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Behavioural Surveillance Surveys - The Wisdom of Whores

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Procedure for second stage sampling<br />

For fixed number from each cluster.<br />

<strong>The</strong> procedure for second stage sampling<br />

is described in detail in Chapter 4. It involves<br />

selecting respondents from among members<br />

<strong>of</strong> the sup-population at the site in a<br />

systematic way. In this example, 10 women<br />

need to be randomly selected from each timelocation<br />

cluster.<br />

It is important that the team keep track <strong>of</strong><br />

the information in Table 1 (below) for each<br />

cluster. A prototype cluster information form<br />

is provided in Appendix 4 to help the survey<br />

manager organize the fieldwork. It is important<br />

to track this information separately for each<br />

cluster, and for each cluster to have a unique<br />

identifying number which is recorded on the<br />

sheet. If this information is not tracked, it will<br />

not be possible to calculate the sampling<br />

probabilities.<br />

Table 1 : Information to record<br />

at each cluster<br />

• cluster number and location<br />

• number <strong>of</strong> respondents invited to<br />

participate in the survey<br />

• number <strong>of</strong> completed interviews<br />

• number <strong>of</strong> refusals<br />

• number <strong>of</strong> duplicates (if the person was<br />

previously interviewed as part <strong>of</strong> this<br />

round <strong>of</strong> the BSS in this sub-population<br />

on another day or at another site)<br />

• the total measure <strong>of</strong> size for the cluster<br />

(number <strong>of</strong> respondents who come in<br />

contact with the site during the specified<br />

time interval)<br />

Variation when “take-all” strategy is used<br />

<strong>The</strong> second option that was described for<br />

second stage sampling was the “take-all”<br />

strategy, which has the advantage <strong>of</strong> resulting<br />

in a self-weighted sample. <strong>The</strong> procedure<br />

used for first stage sampling is exactly the<br />

same as the one described above for floating<br />

sex workers. <strong>The</strong> only difference is that<br />

during the second stage <strong>of</strong> sampling, instead<br />

<strong>of</strong> sub-sampling a fixed number from among<br />

all women who appear at the site during a<br />

fixed interval, all women who appear at the<br />

site during the specified time frame must be<br />

invited to participate. For this reason, it is not<br />

recommended that this strategy be used unless<br />

the expected number <strong>of</strong> respondents is small<br />

for all clusters. Note that use <strong>of</strong> this strategy<br />

will result in a final sample size that is<br />

unpredictable. <strong>The</strong>refore, this method should<br />

not be used unless there are very good<br />

estimates available from the mapping exercise<br />

about the average number <strong>of</strong> respondents<br />

who can be expected at a site during a given<br />

time interval. It is also very important to pilot<br />

test the process, so that all the assumptions<br />

can be verified.<br />

<strong>The</strong> importance <strong>of</strong> pilot testing<br />

When using the “take-all” design, it is a<br />

very good idea to pilot test the assumptions<br />

used in calculating the inflated samples sizes<br />

(i.e. refusal and duplication factor), and also<br />

the number <strong>of</strong> clusters needed to get the<br />

desired number <strong>of</strong> respondents (i.e. average<br />

“sample take” per cluster. If this is not done,<br />

then it is very easy to “over” or “undershoot”<br />

the desired sample size.<br />

B EHAV I OR A L S U R V EI L L A NC E SURV EY S APPEN DI X 3<br />

319

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