the paradigm private client group of oppenheimer & co. inc.
the paradigm private client group of oppenheimer & co. inc.
the paradigm private client group of oppenheimer & co. inc.
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Oppenheimer & Co. Inc.<br />
Corporate Headquarters<br />
125 Broad Street<br />
New York, NY 10004<br />
(800) 221-5588<br />
www.op<strong>co</strong>.<strong>co</strong>m<br />
1 If you select one or more <strong>of</strong> <strong>the</strong> advisory services (i.e.: Planning Services) <strong>of</strong>fered by Oppenheimer & Co. Inc. or its affiliate Oppenheimer Asset Management<br />
Inc., we will be acting in an advisory capacity. If you ask us to effect securities transactions for you, we will be acting as a broker-dealer. Please see <strong>the</strong><br />
Oppenheimer & Co. Inc. website, www.op<strong>co</strong>.<strong>co</strong>m or call <strong>the</strong> branch manager <strong>of</strong> <strong>the</strong> <strong>of</strong>fice that services your ac<strong>co</strong>unt, for fur<strong>the</strong>r information regarding <strong>the</strong><br />
differences between brokerage and advisory products and services.<br />
2 Trust services are provided by Oppenheimer Trust Company.<br />
3 Consulting services provided by <strong>the</strong> Consulting Group at Oppenheimer Asset Management Inc. (OAM).<br />
4 Alternative investments such as Hedge Funds and Fund <strong>of</strong> Funds are made available only to qualified investors and involve various degrees <strong>of</strong> risk.<br />
Specific standards must be met before investing; generally; individual investors must have a net worth <strong>of</strong> $1.5 million and entities must have assets <strong>of</strong> at<br />
least $5 million to invest.<br />
The OMEGA Group is a program through Oppenheimer & Co. Inc. It <strong>of</strong>fers a unique managed money program in which experienced Financial Advisors act<br />
as portfolio managers for <strong>the</strong>ir <strong>client</strong>s.<br />
OAM and <strong>the</strong> Oppenheimer Trust Company are wholly owned subsidiaries <strong>of</strong> Oppenheimer Holdings Inc., which also wholly owns Oppenheimer & Co. Inc.<br />
(Oppenheimer), a registered broker/dealer and investment adviser. Securities are <strong>of</strong>fered through Oppenheimer.<br />
This brochure is intended for informational purposes only. All information provided and opinions expressed are subject to change without notice. No part <strong>of</strong><br />
this brochure may be reproduced in any manner without written permission <strong>of</strong> Oppenheimer. Nei<strong>the</strong>r Oppenheimer, Oppenheimer Trust Company, nor OAM<br />
provide legal or tax advice. However, your Oppenheimer Financial Advisor will work with <strong>client</strong>s, <strong>the</strong>ir attorneys and <strong>the</strong>ir tax pr<strong>of</strong>essionals to help ensure all<br />
<strong>of</strong> <strong>the</strong>ir needs are met and properly executed.<br />
© 2009 Oppenheimer & Co. Inc. Member <strong>of</strong> All Pr<strong>inc</strong>ipal Exchanges and Member SIPC<br />
08-PBRO-74 (12/08)
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