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<strong>Adaptive</strong> Thermal <strong>Comfort</strong>:<br />

Past, Present and Future<br />

Richard de Dear<br />

Faculty of Architecture, Design and Planning<br />

University of Sydney, Australia


Acknowledgements<br />

I wish to acknowledge the inspiration and direct<br />

contributions made to my thinking on this topic<br />

over the last 30 years by:<br />

- Andris Auliciems<br />

- Per Ole Fanger<br />

- Michael Humphreys


Past<br />

• Charles Webb (Building Research Establishment UK) is regarded by<br />

Michael Humphreys as the originator of the adaptive comfort concept<br />

• Conducted longitudinal field studies in Singapore, Baghdad, north India<br />

and north London during the 1960s<br />

• From these diverse field studies Webb noticed that his sample of<br />

building occupants seemed to be most comfortable in the mean<br />

temperatures to which they were exposed. He suggested that they had<br />

adapted to their indoor climates


Humphreys and Nicol (1970)<br />

Mean monthly comfort votes and indoor temperature – Singapore, England, India, Baghdad


Nicol and Humphreys 1972<br />

Trying to make sense of this counter-intuitive finding Nicol<br />

and Humphreys proposed the idea that building occupants<br />

and their indoor climate were two parts of an integrated,<br />

self-regulating (feedback) system. They postulated the<br />

adaptive principle: If a change occurs that produces<br />

discomfort, people will tend to act to restore their comfort<br />

- physiological adaptation (aka acclimatization)<br />

- behavioural adaptation (personal & environmental)<br />

In other words the target of the “controlled variable” in this<br />

homeostatic system was thermal comfort


The <strong>Adaptive</strong> Principle:<br />

If a change occurs that produces discomfort,<br />

people will tend to act to restore their comfort<br />

physiological<br />

thermoregulation<br />

Thermal dis/comfort<br />

thermoreception<br />

& integration<br />

behavioural<br />

thermoregulation<br />

body heat-balance<br />

thermal environment


Humphreys’ Meta-Analysis<br />

To test the adaptive feedback concept of thermal comfort<br />

Humphreys compiled a database of all the field studies that<br />

had been published by the mid-1970s. For each he<br />

extracted:<br />

- temperature at which comfort was observed (neutrality)<br />

- the mean indoor temperature recorded for each study<br />

Field data came from all over the world (from Russia, USA,<br />

UK, Australia, western Europe, Scandinavia, India, Africa etc


Humphreys’ Meta-Analysis (1975)


Auliciems<br />

Upon hearing Humphreys’ findings at a seminar in the late<br />

1970s, Andris Auliciems, a self-confessed latter-day climatic<br />

determinist (!), opined that the driver for adaptation was not<br />

only indoor temperature, but also outdoor climate:<br />

- physiological adaptation (acclimatisation)<br />

- behavioural (adjustment)<br />

- psychological (expectation)<br />

- cultural (technology)


Humphreys’ 2 nd Meta-Analysis (1978)


Auliciems’ <strong>Adaptive</strong> Model (1981)


De Dear<br />

A young (!) PhD student under Andris Auliciems at the<br />

University of Queensland in 1981 looked at this topic and<br />

noticed two things:<br />

- Humphreys’, Nicol’s and Auliciems’ seminal ideas had not<br />

progressed as far as he thought they should’ve<br />

- Fanger’s ingenious heat-balance approach to comfort had<br />

displaced adaptive concept and its supporting evidence


De Dear<br />

For his PhD project de Dear pitted these two competing<br />

hypotheses against each other (adaptive versus heatbalance)<br />

in a series of field experiments in Australia:<br />

- Tropical Darwin, sub-tropical Brisbane, temperate Melbourne<br />

- naturally ventilated and centrally air-conditioned office buildings<br />

- collected all six of the parameters in Fanger’s PMV model<br />

- compared actual and predicted comfort<br />

Systematic discrepancies were found, particularly in the<br />

warmer climate zones, that couldn’t be explained by the<br />

classic six comfort parameters in Fanger’s heat-balance<br />

model (PMV).


De Dear 1994


The ASHRAE <strong>Comfort</strong> Database<br />

• In the early 1990s the American Society of Heating,<br />

Refrigerating and Air-Conditioning Engineers (ASHRAE) got<br />

interested in field studies of thermal comfort<br />

• ASHRAE commissioned thermal comfort field experiments…<br />

– objective measurements of indoor climate with laboratory precision<br />

– Subjective assessments of those conditions using standardised questionnaires<br />

• The result of those studies (and many others) over many<br />

years is a consolidated database on the web, freely<br />

accessible to anyone who is interested<br />

(look for Richard de Dear here http://sydney.edu.au)


Brager and Arens<br />

Brought laboratory precision into the field to rebut frequent criticisms of field results


The ASHRAE <strong>Adaptive</strong> <strong>Comfort</strong> Project<br />

The ASHRAE <strong>Adaptive</strong> <strong>Comfort</strong> Project<br />

(de Dear and Brager 1998 ASHRAE Transactions)<br />

• circa 21,000 observations (indoor climate & comfort surveys)<br />

- 160 buildings<br />

- 4 continents<br />

- range of climate zones<br />

• Simultaneous and<br />

contiguous observations :<br />

- objective indoor climate<br />

- subjective comfort<br />

•<br />

•<br />

•<br />

•<br />

• • •<br />

•<br />

• ••<br />

•<br />

•<br />

•<br />

•<br />

•<br />

• •<br />

•<br />

•<br />


<strong>Adaptive</strong> <strong>Comfort</strong> – The Present<br />

Driven largely by concerns about global climate<br />

change, but also the failure of tightly controlled<br />

and uniform indoor climates to deliver universal<br />

thermal comfort to building occupants, the focus<br />

in the last decade has been on developing<br />

adaptive comfort standards and guidelines:<br />

• ASHRAE Standard 55-2004<br />

“Thermal environmental conditions for human occupancy”<br />

• CEN Standard EN15252-2007<br />

“Indoor environmental input parameters for design and assessment<br />

of energy performance of buildings”


ASHRAE RP-884 database analysis<br />

Centrally-controlled HVAC buildings<br />

indoor comfort temp’ ( o C)<br />

27<br />

26<br />

25<br />

24<br />

23<br />

22<br />

21<br />

20<br />

-5 0 5 10 15 20 25 30 35<br />

Monthly outdoor temperature ( o C)<br />

indoor comfort temp’ ( o C)<br />

Naturally ventilated buildings<br />

27<br />

26<br />

25<br />

24<br />

23<br />

22<br />

21<br />

20<br />

-5 0 5 10 15 20 25 30 35<br />

Monthly outdoor temperature ( o C)<br />

Predicted: static comfort model (PMV)<br />

Observed: Field-based adaptive model


“static”<br />

ASHRAE 55-2004 : <strong>Comfort</strong> Standard<br />

HVAC standard adaptive NV standard<br />

HUMIDITY MIXING RATIO (g/kg)<br />

15<br />

10<br />

5<br />

20 o C Wet Bulb<br />

18 o C Wet Bulb<br />

100% rh<br />

Winter<br />

70% rh<br />

60% rh<br />

50% rh<br />

Summer<br />

30% rh<br />

20 ET*<br />

26 ET*<br />

0<br />

15 20 25 30<br />

OPERATIVE TEMPERATURE ( o C)


Differences Between CEN and ASHRAE<br />

<strong>Adaptive</strong> <strong>Comfort</strong> Standards


Similarities Between CEN and ASHRAE<br />

<strong>Adaptive</strong> <strong>Comfort</strong> Standards


Future: Applying the <strong>Adaptive</strong> Standards<br />

Intergovernmental Panel on Climate Change<br />

(IPCC) greenhouse mitigation potential by 2030


Application of the ASHRAE 55-2004 <strong>Adaptive</strong><br />

<strong>Comfort</strong> Standard to San Francisco’s s climate<br />

From McConahey, E., P. Haves and T. Christ (2002)


The San Francisco Federal Building, 2008<br />

(source: (source: www.structurae.de www.structurae.de photographer: photographer: Nicolas Nicolas Janberg)<br />

Janberg)


Future: Applying the <strong>Adaptive</strong> Standards<br />

Design tools : Climate Consultant V.5 (coming soon)


Future: Applying the <strong>Adaptive</strong> Standards<br />

Design tools : Climate Consultant V.5 (coming soon)


Future: Applying the <strong>Adaptive</strong> Standards<br />

Design tools : Climate Consultant V.5 (coming soon)


Future: Applying the <strong>Adaptive</strong> Standards<br />

Design tools : Climate Consultant V.5 (coming soon)


Conclusions<br />

• Many more people have played a role in progressing the adaptive<br />

comfort concept to what we recognise today.<br />

• Much of the “action” appears in the East and South Asian regions. For<br />

example, China continues to add 1 billion m 2 floor-area of new<br />

construction per annum. Much (if not most) of the new adaptive comfort<br />

research is happening in China nowadays and we will start seeing more<br />

an more of it being published in English research journals.<br />

• In developed economies the key challenge lies in retrofitting adaptive<br />

comfort into existing buildings. The term “adaptive HVAC” has already<br />

been coined. But this implies “weaning” occupants off tightly regulated<br />

(static) indoor climates.<br />

• Perhaps the final frontier for adaptive thermal comfort researchers will be<br />

the “engineering of building occupants’ attitudes towards and<br />

expectations of indoor climates. Green buildings need green occupants!


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