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Microstructure Analysis on Nanocrystalline Materials COMMISSION ...

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PRACTICAL ASPECTS OF PARTIAL COHER-<br />

ENCE OF NANOCRYSTALLINE DOMAINS<br />

David Rafaja, Volker Klemm and Milan Dopita *<br />

Institute of <strong>Materials</strong> Science, TU Bergakademie Freiberg,<br />

Gustav-Zeuner-Str. 5, D-09599 Freiberg, Germany,<br />

E-mail: rafaja@ww.tu-freiberg.de<br />

ABSTRACT<br />

Partial coherence of crystallites is often observed in<br />

supra-hard nanocomposites having a str<strong>on</strong>g texture as<br />

an effect causing the diffracti<strong>on</strong> line “narrowing”. The<br />

degree of the partial coherence depends <strong>on</strong> the crystallite<br />

size, <strong>on</strong> the local preferred orientati<strong>on</strong> of crystallites<br />

and <strong>on</strong> the size of the diffracti<strong>on</strong> vector. C<strong>on</strong>sequently,<br />

the microstructure parameters influencing the<br />

partial coherence of crystallites can be determined from<br />

the dependence of the diffracti<strong>on</strong> line broadening <strong>on</strong><br />

the size of the diffracti<strong>on</strong> vector. In some thermodynamically<br />

unstable systems, like in Ti-Al-Si-N and Cr-<br />

Al-Si-N thin films, the str<strong>on</strong>gly correlated orientati<strong>on</strong><br />

of adjacent crystallites that is a necessary c<strong>on</strong>diti<strong>on</strong> for<br />

their partial coherence can be understood as an indicator<br />

of the spinodal decompositi<strong>on</strong>.<br />

INTRODUCTION<br />

<strong>Nanocrystalline</strong> materials are employed in many industrial<br />

applicati<strong>on</strong>s, e.g. in materials for catalytic c<strong>on</strong>verters,<br />

in producti<strong>on</strong> of self cleaning surfaces, in magnetic<br />

nanostructures or in supra-hard nanocomposites.<br />

Nano-sized structures combine advantages of excellent<br />

chemical and physical properties that are tailored by<br />

modificati<strong>on</strong> of the material’s microstructure. For these<br />

reas<strong>on</strong>s, the microstructure analysis <strong>on</strong> nanocrystalline<br />

materials and nanocomposites is a very important issue<br />

for materials science. Obligatory methods for the microstructure<br />

analysis <strong>on</strong> nano-sized structures are the<br />

transmissi<strong>on</strong> electr<strong>on</strong> microscopy (TEM) and the highresoluti<strong>on</strong><br />

transmissi<strong>on</strong> electr<strong>on</strong> microscopy<br />

(HRTEM). The X-ray diffracti<strong>on</strong> (XRD) offers still<br />

some benefits, the n<strong>on</strong>-destructivity, a fast and easy<br />

sample preparati<strong>on</strong>, and excellent statistics being few<br />

of them. Thus, XRD is still regarded as a very important<br />

experimental method for the microstructure analysis<br />

<strong>on</strong> nanocrystalline materials and nanocomposites [1<br />

– 9].<br />

X-RAY SCATTERING ON NANOCRYSTALS<br />

Within the kinematical diffracti<strong>on</strong> theory, the diffracting<br />

volume of a material under study is assumed to<br />

c<strong>on</strong>sist of individual coherently diffracting domains<br />

called crystallites. The X-ray scattering <strong>on</strong> atomic<br />

structures is usually described by the amplitude of the<br />

scattered wave, E, which is equal to the Fourier transformati<strong>on</strong><br />

(FT) of the electr<strong>on</strong> density ( r )<br />

r<br />

ρ :<br />

r r r r r r<br />

E(<br />

q)<br />

= ρ( r ) exp(<br />

iq<br />

⋅ r ) dr<br />

= FT[<br />

ρ(<br />

r ) ] , (1)<br />

∫<br />

V<br />

where q r is the diffracti<strong>on</strong> vector and r r the positi<strong>on</strong>s<br />

of the scattering centres. Electr<strong>on</strong> density of an infinite<br />

crystal can be described as a c<strong>on</strong>voluti<strong>on</strong> of the elec-<br />

tr<strong>on</strong> density of the unit cell cell(<br />

)<br />

functi<strong>on</strong> L( r )<br />

r , see, e.g. [10]:<br />

r r r<br />

( r ) = ρ ( r ) ∗ L(<br />

r )<br />

where<br />

∞ cell<br />

r ρ with the lattice<br />

ρ , (2)<br />

( ) ∑ ∞<br />

r r<br />

r = δ r − rn<br />

2,<br />

n ). (3)<br />

1,n 3<br />

n1,<br />

n2,<br />

n3=<br />

−∞<br />

In Eq. (3), δ means the Dirac delta functi<strong>on</strong>, n1, n2 and<br />

n3 are integers. Analogously, the electr<strong>on</strong> density of an<br />

L r (<br />

individual crystallite ρ Xtal(<br />

) can be described by c<strong>on</strong>voluti<strong>on</strong><br />

the electr<strong>on</strong> density of the unit cell ( r )<br />

r<br />

ρ<br />

r r<br />

with the lattice functi<strong>on</strong> L (r)<br />

r multiplied by a shape<br />

functi<strong>on</strong> ( r )<br />

r<br />

Ω :<br />

r r r r<br />

ρ Xtal(<br />

r ) = ρcell(<br />

r ) ∗[<br />

Ω(<br />

r ) ⋅ L(r)]<br />

(4)<br />

( r )<br />

r<br />

Ω is equal to unity within the crystallite and zero<br />

outside. The amplitude of the wave scattered by the<br />

crystallite is then given by the Fourier transformati<strong>on</strong><br />

of the electr<strong>on</strong> density (r )<br />

r<br />

ρ Xtal :<br />

r<br />

r<br />

r r r<br />

E(<br />

q)<br />

= FT[<br />

ρXtal<br />

( r ) ] = FT{ ρcell(<br />

r)<br />

∗ [ Ω(<br />

r ) ⋅ L(<br />

r ) ] } =<br />

r r r<br />

(5)<br />

= FT[<br />

ρcell(<br />

r ) ] ⋅ FT[<br />

Ω(<br />

r ) ⋅ L(<br />

r ) ]<br />

The last term in Eq. (5), FT(<br />

Ω ⋅ L)<br />

, describes the shape<br />

of three-dimensi<strong>on</strong>ally periodic reciprocal lattice points<br />

that are broadened due to the finite crystallite size. The<br />

Fourier transformati<strong>on</strong> of the electr<strong>on</strong> density of a unit<br />

cell is equal to the structure factor, which in the first<br />

approximati<strong>on</strong> can be treated as a c<strong>on</strong>stant within the<br />

size of individual reciprocal lattice points:<br />

[ ( ) ] ( ) ( l)<br />

r r<br />

FT ρ cell r = F q ≈ F hk (6)<br />

Within <strong>on</strong>e reciprocal lattice point, the amplitude of the<br />

wave scattered by a finite crystallite is c<strong>on</strong>sequently<br />

given by a product of the structure factor of the unit<br />

cell and the Fourier transformati<strong>on</strong> of the shape factor:<br />

r<br />

r<br />

E ( q)<br />

= F(<br />

hkl)<br />

⋅ FT[<br />

Ω(r)]<br />

(7)<br />

The intensity scattered by the diffracting volume of<br />

material is proporti<strong>on</strong>al to the modulus of the sum of<br />

the amplitudes of waves scattered by individual crystallites<br />

(domains):<br />

N<br />

N<br />

r<br />

I(<br />

q)<br />

∝<br />

*<br />

∑ [ Fhkl<br />

⋅ FT( Ω)<br />

] n ⋅∑<br />

[ Fhkl<br />

⋅ FT(<br />

Ω)<br />

] n (8)<br />

n=<br />

1<br />

n=<br />

1<br />

Asterisk in Eq. (8) denotes the complex c<strong>on</strong>jugate. The<br />

summati<strong>on</strong> is performed over all crystallites within the<br />

irradiated volume of the sample. The product of the<br />

sums in Eq. (8) can easily be rewritten into the following<br />

form, which is more suitable for explaining the coherence<br />

phenomena in nanocrystalline materials:<br />

N<br />

r<br />

I(<br />

q)<br />

∝ ∑[<br />

F ⋅ ( Ω)<br />

] *<br />

hkl<br />

FT n ⋅[<br />

Fhkl<br />

⋅ FT(<br />

Ω)<br />

] n +<br />

n=<br />

1<br />

(9)<br />

N −1<br />

N −m<br />

+ 2∑∑[<br />

F ⋅ ( Ω)<br />

] *<br />

hkl<br />

FT n ⋅[<br />

Fhkl<br />

⋅ FT(<br />

Ω)<br />

] n+<br />

m<br />

m=<br />

1 n=<br />

1<br />

The first term in Eq. (9) describes the scattering of Xrays<br />

<strong>on</strong> identical domains, i.e. the interference of waves<br />

scattered by the same crystallites. The sec<strong>on</strong>d term describes<br />

the interference of waves scattered by different<br />

cell<br />

7

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