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NEW ALBANY POLICE DEPARTMENT - New Albany, Ohio

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<strong>NEW</strong> <strong>ALBANY</strong> <strong>POLICE</strong> <strong>DEPARTMENT</strong><br />

Directive 5.1 - Disciplinary Actions<br />

5.1.1 Policy<br />

The <strong>New</strong> <strong>Albany</strong> Police Department strives to ensure the prompt and courteous investigation of<br />

any violation of established Rules of Conduct and/or complaint(s) against an employee. Minor<br />

violations will normally be subject to progressive discipline, pursuant to Codified Ordinance<br />

155.26 (for non-union employees) and Collective Bargaining Agreement (CBA) Article 10 (Section<br />

10.2)(for sworn members of the union). Serious violations may result in more serious forms of<br />

discipline.<br />

Upon completion, all non-criminal investigations shall be designated as one of the following:<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Exonerated - the alleged act(s) occurred but was justified, legal, and proper. The action(s)<br />

was consistent with agency policy<br />

Sustained - the accused employee committed all or part of the alleged act(s) of misconduct<br />

Misconduct Not Based on Complaint - the discovery of an act(s) of misconduct that was not<br />

specified or alleged in the original complaint<br />

Policy Failure - although the action(s) of the employee was consistent with agency policy<br />

(exoneration), a review of the complaint/allegation indicates that the policy should be<br />

changed<br />

Not Sustained - the investigation did not produce sufficient information to clearly prove or<br />

disprove the allegation<br />

Unfounded - the alleged act of misconduct did not occur<br />

Withdrawn - the complainant formally withdrew his/her complaint prior to completion of the<br />

investigation<br />

On-going internal affairs investigative files shall be considered confidential and will be kept secure<br />

at all times. The investigating supervisor will maintain these files in a secure location during an<br />

investigation. The Chief of Police is responsible for the maintenance of completed internal<br />

investigation files.<br />

5.1.2 Progressive Discipline<br />

Pursuant to Codified Ordinance 155.26(d)(for non-union employees) and CBA Article 10 (Section<br />

10.3)(for sworn members of the union), when disciplinary action is taken which results in a<br />

disciplinary action of record, the employee shall be given a written copy of such record.<br />

A. Incident Interview (see Addendum A)<br />

This is a form used to record counseling, training, or discussions involving minor<br />

incidents of improper conduct by non-union employees. These records will be retained by<br />

the issuing supervisor until the next regularly scheduled annual performance evaluation.<br />

A copy of an Incident Interview shall also be forwarded to the Chief of Police. Incident<br />

Interviews will not be used for sworn members of the union. Disciplinary action(s) for<br />

sworn union members begins at the next step (Oral Reprimand).<br />

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