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(4) Security ownership of certain record and beneficial owners and management. Security ownership of certain record and beneficial owners of five per centum (5%) or more of the outstanding capital stock of the Registrant as of April 30, 2011: Title of Class Name and Address of Record Owner and Relationship with ATS Name of Beneficial Owner and Relationship with Record Owner Citizenship No. of Shares Held Percent of Class Common 1. Negros Navigation Co., Inc. Pier 2, North Harbor, Manila (PARENT COMPANY) Negros Navigation Co., Inc. Authorized Representative: Mr. Sulficio O. Tagud Jr. President Filipino 2,400,141,995 98.12% Preferred 2. PCD Nominee Corporation (Filipino) 37/F Enterprise Building Ayala Avenue, Makati City (STOCKHOLDER) Various Clients Filipino 2,962,151 64.95% Negros Navigation Co., Inc. (“NENACO”) is one of the oldest domestic shipping companies in the Philippines. It was organized and registered with the Securities and Exchange Commission (SEC) on 26 July 1932 for the purpose of transporting passengers and cargoes at various ports of call in the Philippines. NENACO is 99.03% owned by KGLI-NM Holdings, Inc. Security Ownership of Management – Record and Beneficial Owners as of April 30, 2011: Title of Class Common Common Common Common Common Common Common Common Common Name of Beneficial Owner and Position Jon Ramon M. Aboitiz Chairman of the Board Sulfico O. Tagud, Jr. President and CEO Jeremias E. Cruzabra Director Mark E. Williams Director Michelle Lu Director Enrique M. Aboitiz, Jr. Director Bob D. Gothong Director Amb. Raul C. Rabe Independent Director Francis Chua Independent Director TOTAL Citizenship Amount and nature of ownership (Indicate record and/or beneficial) Filipino 10 – “direct” 126,460 – “indirect” Record Owner: Lekeitio & Company. Inc. Filipino 1,000 – “indirect” Record Owner: PCD Nominee Corporation (Filipino) Filipino 1,000 – “indirect” Record Owner: PCD Nominee Corporation (Filipino) American 1,000 – “indirect” Record Owner: PCD Nominee Corporation (Non-Filipino) Chinese 1,000 – “indirect” Record Owner: PCD Nominee Corporation (Non-Filipino) Filipino 10 – “indirect” Record Owner: PCD Nominee Corporation Filipino 148 – “direct” Filipino 1,000 – “indirect” Record Owner: PCD Nominee Corporation (Filipino) Filipino 10 ,000– “direct” 10,158”directt”; 131,470“indirect”b” Percent of Class 0.01% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% Security Ownership of the Directors and Officers in the Registrant as a Group: Common is 141,628 shares. 4
Voting trust holders of 5% or More No person holds more than five per centum (5%) of a class under a voting trust agreement or similar arrangement. Changes in Control In December 28, 2010, NENACO purchased the shareholdings of Aboitiz Equity Ventures, Inc. (AEV) in ATS comprising 1,889,489,607 common shares at a purchase price of approximately PhP3.55 billion and the shareholdings of Aboitiz & Company, Inc. (ACO) in ATS comprising 390,322,384 common shares at a purchase price of approximately PhP734 million. In February 2011, as a result of the mandatory Tender Offer, NENACO purchased an additional 120,330,004 common shares in ATS. NENACO now owns 2,400,141,995 common shares of ATS, equivalent to 98.12% Item 5. DIRECTORS AND A EXECUTIVE OFFICERS Board of Directors, Including Independent Directors and Executive Officers The names, ages, citizenship, position and offices held or will hold, and brief description of business experience during the past 5 years (except those years stated otherwise) and other directorships held in reporting companies, including name of each company, of all directors and executive officers are as follows: Mr. Jon Ramon M. Aboitiz, 62 years old, Filipino, has served as Chairman of the Board since 2002 and a Director since 1996. His other positions include Chairman of the Board of Directors of Aboitiz Equity Ventures, Inc., Aboitiz and Company. Inc., and Aboitiz Jebsen Bulk Transport Corporation, and Vice Chairman of the Board of Directors of Union Bank of the Philippines and Aboitiz Power Corporation; President of Aboitiz Foundation, Inc. and Trustee and Vice President of the Ramon Aboitiz Foundation, Inc. He graduated with a degree in Commerce major in Management from the University of Santa Clara, California, U.S.A. Mr. Sulficio O. Tagud, Jr., 60 years old, Filipino, has served as President, Chief Executive Officer, and Director of ATS since December 2010. He has also served as the Chairman and President of KGLI-NM Holdings, Inc. since July 2008; Chairman and Chief Executive Officer of NENACO since August 2004; and President of One Urban Resource and Property Management Company since September 2003. He graduated Class Valedictorian with a Bachelor of Science degree in Business Administration, major in Economics (Magna Cum Laude) at Xavier University, Cagayan De Oro City. He also completed his Masters in Industrial Economics at the Center for Research and Communication in Manila, and Masters in Business Administration at the Ateneo de Manila University. He also completed Real Estate Development Program at the Urban Land Institute at Washington, D.C., U.S.A. Mr. Jeremias E. Cruzabra, 44 years old, Filipino, has served as Director of ATS since December 2010. He has also served as the Chief Finance Officer of NENACO since April 2004; Chief Finance Officer and Board Director of KGLI-NM Holdings, Inc. since July 2008; Court-Appointed Receiver of Selegna Holdings Corporation since November 2006; Chief Finance Officer (and later Trustee) of Sapphire Securities, Inc. (owned by the Brunei Investment Agency) from 1997 to 1999. He started his career with SGV & Co. (a member company of Ernst & Young) from 1988 to 1992. Mr. Cruzabra, who is a Certified Public Accountant (CPA), graduated with a Bachelor of Science degree in Commerce, major in Accounting (Magna Cum Laude) from the University of Luzon, and has completed his Masters in Business Administration at Murdoch University in Perth, Western Australia. Amb. Raul Ch. Rabe, 70 years old, Filipino, has been an Independent Director of ATS since December 2010. He has also served as a member of the Board of Directors of KGLI-NM Holdings, Inc. since July 2008; Bancommerce Investment Corporation since 2007; PET Plans, Inc. since 2007; Vivant 5
Page 1 and 2: COVER SHEET 4 4 0 9 SEC Registratio
Page 3 and 4: Dear Stockholder: ABOITIZ TRANSPORT
Page 5 and 6: INFORMATION STATEMENT (SEC FORM 20-
Page 7: Section 6 of the Corporation Code w
Page 11 and 12: ehabilitation proceedings under the
Page 13 and 14: new composition of the Company’s
Page 15 and 16: Committee and Risk Management Commi
Page 17 and 18: C. OTHER MATTERS Item 8. MERGERS, C
Page 19 and 20: viii. approval for treasury matters
Page 21 and 22: SIGNATURE PAGE After reasonable inq
Page 23 and 24: Consolidated Aboitiz One, Inc and S
Page 25 and 26: docking costs of vessels are being
Page 27 and 28: The figures above are in P’MM exc
Page 29 and 30: Cashflow Statement Total capital ex
Page 31 and 32: Passage business reduced by P41.1 m
Page 33 and 34: iii. iv. All significant elements o
Page 35 and 36: Kerry - Aboitiz Logistics Inc. (KAL
Page 37 and 38: 19. Iker Aboitiz 20. Francisco Bene
Page 39 and 40: This committee is likewise is respo
Page 41 and 42: Total compensation paid/accrued for
Page 43 and 44: Under the new management, there is
Page 45 and 46: Passage and Shipmanagement. It is a
Page 47 and 48: Noteworthy, in compliance with corp

COVER SHEET - 2Go

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