<br />

Assurance Program<br />

Compliance Assurance Monitoring<br />

Delegation<br />

Recordkeeping: Reporting: Monitoring<br />

FacilitN<br />

Reporting. Recordkeeping<br />

Purpose and Scope<br />

Definitions<br />

Test methods and Procedures<br />

Recordkeeping and Reporting<br />

Emission Standards<br />

Operational Standards<br />

Operator Training and Certification<br />

Compliance Schedules<br />

Recordkeeping: Reporting: Monitoring<br />

Purpose. Scope and Applicabilitv<br />

Definitions<br />

Transportation Conformit> Determination<br />

15<strong>NC</strong>AC2B .0308 Amend<br />

15 <strong>NC</strong>AC 28 .0309 Amend<br />

15<strong>NC</strong>AC2B .0311 Amend<br />

15<strong>NC</strong>AC2B .03<strong>13</strong> Amend<br />

15<strong>NC</strong>AC2D .0405 Amend<br />

15<strong>NC</strong>AC2D .0409 Amend<br />

15<strong>NC</strong>AC2D .04<strong>10</strong> Adopt<br />

15<strong>NC</strong>AC2D .0501 Amend<br />

15<strong>NC</strong>AC2D .0503 Amend<br />

I5<strong>NC</strong>AC2D .0504 Amend<br />

15<strong>NC</strong>AC2D .0601 Amend<br />

15<strong>NC</strong>AC2D .0602 Amend<br />

15<strong>NC</strong>AC2D .0604 Amend<br />

15<strong>NC</strong>AC2D .0605 Amend<br />

15<strong>NC</strong>AC2D .0606 Amend<br />

I5<strong>NC</strong>AC2D .0607 Amend<br />

I5<strong>NC</strong>AC2D .0608 Amend<br />

I5<strong>NC</strong>AC2D .06<strong>10</strong> Amend<br />

I5<strong>NC</strong>AC2D .0611 Adopt<br />

1 5 <strong>NC</strong>AC 2D .0612 Adopt<br />

15<strong>NC</strong>AC2D .06<strong>13</strong> Adopt<br />

15 <strong>NC</strong>AC 2D .0614 Adopt<br />

15 <strong>NC</strong>AC 2D .0615 Adopt<br />

15 <strong>NC</strong>AC 2D .0903 Amend<br />

15 <strong>NC</strong>AC 2D .1<strong>10</strong>5 Amend<br />

I 5 <strong>NC</strong>AC 2D .1201 Amend<br />

15 <strong>NC</strong>AC 2D .1202 Amend<br />

15 <strong>NC</strong>AC 2D .1203 Amend<br />

15 <strong>NC</strong>AC 2D .1204 Amend<br />

15 <strong>NC</strong>AC 2D .1205 Amend<br />

15 <strong>NC</strong>AC 2D .1206 Amend<br />

15 <strong>NC</strong>AC 2D .1208 Amend<br />

15 <strong>NC</strong>AC 2D .1209 Amend<br />

15 <strong>NC</strong>AC 2D .1404 Amend<br />

15 <strong>NC</strong>AC 2D .1501 Repeal<br />

15 <strong>NC</strong>AC 2D .1502 Repeal<br />

15 <strong>NC</strong>AC 2D .1503 Repeal<br />

H36 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


RULES REVIEW COMMISSION<br />

Determining Transportation-Related Emissions<br />

Purpose, Scope and Applicability<br />

Purpose, Scope and Applicability<br />

Definitions<br />

Transportation Conformity Determination<br />

Determining Transportation-Related Emissions<br />

Memorandum <strong>of</strong> Agreement<br />

Activities Exempted from Permit Requirements<br />

Definitions<br />

Confidential Information<br />

Applications<br />

Permits Requiring Public Participation<br />

Termination. Modification, and Revoc. Of Permit<br />

General Permit Requirements<br />

Synthetic Minor Facilities<br />

Purpose and Applicability<br />

Acid Rain Permitting Procedures<br />

Synthetic Minor Facilities<br />

Purpose and Scope<br />

Coating, Solvent Cleaning, Graphic Arts<br />

Peak Shaving Generators<br />

15<strong>NC</strong>AC2D.1504<br />

15<strong>NC</strong>AC2D.1601<br />

15<strong>NC</strong>AC2D.2001<br />

15<strong>NC</strong>AC2D.2002<br />

15<strong>NC</strong>AC2D.2003<br />

15<strong>NC</strong>AC2D.2004<br />

15<strong>NC</strong>AC2D.2005<br />

15<strong>NC</strong>AC2Q.0<strong>10</strong>2<br />

15<strong>NC</strong>AC2O.0<strong>10</strong>3<br />

15<strong>NC</strong>AC2Q.0<strong>10</strong>7<br />

15<strong>NC</strong>AC2O.0304<br />

15<strong>NC</strong>AC2Q.0306<br />

15<strong>NC</strong>AC2O.0309<br />

15<strong>NC</strong>AC2Q.0314<br />

15<strong>NC</strong>AC2O.0315<br />

15<strong>NC</strong>AC2Q.0401<br />

15<strong>NC</strong>AC2O.0402<br />

15<strong>NC</strong>AC2Q.0511<br />

15<strong>NC</strong>AC2O.0801<br />

15<strong>NC</strong>AC2O.0803<br />

15<strong>NC</strong>AC2O.0808<br />

Repeal<br />

Amend<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Amend<br />

Amend<br />

Amend<br />

Amend<br />

Amend<br />

Amend<br />

Adopt<br />

Adopt<br />

Amend<br />

Amend<br />

Repeal<br />

Amend<br />

Amend<br />

Adopt<br />

DENR/MARINE FISHERIES COMMISSION<br />

Definitions<br />

Pound Nets<br />

Long Haul/Swipe Net Operations<br />

Flounder<br />

Recreational Fishing Restrictions<br />

Appeal Petition and Other Evidence<br />

Hardship Licenses<br />

Petitions for Regulatory Activity<br />

Declarator) Rulings: Generally<br />

Procedure for Requesting Declaratory rulings<br />

Definitions<br />

Form and Contents <strong>of</strong> Petition<br />

Review by a Committee <strong>of</strong> the Commission<br />

Presentation to the Commission<br />

Recourse to Denial <strong>of</strong> the Petition<br />

i<br />

15<strong>NC</strong>AC31.0<strong>10</strong>1 Amend<br />

15<strong>NC</strong>AC3J.0<strong>10</strong>7 Amend<br />

15<strong>NC</strong>AC3J.0<strong>10</strong>9 Amend<br />

15<strong>NC</strong>AC3M .0503 Amend<br />

15<strong>NC</strong>AC3M.0507 Amend<br />

15<strong>NC</strong>AC3O.0303 Amend<br />

15<strong>NC</strong>AC3O.0306 Amend<br />

15<strong>NC</strong>AC3P.0<strong>10</strong>3 Repeal<br />

15<strong>NC</strong>AC3P.0201 Adopt<br />

15<strong>NC</strong>AC3P.0202 Adopt<br />

15<strong>NC</strong>AC3P.0203 Adopt<br />

15<strong>NC</strong>AC3P.0301 Adopt<br />

15<strong>NC</strong>AC3P.0302 Adopt<br />

15<strong>NC</strong>AC3P.0303 Adopt<br />

15<strong>NC</strong>AC3P.0304 Adopt<br />

DENR/SOIL AND WATER CONSERVATION COMMISSION<br />

Cost Share 15<strong>NC</strong>AC6E.0<strong>10</strong>5 Amend<br />

DENRAVATER POLLUTION CONTROL SYSTEM OPERATORS CERTIFICATION COMMISSION<br />

Definitions<br />

Duties and Requirements<br />

Rulemaking Procedures<br />

Contested Case Procedures<br />

Petitions for Regulatory Activities<br />

Application<br />

Applying for Examination<br />

Applying for Temporary Certification<br />

Applying for Temporarv' Certification Renewal<br />

Applying for Certification by Reciprocity<br />

Applying for Conditional Certification<br />

Address for Requesting Applications<br />

Requirement for Notification <strong>of</strong> Change <strong>of</strong> Address<br />

15<strong>NC</strong>AC8A .0<strong>10</strong>1<br />

15<strong>NC</strong>AC8A .0202<br />

15<strong>NC</strong>AC8A .0301<br />

15<strong>NC</strong>AC8A .0302<br />

15<strong>NC</strong>AC8A .0303<br />

15<strong>NC</strong>AC8B .0<strong>10</strong>1<br />

15<strong>NC</strong>AC8B .0<strong>10</strong>2<br />

15<strong>NC</strong>AC8B .0<strong>10</strong>3<br />

15<strong>NC</strong>AC8B .0<strong>10</strong>4<br />

15<strong>NC</strong>AC8B .0<strong>10</strong>5<br />

15<strong>NC</strong>AC8B .0<strong>10</strong>6<br />

15<strong>NC</strong>AC8B .0<strong>10</strong>8<br />

15<strong>NC</strong>AC8B .0<strong>10</strong>9<br />

Grade 1 Wastewater Treatment Plant Operator 15<strong>NC</strong>AC8B .0201<br />

Grade 11 Wastewater Treatment Plant Operator 15<strong>NC</strong>AC8B .0202<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 837


R ULES RE VIEW COMMISSION<br />

Grade III Wastewater Treatment Plant Operator<br />

Grade IV Wastewater Treatment Plant Operator<br />

Grade 1 Collection S\stem Operator<br />

Grade 11 Collection System Operator<br />

Grade III Collection System Operator<br />

Grade IV Collection System Operator<br />

Subsurface S\stem Operator<br />

Land Application/Residuals Operator<br />

Spra_\<br />

Irrigation Operator<br />

Operator-in-Training<br />

Definitions<br />

Time and Place <strong>of</strong> Examination<br />

Conducting and Grading Examinations<br />

Examination Results and Issuance <strong>of</strong> Certificates<br />

Conditional Certification<br />

Reciprocit\ Certification<br />

Temporary Certification<br />

Temporar\ Certification Renewal<br />

Voluntar}' Conversion to Mandator. Certification<br />

Refunding <strong>of</strong> Fees<br />

Contract Operators Annual Report<br />

Rating Scale for Classification <strong>of</strong> Wastewater<br />

Detlnitions<br />

Classification <strong>of</strong> Subsurface Treatment<br />

Classification <strong>of</strong> Land Application S\ stems<br />

Classification <strong>of</strong> Collection S\ stems<br />

Classification <strong>of</strong> Spra\ Irrigation Systems<br />

Classification <strong>of</strong> Water Pollution Control S> stems<br />

Re%ocation. Relinquishment or Invalidation<br />

Notification to Environmental Management<br />

Recertification Following Revocation<br />

Purpose<br />

Definitions<br />

Requirements for Certified Operators<br />

Responsibilities <strong>of</strong> S\'stem Owners<br />

Responsibilities <strong>of</strong> all Certified Operators<br />

Responsibilities <strong>of</strong> an Operator in Charge<br />

Responsibilities <strong>of</strong> Back-Up Operator in Charge<br />

Applicability.<br />

Classification <strong>of</strong> Biological Water Pollution Cont<br />

Classification <strong>of</strong> Water Pollution Control<br />

Classification <strong>of</strong> Spra\ Irrigation Water Pollution<br />

Classification <strong>of</strong> Land Application<br />

Classification <strong>of</strong> PhNsicalChemical Water Poll<br />

Classification <strong>of</strong> Subsurface Water Pollution<br />

Systems not Otherwise Classified<br />

General Requirements<br />

Eligibilit\<br />

Eligibility<br />

Eligibility<br />

Requirements for Biological Water<br />

Requirements for Water Pollution Contr<br />

Requirements for Land Application<br />

Eligibility Requirements for Ph>sical Chemical Wat<br />

Eligibility Requirements for Sprav Irrigation Wat<br />

Eligibilir\<br />

Eligibilit\<br />

Requirements for Subsurface Water Poll<br />

Requirements for Operator in Training<br />

Eligibility Requirements for Conditional Water Pol<br />

AppKing for Examination<br />

Ineligible Applicants<br />

Examination Administration<br />

I5<strong>NC</strong>AC8B.0203<br />

15<strong>NC</strong>AC8B.0204<br />

15<strong>NC</strong>AC 8B,0205<br />

15<strong>NC</strong>AC8B.0207<br />

15<strong>NC</strong>AC8B.0208<br />

15<strong>NC</strong>AC8B.0209<br />

15<strong>NC</strong>AC8B .02<strong>10</strong><br />

15<strong>NC</strong>AC8B.0211<br />

15<strong>NC</strong>AC8B .0212<br />

15<strong>NC</strong>AC8B.02<strong>13</strong><br />

15<strong>NC</strong>AC8B.02I4<br />

15<strong>NC</strong>AC8B .0301<br />

15<strong>NC</strong>AC8B.0302<br />

15<strong>NC</strong>AC 8B.0303<br />

15<strong>NC</strong>AC8B.0304<br />

15<strong>NC</strong>AC 8B.0402<br />

15<strong>NC</strong>AC8B .0404<br />

15<strong>NC</strong>AC8B.0405<br />

15<strong>NC</strong>AC8B .0406<br />

15<strong>NC</strong>AC8B.0502<br />

15<strong>NC</strong>AC8B.0506<br />

15<strong>NC</strong>AC8C.0002<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

Repeal<br />

1 5 <strong>NC</strong>AC 8C .0004 Repeal<br />

15<strong>NC</strong>AC8C .0005 Repeal<br />

15 <strong>NC</strong>AC 8C .0006 Repeal<br />

15 <strong>NC</strong>AC 8C .0007 Repeal<br />

15 <strong>NC</strong>AC 8C .0008 Repeal<br />

15 <strong>NC</strong>AC 8D .0002 Repeal<br />

15 <strong>NC</strong>AC 8D .0004 Repeal<br />

1 5 <strong>NC</strong>AC 8D .0005 Repeal<br />

15 <strong>NC</strong>AC 8D .0006 Repeal<br />

15 <strong>NC</strong>AC 8G .0<strong>10</strong>1 Adopt<br />

15 <strong>NC</strong>AC 8G .0<strong>10</strong>2 Adopt<br />

15 <strong>NC</strong>AC 8G .0201 Adopt<br />

15 <strong>NC</strong>AC 8G .0202 Adopt<br />

1 5 <strong>NC</strong>AC 8G .0203 Adopt<br />

1 5 <strong>NC</strong>AC 8G .0204 Adopt<br />

15 <strong>NC</strong>AC 8G .0205 Adopt<br />

15 <strong>NC</strong>AC 8G .0301 Adopt<br />

15 <strong>NC</strong>AC 8G .0302 Adopt<br />

15 <strong>NC</strong>AC 8G .0303 Adopt<br />

15 <strong>NC</strong>AC 8G .0304 Adopt<br />

15 <strong>NC</strong>AC 8G .0305 Adopt<br />

15 <strong>NC</strong>AC 8G .0306 Adopt<br />

15 <strong>NC</strong>AC 8G .0307 Adopt<br />

15 <strong>NC</strong>AC 8G .0308 Adopt<br />

15 <strong>NC</strong>AC 8G .0401 Adopt<br />

1 5 <strong>NC</strong>AC 8G .0402 Adopt<br />

15 <strong>NC</strong>AC 8G .0403 Adopt<br />

15 <strong>NC</strong>AC 8G .0404 Adopt<br />

1 5 <strong>NC</strong>AC 8G .0405 Adopt<br />

15 <strong>NC</strong>AC 8G .0406 Adopt<br />

15 <strong>NC</strong>AC 8G .0407 Adopt<br />

15 <strong>NC</strong>AC 8G .0408 Adopt<br />

15 <strong>NC</strong>AC 8G .0409 Adopt<br />

15 <strong>NC</strong>AC 8G .0501 Adopt<br />

15 <strong>NC</strong>AC 8G .0502 Adopt<br />

15 <strong>NC</strong>AC 8G .0503 Adopt<br />

H3H NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


RULES REVIEW COMMISSION<br />

Examination Grading<br />

Examination Reviews<br />

Reciprocity Certification<br />

Temporary Certificates<br />

Temporary Certificate Renewal<br />

Conversion <strong>of</strong> Voluntary Certification<br />

Requirements<br />

Grounds for Disciplinary Actions<br />

Disciplinary Actions<br />

Certification following Disciplinary Actions<br />

Contested Case Procedures<br />

Responsibilities <strong>of</strong> Contract Operators<br />

Annual Reports<br />

Rulemaking Procedures<br />

Petitions for Regulator>' Activity<br />

Refunding <strong>of</strong> Fees<br />

Delegation <strong>of</strong> Authority<br />

15<strong>NC</strong>AC8G .0504<br />

15<strong>NC</strong>AC8G .0505<br />

15<strong>NC</strong>AC8G .0601<br />

15<strong>NC</strong>AC8G .0602<br />

15<strong>NC</strong>AC8G .0603<br />

15<strong>NC</strong>AC8G .0604<br />

15<strong>NC</strong>AC8G .0701<br />

15<strong>NC</strong>AC8G .0801<br />

15<strong>NC</strong>AC8G .0802<br />

15<strong>NC</strong>AC8G .0803<br />

15<strong>NC</strong>AC8G .0804<br />

15<strong>NC</strong>AC8G .0901<br />

15<strong>NC</strong>AC8G .0902<br />

15<strong>NC</strong>AC8G .<strong>10</strong>01<br />

15<strong>NC</strong>AC8G .<strong>10</strong>02<br />

15<strong>NC</strong>AC8G .1<strong>10</strong>1<br />

15<strong>NC</strong>AC8G .1<strong>10</strong>2<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

Adopt<br />

DENR/RADIATION PROTECTION COMMISSION<br />

Definitions<br />

Communications<br />

Incorporation by Reference<br />

Exempt Item Containing Other than Source Material<br />

Specific Licenses: Filing Application<br />

Specific Licenses:General Requirements for Humans<br />

Specific Licenses: Groups <strong>of</strong> Diagnostic Uses<br />

Specific Licenses: Sealed Sources<br />

Expiration and Termination <strong>of</strong> Licenses<br />

Financial Assurance and Recordkeeping<br />

Measurements/Dosages/Unsealed Radioactive Mat<br />

Surveys <strong>of</strong> Radiopharmaceutical Areas<br />

Medical Use <strong>of</strong> Unsealed Radioactive Material<br />

Decay-ln-Storage<br />

Definitions<br />

Equipment Radiation Level Limits<br />

Survey Instruments<br />

Leak Testing & Replacement <strong>of</strong> Sealed Sources<br />

Quarterly Inventory<br />

Utilization Logs<br />

Limitations<br />

Inspection and Maintenance<br />

Personnel Monitoring<br />

Operating and Emergenc\ Procedures<br />

Radiation Surveys and Survey Records<br />

Posting<br />

Supervision <strong>of</strong> Radiographers' Assistants<br />

Permanent Radiographic Installations<br />

Performance Requirements for Radiography Equip<br />

Reporting Requirements<br />

Records <strong>of</strong> Industrial Radiography<br />

Specific License for Industrial Radiography<br />

Radiographer Certification<br />

Interstitial :lntracavitar> and Superficial App<br />

Teletherap\<br />

Instructions to Workers<br />

Transfer for Disposal and Manifests<br />

General Provisions for Records<br />

Reports <strong>of</strong> Radiation Exceeding the Limits<br />

15<strong>NC</strong>AC 11 .0<strong>10</strong>4 Amend<br />

15<strong>NC</strong>AC 11 .0111 Amend<br />

15<strong>NC</strong>AC 11 .0117 Amend<br />

15<strong>NC</strong>AC 11 .0305 Amend<br />

15<strong>NC</strong>AC 11 .0317 Amend<br />

15<strong>NC</strong>AC 11 .0318 Amend<br />

15<strong>NC</strong>AC 11 .0321 Amend<br />

15<strong>NC</strong>AC 11 .0323 Amend<br />

15<strong>NC</strong>AC 11 .0339 Amend<br />

15<strong>NC</strong>AC 11 .0353 Amend<br />

1 5 <strong>NC</strong>AC 1 .0359 Adopt<br />

15<strong>NC</strong>AC 11 .0360 Adopt<br />

15 <strong>NC</strong>AC 11 .0361 Adopt<br />

15 <strong>NC</strong>AC 11 .0362 Adopt<br />

15 <strong>NC</strong>AC 11 .0502 Amend<br />

15 <strong>NC</strong>AC 11 .0503 Amend<br />

15 <strong>NC</strong>AC 11 .0506 Amend<br />

15 <strong>NC</strong>AC 11 .0507 Amend<br />

15 <strong>NC</strong>AC 11 .0508 Amend<br />

15 <strong>NC</strong>AC 11 .0509 Amend<br />

15 <strong>NC</strong>AC 11 .05<strong>10</strong> Amend<br />

15 <strong>NC</strong>AC 11 .05 1 Amend<br />

15 <strong>NC</strong>AC 11 .0512 Amend<br />

15 <strong>NC</strong>AC 11 .05<strong>13</strong> Amend<br />

15 <strong>NC</strong>AC 11 .0515 Amend<br />

15 <strong>NC</strong>AC 11 .0516 Amend<br />

15 <strong>NC</strong>AC 11 .0517 Amend<br />

15 <strong>NC</strong>AC 11 .0520 Amend<br />

15 <strong>NC</strong>AC 11 .0521 Amend<br />

15 <strong>NC</strong>AC 11 .0522 Amend<br />

15 <strong>NC</strong>AC 11 .0523 Amend<br />

15 <strong>NC</strong>AC 11 .0524 Adopt<br />

15 <strong>NC</strong>AC 11 ,0525 Adopt<br />

15 <strong>NC</strong>AC 11 .0702 Amend<br />

15 <strong>NC</strong>AC 11 .0703 Amend<br />

15 <strong>NC</strong>AC 11 .<strong>10</strong>03 Amend<br />

15 <strong>NC</strong>AC 11 .1633 Amend<br />

15 <strong>NC</strong>AC 11 .1635 Amend<br />

15 <strong>NC</strong>AC 11 .1647 Amend<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 839


RULES REVIEW COMMISSION<br />

Radiological Requirements for License Termination 15 <strong>NC</strong>AC 1 1 .1653 Adopt<br />

DENR/DHHS<br />

Fees for Medical Exams in Dustv Trades 15 <strong>NC</strong>AC 19C.0206 Amend<br />

TRANSPORTATION, DEPARTMENT OF/DIVISION OF HIGHWAYS<br />

Construction and Maintenance <strong>of</strong> Sidewalks 19 <strong>NC</strong>AC 2D .0406 Amend<br />

STATE BOARDS/EXAMINERS OF ELECTRICAL CONTRACTORS<br />

Petition for Rulemaking Procedures<br />

Requirements for all Examination Applicants<br />

Experience<br />

Examination Scope<br />

License Name Requirements<br />

Renewal After Expiration <strong>of</strong> Annual License<br />

Reclassification <strong>of</strong> Current License<br />

Once Listed But Not Now Listed<br />

Qualified Individual: Never Listed nor Obt License<br />

General Requirements<br />

Reciprocitv :<br />

Reciprocity :<br />

South Carolina<br />

Virginia<br />

Reciprocity': Alabama<br />

Reciprocit>': Florida<br />

Forms Pro\ ided b\ the Board<br />

Certificates<br />

Publications Available from the Board<br />

Other Publications<br />

Continuing Education Requirements<br />

Minimum Requirements for Course<br />

Contact Hours<br />

STATE BOARDS/<strong>NC</strong> BOARD OF PHARMACY<br />

Computation <strong>of</strong> Continuing Education Hours<br />

Pharmacv Permits<br />

Late Renev\al Fees<br />

Drugs to be Dispensed<br />

Retrospective Review and Consultation<br />

Emergencv Prescription Refills<br />

Automated Data Processing Systems<br />

Availabilit\ <strong>of</strong> Pharmacv Records<br />

Responsibilities <strong>of</strong> Pharmacist-Manager<br />

Pharmacist Work Conditions<br />

Records<br />

Rehabilitation Equipment<br />

Medical Equipment<br />

21 <strong>NC</strong>AC 18B 0<strong>10</strong>8 Amend<br />

21 <strong>NC</strong>AC 18B 0201 Amend<br />

21 <strong>NC</strong>AC 18B 0202 Amend<br />

21 <strong>NC</strong>AC I8B 0203 Amend<br />

21 <strong>NC</strong>AC 18B 0402 Amend<br />

21 <strong>NC</strong>AC 18B 0406 Amend<br />

21 <strong>NC</strong>AC 18B 0501 Amend<br />

21 <strong>NC</strong>AC 18B 0504 Amend<br />

21 <strong>NC</strong>AC 18B 0505 Amend<br />

21 <strong>NC</strong>AC 188 0701 Amend<br />

21 <strong>NC</strong>AC 18B 0702 Amend<br />

21 <strong>NC</strong>AC 18B 0703 Amend<br />

21 <strong>NC</strong>AC 18B 0704 Amend<br />

21 <strong>NC</strong>AC 18B 0706 Adopt<br />

21 <strong>NC</strong>AC 18B <strong>10</strong>01 Repeal<br />

21 <strong>NC</strong>AC 18B <strong>10</strong>02 Repeal<br />

21 <strong>NC</strong>AC 18B <strong>10</strong>03 Repeal<br />

21 <strong>NC</strong>AC 18B <strong>10</strong>04 Repeal<br />

21 <strong>NC</strong>AC 18B 1<strong>10</strong>1 Amend<br />

21 <strong>NC</strong>AC 18B 1<strong>10</strong>2 Amend<br />

21 <strong>NC</strong>AC 18B 1<strong>10</strong>4 Amend<br />

21 <strong>NC</strong>AC 18B 1<strong>10</strong>5 Amend<br />

21 <strong>NC</strong>AC 46. 1601 Amend<br />

21 <strong>NC</strong>AC 46. 1612 Adopt<br />

21 <strong>NC</strong>AC 46. 1703 Amend<br />

21 <strong>NC</strong>AC 46. 1706 Adopt<br />

21 <strong>NC</strong>AC 46. 1809 Amend<br />

21 <strong>NC</strong>AC 46 .2304 Amend<br />

21 <strong>NC</strong>AC 46 .2306 Amend<br />

21 <strong>NC</strong>AC 46 .2502 Amend<br />

21 <strong>NC</strong>AC 46 .2506 Adopt<br />

21 <strong>NC</strong>AC 46 .2604 Amend<br />

21 <strong>NC</strong>AC 46 .2609 Amend<br />

21 <strong>NC</strong>AC 46 .2 611 Amend<br />

STATE BOARDS/APPRAISAL BOARD<br />

Form<br />

Filing and Fees<br />

Qualifications for -Appraiser Licensure<br />

Character<br />

License and Certificate Renewal<br />

Continuing Education<br />

21 <strong>NC</strong>AC 57A. 0<strong>10</strong>1 Amend<br />

21 <strong>NC</strong>AC 57A .0<strong>10</strong>2 Amend<br />

21 <strong>NC</strong>AC 57A .0201 Amend<br />

21 <strong>NC</strong>AC 57A .0202 Amend<br />

21 <strong>NC</strong>AC 57A .0203 Amend<br />

21 <strong>NC</strong>AC 57A .0204 Amend<br />

840 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


RULES REVIEW COMMISSION<br />

Inactive Status 21<strong>NC</strong>AC57A.0205 Amend<br />

Expired License or Certificate 21<strong>NC</strong>AC57A.0206 Amend<br />

Payment <strong>of</strong> License and Certificate Fees 21<strong>NC</strong>AC57A.0207 Amend<br />

Replacement License and Certificate Fees 21 <strong>NC</strong>AC57A.0208 Amend<br />

Temporary Practice 21<strong>NC</strong>AC57A.02<strong>10</strong> Amend<br />

Time and Place 21 <strong>NC</strong>AC57A.0301 Amend<br />

Subject Matter and Passing Scores 21<strong>NC</strong>AC57A.0302 Amend<br />

Re-Examination 21<strong>NC</strong>AC57A.0303 Amend<br />

Cheating and Related Misconduct 21<strong>NC</strong>AC57A.0304 Amend<br />

Confidential it>' <strong>of</strong> Examinations 21<strong>NC</strong>AC57A.0305 Amend<br />

Examination Review 21<strong>NC</strong>AC57A.0306 Amend<br />

Use <strong>of</strong> Titles 21<strong>NC</strong>AC57A.0401 Amend<br />

Display <strong>of</strong> Licenses and Certificates 21 <strong>NC</strong>AC57A.0402 Amend<br />

Advertising 21<strong>NC</strong>AC57A.0403 Amend<br />

Change <strong>of</strong> Name or Address 21<strong>NC</strong>AC57A.0404 Amend<br />

Appraisal Reports 21 <strong>NC</strong>AC57A.0405 Amend<br />

Managing Appraiser 21 <strong>NC</strong>AC57A.0406 Amend<br />

Supervision <strong>of</strong> Licensed and Uncert Assistants 21<strong>NC</strong>AC57A.0407 Amend<br />

Appraisal Standards 21<strong>NC</strong>AC57A.0501 Amend<br />

RULES REVIEW COMMISSION<br />

October 22, 1998<br />

MINUTES<br />

The Rules Review Commission met on October 22. 1998. in the AssembK Room <strong>of</strong> the Methodist Building. <strong>13</strong>07 Glenwood Avenue.<br />

Raleigh. North Carolina. Commissioners in attendance were Chairman Paul Powell. Stephen P. Rader, George S. Robinson. David<br />

R. Twidd)', Vemice B. Howard, Jim R. Funderburk, Anita A. White, and Mark P. Garside.<br />

Staff members present were: Joseph J. DeLuca. Staff Director: Bobby Bryan. Rules Review Specialist; and Sandy Webster.<br />

The following people attended:<br />

Noah H. Huffstetler<br />

Jim Wellons<br />

Ben Dean<br />

Lee H<strong>of</strong>fman<br />

Jackie Herbster<br />

EmiK' Lee<br />

Dedra Alston<br />

Shirley Bullard<br />

Jackie Sheppard<br />

Richard Moore<br />

Lars Nance<br />

Jessica Gill<br />

Kilpatrick Stockton<br />

JUSTICE/DHHS<br />

Smith Helms Mulliss & Moore<br />

DHHS DFS/CON<br />

Kilpatrick Stockton<br />

Transportation<br />

DENR<br />

DHHS/Division <strong>of</strong> Public Health<br />

DHHS/DFS<br />

DHHS/Controller's <strong>Office</strong><br />

JUSTICE/Wildlife Resources Commission<br />

DENR/Coastal Resources Commission<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 841


COMMERCE<br />

RULES REVIEW COMMISSION<br />

Charles Jones<br />

Shamese Ransome<br />

Portia Rocheile<br />

Kris Horton<br />

Ed Norman<br />

Scott Pern.'<br />

Lisa Thompson<br />

DENR'Coastal Resources Commission<br />

DHHS/Social Services<br />

DHHS/DMA<br />

DHHS/Social Services<br />

DENR<br />

JUSTICE/Criminal Justice Standards<br />

JUSTICE/Criminal Justice Standards<br />

APPROVAL OF MINUTES<br />

The meeting was called to order at <strong>10</strong>:05 a.m. with Chairman Powell presiding. He asked for an\ discussion, comments, or<br />

corrections concerning the minutes <strong>of</strong> the September 17, 1998 meeting. There being none, the minutes were approved.<br />

FOLLOW-UP MATTERS<br />

12 <strong>NC</strong>AC 1<br />

1 .0501. .0502. .0504. and .0505: JUSTICE TMC Alarms S)'stems Licensing Board - Rule .0501 was withdrawn b> the<br />

agency and the rewritten rules submitted for .0502, .0504, and .0505 were approved bv the Commission.<br />

14A <strong>NC</strong>AC 7 .03 <strong>13</strong>: CRIME CONTROL AND PUBLIC SAFETY - The rewritten rule submitted b\ the agency was approved by<br />

the Commission.<br />

15A <strong>NC</strong>AC 7H .1705: DENR Coastal Resources Commission - The rewritten rule submitted b\ the agenc\ was a, iro\ed b\ the<br />

Commission.<br />

15A <strong>NC</strong>AC <strong>13</strong>B .1624:<br />

DENR Commission for Health Services -No response was received from the agenc\ on this rule.<br />

19A <strong>NC</strong>AC 2D .0816: DEPARTMENT OF TRANSPORTATION - The rewrinen rule submitted b\ the agenc\ was approved b><br />

the Commission.<br />

LOG OF FILINGS<br />

Chairman Powell presided over the re\iew <strong>of</strong> the log and all rules were unanimously approved \\ ith the following exceptions:<br />

4 <strong>NC</strong>AC 3B .0<strong>10</strong>1 : Banking Commission - The Commission objected to this rule due to lack <strong>of</strong> statuton. authorirs<br />

and lack <strong>of</strong> necessit). Paragraphs (b) and (d) are not consistent with G.S. 150B-20 and thus there is no authority for them. If the\<br />

were consistent, they would repeat the statute and be unnecessary.<br />

4 <strong>NC</strong>AC 3B .0<strong>10</strong>2: COMMERCE Banking Commission - The Commission objected to this rule due to lack <strong>of</strong> statutor) authority,<br />

ambiguit). and lack <strong>of</strong> necessity. Paragraph (a) is not consistent with G.S. 150B-21.2 and if it were it would be unnecessary because<br />

it would repeat the statute. In (c). it is not clear when the agenc\ will publish in three newspapers.<br />

4 <strong>NC</strong>AC 3B .0<strong>10</strong>3: COMMERCE Banking Commission - The Commission objected to this rule due to lack <strong>of</strong> statutor. authority.<br />

In (b). there is no authorit} cited for requiring <strong>10</strong> da>s notice to make an oral presentation. "Good cause" also is not the specific<br />

guidelines necessan. for an agenc\ to waive a rule pursuant to G.S. 150B-19(6) in (b) or (c). Paragraph (e) is not consistent with G.S.<br />

150B-2 1.2(f). Paragraph (h) is not consistent with G.S. 1 50B-2 1.2(h) b\ limiting requests to persons it defines as "interested" and<br />

requiring the request to be in writing. Paragraph (i) is not consistent v\ ith G.S. 1 50B-2 1 .2(i).<br />

4 <strong>NC</strong>AC 3H .0002: COMMERCEBanking Commission - The Commission objected to this rule due to lack <strong>of</strong> statutory authority.<br />

The S3. 000 application fee in (2) is not consistent with the S5.000 application fee set in G.S. 53-21 1(a).<br />

H42 NORTH CAROLINA REGISTER November 16, 1 99S <strong>13</strong>:<strong>10</strong>


JUSTICE/Criminal<br />

DENR/Wildlife<br />

DENR/Commission<br />

RULES REVIEW COMMISSION<br />

The remaining rules from the Banking Commission were withdrawn by the agency.<br />

<strong>10</strong> <strong>NC</strong>AC 3R .6112: DHHS/Medical Care Commission - The Commission objected to this rule due to lack <strong>of</strong> statutory authority and<br />

necessity. The Commission determined that there is no authority for the agency to predetermine from whom applications can be taken<br />

and the rule is not necessary for the agency to perform its statutory function. Commissioners Rader, Funderburk, and Howard voted<br />

not to object to the rule.<br />

12 <strong>NC</strong>AC 9B .0301 :<br />

Justice Education & Training Standards Commission - The Commission objected to this<br />

rule due to lack <strong>of</strong> statutory authorit}' and necessity. Unless there are instructors or certifications still subject to (b). it appears to be<br />

unnecessary (beyond any historical significance) and should be deleted. There is no authority for the provision in (d) requiring<br />

instructors to meet any continuing education courses "deemed necessary and appropriate by the Commission" unless these<br />

requirements are set out in rules. If this requirement refers to "instructor updates" set out in other rules, then that is not clear. There<br />

is actually no authority cited for requiring any continuing education or receilification for instructors in general, although there is for<br />

instructors for "radio microwave, laser, and other electronic speed-measuring instruments." G.S. 17C-6(12).<br />

12 <strong>NC</strong>AC 98 .0603: JUSTICE/Criminal Justice Education & Training Standards Commission - The Commission objected to this rule<br />

due to lack <strong>of</strong> statutory authority. There is no authority to incorporate by reference an agency's own manual, as set out in (b) or to<br />

require compliance with it,<br />

as set out in (a).<br />

15A <strong>NC</strong>AC 6E .0<strong>10</strong>5:<br />

DENR'Soil and Water Conservation - This rule was withdrawn by the agency.<br />

15A <strong>NC</strong>AC lOF .0301 :<br />

Resources Commission - The Commission objected to this rule due to lack <strong>of</strong> statutory<br />

authority. There is a waiver provision in (g)(<br />

1 ) allowing the Executive Director <strong>of</strong> the WRC to permit enclosed swimming areas to<br />

exceed 5000 square feet. There are no guidelines specified, as required by G.S. 1508-19(6), for exercising that waiver.<br />

15A <strong>NC</strong>AC 16A .0<strong>10</strong>1 :<br />

for Health Services - The Commission objected to this rule due to lack <strong>of</strong> necessity.<br />

There are no substantive requirements, prohibitions, or allowances in this rule.<br />

1 5 A <strong>NC</strong>AC 1 8A .2522: DENR/ Commission for Health Services - The Commission objected to this rule due to lack <strong>of</strong> statutory<br />

authority. There is a waiver provision in (g) but there are no specific guidelines for exercising the waiver.<br />

15A <strong>NC</strong>AC 18A .2537: DENR/ Commission for Health Services -<br />

The Commission objected to this rule due to lack <strong>of</strong> statutory<br />

authority. There is no authorit\ cited for the provision in (c) requiring a swimming pool operator to meet certain educational criteria.<br />

There are also no standards cited for approving "a course <strong>of</strong> instruction" referred to in (c).<br />

15A <strong>NC</strong>AC 18A .2804: DENR/ Commission for Health Services - The Commission objected to this rule due to ambiguity. It is<br />

unclear what is meant by or who are meant by "...sources that are regulated by..." in (a). It is unclear how a child care center is to<br />

make this determination, what their responsibility is in attempting to make this determination, and how to detennine if they have<br />

complied. Compare this paragraph to (f) which is pretty straight forward.<br />

15A <strong>NC</strong>AC 18A .2808: DENR/ Commission for Health Services - The Commission objected to this rule due to ambiguity. It is<br />

unclear what constitutes an "approved source" for ice or how that is determined.<br />

ISA <strong>NC</strong>AC 18A .2827: DENR/ Commission for Health Services -<br />

authorit>. In (c) there is a provision for the department to approve "partition, screen, or other means. .<br />

The Commission objected to this rule due to lack <strong>of</strong> statutory<br />

.<br />

" to separate a sick child. There<br />

are no standards set for such approval and thus no authorit> for this provision. Note that when it was the Environmental Health<br />

Specialist, a local <strong>of</strong>ficial and one outside the control <strong>of</strong> the agency, then it was acceptable for that <strong>of</strong>ficial to make its own individual<br />

decision without any written guidelines or rules.<br />

15A <strong>NC</strong>AC 18A .2833: DENR/ Commission for Health Services - The Commission objected to this rule due to ambiguity. It is<br />

unclear in (b) what constitutes a swimming or wading pool that is a "permanent structural feature" <strong>of</strong> the child care center.<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 843


21 <strong>NC</strong>AC 32F .0003: <strong>NC</strong> MEDICAL BOARD<br />

requires a 1 5 day notice period.<br />

RULES REVIEW COMMISSION<br />

- This rule was returned to the agency for failure to comply with the APA which<br />

DIRECTOR'S REPORT<br />

Elections are tentatively scheduled for next month.<br />

The Commissioners approved a lease for the same <strong>of</strong>fice space for another year.<br />

COMMISSION PROCEDURES AND OTHER MATTERS<br />

The next meeting will be on November 19, 1998.<br />

The meeting adjourned at<br />

12:55 p.m.<br />

Respectfully submitted,<br />

Sandy Webster<br />

844 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


CONTESTED CASE DECISIONS<br />

1 his Section contains thefull text <strong>of</strong>some <strong>of</strong>the more significant <strong>Administrative</strong> Lom' Judge decisions along with an index<br />

to all recent contested cases decisions which are filed under North Carolina's <strong>Administrative</strong> Procedure Act. Copies <strong>of</strong>the<br />

decisions listed in the index and not published are available upon request for a minimal charge by contacting the <strong>Office</strong> <strong>of</strong><br />

<strong>Administrative</strong> <strong>Hearings</strong>, (919) 733-2698. Also, the Contested Case Decisions are available on the Internet at the following<br />

address: http://www.state.nc.us/OAH/hearings^decision''caseindex.htm.<br />

OFFICE OF ADMINISTRATIVE HEARINGS<br />

Chief<strong>Administrative</strong> Law Judge<br />

JULIAN MANN, HI<br />

Senior <strong>Administrative</strong> Law Judge<br />

FRED G. MORRISON JR.<br />

ADMIMSTHA TI IE LAW JL DGES<br />

Brenda B. Becton<br />

Sammie Chess Jr.<br />

Beecher R. Gray<br />

Melissa Owens<br />

Meg Scott Phipps<br />

Robert Roosevelt Reill\ Jr.<br />

Dolores O. Smitn<br />

AGENO<br />

CASE DATE OF PI BLISHED DECISION<br />

NLMBER ALJ DECISION REGISTER CITATION<br />

ALCOHOLIC BE\ ER.AGE CONTROL COMMISSION<br />

Alcoholic Beverage Control Commission \<br />

kenneth Jerome<br />

97 ABC 1205 Phipps 07/23/98<br />

Alcoholic Beverage Control Commission v Jesse Jacob Joyner. Jr<br />

97 ABC 1438 Phipps 06/19/98<br />

Alcoholic Beverage Control Commission \<br />

Trade Oil Compan\. Inc.<br />

98 ABC 0033 Reilly 08/21/98<br />

Alcoholic Bexerage Control Comm v<br />

Partnership T/A C & J's Shipureck<br />

98 ABC 0296 Morrison 08/19/98<br />

Alcoholic Beverage Control Commission v Axis Entertainment<br />

98 ABC 0357*' Reilly 07/02/98<br />

Sokha Huor Ramadneh \<br />

Alcoholic Beverage Control Commission<br />

98 ABC 0382 Smith 06/30/98 <strong>13</strong>.03 <strong>NC</strong>R 350<br />

Alcoholic Beverage Control Commission \<br />

Alcoholic Beverage Control Commission \<br />

Alcoholic Beverage Control Commission \<br />

Alcoholic Beverage Control Commission \<br />

Alcoholic Beverage Control Commission \<br />

Delores Williams AInaqih<br />

Axis Entertainment<br />

James Auhre\ Stephenson<br />

Bridgene Dee Williams<br />

Robert Lee. Inc<br />

98 ABC 0392 Chess 07/30/98<br />

98 ABC 0401*' Reillv 07/02/98<br />

98 ABC 0494 Chess 09/01/98<br />

98 ABC 0501 ReiHy 08/11/98<br />

98 ABC 05 18 Gray 08/11/98<br />

Alcoholic Beverage Control Comm. v. Partnership, T/A Vanet% Pic Up #21<br />

98 ABC 0714 Morrison <strong>10</strong>/09/98<br />

Tarus Jackson \<br />

.Alcoholic Beverage Control Commission<br />

98 ABC 0768 Smith 07/<strong>13</strong>/98<br />

.Mcoholic Beverage Control Comm \<br />

Alcoholic Beverage Control Comm \<br />

Simple Elegance Restaurants. Inc<br />

Zaheer .Ahmad Bajwa<br />

98 ABC 0850 Phipps <strong>10</strong>/26/98<br />

98 ABC 0960 Owens <strong>10</strong>/30/98<br />

BOARD OF CONTRACTORS<br />

Heritage Pomte Builders. Inc & Patrick Hannon v Bd ol Contractors<br />

97 LBC 0243 Phipps 08/17/98<br />

CRIME CONTROL AND PI BLIC SAFETY<br />

Loretta Battle \<br />

Crime Victims Compensation Commission<br />

97 CPS 0654 Grav 08/<strong>10</strong>/98<br />

Cvnthia Austin v. Crime Victims Compensation Commission<br />

Marcella Skaggs v Cnme Victims Compensation Commission<br />

Talmadge E, McHenrv' v Crime Victims Compensation Commission<br />

Linda Caldwell Wiggins \ Crime Victims Compensation Commission<br />

97CPS 1499 Reilly 08/12/98 <strong>13</strong>.05 <strong>NC</strong>R 533<br />

98 CPS 0065 Owens 06/05/98<br />

98CPS0116 Gray 06/24/98<br />

98 CPS 0153 Chess 08/27/98<br />

<strong>13</strong>: <strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 845


coyTESTED CASE DECISIONS<br />

AGE<strong>NC</strong>Y<br />

CASE DATE OF PI BLISHED DECISION<br />

MMBER AU DECISION REGISTER CITATION<br />

Kenneth T L\lle \<br />

Crime \ ictims Compensation Commission<br />

98CPSul7b ReilK 07,06/98<br />

Shirle\ Henr>hand\ Crime Victims Compensation Commission<br />

98 CPS 0263 Momson 08/11/98<br />

Brenda Jean Thomas \<br />

Crime Victims Compensation Commission<br />

98CPS03I4 Morrison 08/11/98<br />

TareNion L Johnson \ Cnme Victims Compensation Commission<br />

Mia Thompson-Clark \ Crime Victims Compensation Commission<br />

98 CPS 0327 Reilly 09/02/98<br />

98 CPS 0349 Chess 05/14/98<br />

Godfre\ Akenabor \<br />

Rulus K Williams \<br />

Crime \'ictims Compensation Commission<br />

Depanment <strong>of</strong> Crime Control & Public Sal'etN<br />

98 CPS 0427 Owens <strong>10</strong>/30/98<br />

98 CPS 0676 Morrison <strong>10</strong>/23/98<br />

Fa>e E Pouell \ Crime Victims Compensation Commission<br />

98 CPS 0808 Osvens 08/28/98<br />

Hubert Lee Grant \<br />

Crime Victims Compensation Commission<br />

98 CPS 0839 Momson <strong>10</strong>/21/98 <strong>13</strong> <strong>10</strong> <strong>NC</strong>R 853<br />

Shirles P Chen \ Crime Victims Compensation Commission<br />

98 CPS <strong>10</strong>15 Phipps 09/17/98<br />

EN\ IRONMENT AND NATl R.\L RESOl RCES<br />

Ladane Williamson and Odell Decarol Williamson \ DENR<br />

96EHR1926 Grav 09/01/98<br />

<strong>13</strong>:07 <strong>NC</strong>R 609<br />

Teresa Heflin \<br />

Ronald Prater \<br />

Department <strong>of</strong> En\ ironmenl and Natural Resources<br />

Department <strong>of</strong> Environment and Natural Resources<br />

97 EHR 0409 Monison 07/29.'98<br />

97 EHR 045 Reilly 07.'02'98<br />

James F Smith \<br />

Department <strong>of</strong> En\ironment and Natural Resources<br />

97 EHR <strong>13</strong>65 Chess 07/17/98<br />

Hickon. Alliance %<br />

Depanment <strong>of</strong> Environment and Natural Resources<br />

and<br />

97 EHR 1607 Reillv 07/17/98<br />

Godfre\ Lumber Compans. Inc<br />

John M Sihia\<br />

Depanment <strong>of</strong> Enxironment and Natural Resources<br />

97 EHR 1646<br />

Chess<br />

06/03.98<br />

Godfrev Lumber Companv. Inc \ Dept Tinvironment & Natural Resources<br />

97 EHR 1676<br />

ReilK<br />

07,' 1<br />

7,'98<br />

and<br />

Hickop. Alliance<br />

Oregon. B Jackson. Brenda R Jackson \ Greene Cn HIth Dept . ENR<br />

Robert G GotT, Sr \ Depanment <strong>of</strong> Environment and Natural Resources<br />

98 EHR 0042 ReilK 07/02.'98<br />

98 EHR 0072*- Grav 06. v'98<br />

Scotland Water. Cedar Circle \<br />

En\ ironment and Natural Resources<br />

98 EHR 0236 Smith 06/0'), 98<br />

Eric Glenn Harrison \<br />

Robert G G<strong>of</strong>f. Sr \<br />

Env ironment and Natural Resources<br />

Department <strong>of</strong> Environment and Natural Resources<br />

98 EHR 0373 Reillv 08,28.'98<br />

98 EHR 0448*- Grav 06,'25/98<br />

Wilbur E Earp \ Department <strong>of</strong> En\ ironment and Natural Resources<br />

Norell Bahrs \ Carteret Ct\ Health Dept., DENR<br />

98 EHR 0606 Smith <strong>10</strong>/21. '98<br />

98 EHR 0884 Owens ll/02,'98<br />

Division <strong>of</strong> Coastal Management<br />

Preston Wanen \ Di\ ision <strong>of</strong> Coastal Manaoement. Wilminston. <strong>NC</strong> 98 EHR 01 77 Phipps <strong>10</strong>'05/'<br />

Division <strong>of</strong> Environmental Health<br />

Gerald P Sisal % DENR, Division <strong>of</strong> Environmental Health 98 EHR 0051 Smith <strong>10</strong>/02 '98<br />

Division <strong>of</strong> Environmental Management<br />

Save Our Rivers. Inc .<br />

el al \ Town <strong>of</strong> Highlands. EHNR. Env Mgmt<br />

William W Cobe>. Jr . Secretary<br />

US Dept <strong>of</strong> the Interior Natl ParkSvce v En\ ironmental Mgmt Comm<br />

91 EHR 0377 Gray<br />

98 EHR 04<strong>10</strong> Smith<br />

07.'30/98<br />

08/20/98 <strong>13</strong>:06 <strong>NC</strong>R 578<br />

Division <strong>of</strong> Marine Fisheries<br />

Lady LaShanda Melxin Brsant v EETNR. Division <strong>of</strong> Marine Fisheries<br />

Gerald Moore, et al \ DENR, Division <strong>of</strong> Manne Fisheries<br />

97 EHR 1459 Gray<br />

98 EHR 0322 Owens<br />

07,'20'98<br />

<strong>10</strong>/08/98 <strong>13</strong>:09 <strong>NC</strong>R 797<br />

Division <strong>of</strong> Solid Haste Management<br />

Steve Aldndae. et al \ DENR. Division <strong>of</strong> Solid Waste Mana2ement 98 EHR 0665 Chess 09,'09/98 <strong>13</strong>:07 <strong>NC</strong>R 617<br />

Division <strong>of</strong>llater Quality-<br />

RavmondL Martin \<br />

DENR. Division <strong>of</strong> Water Quality<br />

98 EHR 0590 Grav^<br />

09./21'98<br />

Wbrslev Oil Companies. Inc \ DENR. DW Q. Groundwater Section<br />

Silver Bullet. Inc \ DENR. Division <strong>of</strong> Water Quality<br />

98 EHR 0735 Chess<br />

98 EHR 0931 Chess<br />

08 24 '98<br />

08/20/98<br />

HEALTH AND HIMAN SERVICES<br />

Stanley C Ochulo \ Oflf .Administratne <strong>Hearings</strong>, Mr R Marcus Lodge<br />

98DHR0021<br />

Reillv<br />

06:24'98<br />

Oliver C Johnson. Hazel T Johnson \ Health and Human Serv ices<br />

Louise Streater \.<br />

Health and Human Serv ices<br />

98 DHR 0090 Gray<br />

98DHR0196<br />

Gray<br />

07 08 98<br />

06/03/98<br />

846 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


Health<br />

Health<br />

CONTESTED CASE DECISIONS<br />

CASE DATE OF PUBLISHED DECISION<br />

AGE<strong>NC</strong>Y<br />

NIMBER ALJ DECISION REGISTER CITATION<br />

Richard E Lawrence. Rebecca A Laurence v Health and Human Services 98 DHR 0209 Phipps 07/15/98<br />

John David Bnnson v Department <strong>of</strong> Human Resources<br />

98 DHR 0369 Owens 08/17/98<br />

Stephanie Wade v Department <strong>of</strong> Health and Human Services<br />

98 DHR 0666 ReiUy 08/19/98<br />

Carohn L Freeman \ Department <strong>of</strong> Human Resources<br />

98 DHR 0721 Gra>' 08/05/98<br />

Otis L Mack. Jr v <strong>Office</strong> <strong>of</strong> <strong>Administrative</strong> <strong>Hearings</strong><br />

98 DHR 0729 Phipps 09/09/98<br />

Christopher Germano, Lee Germane \ Depanment <strong>of</strong> Health<br />

98 DHR 0780 Owens 07/28/98<br />

E. Jean Woods v EDS - Medicaid 98 DHR 1118 Gray <strong>10</strong>/26/98<br />

Division <strong>of</strong> Child Development<br />

Dulatoun Presbvterian Children's Ctr v DHHS. Child Development<br />

Cassandra Myers \ Division <strong>of</strong> Child Development<br />

Dulatoun PresbMerian Children Ctr v DHR, Child Development<br />

Dora's Child Development Center v Mecklenburg Ct\ DSS. and DHR<br />

98 DHR 0654 Gray 08/06/98<br />

98 DHR 0948 Ouens 09/03/98<br />

98 DHR 1112 Morrison <strong>10</strong>/16/98<br />

98 DHR 11 84 Phipps 09/25/98<br />

Division <strong>of</strong> Facility Services<br />

Pearlie W Lawson \ DHHS. Facility Svcs.. Health Care Personnel Reg<br />

Annie K Morgan \ Health & Human Services., Facility Services<br />

Mooresville Hospital Mgmt. Associates. Inc. cl^/a Lake Nonman Regional<br />

Medical Center v DHR. Facility Services. Certificate <strong>of</strong> Need Section<br />

and<br />

Autumn Corporation and McKinley V. Jumey<br />

Warren Moore & Catherine Moore v DHR. Div, <strong>of</strong> Facility Services<br />

Constellation Health Services. Inc. and Constellation Senior Serv ices.<br />

Inc v DHR. Facilitv Services. Group Care Licensure Section<br />

and<br />

97 DHR <strong>10</strong>34 Becton 07/30/98<br />

97DHR<strong>10</strong>46*' Phipps 07/23/98<br />

97 DHR 1209 Reilly 06/23/98<br />

97 DHR 1279<br />

97 DHR 1529<br />

Mann<br />

Gray<br />

09/08/98<br />

06/24/98<br />

Diversified Health Group. L L C and The Innovative Health Group. Inc.<br />

Dialysis Care <strong>of</strong> <strong>NC</strong>. LLC. d/b/a Dialvsis Care <strong>of</strong> Rowan County<br />

97 DHR 1588<br />

Phipps<br />

08/31/98<br />

V DHR. Division <strong>of</strong> Facility Services. Certificate <strong>of</strong> Need Section<br />

V Biomedical .Applications <strong>of</strong> <strong>NC</strong>. Inc d/b/a BMA <strong>of</strong> Kannapolis d/b/a<br />

Metrolina Kidney Center <strong>of</strong> Kannapolis (Lessee) and Metrolina Nephrologv<br />

Associates. PA (Lessor)<br />

Robin Annette Reavis \ Health and Human Svcs . Div <strong>of</strong> Facility Svcs<br />

Jennifer Bl<strong>of</strong>eld v DHHS. Facility Svcs .<br />

Care Personnel Registry<br />

Sunlite Retirement Home. Winnie Jane Johnson v DHR. Facility Services<br />

Helen Shokoti v Health and Human Services, Div <strong>of</strong> Facility Services<br />

Ann Davis Rest Home v Group Care Licensure Section<br />

Diane Lingard v DHR. Facilitv Svcs. Health Care Personnel Reg<br />

Kimberly Annette Smith Hull \ DHHS. Di\ ision <strong>of</strong> Facilitv Services<br />

Deborah Ann Holt v DHHS. Division <strong>of</strong> Facility Services<br />

Tern Michelle Tyler v Health & Human Svcs. Div <strong>of</strong> Facilitv Services<br />

Dons Jones Holmes v DHHS. Facilm Svcs. Health Care Personnel Reg<br />

Annie K Morgan v Health & Human Services . Facility Services<br />

Johnnie E Williams v DHHS. Division <strong>of</strong> Facilitv Services<br />

Chnstv Jeton Hall v DHHS. Division <strong>of</strong> Facility Services<br />

Latonia Denise Thomas v DHHS. Division <strong>of</strong> Facility Services<br />

Tracev Deirde Gallouav v DHHS. Facilitv Svcs .<br />

Rose Mane Hadlev v DHHS. Division <strong>of</strong> Facilitv Services<br />

Care Per Reg-<br />

97 DHR 1672 Reilly 08/12/98<br />

98 DHR 0096 Grav 08/21/98<br />

98 DHR 0124 Phipps 06/11/98<br />

98 DHR 0173 Chess 08/26/98<br />

98 DHR 0197 Phipps 06/23/98<br />

98 DHR 0214 Becton 06/22/98<br />

98 DHR 0239 Phipps 06/23/98<br />

98 DHR 0348 Phipps 06/22/98<br />

98 DHR 0458 Gray 08/21/98<br />

98 DHR 0463 Gray 08/21/98<br />

98 DHR 0496»' Phipps 07/23/98<br />

98 DHR 0639 Reilly 07/02/98<br />

98 DHR 0706 Grav <strong>10</strong>/12/98<br />

98 DHR 0809 Gray <strong>10</strong>/23/98<br />

98 DHR 0824 Grav 09/24/98<br />

98 DHR 0970 Smith <strong>10</strong>/08/98<br />

Division <strong>of</strong> Medical Assistance<br />

Charlotte-Mecklenburg Hospital Authonty d/b/a Carolinas Medical Ctr. 97 DHR 0621 Smith<br />

and Harp. Mahannah. M D v DHHS. Division <strong>of</strong> Medical Assistance<br />

Alic F Schneider. Julia R Hammonds v DHHS. Medical Assistance 98 DHR 0994 Morrison<br />

07/08/98<br />

<strong>10</strong>/29/98<br />

Division <strong>of</strong> Social Sen'ices<br />

William & Crystal Steaklev v DHHS. Division <strong>of</strong> Social Services 98 DHR 0076 Gray<br />

Raji Abdus-Salaam \ Depanment <strong>of</strong> Human Resources. DSS-DCA 98 DHR 0771 Owens<br />

07/20/98<br />

07/30/98<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 847


AGE<strong>NC</strong>Y<br />

CONTESTED CASE DECISIONS<br />

CASE<br />

DATE OF<br />

MMBER AU DECISION<br />

PIBLISHED DECISION<br />

REGISTER CITATION<br />

Child Support Enfonemenl Section<br />

Roben H Black v Guillord County Child Support tntorcement<br />

Dorman E Drake v Department ot Human Resources<br />

Garr. R McNeill v Department <strong>of</strong> Human Resources<br />

Robert Alan Davis v Departmenl <strong>of</strong> Human Resources<br />

Michael W White v Department <strong>of</strong> Human Resources<br />

Troy R Emmons, Jr v Department <strong>of</strong> Human Resources<br />

Mar\inA Pike v Department <strong>of</strong> Human Resources<br />

Mary Putnam Avery \<br />

Gilbert G Gray \<br />

Dale W Hutchinson \<br />

DSS. Durham County Child Support Enforcement<br />

Department <strong>of</strong> Human Resources<br />

Departtnent <strong>of</strong> Human Resources<br />

Joe A Lynch V Department <strong>of</strong> Human Resources<br />

Mark Owens Fnnk v Department <strong>of</strong> Human Resources<br />

JefTerv Lee Graves v Department <strong>of</strong> Human Resources<br />

Donald L Carr. Jr v Department <strong>of</strong> Human Resources<br />

Man in Diggs v Department <strong>of</strong> Human Resources<br />

Michael Patrick Dyme \<br />

Department <strong>of</strong> Health & Human Services<br />

Sherman L Arnold Sr v Department <strong>of</strong> Health & Human Services<br />

Dennis Lee McNeill \<br />

Department <strong>of</strong> Human Resources<br />

Byron O Ashby II v Department <strong>of</strong> Human Resources<br />

Hubert L Mortison v Department <strong>of</strong> Human Resources<br />

Robert Alan Davis \<br />

Department <strong>of</strong> Human Resources<br />

DarrylC Thompson \ Department <strong>of</strong> Health & Human Services<br />

DarrylC Thompson \ Department <strong>of</strong> Health & Human Services<br />

Michael Anthony Hill v<br />

Michael A Wilder \<br />

Department <strong>of</strong> Human Resources<br />

Department <strong>of</strong> Human Resources<br />

Billy Anthony Jr \ Department <strong>of</strong> Human Resources<br />

Alton D Baglev \<br />

Department <strong>of</strong> Human Resources<br />

Bemel B Berr> Jr \ Department <strong>of</strong> Human Resources<br />

Darryl Simpkms \<br />

Anthonv Montgoinerv v<br />

Department <strong>of</strong> Health & Human Services<br />

Department <strong>of</strong> Human Resources<br />

Joseph Gerard McPhillips v Department <strong>of</strong> Human Resources<br />

Terr> Letterman v<br />

Department <strong>of</strong> Human Resources<br />

William E. Mines v Department <strong>of</strong> Human Resources<br />

Christopher Alan v Department <strong>of</strong> Human Resources<br />

Annette Chipman v Department <strong>of</strong> Human Resources<br />

Paul J Mohley. Jr v Department <strong>of</strong> Human Resources<br />

Robert A Shererv Department <strong>of</strong> Human Resources<br />

Rodney A Morrison \<br />

Gregory Andre Broun \<br />

Department <strong>of</strong> Human Resources<br />

Department <strong>of</strong> Health & Human Services<br />

Rodger Hazen II v Department <strong>of</strong> Human Resources<br />

Wade A Burgess \<br />

Department <strong>of</strong> Human Resources<br />

Robert L Robinson \ Department <strong>of</strong> Human Resources<br />

Jamie A Hurtt \<br />

Renardo Jenkins \<br />

Anthony Love v<br />

Steven Kent Gold \<br />

Department <strong>of</strong> Health & Human Sei^ices<br />

Department <strong>of</strong> Human Resources<br />

Department <strong>of</strong> Human Resources<br />

Department <strong>of</strong> Human Resources<br />

LeroyJ Poole v Department <strong>of</strong> Human Resources<br />

Hoyal A McLean v<br />

Michael Bernard Hill \<br />

Department <strong>of</strong> Health & Human Services<br />

Department <strong>of</strong> Health & Human Services<br />

Charlie RatlitTJr \ Department <strong>of</strong> Health & Human Services<br />

Bobbv D Cook \<br />

John B Hall \<br />

Dertick A Brinton \<br />

Department <strong>of</strong> Health & Human Services<br />

Department <strong>of</strong> Human Resources<br />

Department <strong>of</strong> Human Resources<br />

Tabatha D Pate v Department <strong>of</strong> Human Resources<br />

Amanda F Blount \<br />

Department <strong>of</strong> Human Resources<br />

Gregorv Carry (IV #1564206) v Department <strong>of</strong> Human Resources<br />

Gregory Carry (IV #1564166) \<br />

Department <strong>of</strong> Human Resources<br />

John L Bullard \ Departmenl <strong>of</strong> Human Resources<br />

96CRA 1548 Mann <strong>10</strong>/09/98<br />

96CRA 1717 Smith 08/25/98<br />

96CRA 1743 Reilly <strong>10</strong>/22/98<br />

96CRA 1781*'' Phipps 08/20/98<br />

96CRA 1784 Gray 09/25/98<br />

96CRA 1798 Reilly 08/25/98<br />

96CRA 1814 Chess 09/24/98<br />

96CRA 1849 Mortison 09/01/98<br />

96CRA 1858 Mortison <strong>10</strong>/08/98<br />

96CRA 1981 Mann 08/26/98<br />

97 CRA 0045 Phipps <strong>10</strong>/09/98<br />

97CRA 1524 Mann <strong>10</strong>/09/98<br />

98 CRA 0<strong>13</strong>7 Becton 06/23/98<br />

98 CRA 0545 Reilly 06/08/98<br />

98 CRA 0588 Reilly 06/24/98<br />

98 CRA 0787 Gray 09/17/98<br />

98 CRA 1152 Mann <strong>10</strong>/28/98<br />

96CSE <strong>13</strong>05 Gray 06/22/98<br />

96CSE 1435 Mann 07/15/98<br />

96CSE 1649 Reilly 08/12/98<br />

96CSE 1780*" Phipps 08/20/98<br />

96CSE 1854*" Chess 09/01/98<br />

96CSE1902'" Chess 09/01/98<br />

96 CSE 2028 Mann 08/26/98<br />

97CSE<strong>13</strong>01 Chess 07/17/98<br />

97 CSE <strong>13</strong>93 Reilly 06/24/98<br />

97 CSE 1424 Chess 06/02/98<br />

97 CSE 1435 Smith 06/12/98<br />

97 CSE 1436 Chess 08/11/98<br />

97 CSE 1442 Phipps 06/17/98<br />

97 CSE 1467 Mann <strong>10</strong>/09/98<br />

97 CSE 1492 Smith 06/22/98<br />

97 CSE 1527 Mann 09/08/98<br />

97 CSE 1544 Chess <strong>10</strong>/16/98<br />

97 CSE 1545 Phipps 07/23/98<br />

97 CSE 1568 Phipps 06/17/98<br />

97 CSE 1605 Mann 07/15/98<br />

97 CSE 1611 Gray <strong>10</strong>/23/98<br />

97 CSE 1656 Gray 08/27/98<br />

97 CSE 1666 Chess 07/17/98<br />

98 CSE 0071 Morrison 06/12/98<br />

98 CSE 0<strong>13</strong>0 ReilK 07/15/98<br />

98 CSE 0307 Mortison 07/06/98<br />

98 CSE 03<strong>10</strong> Smith 06/23/98<br />

98 CSE 03 12 Phipps 06/23/98<br />

98 CSE 0333 Mortison 07/01/98<br />

98 CSE 0375 Reilly 07/02/98<br />

98 CSE 0420 Smith 07/29/98<br />

98 CSE 0421 Becton 07/15/98<br />

98 CSE 0449 Mann 07/15/98<br />

98 CSE 0483 Reilly <strong>10</strong>/06/98<br />

98 CSE 0506 Chess 07/20/98<br />

98 CSE 0555 Smith 08/07/98<br />

98 CSE 0556 Becton 06/23/98<br />

98 CSE 0560 Chess 07/29/98<br />

98 CSE 0561*" Phipps 09/23/98<br />

98 CSE 0562*'" Phipps 09/23/98<br />

98 CSE 0569 Morrison 08/06/98<br />

848 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


AGE<strong>NC</strong>Y<br />

CONTESTED CASE DECISIONS<br />

CASE<br />

DATE OF<br />

NIMBER AU DECISION<br />

PI BLISHED DECISION<br />

REGISTER CITATION<br />

Frank A Cotton v Department <strong>of</strong> Human Resources<br />

Charlie Gray Hunt Jr v Department <strong>of</strong> Human Resources<br />

Willie R Cruse V<br />

Depanment <strong>of</strong> Health & Human Services<br />

Thomas H Lotze, Jr v Department <strong>of</strong> Health & Human Services<br />

Robert L Williams v Department <strong>of</strong> Human Resources<br />

Patrick Bass v Department <strong>of</strong> Health & Human Services<br />

Tawanna Wheeler v Department <strong>of</strong> Health & Human Services<br />

Timothv Kinney v Department <strong>of</strong> Health & Human Ser\ices<br />

Teresa L Galloway v Department <strong>of</strong> Health & Human Ser\'ices<br />

Michael A Looper v<br />

Department <strong>of</strong> Health & Human Services<br />

Kenneth E Strickland v Department <strong>of</strong> Health & Human Services<br />

Hoyt H BuntJr\ Department <strong>of</strong> Health & Human Services<br />

Vernon Reginald Pinknev v Department <strong>of</strong> Health & Human Services<br />

Elijah G Deans \ Department <strong>of</strong> Health & Human Services<br />

James Howard Alexander v Department <strong>of</strong> Health & Human Ser\ices<br />

Lee J Coggins v Department <strong>of</strong> Human Resources<br />

Mark J Houlhrook v Department <strong>of</strong> Health & Human Serxices<br />

Henry A Hamel. Jr v Department <strong>of</strong> Health & Human Services<br />

Deniira Jeflfries v Department <strong>of</strong> Health & Human Serv ices<br />

BpianL Barksdale \ Department <strong>of</strong> Health & Human Ser\'ices<br />

Karen Mitchell v Depanment <strong>of</strong> Human Resources<br />

Vickie E Lane v Michael L Adams. Department <strong>of</strong> Human Resources<br />

Rachel D Farmer v<br />

Department <strong>of</strong> Health & Human SerMces<br />

Janice Scott Padgett (Fisher) \ Department <strong>of</strong> Human Resources<br />

Barbara Fanta-Blandine v Department <strong>of</strong> Human Resources<br />

Sharon Brim v Depanment <strong>of</strong> Health & Human Ser\ ices<br />

Terita M Sharpe \ Department <strong>of</strong> Human Resources<br />

Ruth McFadden \ Department <strong>of</strong> Human Resources<br />

q8CSE0578 Gray <strong>10</strong>/08/98<br />

98 CSE 0607 Smith 06/22/98<br />

98 CSE 0653 Mann 08/26/98<br />

98 CSE 0658 Phipps 08/31/98<br />

98 CSE 0682 Smith 06/22/98<br />

98 CSE 0689 Owens 09/18/98<br />

98 CSE 0691 Owens <strong>10</strong>/09/98<br />

98 CSE 0728 Smith 09/17/98<br />

98 CSE 0769 Becton 07/30/98<br />

98 CSE 0783 Chess 09/08/98<br />

98 CSE 08 17 Mann 09/08/98<br />

98 CSE 08 18 Morrison 09/15/98<br />

98 CSE 0833 Owens 07/29/98<br />

98 CSE 0867 Phipps 07/20/98<br />

98 CSE 0869 Reillv 08/06/98<br />

98 CSE 0894 Smith 08/20/98<br />

98 CSE 0949 Smith 09/08/98<br />

98 CSE 0975 Chess 09/01/98<br />

98 CSE <strong>10</strong>36 Morrison 09/15/98<br />

98 CSE <strong>10</strong>52 Morrison <strong>10</strong>/09/98<br />

98 CSE <strong>10</strong>95 Reilly <strong>10</strong>/06/98<br />

96 DCS 2<strong>10</strong>5 Gray 07/08/98<br />

97 DCS 0251 Phipps 08/31/98<br />

97 DCS 1219 Smith 07/29/98<br />

97 DCS 1486 Morrison 06/22/98<br />

97 DCS 1574 Gray 08/04/98<br />

98 DCS 0468 Mortison 06/09/98<br />

98 DCS 0675 ReilK 07/15/98<br />

Division <strong>of</strong> Women 's and Cliildren 's Health<br />

KhamisA Sirhan\ DHHS. Women's/Children's Health. Nutrition Svcs 98DHR0219 Reilly<br />

Joseph A Nawas v DHHS. Women's/Children's Health. Nutrition Svcs 98 DHR 0637 Phipps<br />

08/11/98<br />

07/02/98<br />

JISTICE<br />

James Todd Tippet \ <strong>NC</strong> Company Police Program 97DOJ <strong>13</strong>68 Phipps 09/<strong>10</strong>/98<br />

Alarm Systems Licensing Board<br />

Claude David Huggms \ Alarm S\ stems Licensing Board 98DOJ0871 Morrison 07/09/98<br />

Auctioneer Licensing Board<br />

Wiley R Tyndall v<br />

Auctioneer Licensing Board<br />

97 DOJ 1236<br />

Phipps<br />

07/24/98<br />

Gavin Ha\ n Abadi \<br />

Auctioneer Licensing Board<br />

98DOJ <strong>10</strong>60<br />

Smith<br />

<strong>10</strong>/21/98<br />

Education and Training Standards Division<br />

Thomas Dwayne Brown \ Sheriffs' Education & Training Standards Comm<br />

Kenneth Joseph Jackson v Sheriffs' Education & Training Standards Comm<br />

Odis Fitzgerald Darden v Sheriffs' Education & Training Standards Comm<br />

Hoyle Kenneth Wise. Jr v Sheriffs' Education & Training Standards Comm<br />

Hearl Oxendine v Criminal Justice Education & Training Stds Comm<br />

James Farrell Roberts \ Cnminal Justice Education & Training Stds Comm<br />

Phillip Keith McPherson v Sheriffs' Education & Training Standards Comm<br />

Darvl LaMar Br>ant \ SheritTs' Education & Training Standards Comm.<br />

Harold F Esters v Sheriffs' Education & Training Standards Comm<br />

William Scott Key v ShentTs' Education & Training Standards Comm<br />

Cecil W Duke. Jr \ Criminal Justice Education & Training Stds Comm<br />

Amado Martinez v Criminal Justice Education & Training Stds Comm<br />

Johnny Wayne Wills v Criminal Justice Education & Training Stds Comm<br />

James E Ellerbe \ Sheriffs' Education & Training Standards Comm<br />

Paul Han ev Ta\ lor \ DOJ. Criminal Justice Ed & JrainmE Stds Comm<br />

97 DOJ <strong>13</strong>19 Phipps 07/29/98<br />

97 DOJ 1578*" Gray 08/20/98<br />

97 DOJ 1698 ReilK 06/12/98<br />

98 DOJ 0022 Smith 07/14/98<br />

98 DOJ 0121 Smith 06/22/98<br />

98 DOJ 0147 Smith 07/16/98<br />

98 DOJ 0388 Reillv 07/24/98<br />

98 DOJ 0430 Gray 07/21/98<br />

98 DOJ 0431 Gray 08/21/98<br />

98 DOJ 0432 Becton 06/08/98<br />

98 DOJ 0479 Chess <strong>10</strong>/07/98<br />

98 DOJ 0526 Mortison 09/09/98<br />

98 DOJ 0574 Chess 07/30/98<br />

98 DOJ 0600 Mortison 08/07/98<br />

98 DOJ 0841 Phipps 09/16/98<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 849


CONTESTED CASE DECISIONS<br />

AGE^c^<br />

CASE<br />

NUMBER<br />

AU<br />

DATE OF<br />

DECISION<br />

PUBLISHED DECISION<br />

REGISTER CITATION<br />

Kenneth Joseph Jackson \ Sheriffs' Education & Training Standards Comm 9S DOJ 0847*<br />

Roben Rsan Hardison v Sheriffs' Education & Training Standards Comm 98 DOJ 0878<br />

Traces Jerome Clark v ShentTs' Education & Training Standards Comm 98 DOJ 0879<br />

Kevin Lamar Dorsey v Sheriffs' Education & Training Standards Comm 98 DOJ 0930<br />

Willoughhv McCormick. Jr v ShentTs' Ed. & Training Standards Comm 98 DOJ <strong>10</strong>07<br />

Gra\<br />

Phipps<br />

Owens<br />

Phipps<br />

ReilK<br />

08/20/98<br />

09/08/98<br />

08/31/98<br />

09/22/98<br />

<strong>10</strong>/<strong>13</strong>/98<br />

Private Protective Services Board<br />

Claims Verification. Inc \ Prnate Protective SerMces Board<br />

Walter R Shirer \ Prnale Proteclne Sen ices Board<br />

Stace\ L Williams \ Prnate Prolectne Services Board<br />

Eugene Norman Garrett \ Private Protective Services Board<br />

Dannv Charles Garrett \ Private Protective Ser\ ices Board<br />

Alfred D Malson v Private Protective Ser\'ices Board<br />

Melvm Eugene Da\ is v Private Protectne Sen ices Board<br />

98 DOJ 0848 Smith 08/04/98<br />

98 DOJ 0937 Morrison 09/17/98<br />

98 DOJ 0938 Morrison 08/18/98<br />

98 DOJ 0939 Morrison 08/1 8/98<br />

98 DOJ <strong>10</strong>81 Morrison 09/17/98<br />

98 DOJ 1141 Morrison 09/29/98<br />

98 DOJ 1145 Morrison 09/22/98<br />

BOARD OF MEDICAL EXAMINERS<br />

Joe D Crawford. M D \ Medical Bd <strong>of</strong> <strong>NC</strong> Bd <strong>of</strong> Medical Examiners 98 BME 0870 Owens 07/30/98<br />

PI BI IC<br />

INSTRl CTION<br />

Linda & Dannv Howard for Nikki Howard \<br />

George & Ruth Sinclair for Adam Sinclair \<br />

(Special Education Services)<br />

DHHS. Murdoch Center<br />

Wake Counr\ Schools<br />

Nicholas Eirschele. Bv and Throught His Parents. Charles & Kathleen<br />

Eirschele v<br />

Craven Countv Board <strong>of</strong> Education<br />

Dewitt Brinson & Elizabeth Brinson v<br />

Gene Edward Lloyd v Department <strong>of</strong> Public Instruction<br />

Mrs Phvllis'S' Moore V Cumberland Countv Schools<br />

Lanev Bruce Harrill v State Board <strong>of</strong> Education<br />

Craven Countv Board <strong>of</strong> Education<br />

L K on behalf <strong>of</strong> her son. J H . as well as on her own behalf v St Bd Ed<br />

Joseph J Sarrerro V Department <strong>of</strong> Public Instruction<br />

M E and her husband. PE . individually, and on behalf <strong>of</strong> their son. C E<br />

97EDC <strong>10</strong>47 Gray 11/03/98<br />

97EDC 1233 Phipps 08/11/98<br />

97 EDC 1 234 Phipps 07/16/98<br />

97EDC1298 Phipps <strong>10</strong>/26/98<br />

98 EDC 01 <strong>10</strong> Reillv 09/<strong>10</strong>/98<br />

98 EDC 0305 Gray 08/05/98<br />

98 EDC 0350 Smith 09/17/98<br />

98 EDC 0370 Smith <strong>10</strong>/14/98<br />

98 EDC 0459 Owens 08/<strong>10</strong>/98<br />

98 EDC 0566 Grav <strong>10</strong>/01/98<br />

V<br />

Bd <strong>of</strong> Ed for Buncombe Ct\ a.'k a Buncombe Ct\ Public Schools, et al<br />

STATE PERSONNEL<br />

Department <strong>of</strong> Correction<br />

Terry T Rees v Department <strong>of</strong> Correction<br />

Mohammad H Baloch. M D vDepanment <strong>of</strong> Correction<br />

Leon Owens v Department <strong>of</strong> Correction<br />

Terrv T Rees v Department <strong>of</strong> Correction<br />

Michael A Smith v Department <strong>of</strong> Correction<br />

Michael A Smith v Department <strong>of</strong> Correction<br />

Jayne D Bledsoe v Correction. Div <strong>of</strong> ."Xdult Probation & Parole<br />

Carl \\ Craven. II v Pender Correctional Institution<br />

Er\ in Shaw v Martin Homer. Asst Super . Corr . Sandv Ridge Corr Ctr<br />

Joseph Szilagyi v Department <strong>of</strong> Correction<br />

Dennis S Harrell v Dept <strong>of</strong> Correction. Caledonia Correctional Institute<br />

Tommv L Hancock v Department <strong>of</strong> Correction<br />

Tommv L Hancock v Department <strong>of</strong> Correction<br />

Bertha Darden V Raymond Smith & Dept <strong>of</strong> Correction. Central Prison<br />

Ruth Moselev v Department <strong>of</strong> Correction<br />

Lament M Bun v Department <strong>of</strong> Correction<br />

Nona W Hubbard v DOC. Div ision <strong>of</strong> Community Corrections<br />

Robert R Stovall v Department <strong>of</strong> Correction<br />

97 0SPI671*' Smith 06/30/98<br />

98OSP0014 Gray 09/01/98<br />

98 OSP 0050 Becton 07/<strong>10</strong>/98<br />

98OSP0119*' Smith 06/30/98<br />

98 OSP 0231*' ReilK 08/11/98<br />

98 OSP 0317*" Reilly 08/11/98<br />

98 OSP 0543 Owens 07/29/98<br />

98 OSP 0633 Smith 06/25/98<br />

98 OSP 0671 Phipps 1 0/09/98<br />

98 OSP 0757 Owens 1 0/05/98<br />

98 OSP 0846 Momson 09/08/98<br />

98 OSP 0881 Owens 08/04/98<br />

98 OSP 0882 Owens 1 0/09/98<br />

98 OSP 0905 Smith 09/25/98<br />

98 OSP <strong>10</strong>92 Gray 1 0/07/98<br />

98 OSP 1115 Smith <strong>10</strong>/06/98<br />

98 OSP 1214 Owens 1 0/27;'9S<br />

98 OSP 1282 Phipps <strong>10</strong>/26/98<br />

Crime Control and Public Safety<br />

Roger D Davisv Crime Control & Public Safety. St Hwa Patrol<br />

Albert R Little v Crime Control & Public Safety, Info Svs Specialists<br />

Thomas E Carlton v Crime Control & Public Safetv. St Hw^ Patrol<br />

97 OSP 061 7 Chess 05/27/98<br />

97 OSP 1157 Momson 07/22/98<br />

98 OSP 0919 Phipps 09/24/98<br />

H5() NORTH CAROLINA REGISTER November 16. 1998 <strong>13</strong>:<strong>10</strong>


CONTESTED CASE DECISIONS<br />

AGENO<br />

CASE DATE OF PUBLISHED DECISION<br />

NIMBER AU DECISION REGISTER CITATION<br />

Employment Security Commission<br />

Jane B Bolin and Arlene G Sellers v<br />

Jane B Bolin and Arlene G Sellers v<br />

Emplo\Tnent Securit\ Commission<br />

Employment Securm Commission<br />

7 0SPn22'' Chess 06/02/98<br />

7 0SP 1<strong>13</strong>4*' Chess 06/02/98<br />

Environment and Natural Resources<br />

Charles Anthon\ Bruce v ENR, Division <strong>of</strong> Parks and Recreation 98 OSP 0240 Reillv 06/08/98<br />

Health and Human Services<br />

Annette Honea \<br />

Department <strong>of</strong> Human Resources<br />

96 OSP 0833 Chess<br />

08/24/98<br />

Angela M Miles \<br />

Cumberland Count\ Department <strong>of</strong> Social Services<br />

97 OSP 06<strong>13</strong>*' Gray<br />

07/<strong>10</strong>/98<br />

Shung Fung-Chm \<br />

Department <strong>of</strong> Human Resources, Caswell Center<br />

97 OSP 0638*'" Chess<br />

08/<strong>13</strong>/98<br />

Charit\ Swick v Cumberland County Department <strong>of</strong> Social Services<br />

97 OSP 0775 Gray<br />

07/<strong>10</strong>/98<br />

Yolandra Best and Roy Hudson \<br />

DHHS. John Umstead Hospital<br />

97 OSP 0862*" Chess<br />

08/<strong>13</strong>/98<br />

Yolandra Best and Ro\ Hudson v<br />

DHHS, John Umstead Hospital<br />

97 OSP 0863*" Chess<br />

08/<strong>13</strong>/98<br />

Fred Foster. Jr \ Depanment <strong>of</strong> Health and Human Sen. ices<br />

97 OSP 1287*" Smith<br />

08/20/98<br />

Shung Fung-Chin v<br />

Department <strong>of</strong> Human Resources. Caswell Center<br />

97 OSP 1530*'" Chess<br />

08/<strong>13</strong>/98<br />

Ruth Holroyd v Montgomery Cty DSS. Children's Services<br />

97 OSP 1586 Smith<br />

05/27/98<br />

<strong>13</strong>02 <strong>NC</strong>R 257<br />

Fred Foster. Jr<br />

\' Department <strong>of</strong> Health and Human Services<br />

97 OSP 1701*'- Smith<br />

08/20/98<br />

James W Crews v<br />

DHHS. Murdoch Center<br />

98 OSP 0060 Gray<br />

07/20/98<br />

Patricia R Quick v<br />

DHHS. Dorothea Di\ Hospital<br />

98 OSP 0061 Becton<br />

07/16/98<br />

Angela M Miles v Cumberland County Department <strong>of</strong> Social Services<br />

98 OSP 0084*- Gray<br />

07/<strong>10</strong>/98<br />

Delores Laveme Rich v<br />

Health & Human Services. Dorothea Dix Hosp<br />

98 OSP 0120 Gray<br />

07/08/98<br />

EKvin C Munson v<br />

Health & Human Services. Juvenile Evaluation Center<br />

98 OSP 0140 Phipps<br />

<strong>10</strong>/28/98<br />

Fred Foster. Jr v Department <strong>of</strong> Health and Human Services<br />

98 OSP 01 87*'- Smith<br />

08/20/98<br />

David A Kilpatrick \<br />

Health & Fkiman SerMces. Casv\ell Center<br />

98 OSP 0271 Owens<br />

08/<strong>13</strong>/98<br />

Fred Foster. Jr v Department <strong>of</strong> Health and Human Sen ices<br />

98 OSP 0403*'- Smith<br />

08/20/98<br />

Laura Blanton \<br />

Cleveland Center<br />

98 OSP 0453 Smith<br />

1 0/02/98<br />

Anthonv M Ruizv<br />

Department <strong>of</strong> Health & Human S\cs. 'I'outh Svcs<br />

98 OSP 0454 Gray<br />

06/04/98<br />

Rudolph Waters v<br />

DHHS. Youth Services. Dobbs School<br />

98 OSP 0474 Morrison<br />

07/30/98<br />

Euuell Falconer v<br />

Karen A Andrews. Gaston-Lincoln .^rea Mental Health<br />

98 OSP 0538 Reilly<br />

08/06/98<br />

Jetfrev L Williams v Dorothea Dix Hospital<br />

98 OSP 0595 Becton<br />

07/22/98<br />

Barbara Jean Paquette v<br />

Durham County (respondeat superior for the<br />

98 OSP 0765 Morrison<br />

08/05/98<br />

Durham Countv Public Llbra^^ )<br />

Derrick Skinner \<br />

Health & Human Services. Chern Hospital<br />

98 OSP <strong>10</strong>35 Grav<br />

09/21/98<br />

Department <strong>of</strong> Justice<br />

Linda Margaret Ross v State Bureau <strong>of</strong> Investigation 97 OSP 01 89 Chess 08/14/98<br />

Department <strong>of</strong> Public Instruction<br />

Lillie Bumette Pearsall v Wayne Ct> Bd <strong>of</strong> Ed. Mrs Veda McNair and<br />

98 OSP 0944 Smith 08/25/98<br />

Mr Steve lav lor<br />

Secretari- <strong>of</strong>Slate<br />

Jonathan M. Demers v Department <strong>of</strong> Secretarv <strong>of</strong> State 97 OSP <strong>10</strong>18 Becton 07/07/98 <strong>13</strong> 03 <strong>NC</strong>R 343<br />

Department <strong>of</strong> Transportation<br />

Johnny O Shivarv, Department <strong>of</strong> Transportation<br />

Larrv W Davis v Department <strong>of</strong> Transportation<br />

Sherrv Lynn Noles \ Department <strong>of</strong> Transportation-<strong>NC</strong>DMV<br />

Clarice Goodwin Arthur \ Department <strong>of</strong> Transportation. Femes Division<br />

97 OSP <strong>13</strong>66 Reilly 09/01/98<br />

98 OSP 0241 Gray 07/08/98<br />

98 OSP 0269 Chess 08/11/98<br />

98 OSP 0864 Phipps 09/24/98<br />

University <strong>of</strong>Norllt Carolina<br />

Douglas Love. Jr v U<strong>NC</strong> Hospitals<br />

Deborah J Fennerv <strong>NC</strong> Central University<br />

Joyce M Smith v North Carolina Central University<br />

Edwin Swam \ University <strong>of</strong> Nonh Carolina at Chapel Hill<br />

97 OSP 0662 ReilK 06/08/98<br />

97 OSP 0902 Chess 05/29/98<br />

97 OSP 1297 Smith 06/25/98<br />

97 OSP 1694 Morrison 07/31/98<br />

Consolidated Cases.<br />

UAO NORTH CAROLINA REGISTER November 16, 1998 851


AGENO<br />

CONTESTED CASE DECISIONS<br />

CASE<br />

DATE OF<br />

MMBER ALJ DECISION<br />

PUBLISHED DECISION<br />

REGISTER CITATION<br />

Patricia A G Roberts v Asst /Chan /Qn Mgmt /Dir Human Res LF<strong>NC</strong>W<br />

Leo Watlbrd, Roose\elt Pams. Claiborne Baker, et al \ Universit\ <strong>of</strong><br />

North Carolina at Chapel Hill<br />

Johnny Johnson. Jr \ A & T St University Student Union-Gricvance Bd<br />

Jessie L Johnson \<br />

Bernard K Locklear. U<strong>NC</strong> at Pembroke<br />

Jonathan 1. Fann v North Carolina State Uni\ersit> Physical Plant<br />

Greta M Hauthome v University ot <strong>NC</strong> at Pembroke<br />

Robert W Brinson \ <strong>NC</strong> State University<br />

Alberta A Ingram-Peterson v <strong>NC</strong> Central University<br />

Fred T Jackson v U<strong>NC</strong>-Charlotte Recreational Facilities<br />

98OSP0178 Phipps <strong>10</strong>/08/98<br />

98 OSP 0254 Chess 07/17/98<br />

98 OSP 0299 Owens 09/02/98<br />

98 OSP 0444 Gray 09/29/98<br />

98 OSP 0465 Becton 07/17/98<br />

98 OSP 0831 Chess 09/11/98<br />

98 OSP 0887 Owens 08/<strong>10</strong>/98<br />

98 OSP <strong>10</strong>24 Smith <strong>10</strong>/14/98<br />

98 OSP 1216 Smith <strong>10</strong>/22/98<br />

STATE TREASURER<br />

Hugh A Wells \ Consolidated Judicial Retirement S\steiTi ol'<strong>NC</strong>.<br />

Bd <strong>of</strong> Trustees Teachers and State Employees' Retirement Svstem<br />

;DST0316 Mortison 06/05/98 <strong>13</strong> 01 <strong>NC</strong>R 166<br />

TRANSPORTATION<br />

David Warten De« et al \ Motor Vehicles. Alexander Killens Comm 95DOT1144 Grav 06/04/98<br />

UNiN ERS^r^ <strong>of</strong> north Carolina<br />

Patricia D Hall \ University ot'Nonh Carolina at Chapel Hill<br />

Ladonna P James v U<strong>NC</strong> Hospitals<br />

Joycelme Sellars \ U<strong>NC</strong> Hospitals<br />

98 U<strong>NC</strong> 0397 Reilh<br />

98 U<strong>NC</strong> 0591 Becton<br />

98LT<strong>NC</strong> 11<strong>13</strong> Smith<br />

08/20/98<br />

07/20/98<br />

<strong>10</strong>/22/98<br />

852 NORTH CAROLINA REGISTER November 16, 1998 <strong>13</strong>:<strong>10</strong>


CONTESTED CASE DECISIONS<br />

STATE OF NORTH CAROLINA<br />

COUNTY OF EDGECOMBE<br />

IN THE OFFICE OF<br />

ADMINISTItATIN E HEARINGS<br />

98 CPS 0839<br />

HUBERT LEE GRANT,<br />

Petitioner,<br />

V.<br />

RECOMMENDED DECISION<br />

CRIME VICTIMS COMPENSATION COMMISSION<br />

Respondent.<br />

THIS MATTER came on to be heard before Senior <strong>Administrative</strong> Law Judge Fred G. Morrison Jr. on 20 October 1998<br />

in Raleigh. North Carolina. Petitioner was present and represented himself. The Respondent was represented by Jonathan P. Babb.<br />

Assistant Attorney General.<br />

ISSUE<br />

Did the Commission properly deny the Petitioner's claim based upon the nature <strong>of</strong> the crime committed against the victim?<br />

Based upon the testimony at the hearing and the e.xhibits. the undersigned makes the following:<br />

FINDINGS OF FACT<br />

1. On 9 January 1998, the victim was having some work done on his home and one <strong>of</strong> the construction workers stole<br />

his medicine. The victim had a heart attack in 1982 and takes several types <strong>of</strong> medicine, including medicine to keep his blood pressure<br />

stable.<br />

2. Later that evening, the victim went to the emergenc> room. His blood pressure was extremely high. He remained<br />

in the hospital overnight while the doctors monitored his condition.<br />

3. The next day the victim had to replace the medicine that was stolen. This cost approximately $409.00. The victim<br />

also had to pay part <strong>of</strong> his hospital bill, this was appro.ximately $207.00.<br />

Based upon the foregoing Findings <strong>of</strong> Fact, the undersigned makes the following:<br />

CO<strong>NC</strong>LUSIONS OF LAW<br />

\. N.C. Gen. Stat. § 15B-2(5) states as follows;<br />

"CriminalK injurious conduct" means conduct that by its nature poses a substantial threat <strong>of</strong> personal<br />

injury or death, and is punishable b\ fine or imprisonment or death, or would be so punishable but for the<br />

fact that the person engaging in the conduct lacked the capacity to commit the crime under the laws <strong>of</strong> this<br />

State. CriminalK injurious conduct includes conduct that amounts to an <strong>of</strong>fense involving impaired<br />

driving as detlned in G.S. 20-4.01(24a), and conduct that amounts to a violation <strong>of</strong> G.S. 20-166 if the<br />

victim was a pedestrian or was operating a vehicle moved solely by human power or a mobility impaimient<br />

device. For purposes <strong>of</strong> this Chapter, a mobilitv impairment device is a device that is designed for and<br />

intended to be used as a means <strong>of</strong> transportation for a person with a mobility impairment, is suitable for<br />

<strong>13</strong>:<strong>10</strong> NORTH CAROLINA REGISTER November 16, 1998 S53


CONTESTED CASE DECISIONS<br />

use both inside and outside a building, and whose maximum speed does not exceed 12 miles per hour<br />

when the device is being operated by a person with a mobihty impairment. Criminally injurious conduct<br />

does not include conduct arising out <strong>of</strong> the ownership, maintenance, or use <strong>of</strong> a motor vehicle when the<br />

conduct is<br />

punishable onK as a violation <strong>of</strong> other pro\ isions <strong>of</strong> Chapter 20 <strong>of</strong> the General Statutes.<br />

Criminally injurious conduct shall also include an act <strong>of</strong> terrorism, as defined in<br />

18 U.S.C. § 2331, that<br />

is committed outside <strong>of</strong> the LInited States against a citizen <strong>of</strong> this State.<br />

2. While the crime committed was a property crime, in the particular facts <strong>of</strong> this case, it amounted to criminally<br />

injurious conduct. Mr. Grant had to go to the hospital because his medicine was stolen. Without his blood pressure medicine, he was<br />

exposed to a substantial threat <strong>of</strong> personal injur, or death as required by N.C. Gen. Stat. § 156-2(5).<br />

Based upon the foregoing Findings <strong>of</strong> Fact and Conclusions <strong>of</strong> Law. the undersigned makes the following:<br />

RECOMMENDED DECISION<br />

The Commission's decision to den\- the Petitioner compensation should be reversed.<br />

b> the Commission.<br />

The Petitioner's claim should be paid<br />

ORDER<br />

It<br />

is hereb\ ordered that the agenc\ making the final decision in this matter serve a cop\ <strong>of</strong> the final decision to the <strong>Office</strong><br />

<strong>of</strong> Administrati\e <strong>Hearings</strong>, P. O Drawer 27447. Raleigh. North Carolina 2761 1-7447, in accordance with N.C. Gen. Stat. § 150B-<br />

36(b).<br />

NOTICE<br />

The agency making the final decision in this contested case is required to give each party an opportunit\ to file exceptions<br />

to this recommended decision and to present written arguments to those in the agencN who will make the final decision. N. C. Gen.<br />

Stat. § 150B-36(a).<br />

The agencN is required b\ N.C. Gen. Stat. § 150B-36(b) to serve a copy <strong>of</strong> the final decision on all parties and to furnish a<br />

cop\' to the parties" attorneys <strong>of</strong> record and to the <strong>Office</strong> <strong>of</strong> <strong>Administrative</strong> <strong>Hearings</strong>.<br />

in this case is the North Carolina Crime Victims Compensation Commission.<br />

The agenc\ that will make the final decision<br />

This the 21st da\ <strong>of</strong> October 1Q98.<br />

Fred G. Morrison .Ir.<br />

Senior <strong>Administrative</strong> Law Judge<br />

H54 NORTH CAROLINA REGISTER November 16. 1998 <strong>13</strong>:<strong>10</strong>


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