14.11.2012 Views

Determination of partial factors for vertically loaded piles for a ...

Determination of partial factors for vertically loaded piles for a ...

Determination of partial factors for vertically loaded piles for a ...

SHOW MORE
SHOW LESS

Create successful ePaper yourself

Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.

JCSS<br />

Workshop on Reliability Based Code Calibration<br />

<strong>Determination</strong> <strong>of</strong> <strong>partial</strong> <strong>factors</strong> <strong>for</strong> <strong>vertically</strong> <strong>loaded</strong> <strong>piles</strong><br />

<strong>for</strong> a seismic loading condition based on reliability theory<br />

Yusuke Honjo Shailendra Amatya Makoto Suzuki Masahiro Shirato<br />

Gifu University,<br />

Gifu, Japan<br />

Gifu University,<br />

Gifu, Japan<br />

Shimizu Corporation,<br />

Tokyo, Japan<br />

1<br />

Public Works<br />

Research Institute,<br />

Tsukuba, Japan<br />

Abstract<br />

The aim <strong>of</strong> this study is to establish a procedure in the limit state design <strong>for</strong>mat to<br />

rationally determine the <strong>partial</strong> <strong>factors</strong> <strong>for</strong> a <strong>vertically</strong> <strong>loaded</strong> pile based on a sound<br />

reliability theory. The frequency <strong>of</strong> the usage <strong>of</strong> pile types and dimensions are<br />

investigated first. Several design examples are selected, and load ranges and<br />

combinations on typical <strong>piles</strong> are studied. Based on these results, typical load<br />

intensities, load combinations and soil pr<strong>of</strong>iles are set <strong>for</strong> the code calibration. Also<br />

uncertainties involved in seismic loading are investigated based on the historical<br />

seismic data using an extreme statistical analysis, so called POT (peaks over<br />

threshold) analysis. Uncertainties concerning resistances <strong>of</strong> <strong>piles</strong> are taken from a<br />

well-known study by Okahara et al (1991). FORM (first order reliability method)<br />

analysis is carried out to find out the current level <strong>of</strong> reliability index. Finally, the<br />

design value method is employed to determine the <strong>partial</strong> <strong>factors</strong>.<br />

Keywords: pile design, vertical bearing capacity, <strong>partial</strong> <strong>factors</strong>, safety factor,<br />

reliability analysis, FORM, extreme statistics, POT analysis, code calibration<br />

1 Introduction<br />

1.1 Background<br />

It is recognized widely that one <strong>of</strong> the origins <strong>of</strong> the introduction <strong>of</strong> the limit design<br />

concept started in Denmark in 1960s by the ef<strong>for</strong>t <strong>of</strong> Brinch-Hansen (1967). By<br />

1970s, Danish geotechnical design code has been based on the limit state design<br />

concept and <strong>partial</strong> <strong>factors</strong> were introduced. It is considered that Eurocode 7 (CEN,<br />

1994) was much influenced by this code (Meyerh<strong>of</strong> 1993; Ovesen, 1993).<br />

The introduction <strong>of</strong> the limit state design concept, which is sometimes called Load<br />

and Resistance Factors Design (LRFD), is also coming to be popular in North<br />

America. Such works includes Barker et al (1991), AASHTO (1994), Becker (1996)<br />

and Phoon, Kulhawy and Grigoriu (1995 and 2000).<br />

Gobel (1999) has summarized the works done in this area, especially in North<br />

America, and concluded that most <strong>of</strong> the works done in 1990s still contain some<br />

degree <strong>of</strong> vagueness in the determination <strong>of</strong> resistance <strong>factors</strong>. He further<br />

emphasizes the use <strong>of</strong> available databases and rational probabilistic analysis to<br />

determine the <strong>partial</strong> <strong>factors</strong>.


JCSS<br />

Workshop on Reliability Based Code Calibration<br />

Paikowsky and Stenersen (2000) who are working <strong>of</strong> revision <strong>of</strong> the AASHTO driven<br />

pile design procedure are proposing a method to design <strong>piles</strong> based on<br />

measurements during pile driving. They have carried out extensive statistical<br />

analysis on a large database, and <strong>partial</strong> <strong>factors</strong> are proposed based on this result.<br />

In Japan, conversions <strong>of</strong> the current design codes to ones based on the limit state<br />

design concept are very much activated (see Honjo et al, 2000). All the major<br />

foundation design codes seem to be aiming at the limit state design code and<br />

per<strong>for</strong>mance based design concepts.<br />

1.2 Objectives <strong>of</strong> this study<br />

The objective <strong>of</strong> this study is to establish a procedure to rationally determine the<br />

<strong>partial</strong> <strong>factors</strong> <strong>for</strong> a <strong>vertically</strong> <strong>loaded</strong> pile in the limit state design <strong>for</strong>mat based on a<br />

sound reliability theory. We would employ pile design method specified in<br />

“Specifications <strong>for</strong> Highway Bridges IV: Substructures” (JRA, 1996), denoted as SHB<br />

(1996) hereafter.<br />

This conventional design method can be rewritten in a simplified <strong>for</strong>m as follows:<br />

1<br />

( Rt<br />

+ Rs<br />

) ≥ Sd<br />

+ Se<br />

(1)<br />

Fs<br />

where Rt and Rs are pile tip and pile side resistances, Rs being considered <strong>for</strong> two<br />

cases: in sand and in cohesive soil, whereas, Sd and Se are vertical pile top <strong>for</strong>ces<br />

induced by dead load and seismic <strong>for</strong>ce.<br />

In the <strong>partial</strong> factor <strong>for</strong>mat <strong>for</strong> which we are going to carry out calibration, the <strong>partial</strong><br />

<strong>factors</strong> are applied to dead and seismic loads as well as pile tip and side resistances<br />

which can be <strong>for</strong>mulated as the follows:<br />

γ R + γ R ≥ γ S + γ S<br />

(2)<br />

Rt<br />

t<br />

Rs<br />

s<br />

Sd<br />

d<br />

Se<br />

e<br />

where γRt, γRs, γSd and γSe are <strong>partial</strong> <strong>factors</strong> <strong>for</strong> the resistances and the <strong>for</strong>ces<br />

respectively.<br />

2 Frequent load ranges, combinations and soil pr<strong>of</strong>iles<br />

2.1 Type and size <strong>of</strong> <strong>piles</strong> used in highway bridge foundations in<br />

Japan<br />

Fukui et al (1996) has carried out an investigation based on a questionnaire to study<br />

the details <strong>of</strong> highway bridge foundations in Japan. The investigation period was<br />

from November 1995 to January 1996. 4,995 bridge foundations were investigated<br />

<strong>of</strong> which 2,441 were ordinary pile foundations.<br />

Presented in Fig. 1(a) is distribution <strong>of</strong> pile types among these 2,441 cases where<br />

about 70% consists <strong>of</strong> cast-in place <strong>piles</strong>, 24% steel <strong>piles</strong> and 5% PHC (pre-stressed<br />

high strength concrete) <strong>piles</strong>. The frequency <strong>of</strong> the cast-in place pile is considerably<br />

high due to the environmental restrictions during construction, such as noise and<br />

vibration. Due to the extraordinary high usage frequency <strong>of</strong> cast in-situ pile, only<br />

these types <strong>of</strong> <strong>piles</strong> are considered in this study.<br />

2


JCSS<br />

The distribution <strong>of</strong> pile diameters <strong>of</strong> the<br />

1,734 cast in-situ <strong>piles</strong> is shown in<br />

Fig. 1(b). Although some <strong>piles</strong> have<br />

diameter <strong>of</strong> 200 cm, more than 95% <strong>of</strong><br />

them have diameter between 100 to 150<br />

cm. Concerning the length <strong>of</strong> the cast-in<br />

place <strong>piles</strong>, about 85% <strong>of</strong> them distribute<br />

between 6 to 30 m as presented in<br />

Fig. 1(c).<br />

2.2 Characteristics <strong>of</strong> the load<br />

ranges and combinations<br />

and the chosen cases<br />

Based on the investigation on usage frequency<br />

<strong>of</strong> the <strong>piles</strong> <strong>for</strong> highway bridge<br />

foundations, 8 pile foundation design<br />

examples <strong>of</strong> cast-in place <strong>piles</strong> are selected<br />

<strong>for</strong> more detailed study on load<br />

ranges and combinations. The pile<br />

diameter ranges between 100 to 150 cm<br />

and the length 9.5 to 35.5 m. The<br />

ranges conveniently cover the most<br />

frequent dimensions <strong>of</strong> the commonly<br />

used cast in-situ <strong>piles</strong>.<br />

In 7 among the 8 examples chosen, the<br />

critical loading condition is seismic loading<br />

in L1 (Level 1) seismic situation 1 . In<br />

only one case, the pile diameter is determined<br />

by the L2 seismic <strong>for</strong>ce. Mainly<br />

<strong>for</strong> this reason, the <strong>partial</strong> <strong>factors</strong> are<br />

only calibrated <strong>for</strong> L1 case in this study.<br />

Since L1 seismic loading situation is the<br />

most critical <strong>for</strong> vertical loading <strong>of</strong> the<br />

most <strong>of</strong> pile foundations, the vertical load<br />

intensity and load combinations <strong>of</strong> this<br />

situation <strong>for</strong> the most critical <strong>piles</strong> in<br />

each foundation example are plotted in<br />

Fig. 2 2 .<br />

Workshop on Reliability Based Code Calibration<br />

1 In SHB(1996), two seismic situations are considered: L1 (Level 1)earthquakes whose occurrences<br />

are expected to be several times during the service life <strong>of</strong> a structure. L2 (Level 2) earthquakes are<br />

much larger earthquakes whose occurrences are not certain during the service life. SHB specifies that<br />

seismic coefficient method be used <strong>for</strong> L1 earthquakes, whereas the ductility design method be<br />

employed <strong>for</strong> L2 (JSCE, 2000).<br />

2 The vertical dead and seismic loads <strong>for</strong> the most critical <strong>piles</strong> in chosen pile foundations are<br />

calculated based on SHB specified calculation model. The model is basically rigid frame supported by<br />

vertical and horizontal subgrade reaction springs, and the loads, namely vertical, horizontal and<br />

moment, are applied at the center <strong>of</strong> footing as concentrated loads. In this calculation, the most<br />

critical <strong>piles</strong> are ones in the front row <strong>of</strong> the pile foundation.<br />

3<br />

Ratio (%)<br />

Frequency<br />

Frequency<br />

100<br />

80<br />

60<br />

40<br />

20<br />

1000<br />

800<br />

600<br />

400<br />

200<br />

500<br />

400<br />

300<br />

200<br />

100<br />

0<br />

0<br />

0<br />

69.2<br />

630<br />

1<br />

23.5<br />

773<br />

(b) Pile diameter (cast in-situ pile)<br />

3<br />

4.7 2.6<br />

Cast in- Steel <strong>piles</strong> PHC <strong>piles</strong> Other<br />

situ <strong>piles</strong><br />

Pile types<br />

(a) Pile types<br />

types<br />

266<br />

1<br />

58<br />

100 110 120 124 150 180 200<br />

Diameter (cm)<br />

33<br />

5 or less<br />

416 387<br />

6 to 10<br />

11 to 15<br />

317 364<br />

16 to 20<br />

21 to 30<br />

144<br />

31 to 40<br />

Pile length (m)<br />

(c) Pile length (Cast-in situ pile)<br />

61<br />

41 to 50<br />

9<br />

51 to 60<br />

Fig. 1. Piles used in Japanese highway<br />

bridge foundations (after Fukui et al, 1996)


JCSS<br />

It is a common practice to check the pile<br />

dimensions <strong>for</strong> two cases, namely the<br />

case when buoyancy is considered<br />

(assuming ground water level coincide<br />

with the ground surface) and the case<br />

when buoyancy is ignored. The load<br />

ranges and load combinations <strong>for</strong> the<br />

first case is shown in Fig. 2. It is observed<br />

in the figure that the range <strong>of</strong> the<br />

dead load lies from 500 to 2500 kN, so<br />

that the seismic vertical load ranges<br />

from 500 to 3,500 kN. The regression<br />

line <strong>for</strong> the mean <strong>of</strong> the dead load vs. the<br />

seismic load is Se = 1.2 Sd as indicated<br />

in the figure with the one standard<br />

deviation <strong>of</strong> Se = (1.2 ± 0.3) Sd.<br />

Essentially the same results are<br />

Workshop on Reliability Based Code Calibration<br />

obtained <strong>for</strong> the case where buoyancy is ignored: in this case, the regression line is<br />

given as Se = (1.4±0.4) Sd.<br />

Based on the results <strong>of</strong> the load range and the combinations found in Fig. 2, 21<br />

loading cases are set in the following way:<br />

1. The basic vertical loads are chosen. In regard to the load intensity range<br />

observed in Fig. 2, vertical loads <strong>of</strong> 500, 1000, 1500, 2000 and 2500 kN are<br />

chosen.<br />

2. For each vertical load, seismic loads are determined based on the regression<br />

lines presented in Fig. 2: 3 different kinds <strong>of</strong> seismic induced vertical <strong>for</strong>ces are<br />

set which are denoted by u, a and l (upper, average and lower). Thus, the cases<br />

are denoted as, <strong>for</strong> example, 500.u, 2000.a etc.<br />

3. For each case, a pile has to be designed <strong>for</strong> dead load and seismic induced<br />

vertical load under conditions considering and ignoring the buoyancy: they are<br />

indicated, <strong>for</strong> example, 500.u-bc (buoyancy considered), 2000.a-bn (buoyancy<br />

neglected).<br />

4. Two cases are set <strong>for</strong> 1500 and 2000 considering the higher frequency <strong>of</strong> the<br />

usage <strong>of</strong> the <strong>piles</strong> in these, whereas only one case is set <strong>for</strong> the others, i.e. 500,<br />

1000 and 2500.<br />

5. The soil pr<strong>of</strong>iles are set <strong>for</strong> the loading cases based on the selected pile<br />

foundation design examples described previously. They are believed to<br />

represent the variety <strong>of</strong> pr<strong>of</strong>iles encountered in pile foundation design in Japan.<br />

2.3 Designed pile lengths and diameters by the conventional<br />

method<br />

Piles are designed <strong>for</strong> each case set in the previous section based on the design<br />

method specified in SHB (1996). The designed diameters <strong>of</strong> <strong>piles</strong> are not rounded<br />

<strong>of</strong>f as are commonly done in practice, but left in the order <strong>of</strong> centimetres (cm). In the<br />

all cases, the diameters are determined <strong>for</strong> the cases pile buoyancy being neglected.<br />

In other words, L2 seismic situations are not critical in determining the dimensions <strong>of</strong><br />

<strong>piles</strong>.<br />

4<br />

Se (kN)<br />

5000<br />

4000<br />

3000<br />

2000<br />

1000<br />

0<br />

0 500 1000 1500 2000 2500 3000<br />

Sd (kN)<br />

Fig. 2. Dead loads vs. seismic loads


JCSS<br />

Workshop on Reliability Based Code Calibration<br />

3 Uncertainties in basic variables<br />

3.1 Uncertainties in the loads<br />

3.1.1 Dead load<br />

An investigation was carried out by Japan Road Association on uncertainty involved<br />

in the unit weight <strong>of</strong> rein<strong>for</strong>ced concrete. It was concluded that the error in the unit<br />

weight follows a normal distribution with mean 1.0 and s.d. 0.015 (JRA, 1989). In this<br />

study, a normal distribution with mean 1.0 and s.d. 0.1 is assumed <strong>for</strong> the uncertainty<br />

<strong>of</strong> dead load. It will be seen later that with this magnitude <strong>of</strong> uncertainty, the dead<br />

load has very little influence on the results <strong>of</strong> the reliability analysis.<br />

3.1.2 Seismic load<br />

To estimate the uncertainties in the seismic load, based on Usami catalogue (Usami,<br />

1997), the seismic data <strong>for</strong> the years 1600 to 1995 have been taken. Distances from<br />

the location <strong>of</strong> Tokyo Metropolis Hall to the epicentres are calculated. The<br />

accelerations <strong>for</strong> all the earthquakes from the data at distances deduced above are<br />

then calculated using Fukushima-Tanaka (1991) attenuation model, and yearly<br />

maximum accelerations extracted. Fig. 3 shows the yearly maximum acceleration<br />

obtained <strong>for</strong> Tokyo.<br />

The peaks over threshold (POT) analysis is employed in this study. In the POT<br />

analysis, the data over a relatively high threshold value, say u, are fitted to an<br />

exceedance distribution <strong>of</strong> u, F [u] (x). According to the theory by Balkema and de<br />

Hann (1974) and Pickands (1975), this can be well approximated by a General<br />

Pareto distribution, W(⋅), provided the threshold tends to the right endpoint <strong>of</strong> the<br />

distribution <strong>of</strong> data (Reiss & Thomas, 1997).<br />

F u [ ]<br />

F1(<br />

x)<br />

− F(<br />

u)<br />

( x)<br />

= P(<br />

X ≤ x | X > u)<br />

=<br />

, x ≥ u<br />

1−<br />

F(<br />

u)<br />

−1<br />

γ<br />

[ ] ⎛ x − u ⎞ ⎛ x − u ⎞<br />

F ( x)<br />

= W ⎜ ⎟ = 1−<br />

⎜1+<br />

γ ⎟<br />

⎝ σ ⎠ ⎝ σ ⎠<br />

u<br />

(3b)<br />

From these, using Hazen plot identity, we can then derive the following equation as<br />

the distribution function <strong>of</strong> the annual maximum:<br />

5<br />

(3a)<br />

n k k ⎡<br />

− 1<br />

γ<br />

+ 1−<br />

⎛ x − u ⎞<br />

⎤<br />

F x<br />

⎢<br />

⎟ ⎥<br />

1(<br />

) = + 1−<br />

⎜1+<br />

γ ⋅<br />

valid <strong>for</strong> x ≥ u<br />

(4)<br />

n + 1 n + 1⎢<br />

⎣<br />

⎝ σ ⎠ ⎥<br />

⎦<br />

where n = total number <strong>of</strong> observations, k = number <strong>of</strong> exceedances (or the number<br />

<strong>of</strong> data with x ≥ u), γ = shape parameter and σ = scale parameter <strong>of</strong> General Pareto<br />

distribution, u is the location parameter.<br />

The threshold values, u, are decided using exploratory data analysis tools as mean<br />

excess function (MEF) plot, γ-estimate plot and qq-plot.<br />

Sample MEF plot, Fig. 4(b), is a precursor <strong>of</strong> the heavy-tailed distribution which<br />

could be best fit to the data; the MEF <strong>of</strong> a Pareto distribution is a straight line with an<br />

increasing trend. Hence, the threshold value in our case shall be decided from the


JCSS<br />

Workshop on Reliability Based Code Calibration<br />

portion <strong>of</strong> the plot within which the sample MEF “looks linear”, and leave out the<br />

heavier-tailed portion deviating from it (Bassi, 1998).<br />

The γ-estimate plots obtained <strong>for</strong> different estimates <strong>of</strong> General Pareto distribution as<br />

maximum likelihood estimate (MLE), moment estimate (Moment) and Drees-<br />

Pickands estimate (D-P) are actually used to choose the thresholds. As can be seen<br />

in Fig. 4(a), these plots have “plateaus” or “peaks”. The regions <strong>of</strong> stable parameter<br />

estimates are one <strong>of</strong> these (Reiss, 1997). XTREMES s<strong>of</strong>tware (Reiss & Thomas,<br />

1997) was used to estimate the distribution parameters.<br />

The estimated parameters finally introduced in this study are as follows: n = 396, k =<br />

99, γ = 0.070, u = 26.66 and σ = 80.45. Fig. 4(c) shows the cumulative distribution<br />

functions <strong>of</strong> this estimated distribution and the sample data. The resulting 50, 100<br />

and 500-year expected values are 320, 490 and 570 gals respectively (Honjo &<br />

Amatya, 2001).<br />

seismic acceleration, x (gals)<br />

Fig. 3. Yearly maximum acceleration <strong>for</strong> Tokyo by Fukushima-Tanaka attenuation<br />

model (1991) based on Usami catalogue.<br />

-estimates<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

0<br />

1<br />

0.8<br />

0.6<br />

0.4<br />

0.2<br />

0<br />

-0.2<br />

-0.4<br />

-0.6<br />

-0.8<br />

1600<br />

1620<br />

1640<br />

1660<br />

1680<br />

1700<br />

Drees-Pickands estimates<br />

Moment estimates<br />

0 20 40 60 80 100 120 140 160 180 200<br />

Number <strong>of</strong> exceedances, k<br />

Fig. 4(a). γ-plots <strong>for</strong> yearly maximum acceleration <strong>for</strong> Tokyo<br />

1720<br />

1740<br />

1760<br />

1780<br />

6<br />

1800<br />

1820<br />

1840<br />

1860<br />

1880<br />

1900<br />

1920<br />

MLE estimates<br />

1940<br />

1960<br />

1980


Mean excess function, e (u )<br />

100<br />

80<br />

60<br />

40<br />

20<br />

JCSS<br />

Workshop on Reliability Based Code Calibration<br />

0 50 100 150 200<br />

Excess acceleration, u (gals)<br />

The obtained 100-year expected maximum acceleration is assumed to induce the<br />

seismic <strong>for</strong>ce that is employed in SHB (1996) L1 situation. In the reliability analysis,<br />

the reference period <strong>of</strong> a structure is assumed to be 100 years. Thus, the 100-year<br />

maximum seismic <strong>for</strong>ce distribution is obtained from Eq.(4) as follows:<br />

100<br />

⎛ x ⎞ ⎛ S ⎡<br />

⎤<br />

e ⎞ ⎛ Se<br />

⎞<br />

100 ( S ) 100 ⎜<br />

. 1 ⎟ = 100 ⎜ ⋅ 100 ⎟ = ⎢ 1 ⎜ ⋅ 100 ⎟<br />

e = G ⋅S<br />

e L F x F x ⎥ (5)<br />

⎝ x100<br />

⎠ ⎝ Se.<br />

L1<br />

⎠ ⎝ Se.<br />

L1<br />

⎠⎦<br />

G<br />

⎣<br />

where G100(Se) is the 100-year maximum seismic <strong>for</strong>ce distribution, Se is the seismic<br />

<strong>for</strong>ce, x is the maximum ground surface acceleration, x100 is the 100-year expected<br />

maximum ground surface acceleration, Se.L1 is the seismic <strong>for</strong>ce used in SHB (1996)<br />

<strong>for</strong> L1 seismic situation, F100 is the distribution function <strong>of</strong> 100-year maximum ground<br />

surface acceleration, and F1 is the distribution function <strong>of</strong> the annual maximum<br />

ground surface acceleration.<br />

3.2 Uncertainties in resistances<br />

Okahara et al (1991) tried to separately evaluate uncertainties in the SHB vertical pile<br />

bearing capacity calculation <strong>for</strong>mula on unit pile tip resistance, qd, and unit side<br />

resistance, f, based on the available pile loading tests data with respect to SPT<br />

N-values.<br />

First they defined the failure load <strong>of</strong> a pile as the load when vertical displacement <strong>of</strong><br />

the governments and the public authorities. Due to the fact that not all the cases<br />

provided all the necessary in<strong>for</strong>mation, only 32 cases could be put into analysis to<br />

evaluate the uncertainties <strong>for</strong> pile tip and side resistances <strong>for</strong> cast-in place pile.<br />

Shown in Table 1 are the results <strong>for</strong> cast in-situ <strong>piles</strong>. It is one <strong>of</strong> the distinguished<br />

features <strong>of</strong> their results that the biases <strong>of</strong> the calculated bearing capacity is small, i.e.<br />

1.07 and 1.12 <strong>for</strong> pile tip and side resistances. The c.o.v.'s are very high: 0.46 and<br />

0.63 respectively. They have carried out χ 2 fitness tests to the obtained distributions,<br />

and found they can be approximated either by normal distribution or lognormal<br />

distribution with the significance level <strong>of</strong> 5%.<br />

7<br />

F (x)<br />

1.00<br />

0.95<br />

0.90<br />

0.85<br />

0.80<br />

0.75<br />

0.70<br />

k = 99<br />

data<br />

MLE est.<br />

0 100 200 300<br />

x (gals)<br />

400 500 600<br />

Fig. 4(b). Sample MEF plot and Fig. 4(c). CDFs <strong>of</strong> estimated distribution and sample data


JCSS<br />

Workshop on Reliability Based Code Calibration<br />

Table 1. Uncertainties in the basic variables by Okahara et al (1991).<br />

Notation Definition <strong>of</strong> variables<br />

δf<br />

δqd<br />

δN<br />

Side resistance estimated based on the<br />

following <strong>for</strong>mula:<br />

f = 4 N (


JCSS<br />

Workshop on Reliability Based Code Calibration<br />

Table 2. Calculated <strong>partial</strong> <strong>factors</strong> by the design value method and the direct method<br />

Case<br />

Vertical<br />

dead<br />

load<br />

Vertical<br />

Diameter Length<br />

seismic<br />

<strong>of</strong> pile <strong>of</strong> pile<br />

load<br />

Sd (kN) Se (kN) D (m)<br />

L(m<br />

)<br />

Reliability<br />

Index<br />

Partial <strong>factors</strong> by the design<br />

value method<br />

9<br />

Partial <strong>factors</strong> directly<br />

calculated from the design<br />

values<br />

β γSd γSe γRt γRs γ * Sd γ * Se γ * Rt γ * Rs<br />

500.u 900 0.85 8.0 1.66 1.00 1.13 0.62 0.79 1.01 2.24 0.83 0.92<br />

500.a 500 700 0.77 8.0 1.77 1.01 1.13 0.62 0.78 1.01 2.33 0.82 0.91<br />

500.l<br />

500 0.68 8.0 1.91 1.01 1.12 0.63 0.76 1.02 2.45 0.81 0.88<br />

1000.u.1 1800 0.97 14.0 1.73 1.00 1.14 0.71 0.73 1.01 2.36 0.90 0.87<br />

1000.a.1 1000 1400 0.86 14.0 1.81 1.01 1.13 0.72 0.71 1.02 2.43 0.90 0.85<br />

1000.l.1<br />

1000 0.75 14.0 1.92 1.01 1.12 0.73 0.70 1.02 2.57 0.89 0.82<br />

1500.u.1 2700 0.91 27.5 1.64 1.00 1.13 0.79 0.69 1.01 2.22 0.96 0.85<br />

1500.a.1 1500 2100 0.8 27.5 1.74 1.01 1.12 0.79 0.67 1.01 2.29 0.96 0.83<br />

1500.l.1<br />

1500 0.68 27.5 1.88 1.01 1.11 0.80 0.65 1.02 2.36 0.96 0.80<br />

1500.u.2 2700 1.05 27.0 1.68 1.00 1.13 0.75 0.70 1.01 2.27 0.93 0.86<br />

1500.a.2 1500 2100 0.92 27.0 1.76 1.01 1.13 0.76 0.69 1.01 2.32 0.93 0.84<br />

1500.l.2<br />

1500 0.79 27.0 1.90 1.01 1.12 0.76 0.67 1.02 2.42 0.93 0.81<br />

2000.u.1 3600 1.45 22.5 1.70 1.00 1.13 0.69 0.73 1.01 2.29 0.88 0.88<br />

2000.a.1 2000 2800 1.29 22.5 1.79 1.01 1.13 0.70 0.72 1.02 2.36 0.88 0.86<br />

2000.l.1<br />

2000 1.12 22.5 1.93 1.01 1.12 0.70 0.70 1.02 2.48 0.87 0.83<br />

2000.u.2 3600 1.41 14.0 1.33 1.01 1.13 0.65 0.74 1.01 1.91 0.90 0.92<br />

2000.a.2 2000 2800 1.26 14.0 1.41 1.01 1.12 0.66 0.73 1.01 1.96 0.89 0.90<br />

2000.l.2<br />

2000 1.09 14.0 1.50 1.01 1.10 0.66 0.70 1.02 1.99 0.88 0.88<br />

2500.u 4500 1.41 23.5 1.67 1.00 1.13 0.73 0.71 1.01 2.27 0.92 0.86<br />

2500.a 2500 3500 1.24 23.5 1.75 1.01 1.13 0.74 0.69 1.01 2.32 0.92 0.84<br />

2500.l<br />

2500 1.07 23.5 1.90 1.01 1.12 0.75 0.67 1.02 2.43 0.92 0.81<br />

mean 1.73 1.01 1.13 0.71 0.71 1.02 2.30 0.90 0.86<br />

s.d. 0.16 0.00 0.01 0.06 0.03 0.00 0.17 0.04 0.04<br />

The sensitivity <strong>factors</strong>, α's, <strong>for</strong> the dead load, Sd, lies between -0.05 to -0.10, which<br />

essentially can be considered insensitive in the current reliability analysis. In<br />

contrast, those <strong>for</strong> the seismic load exhibit values between -0.82 to -0.87, which are<br />

significant and fall in relatively narrow range. On the other hand, those <strong>of</strong> the pile tip<br />

and side resistance, Rt and Rs, lie between 0.17 to 0.42 and 0.27 to 0.52 respectively.<br />

In the present study, it is intended that the newly developed design <strong>for</strong>mula should<br />

have equivalent safety margin compared to the conventional design <strong>for</strong>mula. For this<br />

reason, the target reliability index, βT, is set to 1.73, which is the average <strong>of</strong> the<br />

calculated reliability indices.<br />

The design value method is used to calculate the <strong>partial</strong> <strong>factors</strong> <strong>for</strong> Rt and Rs<br />

because the basic variables δqd and δf are assumed to follow the lognormal<br />

distributions.<br />

The calculated <strong>partial</strong> <strong>factors</strong> are presented in Table 2. In addition, the calculated<br />

<strong>partial</strong> <strong>factors</strong>, namely γRt and γRs, are plotted against Rs/Rt and L/D in Fig. 5 to be<br />

used in the further consideration where L and D being the length and the diameter <strong>of</strong><br />

each pile.<br />

The following considerations can be made based on these results:


JCSS<br />

1. The range <strong>of</strong> <strong>partial</strong> <strong>factors</strong> calculated<br />

by the design value method are<br />

1.00 - 1.01 <strong>for</strong> γSd, 1.10 - 1.14 <strong>for</strong> γSe,<br />

0.62 - 0.80 <strong>for</strong> γRt and 0.65 - 0.79 <strong>for</strong><br />

γRs.<br />

2. As supporting in<strong>for</strong>mation, the range<br />

<strong>of</strong> <strong>partial</strong> <strong>factors</strong> directly calculated<br />

from the design values are given.<br />

They are 1.01 - 1.02 <strong>for</strong> γSd’, 1.91 -<br />

2.48 <strong>for</strong> γSe’, 0.81 - 0.96 <strong>for</strong> γRt’ and<br />

0.81 - 0.91 <strong>for</strong> γRs’.<br />

3. The range <strong>of</strong> γSd is very narrow and<br />

can be essentially regarded as 1.0.<br />

4. The ranges <strong>of</strong> γSe are very different<br />

<strong>for</strong> the two methods; the fluctuation,<br />

however, is relatively narrow<br />

considering the thick tail <strong>of</strong> the<br />

extreme value distribution. The<br />

discrepancy between the results by<br />

the two methods comes from the<br />

inaccuracy in approximating this<br />

distribution by a lognormal distribution.<br />

It is there<strong>for</strong>e speculated that<br />

the both methods fail to give<br />

appropriate <strong>partial</strong> <strong>factors</strong> <strong>for</strong> the<br />

seismic <strong>for</strong>ce. Some careful treatments<br />

need to be taken in determining<br />

the <strong>partial</strong> factor <strong>for</strong> the seismic<br />

<strong>for</strong>ce.<br />

5. γRt and γRs varies rather widely. In<br />

order to understand reasons behind<br />

these scatters, they are plotted<br />

against Rs/Rt as shown in Fig. 5(a).<br />

It is very clear from the figure that γRt<br />

increases from 0.60 to 0.80 when<br />

Rs/Rt increases from 1.0 to 5.0,<br />

whereas γRs decreases from 0.80 to<br />

0.65 in the same range <strong>of</strong> Rs/Rt.<br />

Considering the convenience in the<br />

design calculation, Rs/Rt is replaced<br />

by L/D in Fig. 5(b). Essentially the<br />

same characteristic mentioned<br />

above is observed.<br />

6. In order to find reasons <strong>for</strong> the<br />

observed behaviour above, the<br />

sensitivity <strong>factors</strong> <strong>of</strong> Rt and Rs are<br />

Workshop on Reliability Based Code Calibration<br />

plotted against Rs/Rt in Fig. 6. αRt and αRs are exhibiting the same behaviour as<br />

γRt and γRs in Fig. 5; there<strong>for</strong>e it is appropriate to conclude that the sensitivity<br />

<strong>factors</strong> are responsible <strong>for</strong> the behaviour.<br />

10<br />

γRt and γRs<br />

γRt and γRs<br />

αRt and αRs<br />

0.85<br />

0.8<br />

0.75<br />

0.7<br />

0.65<br />

0.6<br />

0.55<br />

0.5<br />

γRt<br />

γRs<br />

0.0 1.0 2.0 3.0 4.0 5.0<br />

0.85<br />

0.8<br />

0.75<br />

0.7<br />

0.65<br />

Rs/Rt<br />

Fig. 5(a) R s/R t vs. γ Rt and γ Rs<br />

0.6<br />

0.55<br />

0.5<br />

γRt<br />

γRs<br />

0 10 20 30 40 50<br />

L/D<br />

0.60<br />

0.50<br />

0.40<br />

0.30<br />

0.20<br />

Fig. 5(b) L/D vs. γ Rt and γ Rs<br />

0.10 αRt<br />

0.00<br />

αRs<br />

0.0 1.0 2.0 3.0<br />

Rs/Rt 4.0 5.0 6.0<br />

Fig. 6 R s/R t vs. α Rt and α Rs


JCSS<br />

Workshop on Reliability Based Code Calibration<br />

5 Conclusions<br />

Based on the results obtained in the reliability analysis, a proposal is made to<br />

determine <strong>partial</strong> <strong>factors</strong> <strong>for</strong> each basic variables:<br />

Dead Load Sd: There is not much to discuss on determining the <strong>partial</strong> factor <strong>for</strong> Sd.<br />

All results support that 1.0 should be adopted <strong>for</strong> γSd.<br />

Seismic Load Se: Due to the extraordinary shape <strong>of</strong> the extreme value distribution, it<br />

seems that neither the design value method nor the direct calculation gives an<br />

appropriate <strong>partial</strong> factor value. For this reason, γSe is determined after the <strong>partial</strong><br />

<strong>factors</strong> <strong>for</strong> Rt and Rs are fixed. The value <strong>of</strong> 1.6 is finally recommended <strong>for</strong> γSe. The<br />

reason <strong>for</strong> this choice is to keep the ratio <strong>of</strong> the total <strong>for</strong>ce to the total resistance to be<br />

1:2, which is presently adopted in SHB (1996).<br />

Pile tip resistance Rt and side resistance Rs: As discussed above, the <strong>partial</strong> <strong>factors</strong><br />

are much influenced by the relative magnitude <strong>of</strong> Rt and Rs, which is also almost<br />

proportional to L/D ratio. Based on this fact, L/D ratio should be introduced in<br />

determining the <strong>partial</strong> <strong>factors</strong> because L/D can be more conveniently used in design<br />

calculation than Rs/Rt.<br />

The proposed <strong>partial</strong> <strong>factors</strong> are given as follows:<br />

γ<br />

γ<br />

Rt<br />

Rs<br />

=<br />

=<br />

0.<br />

60<br />

0.<br />

75<br />

+ 0<br />

− 0<br />

. 05<br />

L<br />

D<br />

. 0025<br />

L<br />

D<br />

L<br />

( 10 ≤ ≤<br />

D<br />

40)<br />

The proposed definitions are superposed on Fig. 5(b). If one feels some hesitation<br />

in introducing such a new L/D dependent <strong>partial</strong> <strong>factors</strong>, an alternative is to use a<br />

constant <strong>partial</strong> factor <strong>of</strong> 0.70 <strong>for</strong> both γRt and γRs. In this particular case, these two<br />

components happen to compensate each other, and the uni<strong>for</strong>m factor <strong>of</strong> 0.70 can<br />

almost give uni<strong>for</strong>m safety margin <strong>for</strong> considered combinations <strong>of</strong> Rt and Rs.<br />

Note that the views stated in this paper are those <strong>of</strong> the authors’, and do not<br />

necessarily reflect the resolutions <strong>of</strong> the working group in the JRA.<br />

References<br />

AASHTO (1994): AASHTO LRFD bridge design specifications, SI unit, First edition.<br />

Barker, R.M., J.M. Duncan, K.B. Rohiani, P.S.K. Ooi, C.K. Tan and S.G. Kim (1991):<br />

NCHRP report 343: manuals <strong>for</strong> the design <strong>of</strong> bridge foundations, Transportation<br />

Research Board, National Research Council, Washington D.C., USA.<br />

Bassi, F., Embrechts, P. & Kafetzaki M. (1998): Risk management and quantile<br />

estimation. In R.J. Adler et al (eds), A practical guide to heavy tails, Basel:<br />

Birkhäuser, pp111-130.<br />

Becker, D.E. (1996): Limit state design <strong>for</strong> foundations Part II development <strong>for</strong> the<br />

national building code <strong>of</strong> Canada, Canadian Geotechnical J. 33(6), pp.984-1007<br />

Brinch-Hansen, J. (1967): The philosophy <strong>of</strong> foundation design, design criteria, safety<br />

factor and settlement limit, Proc. Symp. Bearing Capacity and Settlement <strong>of</strong><br />

Foundations, (ed.)<br />

11<br />

(7)


JCSS<br />

Workshop on Reliability Based Code Calibration<br />

CEN (1994): Eurocode 7 Geotechnical Design, Part 1 General Rules, CEN.<br />

Ditlevsen, O. and H.O. Madsen (1996): Structural Reliability methods, John Wiley &<br />

Sons.<br />

Fukui, J., M. Nakano, M. Ishida and Y. Kimura (1996): An investigation on selection<br />

<strong>of</strong> bridge foundation types, PWRI Report No. 3500 (in Japanese).<br />

Fukushima, Y. and Tanaka, T. (1991): A new attenuation relation <strong>for</strong> peak horizontal<br />

acceleration <strong>of</strong> strong earthquake ground motion in Japan. Shimizu Technical<br />

Research Bulletin Vol.10, pp.1-11.<br />

Gobel, G.G. (1999): Geotechnical related development and implementation <strong>of</strong> load<br />

and resistance factor design (LRFD) methods, Synthesis <strong>of</strong> Highway Practice,<br />

NCHR syntesis276, TRB, NRC<br />

Honjo, Y. and S. Amatya (2001): On sensitivity <strong>of</strong> estimation <strong>of</strong> extreme value<br />

distributions based on historical seismic data, Proc. ICOSSAR ’01, Newport<br />

Beach USA<br />

Honjo, Y and O. Kusakabe (2000): Proposal <strong>of</strong> comprehensive foundation design<br />

code: Geo-code 21, Proc. International Workshop on Limit State design in<br />

Geotechnical Engineering (LSD2000), Melbourne, Australia. 18 November 2000<br />

Honjo, Y., O. Kusakabe, K. Matsui, Y. Kikuchi, K. Kobayashi, M. Kouda, F. Kuwabara,<br />

F. Okumura and M. Shirato (2000): National Report on Limit State Design in<br />

Geotechnical Engineering: Japan, Proc. LSD2000: International Workshop on<br />

Limit State design in Geotechnical Engineering, Melbourne, pp.217-240.<br />

JRA (1989): 2nd Report <strong>of</strong> a committee on limit state design: working group on loads,<br />

Japan Road Association (in Japanese)<br />

JRA (1996a): Specifications <strong>for</strong> Highway Bridges IV: Substructures (SHB), Japan<br />

Road Association (in Japanese)<br />

Meyerh<strong>of</strong>, G.G. (1993): Development <strong>of</strong> geotechnical limit state design, Proc.<br />

International Symposium on Limit State Design in Geotechnical Engineering,<br />

Vol.1, pp. 1-12.<br />

Okahara, M., S. Takagi, S. Nakatani and Y. Kimura (1991): A study on bearing<br />

capacity <strong>of</strong> a single pile and design method <strong>of</strong> cylinder shaped foundations,<br />

Technical Memorandum <strong>of</strong> PWRI No. 2919.<br />

Ovesen, N.K. (1993): Eurocode 7: an European code <strong>of</strong> practice <strong>for</strong> geotechnical<br />

design, Proc. International Symposium on Limit State Design in Geotechnical<br />

Engineering, Vol.3, pp.691-710.<br />

Paikowsky, S.G. and K.L. Stenersen (2000): The per<strong>for</strong>mance <strong>of</strong> the dynamic<br />

method, their controlling parameters and deep foundation specifications, Proc.<br />

6th Int. Conf. on the Application <strong>of</strong> Stress-wave Theory to Piles, Brazil.<br />

Phoon, K.K., F.H. Kulhawy and M.D. Grigoriu (1995): Reliability based design <strong>for</strong><br />

transmission line structure foundations, Report TE-105000, Electric Power<br />

Research Institute.<br />

Rackwitz, R. and Fiessler, B. (1978): Structural reliability under combined random<br />

load sequences, Computers and Structures, Pergamon Press, Vol.9, pp.489-494.<br />

Reiss, R.D. and Thomas, M. (1997): Statistical analysis <strong>of</strong> extreme values, Basel,<br />

Birkhäuser.<br />

Usami, T. (1997): Materials <strong>for</strong> comprehensive list <strong>of</strong> destructive earthquakes in<br />

Japan (revised and enlarged CD-ROM edition) (in Japanese), University <strong>of</strong><br />

Tokyo Press.<br />

12

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!