Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ... Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Adam Elover (Year of birth – 1980) Item 2 Educational Background and Business Experience Mr. Elover received his Bachelor of Science from the University of Maryland and his Master’s of Business Administration, emphasis in Finance, from the University of Baltimore. Mr. Elover joined Rochdale in 2006 as a Portfolio Management Associate. Currently a Junior Portfolio Manager he is responsible for the implementation and monitoring of private client portfolios for Rochdale. Prior to joining Rochdale Mr. Elover was a Portfolio Analyst for Mercantile Bank, from 2003 to 2006 and a Reconciliation Specialist with Legg Mason from 2002 to 2003. Item 3 Disciplinary Information Registered investment advisers are required to disclose all material facts regarding any legal or disciplinary events that would be material to your evaluation of each supervised person providing investment advice. There are no legal or disciplinary events to report relative to Mr. Elover. Item 4 Other Business Activities Mr. Elover is not actively engaged in any other investment-related business or occupation. Item 5 Additional Compensation There are no arrangements where a non-client provides an economic benefit to Mr. Elover for providing advisory services. Item 6 Supervision Rochdale’s Chief Executive Officer Garrett D’ Alessandro and Chief Compliance Officer, Barbara Hawkesworth, Esq. supervise and monitor the activities of Mr. Elover as it relates to the Firm and its clients. Such is done through various channels including the review of documents related to his clients and monitoring of accounts through automated reports generated directly to the Compliance Department. The Firm’s Chief Compliance Officer, Barbara Hawkesworth may be contacted at 212-702-3500.
Item 1 Cover Page Thomas A. Galvin March 31, 2012 Rochdale Investment Management 570 Lexington Avenue, 9 th Floor New York, NY 10022 (212) 702-3500 www.rochdale.com This brochure supplement provides information about Thomas A. Galvin that supplements Rochdale Investment Management LLC’s (“Rochdale”) brochure. You should have received a copy of that brochure. Please contact Rochdale’s Compliance Department by calling (212) 702-3500 if you did not receive Rochdale’s disclosure brochure or if you have any questions about the contents of this supplement. Additional information about Thomas A. Galvin is available on the SEC’s website at www.adviserinfo.sec.gov
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- Page 45 and 46: well as the month-end market value,
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- Page 61 and 62: Ted Cox, CFA (Year of birth - 1966)
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- Page 65 and 66: Kashif S. Ahmad, CFA (Year of birth
- Page 67 and 68: Harry Martin, AIF® (Year of birth
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- Page 73 and 74: Kevin Barlow (Year of birth - 1982)
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- Page 77 and 78: Poul Erik Olsen, CFA (Year of birth
- Page 79 and 80: Charles P. Alberton, CFA, CAIA (Yea
- Page 81 and 82: Item 1 Cover Page Elizabeth T. Dool
- Page 83 and 84: Item 1 Cover Page Sheldon C. Branda
- Page 85 and 86: Item 1 Cover Page John Geraghty Mar
- Page 87 and 88: Item 1 Cover Page Robert DeLong Roc
- Page 89: Item 1 Cover Page Adam Elover March
- Page 93 and 94: Item 1 Cover Page Lindsey Cook Marc
Adam Elover (Year <strong>of</strong> birth – 1980)<br />
<strong>Item</strong> 2 Educational Background and Business Experience<br />
Mr. Elover received his Bachelor <strong>of</strong> Science from the University <strong>of</strong> Maryland and his Master’s <strong>of</strong> Business<br />
Administration, emphasis in Finance, from the University <strong>of</strong> Baltimore.<br />
Mr. Elover joined Rochdale in 2006 as a Portfolio Management Associate. Currently a Junior Portfolio Manager he<br />
is responsible for the implementation and monitoring <strong>of</strong> private client portfolios for Rochdale.<br />
Prior to joining Rochdale Mr. Elover was a Portfolio Analyst for Mercantile Bank, from 2003 to 2006 and a<br />
Reconciliation Specialist with Legg Mason from 2002 to 2003.<br />
<strong>Item</strong> 3 Disciplinary Information<br />
Registered investment advisers are required to disclose all material facts regarding any legal or disciplinary events<br />
that would be material to your evaluation <strong>of</strong> each supervised person providing investment advice.<br />
There are no legal or disciplinary events to report relative to Mr. Elover.<br />
<strong>Item</strong> 4 Other Business Activities<br />
Mr. Elover is not actively engaged in any other investment-related business or occupation.<br />
<strong>Item</strong> 5 Additional Compensation<br />
There are no arrangements where a non-client provides an economic benefit to Mr. Elover for providing advisory<br />
services.<br />
<strong>Item</strong> 6 Supervision<br />
Rochdale’s Chief Executive Officer Garrett D’ Alessandro and Chief Compliance Officer, Barbara Hawkesworth,<br />
Esq. supervise and monitor the activities <strong>of</strong> Mr. Elover as it relates to the <strong>Firm</strong> and its clients. Such is done through<br />
various channels including the review <strong>of</strong> documents related to his clients and monitoring <strong>of</strong> accounts through<br />
automated reports generated directly to the Compliance Department. The <strong>Firm</strong>’s Chief Compliance Officer, Barbara<br />
Hawkesworth may be contacted at 212-702-3500.
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