Audit Manual - Core Treasury System Uttarakhand

Government of Uttarakhand
Audit Manual
Sr. No Activity Risk Audit Steps
• Verify whether Gurad files are maintained
• Verify Whether at Block Development Office level, roles and
responsibilities have been defined and decided
• Verify whether all final register are maintained and a register for
registers is maintained
• Verify whether movement register is maintained
• Verify whether surveys and visits has been performed as per plan
• Verify whether periodic returns register has been kept properly
• Verify whether block office is cleaned and all chairs and tables are
clean
• Verify the process of review and appraisal used by Block
Development Officer for employees
• Verify whether Block Development Officer has participated in
meetings done for Block development
• Verify whether fund has been requested for Group Insurance
schemes and the details for the same
58 Provision of Training to Panchayats • Absence of trainings can lead to
stagnation in knowledge resulting into
• Obtain list of all the training during the audit period.
• Verify whether the annual training plan is approved by the
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