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Biosafety Manual PDF - Lawrence Berkeley National Laboratory

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<strong>Biosafety</strong> <strong>Manual</strong><br />

IBC-approved version (May 18, 2010)<br />

Work with biological materials, like all work at LBNL, must be conducted using the guiding<br />

principles and five core functions of Integrated Safety Management (ISM) (e.g., define scope of<br />

work, analyze hazards, develop and implement controls, perform work within controls, feedback<br />

and continuous improvement) as discussed in PUB-3000, Section 1.4. These core functions are<br />

integrated into the work authorization and control functions summarized above in Table 1.<br />

3.0 Work and Risk Assessment<br />

The work scope must be defined and the hazards and risks must be assessed before work<br />

begins. These work-planning processes are the first two core ISM functions and required by<br />

biosafety standards. Biological work and risks at LBNL are defined using established<br />

institutional assessment and authorization processes, a structured approach as required by the<br />

Department of Energy (DOE), and the standard biosafety risk assessment process defined by<br />

the Centers for Disease Control and Prevention (CDC) and the <strong>National</strong> Institutes of<br />

Health (NIH). It is a primary responsibility of workers, work leads, and supervisors to ensure<br />

these processes are implemented before work begins.<br />

3.1 LBNL Assessment and Authorization Processes<br />

LBNL uses the following institutional assessment and authorization processes and documents<br />

to define work, identify biological hazards and potential exposures, assess biological risks, and<br />

establish biosafety controls:<br />

• A Job Hazards Analysis (JHA) is prepared for each worker (see PUB-3000, Chapter 32).<br />

• A Subcontractor Job Hazards Analysis and Work Authorization (SJHAWA) is prepared<br />

for each subcontractor, vendor, or guest (see Chapter 31).<br />

• <strong>Biosafety</strong> Work Authorizations are prepared for work with biological materials in specific<br />

operations or projects. In the case of research involving biological materials, the<br />

Institutional <strong>Biosafety</strong> Committee (IBC) reviews and approves the definition of work, risk<br />

assessment, and controls as part of the authorization process. See Section 5.1 below<br />

and PUB-3000, Section 26.8, for details.<br />

3.2 <strong>Biosafety</strong> Risk Assessment Process<br />

The institutional assessment and authorization processes and documents noted in Section 3.1<br />

above incorporate the standard biosafety risk assessment process defined and required by<br />

CDC, NIH, and DOE in the <strong>Biosafety</strong> in Microbiological and Biomedical Laboratories (BMBL),<br />

the NIH Guidelines for Research Involving Recombinant DNA Molecules (NIH Guidelines),<br />

and the Worker Health and Safety Program (WSHP).<br />

The standard biosafety risk assessment process starts with considering three primary factors: 1)<br />

the inherent work hazard posed by the biological material or agent, 2) the susceptible hosts (i.e.,<br />

receptors) that may be affected by the material or agent, and 3) the exposure pathways<br />

between the threat hazard and the susceptible host.<br />

In addition, BMBL outlines the following five-step approach for laboratory supervisors and work<br />

leads to assess biological risk and to select controls for laboratory work:<br />

Printed copies are not official versions of this manual. Before using the printed copy, verify that it is the most current version.<br />

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